distortion and chromatic dispersion in optical-fiber transmissions

3
 IEEE PHOTONICS TECHNOLOGY LETTERS, VOL. 10, NO. 12, DECEMBER 1998 1745 Intensity Distortion Induced by Cross-Phase Modulation and Chromatic Dispersion in Optical- Fiber Transmissions with Dispersion Compensation Giovanni Bellotti,  Student Member, IEEE,  Matteo Varani,  Student Member, IEEE, Cristian Francia,  Student Member, IEEE,  and Alberto Bononi,  Member, IEEE  Abstract— In disp ersi on comp ensat ed syste ms, the inte nsity dist ortio n indu ced by the inte rplay between cro ss-ph ase modu - lati on and ber chr omati c disp ersi on can be a primary cause of transmission degradation. This interplay is mostly studied by time -cons umin g compu ter simu lati ons. This lette r intr oduce s a new model of this interplay in ber transmissions with dispersion compensation, leading to a linear lter that, applied to the input intensity of a modulated interfering channel, gives the intensity distortion of a continuous-wave probe signal at the receiver. The mod el can be of signicant val ue in the sear ch for optimize d dispersion maps.  Index T erms— Cr ossta lk, disp ersi on comp ensat ion, inte nsity modulatio n, optic al ber nonli near ity, rel ative intensity noise , wavelength-divisi on multiplexing. I. INTRODUCTION D ISPERSION compensation in long-distance high-speed wavelength-divi sion-multipl exing (WDM) transmissi on syst ems should idea lly suppress the line ar disto rtio n due to group velocity dispersion (GVD) while strongly reducing four- wave mix ing ef fec ts [1]. However, sel f-p has e mod ula ti on (SPM) and cross -phase modu lati on (XPM) , inte ract ing with GVD, can still be primary causes of transmission degradation. Thi s let ter concentrates on XPM. Whi le the pha se-to- int ens ity (PM/IM) con ver sio n ind uce d thr oug h GVD [2] by a phas e modula ti on pr esent at the  input  of th e ber can be per fec tl y und one by a compen sat ing be r, the one induced by XPM components generated away from the input cannot be perfe ctly compensa ted, and the resul ting residual int ens ity distor tio n imp air s the per for man ce of int ens it y modulated, direct detected systems. Such intensity distortion has been mostly studied by means of computer simulations, because the nonlinear Schr ¨ odinger equation is not analytically solvable for general pulses when both the nonlinear and the dispersive terms are present [3]. Simulations involving XPM are almost prohibitively time consuming, because they require the propagation of all the WDM channels. This letter introduces a new linear model based on the one in [2] leading to a lter that, applied to the input intensities of the Manuscript received March 31, 1998; revised September 3, 1998. This work was supported in part by the European Community under INCO-DC Project 950959 “DAWRON,” and in part by a CSELT grant. The autho rs are with the Dipar timent o di Inge gneri a dell’ Info rmazio ne, Universit` a di Parma, I-43100 Parma, Italy. Publisher Item Identier S 1041-1135(98)08777-1. modulated interfering channels, gives the intensity distortion of a cont inuous -wave (CW) pr obe si gnal at the end of a compensated system. The key idea is the following. The XPM at the end of the link is the sum of the XPM contributions gen- erated in each innitesimal ber segment. Each innitesimal XPM contribution gives an innitesimal intensity distortion by PM/IM conversion [2] at the end of the link. The linear model postulates that such innitesimal contributions  add up  to give the total output intensity distortion. The range of applicability of the model is roughly the same as that in [2]. The model can be of signicant value in the search for optimized dispersion maps. The paper is organized as follows. Section II derives the XPM intensity lters, both for a single ber and for a compen- sated system composed of several spans. Section III compares theory and simulation to validate the model for typical span- by-span compensation schemes. Finally, Section IV concludes the paper . II . THEORY Consi der one s pan of si ngle- mode b er (SMF) of length , wit h two copro pag ati ng c hannels, and , havin g the sa me polarization. Probe channel is CW, whi le pump ch an ne l is in te ns it y mo du la te d, be in g th e Fo ur ie r tran sf orm of  it s p ower at th e b eg in ni ng of th e be r. Let and be th e group velocities of the two channels, and let be t he wal koff pa ra me te r [3 ], wit h the be r dis per sion at the pro be wav ele ngt h and the cha nne l spacing. The pump powe r at coor di nate al ong the be r, in the assumption of undistorted pump, has Fourier transform (with res pec t to a time fra me mov ing with the probe group ve- locity) given by . The imag inar y argu ment of the expon enti al term account s for the time shift due to channel walkoff. The probe phase indu ced at throu gh XPM by pro paga tion o f such pump o ver an innit es imal se gment is Suc h phase mod ula ti on ent ers the remaining km of be r: if such ber were purely linear, it would produce at its output a relative probe power distortion [2] (1) 1041–1135/98$10.00   1998 IEEE

