david h koch charitable foundation 480926946 2006 0325bad4

JSA

Form 990-PF Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust

OMB No 1545-0052

Department or the Treasury Treated as a Private Foundation Internal Revenue serv,ce, Note: The foundation ma be able to use a co of this return to sat1s state re ortmg re wrements ~@06 For ca endar year 2006, or tax vear begmnmq , 2006, and ending

G Check all that aoolv I I Initial return I I Final return I I Amended return I I Address change I I Name change

Use the IRS label

Otherwise, print

or type. See Specific Instructions.

Name of foundation

DAVID ff_ KOCH CHARITABLE FOUNDATION Number and street (or PO box number tf mail ts not delivered to street address)

4111 E- 37TH ST- N_ City or town, state, and ZIP code

WICHITA. KS 67220-3203

H Check type of organization lKJ Section 501 ([email protected] exempt private foundation

Room/suite

A Employer identification number

48-0926946 B Telephone number (see page 11 of

the instructions)

(316) 828-5552 C II exemption apphcabon IS

pending, check here , , , . . . D 1 Foreign organ,zabons, check here

2 Foreign organizations meetmg the 85% test. check here and attach computation • • • • • • • • n Sect ton 494 7(a)(1 l nonexemct charitable trust I I Other taxable onvate foundation

LJ I "I E If prrvate foundation status was terrmnated D

I Fair market value of all assets at end J Accounting method Cash ~ Accrual under sectJon so7(bJ(l)(AJ. check here • ~ of year (from Part II, col. (c), /me D Other (specify) _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ F

16) ~ $ 3, 7 04, 661 _ (Part I, column (d) must be on cash basis)

•~1•••Analysis of Revenue and Expenses (The total of amounts m columns (b), {c), and (d) may not necessarily equal the amounts m column (a) (see page 11 of the instructions))

1

2

Contnbutionulfts, grants, etc I rece1Ved (attach schedule) •

Ch .... 1f the foundation 1s not required to

eek ... attach Sch B

3 Interest on savtngs and temporary cash investments

4 D1v1dends and interest from securities

(a) Revenue and expenses per

books

3,000,000.

47 936_

(b) Net investment income

47.936.

If the foundation IS In a 60-month tenn1nabon n under section 507(b)(1)(B). check here • ~

(c) Adjusted net income

(d) Disbursements for charitable

purposes ( cash basts onlvl

STMT 1

5 a Gross rents . . . • . • • • • • • • . • . . . Arr="" rr= • ·~ -W\&;.'! .Ff1f/;;,,,I! I!

b N~ren~lmrome~~saj _________ ~~-~~~~·-~~~~~~~.~~~~~---~---------~---------6 a Net gam or (loss) from sale of assets not on ltne 10 - CJ CII

:i c CII > CII 0::

b Gross sales pnce for all M M AV 1111 <1> .,,..,..7 A assets on ltne 6a .... 14 I Z .'!i fllll

- - I

7 Capital gain net income (from Part IV, line 2) lf)

8 Net short-term capital gain

9 Income mod1f1cat1ons · · 1 0 a Gross sales less returns I

and allowances • , • • • 1----------t---------+----------1----------+----------

b Less Cost of goods sold • l'-----------1----------+-----------1----------1---------c Gross profit or (loss) (attach schedule)

en

11

12

13

14

3: 15 c 8_ 16a

in b

Other income (attach schedule) • . .

Total. Add lines 1 throuah 11 . . . .

Compensation of officers, directors, trustees, etc

Other employee salanes and wages

Pension plans, employee benefits ••••

Legal fees (attach schedule) . • • • • • .

Accounting fees (attach schedule)S,T~. =? CII > c Other professional fees (attach scl8mlll!l). 3 ~ 17 Interest • . • • • • • • . . . . . . ..••

3 047.936. 47.936.

2 016. 2,016.

4.316- NONE NONE 4,767.

360_ 360.

en 18 c

Taxes~ttachsch~~aj~eepage14dthein~~nf~,__ ______ ~9~5_9~-~--------~---------~---------

E 19

: 20

-c, 21 c ra 22 Cl) c 23

~ 24 CII Cl.

O 25

26

Deprec1at1on (attach schedule) and depletion

Occupancy . . . . . . _ _ _ _ _ _

Travel, conferences, and meetings . . . • •

Printing and publications . . . . . . . • .

Other expenses (attach schedule) ~TJwf.['. 5 Total operating and administrative expenses.

3. 472. 3.472.

Add lines 13 through 23 • • • . • . . . . . 1------'1=-=1.-<-=1=2c..:3=--.:+-------=.N.:.c0::..:N=E+---------'N=O.:..:Nc:E:+-------'1=0.6-"' .6c:lc..:5c...c

Contnbut1ons, gifts, grants paid • • • • • .. ,__ __ 4~~·3_4~0~·~0_0~0~.+---------+----------+----4.=..L.-=3=--4~0~~0=--0~0 -

To1al expenses and disbursements Add Imes 24 and 25 4 351.123. NONE NONE 4,350 615-

27 Subtract line 26 from ltne 12.

a Excess of revenue over expenses and dlsbursemen1s . • 1------=1'-".-'3=--=0-=3c..<-=1'-'8'--7.:..-=..+-----------+----------1----------b Net investment income (1f negative, enter -0-)

c Adjusted net income (1f neaat1ve enter -0-). •

For Privacy Act and Paperwork Reduction Act Notice, see the instructions.

