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Accepted Manuscript
Dendritic cell-derived exosomes elicit tumor regression in autochthonous hep-atocellular carcinoma mouse models
Zhen Lu, Bingfeng Zuo, Renwei Jing, Xianjun Gao, Quan Rao, Zhili Liu, HanQi, Hongxing Guo, HaiFang Yin
PII: S0168-8278(17)32055-XDOI: http://dx.doi.org/10.1016/j.jhep.2017.05.019Reference: JHEPAT 6544
To appear in: Journal of Hepatology
Received Date: 7 December 2016Revised Date: 12 May 2017Accepted Date: 15 May 2017
Please cite this article as: Lu, Z., Zuo, B., Jing, R., Gao, X., Rao, Q., Liu, Z., Qi, H., Guo, H., Yin, H., Dendriticcell-derived exosomes elicit tumor regression in autochthonous hepatocellular carcinoma mouse models, Journalof Hepatology (2017), doi: http://dx.doi.org/10.1016/j.jhep.2017.05.019
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Dendritic cell-derived exosomes elicit tumor regression in autochthonous
hepatocellular carcinoma mouse models
Zhen Lu1§, Bingfeng Zuo1§, Renwei Jing1, Xianjun Gao1, Quan Rao1, 2, Zhili Liu1,
Han Qi1, Hongxing Guo
2, HaiFang Yin
1*
1 Department of Cell Biology and Research Centre of Basic Medical Science, Key
Laboratory of Immune Microenvironment and Disease (Ministry of Education),
Tianjin Medical University, Qixiangtai Road, Heping District, Tianjin, 300070, China
2 Third Central Clinical College, Tianjin Medical University, Jintang Road, Hedong
District, Tianjin, 300170, China
Correspondence
HaiFang Yin
Email: [email protected]
Tel: +86 (0)22 83336537
Fax: +86 (0)22 83336537
Address: Tianjin Medical University, Qixiangtai Road, Heping District, Tianjin,
300070, China
§ These authors contributed equally as joint first authors.
Key words: Exosome; hepatocellular carcinoma; immunotherapy; alpha fetoprotein
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Electronic Word count:
5512
Number of figures and tables:
8 figures and 0 tables
Financial Support: This research was supported by National Natural Science
Foundation of China (no. 81672124, 81273420, 81501531 and 81671528), Key
Program of National Natural Science Foundation of Tianjin (no. 14JCZDJC36000),
Key Program of Tianjin Municipal Health Bureau (no. 2013-GG-05), the Key
Laboratory of Immune Microenvironment and Disease (Tianjin Medical University),
Ministry of Education, and Tianjin Municipal 13th
five-year plan (Tianjin Medical
University Talent Project).
Conflicts of Interest
No potential conflicts of interest were disclosed.
Author Contributions
H.Y. designed the study. Z. L., B. Z., R. J., X.G., Q. R., Z. L., H. Q. and H. G.
performed the experiments. Z.L. and H.Y. analyzed the data. H.Y. supervised the
study and wrote the manuscript. All authors contributed to the revision of the
manuscript and approved the final version.
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Abstract
Background & Aims: Dendritic cell (DC)-derived exosomes (DEXs) form a new
class of vaccines for cancer immunotherapy. However their potency in hepatocellular
carcinoma (HCC), a life-threatening malignancy with limited treatment options in the
clinic and responds poorly to immunotherapy, remains to be investigated.
Methods: Exosomes derived from α-fetoprotein (AFP) - expressing DCs (DEXAFP)
were investigated in three different HCC mouse models systemically and tumor
growth and microenvironment were monitored.
Results: DEXAFP elicited strong antigen-specific immune responses and resulted in
significant tumor growth retardation and prolonged survival rates in mice with ectopic,
orthotopic and carcinogen-induced HCC tumors that displayed antigenic and
pathological heterogeneity. The tumor microenvironment was improved in
DEXAFP-treated HCC mice, demonstrated by significantly more γ-interferon (IFN-γ)
-expressing CD8+ T lymphocytes, elevated levels of IFN-γ and interleukin-2 (IL-2),
and fewer CD25+Foxp3
+ regulatory T (Treg) cells and decreased levels of
interleukin-10 (IL-10) and transforming growth factor-β (TGF-β) in tumor sites. Lack
of efficacy in athymic nude mice and CD8+ T cell-depleted mice showed that T cells
contribute to DEXAFP-mediated antitumor function. Dynamic examination of the
antitumor efficacy and the immune microenvironment in DEXAFP-treated orthotopic
HCC mice at different time-points revealed a positive correlation between tumor
suppression and immune microenvironment.
Conclusions: Our findings provide evidence that AFP-enriched DEXs can trigger
potent antigen-specific antitumor immune responses and reshape the tumor
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microenvironment in HCC mice and thus provide a cell-free vaccine option for HCC
immunotherapy.