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  • IEEE PHOTONICS TECHNOLOGY LETTERS, VOL. 10, NO. 12, DECEMBER 1998 1745

    Intensity Distortion Induced by Cross-PhaseModulation and Chromatic Dispersion in Optical-Fiber Transmissions with Dispersion Compensation

    Giovanni Bellotti, Student Member, IEEE, Matteo Varani, Student Member, IEEE,Cristian Francia, Student Member, IEEE, and Alberto Bononi, Member, IEEE

    Abstract In dispersion compensated systems, the intensitydistortion induced by the interplay between cross-phase modu-lation and fiber chromatic dispersion can be a primary causeof transmission degradation. This interplay is mostly studied bytime-consuming computer simulations. This letter introduces anew model of this interplay in fiber transmissions with dispersioncompensation, leading to a linear filter that, applied to the inputintensity of a modulated interfering channel, gives the intensitydistortion of a continuous-wave probe signal at the receiver. Themodel can be of significant value in the search for optimizeddispersion maps.

    Index Terms Crosstalk, dispersion compensation, intensitymodulation, optical fiber nonlinearity, relative intensity noise,wavelength-division multiplexing.

    I. INTRODUCTION

    DISPERSION compensation in long-distance high-speedwavelength-division-multiplexing (WDM) transmissionsystems should ideally suppress the linear distortion due togroup velocity dispersion (GVD) while strongly reducing four-wave mixing effects [1]. However, self-phase modulation(SPM) and cross-phase modulation (XPM), interacting withGVD, can still be primary causes of transmission degradation.This letter concentrates on XPM. While the phase-to-

    intensity (PM/IM) conversion induced through GVD [2]by a phase modulation present at the input of the fibercan be perfectly undone by a compensating fiber, the oneinduced by XPM components generated away from the inputcannot be perfectly compensated, and the resulting residualintensity distortion impairs the performance of intensitymodulated, direct detected systems. Such intensity distortionhas been mostly studied by means of computer simulations,because the nonlinear Schrodinger equation is not analyticallysolvable for general pulses when both the nonlinear and thedispersive terms are present [3]. Simulations involving XPMare almost prohibitively time consuming, because they requirethe propagation of all the WDM channels.This letter introduces a new linear model based on the one in

    [2] leading to a filter that, applied to the input intensities of the

    Manuscript received March 31, 1998; revised September 3, 1998. This workwas supported in part by the European Community under INCO-DC Project950959 DAWRON, and in part by a CSELT grant.The authors are with the Dipartimento di Ingegneria dellInformazione,

    Universita` di Parma, I-43100 Parma, Italy.Publisher Item Identifier S 1041-1135(98)08777-1.

    modulated interfering channels, gives the intensity distortionof a continuous-wave (CW) probe signal at the end of acompensated system. The key idea is the following. The XPMat the end of the link is the sum of the XPM contributions gen-erated in each infinitesimal fiber segment. Each infinitesimalXPM contribution gives an infinitesimal intensity distortion byPM/IM conversion [2] at the end of the link. The linear modelpostulates that such infinitesimal contributions add up to givethe total output intensity distortion. The range of applicabilityof the model is roughly the same as that in [2]. The model canbe of significant value in the search for optimized dispersionmaps.The paper is organized as follows. Section II derives the

    XPM intensity filters, both for a single fiber and for a compen-sated system composed of several spans. Section III comparestheory and simulation to validate the model for typical span-by-span compensation schemes. Finally, Section IV concludesthe paper.

