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Design of Deep Foundations for Slope Stabilization J. Erik Loehr, Ph.D., P.E. University of Missouri Annual Kansas City Geotechnical Conference Overland Park, Kansas April 23, 2015

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Design of Deep Foundations

for Slope Stabilization

J. Erik Loehr, Ph.D., P.E.

University of Missouri

Annual Kansas City Geotechnical Conference

Overland Park, Kansas

April 23, 2015

Stability analysis for reinforced slopes

R

latR

axialR

Reinforcing Member

Potential Sliding Surface

2

Application – drilled shafts

3

Fill

Stiff ClayObserved sliding surface

drilled shafts

after Bruce and Jewell, 1986

Application – drilled shafts

4 Photo courtesy of Alabama Electric Cooperative

Application – driven piles

5 Graphic courtesy of Hayward Baker

Application – driven piles

6 Photo courtesy of Hayward Baker

Application - micropiles

7

micropilesanchor

Application - micropiles

8

Photo courtesy of Hayward Baker

Photo courtesy of Schnabel Engineering

Application – soil nails

9

shotcretefacing

soil nailsRailway

soil nails

sliding surface

after Bruce and Jewell, 1986

Application – soil nails

10 Photo courtesy of Schnabel Foundation

Excluded techniques

Deep mix columns

Jet grout columns

Aggregate columns

11

Application – ground anchors

12

Application – ground anchors

13 Photos courtesy of Schnabel Foundation

Challenges for predicting resistance

Load transfer is complex

Deformation required to mobilize resistance

Numerous limit states

Soil provides both load and resistance

Axial and lateral resistance may be

“incompatible”

14

Soil movement components

15

axial

lat.

soil

lat.

axial

soil

Slope Surface

SlidingSurface

lat.

soil

axial

SlidingSurface

Slope Surface

0

5

10

15

20

25

30

35

40

-400 -200 0 200 400

Lateral Soil Reaction (kip/in)

=0.01 in

=0.1 in

=0.3 in

=1.0 in

limit soilpressure

Lateral load transfer – “long” pile

16

sliding surface

0

5

10

15

20

25

30

35

40

-1.2 -0.8 -0.4 0.0 0.4 0.8 1.2

Dep

th (f

t)

Pile Deflection (in)

sliding surface

Lateral load transfer – “long pile” mode

17

sliding surface

0

5

10

15

20

25

30

35

40

-400 -200 0 200 400

Lateral Soil Reaction (kip/in)

limit soilpressure

0

5

10

15

20

25

30

35

40

-1.2 -0.6 0.0 0.6 1.2

Dep

th (f

t)

Pile Deflection (in)

0

5

10

15

20

25

30

35

40

-60 0 60 120 180

Bending Moment (kip-in)

=0.01 in

=0.1 in

=0.3 in

=1.0 in

0

5

10

15

20

25

30

35

40

-3.0 -1.5 0.0 1.5 3.0

Shear Force (kip)

Sliding

surface

Lateral load transfer – “short pile” mode

18

0

5

10

15

20

25

30

35

40

-12 -6 0 6 12

Dep

th (f

t)

Pile Deflection (in)

sliding surface

0

5

10

15

20

25

30

35

40

-400 -200 0 200 400

Lateral Soil Reaction (kip/in)

=0.1 in

=0.5 in

=1.0 in

=10.6 in

ℓlimit soilpressure

Lateral load transfer – “short pile” mode

19

0

5

10

15

20

25

30

35

40

-12 -6 0 6 12

Dep

th (f

t)

Pile Deflection (in)

sliding surface

0

5

10

15

20

25

30

35

40

-400 -200 0 200 400

Lateral Soil Reaction (kip/in)

limit soilpressure

0

5

10

15

20

25

30

35

40

-3000 -2000 -1000 0 1000

Bending Moment (kip-in)

=0.1 in

=0.5 in

=1.0 in

=10.6 in

ℓℓℓℓ

0

5

10

15

20

25

30

35

40

-30 -15 0 15 30

Shear Force (kip)

0

5

10

15

20

25

30

35

40

-400 -200 0 200 400

Lateral Soil Reaction (kip/in)

=0.1 in

=0.5 in

=10 in

=30 in

0

5

10

15

20

25

30

35

40

-40 -20 0 20 40

Dep

th (f

t)

Pile Deflection (in)

Lat. load transfer – “intermediate” mode

20

sliding surface

limit soil

pressure

0

5

10

15

20

25

30

35

40

-400 -200 0 200 400

Lateral Soil Reaction (kip/in)

0

5

10

15

20

25

30

35

40

-40 -20 0 20 40

Dep

th (f

t)

Pile Deflection (in)