Electronic word count:
230
Lay Summary
Dendritic cell (DC)-derived exosomes (DEXs) form a new class of vaccines for
cancer immunotherapy. However their potency in hepatocellular carcinoma (HCC)
remains unknown. Here, we investigated exosomes from HCC antigen-expressing
DCs in three different HCC mouse models and proved their feasibility and capability
of treating HCC, and thus provide a cell-free vaccine for HCC immunotherapy.
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Introduction
Hepatocellular carcinoma (HCC) presents as one of the most lethal malignancies
worldwide due to its aggressive nature, high mortality and low response rates to
treatments in the clinic [1]. A multitude of therapeutic approaches are under intensive
investigation. Among them, chemotherapeutic and radiotherapeutic interventions have
been extensively used, however the survival benefit is limited [2]. Resection surgery
is effective for early-stage HCC patients, but is only amenable to a subpopulation of
patients and HCC frequently recurs. Dendritic cell (DC)-based immunotherapy is
promising, but is hampered by a costly and tedious preparation protocol and relies on
the availability of patient-derived DCs due to its short shelf-life [3-6].
Exosomes are small extracellular vesicles with sizes of 30-100 nm (in diameter)
secreted by a wide variety of cells [7, 8]. Exosomes from DCs (DEXs) bear abundant
signature proteins from their parental cells, such as major histocompatibility complex
class I (MHC-I), class II (MHC-II) and co-stimulatory molecules, and thus have been
employed as a cell-free alternative option to DC vaccines for cancer immunotherapy
[9]. Zitvogel et al demonstrated that exosomes derived from tumor antigenic
peptide-pulsed DCs could elicit strong immune responses and tumor suppression in
mastocytoma and mammary carcinoma mice [10], showing that DEXs can replace
DCs as effective vaccines. This concept was adopted in other tumor models [11, 12].
Importantly, recent clinical trials on advanced melanoma patients with DEXs have
demonstrated encouraging results, highlighting DEXs’ applicability [13]. Unlike DCs,
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DEXs are stable vesicles with long shelf-lives when frozen and can be
tailor-manufactured from genetically modified cell lines.
Here we examine the feasibility of exosomes derived from α-fetoprotein
(AFP)-expressing DCs (DEXAFP), recovered by high speed ultracentrifugation and
0.22 µm diafiltration, to stimulate antigen-specific immune response in HCC models.
AFP is a fetal liver protein and highly elevated in 50-80% of HCC patients and thus
has been extensively used as a HCC antigen for diagnostics and therapeutics [14]. Our
study demonstrates that DEXAFP could induce strong antigen-specific immune
responses and tumor retardation in ectopic and orthotopic HCC mice, particularly in
diethylnitrosamine (DENA)-induced autochthonous HCC mice. The tumor immune
microenvironment was reshaped from immuno-inhibitory to immuno-stimulatory
after repeated administration of DEXAFP in orthotopic HCC mice based on the
cytokine profiles, and γ-interferon (IFN-γ)-expressing CD8+ cytotoxic T lymphocytes
(CTLs) contributed substantially to the effect. Our finding provides evidence for the
first time that exosomes from HCC antigen-modified DCs could be used as cell-free
vaccines for HCC and thus opens a new avenue for HCC immunotherapy. More
importantly, the long shelf-life and availability of large amounts of DEXs affords
practical advantages over DCs in clinical deployment of DC-based vaccines.
Materials and Methods
Mice
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C57BL/6 wild-type (H-2b) and BALB/C nude mice (H-2
d) (6-8 weeks old, no gender
preference) were used in all experiments (5 or 10 mice were used in each group for
ectopic or orthotopic studies, respectively, and the experiments were repeated for 3
times unless otherwise specified). All the animal experiments were carried out in the
animal unit, Tianjin Medical University (Tianjin, China) according to procedures
authorized and specifically approved by the institutional ethical committee (Permit
Number: SYXK 2009–0001).
Statistical analysis
All data are reported as mean values ± SEM. Statistical differences between treatment
and control groups were evaluated by SigmaStat (Version 3.5; Systat Software,
London, UK), with significance set at p<0.05. Both parametric and non-parametric
analyses were applied, in which the Mann-Whitney Rank Sum Test (Mann-Whitney U
test) was used for samples on a non-normal distribution whereas a two-tailed t test
was performed for samples with a normal distribution, respectively. Sample size was
determined by PASS (Power Analysis and Sample Size) (Version 11, NCSS, LLC, UT,
US). The power analysis with our pre-specified sample size (n=5) in orthotopic HCC
mice showed an associated power of 0.921 when the significance set was p<0.05.
Further detailed methods are reported in the Supplementary Material.