47.936_

**STMT 4 -0-

Form 990-PF (2006)

6E1410 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Form 990-PF (2006} 48-0926946 Pa,1e 2

l:,;r.lll Balance Sheets Attached schedules and amounts 1n the Beginning of year End of year description column should be for end-of-year

(a) Book Value amounts only (See instructions) (b) Book Value (c) Fair Market Value

1 Cash - noA-1nterest-beanng _ 3. 12 6 _ 3.003.843_ 3.003.843_ 2 Savings and temporary cash investments • 5.005.041. 699.978. 699 978. 3 Accounts receivable ~ ___________ ------ ______

Less allowance for doubtful accounts ~ -------------4 Pledges receivable ~ ------------------------

Less allowance for doubtful accounts ~ -------------5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

d1squahf1ed persons (attach schedule) (see page 16 of the 1nstruct1ons)

7 Other notes and loans receivable (attach schedule) ~ _____

Less allowance for doubtful accounts ~ -------------Ill 8 lnventones for sale or use ... QI 9 Prepaid expenses and deferred charges • p'f:t:f.l: .6. 840. 840. Ill Ill <( 10 a Investments - U S and state government obligations (attach schedule)

b Investments - corporate stock (attach schedule) •

c Investments - corporate bonds (attach schedule). 11 Investments - land, bu1ld1ngs, ~ and equipment basis -------------------Less accumulated depreciation ~

(attach schedule) - - - - - - - - - - - - - - - - - - -12 Investments - mortgage loans

13 Investments - other (attach schedule) • 14 Land, bu1ld1ngs, and

~ equipment basis Less accumulated depreciation ~ (attach schedule) - - - - - - - - - - - - - - - - - - - -

15 Other assets (descnbe ~ ____________________ )

16 Total assets (to be completed by all filers - see page 17 of

the instructions Also, see page 1, item I) 5 008-167. 3.704 661. 3.704 661. 17 Accounts payable and accrued expenses 478. 159. 18 Grants payable

Ill 19 Deferred revenue QI

E 20 Loans from officers, directors, trustees, and other disqualified persons

:g 21 Mortgages and other notes payable (attach schedule) •

::; 22 Other hab1ht1es (describe ~ ___________________ )

23 Total liabilities (add Imes 17 through 22) . 478_ 159_ Organizations that follow SFAS 117, check here ~w and complete lines 24 through 26 and lines 30 and 31.

Ill 5.007.689. 3.704.502_ ~ 24 Unrestricted •

1; 25 Temporarily restncted

~ 26 Permanently restricted . 'tJ Organizations that do not follow SFAS 117, c ~o ::, check here and complete lines 27 through 31. LL.

~ 27 Capital stock, trust principal, or current funds •

.!!! 28 QI

Paid-in or capital surplus, or land, bldg , and equipment fund

::: 29 Retained earnings, accumulated income, endowment, or other funds

~ 30 Total net assets or fund balances (see page 18 of the QI z instructions) • 5,007,689. 3.704.502.

31 Total hab1ht1es and net assets/fund balances (see page 18 of

the instructions) • 5 008.167. 3 _ 704. 661.

·= ,,.•11• Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a}, hne 30 (must agree with

end-of-year figure reported on pnor year's return) • 1 5,007,689. 2 Enter amount from Part I, hne 27a 2 -1. 303.187. 3 Other increases not included m line 2 (rtemize) ~ 3 -------------------------------------4 Add Imes 1, 2, and 3 4 3,704.502. 5 Decreases not included m hne 2 (rtem1ze) ~ 5 ----------------------------------------6 Total net assets or fund balances at end of year (hne 4 minus line 5)- Part II, column (b), hne 30 . 6 3,704,502. JSA Form 990-PF (2006) 6E1420 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Form 990-PF (2006) 48-0926946 .. Capital Gains and Losses for Tax on Investment Income . (a) List and describe the kind(s) of property sold (e g , real estate,

(b) How (c) Date ~d) Date sold acquired acquired 2-story brick warehouse, or common stock, 200 shs MLC Co ) P-Purchase (mo , day, yr) mo, day, yr) . D-Donat.Jon

1a

b c d

e

(e) Gross sales price (f) Deprec1at1on allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g)

a

b

c d

e Complete only for assets showing gain in column (h} and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(1) FM V as of 12/31169 (j) Adjusted basis (k) Excess of col (1) col (k), but not less than -0-) or as of 12/31/69 over col (J), 1f any Losses (from col (h))

a

b

c d

e

2 Capital gain net income or (net capital loss) { If gain, also enter m Part I, hne 7 } ..... If (loss), enter -0- 1n Part I, hne 7 2

3 Net short-term capital gain or (loss) as defined 1n secbons 1222(5) and (6)

If gain, also enter m Part I, line 8, column (c) (see pages 13 and 18 of the 1nstrucbons) } If (loss), enter -0- 1n Part I, hne 8 .............................. ... 3

•:... Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year 1n the base period? . . . . D Yes [iJ No If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part

1 Enter the appropriate amount m each column for each year, see page 19 of the mstrucbons before making any entries (a)

(b) (c) (d) Base penod years Calendar year D1stnbut1on ratio

(or tax year beginning 1n) Adjusted qualifying d1stnbut1ons Net value of nonchantable-use assets (col (b) dMded by col (c))

2005 11. 518. 218 .181. 0.05279103130 2004 8,899. 13.600. 0.65433823529 2003 16.218. 13.229. 1.22594300401 2002 13.308. 29.555. 0.45027914059

2001 2.834.440. 77.221. 36.70555936857

2 Total of line 1, column (d) . . 2 39.08891077976 ................................... 3 Average d1stribut1on ratio for the 5-year base period - d1v1de the total on hne 2 by 5, or by

the number of years the foundation has been m existence rf less than 5 years . . . . . . . .. 3 7.81778215595

4 Enter the net value of noncharitable-use assets for 2006 from Part X, hne 5 4 982.416. ..........

5 Multiply line 4 by line 3 5 7.680.314. . . . . . . . . . . . . . . . . . . . ...................

6 Enter 1 % of net investment income (1 % of Part I, hne 27b) 6 479. ...................

7 Add Imes 5 and 6 7 7.680.793. . . . . . . . . . . . . . . . . . ........................

8 Enter qualifying d1stribut1ons from Part XII, hne 4. ........................ 8 4.350.615. If hne 8 1s equal to or greater than hne 7, check the box 1n Part VI, line 1 b, and complete that part using a 1 % tax rate See the Part VI 1nstruct1ons on page 19

