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Alastair J. Florence, CMAC, University of Strathclyde Drug Delivery and Formulation Forum, Berlin May 2016 Development of Continuous Crystallisation Processes for Consistent Crystal Products

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Alastair J. Florence, CMAC, University of Strathclyde Drug Delivery and Formulation Forum, Berlin May 2016

Development of Continuous Crystallisation Processes for Consistent Crystal Products

Drivers for Change in Manufacturing

“Do we have the correct architecture for manufacturing in the industry? Now is the time to look at new infrastructure with smaller, more agile facilities for end to end manufacture.”

CMAC Manufacturing Research Centre • Co-created with industry to address long-term manufacturing challenges and skills needs

• EPSRC Centre for Innovative Manufacturing– Key National Research Platform

• Partnership approach to industry-academic collaboration to deliver critical mass of:

• Research • Training & Skills • Knowledge Exchange / Industry • Facilities

• Tier 1s GSK, AZ, Novartis and Bayer + Tier 2/technology providers eg PSE, PEL, Mettler • Multidisciplinary academic partners - critical mass of expertise and facilities

synthesis crystallisation isolation/drying secondary manufacture

• Improve particulate based product supply via continuous processes

• Develop understanding of complex interactions between process, materials and quality

• Develop flexible continuous process technologies and understanding to deliver:

Consistency Manufacturability Performance

Accelerate the adoption of continuous processing in pharmaceutical manufacturing

Demand Led Research Scope

Robustness

Production of Particles and Controlling Particle Attributes for Performance

Process parameters

Physical transformations

Process parameters

Physical transformations

Molecular attributes Particle attributes Bulk attributes

Problems with Pharmaceutical Particles

But molecules may adopt many possible solid forms = different size, shape, surfaces, microstructure

• Crystal structure prediction is developing • Complex transformation dynamics • Limited structure-property-process relationships • Measurement gaps at molecular length/time

scale • Surfaces poorly understood • Microstructure (e.g. defects) difficult to measure

What particle is required? How to make?

Poor Crystallisation Control

300µm Fines in crystallisation of

form of L-glutamic acid – e.g. variable filtration

times

Mixture of carbamazepine forms II and III due to in situ

transformation – variable dissolution rates

Supersaturation, secondary nucleation, attrition, agglomeration, encrustation and transformations can

impact on measurement, uniformity and quality

Uncontrolled growth on reactor walls (encrustation/ fouling) –

compromise heat transfer

Encrustation on UV probe– compromise measurement

Continuous Manufacturing • Laboratory-scale, modular processing systems • Synthesis to formulated product

• Particular focus on primary to secondary interface • Opportunities for more integration via alternative configurations

• Deliver the right particle performance

Workflows and Tools for Continuous Crystallisation Development Implement a consistent, systematic approach across programme

Stage 2: Solvent Screen

Parameter Design space

Transmission at (B.P. – 10) °C

> 95 %

Transmission at 20 °C

< 95 %

ICH Class 3 or 2

0

10

20

30

40

50

60

70

80

90

100Transmission at B.P. -10 °C. 100% = completely

dissolved Description • Assess solubility from library of

solvents • Broad range of solvent types and

functionality Methodology • 50 g/L of API mixed with solvent • Dissolution evaluated at 3

temperatures: • 20 °C • B.P. – 10 °C • Mid point

Selection Criteria for solvent screen

• 11 solvents out of 54 fall within design space and carried on to next stage

0

10

20

30

40

50

60

70

80

90

100Transmission at 20 °C. 100% = completely dissolved

Stage 3: Solvent Selection

Description • Assess T- dependence • Chemical and physical

stability assessed

Methodology • Concentrations 2.5 to 20

wt% • T = 5 °C to (B.P. – 10) °C • Slow heating ramp (0.1

°C/min) • T cycling avoided • Imaging used

High agglomeration

Low agglomeration

Non-fouled

Fouled

Stage 3: Solvent Selection

Parameter Design space Chosen solvent

Upper temperature ≤ 90 °C 80 °C

Lower temperature ≥ 5 °C 5 °C

Yield ≥ 90 % 90 %

Solid fraction 10 to 25 % w/w 17 %

Metastable zone width > 5 °C 20 °C

Form and chemical stability at elevated temp.