Lat. load transfer – “intermediate” mode

21

sliding

surface

limit soil

pressure

0

5

10

15

20

25

30

35

40

-1000 0 1000 2000 3000

Bending Moment (kip-in)

=0.1 in

=0.5 in

=10 in

=30 in

ℓℓℓℓ

0

5

10

15

20

25

30

35

40

-30 -15 0 15 30

Shear Force (kip)

0

5

10

15

20

25

30

35

40

0 10 20 30 40 50 60

Dep

th (f

t)

Mobilized Axial Load (kip)

=0.05 in

=0.1 in

=0.3 in

=0.5 in

a

a

a

a

Axial load transfer

22

sliding surface

Limit states for deep foundations in slopes

Soil failure • passive (lateral) failure

above/below sliding surface

• pullout (axial) failure above/below sliding surface

Structural failure • flexural failure

• shear failure

• axial failure

- compression

- tension

Serviceability limits

23

Sliding Surface

Slope Surface

ReinforcingMember

FailedSoil

Relative Movement

Sliding Surface

Initial Location

Location afterSliding

FailedSoil

RelativeMovement

Sliding Surface

Initial Location

Failure of member in bending

RelativeMovement

Sliding Surface

Initial Location

Failure of member in Shear

RelativeMovement

Lessons

Load transfer is complex…depends on

• Soil and pile stiffness

• Sliding depth

• Orientation of reinforcement

• Structural and geotechnical limit states

It is dangerous to assume load distribution!!

24

Prediction of reinforcement resistance

1. Estimate profile of soil movement

2. Resolve soil movement into axial and lateral components

3. Independently predict mobilization of axial and lateral resistance

a. Using “p-y” analyses for lateral load transfer

b. Using “t-z” analyses for axial load transfer

4. Select appropriate axial and lateral resistance

25

Axial and shear force at sliding depth when

first limit state is reached taken to be

available resistance for that sliding depth

clay

rock

slide

0

10

20

30

40

50

0.0 1.0 2.0 3.0 4.0 5.0

Dep

th (f

t)

Pile Deformation (in)

0

10

20

30

40

50

-80 -40 0 40 80Mobilized Shear Force (kip)

=0.1 in

=1.0 in

=3.0 in

Mobilization of lateral resistance

0

10

20

30

40

50

-1500 -750 0 750 1500Mobilized Bending Moment (kip-in)

26

Mobilization of lateral resistance

27

0

5

10

15

20

25

30

35

40

45

50

0.0 1.0 2.0 3.0 4.0 5.0 6.0

Mob

ilize

d S

hear

For

ce (k

ip)

Total Slope Movement (in)

clay

rock

slide

0

10

20

30

40

50

0 20 40 60 80 100 120 140 160

Dep

th (f

t)

Mobilized Axial Load (kip)

=0.1 in

=0.3 in

=0.42 in

=0.5 in

Mobilization of axial resistance

28

0

20

40

60

80

100

120

140

160

0.00 0.25 0.50 0.75 1.00 1.25 1.50

Mob

ilize

d A

xial

For

ce (k

ip)

Total Slope Movement (in)

Mobilization of axial resistance

29

clay

rock

0

10

20

30

40

50

0 50 100 150 200 250

Slid

ing

Dep

th (

ft)

Axial Resisting Force (kip)

Resistance functions (per member)

Member resistance for individual member

0

10

20

30

40

50

0 50 100 150

Slid

ing

Dep

th (

ft)

Lateral Resisting Force (kip)

Ultimate

< 1.0 in

30

clay

rock

0

10

20

30

40

50

0 10 20 30 40 50

Slid

ing

Dep

th (

ft)

Axial Resisting Force (kip/ft)

0

10

20

30

40

50

0 5 10 15 20 25

Slid

ing

Dep

th (

ft)

Lateral Resisting Force (kip/ft)

Resistance functions (per lineal foot)

Member resistance divided by member spacing

spacing = 6-ft

31

AEC – Lowman Power Plant

54-inch diameter shafts

Reinforcement: 54 #10 bars; 18 #18 bars

Permanent steel casing through mixed sands

120-ft length

15-ft c-c staggered spacing

32

II. soft to stiff clay

VI. stiff to hard clay

VII. weathered limestone

I. Fill

III. mixed sands & clays

IV. dense sandV. stiff clay

AEC-Lowman Power PlantLeroy, Alabama

-80-ft

-60-ft

-40-ft

-20-ft

0-ft

20-ft

40-ft

II. soft to stiff clay

VI. stiff to hard clay

VII. weathered limestone

I. Fill

III. mixed sands & clays

IV. dense sandV. stiff clay

AEC-Lowman Power PlantLeroy, Alabama

0 10' 20'10'

B-104B-101B-4

B-5B-6

MB-9

-80-ft

-60-ft

-40-ft

-20-ft

0-ft

20-ft

40-ft

??