Results
Enrichment of AFP and immune molecules in DEXAFP
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To test the ability of DEXs to elicit antitumor immunity in HCC, we infected mouse
DC cell line (DC2.4; H-2b, MHC haplotype) with a lentivirus expressing murine AFP
gene (DCAFP). Similar levels of AFP protein expression were observed in DCs serially
infected 3 or 4 times, therefore DCs infected 3 times were used subsequently
(Supplementary Fig. 1A). MHC-I, co-stimulatory molecules CD80 and CD86 were
up-regulated in DCAFP, though not for MHC-II and intercellular cell adhesion
molecule (ICAM) (Supplementary Fig. 1B), suggesting that AFP expression promoted
DC maturation. Unsurprisingly, compared to DCs, DCAFP showed stronger capacity to
prime and elicit T cell expansion based on CFSE assay (Supplementary Fig. 1C) and
triggered higher levels of IFN-γ and IL-2 secretion (Supplementary Fig. 1D), resulting
in greater antigen-specific cytolysis in Hepa1-6 cells (H-2b) (Supplementary Fig.
1E-F). Similarly, DCAFP could also significantly inhibit tumor growth and prolong
survival rate in ectopic HCC mice therapeutically after tumor establishment
(Supplementary Fig. 2A-B) and prophylactically before tumor challenge
(Supplementary Fig. 2C-D), indicating that AFP confers DC antigen-specific
immunity.
Exosomes derived from DCAFP (DEXAFP) expressed AFP and exosomal marker Alix
but not mitochondrial cytochrome C (Fig. 1A), with a characteristic saucer-cup shape
under transmission electron microscopy (Fig. 1B). The yield of DEXAFP was 1.6-1.8
µg of protein per million cells in 24 h, similar to unmodified DCs, suggesting that
AFP expression did not affect exosome production. Strikingly, MHC-I, II and
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co-stimulatory molecules were up-regulated on DEXAFP compared to DEX (Fig. 1C),
indicating that AFP expression promotes the enrichment of immune molecules on
DEXs.
DEXAFP promotes antigen-specific immune responses in vitro
To examine if DEXAFP can trigger T cell-mediated antigen-specific cytolysis against
Hepa1-6 cells (H-2b), we intravenously administered 40 µg DEXAFP, DEX derived
from DCs infected with control lentivirus (DEXVEC) or DEX into MHC-matched
C57BL6 mice (H-2b) weekly for 3 weeks. Splenic T cells were harvested from
immunized mice 3 days after the last injection and re-stimulated with 40 µg DEXAFP
or DEX for 72 h. Significantly increased levels of IFN-γ, a functional parameter of T
cell immune response [15], and IL-2 were secreted from T cells derived from
DEXAFP-immunized mice after re-stimulation with DEXAFP, compared to all other
groups (Fig. 2A). DEXAFP also increased antigen-specific cytolysis of Hepa1-6 cells
(60.8+3.6%), compared to DEXVEC (26.3+2.9%), DEX (21.6+10.2%) or
un-stimulated T controls (21+2.6%) (Fig.2B). To demonstrate the antigen-specificity
elicited by DEXAFP, DEXAFP and DEX derived from green fluorescence protein
(GFP)-expressing DCs (DEXGFP) were administered into C57BL6 mice under the
identical conditions and splenic T cells were harvested (Supplementary Fig. 3A). As
expected, restimulation with DEXAFP or AFP212, an immunodominant epitope for
HCC identified previously [16], significantly increased levels of IFN-γ and IL-2
secretion in DEXAFP-immunized T cells, but not in DEXGFP-immunized T cells
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(Supplementary Fig. 3B). Consistently, significantly higher cytolysis rate against
Hepa1-6 cells at the effector T : target cell (E: T) ratio of 10:1 was only observed in
DEXAFP–immunized T cells after restimulation with DEXAFP or AFP212 compared to
other groups (Supplementary Fig. 3C). Furthermore, cross-protective cytolysis were
not seen with allogeneic H22 (H-2d), a murine HCC cell line lacking AFP expression,
pancreatic cancer (Panc02, H-2b) and Lewis lung cancer cells (LLC1, H-2
b) after
co-incubation with DEXAFP-immunized T cells re-stimulated with DEXAFP (Fig. 2C).
These findings support the conclusion that DEXAFP can induce an AFP-specific
activation of T cells in vivo and that the activated T cells specifically target
AFP-expressing cells.
Levels of IFN-γ and IL-2 secreted by DEXAFP-treated T cells also increased
concordantly with escalating amounts of DEXAFP stimulation (Supplementary Fig.
4A). Higher E: T ratios showed higher cytolysis rates against Hepa1-6
(Supplementary Fig. 4B).
DEXAFP induces effective tumor suppression in ectopic HCC mice
To investigate if DEXAFP can trigger tumor rejection in vivo, we injected DEXAFP (40
µg) intravenously into ectopic MHC-matched tumor-bearing C57BL6 mice (H-2b)
(0.44+0.05 cm longitudinal diameter) weekly for 3 weeks [17]. Significantly slower
tumor growth was detected in DEXAFP-treated mice compared to DEX and control
groups on day 13 (P<0.001), 16 (P=0.011), 19 (P=0.011), 22 (P=0.002), 25, 28 and 31
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(P<0.001, n=15) after inoculation (Fig. 3A). Importantly, prolonged survival rate was
achieved in 100% DEXAFP-treated mice at 57 days after tumor challenge, whereas no
mice survived in DEX or PBS treatment groups (Fig. 3B), indicating that DEXAFP is
potent at eliciting tumor-specific antitumor immunity in ectopic HCC mice.