    II. THEORYConsider one span of single-mode fiber (SMF) of length ,

    with two copropagating channels, and , having the samepolarization. Probe channel is CW, while pump channel isintensity modulated, being the Fourier transform ofits power at the beginning of the fiber. Let and be thegroup velocities of the two channels, and let

    be the walkoff parameter [3], with thefiber dispersion at the probe wavelength and the channelspacing.The pump power at coordinate along the fiber, in the

    assumption of undistorted pump, has Fourier transform (withrespect to a time frame moving with the probe group ve-locity) given by .The imaginary argument of the exponential term accountsfor the time shift due to channel walkoff. The probe phaseinduced at through XPM by propagation of such pump overan infinitesimal segment isSuch phase modulation enters the remaining km of fiber:if such fiber were purely linear, it would produce at its outputa relative probe power distortion [2]

    (1)

    10411135/98$10.00 1998 IEEE

  • 1746 IEEE PHOTONICS TECHNOLOGY LETTERS, VOL. 10, NO. 12, DECEMBER 1998

    where is the time averaged output probe power, theprobe wavelength and the light velocity. The SPM inducedby such infinitesimal power distortion is neglected. If theinfinitesimal intensity contributions add up, the total relativeoutput power distortion on the probe is obtained by integrating(1) in over the fiber length:

    (2)

    where we defined the XPM/IM filter as

    (3)

    where is the residual accumulated dispersion fromthe beginning of the fiber to the end of the system.Now consider the general case of a chain of end-

    amplified fiber links, with the attenuation,nonlinear and dispersion coefficients, the length and thewalkoff parameter of the th link, respectively.Suppose that the th amplifier has gain for the pump, sothat the pump power at the input of the th link, in the undis-torted pump assumption, is , where

    and ,with . The residual accumulated dispersion fromthe beginning of the th link to the end of the system is

    . Reasoning as before, the XPM contribution

    generated at coordinate of the th fiber enters a purelylinear equivalent fiber so that its contribution to the relativeoutput power distortion on the probe is

    . Integrating asbefore over the th fiber length and adding the contributionsof all fiber segments, the overall XPM/IM filter for thelinks becomes

    (4)

    where is given by (3) with the appropriate parametersof the th fiber. The relative probe power distortion at thesystem end is given again by (2). When several pump channels

    Fig. 1. Simulations of a NZDF + SMF system, R = 10 Gb/s, M = 10spans, = 0:8 nm. Top row: Input and output pump power (mW). Bottomrow: Output probe power. Time is normalized to the bit time 1/R.

    Fig. 2. Simulations of a SMF + DCF system, R = 10 Gb/s, M = 10spans, = 0:8 nm. Top row: Input and output pump power [mW]. Bottomrow: Output probe power. Time is normalized to the bit time 1/R.

    are present, the total relative probe power distortion can bewritten as the sum of the contributions due to each pump.

    III. SIMULATIONSIn Figs. 1 and 2, we compare the results of simulations

    performed by the split-step Fourier method [3] with thepredictions of (2). Simulations include the effects of GVD,SPM and XPM for the pump, and GVD and XPM for theprobe. Simulations are carried out for a 10 span WDM system,perfectly compensated after each span, with 5 dBm peak powerfor both pump and probe and channel spacing nm.The pump is onoff keying (OOK) modulated with nonreturn-to-zero (NRZ) raised cosine pulses (rolloff 0.8) at a bit rate

    Gb/s, while the probe is CW. Fig. 1 refers to asystem in which the transmission fiber for each span is anonzero dispersion fiber (NZDF), with dispersionps/nm/km, length km, and a standard SMF with

    ps/nm/km and length km is used for spancompensation. Other parameters common to the two fibersare the dispersion slope ps/km/nm the nonlinearcoefficient W km and the attenuationdB/km. Fig. 2 refers to a system in which the transmissionfiber is a SMF as before, with km, and a dispersion

  • BELLOTTI et al.: INTENSITY DISTORTION INDUCED BY XPM AND CHROMATIC DISPERSION 1747

    Fig. 3. Probe power standard deviation versus number of spans in threedifferent maps. Solid: Simulation. Diamonds: Theory. Two neighboring pumpsat = 0:8 nm, OOK modulated at 10 Gb/s. Peak power of 5 dBm/ch.