Observed Sliding Surface

AEC – Lowman Power Plant

33

CL

SM

CH

LS

0

10

20

30

40

50

60

70

80

0.0 1.0 2.0 3.0 4.0 5.0

Dep

th (f

t)

Pile Deformation (in)

AEC – Design Analyses

34

0

10

20

30

40

50

60

70

80

-8000 -4000 0 4000 8000

Mobilized Bending Moment (kip-ft)

0

10

20

30

40

50

60

70

80

-2000 -1000 0 1000 2000

Mobilized Shear Force (kip)

d=0.1 in

d=0.5 in

d=1.0 in

d=2.0 in

d=3.0 in

AEC – Design Analyses

35

0

100

200

300

400

500

600

700

800

0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0

Mob

ilize

d S

hear

Res

ista

nce

at S

lidin

g S

urfa

ce (k

ips)

Soil Movement (in)

8-ft

16-ft

24-ft

29-ft

40-ft

47-ft

56-ft

sliding depth

CL

SM

CH

LS

0

10

20

30

40

50

60

70

80

0 10 20 30 40

Slid

ing

Dep

th (

ft)

Lateral Resisting Force (kips/ft)

shaft spacing = 15-ft

Design resistance – AEC Lowman PP

36

0

10

20

30

40

50

60

70

80

0 200 400 600 800

Slid

ing

Dep

th (

ft)

Lateral Shaft Resistance (kips)

soil movement

moment capacity

shear capacity

AEC Lowman PP – Completed Shafts

37 Photos courtesy of A.H. Beck Foundation Co.

CL

SM

CH

LS

-82

-72

-62

-52

-42

-32

-22

-12

-2

-1500 -500 500 1500

Ele

vatio

n (f

t)

Bending Moment (kip-ft)

7/25/2006

9/14/2006

11/27/2006

3/27/2007

6/28/2007

10/25/2007

installed7/19/2006

AEC – Lowman PP Observations

38

-82

-72

-62

-52

-42

-32

-22

-12

-2

-1500 -500 500 1500

Ele

vatio

n (f

t)

Bending Moment (kip-ft)

L-pile

L-pile (mod)

10/25/2007

Brown and Chancellor, 1997

39

Bending moments – Littleville

40

0

10

20

30

40

50

-40 -20 0 20 40

Dep

th (

ft)

Bending Moment (in-kips)

predicted

measured (2+70U)

measured (1+70U)

tot = 0.39-in

upslopepmod = 0.2

0

10

20

30

40

50

-40 -20 0 20 40

Dep

th (

ft)

Bending Moment (in-kips)

predicted

measured (2+70U)

measured (1+70U)

downslopepmod = 0.2

tot = 0.31-in

Axial resistance – Littleville

41

0

10

20

30

40

50

-60 -40 -20 0 20 40 60

Dep

th, z

(ft

.)

Axial Load T, kip (+=tension)

predicted

measured (2+70U)

measured (1+70U)tot = 0.24-in

downslope

= 0.3zult = 0.06-in

0

10

20

30

40

50

-60 -40 -20 0 20 40 60

Dep

th, z

(ft

.)

Axial Load T, kip (+=tension)

predicted

measured (2+70U)

measured (1+70U)

tot = 0.34-in

upslope

= 0.3zult = 0.06-in

Large-scale model tests

42

Reinforced slope (s/d≈2) w/ capping beam

43

Influence of Pile Batter

44

0.0

0.5

1.0

1.5

2.0

2.5

-45 -30 -15 0 15 30 45

p-m

ult

iplie

r

Batter Angle (degrees)

Kubo (1965)

Awoshika & Reese (1971)

Model Tests

Reese et al. (2006)

Recommended for Slopes

Influence of Pile Spacing

45

0.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

1.8

2.0

0 2 4 6 8 10 12

p-m

ult

iplie

r

Pile Spacing Ratio, S/d

=15

=30

Upslope Piles

0.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

1.8

2.0

0 2 4 6 8 10 12

p-m

ult

iplie

r

Pile Spacing Ratio, S/d

=15

=30

Downslope Piles

Conclusions

Predicting resistance for deep foundations

used for slope stabilization is complex

Current tools provide reasonably practical

means to accurately predict resistance

Predictions of lateral resistance are generally

consistent with field and lab measurements

Predictions of axial resistance are sometimes

inconsistent with field and lab measurements

46

Things to remember…

It is dangerous to assume load distribution

• Should not “wish” resisting forces

• Should not compute resistance from structural

capacity alone

Improvement limited by controlling limit state • YOU SHOULD NOT PREDICT RESISTANCE BASED

SOLELY ON STRUCTURAL CAPACITY!!!

• Improving one limit state may only make another most critical

• Improving non-critical limit state provides no benefit

47