JSA 6E1430 3 000 Form 990-PF (2006)

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Form990-PF(2006) 48-0926946 Page4

·~·~•u• Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see page 19 of the instructions)

Date of ruling letter _________ (attach copy of ruling letter 1f necessary - see instructions) •

1 a Exempt operating foundations described in section 4940(d)(2), check here ~ LJ and enter "N/A" on line 1 • }

b Domost1c foundations that meet the section 4940(e) requirements in Part V, check 1 9 5 9 _

here ~ D and enter 1 % of Part I, hne 27b • • • . •••

c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, lme 12, col (b)

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. others enter -0-)

3 Add lines 1 and 2

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. others enter -0-)

5 Tax based on investment income. Subtract line 4 from hne 3 If zero or less, enter -0-

6 Credits/Payments

959. a 2006 estimated tax payments and 2005 overpayment credited to 2006. 1--6::..a::.....i-------.=....::==--=--i

b Exempt foreign organrzat1ons-tax withheld at source

c Tax paid with application for extension of time to file (Form 8868).

d Backup withholding erroneously withheld

6b

6c

6d

7 Total credits and payments Add lines 6a through 6d • . . • • • • • • • . • . . .•

s Enter any penalty for underpayment of estimated tax Check here D 1f Form 2220 rs attached

9 Tax due. If the total of lines 5 and 8 rs more than line 7, enter amount owed ••

1 O Overpayment. If line 7 rs more than the total of lines 5 and 8, enter the amount overpaid 11 Enter the amount of hne 10 to be Credited to 2007 estimated tax ~

·~-. .. ··~•""•• Statements Regardina Activities

NONE NONE

~

~

Refunded ~

1 a During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did 11

2

3 959. 4 NONE 5 959.

7 959. s 9

10

11

Yes No

part1c1pate or intervene 1n any pol1t1cal campaign? •• . • • . 1--1c..cac....i1----+-"'Xc...

2

b Ord rt spend more than $100 during the year (either directly or indirectly) for pohtrcal purposes (see page 20

of the mstruct1ons for definition)? • •

If the answer is "Yes" to 1a or 1b, attach a detailed descr,pt1on of the activrt1es and copies of any materials

published or distr,buted by the foundation ,n connection wrth the act1vrt1es

c Ord the foundation file Form 1120-POL for this year?

d Enter the amount (If any) of tax on pohtrcal expenditures (section 4955) imposed during the year

(1) On the foundation ~ $ (2) On foundation managers ~ $ ___________ _

e Enter the reimbursement (1f any) paid by the orgarnzat1on during the year for poht1cal expenditure tax imposed on

foundation managers ~ $ ____________ _

Has the foundation engaged 1n any act1v1t1es that have not previously been reported to the IRS? •

If "Yes, • attach a detailed descr,pt1on of the act1vrt1es

3 Has the foundation made any changes, not previously reported to the IRS, m its governing instrument, articles of

mcorporat1on, or bylaws, or other s1m1lar instruments? If "Yes,• attach a conformed copy of the changes

4a Ord the foundation have unrelated business gross income of $1,000 or more dunng the year?

b If "Yes," has rt filed a tax return on Form 990-T for this year? ..

5 Was there a hqu1dat1on, term1nat1on, d1ssolut1on, or substantial contraction during the year?

If "Yes,• attach the statement reqwred by General Instruction T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either

• By language m the governing instrument, or

• By state leg1slat1on that effectively amends the governing instrument so that no mandatory d1rect1ons that

conflict with the state law remain m the governing instrument? . • • • . • •

7 Did the foundation have at least $5,000 m assets at any lime during the year? If "Yes,• complete Part II, col {c), and Part XV

Sa Enter the states to which the foundation reports or with which rt rs registered (see page 20 of the

1b x

1c x

2 x

3 x 4a x 4b NVA

5 x

6 x 7 x

1nstructronaj ~ KS, _______________________________________________________________ _

b If the answer rs ''Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General

(or designate) of each state as required by Genera/ Instruction G? If "No,• attach explanation

9 Is the foundation claiming status as a private operating foundation w1th1n the meaning of section 4942(1)(3)

or 4942(1)(5) for calendar year 2006 or the taxable year beginning m 2006 (see instructions for Part XIV on

page 28)? If "Yes.• complete Part XIV

1 o Ord any persons become substantial contributors during the tax year? If ''Yes," attach a schedule hstmg the,r

names and addresses

JSA

6E1440 3 000

14352G K932 05V14V2007 17:22:40 V06-6.2 85652

Sb x

9 x

10 x Form 990-PF (2006)

JSA

11 a At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If 'Yes," attach schedule (see instructions) ••••.......•.•

b If "Yes," did the foundation have a binding written contract in effect on August 17, 2006, covering the interest,

rents, royalties, and annuities described 1n the attachment for line 11 a? • • • • • • • • • • • • • • . • • • • .

12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract? • • • . • . • . ••

11a

11 b

12

x

N

x 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X

Website address .... _____ NONE __________ ---------- __ -------------------- __ ----------------------_

14 The books are in care of ... __ '{Ql':!Q.11_1:!Q~~I~-------------------- Telephone no .... ____ JHi=!!f !!=~~~f ______ _ Located at .... 4111 E._ 37TH ST._ N._ WICHITA_,_ KS ______________________ ZIP+4 .... 67220-3203 ____

8 15 Section 494 7(a)(1) nonexempt charitable trusts filing Form 990-F in lieu of Form 1041 - Check here • • • • • • • • • • NI A . . . . . . .... and enter the amount of tax-exempt interest received or accrues during the year • • . . . . . . . . • • • • • • . • .... I 15 I

•~···'~11!!:• Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

1a During the year did the foundation (either directly or 1nd1rectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ••

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept It from)

a disqualified person? • . . • • . • • • • • . . . . . . . • . • • ....••••

(3) Furnish goods, services, or fac11it1es to (or accept them from) a disqualified person?

