css19 - the numismatic collector’s series

© C

op

yri

ght

20

15

TH

E N

UM

ISM

AT

IC C

OL

LE

CT

OR

’S S

ER

IES

|14

NO

VE

MB

ER

2015|

| H

ON

G K

ON

G

HK$250

14 NOVEMBER 2015

HONG KONG

STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

4/F, Hua Fu Commercial Building, 111 Queen’s Road West, Hong KongTelephone +852 3952 3000 Fax +852 3952 3038 E-mail [email protected]

WWW.SPINK.COM

THE NUMISMATIC COLLECTOR’S SERIES

SALE CALENDAR 2015/ 2016

STAMPS31 October The Philatelic Collector's Series Sale Hong Kong CSS14

18 November The Charles W. Adams Collection of United States and Canada New York 152

18/19 November The Philatelic Collector's Series Sale New York 153

25/26 November The Philatelic Collector's Series Sale, featuring the John Sussex Collection of South West Africa,1880-1928 London 15046

27 November Great Britain Stamps and Postal History London 15045

10 December Bermuda from the Vestey Collection London 15047

16 December The Philatelic Collector's Series Sale Lugano SW1018

17 January Meiso Mizuhara, The Exhibition Collection, China Customs Post Hong Kong 16012

17 January Fine Stamps and Covers of China and Hong Kong Hong Kong 16013

27/28 January The Philatelic Collector's Series Sale London 16010

April/May The Pre-New York 2016 Collector’s Series Sale New York 154

June The Jose Castillejo Collection of Guatemala, 1871-86 New York 155

COINS14 November The Numismatic Collector's Series Sale Hong Kong CSS19

2 December Celtic Coins from the Geoff Cottam Collection London 15049

2/3 December Ancient, British & Foreign Coins and Commemorative Medals London 15007

11/12 January The Numismatic Collector's Series Sale New York 323

16 January Banknotes, Bonds & Share Certificates and Coins of China and Hong Kong Hong Kong 16011

22 March The Dr Paul Broughton Collection of English Hammered Gold Coins London 16014

22/23 March Ancient, British & Foreign Coins and Commemorative Medals London 16004

BANKNOTES14 November The Numismatic Collector's Series Sale Hong Kong CSS19

8 December World Banknotes London 15048



12/13/14 April World Banknotes London 16008

MEDALS19 November Orders, Decorations, Campaign Medals & Militaria London 15003

11/12 January The Numismatic Collector's Series Sale featuring The Liberty Collection of Medals and Artefacts New York 323

Relating to the 1916 Easter Rising and Ireland's Fight for Independence

21 April Orders, Decorations, Campaign Medals & Militaria London 16001

BONDS & SHARES14 November The Numismatic Collector's Series Sale Hong Kong CSS19

20 November Bonds & Share Certificates of the World London 15019

16 Decemebr Bonds & Share Certificates of the World Lugano SW1017



27 May Bonds & Share Certificates of the World London 16012

AUTOGRAPHS11/12 January The Numismatic Collector's Series Sale New York 323

WINES3 December Whisky, Cognac and Other Spirits Hong Kong SFW17

15 January Whisky, Cognac and Other Spirits Hong Kong SFW18

The above sale dates are subject to change.____________________________

Spink offers the following services:Valuation for insurance and probate for individual items or whole collections.

GROUP CHAIRMAN AND CEO Olivier D. Stocker

YOUR SPECIALISTS

STAMPS UK – Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup Neill Granger

Paul Mathews Dominic Savastano Tom Smith Ian Shapiro (Consultant) USA – George Eveleth Richard Debney Kimberlee Fuller

Europe – Guido Craveri Fernando Martínez China – Tommy Chau Doris Lo George Yue (Consultant)

COINS UK - Richard Bishop Tim Robson Jon Mann Lawrence Sinclair Barbara Mears John Pett

USA – Greg Cole Stephen Goldsmith (Special Consultant) China – Kin Choi Cheung Paul Pei Po Chow

BANKNOTES UK – Barnaby Faull Andrew Pattison Monica Kruber Thomasina Smith

USA – Greg Cole Stephen Goldsmith (Special Consultant) China – Kelvin Cheung Paul Pei Po Chow

ORDERS, DECORATIONS, MEDALS & MILITARIA UK – Mark Quayle Oliver Pepys John Hayward

BONDS & SHARES UK – Mike Veissid (Consultant) Andrew Pattison Thomasina Smith

USA – Greg Cole Europe – Peter Christen China – Kelvin Cheung

BOOKS UK – Philip Skingley Jennifer Mulholland Nik von Uexkull

AUTOGRAPHS USA – Greg Cole Stephen Goldsmith (Special Consultant)

WINES China – Guillaume Willk-Fabia Angie Ihlo Fung

YOUR EUROPE TEAM (LONDON – LUGANO)

Directors Tim Hirsch Anthony Spink

Auction & Client Management Team Mira Adusei-Poku Grace Hawkins Rita Ariete Dora Szigeti Tatyana Boyadzhieva Nik von Uexkull

John Winchcombe Tom Mathews Maurizio Schenini Finance

Alison Bennet Marco Fiori Mina Bhagat Dennis Muriu Hemel Thakore Veronica Morris IT & Administration

Berdia Qamarauli Michael Addo Liz Cones Curlene Spencer Tom Robinson Cristina Dugoni Giacomo Canzi

YOUR AMERICA TEAM (NEW YORK) Managing Director

Charles Blane Auction Administration and Marketing & Design

Amit Ramprashad Kimberlee Fuller Finance & Administration

Aleena Nieves Auctioneers

Stephen Goldsmith

YOUR ASIA TEAM (HONG KONG – SINGAPORE) Administration

Angie Ihlo Fung Newton Tsang Sue Pui Arthur Chan Doris Lo Gary Tan

日本での弊社オークションへの出品・参加に関してのお問い合わせ Ken Imase [email protected]

November 14, 2015 - HONG KONG

3

及/或 *

封面插圖: Lot 190 封底插圖 : Lot 3, 22, 613

The Spink Environment Commitment:Paper from Sustainable Forests and Clean InkSpink has a long history of preserving not only collectables but our planet, too. We are proud to ensure thatour policy of sustainability and conservation keeps up with Spink’s growth, helping improve the environmentfor new generations of collectors.

We insist that our printers source all paper used in the production of Spink catalogues from FSC and/or PEFCsuppliers and use non-hazardous inks. We also ask they hold the environmental standard ISO 14001.

Spink recycle all ecological material used on our premises and we encourage you to recycle your catalogueonce you have finished with it.

TWITTER: @SpinkandSon

INSTAGRAM: Spink_auctions

FACEBOOK: Spink Auctions

YOUTUBE: Spinkauctions

拍賣會地點

股票及債券、紙幣及錢幣

斯賓克銷售團隊

斯賓克中國華富商業大廈4樓香港皇后大道西111號電話: +852 3952 3000傳真: +852 3952 3038

拍品咨詢

競投咨詢

付款方法

網上競投

請於以下網上平台關注我們

2015年11月14日假香港及于以下互聯網平台同步舉行

斯賓克盛意為你提供免費全新的實時網上拍賣平台SpinkLive，只需於我們網站登記後可立即使用。請注意，凡於the-saleroom.com參與本公司網上競投並勝出時，本公司將收取相當於落鎚價3%之手續費。

顧客可憑此QR碼查看我們網上拍賣目錄，並進行委託競投。顧客可從iPhone, Blackberry 及Android App Store 下載QR掃瞄軟體至智能手機享用此工能。

如欲購買本公司產品目錄，講電郵致[email protected]電話: +852 3952 3000 傳真: +852 3952 3038查詢更多有關斯賓克的資訊，未來拍賣活動及拍賣結果，請瀏覽我們網址：www.spink.com

Sue [email protected]+852 3952 3010

Doris [email protected]

Newton [email protected]+852 3952 3032


Arthur [email protected]+852 3952 3002

+852 3952 3001

Kelvin [email protected]+852 3952 3030

Paul Chow [email protected]+852 3952 3000

Cheung Kin [email protected]+852 3952 3000

2015年11月14日(星期六) Lot 1-659 早上10時出價競投或查詢時請列明拍賣編號為 CSS19

香港辦事處地址: 香港皇后大道西111號4樓2015年11月12日(星期四) 上午10時至下午6時2015年11月13日(星期五) 上午10時至下午6時

拍賣會詳情

預展時間

THE NUMISMATIC COLLECTOR'S SERIES SALE

WWW.SPINK.COM

NOTICE TO BIDDERS Dear Bidder, We welcome you to our auction house. Please note the points below to assist you with the registration, bidding and payment at our auctions. REGISTRATION FOR BIDDING: If you are registering with us for the first time or have not bid successfully in the past, we require a deposit of HK$50,000. If you intend to bid more than HK$200,000 the deposit may be higher. The deposit will be deducted from your invoice should your bid be successful. If you are unsuccessful, your deposit will be returned by the same means by which it was paid. In addition we will ask for your bank and trade references. We encourage new clients to register for bidding at least 48 hours prior to the commencement of the sale to allow sufficient time to process the registration. Prior to the auction, some lots may be designated as “Premium Lots”, which means a deposit may be required before placing a bid on the item for sale. Information will be posted on our website in such an event. Spink have the right at our own discretion to refuse admission to our premises, attendance at an auction and decline submitted bids. BIDDING METHODS: In person You will be given a registration form that you will need to fill in providing your up to date address and contact details. Please always have your photo ID with you and, if you are bidding on behalf of a company, your business registration. ID information is collected for registration purposes only and will be kept confidential. Submitting a bid form by email/post/fax Again please always provide your full up-to-date contact details together with the lot numbers and the amounts up to which you would like us to bid on your behalf exclusive of Buyer’s Premium/tax/postage. Should you not receive our email confirmation of your bids having been received please call our office to make sure they have been received and processed. Submitting bids via our website To submit bids via our website www.spink.com you need to be registered and logged in. You can leave bids via this method up to 3 hours before the commencement of the sale. Bidding live on Spink Live You must be registered and logged into our website www.spink.com. The live bidding applet can be accessed from one week prior to the sale via the Spink Live button on our homepage. You will see ‘Auction not yet started’ message that will be replaced about one hour before the commencement of the sale with the live feed. You will be able to see and hear the auctioneer live during the sale. Buyers who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. Telephone bidding We reserve this service for bidding on lots of value exceeding HK$10,000. Bidding via agent Your agent has to inform us prior to the sale that he or she will be bidding on your behalf, and the usual sale registration has to take place. He or she has to provide a letter of authorisation signed by you. Please place your bids following our usual bidding increments published in the Terms and Conditions for Buyers. Please note that commission and telephone bids are undertaken subject to other commitments at the time of the sale, and the conduct of the auction may be such that we are unable to bid as requested. Since this is undertaken as free service we cannot accept liability for failure to make a commission bid. Buy bids and plus one bids will not be accepted. Please make yourself aware of any Saleroom notices published on lots you are interested in bidding on.