Different administration routes might affect the immunotherapeutic outcome, thus we
compared intravenous and subcutaneous injections for DEXAFP in ectopic HCC mice
under an identical dosing condition (40 µg/mouse/week for 3 weeks). Significant
retardation of tumor growth was observed with both intravenous and subcutaneous
injections (Fig. 3C). Interestingly, a slightly stronger immune response with
prolonged survival rate was observed in 100% DEXAFP-treated mice with intravenous
injection at 62 days after tumor challenge, whereas 80% of the DEXAFP-treated mice
with subcutaneous injection survived (Fig. 3D). As intravenous delivery appears to be
slightly more beneficial in prolonging life-span, we chose intravenous injection for
subsequent studies. To examine whether a similar antigen-specific antitumor effect to
DCAFP can be achieved with bone marrow-derived DCs (BMDC), we infected
BMDCs with the same AFP-expressing lentivirus (BMDCAFP) and harvested
exosomes from BMDCAFP (BMDEXAFP) (Supplementary Fig. 5A). Unsurprisingly, a
similar antitumor effect to DEXAFP was observed in BMDEXAFP-treated ectopic HCC
mice under identical dosing conditions (Supplementary Fig. 5B). Further examination
on the antigen-specific effect of BMDEXAFP confirmed that BMDEXAFP elicit an
AFP-specific immune response in HCC mice (Supplementary Fig. 5C-D)
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DEXAFP suppresses tumor growth and improves tumor microenvironment in
orthotopic HCC mice
It is well-recognized that HCC is notoriously difficult to treat as the tumor promotes
an immunotolerogenic environment that precludes an anti-HCC immune reaction [18].
To better mimic the tumor microenvironment, C57BL6 mice bearing
day-7-established orthotopic HCC were used. DEXAFP (150 µg) were administered
intravenously into orthotopic HCC mice weekly for 3 weeks. Tumor growth was
significantly reduced in DEXAFP-treated mice at 26 days after inoculation, with
average tumor sizes of 0.59+0.07, 1.13+0.14 or 1.32+0.16 cm for DEXAFP, DEX or
PBS groups respectively (Fig. 4A-B). DEXAFP treatment also significantly prolonged
the survival (Fig. 4C). Notably, the same effect was also established with DEXAFP in
day-5-established orthotopic HCC mice under a slightly different dosing regimen (150
µg, 4 intravenous injections every 4 days) (Supplementary Fig. 6), showing that
DEXAFP can elicit a strong antitumor immune response in orthotopic HCC mice.
Importantly, repeated administration of DEXAFP resulted in significant improvement in
orthotopic HCC microenvironment, demonstrated by significantly more IFN-γ and
IL-2 (Fig. 4D) and significantly less immuno-inhibitory cytokines such as
interleukin-10 (IL-10) and transforming growth factor-β (TGF-β) (Fig. 4E). These
results suggest that DEXAFP treatment altered the tumor milieu from
immuno-inhibitory to immuno-stimulatory, which may improve the prognosis of HCC
patients [19].
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T cell activation contributes to the potency of DEXAFP
Given the striking antitumor effect of DEXAFP on immunocompetent mice, we next
examined whether DEXAFP can mount antitumor immunity in immunodeficient
BALB/c nude mice (H-2d), a model for T cell deficiency due to the lack of thymus
[20]. The same dosing regimen used in immunocompetent mice was applied in
immunodeficient nude mice (BALB/C) with day-5-established ectopic tumors. Tumors
were significantly retarded in immunocompetent C57BL6 mice treated with DEXAFP
but not for immunodeficient nude mice (Fig. 5A), suggesting that T cell activation is
responsible for DEXAFP’s efficacy. Consistently, DEXAFP significantly prolonged the
lifespan of treated HCC mice with 100% survival rate at 51 days after tumor
challenge whereas no mice survived in DEXAFP-, DEX- and PBS-treated
immunodeficient and PBS-treated immunocompetent mice (Fig. 5B).