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ••

(5) Transfer any income or assets to a d1squalif1ed person (or make any of either available

for the benefit or use of a disqualified person)? • • . • • • • • • . . . . . . . . • • .

OYes

§Yes

Yes

Yes

0Yes

[iJ No

~

No

No

No

[iJ No

(6) Agree to pay money or property to a government official? (Exception. Check "No"

1f the foundation agreed to make a grant to or to employ the official for a penod

after termination of government service, 1f terminating within 90 days) . • . . • . . • . • . . . 0 Yes [iJ No

b If any answer 1s 'Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions descnbed in Regulations

section 53 4941 (d)-3 or 1n a current notice regarding disaster assistance (see page 22 of the instructions)?·

Organizations relying on a current notice regarding disaster assistance check here • • • • • • • . •

c Did the foundation engage in a prior year in any of the acts descnbed in 1 a, other than excepted acts,

that were not corrected before the first day of the tax year beginning 1n 2006? • . . • • • • • • • • • .

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942())(3) or 4942())(5))

a At the end of tax year 2006, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2006? . . . . • • • • • • • • • • • • • • • . • • 0 Yes [iJ No

If "Yes," list the years .... ---------- , _________ ·--------- , ________ _

b Are there any years listed in 2a for which the foundation 1s not applying the prov1s1ons of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement - see page 22 of the instructions) .•••••••.

c If the prov1s1ons of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

.... ---------- •--------- ·--------- •---------3a Did the foundation hold more than a 2% direct or indirect interest 1n any business O

enterprise at any time dunng the year? • . . • • • • • • • • • • • • • . . • • . . . . . . . . . • . Yes

b If "Yes," did 1t have excess business holdings 1n 2006 as a result of (1) any purchase by the foundation

or d1squalif1ed persons after May 26, 1969, (2) the lapse of the 5-year period (or longer penod approved

by the Comm1ss1oner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3)

the lapse of the 10-, 15-, or 20-year first phase holding penod? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2006 J 4a Did the foundation invest during the year any amount in a manner that would Jeopardize its chantable purposes?

[iJ No

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could Jeopardize its chantable purpose that had not been removed from Jeopardy before the first day of the tax year beginning in 2006?. . . . . . . ..

Yes No

1b NIA

1c x

2b

3b NJA 4a x

4b x Form 990-PF (2006)

6E1450 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

JSA

--------- - - - - -

Form0

990-PF (2006) 4 8-092 694 6 Statements Regarding Activities for Which Form 4720 May Be Required Continued

Sa During the year did the foundation pay or incur any amount to (1) Carry on ,iropaganda, or otherwise attempt to influence leg1slat1on (section 4945(e))?

(2) lrofluence the outcome of any spec1f1c public election (see section 4955), or to carry

on, directly or indirectly, any voter registration dnve? ••••••••••••••••

(3) Provide a grant to an md1v1dual for travel, study, or other s1m1lar purposes? ....•

(4) Provide a grant to an organization other than a charitable, etc, organization described

m section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see 1nstruct1ons) ..••••••

DYes

0Yes

0Yes

DYes

[iJ No

[iJ No

[i] No

[iJ No

(5) Provide for any purpose other than religious, chantable, sc1ent1fic, literary, or

educational purposes, or for the prevention of cruelty to children or animals? • • • • • • • • • • D Yes [iJ No

b If any answer 1s ''Yes" to 5a(1 )-(5), did any of the transactions fail to qualify under the exceptions described 1n

Regulations section 53 4945 or ma current notice regarding disaster assistance (see page 23 of the 1nstruct1ons)? .

0

. · · •

Organizations relying on a current notice regarding disaster assistance check here • . • • . • • • • • • • • • ~ c If the answer 1s "Yes" to question 5a(4), does the foundation claim exemption from the D

tax because 11 maintained expenditure respons1b1hty for the grant? •••••••••...••. N/ f.. Yes D No

If "Yes,• attach the statement requtred by Regulations section 53 494&5(d).

6 a Did the foundation, during the year, receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract? . • • • • • • • • • • • • • • • • . • • • • . . . . . . . DYes

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?

If you answered "Yes· to 6b, also file Form 8870.

7 a At any time during the tax year, was the foundation a party to a proh1b1ted tax shelter transaction? D Yes [iJ No

Page6

Sb N

6b x

b If yes, did the foundation receive any proceeds or have any net income attnbutable to the transaction'? • • • . . • 7 b N

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

List all officers, directors, trustees, foundation managers and their compensation {see page 23 of the instructions). (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account,

(a) Name and address hours per week (If not paid, enter employee benefrr plans other allowances devoted to nns1t1on .0.) and deferred comoensatJon

SEE STATEMENT 7 2,016. NONE NONE

--------------------------------------

2 Compensation of five highest-paid employees {other than those included on line 1 - see page 24 of the instructions). If none, enter "NONE."

(a) Name and address of each employee paid more than $50,000

NONE-------------------------------_

Total number of other employees paid over $50,000 ..