EXTENSIONS (STAMPS ONLY): Prospective buyers, who wish to obtain an expert opinion on any lot other than a mixed lot or lot containing un-described stamps, are requested to notify Spink in writing no less than 48 hours before the commencement of the sale. Reason why such opinion is required must be stated together with the identity of an expert for Spink to consider such a request. Extensions requested on account of condition will not be accepted for expert opinions. PAYMENT METHODS: Payments should be made by the registered buyer and not by third parties, unless it has been agreed upon at the time of registration that you are acting as an agent on behalf of a third party. Payments are due within seven days after the date of the sale unless it has been confirmed to you in writing since July 2013 that you are an approved credit client. If payment is not received by Day 35, the sale will be cancelled. If you are also a vendor in the sale, please note offsets are not available. Payment may be made by one of the following methods: Direct bank transfer to the following account, quoting invoice and client number as reference. All bank charges should be met by you. Account Name: Spink China Limited Bank: HSBC Hong Kong Account No.: 652-438458-838 SWIFT code: HSBCHKHHHKH Bank address: 1 Queen's Road Central, Hong Kong Credit card (VISA , Mastercard and CUP): A 3% surcharge will be applied. American Express: A 4% surcharge will be applied. The amount will be converted into Pound Sterling and processed in Spink London office. For all card payments there are limits to the amounts we will accept depending on the type of card being used and whether the cardholder is present or paying over the telephone. To make a payment by card please call our office at +852 3952 3000 or email [email protected]. Hong Kong cheque drawn on HK branch of bank: Cheques should be made payable to Spink China Limited and must have cleared before your purchases can be collected or sent to you. Bankers draft/cashier’s cheque: If you provide suitable proof of identity and we are able to make checks that satisfy ourselves as to the genuineness of the draft or cheque then you may collect your purchases immediately. Cash: You may pay for lots purchased by cash in the currency of the sale. We may accept small amounts in GBP, US$ and EUR. COLLECTION OF LOTS AND SHIPPING: All lots have to be paid for in full before they can be collected or shipped. If an invoice is partly paid no lots will be released from that invoice. It is the responsibility of the buyer to be aware of any import duties or import restrictions in the final destination. Spink will not accept return of any package in order to avoid these duties. Please be aware that your purchased lots will be at your risk in all respects from the time of collection or the expiry of seven days from the date of sale, whichever is sooner. If you require sending your lots to an address different from the address on the invoice, this will be carried out at the discretion of Spink. FOR ANY FURTHER INFORMATION PLEASE CONTACT OUR AUCTION TEAM AT +852 3952 3000 or [email protected].


THE NUMISMATIC COLLECTOR'S SERIES

FOR YOUR BIDS

Sue [email protected]+852 3952 3010

FOR YOUR PAYMENT

14 November 2015 in Hong Kong and on

Doris [email protected]


FOR YOUR INTERNET BIDS


Arthur [email protected]+852 3952 3002

+852 3952 3001

and/or *

SALE LOCATION

SPINK HONG KONG

4/F and 5/F, Hua Fu Commercial Building

111 Queen’s Road West

Sheung Wan

Hong Kong

Tel: +852 3952 3000 Fax: +852 3952 3038

YOUR SPINK TEAM FOR THIS SALE

FOR YOUR QUESTIONS ABOUT THE SALE LOTS

To purchase a catalogue:

email: [email protected]

tel: +852 3952 3000 fax: +852 3952 3038

For more information about Spink services, forthcoming

sales and sales results visit the Spink Website

www.spink.com

Front Cover Illustrations: Lot 190 Back Cover Illustrations: Lot 3, 22, 613

SPINK ON SOCIAL M EDIA

Please use the QR code to visit our website, view our catalogues and otherpublications and place commission bids. You can download the QR CodeReader for iPhone, Blackberry and Android from App Store on yoursmartphone.

*Spink is pleased to continue to offer our brand new on-line bidding platformSpink Live for no charge through www.spink.com. Please note that bidderswho acquire lots on the-saleroom.com will have a fee of 3% on the hammerprice added to their invoice for using this facility.

The Spink Environment Commitment:Paper from Sustainable Forests and Clean InkSpink has a long history of preserving not only collectables but our planet, too. We are proud to ensure thatour policy of sustainability and conservation keeps up with Spink’s growth, helping improve the environmentfor new generations of collectors.

We insist that our printers source all paper used in the production of Spink catalogues from FSC and/or PEFCsuppliers and use non-hazardous inks. We also ask they hold the environmental standard ISO 14001.

Spink recycle all ecological material used on our premises and we encourage you to recycle your catalogueonce you have finished with it.

TWITTER: @SpinkandSon

INSTAGRAM: Spink_auctions

FACEBOOK: Spink Auctions

YOUTUBE: Spinkauctions

Kelvin [email protected]+852 3952 3030

Paul Chow [email protected]+852 3952 3000

Cheung Kin [email protected]+852 3952 3000

SALE DETAILS

VIEW DETAILS

Saturday 31 November 2015

Lot 1-659 at 10.00 a.m.

In sending commission bids or making enquiries,

this sale should be referred to as CSS19

SPINK CHINA

4/F Hua Fu Commercial Building,

111 Queen’s Road West, Sheung Wan, Hong Kong

Thursday 12 November 2015 10.00 a.m. - 6.00p.m.

Friday 13 November 2015 10.00 a.m. - 6.00p.m.


WWW.SPINK.COM

Order of AuctionLot number Section1-35 Chinese coins (pre 1949) 中國錢幣

36-88 People's Republic coins (post 1949) 中華人民共和國錢幣

89-98 Hong Kong coins 香港錢幣

99-159 Property of a gentleman 獨立收藏家的拍品

160-186 Bonds,ShareCertificatesandPaperEphemera股票,債券及紙雜

187-195 Photos and Archival Vignettes 照片

196-203 Foreign Banknotes 洋商客鈔

204-390 Chinese Banknotes (pre 1949) 中國紙幣

391-436 Peoples’s Bank of China (post 1949) 中國人民銀行

437-482 World Banknotes 國際紙幣

483-496 Macau Banknotes 澳門紙鈔

497-659 Hong Kong Banknotes 香港紙鈔


7

The banknote section is strong in Hong Kong notes, with star items being the 1931 Chartered Bank $50, the handsigned Chartered Bank $100's, handsigned $500's, the Mercantile Bank $10 colour trial of 1912 and the $50 specimen of 1935. All these are rarities which are seldomly offered anywhere and are especially attractive because of their above average condition.

The Chinese banknote section, however, is not without its interest. Items include the 1936 'Red Paifang' 1 yuan, 1906 Ta Ching Government Bank $10, 1953 2nd series renminbi specimens, etc.

I hope the reader will f ind items to f it into their collections and I wish you good luck in bidding and the best of health.

Thank you,Kelvin, Paul and Kin Choi

PrefaceThis year has been a turbulent one, with the Chinese stock market crash, cont inuing ant i-cor r upt ion campaigns and electronic trading platforms each contributing to a down turn in the collecting market. Pricesarestillfalling,affectingtheconfidencedealersand collectors alike.

Nonetheless we have tried our very hardest to bring some good mater ial to the market, weighing the interests of vendors and buyers. I believe this small but interesting catalogue shows this.

The auction starts off with the Chinese coin section which although does not contain any great rarities, still haveafewcoinsthataredifficulttoget,forexampletheportrait silver dollars, the Szechuen $1 in NGC MS62. There is a large section for PRC coins and the main item is the 1988 Year of the Dragon 12oz silver 100yuan.


WWW.SPINK.COM

SATURDAY 14 NOVEMBER 2015THE NUMISMATIC COLLECTOR'S SERIES SALE (Lot 1-659)

Commencing at 10.00 a.m.All sales are subject to Terms and Conditions for Buyers printed at the back of this catalogue

EstimatesThe estimated selling price of each lot is printed below the lot description and does not include Buyer’s Premium.

Bidders should bear in mind that estimates are prepared well in advance of the sale and are not definitive.They are subject to revision.

Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. Spink is pleased to continue to offer our brand new on-line bidding platform Spink Live for no charge

through www.spink.com

We will not accept return of lots that have been authenticated by the third party grading company. Any disputes will need to be settled between the buyer and the respective company.