To further confirm the direct involvement of T cells in the potency of DEXAFP, we
measured the number of effector T cells in splenic lymphocytes from DEXAFP-treated
orthotopic mice and the FACS results indicated a significant increase in the number of
IFN-γ-expressing CD3+ T cells compared to DEX or PBS treatments (Fig. 5C),
supporting the conclusion that T cells play an important role in DEXAFP-mediated
antitumor effect. To investigate whether effector T cells were actively recruited to
primary tumor sites and thus contributed to the antitumor effect, we examined levels
of T cell infiltration in tumor tissues. Immunohistochemical staining of CD3+ T cells
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and CD4+FoxP3
+ regulatory T (Treg) cells in tumor tissues revealed more CD3
+ T
lymphocytes and fewer FoxP3+ Treg cells in tumors from DEXAFP-treated mice
compared to DEX or PBS groups (Fig. 5D). Consistently, significant increases in the
number of IFN-γ-expressing CD3+CD8
+ and CD3
+CD4
+ T cells were detected in
tumor tissues treated with DEXAFP compared to DEX or PBS groups demonstrated by
FACS (Fig. 5E), showing that T cell activation and infiltration contribute substantially
to the functionality of DEXAFP. To further elucidate the role of CD8+ and CD4+ T cells
in DEXAFP-mediated anti-tumor immunity, we depleted CD8+ or CD4+ or both T cells
in day-7-established ectopic HCC mice after repeated administration of antibodies
(Supplementary Fig. 7). Strikingly, the DEXAFP-mediated antitumor effect was
completely diminished when CD8+ or both CD8
+ and CD4
+ T cells were depleted,
whereas only a marginal effect observed in mice when CD4+ T cells were depleted
(Fig. 5F), indicating that CD8+ T cells are largely responsible for the antitumor
immunity of DEXAFP.
DEXAFP-mediated antitumor effect correlates with the improved immune
microenvironment in orthotopic HCC mice
To verify the correlation between DEXAFP-mediated antitumor effect and the
improved immune microenvironment in day-7-established orthotopic HCC mice, we
monitored the change of tumor growth and effector T cells in orthotopic HCC mice at
different time-points after treatment (Fig. 6A). Significant tumor retardation was
detected in HCC mice treated by DEXAFP 19 days after tumor challenge compared to
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DEX or PBS groups (Fig. 6B), and the difference became more pronounced at day 26
after the third DEXAFP injection (Fig. 6B-C), demonstrating that repeated
administration of DEXAFP can consistently suppress tumor growth. Significant
increases in the number of CD8+ CTLs (Fig. 6D) and IFN-γ-expressing CD3
+ effector
T cells (Supplementary Fig. 8A) in serum were observed after 3 DEXAFP injections,
compared to first or second treatment and the corresponding DEX or PBS groups,
suggesting a cumulative immune effect. Furthermore, significantly elevated serum
levels of IFN-γ and IL-2 (Fig. 6E) and decreased levels of IL-10 and TGF-β (Fig. 6F)
suggest that DEXAFP treatment reshapes the HCC immune microenvironment. There
was also a significant increase in serum IL-12, a cytokine important for promoting
Th0 toward Th1 cell, from DEXAFP-treated HCC mice compared to DEX or PBS
groups at different time-points (Supplementary Fig. 8B), strengthening the importance
of T cell activation for the functionality of DEXAFP. These findings demonstrated a
correlation between DEXAFP-mediated antitumor effect and the improved HCC
immune microenvironment in orthotopic HCC mice.
DEXAFP elicits effective tumor suppression and alters tumor milieu in
DENA-induced autochthonous HCC mice
To further investigate the potency of DEXAFP in a more clinically relevant setting, we
established a DENA-induced autochthonous HCC mouse model, a model commonly
used for closely mimicking clinical manifestations in HCC patients [16]. Tumor
nodules and pathological heterogeneity were detected 7 months after one
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intraperitoneal (i.p.) injection of 50 mg/kg DENA into 15-day old neonatal mice
(H-2b/k) (Supplementary Fig. 9A). As expected, AFP and glypican 3 (GPC3), two
well-characterized HCC antigens in the clinic [21, 22], were expressed in tumor
nodules derived from DENA-induced autochthonous HCC mice (Supplementary Fig.
9B), underlying the similarity of DENA-induced HCC mice to patients’ HCC.
DENA-induced autochthonous HCC mice had an immunosuppressive milieu with
decreased IFN-γ and increased IL-10 and TGF-β in serum compared with normal
controls (Supplementary Fig. 9C).
To test the antitumor efficacy of DEXAFP in DENA-induced autochthonous HCC mice,
we applied an identical dosing regimen to that used in orthotopic transplantation HCC
mice (Fig. 7A). Strikingly, a significant tumor suppression was achieved in
DEXAFP-treated mice compared to DEX or PBS groups, reflected by significantly
fewer tumor nodules (29.4+1.69, 21.2+2.08 or 7+0.89 for DEXAFP, DEX or PBS
groups, respectively), and decreased ratio of liver to body weight (Fig. 7B). Maximal
tumor nodule volumes of DEXAFP-treated mice were significantly lower than DEX
and PBS groups (Fig. 7C). Consistently, significantly more IFN-γ-expressing CD8+
CTLs and fewer CD25+Foxp3+ Treg cells were detected in serum from
DEXAFP-treated mice compared to DEX and PBS groups (Fig. 7D), suggesting that
DEXAFP accomplishes this function through T cell activation. As expected, IFN-γ and
IL-2 were significantly elevated (Fig. 7E), whereas IL-10 and TGF-β were
significantly decreased in serum from DEXAFP -treated mice (Fig. 7F), demonstrating
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that DEXAFP is able to alter the HCC immune microenvironment in diverse HCC
models.