(b) Title and average hours per week

devoted to pos1t1on (c) Compensation

(d) Contributions to employee benefit

plans and deferred compensation

(e) Expense account, other allowances

..... ~!NONE Form 990-PF (2006)

6E1460 4 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

JSA

Form 9°90-PF (2006) 4 8-092 694 6 1ifli9jj1 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,

and Contractors Continued

Page7

3 Five highest-paid independent contractors for professional services (see page 24 of the instructions). If none, enter "NONE~"

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NONE----------------------------------------------------

Total number of others rece1v1nQ over $50 000 for professional services .•• _______ . _ . __ ............. 1 NONE •ift•M Summary of Direct Charitable Activities

List the foundation's four largest direct charitable act1vit1es dunng the tax year Include relevant stat1st1cal information such as the number of organ1zat1ons and other benefic1anes served, conferences convened, research papers produced, etc

1_N/A-----------------------------------------------------------------------

2

3

4

•·r.Tii••-=• Summary of ProQram-Related Investments {see page 24 of the mstrucbons) Describe the two largest program-related investments made up by the foundation dunng the tax year on Imes 1 and 2

1_NONE----------------------------------------------------------------------

2

All other program-related investments See page 25 of the instructions

3_NONE----------------------------------------------------------------------

Total. Add Imes 1 through 3 .. - .... - .... - . - - ... - - - ..........•....•......... ..,.

Expenses

Amount

Form 990-PF (2006)

6E1465 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

-------- --- --- -

Form 990-PF (2006) 4 8-092 694 6

1:1ffl(j Minimum Investment Return (All domestic foundatJons must complete this part. Foreign foundations, see pag~ 25 of the instructions.)

1 Fair market value of assets not used (or held for use) directly 1n carrying out chantable, etc,

purposes

a Average monthly fair market value of secuntJes 1a .. b Average of monthly cash balances. 1b . . c Fair market value of all other assets (see page 25 of the instructions). 1c

d Total (add Imes 1 a, b, and c). 1d . . e Reduction claimed for blockage or other factors reported on lines 1 a and

1 c (attach detailed explanation) ....•.•...•.......... I 1 e I 2 Acqu1s1t1on indebtedness applicable to line 1 assets 2 ... 3 Subtract line 2 from line 1 d 3 .. 4 Cash deemed held for charitable actlvrtles Enter 1 1 /2 % of line 3 (for greater amount, see page 26

of the instructions) 4

5 Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, hne 4 5

6 Minimum investment return. Enter 5% of hne 5 . 6

mmm Distributable Amount (see page 26 of the instructions) (Section 4942(J)(3) and (J)(5) pnvate operating foundations and certain foreign organizations check here ~

1 Minimum investment return from Part X, line 6 ........... .

2 a Tax on investment income for 2006 from Part VI, line 5 ..... .

b Income tax for 2006 (This does not include the tax from Part VI ) . . .

c Add Imes 2a and 2b

3 Distributable amount before adjustments Subtract line 2c from hne 1

and do not complete this part)

1

2a 959. 2b

2c . . . . . . . . . . . . . . 3

Page8

997.377 .

NONE 997.377 .

NONE 997 377.

14 961.

982 416.

49 121.

49 121.

959 .

48 162.

4 Recoveries of amounts treated as qualifying d1stnbutions . . . . . . . • . . . . . • . • . . . . .•.•. 1--4-+------------

5 Add Imes 3 and 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • . • . • 1--5-1--------4=-8cc..L...=1=6=2-=-·-6 Deduction from distributable amount (see page 26 of the instructions) •.......... 6 7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII,

line 1 7 48 162.

1QMl31i Qualifying Distributions (see page 26 of the instructions)

1 Amounts paid (including adm1nistrat1ve expenses) to accomplish charitable, etc , purposes

a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 .•....••... 1a 4.350.615. b Program-related investments - total from Part IX-8 ....................... 1b NONE

2 Amounts paid to acquire assets used (or held for use) directly m carrying out charitable, etc,

purposes 2 NONE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ............... . .... 3 Amounts set aside for specific charitable projects that satisfy the

a Su1tab1hty test (prior IRS approval required) .......................... Ja NONE b Cash d1stribut1on test (attach the required schedule) Jb NONE .....................

4 Qualifying distributions. Add Imes 1 a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 4 350 615. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see page 27 of the instructions) 5 N/A 6 Adjusted qualifying distributions. Subtract line 5 from line 4 . . . . 6 4.350.615 .

Note: The amount on /me 6 will be used ,n Part V, column (b), ,n subsequent years when calculating whether the foundation qualtftes for the section 4940(e) reduction of tax m those years

Form 990-PF (2006)

JSA 6E1470 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Form 990-PF (2006) 48-0926946 Page9

1ifi(Jjj1 Undistributed Income (see page 27 of the instructions)

(a) (b) (c) (d)

1 Distributable amount for 2006 from Part XI, Corpus Years prior to 2005 2005 2006

line 7 . . . . . . . . . . . . . . . . . . . . 48.162 . 2 Und1stnbuted income, 1f any, as of the end of 2005

a Enter amount for 2005 only ......... b Total for pnor years 2004 NONE

3 Excess d1stribut1ons carryover, 1f any, to 2006.

a From 2001 2.830.642. b From 2002 11. 840. c From 2003 15 560. d From 2004 8.221. e From 2005 637. f Total of Imes 3a through e . . . . . . . . ... 2.866.900.

4 Qualifying distributions for 2006 from Part

XII, line4 ~ $ 4,350,615. a Applied to 2005, but not more than line 2a •••

b Applied to undistributed income of prior years (Election required - see page 27 of the 1nstruct1ons) ..

c Treated as d1stribut1ons out of corpus (Election required - see page 27 of the instructions)

d Applied to 2006 distributable amount ..... 48,162. e Remaining amount distributed out of corpus 4.302.453. ..