所有經由第三方獨立評級機構評估的拍賣品並不設退換。

如有任何爭議，將由買方和相關的評級機構雙方自行解決。


9

1Republican era,lotof2xsilver‘higheared’taelswith‘ShouXi’and‘FuLu’inscribedoneach,weighs 98.25grams and 102.62grams respectively, an auspicious pair.

EstimateHK$2,500-2,800

2Republican era, 10tael (weighs 358.6grams), silver sychee struck by Lin Sheng Official Currency Bureau in Henan Province, 1924, clear casting with some original lustre, in a very good state of preservation.


AN ATTRACTIVE SZECHUEN TEN TAEL SYCHEE

3China, Szechuan Province,10taelingot,Guangxuera,Chinese characters “Jiang Lu Chuan” at left, “Guang Xu Nian” at right, eventoning,extremelyfine.光緒年四川拾兩銀錠，品相良好。



WWW.SPINK.COM

4Qing Dynasty,lotof3x10coppersfromHunan,Hupeh and Szechuan, early 1900’s, NGC AU53 BN, PCGS AU58 and NGC AU58 BN respectively (3).


5China, Qing Dynasty, Hupeh Province, (Y-121), 1 cash, ND(1906), dragon on obverse, Chinese characters on reverse, in PCGS holder MS62RB.


6China, Qing Dynasty, Chihli Province, (C 8.1), brass1cash,Kuangxuera(1875-1908),PeiyangArsenal Mint, Chinese characters ‘Guangxu Yuan Bao’ on obverse, Manchurian characters ‘Bao Jiyen’ on reverse, in PCGS holder MS 62.


7China, Qing dynasty, (Y 13), silver 20 cents, CentralMint,Guangxuera(1908),dragon on obverse, in ICG holder MS 62, rare. 造幣總廠一錢四分四銀幣，老包漿，ICG評分MS62 。


8Qing Dynasty, silver $1, General Mint, very fine, lightly cleaned in the past


RARE HUPEH SILVER FIVE CENTS, PCGS MS63

9Hupeh Province, silver 5cents, (1895-1905), PCGS MS63, scarce. 湖北省造光緒元寶三分六釐銀幣，原光品相，PCGS MS63，罕有高評分。



11

10China, lot of 2 coins, Kiangnan Silver Dollar and 10 cash, Hubei Provincem very fine (2)

EstimateHK$700-800

11China, Kwangtung Province, Silver 5 Cents, Guangxuera,dragon on obverse, PCGS holder MS64, rare.


12China, Kwangtung Province, a pair of Silver 20cents,GuangxuandXuantongera,dragon on obverse, Manchurian characters at centre on reverse, both in PCGS holder MS63.(2)

EstimateHK$600-1,200

13Manchuria Province, silver 20cents, (1910), PCGS AU Details.

EstimateHK$600-800

14China, Manchurian Province, a pair of Silver 20 cents,Xuantongera,dragononobverse,onewithflower at centre on reverse, PCGS MS62 and 64.(2)


15China, Manchurian Province, a pair of Silver 20cents,GuangxuandXuantongera,dragononobverse, Manchurian characters at centre on reverse, PCGS MS64 and 63.(2)



WWW.SPINK.COM

16China, Manchurian Province, a pair of Silver 20 cents,Xuantongera(1913),dragononobverse,both in PCGS holder MS65.(2)


17China, Manchurian Province, Silver 20 cents, Xuantongera(1913),dragononobverse,PCGS MS66, rare in high grade.











13

DIFFICULT TO FIND SZECHUEN PROVINCE SILVER DOLLAR, NGC MS62

22China, Szechuan Province,Silver$1,GuangxuYuenBao(1901-08),dragononobverse,(LM345),NGC holder MS62, scarce in high grade. 四川省造光緒元寶七錢二分銀幣，品相甚佳，NGC MS62，罕有高評分。


23Hunan Prov i nce , s i lve r 1/10 t a el nugge t , 1908,Chinesetextonbothsides,scarce, good very fine for type.


24Kwangtung Province, silver 20cents, 1912, PCGS MS65, virtually as struck.


25China, Republic, Silver Memento dollar, 1927, 3 leaves variety,Sun Yat Sen on obverse, wreath with 3 leaves left and right, reverse value in Chinese at centre, (Y-318a), in PCGS holder old label genuine, about uncirculated, rare. 孫中山開國紀念幣壹圓，左右三花版，少見，PCGS真幣。


26China, Republic,nickel 50 cents, 1942,Sun Yat Sen onobverse,‘Bu’coinonreverse,(Y-362),PCGS MS64



WWW.SPINK.COM

27China, Republic,lotof2xcoppernickel1cent,1936,1948,emblemonobverse,‘Bu’coinonreverse, (Y-347, 363), both PCGS MS64RB


28Manchukuo, aluminium 10cents, 10th Year of Kangde (1943), uncirculated and scarce.


29Republican era, silver $1 featuring Li Yuan Hong (without cap), PCGS AU Details. 黎元洪開國紀念幣壹圓，無帽，PCGS AU Details 。


LOT 29 TO 32 - A GROUP OF DECENT PORTRAIT SILVER DOLLARS

30Republican era, silver $1 featuring Li Yuan Hong (without cap), PCGS MS62. 黎元洪開國紀念幣壹圓，無帽，原光品相，PCGS MS62 。



15

31Republican era, silver $1 featuring Yuan Shih Kai, PCGS AU 55. 袁世凱共和紀念壹圓，PCGS AU55 。


32Republican era, silver $1 featuring Duan Qi Rui, NGC MS61, rare. 段祺瑞和平紀念幣，自然包漿，罕有NGC MS61 。


33Republican era, silver silver medal commemorating the opening of the Anqing mint, 1920, PCGS AU50. 安慶造幣廠倪嗣沖紀念章，品相良好，PCGS AU50，少有。



WWW.SPINK.COM

34China, Republic, Silver medal, 1923, bust of Tsao Kun on obverse, crossed f lags on reverse, plain edge, (LM 960),toning, about uncirculated, rare. 曹錕紀念銀章，自然包漿，罕有。


35China, lotof11xbrass luckyorconspiciousamulets, Qing - Republican period.(11)


36China, a pair of Copper Nickel 1 Yuan, 1985,20th Anniversary of Tibet Autonomous Region, both in PCGS holder MS66.(2)


37China, China Mint Company,1 oz silver medal, 1984, official Panda issue, struck for the 3rd Hong KongExposition,pandaonobverse,junkatcentreon reverse, in NGC holder PF68 Ultra Cameo, mintage only 1000, thus very rare.


38People’s Republic of China, Silver 10 yuan, 1988, Year of Dragon,1 oz silver, proof, (Y174), PCGS holder PR68DCAM


39China, People’s Republic,1988, 10yuan, Year of the Dragon, NGC PF69UC



17

40People’s Republic of China, 12oz silver coin, 1988, struck for the Year of the Dragon, NGC PF69 DCAM, low mintage of 500 pieces only. 1988年十二安士龍年生肖幣，NGC PF69 DCAM，鑄量只有五百枚，罕有。


41China, People’s Republic,lot of 4 commemorative medals,’RedHigh-Head’(1984),‘DragonEyes’(1984),‘PearlScales’(1984),‘BubbleEyes’(1990),NGC PF67UC, PF68C, PF68UC and PF68UC respectively.(4)


42China, People’s Republic,lot of 2 coins,pair of 5yuan(1997)-‘AuspiciousMatters’,bothpiedfortcoins, PCGS MS69 and MS69 respectively. (2)


43China, People’s Republic,lotof5xsilverpandas,10yuan,1994, 2006, 2009, 2009, 2009, NGC MS69, PCGS MS69, MS69, MS69, MS70 respectively, 2006 and 2009 coins are commemorative issues. (5)


44China, People’s Republic, 1982, Gold Panda, 1/10 oz gold, NGC MS68


45China, People’s Republic,1982, Gold Panda, 1/4 oz gold, NGC MS68



WWW.SPINK.COM

46China, People’s Republic,1982, Gold Panda, 1/4 oz gold, PCGS MS68


47China, People’s Republic,1982, Gold Panda, 1/4 oz gold, PCGS MS68


48China, People’s Republic,1983, 10yuan Gold Panda, 1/10 oz gold, NGC MS67


49China, People’s Republic, 1983, 10yuan Gold Panda, 1/10oz gold, NGC MS69


50China, People’s Republic,1983, 10yuan Gold Panda, 1/10oz gold, NGC MS69


51China, People’s Republic, 1983, 10yuan Gold Panda, 1/10oz gold, NGC MS69



19





54China, People’s Republic,1985, 100yuan Gold Panda, 1oz gold, NGC MS69






57China, People’s Republic,1987S, 5yuan, Gold Panda, 1/20 oz gold, NGC MS69

EstimateHK$500-800


WWW.SPINK.COM

58China, People’s Republic,1987, Gold Panda Medal, 1ozgold,struckfortheSanFranciscoExposition,NGC PF68


59China, People’s Republic,1987, Gold Panda Medal, 1ozgold,struckfortheSanFranciscoExposition,NGC PF69


60China, People’s Republic,1987S, 100yuan Gold Panda, 1oz gold, NGC MS69


61China, People’s Republic,1987S, 100yuan Gold Panda, 1oz gold, NGC MS69


62China, People’s Republic,lotof3xgoldmedals,1/4ozgoldeach,ChineseDeitiesñ‘Guanyin’(1988),‘SakyamuniBuddha’(1988)and‘MaitreyaBuddha’(1989), all NGC PF69. (3)


63China,1989, Gold 150 Yuan,’Year of the Snake’ NGC PF69UC



21

64China, People’s Republic,1989 (small date), 25yuan, Gold Panda, 1/4 oz gold, NGC MS69