Importantly, the tumor milieu was reshaped with more CD8+ CTLs and a significantly
greater CD8+ to CD4
+ T cell ratio, a prognostic indicator for other tumors [23], in
tumor tissues from DEXAFP-treated mice compared to control groups (Fig. 8A).
CD25+CD4+ Treg cells were also significantly fewer in tumor tissues from
DEXAFP-treated mice compared to control groups (Fig. 8B). The results were
corroborated with significantly higher levels of IFN-γ and IL-2 (Fig. 8C) and
significantly lower levels of IL-10 and TGF-β (Fig. 8D). Consistently, more CD3+ T
cells and fewer Foxp3+ Treg cells infiltrated into tumor tissues from DEXAFP-treated
mice compared to control groups (Fig. 8E-F), further demonstrating that DEXAFP
treatment is capable of promoting active recruitment of activated T cells to tumor sites
in autochthonous HCC mice.
Discussion
DEX is promising as a cell-free cancer vaccine candidate due to a long shelf-life when
frozen, scalability and genetic modifiability [24], thus its performance in poorly
immunogenic HCC warrants investigation. Here we demonstrate that exosomes from
HCC antigen-expressing DCs (DEXAFP) could induce an effective antigen-specific
immune response in ectopic or orthotopic HCC mice. The observation that DEXAFP
treatments improved the tumor immune microenvironment of DENA-induced
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autochthonous tumor, demonstrated by increases in immuno-stimulatory cytokines
and infiltrating CD8+ CTLs, reductions in immuno-inhibitory cytokines and Treg cells,
indicated the potential of DEXs as cell-free replacements for DC vaccines in HCC.
This is the first study, to our knowledge, to investigate if antigen-modified DEXs can
elicit antigen-specific antitumor immunity in a HCC model. Our study provides
evidence that DEX can be a cell-free vaccine for HCC immunotherapy and thus
provide impetus to test if DEX can effectively control HCC progression in patients.
Although significant tumor growth inhibition was achieved with DEXAFP in vivo, no
complete tumor eradication was observed in our study, underlining the tenacity of
HCC at overcoming the immune onslaught and the importance of targeting HCC
simultaneously with as many therapeutic options rather than relying on a “cure-all”.
The dosing regimens and delivery routes are also likely to impact the
immunotherapeutic effect of DEXAFP, thus further optimization before human clinical
trials is warranted. Similar antitumor effects were achieved when we compared
exosomes from AFP-expressing DC2.4 cells and bone marrow-derived primary DCs.
However the low yield of bone marrow-derived DCs limits the practicality of using
bone marrow DC-derived exosomes for in vivo studies; therefore we used a DC2.4
cells throughout. For future clinical use, human induced pluripotent stem cell-derived
DCs will likely be source cells for obtaining large quantities of antigen-modified
exosomes.
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Based on our previous study, lower survival rate was obtained in orthotopic HCC
mice compared to ectopic ones [6], therefore we used much higher doses of DEXAFP
in orthotopic studies (150 µg) in our current study. Surprisingly, much higher survival
rate was achieved in orthotopic HCC mice than ecotopic ones after treatment,
suggesting that the dose of DEXAFP can be significantly reduced in future studies.
Strikingly, a consistent antitumor effect of DEXAFP was observed in mice with
autochthonous and transplanted HCC, suggesting that DEXAFP works in spite of tumor
heterogeneity. Previous studies had identified the molecular mechanisms involved in
the functionality of DEX in other tumor models as the direct or indirect activation of
T cells [9, 24]. Our study revealed that DEXAFP could activate functional T cells,
particularly CD8+
CTLs, to slow down the progression of HCC. There is growing
evidence showing that DEX activates natural killer (NK) cells [13, 25]. Significantly
more CD3-NK1.1+ NK cells (Supplementary Fig. 10A) and functional TNF-α+ IFN-γ+
NK cells (Supplementary Fig. 10B) were found in tumor tissues and serum from
DEXAFP-treated mice compared to control groups, suggesting that DEXAFP also
operate through this mechanism in HCC. Nevertheless, more detailed mechanistic
studies are warranted for elucidating the cellular pathway of DEXAFP.