    compensating fiber (DCF) with ps/nm/km,km, ps/km/nm W km , dB/kmis used for compensation. In both figures, the wavelength ofexact compensation is halfway between channels. The figuresshow the power of the pump both at the input and at the outputof the whole link (top), and the output power of the probe(bottom), both simulated and predicted by (2). The pattern10 110 111 is visible in the pump intensity. As seen from thefigures, the linear model predicts reasonably well the shapeof the output probe power (bottom graphs), even when thehypothesis of undistorted pump is violated (top graphs). This isdue to the lowpass filtering action of walkoff on the generationof XPM [4]. We note that the probe modulation is larger inthe NZDF SMF system, because the XPM generation ismore efficient than in the SMF DCF system, and thus theintensity distortion is larger, as per (1).In Fig. 3, we consider the XPM-induced power modulation

    caused by two neighboring pumps on a central CW probe.The pumps are OOK modulated at 10 Gb/s, with independentpatterns of 128 bits. We define the sample variance as

    , where is the probepower and is the number of samples in the observationwindow of 128 bits. The figure plots versus the numberof compensated spans, both for simulations and for (2). Ifthe XPM induced intensity noise on ONEs and ZEROs iscomputed, to a first approximation, as if the probe pulsehad an average constant value, then, in the presence ofamplified spontaneous emission noise, the error probabilitycan be evaluated by a standard Gaussian approximation, andthus depends directly on the parameter relative to the ONEand ZERO power levels. Such Gaussian approximation issufficient for comparisons among compensating schemes andin the search for optimal maps. If a more precise performanceevaluation is needed [5], the filter in (3) can be used toestimate the actual non-Gaussian statistics of the XPM-inducedintensity noise. The parameter in Fig. 3 refers to a CW

    probe corresponding to the ONE power level, and threecompensating schemes are compared: the NZDF SMF andSMF DCF are the maps leading to Figs. 1 and 2; the third,DCF SMF, uses the same fibers as the SMF DCF, but thecompensating fiber is placed right after the amplifier. We seethat the system minimizing the XPM-induced intensity noise isthe SMF DCF, while the more common inverse map DCFSMF, which optimizes the effect of SPM [6], performs worsein terms of XPM-induced intensity noise because of the large,uncompensated XPM generated at the beginning of the SMFfiber, where the power level is still high.

    IV. CONCLUSIONIn this letter, we introduced a new linear model for the

    XPM-induced intensity distortion on a CW probe in a dis-persion compensated transmission system. By comparison tosimulations we have shown that the model well captures theessence of the interaction between XPM and GVD, givingaccurate predictions within the applicability range of the modelin [2] upon which it is based, and within the validity ofthe undistorted probe assumption. The model neglects XPM-induced SPM effects on the probe. It is possible to extend thepresent model to include the SPM generated by a modulatedprobe [7]. As long as the intensity distortions due to SPMand XPM can be considered as additive and independent,the system performance evaluation greatly simplifies, andXPM-induced intensity modulation can be treated as additiveintensity noise. We believe the model, together with its exten-sions to SPM, can be of great value in both quickly evaluatingsystem performance and in the search for optimized dispersionmaps.

    REFERENCES

    [1] A. R. Chraplyvy, A. H. Gnauck, R. W. Tkach, R. M. Derosier, C. R.Giles, B. M. Nyman, G. A. Freguson, J. W. Sulhoff, and J. L. Zyskind,One-third terabit/s transmission through 150 km of dispersion-managedfiber, IEEE Photon. Technol. Lett., vol. 7, pp. 98100, Jan. 1995.

    [2] J. Wang and K. Petermann, Small signal analysis for dispersive opticalfiber communication systems, J. Lightwave Technol., vol. 10, pp.96100, Jan. 1992.

    [3] G. P. Agrawal, Nonlinear Fiber Optics, 2nd ed. New York: Academic,1995, ch. 7.

    [4] G. Bellotti, M. Varani, C. Francia, and A. Bononi, Intensity/cross-phase/intensity conversion filters in dispersion compensated multiwave-length transmission systems, presented at the 1998 Conf. InformationScience and Systems, Princeton, NJ, Mar. 1998, paper TP4.2.

    [5] J. J. OReilly and J. R. F. da Rocha, Improved error probabilityevaluation methods for direct detection optical communication systems,IEEE Trans. Inform. Theory, vol. 33, pp. 839848, Nov. 1987.

    [6] D. M. Rothnie and J. E. Midwinter, Improved standard fiber perfor-mance by positioning the dispersion compensating fiber, Electron. Lett.,vol. 32, no. 20, pp. 19071908, Sept. 1996.

    [7] M. Varani, Analisi degli effetti di self e cross-phase modulation insistemi multicanale con compensazione della dispersione cromatica,Laurea thesis, Univ. di Parma, Parma, Italy, Apr. 1998.