66China, a set of silver 5 jiao and gold 10 yuan, 1990,dragonandphoenixonobverse,theGreatWallon reverse, both in NGC holder PF68 Ultra Cameo, with original certificate and box.(2)


67China, People’s Republic,1990, Gold Panda Medal, 1 oz gold, struck for the 19th Zurich International Coin Convention, very low mintage of 550 pieces, NGC PF69 Ultra Cameo, with original certificate, scarce. 1990年一安士熊貓金章，紀念第十九屆蘇黎世國際錢幣展銷會鑄造，NGCPF69 Ultra Cameo，鑄量只有五百五十枚，罕有。



WWW.SPINK.COM

68China, People’s Republic, 1991, 10yuan, Gold Panda, 1/10 oz gold, PCGS MS69




70China, PRC,1993, 10yuan,’Fu, Lu and Shu’ NGC MS69


71China, People’s Republic,1993P, 25yuan, Gold Panda, 1/4 oz gold, NGC PF68


72China, People’s Republic,1993, 100yuan, Gold Panda, 1oz gold, NGC MS69


73China, People’s Republic,1986 (Large Date), 100yuan Gold Panda, 1oz gold, PCGS MS69



23

74China, People’s Republic,1994 (large date), 5yuan, Gold Panda, 1/20 oz gold,Shanghai, PCGS MS69

EstimateHK$500-800

75China, People’s Republic,1994P, 25yuan, Gold Panda, 1/4 oz gold, NGC PF68


76China, People’s Republic,1994, 25yuan, Gold Panda, 1/4 oz gold, NGC MS69


77China, People’s Republic,Lot of 2 gold coins, both 5yuan‘Unicorn’(1996)both NGC MS69. (2)


78China, People’s Republic,Lot of 2 gold coins, both 5yuan‘Unicorn’(1996)both NGC MS69. (2)


79China, People’s Republic,1996 (small date), 10yuan,Gold Panda, 1/10 oz gold, NGC MS68



WWW.SPINK.COM


EstimateHK$500-800

81China, People’s Republic,1997 (large date), 5yuan, Gold Panda, 1/20 oz gold, NGC MS69

EstimateHK$500-800

82China, People’s Republic,1998 (Large Date), 100yuan Gold Panda, 1oz gold, NGC MS68



EstimateHK$500-800

84China, People’s Republic, 2003, 50yuan, Gold Panda, 1/10 oz gold, PCGS MS69


85China, People’s Republic,2003, 50yuan,Gold Panda, Mirrored Bamboo, 1/10 oz gold, NGC MS69



25

86China, People’s Republic, 2007, 50yuan, Gold Panda, 1/10 oz gold, NGC MS69


87China, People’s Republic,2007, 50yuan,Gold Panda, 1/10 oz gold, NGC MS69


88China, a set of Gold 100 Yuan and Silver 10 Yuan, 2011Xinhai-WuchangUprising100thAnniversary,both in PCGS holder PR69DCAM.(2)


89Hong Kong,Bronze 1 mil, 1863, edge toning, with most original luster, uncirculated.


90Hong Kong, silver 10 cents, 1866, bust of Victoria on obverse, PCGS MS64, very rare.


91Hong Kong,lotof3xfractionalcoin,1cent,1933and 5cents, 1933 and 1935, PCGS MS65RD, MS64 and UNC Details respectively (3)

EstimateHK$600-700


WWW.SPINK.COM

92Hong Kong, brass 10cents, 1951, PCGS MS63, a scarcer date

EstimateHK$300-400

93Hong Kong, lot of 2 modern fractionals, brass 5cents, 1977 and brass 10cents, 1956, PCGS MS67 and MS64 respectively (2)

EstimateHK$400-600

94Hong Kong, brass 10cents, 1980, PCGS MS64, the last year of this type and key date of the series

EstimateHK$500-600

95Hong Kong,CopperNickel10cents,1980,ElizabethII on obverse, in PCGS holder MS64.


96Hong Kong, silver 20 cents, 1872-H, bust of Victoria on obverse, in PCGS holder Genuine, Cleaning XF Details, rare date.


97Hong Kong,silver20cents,1902,EdwardVIIonobverse, PCGS MS62, rare.



27

98Hong Kong,1997, gold $1000,Handover of Hong Kong, NGC PF69UC


99Great Britain, lot of 4 silver Trade Dollars, 1911-B (3) and 1930, almost uncirculated to uncirculated, very lightly cleaned in the past (4)


100Great Britain, a lot of 17 trade dollars, 1897, 1898, 1899, 1900, 1902(6), 1903(2), 1908(3), 1909(2), one or two rim damages, generally very fine or better.(17)


101I ran ,1956 , ha l f Pa h lav i , Bu s t lef t of Sha h Moham mad Reza Pah lav i on obver se , l ion brandishing sword within wreath on reverse, PCGS MS65

EstimateHK$500-800

102Iran,1971, 2500th Anniversary commemorative gold medal,Bust left of Shah Mohammad Reza Pahlavi on obverse, ancient cylinder seal of Cyrus the Great on reverse, PCGS MS64



EstimateHK$500-800


WWW.SPINK.COM

104I ran ,1974, ha l f Pa h lav i , Bu s t lef t of Sha h Moham mad Reza Pah lav i on obver se , l ion brandishing sword within wreath on reverse, PCGS MS65

EstimateHK$500-800


EstimateHK$500-800

106Iran,1979, Azadi,National Bank of Iran on obverse, ‘Springoffreedom’legendonreverse,PCGS UNC details - cleaning


107Iran,1990, Azadi,National Bank of Iran on obverse, ‘Springoffreedom’legendonreverse,PCGS MS63


108Iran,1991, quarter Azadi,National Bank of Iran onobverse,‘Springoffreedom’legendonreverse,PCGS MS63


109Iran,1976, oct agonal com memorat ive gold medal,facade of the bank on obverse, conjoined busts l., of Shah Mohammad Reza Pahlavi and his father on reverse, PCGS PR65DCAM



29

110I r a n ,19 76 , Pa h l av i c o m m e m o r a t ive go ld medal,Emblemofthegoldenjubileeonobverse,portraits of Shah Mohammad Reza Pahlavi and his father on reverse, PCGS MS63


111Iran,Lot of 3 coins,two pieces of quarter Pahlavi (1977) - Bust left of Shah Mohammad Reza Pahlavi on obverse, lion brandishing sword within wreath on reverse; one piece of 2000Dinars (1929) ñ bust right of dinar reza Pahlavi, lion brandishing sword within wreath on reverse, PCGS MS64, MS66 and NGC AU58 respectively. (3)


112Australia, Silver Florin, 1917-M,King George V on obverse, (KM-27), PCGS AU55


113East Africa,Lot of 3 coins,10 cents (1941-I) - pairs of elephant tusks on obverse, crown and denominations on reverse, all MS65BN. (3)

EstimateHK$500-800

114Bhutan,uncirculatedsetofcoins,1979,also2xsilver250ngultrums,‘LuxLucius’and‘TimeisMoney’, both dated 2004, uncirculated (8 coins in total).


FRENCH INDO CHINA, 50 CENTS, 1936, PCGS MS64

115French Indo China, 50cents, 1936, PCGS MS64, difficult in high grade



WWW.SPINK.COM

116French Indo China, 1 piastre, 1947, PCGS MS64

EstimateHK$500-600

117Japan, silver 50 sen, 1871, PCGS MS63, rare in this grade


118Japan, silver 1 yen, 1914, 3rd Year of Taisho, PCGS AU58

EstimateHK$400-500

119Japan, Silver 1 yen, Meiji 14(1881),dragon on obverse, (Y A25.1), PCGS AU Details


120Japan, Kamakura,1920, copper commemorative medal,Buddha within peaceful woodland on obverse, two birds on reverse, good very fine


121J a p a n , L o t o f 2 s e t s o f c o m m e m o r a t i v e medals,OkinawaInternationalOceanExpositionCommemorative Medals (1975) - 3 pieces set; Tokyo Japan Olympic commemorative medals (1964) - 3 pieces set, -6



31

122Luxembourg,Copper pattern 10 Centimes, 1889, Essai,PCGS SP63BN, rare.


123Mexico, silver 8 reales, 1799-MO FM, PCGS Extremely Fine Details

EstimateHK$300-500

124Nepal, silver 50 rupee, VS2036(1979), struck for ‘EducationforVillageWomen’,(KM842), in NGC holder MS64.

EstimateHK$300-500

125Straits Settlements,SILVER$1,1903-B,KingEdwardVII,PCGs AU Details (cleaning)


126Sumatra ,Copper pat ter n Duit , 1836, PCGS SP64RB, rare.


127U.S.A., silver Lafayette dollar, 1900, conjoined busts of Washington and Lafayette on obverse, equestrian statue of Lafayette on reverse, in ANACS holder MS 60 Details, cleaned, rare.



WWW.SPINK.COM

SCARCE 1846 UNITED STATES $1, NGC AU DETAILS

128U.S.A., silver $1, 1846, Seated Liberty, eagle on reverse, no motto, in NGC holder AU Details.


129United States, silver $1, trade dollar, 1876-S, PCGS AU Details (cleaning)


130United States, silver $1, trade dollar, 1876-S, PCGS AU Details (damage)


131United States, $1, Morgan Dollar, 1880-S, NNC MS66.

EstimateHK$700-800

132Annam/Vietnam, silver 1.5 tien, ND(1848-83), legend‘TuDueThongBao’onobverse,SuDanPhuTho’ on reverse, (KM 421), in NGC holder AU 50.