The selection of antigens is critical for HCC immunotherapy as no single antigen is
ubiquitously expressed in HCC cells. Here we chose AFP for our proof-of-concept
study as AFP is one of the most common HCC antigens accounting for 50-80% HCC
patients and also was shown to be an effective HCC antigen for HCC immunotherapy
20
previously [14]. Although it was shown previously that HLA-restricted peptides failed
to trigger immune response and there is a risk of immune escape with a single antigen
[26, 27], AFP-modified DEX elicited a strong immune response in three different
HCC mice in our study. We speculate that this effect may be attributed to the use of
full-length AFP protein, which can be processed into multiple peptides. The strong
antitumor immunity elicited by DEXAFP in DENA-induced HCC models suggests that
DEXAFP may be successful in patient populations with heterogeneous HCC.
Conclusions
Taken together, our study demonstrates for the first time that antigen-modified DEX
can elicit a strong antigen-specific immune response and tumor suppression in diverse
HCC mouse models, demonstrating its potential as a cell-free vaccine for HCC
immunotherapy.
Acknowledgements
The authors thank Dr Yiqi Seow (Biomedical Sciences Institutes, A*STAR, Singapore)
for critical review of the manuscript.
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Figure Legends
Figure 1. Characterization of exosomes derived from AFP-expressing DCs
(DEXAFP). (A) Western blot analysis for detecting the expression of exosomal
markers and cellular protein in DEXAFP. Total protein (25 µg) was loaded for all the
samples. (B) Transmission electron microscopy (TEM) image for DEXAFP (scale bar
= 100 nm). (C) Flow cytometry for analyzing levels of surface proteins in DEXAFP or
DEX (n=9; triplicates each time and repeated for 3 times).
Figure 2. Investigation of antigen-specific immune responses of DEXAFP in vitro.
(A) Measurement of IFN-γ and IL-2 in splenic T cells harvested from immunized
C57BL6 mice after re-stimulation with 40 µg DEXAFP or DEX. (B) Cytolytic
activities of effector T cells against Hepa1-6 cells after re-stimulation with DEX or
DEXAFP. Significant differences were detected between DEXAFP and other groups. (C)
Cytolysis comparison between different tumor cells. Significant differences were
achieved between Hepa1-6 and other groups. All experiments contained 3 mice per
group and repeated 3 times (n=9) and statistical significance determined with
two-tailed t test (**P<0.001; ***P<0.0001).
Figure 3. Examination of delivery routes on the antitumor effect of DEXAFP in
MHC-matched ectopic C57BL/6 tumor-bearing mice (H-2b). Subcutaneous
tumor-bearing C57BL6 mice were treated with PBS(�), DEX (�) or DEXAFP (▲) (40
µg/mouse/week for 3 weeks) intravenously (i.v.) or subcutaneously (sc). (A)
Measurement of tumor volume at different time-points after inoculation. Significant
24
differences were obtained between DEXAFP and other groups (n=15, 5 mice per group
and repeated for 3 times; two-tailed t test, *P<0.05;**P<0.01). (B) Survival rate of
treated subcutaneous tumor-bearing mice. (C) Analysis of tumor volume from
DEXAFP-treated tumor-bearing mice. (D) Survival rate of DEXAFP-treated
tumor-bearing mice.
Figure 4. Systemic evaluation of DEXAFP in orthotopic MHC-matched HCC mice.
Treatments (150µg/mouse/week for 3 weeks) were applied to orthotopic HCC mice
with PBS (�), DEX (�) or DEXAFP (▲), respectively. (A) Representative images for
treated mice. (B) Measurement of tumor volumes on day 26 after implantation.
Significant tumor suppression was yielded between DEXAFP and other groups (n=30,
10 mice per group and repeated for 3 times). (C) Survival rate of treated mice. (D)
Measurement of IFN-γ and IL-2 in serum from treated mice on day 26 after
implantation. Significant differences were found between DEXAFP and other groups
(n=15, 5 mice per group and repeated for 3 times). (E) Measurement of TGF-β and
IL-10 in serum from treated mice with ELISA. Significant differences were found
between DEXAFP and other groups (n=15). Significance was determined with
two-tailed t test (*P<0.05; **P<0.01).
Figure 5. Examination of the involvement of T cells and improvement in tumor
microenvironment in DEXAFP–treated orthotopic HCC mice. (A) Measurement of
tumor volume in treated ectopic immunodeficient or immunocompetent
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tumor-bearing mice. Tumor-bearing nude mice were treated intravenously with
DEXAFP (▲) or DEX (�) (40 µg/mouse/week for 3 weeks). A significant difference
was detected between DEXAFP-treated immunodeficient and immunocompetent mice
(n=15). (B) Survival rate of treated tumor-bearing mice. A significant difference was
observed between DEXAFP–treated immunodeficient and immunocompetent mice. (C)
Analysis of IFN-γ-expressing CD3+ T lymphocytes in spleens from treated orthotopic
tumor-bearing mice (n=15). Significant increases in IFN-γ-expressing CD3+ T
lymphocytes were detected between DEXAFP and other groups. (D)
Immunohistochemistry of CD3+ and FoxP3
+ Treg cells in tumor sections (scale bar =
100 µm). (E) Analysis of IFN-γ-expressing CD3+CD4
+ and CD3
+CD8
+ T
lymphocytes in tumor tissues from treated orthotopic tumor-bearing mice. Significant
increases in the number of IFN-γ-expressing CD3+CD4+ and CD3+CD8+ T
lymphocytes were detected between DEXAFP and other groups. (F) Measurement of
tumor volumes in DEXAFP-treated ectopic tumor-bearing mice after CD8+ and CD4
+ T
cells depletion. Depl represents depletion. A significant difference was detected
between CD8+ depletion and no depletion groups. Significance was determined with
two-tailed t test (*P<0.05; **P<0.01; ***P<0.0001).