> 24 hr > 24 hr

Agglomeration Low to none Low to none

Fouling None None

• Only 1 solvent out of 11 from previous stage met design space criteria: • 3-methyl-1-butanol (iso-amyl alcohol)

Stage 4. In-line monitoring of crystallisation e.g. spectroscopic approaches

• Solubility determination

• Temperature dependent calibration using PLS modelling

Robust approach for calibration of methods required (C, T, particles)

Stage 5: System understanding Description • ID process conditions for

desired performance. • ID limits • Inform platform

selection, mixing, etc. Methodology • Range of tests developed

to assess: • Metastable zone • Secondary

nucleation • Growth rate • Fouling • Agglomeration

x y

z

S = 1.75

S = 2.00

Fouling induction times

Metastable zone widths

Secondary nucleation: Seeded vs. unseeded

Growth rates. Bulk and single crystal

Agglomeration

Continuous Crystallisation – Various Tools e.g

Static mixer (Kenics)

Alvarez & Myerson (2010) Crystal Growth & Design 10, 2219-2228.

Wong, Cui, et al. (2013) Crystal Growth & Design 13, 2514-2521.

Continuous secondary nucleator and tubular crystalliser

Quon, Zhang, et al. (2012) Crystal Growth & Design 12, 3036-3044.

Stirred tank (MSMPR) cascade

Continuous oscillatory baffled crystalliser

Lawton, Steele, et al. (2009) Organic Process Research & Development 13, 1357-1363.

Segmented tubular flow reactor

Eder, Schrank, et al. (2012) Crystal Growth & Design 12, 4733-4738.

Parameter Chosen solvent

Metastable zone width

22 to 35 °C

Min. supersaturation for secondary nucleation

S = 1.7 to 2.2

Growth rate 1.5 to 3 µm/min

Agglomeration Low to none

Fouling induction time

S = 1.75: 278 min

S = 2.00: 107 min

Stage 5: System understanding Results

Couple system understanding and crystalliser characterisation to determine design space for operation

Achievable supersaturation limited by heat

transfer

Residence time governed by equipment volume and pump specification

1 stage 1L MSMPR

3 stage 15L MSMPR

COBC PFR

Primary nucleation

Growth

Secondary nucleation

Primary/secondary nucleation

indistinguishable

Stage 6: Process understanding

Description • Experimental DoE

coupled with PBE to establish design space

Methodology • Batch seeded cooling

experiments used as basis for parameter estimation

• Covering a range of seed mass, cooling rate and power input

Expt. Seed mass (g)

Cooling rate (°C/min)

Power input (W/kg)

1 0.95 0.50 0.023

2 4.73 0.50 0.023

3 0.95 0.17 0.023

4 0.95 0.50 0.053

5 4.73 0.50 0.053

6 2.84 0.35 0.053

0

2

4

6

8

10

0.1 10 1000V

olu

me

%

CE diameter (μm)

SeedProduct - expt.

1.0

1.2

1.4

1.6

1.8

2.0

0.02

0.04

0.06

0.08

0.10

0.12

0.14

0.16

0.18

0 1000 2000 3000 4000 5000 6000 7000 8000 9000 10000

Sup

ersa

tura

tio

n

Mas

s fr

ac.

Time (s)

Concentration Solubility Supersaturation

Stage 6: Process understanding • Parameter estimation - power law growth model

0.00

0.04

0.08

0.12

0.16

0.20

1 10 100 1000

Vol

ume

frac

.

Particle size (μm)

Expt. 8 - PSD comparison

SeedProduct - expt.Product - model

Description Using model and knowledge gained from the workflow, perform a series of crystallisations to demonstrate concept Size band 1 - Dv50 ~ 30 μm, 3.5 kg • Generated through the nucleation of

supersaturated solution in rotor-stator wet mill

• 10 L seed miniplant module with IKA MagicLab in recycle loop. Cooled following profile from Optimax experiment at constant supersaturation

Stage 7: Proof of concept

0

2

4

6

8

10

12

1 10 100 1000

Vo

lum

e %

Particle size (μm)

1 Litre scale

10 Litrescale A10 Litrescale B

0

10

20

30

40

50

60

70

80

90

0 50 100 150 200

Tem

per

atu

re (

°C)

Residence time (min)

Temperature profile

COBC profile(model)

Constant Sprofile

Size band 2 Dv50 ~70 μm, 3.5 kg • Continuous seeded

crystallisation in COBC module. • 6.1 % seed loading, 166 min

residence time, 1180 min operating time (excluding start-up)

Size band 3 Dv50 ~ 155 μm, 6.5 kg • Continuous seeded

crystallisation in COBC module. • 9.9 % seed loading, 166 min

residence time, 2127 operating time (excluding start-up)

Seed addition Stage 7: Proof of concept

Stage 7: Proof of concept (COBR)