133France, a largesilvercolouredmedal‘SaintMaurice’ awared to a Abel Hugo, in its original marooncardboardbox,undated.

EstimateHK$600-800


33

134China, Kwangtung Province, lot of 4 coins, 1cent (1900-06), 10cash (1900-06), 10cents (1890-1908), 20cents (1919), PCGS MS62, NGC XF Details, NGC AU Details, NGC XF Details respectively (4)


135China, Empire issue, 20cash, 1909, PCGS MS61BN


136China, Republic issue,lotof6xcoppercoins,10cash, 1912 (3) and 1cent, 1916 (3) NGC AU Details (1), NGC AU55 (1), PCGS MS63BN (2), NGC MS63BN (1) PCGS 64BN (1), 6coins in total


137China, Manchuria, lot of 2 coins, 1 cent, 1929 (2), NGC AU Details and PCGS AU55 (2)

EstimateHK$500-700

138China, Republic issue, lot of 2 copper fractionals, 10cash, 1920 and 1cent, 1937, NGC MS63BN and NGC AU Details (2)

EstimateHK$500-800

139China, Republic issue, 1cent, 1936, NGC MS65 RD, very attractive

EstimateHK$500-700


WWW.SPINK.COM

140China, Fukien Province, lot of 2 coins, 10cash (1901-1905)andsilver‘Huangfagang’20centsPCGS XF45 and NGC MS63 respectively (2)


141China, People’s Republic,lotof5xBrassMedals,1980 Chrysanthemums, 1983 5th National Games, 1983 Year of the Pig, 1984 Year of the Rat and 1985 YearoftheOx,all NCG PF or MS69 (5)


142China, People’s Republic, 1989, 1yuan, 40th Anniversary of the People’s Republic, also 1981 ‘GreatWall’1yuan,PCGS MS68 and NGC MS64 respectively (2)


143China, People’s Republic,lotof2xSilver10yuan,1996 and 1997, both commemorating the Handover of Hong Kong, both NGC PF69 (2)


144China, People’s Republic, 2004, 10yuan, fan shaped, Year of the Monkey, NGC MS69

EstimateHK$700-900

145China, People’s Republic, 2008, 10yuan, set of 6, Beijing Olympics: Teahouse, Lion Dances, Yangtze Dancer, Tibetan Tower, Peking Opera and Courtyard, all PCGS PR69DCAM (6)



35

SCARCE AND ATTRACTIVE HONG KONG 1939-KN 5 CENTS, PCGS SP65, EX KING’S NORTON

MINT COLLECTION

146Hong Kong, proof 5cents, 1939-KN, PCGS SP65, King’s Norton Mint Collection, very rare


147Nepal, 1974, 10.0G Asarphi, Por trait of child reading on obverse, crowned right bust on reverse, PCGS PR69DCAM (gold, 0.3374oz)


148Dominican Republic, 1982, 200 Pesos, 0.4968 oz gold, Children dancing on obverse, shield with cross and spears on reverse, PCGS PR69DCAM


149Ethiopia, 1979, 400 Birr, (Year of the child), Silhouette of child flanked with laurels on obverse, children playing on reverse, PCGS PR69DCAM (gold, 0.4968oz)


150Argentina, 1887, 1 Argentino, flagged arms within wreath on obverse, capped liberty head on reverse, PCGS AU53, contains 0.2333oz gold


151Australia, lot of 8 precious metal coins, 2 gold, 6 silver, 2000-2010, all slabbed by either PCGS or NGC MS68 - 69 (8)



WWW.SPINK.COM

152Bolivia, lot of 2 coins; 50 Centavos (1942) - llama and Sun on obverse, twin snakes entangling winged staff on reverse; and 8 Reales silver (1820) - Ferdinand VII bust on obverse, shield with twin lion ramparts and castles on reverse, PCGS MS64BN and NCS AU Details (Surface Hairlines) respectively (2)


153Egypt, Lot of 3 coins (Abdul Hamid II) 1/40 Qirsh (1898), 1/40 Qirsh (1900); and 5/10 Qirsh (1884), Toughra on obverse, Legend on reverse, PCGS MS64RB, MS64RB and MS64 respectively (3)

EstimateHK$700-900

154East Africa, Lot of 7 coins, one cent (1956) - pairs of elephant tusks on obverse, crown at top on reverse (1); 10 cents (1941-I) - pairs of elephant tusks on obverse, crown at top on reverse (6), NGC MS66RD, MS65BN, MS65RB, MS62BN, MS64BN, MS64BN and MS64RB respectively. (7)


155India, 1939, Nazarana Rupee, George VI inscription on obverse, Man Singh II inscription on reverse, NGC MS61

EstimateHK$700-900

156Mongolia, Lot of 2 coins, 750 Tugrik (1980) - conjoined children dancing on obverse, arms above f loral spray on reverse; 10 Tugrik (1984) - Archer drawing bow on obverse, arms above f loral spray on reverse, PCGS PR69DCAM (gold, 0.5437oz) and NGC PF69UC respectively (2)


157France and Morocco, lot of 2 coins, 5 Centimes (1900) - right portrait on obverse, woman and child onreverse;1/2Dirham(1881)-dateincentreoftexton obverse, Arabic on reverse, NGC MS65BN and PCGS VF30 (silver, 0.0391oz) respectively. (2)

EstimateHK$500-800


37

159Russia, Lot of 2 coins, 50 Kopeks (1924) - emblem enclosed by seven ribbons on wreath on obverse, blacksmith at anvil on reverse; 1 Rouble (1924) - emblem enclosed by seven ribbons on wreath on obverse, conjoined farmers with factory and sun at background on reverse, PCGS MS62 and MS62 respectively (2), attractive and not easy in high grades

EstimateHK$1,000-1,400158Russia, Lot of 3 coins, 1/2 Kopek (1899) - crowned monogram above sprays on obverse, value and date on reverse; 1/2 Kopek (1856) - crowned monogram on obverse, Crown above value and date; 15 Kopek (1862) - crowned double imperial eagle on obverse, Crown above value and date within wreath on reverse, PCGS MS62BN, NGC AU58BN and NGC AU58 (silver, 0.0750oz) respectively (3)

EstimateHK$700-900

WWW.SPINK.COM

THE NUMISMATIC COLLECTOR’S SERIES SALE

11 - 12 JANUARY 2016 | NEW YORK


WWW.SPINK.COM

160Public Loan for the Military Requirements of the Republic of China, pair of bonds for $5 and $10, 1912,aboutextremelyfine(2).


161Chekiang Province,uncut sheet of two 25 yuan bonds, undated but circa 1914,ornate border, green and black with pink underprint, red chop in centre, both attached with coupons and counterfoil, minor damages at lower edge and small tears, good extremely fine. 民國未填用，發還浙路二十五圓股本有期證券，未裁切連體券，少見。


1621917, 8% Military Loan,pair of 100 and 1000 yuan bonds, brown on pale blue and blue on pale green respectively, ornate border, value in Chinese and Arabic numbers at four corners, with coupons, extremely fine to about uncirculated.(2) 民國六年軍事內國公債券一百及一千元，保存品相良好。


1631917, 8% Military Loan,1000 yuan bond, blue on pale green, ornate border, value in Chinese and Arabic numbers at four corners, with coupons, extremely fine. 民國六年軍事內國公債券一千元，保存品相良好。

EstimateHK$500-800

164Finance Minstery Mid Autumn Festival Payment Voucher,100 yuan, 1923, remainder, number 0006418,green and red on pink underprint, ornate border, large red chops, minor tears and damage, good very fine. 民國十二年財政部秋節支付券一百圓，小破損，品相尚好。


1656% 1927 Shansi Rehabilitation Loan,5yuan, serial number 0508214,dark green on light purple, large red seal at centre, extremely fine.

EstimateHK$600-800


166Province of Shansi, 1927 6% Rehabilitation Loan,pair of bonds for 5 and 10 yuan, number 0106787 and 0042006,ornate border, green on pink underprint and brown on yellow-green underprint, large red chop at centre, with coupons, about extremely fine.(2) 民國十六年山西省陸釐善後債券五及十元，品相良好。


167United Nationalist Loan, bond for 5000 yuan, 1936, 1st series, serial number 012118,orange, blue on pale green underprint, Sun Yat Sen at top right, very f ine, crayon annotation at top, rare. 民國二十五年統一公債甲種債票五千元，屬此種公債的最高面值，少有。


1684% Liberty Loan, 1937, pair of bonds for 50yuan and 100yuan, serial numbers 0021080 and 046779, purpleandredrespectively,aboutextremelyfine,both with only 1 interest coupon missing (2).


1691937 4% Liberty loan, bond for $1000, number 003322,ornate border, green and black, yellow underprint,textinChinesewithEnglishonreverse,with coupons, extremely fine. 民國二十六年救國公債壹仟圓，保存品相佳。


1704% Liberty Loan, 1937, bond for 1000yuan, serial number 003356, green and yellow, pink revenue stampattopleft,aboutextremelyfine,onlyoneinterest coupon missing.


171Kwa ng t u ng P rov i nc e , g roup of 5 b ond s , denominations for 5jiao, 1yuan (4 pieces, 3 different types), all issued in the late 1920’s to early 1930’s and perforated for easy separation. (5)

EstimateHK$500-800


WWW.SPINK.COM

172Mixed lot of bonds and cheques, group of 5 items including Aviation bond (2nd issue), Republic of China Lottery Bonds, a cheque from The Chase Bank for $200 (1949) and a wire transfer receipt from the Swatow Wnag Lee Chan, average very fine (5).