5 Excess d1stribut1ons carryover applied to 2006 • (If an amount appears ,n column (d), the same amount must be shown ,n column (a))

6 Enter the net total of each column as indicated below:

a Corpus Add Imes 3f, 4c, and 4e Subtract line 5 7.169.353.

b Pnor years' undistributed income Subtract line 4b from line 2b NONE ..............

c Enter the amount of prior years' undistributed income for which a notice of def1c1ency has been issued, or on which the section 4942(a) tax has been previously assessed • • • • • • •

d Subtract line Sc from line Sb Taxable amount • see page 27 of the instructions ... NONE

e Und1stnbuted income for 2005 Subtract line 4a from line 2a Taxable amount see page 27 of the 1nstruct1ons ...............

f Undistributed income for 2006 Subtract Imes 4d and 5 from line 1 This amount must be distributed m 2007 .............

7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1 )(E) or 4942(9)(3) (see page 28 of the instructions) • . • . . . • • • • • • •

B Excess d1stribut1ons carryover from 2001 not applied on line 5 or line 7 (see page 28 of

2.830.642. the instructions) • . • . • . • . . . • • • • • •

9 Excess distributions carryover to 2007. Subtract Imes 7 and 8 from line Sa ..... 4.338 711.

0 Analysis of line 9

a Excess from 2002 11. 840. b Excess from 2003 15.560. c Excess from 2004 8 221. d Excess from 2005 637. e Excess from 2006 4.302.453.

Form 990-PF (2006)

JSA 6E1480 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

--- - ~-----------------------

For~ 990-PF (2006) 48-0926946 •:,.r,,-·• ,. Private Operating Foundations (see page 28 of the rnstructlons and Part VII-A, question 9) NOT APPLICABLE 1a If the foundation has received a ruling or determ1nat1on letter that It IS a private operating

foundation, and the ruling 1s effective for 2006, enter the date of the ruling ~

b Check. box to indicate whether the foundation 1s a private operating foundation described 1n section I 4942())(3) or I I 4942())(5)

2a Enter the lesser of the Tax year Prior 3 years

(e) Total adjusted net income from (a) 2006 (b) 2005 (c) 2004 (di 2003 Part I or the minimum investment return from Part X for each year lasted •

b 85% of line 2a .. c Qual1fying dlStllbutions from Part

XII, line 4 ror each year lasted

d Amounts included m ltne 2c not used d1recUy for actrve conduct of exempt actMtles • . .

e Quallfy1ng d1stnbubons made directly for actrve conduct of exempt act1VrtJes Subtract lme 2d from line 2c

3 Complete 3a, b, or c !or the alternat1Ve test relied upon

a • Assets• alternat.Jve test - enter

(1) Value cf all assets (2) Value or assets qualifying

under sectton 4942(J)(3)(B)(Q.

b "Endowmenr alternatrve test-

enter 2/3 of minimum invest-

ment return shown m Part X,

lme 6 for each year listed

c ·support" alternatrve test - enter

(1) Total support other than gross rnvestment rncome (interest, dMdends, rents, payments on securrlles loans (section 512(a)(5)), or royaltles) ..

(2) Support from general public and 5 or more exempt organizations as provided ,n section 4942 0)(3XB)(nQ •

(3) Largest amount ot sup-port from an exempt organization

(4) Gross investment income •

• •,.r., •: u • Supple'!1entary_ Information (Complete this pa~ only if _the organization had $5,000 or more in assets at any time during the year • see page 28 of the mstruct1ons.)

1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only 1f they have contributed more than $5,000) (See section 507(d)(2))

DAVID H. KOCH b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

NA 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here~ W if the foundation only makes contributions to preselected charitable organizations and does not accept unsol1c1ted requests for funds If the foundation makes gifts, grants, etc (see page 28 of the instructions) to ind1v1duals or organizations under other cond1t1ons, complete ,terns 2a, b, c, and d

a The name, address, and telephone number of the person to whom apphcatJons should be addressed

b The form in which applrcat,ons should be submitted and information and materials they should include

c Any subm1ss1on deadlines

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors

JSA 6E1490 3 000 Form 990-PF (2006)

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Form 990-PF (2006) 48-0926946 •iff (\!J Supplementary Information (continued) 3 Grants and. Contributions Paid During the Year or Approved for Future Payment

Rec1p1ent 11 rec1p1ent is an indMdual, Foundation Purpose of fant or show any relabonsh1p to status of Amount Name and address (home or business) any foundation manager rec1p1ent contnbu ion

or substantJal contributor

a Paid dunng the year

SEE STATEMENT 8

Total .... Ja 4,340,000. b Approved for future payment

Total .... Jb

Form 990-PF (2006)

JSA 6E1491 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

JSA

Form 990-PF (2006) -~ .. - ·-Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated Unrelated business income

(a)

1 Program service revenue: Business Code

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments . . . ..

3 Interest on savings and temporary cash investments

4 D1v1dends and interest from securities ... 5 Net rental income or (loss) from real estate

a Debt-financed property ........ b Not debt-financed property ......

6 Net rental income or (loss) from personal property

7 Other investment income ......... 8 Gain or (loss) from sales of assets other than inventory

9 Net income or (loss) from special events .. 10 Gross profit or (loss) from sales of inventory.

11 Other revenue a

b

c

d

e

12 Subtotal Add columns (b), (d), and (e) •••.

13 Total. Add line 12, columns (b), (d), and (e). • • . • • • • • • • . • (See worksheet in line 13 instructions on page 29 to verify calculations )

(b) Amount

48-0926946

Excluded by section 512, 513, or 514

(c) (d) Exclust0n code Amount

14 47 936.

47,936. 13

·~-· ... ~, =· Relationship of Activities to the Accomplishment of Exempt Purposes

(e) Related or exempt function income ~ee page 29 of t e instructions )

47 936.