Extensive use of PAT during runs for validation: FBRM (particle size/growth), IR (concentration); PVM (shape; size); Raman (form)

Stage 7: Proof of concept (COBR)

Extensive use of PAT during runs for validation: FBRM (particle size/growth), IR (concentration); PVM (shape; size); Raman (form)

MSMPR campaign Dv50 ~ 80 μm, 2.5 kg • Continuous seeded

crystallisation in 3 stage MSMPR using 2 L vessels

• Stage temperatures: 63.8, 48.3 and 32.5 °C (maintain S < 1.35)

• 7.1 % seed loading, 172 min residence time, 980 operating time (excluding start-up)

Stage 7: Proof of concept

0.00

0.02

0.04

0.06

0.08

0.10

0.12

0.14

1 10 100 1000

Vo

lum

e fr

acti

on

Particle size (μm)

MSMPR PSDs Size band 1 Stage 1 Stage 2 Stage 3

0.00

0.05

0.10

0.15

0.20

0.25

1 10 100 1000

Vo

lum

e fr

acti

on

Particle size (μm)

PFR Size bands Szie band 1 Size band 2 Size band 3

Stage 7: Proof of concept

• 4 lots of particles with different PSDs targeted – 30, 50, 70, 80 and 155 mm • Samples will be characterised for continuous secondary processing

Continuous Filtration CRD GSK “Falcon” robotic platform and Bespoke rotary drum filter

‘Falcon’ - Accurately quantify filtration and washing perfomance Drum filter - scaled to take output from COBCs and isolate product stream with washing.

Acetanilide

Metacetamol

(Paracetamol API)

(Impurities)

(Ethanol / water)

Scale-up of co-crystallisation process from 0.3g (vial) → 30g (OBC)→ 1kg (COBC)

SEM

XRPD

Pawley fit to XRPD data from reclaimed sample of co-crystals (a, b, c (Å) = 26.44762, 5.31036, 34.27961; β (o) = 90.524, Rwp = 4.120)

vs. batch

• Phase pure co-crystal product • Consistent particle size

Zhao et al., CrystEngComm, 2014,16, 5769-5780

Getting The Right Form Manipulating properties through continuous spherical agglomeration

Particles (10s mm) Loose aggregates (100s mm) Intergrown, spherical agglomerates (100-1000 mm)

Dealing with poor powder flow

Transform ‘difficult’ particles into well behaved granules

Getting The Right Form Manipulating properties through continuous agglomeration

BL Droplet Formation

Crystal Wetting

Mixing Coalescence Consolidation

Material prep. Wetting and Nucleation Coalescence and Consolidation

CSTR Mixer

High shear

Microfluidic system

Key Process Parameters:- Time, Shear rate – PAT controlled Temperature

Multistage continuous processing to deliver modified attributes

Getting The Right Form Manipulating properties through continuous spherical agglomeration

• Granular API form of aspirin • 500 mm • Significantly improved flow properties • Suitable for direct compression

Flexible Process Streams (OSD)

Inputs ex Conti Cryst /

excipient

Formulation processes/

Transformation

Dose Form Tablets/Capsules/Pills/structured doses

Extrusion (melt/wet)

Compression, moulding, 3D

printing, capsule etc.

Wet granulation Batch/Cont/TS

Direct compression (batch/cont blend)

Roller Compaction

Exploiting Informatics • Exploiting ELN / networked instrument base to accumulate systematic data across different

systems • Complement mechanistic models with informatics-based tools

Applied also to solubility, nucleation, fouling, agglomeration, polymorphism, solvate formation

Acknowledgements

Academics • Professor Gavin Halbert • Dr Blair Johnston • Dr Alison Nordon • Dr Chris Price • Professor Chris Rielly • Dr John Robertson • Dr Jag Srai • Professor Jan Sefcik

Researchers • Bilal Ahmed • Maria Bruiglia • Michael Chrubrasik • Natalia Dabrowska • Andrew Dunn • Clarissa Forbes • Dimitris Fysikopoulos • Raaz Gurung • Fraser Mabbott • John McGinty • Francesca Perciballi • Hector Polyzois • Vishal Raval • Vaclav Svoboda • Stephanie Yerdelen

Post Docs • Dr Cameron Brown • Dr Tomas Harrington • Dr Anna Jawor-Bacynska • Dr Pól MacFhionnghaile • Dr Thomas McGlone • Dr Ebeneezer Ojo • Dr Elke Prasad • Dr Humera Siddique • Dr Vijay Srirambhatla • Dr Rene Steendam • Dr Anna Trybala ICT-CMAC • Dr Murray Robertson