EstimateHK$200-300

1734% 1942 All ied Victory Loan,US$20, ser ial number 0124283, blue, steam train at right, ship at left, edges slightly toned.

EstimateHK$600-800

1741950 People’s Victory Bond for 1fen, ser ial number 15471507, vertical format, brown on green, steam roller at centre, good fine, the right edge uneven.

EstimateHK$500-800

175Mixed lot of certificates of bonds and shares, includingfourx5yuan1938KwangtungProvinceDefence Loan, Nanyang Brothers Tobacco Co. Ltd., unissued certificate of share and two Japanese certificates of shares , conditions varies, very fine to uncirculated.(7) Sold as is, no return

EstimateHK$500-800

176China Pictures Company, bond for 500shares at 10yuan each, 1944, also Standard Shirts Dyeing Weaving and Finishing Mills, Limited, share certificate for 10yuan shares 1948, very good and about very fine (2).

EstimateHK$300-400

177Zhong Fang Textile Co. Ltd., consecutive pair of shares certificate, 100,000 yuan, 1947, serial number 08559-60,ornate border, brown on yellow-brown underprint,blackChinesecompanynameandtext,about uncirculated.(2) 民國三十六年中紡紗廠股份有限公司拾萬元股款收據連號二張。



41

178Guangzhou Investment Co. Ltd., certificate for 1 share, 100,000 renminbi, 1955, number 2052,light blue on pale green underprint, star and flags at top centre, weaving, science, building, ship and train aroundornateborder,textinChinese,revenuestamp adhesived, extremely fine. 1955年廣州投資股份公司拾萬圓壹股股票，保存品相佳。


179Guangzhou Investment Co. Ltd., certificate for 10 shares, 1 million renminbi, 1955, number 2344,light purple on pale pink underprint, star and flags at top centre, weaving, science, building, ship and train aroundornateborder,textinChinese,revenuestampadhesived, extremely fine. 1955年廣州投資股份公司一百萬圓拾股股票，保存品相佳。


180Peking Water Supply Co. Ltd., an unissued certif icate for $10 shares, undated, circa 1900-1908,black,textallinChinese,redchopsincentre,attached counterfoil, extremely fine.

EstimateHK$500-800

181Ta Ching Government Bank Swatow Branch.stationery,twoblanklettersheets,Xuantongera,orange ornate border, vertical format, used as finance study notes on reverse, clip rusted at top left corner, water stains, about extremely fine, rare to seen.(2) 大清銀行汕頭分行未使用信箋二張，背面估計於解放後被人用作筆記紙，少見。

EstimateHK$600-800

182Republican era, Zheng De He Marrige Buearu Lottery Ticket,300 cash, 1921, serial number 1005, black on white, vertical format, red stamp at right, in NPGS holder 40, toning and holes at top centre, rare to seen.


183Republic of China, Department of Law Certificate, very good, a piece missing on the right border which has been crudely repaired.

EstimateHK$500-800


WWW.SPINK.COM

184Map of Hong Kong, undated, issued by the Hong KongOverseasDaily,extremelyfine.

EstimateHK$200-300

185Tsingtao Grand Hotel, Kabushiki Kwaisha, The Grand Hotels Limited, consecutive pair of shares certificate, 500 yen, 1920, serial number 271-2,brownornateborder,textinJapaneseandEnglish,redseals,reverseblackJapanesetext,about uncirculated to uncirculated.(2) 日佔時期大正九年(1920)，山東省青島花園酒店金五百圓股票連號二張。

EstimateHK$500-800

186Literature,TheSecondExhibitionofHistoricalChinese Paper Money Album, 2015, a very good reference for rare Chinese banknotes.

EstimateHK$400-600

187Early China B/W photographs,lot of 3 black and white photographs, showing the Summer Palace‘YiHeYuan’,probablytookatthelateQingdynasty,withEnglishandChinesecaptionsatthebottom, uncirculated.(3)

EstimateHK$300-500

188A uniface proof for Ta Ching Government Bank $100, black and white, 1910,Regent Prince Chun at left, dragon at upper centre, farmers working at lower right, uncirculated.



43

189American Banknote Company, vignette showing President Lin Sen used in the Central Bank of China.

EstimateHK$600-800

190American Banknote Company, featuring the Higher Normal School in Canton used in the Provincial Bank of Kwangtung Province.

EstimateHK$600-800

191American Banknote Company, vignette showing the Statue of Liberty used in the Chinese American Bank of Commerce.

EstimateHK$600-800

192American Banknote Company, g roup of 7 items consisting of 5 photographic proofs and two vignettes from the Bank of Communication 25yuan and the mandarin official from the National Commercial Bank (7).


193American Banknote Company, vignette of the stone pagoda which featured in 1919 Chicago Gold Loan $1000 bond.

EstimateHK$600-800


WWW.SPINK.COM

194American Banknote Company, vignette of Loong Wa Pagoda.

EstimateHK$600-800195American Banknote Company, vignette showing the Republican flag.

EstimateHK$600-800

196Industrial & Commercial Bank,$5, 1921, specimen, red serial number 000000,green and multicolour guilloche, ‘Industry’sittingatcentre,reversegreen,(pickS383Bs), PMG 66 EPQ, gem uncirculated, very rare. 罕見1921年工商銀行伍圓樣票 PMGEPQ 。



45

197Sino-Scandinavian Bank,5 yuan, 1922, Tientsin, se r ia l nu mber O0144281,yel low brow n and multicolour, stone bridge and pagoda at centre, reverse brown, sailboat at centre, (pick S592b), in PMG holder 64 choice uncirculated.


198Italian Banking Corporation, group of 3 notes consisting of, 5yuan (1) and 10yuan (2), all dated 1921, (Pick S254 and S255), generally extremely fine (3).

EstimateHK$600-800

199Yokohama Specie Bank,$1, 1902, Newchwang, Chinese serial number 040998, brown and black, value at centre, reverse black and yellow, (pick S686), fine, cleaned and pressed.


200International Banking Corporation,$1, 1919, Specimen, Peking, black and multicolour, eagle stands above globes at centre, reverse blue, (pick S417s), uncirculated, rare.


201Nanyang Brothers Tobacco Company, 5jiao, specimen, 1926, serial number 000000, grey on green and orange, pagoda by river at centre, (Pick not listed), fresh choice uncirculated.



WWW.SPINK.COM

202The National Commercial and Savings Bank Limited, $1, specimen, Shanghai, 1924, light blue and multicolour, the Great Wall at centre, (Pick S452s), CMC 64OPQ Choice Uncirculated


SCARCE CREDIT COMMERCIAL SINO FRANCAIS, $1, PEKING

203Credit Commercial Sino-Francais, $1, Peking, 1924 , s e r i a l nu mb e r 0 029818 , pu r ple a nd multicolour, pagoda at centre, value at four corners, very fine and rare. 少見1924中法振業銀行壹圓北京地名。


204Da Ming Bao Chao,1Kuan,MingDynasty,1368-1399,blacktextongreymulberrypaper,redrectangularsealstopand bottom, 10 strings of cash coins at centre, (pick AA10), small bits missing at lower edge, about very fine and rare. 大明通行寶鈔，品相良好，十分難得。



47

205Central Bank of China,25 cents, ND(1931), serial number A434134,lilac, Pailou at left, value at right, reverse blue, value, (pick 204), uncirculated.

EstimateHK$100-500

206Central Bank of China,$50, 1928, Shanghai, serial number SL070101P,orange on multicolour underprint, value, reverse dark blue, Sun Yat Sen at centre, (pick 198c), in PCGS Currency holder 62 New.

EstimateHK$500-800

207Central Bank of China,50 yuan, 1936, serial number A/Q413304L, dark blue and brown on multicolour underprint, Sun Yat Sen at left, Tibetan characters overprinted on obverse and reverse, (pick 219c), very fine and rare.

EstimateHK$100-500

208Central Bank of China, a lot of ten 100 yuan, 1936,green on multicolour underprint, Sun Yat Sen at left, watermark at right, reverse purple, temple at upper centre, (pick 220), generally very fine.(10)


209Cent ra l Bank of Ch i na , a lo t of fou r 10 0 yuan, 1936, ser ial number B/V771055-7C, B/K482273C,green on multicolour underprint, Sun Yat Sen at left, watermark at right, reverse purple, temple at upper centre, (pick 220),minor foxing, generally about extremely fine.(4)

EstimateHK$500-800

210Central Bank of China, a lot of ten 500 yuan, 1944,red and pale blue, Sun Yat Sen at lef t , watermark at right, reverse red, (pick 264), generally very fine or better.(10)

EstimateHK$700-900


WWW.SPINK.COM

211Central Bank of China, a lot of four 1000 yuan, 1945, brown on light orange, Sun Yat Sen at left, reverse purple, value, (pick 288), very fine to about extremely fine.(4)

EstimateHK$500-800

212Central Bank of China,1000 yuan, 1945, serial numberB111550X,black,SunYatSenatright,valueat left, reverse black, (pick 291), in PMG holder 64, choice uncirculated.


213Central Bank of China,5000 yuan, 1945, serial number CB836013,gray green, Sun Yat Sen at left, value at right, reverse purple brown, (pick 306), in PMG holder 65 EPQ, gem uncirculated.


214Central Bank of China,mixedlotofabout120notes,includingamixedbundleof100x10yuannotes, 1936, (about 120 notes).

EstimateHK$500-600

WWW.SPINK.COM

ORDERS, DECORATIONS, CAMPAIGN MEDALS & MILITARIA

19 NOVEMBER 2015 | LONDON


49

216Central Bank of China,100 yuan, 1943, serial number BA 865670,green-black, Pailou gateway at left, reverse value, (pick 254), very fine.