Line No. Explain below how each act1v1ty for which income 1s reported m column (e) of Part XVI-A contributed importantly to

... the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See page 29 of the instructions )

NOT APPLICABLE

Form 990-PF (2006)

6E1492 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

JSA

1

a

b

c

48-0926946 Page13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organ1zat1on directly or indirectly engage in any of the following with any other organization descnbed 1n section Yes No

501 (o) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a nonchantable exempt organization of

(1) Cash 1 al1) x (2) Other assets 1a(2l x Other transactions

(1) Sales of assets to a nonchantable exempt organization 1 b(1) x (2) Purchases of assets from a nonchantable exempt organization 1 b(21 x (3) Rental of fac1l11ies, equipment, or other assets 1 b(3) x (4) Reimbursement arrangements • 1b(4) x (5) Loans or loan guarantees 1b(5) x (6) Performance of services or membership or fundra1sing sohc1tat1ons 1b(6) x Sharing of fac1ht1es, equipment, mailing lists, other assets, or paid employees 1c x

d If the answer to any of the above 1s 'Yes," complete the following schedule Column (b) should always show the fair market value of the goods,

other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing

arrangement, show 1n column (d) the value of the goods, other assets, or services received

(a) Lrne no (b) Amount involved (c) Name of nonchantable exempt organization (d) Descnpt1on of transfers, transact1ons, and shanng arrangements

N/A N/A

2 a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described 1n

section 501(c) of the Code (other than section 501(c)(3)) or m section 527? ••....••.•..•...••..•..•. 0 Yes [iJ No

b If "Yes " complete the followin!l schedule (a) Name of organization (b) Type of organization (c) Descnpt1on of relat1onsh1p

Under penalties of perJury, I declare that I have examined this return, 1nclud1ng accompanying schedules and statements, and to the best of my knowledge and belief, 11 1s true, correct, and complete Declaration of preparer (other than taxpayer or fiduciary) 1s based on all mformat1on of which preparer has any knowledge

~ 5(_~~ I 5-/S-Jvo? ~ 'Tt::.e '1.J..'.!..C.e.c f Signature of officer or trustee Date Title GI

Date Preparer's SSN or PTIN :I: Check1f O (See Signature on page 31 c:

-"' >, Preparer's ~ (//' A'} c. YYJt>/L1u s/1'-II ,:uJ/)7

self-employed ~ of the mstruct1ons) -~ .... -U) "C ! c signature P00248401 - ra O

~ g. ~ Firm's name (or yourv'V' ~BKD, LLP 17- EIN ~ 44-0160260 ri. ::J self-employed), address, 1551 N WATERFR&lT PKWY, STE 300 and ZIP code WICHITA. KS 67206-6601 Phone no 316-265-2811

Form 990-PF (2006)

6E1493 3 000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Schedule B (Form 990, 990-EZ. or 990-PF) Department of the Treasury Internal Revenue SeMce Name of organization

Schedule of Contributors

Supplementary lnfonmation for line 1 of Form 990, 990-EZ, and 990-PF (see instructions)

DAVID H. KOCH CHARITABLE FOUNDATION

OMB No 1545-0047

~@06 Employer 1dentificat1on number

48-0926946 Organization type (check one)

Filers of:

Form 990 or 990-EZ

Form 990-PF

Section:

D 501(c)( ) (enter number) organization

D 4947(a)(1) nonexempt charitable trust not treated as a private foundabon

D 527 political organization

CiJ 501 (c)(3) exempt private foundation

D 4947(a)(1) nonexempt charitable trust treated as a private foundabon

D 501 (c)(3) taxable private foundation

Check 1f your organization is covered by the General Rule or a Special Rule. (Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule - see mstruct,ons.)

General Rule -

CiJ For organizations filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (1n money or property) from any one contributor (Complete Parts I and II )

Special Rules -

D For a section 501 (c)(3) organization filing Form 990, or Form 990-EZ, that met the 33 1/3% support test of the regulabons

under sections 509(a)( 1 )/170(b )( 1 )(A)(v1), and received from any one contributor, during the year, a contribubon of the

greater of $5,000 or 2% of the amount on line 1 of these forms (Complete Parts I and II)

D For a section 501 (c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor,

during the year, aggregate contributions or bequests of more than $1,000 for use exclus,vely for religious, charitable, sc1ent1fic, literary, or educational purposes, or the prevention of cruelty to children or animals. (Complete Parts I, II, and Ill )

D For a section 501 (c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor,

during the year, some contributions for use exclusively for religious, charitable, etc , purposes, but these contnbubons did

not aggregate to more than $1,000 (If this box 1s checked, enter here the total contributions that were received dunng

the year for an exclusively religious, charitable, etc , purpose Do not complete any of the Parts unless the General Rule

applies to this organization because 1t received nonexclus1vely rel1g1ous, charitable, etc , contributions of $5,000 or more

during the year) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • . . . . . . . . . . ..,... $ ---------

Caution: Orgamzat,ons that are not covered by the General Rule and/or the Special Rules do not file Schedule B (Form 990, 990-EZ, or 990-PF), but they must check the box m the heading of their Form 990, Form 990-EZ, or on /me 2 of their Form 990-PF, to certify that they do not meet the fi/mg reqwrements of Schedule B (Form 990, 990-EZ, or 990-PF)

For Paperwork Reduction Act Notice, see the Instructions for Form 990, Form 990-EZ, and Form 990-PF.

JSA

6E12512000

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Schedule B (Form 990, 990-EZ, or 990-PF) (2006)

Schedule B (Form 990, 990-EZ, or 990-PF) (2006)

Name of organization DAVID H. KOCH CHARITABLE FOUNDATION

1:ifl11 Contributors (See Specific Instructions.)

(a) No.

__ 1_

(a) No.

---

(a) No.

---

(a) No.

---

(a) No.

---

(a) No.