Figure 6. Dynamic examination on DEXAFP-mediated antitumor effect and
immune improvement in orthotopic HCC mice. (A) Schematic diagram for the
dosing regimen of DEXAFP in orthotopic HCC mice. (B) Representative images of
tumor nodules. (C) Measurement of tumor volume in treated orthotopic
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tumor-bearing mice. Significant tumor suppression was yielded between DEXAFP and
other groups (n=15, 5 mice per group and repeated for 3 times). (D) Flow cytometry
analysis of CD8+ CTLs in serum from treated orthotopic tumor-bearing mice.
Significant increases in the number of CD8+ CTLs were detected between DEXAFP
and other groups. Compared to mice treated with DEXAFP once or twice, significant
increases in the number of CD8+ CTLs were detected for the third time. (E)
Measurement of IL-2 and IFN-γ in serum from treated orthotopic tumor-bearing mice.
Significant increases in levels of IL-2 and IFN-γ were detected between DEXAFP and
other groups. (F) Measurement of IL-10 and TGF-β in serum from treated orthotopic
tumor-bearing mice. A significant reduction in levels of IL-10 and TGF-β was
detected between DEXAFP and other groups. Significance was determined with
two-tailed t test (*P<0.05; **P<0.01).
Figure 7. Systemic investigation on the potency of DEXAFP in DENA-induced
autochthonous HCC mice. Treatments (150 µg/mouse/week for 3 weeks) were
applied to autochthonous HCC mice with PBS (�), DEX (�) or DEXAFP (▲),
respectively. (A) Schematic diagram for the dosing regimen of DEXAFP. (B-C)
Measurement of tumor nodules, the ratio of liver to body weight and tumor volume of
maximal tumor nodules in autochthonous HCC mice on week 40 after DENA
induction. Significant decreases were yielded between DEXAFP and other groups
(n=15, 5 mice per group and repeated for 3 times). (D) Flow cytometry analysis of
CD8+IFN-γ+ and CD25+Foxp3+ T lymphocytes in serum from treated autochthonous
27
HCC mice. A significant increase in the number of CD8+IFN-γ
+ and decrease in the
number of CD25+Foxp3+ T lymphocytes was detected between DEXAFP and other
groups. (E) Measurement of IFN-γ and IL-2 in serum from treated tumor-bearing
mice on week 40 after induction. Significant differences were detected between
DEXAFP and other groups. (F) Measurement of immunosuppressive cytokines
including TGF-β and IL-10 in serum from treated mice with ELISA. Significant
differences were detected between DEXAFP and other groups. Significance was
determined with two-tailed t test (*P<0.05; **P<0.01).
Figure 8. DEXAFP improved tumor microenvironment in DENA-induced
autochthonous HCC mice. (A) Analysis of CD8+CD3
+ and CD4
+CD3
+ T
lymphocytes in tumor tissues from treated tumor-bearing mice. A significant increase
in the number of CD8+ CTLs was detected in DEXAFP-treated mice compared to other
groups (n=15, 5 mice per group and repeated for 3 times). (B) Flow cytometry
analysis of CD25+CD4
+ Treg cells in tumor tissues from treated tumor-bearing mice.
A significant decrease in the number of CD25+CD4
+ Treg cells was detected in
DEXAFP-treated mice compared to other groups. (C) Measurement of IFN-γ and IL-2
in tumor tissues from treated tumor-bearing mice on week 40 after induction.
Significant differences were observed between DEXAFP and other groups. (D)
Measurement of TGF-β and IL-10 in tumor tissues from treated mice with ELISA.
Significant differences were detected between DEXAFP and other groups. (E)
Immunohistochemistry of CD3+ and FoxP3+ Treg cells in tumor sections from treated
28
autochthonous HCC mice (scale bar = 100 µm). (F) Quantitative analysis of FoxP3+
Treg cells in tumor tissues from treated autochthonous HCC mice. Significance was
determined with two-tailed t test (*P<0.05; **P<0.01).
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Highlights
� DEXAFP elicits competent antigen-specific immune responses in hepatocellular
carcinoma mice.
� DEXAFP reshapes tumor immune microenviornment in hepatocellular carcinoma
mice.
� Significant tumor suppression correlates to improved immune microenvironment.
� CD8+ T cells are largely responsible for the functionality of DEXAFP.