EstimateHK$500-800

217Central Bank of China,500 yuan, 1945, serial number AG538594, brown, Paifong at right, reverse brown, (pick 285), PMG 64 choice uncirculated.


THE FAMOUS ‘RED PAI FANG’ 1 YUAN, 1936

215Central Bank of China,1 yuan, 1936, serial number 045584,red, Paifong at right, value at left, reverse dark red, (pick 209), in PMG holder 55 NET, scarce. 1936年中央銀行紅牌坊壹圓，PMG 55NET 。


218Central Bank of China,10000 yuan, 1947, serial number 535887,olive on multicolour underprint, Sun Yat Sen at left, landscape at right, serial number at lower centre, reverse olive-green, (pick 315), very good to fine.


219The Central Bank of China, 1 Gold Yuan, specimen, 1945, serial number 00000, blue and multicolour, Chiang Kai Shek at centre, (Pick 387s), CMC 66OPQ Gem Uncirculated



WWW.SPINK.COM

220Central Bank of China, a lot of four 20 yuan, 1945(1948), consecutive serial number VA620284-7, green and mult icolour, Lim Sun at cent re, reverse green, gateway at centre, (pick 391), foxing, uncirculated.(4)


221Central Bank of China, consecutive pair of 100 yuan, 1945(1948), serial number Z770036-7,red on multicolour underprint, Lim Sun at left, Chaing Kai Shek at right, reverse red, Chinese building by lake at centre, (pick 394), foxing and stains, about uncirculated.(2)

EstimateHK$500-800

222Central Bank of China ,group of 17 notes , including 400yuan, green, 1944, Gold Yuan issue 1,000,000yuan, 1949 (Pick 263, 426 etc), good fine to very fine, some good types (17)


223Central Bank of China, Nine Northeastern Provinces Branch Issue, a pair of 1000 yuan, 1947, serial number DD787992 and BZ957593, blue-black on pink underprint, city gate at left, reverse grey, Great Wall at centre, (pick 382b), about uncirculated to uncirculated.

EstimateHK$200-400

224Central Bank of China,500,000 gold yuan, 1949, serial number NW744211, brown and multicolour, Chang Kai Shek at right, reverse brown, bank building at centre, (pick 424b), in PMG holder 58 EPQ, choice about uncirculated.

EstimateHK$100-500

225Central Bank of China, a lot of f ive $5, 1949, Canton, serial number 755253-6 and 755260, brown and red, Sun Yat Sen at r ight, reverse brown, Junk Dollar at centre, (pick 444), foxing, about uncirculated to uncirculated.(5)

EstimateHK$200-400


51

226Central Bank of China,consecutiverunofsix1 CGU, 1930, serial number VB402003-8,olive-brown and multicolour guilloche, vertical format, Sun Yat Sen at top centre, reverse olive-brown, bank building at centre, (pick 325d), foxing or stains, about uncirculated to uncirculated.(6)

EstimateHK$500-800

227Central Bank of China,uniface obverse and reverse 5 and 50 CGU, 1930, red serial number 00000, grey and purple respectively, vertical format, similar design, Sun Yat Sen at top centre, Custom building at top centre on reverse, overprinted with red‘Specimen’inChinesecharactersorEnglishonobveres and reverse, (pick 326s, 329s), reverse of 5 CGU about extremely fine, others uncirculated.(4)


228Mixed lot of 5 notes, Farmers Bank of China, 1yuan, 1940, Central Bank of China 100yuan, 1945, Bank of China 10yuan, Fuchow, 1918 and 5yuan 1940(2),bothofthescarcernoprefixvariety,mixed condition, sold as seen.



WWW.SPINK.COM

A DIFFICULT TO FIND TA CHING BANK $10, PMG 40

229Ta-Ching Government Bank,$10, 1906, Kaifong, remainder, serial number 51135,purple-brown on yellow underprint, flagsattopcentre,reversegreen,‘Kaifong’inredoverprinted,(pickA71r), in PMG holder 40 extremely fine, rare.


1914 YUAN SHIH KAI FIVE YUAN, PMG 25

230Bank of China,5 yuan, 1914, remainder, serial number Q706676, black and multicolour guilloche, Yuan Shih Kai at centre, reverse brown, (pick 34r), in PMG holder 25 NET, very fine.



53

234Bank of China, a pair of 25 yuan, 1940, serial number 020890 and J611853,green on multicolour underprint, Sun Yat Sen at left, reverse green, Temple of Heaven at r ight, (pick 86), stains, extremely fine.(2)

EstimateHK$500-800

235Bank of China, consecutive pair of 25 yuan, 1940, serial number J719432-3,green on multicolour underprint, Sun Yat Sen at left, reverse green, Temple of Heaven at right, (pick 86), stains, about uncirculated.(2)

EstimateHK$500-800

231Bank of China,10cents,1917,‘Harbin’,serialnumber A358186,orange, bridge at centre, reverse orange,value,Chinesetextoverprintedleftandright, (pick 43b), fine.


232Bank of China,1yuan,1918,‘ShangtungTsingtau’,serial number A490488,orange, Temple of Heaven at centre, overprinted Chinese place name Tsingtao and control number, reverse orange, overprinted Englishplacenameandcontrolnumber,(pick51u), very good to fine.


233B a n k o f C h i n a , 5 y u a n , 1918 , s p e c i m e n , Hankow,yellow on multicolour underprint, pagoda at centre, reverse brown, (pick 52fs), PMG holder 63 EPQ, rare.



WWW.SPINK.COM

237Bank of China, 500yuan, 1942, serial number 934758, brown, green and multicolour, Sun Yat Sen at left, value at four corners, reverse brown, Temple of Heaven at r ight, (Pick 99), PMG 64 Choice Uncirculated, scarce


1940 BANK OF CHINA 25 YUAN IN PMG 66EPQ!

236Bank of China,25 Yuan, 1940, serial number J870675,green on multicolour underprint, Sun Yat Sen at left, value at right, reverse green, Temple of Heaven at right, (pick 86), in PMG holder 66 EPQ. 1940年中國銀行貳拾伍圓難得好品相PMG 66EP 。


238Bank of China,1000 yuan, 1942, specimen, serial number 00000,green on multicolour underprint, Sun Yat Sen at left, reverse green, Temple of Heaven at right, (pick 100s)CMC holder 66 OPQ



55

241Bank of China,50 yuan, 1942, serial number C618299,g reen , s team t ra in at lef t , reverse green, value, (pick 98), PMG holder 64 choice uncirculated.


242Agricultural Bank of Four Provinces,20 cents, 1933,‘Remainder’,green,farmerscarryingbasketsat right, reverse purple on yellow underprint, (A85r), about uncirculated and rare.


243Farmers Bank of China, Pass for the Nanking Military Government,10 cents, 1937, red serial number 558829, blue, landscape in field, reverse blue,Chinesetext,(pick461A), folds and stains, about very fine and rare.

EstimateHK$100-500

239Bank of China,mixedlotof1yuan(4),1934,1935,Shanghai, Tientsin(2), Shantung, 5 yuan(2), 1935, 10 yuan, 1934, 100 yuan(2), 1940, Chungking, (pick 71a, 74, 76, 77b, 73a, 88b), about uncirculated to uncirculated.(9)


240Mixed lot of 22 notes, from Farmers Bank of China, Kwangtung Provincial Bank, Bank of China, etc, includes the 1941 500yuan from Farmers Bank of China, fine to very fine (22).



WWW.SPINK.COM

244The Farmers Bank of China, a lot of four 100 yuan, 1941,purple on multicolour underprint, building and boats at centre, reverse purple, stone bridge at centre, (pick 477a), very fine to extremely fine.(4)

EstimateHK$400-800

A QING ERA BANK OF COMMUNICATIONS, $1, SWATOW

245General Bank of Communications, Canton Branch,$1,1909,‘Swatow’,serialnumber097655,brownonyellowunderprint, two dragons facing value at centre, reverse olive-green, ship and train at centre, blue cancelled stamp, (pick A14c), uncirculated and rare.



57

249Bank of Communications,5 yuan, 1914, uniface obverse and reverse perforated specimen,red and multicolour, steam train at centre, Chinese characters‘Specimennote’overprinted,reversered,(pick S117s), uncirculated.(2)


250Bank of Communications, lot of 10 notes, all different, includes 5yuan, Shanghai, 1927 and 1yuan, Tientsin, 1914, average very fine, good type notes.


246Bank of Communications, 1 choh, 1914, serial number C0801385, Weihaiwei/Harbin, black and red-brownonlightgreenunderprint,Englishtextonreverse, (Pick 113g), pressed good very fine.

EstimateHK$500-800

247Bank of Communications,1 and 5 chiao, ND(1914), Specimen, no placename, similar design, red on light green and brown respectively, reverse brown andgreen,Englishtext,(pick113h,115e), about uncirculated and scarce.(2)


248Bank of Communications,mixedlotofsevennotes,including 20 cents, 1927, Tsingtau, 1 Yuan(2), 1927, Shantung and Weihaiwei, 5 Yuan(4), 1914 and 1927, Shantung, Shanghai, Tsingtau and Tsinan, blue, orange and dark green on multicolour respectively, (Pick 143e, 145Ba, 145Bg, 117, 146), very good to fine, some better.(7)



WWW.SPINK.COM

254Bank of Communications,10 yuan, 1927, Tientsin, serial number A122186T, brown on multicolour underprint, Maritime Custom building at centre, reverse value, (pick 147Ca),CMC holder 55 about uncirculated.


255Bank of Communicat ions,1, 5 and 10yuan, Shanghai, 1927, blue, green and red respectively, (Pick 145Ac, 146B and 147A), about very fine (3).