---

JSA

6E1253 2 000

(b) Name, address, and ZIP + 4

DAVID H. KOCH

667 MADISON AVENUE

NEW YORK. NY 10021


(b) Name, address, and ZIP+ 4



(b) Name, address, and ZIP+ 4

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

Page ol ol Part I

Employer identification number

48-0926946

(c) (d) Aggregate contributions Type of contribution

Person § Payroll 3,000,000. Noncash

(Complete Part II 1f there 1s a noncash contribution )


Person § Payroll

Noncash

(Complete Part II If there 1s a noncash contribution )


Person § Payroll

Noncash



Person § Payroll

Noncash



Person § Payroll

Noncash



Person § Payroll

Noncash (Complete Part II If there 1s a noncash contribution )

Schedule B (Form 990, 990-EZ, or 99o-PF) (2006)

DAVID H. KOCH CHARITABLE FOUNDATION 48-0926946

FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES

DESCRIPTION

GOLDMAN SACHS FUNDS

TOTAL

REVENUE AND NET

EXPENSES INVESTMENT PER BOOKS INCOME

47,936. 47,936.

47,936. 47,936.

14352G K932 05/14/2007 17:22:40 V06-6.2 85652 STATEMENT 1


FORM 990PF, PART I - ACCOUNTING FEES

DESCRIPTION

ACCOUNTING

TOTALS

REVENUE AND

EXPENSES PER BOOKS

4,316.

4,316.

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

48-0926946

NET INVESTMENT

INCOME

NONE

ADJUSTED NET

INCOME

NONE

CHARITABLE PURPOSES

4,767.

4,767.

STATEMENT 2


FORM 990PF, PART I - OTHER PROFESSIONAL FEES

DESCRIPTION

GRANT ADMINISTRATION FEES

TOTALS

REVENUE AND

EXPENSES PER BOOKS

360.

360.

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

48-0926946

CHARITABLE PURPOSES

360.

360.

STATEMENT 3

.. DAVTD H. KOCH CHARITABLE FOUNDATION

FORM 990PF, PART I - TAXES

DESCRIPTION

EXCISE TAX

TOTALS

REVENUE AND

EXPENSES PER BOOKS

959.

959.

48-0926946

STATEMENT 4

14352G K932 05/14/2007 17:22:40 V06-6.2 85652 ---- ---------- -


FORM 990PF, PART I - OTHER EXPENSES

DESCRIPTION

INSURANCE

BANK FEES

KANSAS REGISTRATION FEES

SUPPLIES

TOTALS

REVENUE AND

EXPENSES PER BOOKS

3,030.

47.

126.

269.

3,472.

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

48-0926946

CHARITABLE PURPOSES

3,030.

47.

126.

269.

3,472.

STATEMENT 5

DAVID H. KOCH CHARITABLE FOUNDATION 48-0926946

FORM 990PF, PART II - PREPAID EXPENSES AND DEFERRED CHARGES -----------------------------------------------------------

DESCRIPTION

PREPAID EXPENSES

TOTALS

14352G K932 05/14/2007 17:22:40 V06-6.2 85652

ENDING BOOK VALUE

840.

840.

ENDING FMV

840.

840.

STATEMENT 6


EIN 48-0926946

ATTACHMENTTO 2006 FORM 990-PF

PART VIII - LIST OF OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES:

(0) Contributions to (B) Title and average hours (C) Compensation (if employee benefit plans &

(A) Name and Address per week devoted to position not paid, enter -0-) deferred compensation

David H. Koch President I Director -0- -0-667 Madison Avenue Less than 1 hour per week New York, NY 10021

Ruth E. Williams Secretary -0- -0-PO Box 2256 Less than 1 hour per week Wichita, KS 67201

Vonda Holliman Treasurer -0- -0-PO Box 2256 1 hour per week Wichita, KS 67201

Koch Business Holdings Not Applicable PO Box 2972 (Payment for management 2,016 -0-Wichita, KS 67201 services of Treasurer)

STATEMENT 7

(E) Expense account and other

allowances

-0-

-0-

-0-

-0-


EIN 48-0926946

ATTACHMENT TO 2006 FORM 990-PF

PART XV - Line 3a - Grants and Contribution Paid During the Year

Recipient Name and address lnd1v1dual Foundation Status of

Purpose of grant or contribution Relat1onsh1p rec1pent

Rockefeller University N/A Public Cancer Research 1230 York Avenue New York, NY 10021

Memorial Sloan-Kettering Cancer Center N/A Public Prostate Cancer Research 1275 York Avenue New York, NY 10021

MIT Athletic Department N/A Public General Operating Support Box 397404, Building W35-298 Cambridge, MA 02139

Children's Hospital Boston N/A Public Prostate Cancer Research 300 Longwood Avenue Boston, MA 02115 American Museum of Natural History N/A Public General Operating Support 79th Street @ Central Park W New York, NY 10024

TOTAL GRANTS PAID, Line 3a ........................................................

STATEMENT 8

Amount

1,000,000

790,000

50,000

500,000

2,000,000

4,340,000

'

Part VII-A, Question 5

David H. Koch Charitable Foundation EIN 48-0926946

Attachment to 2006 Form 990-PF STATEMENT9

During January 2006, the David H. Koch Charitable Foundation distributed cash equal to approximately 87% of the fair market value of the foundation's assets as of December 31, 2005. The recipient's receiving the distributions are all public charities, and are listed on Statement 8 of the attached Form 990-PF.

Although the Foundation paid out total distributions that meet the technical definition of a "substantial contraction" (more than 25% of the fair market value of assets at the beginning of the year), the Foundation is not in the process of terminating or liquidating. The large distributions made in 2006 were paid out of the income received in December 2005. Contribution income of $5,000,000 was received in late December, 2005, and was not distributed until January 2006.

As an additional indication of the continuing activity of the Foundation, the 2006 Form 990-PF reports 2006 contribution income received in the amount of $3,000,000.

david h koch charitable foundation 480926946 2006 0325bad4

Documents

c cii cii

foundation ma

b net investment income

private foundation roomsuite

c gross profit

income attach scheduletotal

columns b

b telephone number