256Bank of Communicat ions , 10 y uan , 1927, Shanghai, ser ial number A299795S, red and multicolour, Customs Maritime Building at centre, (Pick 147A), PMG 55 About Uncirculated.


251Bank of Communications,10yuan,1914,‘Amoy’,serial number F159516A, blue and multicolour, Maritime Customs Building at centre, reverse blue, ship and train at centre, (pick 118a), repaired, fine to very fine, rare type.

EstimateHK$100-500

252Bank of Communications, 100 yuan, Shanghai, 1914, serial number 338641, purple and multicolour, train running at steel bridge on centre, (Pick 120c), CMC 63OPQ Choice Uncirculated


253Bank of Communications,1yuan, Tientsin, 1927, serial number D411660T,green on multicolour, steam passenger train at centre, (Pick 145C), about very fine, pressed.

EstimateHK$400-600


59

260Bank of Communicat ions, group of 6 notes consisting of, 1yuan (2), issued for circulation in Qingdao and Shantung, 1927, 5yuan (2), issued for circulation in Tientsin and Shanghai, 1927, 25yuan, 1941 and 100yaun, 1942 (Pick 145Bf, 145Ba, 146D, 146B, 160 and 165), average very fine and a nice group of scarcer issues (6).


261Bank of Commun icat ions , 50 y u a n , 1941, serial number Y385148, brown on pale blue and multicolour underprint, trains in a mountain pass at centre, reverse brown, ships at centre, (pick 161b), in PMG holder 64 EPQ, choice uncirculated.


262Market Stabilisation Currency Bureau,10coppers, 1923, serial number 1827368, blue and yellow, Temple of Heaven at right, (Pick 612a), uncirculated, purple handstamp on reverse.

EstimateHK$600-800

257Bank of Communications, 1 yuan, 1935, Shanghai, serial number D695820, overprinted on National Industrial Bank of China, running horse at left and Bank of Communications seal at right, (Pick 152), PMG 64 Choice Uncirculated, scarce in this grade.


258Bank of Communications,10yuan, 1935, serial number M275039A,overprinted on the National Industrial Bank of China, green, running horse at centre, (Pick 151), good fine.


259Bank of Communications, 10yuan, specimen, 1941, serial number 000000, brown and orange, steam train at right, (Pick 159s), uniface pair, choice almost uncirculated.



WWW.SPINK.COM

265Wan I Chuan Bank,$5, 1904, Tientsin,orange printing,blackChinesetext,reversepurple,PeiYang Silvers Dollars at centre, (pick unlisted),minor foxing, uncirculated and rare.


266The Ningpo Commercial & Savings Bank, L t d . , $ 5 , 19 2 0 , S h a n g h a i , s e r i a l n u m b e r TG02151H,red on multicolour underprint, bank building at centre, reverse red, (pick 541a), good fine.


267Ningpo Commercial and Savings Bank, 1 yuan, specimen, 1933, green serial numbers T000000A, Red, mountain landscape at left, (Pick 549s), uniface pair, almost uncirculated with tiny rust marks on the obverse.


263Market Stabilisation Currency Bureau, group of4notes,10coppers,ChingChao/ThreeEasternProvinces, 40coppers, Kiangsu, 50coppers, Ching Chao (2), all dated 1915, (Pick 599b, 601h and 602), almost uncirculated to uncirculated, the 40 coppers with pencil annotations and old hinge marks on the obverse (4).


264Market Stabilisation on Currency Bureau, lot of 2 notes, 50coppers and 100coppers, Ching Chao, 1915, serial numbers A785807 and A108533, red and green respectively, Temple of Heaven at right, (Pick 602a and 603c), both almost uncirculated to uncirculated (2).



61

271The China and South Sea Bank,5 and 10 yuan, 1927 and 1924, Shanghai, serial number BT811164 a nd CM372907, red , b row n on mu lt icolou r underprint, sundial at left or right respectively, (pick A127b, A125a), repaired, good to very good.(2)


272The Commercial Bank of China, $1, specimen, 1920, Shanghai, serial number 000000, black on green and multicolour underprint, God of Wealth at centre, bank logo on reverse, (Pick 2s), PMG 58 Choice About Uncirculated.


273The Commercial Bank of China,$10, 1926, Shanghai, serial number 024102,red-brown and multicolour, god of wealth at right, harbour view at left, reverse brown, (pick 10), good to very good.

EstimateHK$500-700

268Ningpo Commercial and Savings Bank, 10 yuan, specimen, 1933, blue serial numbers T000000A, red, mountain landscape at left, (Pick 550s), uniface pair, almost uncirculated with tiny rust marks on the reverse.


269The National Industrial Bank of China, 5 yuan, Shanghai, 1924, serial number K357316, red and multicolour, running horse at centre, various overprints, (Pick 526b), almost very fine and scarce.


270The China and South Sea Bank, 5 yuan, specimen, 1927, without place name, red and multicolour, monument at left, (Pick A127s), uniface pair, good extremely fine.



WWW.SPINK.COM

277The Frontier Bank,10yuan, 1925, Harbin, serial number A897292D, blue and multicolour, houses by river at centre, (Pick S2572a), about fine, a couple of repaired tears at right, scarce.

EstimateHK$600-800

278The Industrial Development Bank of China,20 cents,1927,‘Remainder’,orange,hillsidepagodaattopcentre,reverseorange,Englishtextandvalue,(pick 498r), foxing, uncirculated.


279The Industr ial and Development Bank of China, 10 yuan, 1921, Peking, green, Chinese temple at centre, this lot also includes the vignette of the Chinese temple (Pick 495a), choice almost uncirculated (2)


274Bank of Territorial Development, $10, 1914, Shanghai, serial number S0024539, red and black, agricultural scenes at centre, reverse red, black signatures, (Pick 568h), very fine


275Bank of Territorial Development,$50, ND(1916), serial number A090277, black on multicolour underprint, Chinese building at right, reverse black, value, no place name, (pick 585), about very fine, rare.


276Frontier Bank, 20 cents, 1925, serial number 0897337,green, harvesting at centre, value left and rightandfourcorners,reversegreen,‘PekingandTientsin Currency’ overprinted in black at centre bottom, (pick S2565b), fine to very fine.

EstimateHK$100-500


63

283Bank of Agriculture and Commerce,5yuan, uniface die proof of the reverse, 1921,factories with smoking chimneys at left, (Pick A114A for type), PCGS 63 Choice Uncirculated Details, a very rare unissued type. 1921年農商銀行伍圓單背面(沒發行設計) 。


284Mixed lot of 12 Republican notes, including Hupeh Provincial Bank 100 copper coins,1914, Central Reserve Bank of China 50 cents, 1940, Bank of Communications, 1 yuan, 1914, Provincial Bank of Kwangtung Province, $1, 1918, Central Bank of China, 100 yuan, 1928(2), 1, 5, 10 CGU, (1930), 100yuan,(1941),FixedTerm,Interesting-bearingTreasury Notes, 50 cents and $1, 1920, about uncirculated to uncirculated.(12)


280The Agricultural and Industrial Bank of China,5 yuan, 1932, control number 28, serial number 105542, Shanghai,green and multicolour,ploughing at left, value at right, reverse green, woman weaving at left, (pick A110b), good fine.


281The China & South Sea Bank Limited,10 yuan, 1927,‘Shanghai’,serialnumberZ956436,brownand pale orange, Chinese maiden at left and right, reverse brown and pale green, three women in field, value in green underprint left and right, (pick A129a), very good to fine.


Lot 282 & 283 - A PAIR OF DIE PROOFS FOR AN UNISSUED 5 YUAN

282Bank of Agriculture and Commerce,5yuan, uniface die proof of the obverse, 1921, agricultural workers at centre, (Pick A114A for type), PCGS 40 Extremely Fine Details, a very rare unissued type. 1921年農商銀行伍圓單正面(沒發行設計) 。



WWW.SPINK.COM

287Anhwei Yu Huan Bank,$1, 1907, serial number 750, blue and yellow, facing dragons top border and bottom border, dragon dollars left and right, reverse brown,blackChinesetext,(pickS819), some paper thinning, fine.


285Anhwei Yu Huan Bank,1000 cash, ca 1909, serial number 696,vertical format, yellow-brown and blue, dragons chasing fireball left and right, reverse green,Chinesetext,largeredchop,(pickS823), fine.


286Anhwei Yu Huan Bank,$1, 1907, blue and yellow, facing dragons top border and bottom border, dragon dollars left and right, reverse brown, black Chinesetext,(pickS819), good to very good.


AN ATTRACTIVE ANHWEI YU HUAN BANK $5

288Anhwei Yu Huan Bank,$5, 1907, serial number 690,vertical format, black and brown on light blue underprint, dragon dollar above, facing dragons at leftandright,reverseolive,blackChinesetext,(pickS820),minor damage, presentable fine to very fine, rare.



65

292Tung Wai Bank,$5,1912,‘Chinkiang’,serialnumber 13263,green, grey on yellow underprint, globe with bats to left and right at top centre, pagoda on hill at centre below, reverse pale blue and black, (pick unlisted),toning and minor stains, very fine.


293The Hainan Bank, a lot of 20, 50 cents and 1 yuan, 1949, serial number 0723897, 0384911, 008014,olive on yellow-green, red on pale blue and brown on light green respectively, similar design with bust of Sun Yat Sen on obverse, (pick S1455-7),1 yuan extremely fine, others uncirculated.(3)


294The Kwang Sing Company Heilungchiang, $10, specimen, 1924, serial number 000000, brown on grey-blue, gazebo on hillside at centre, (Pick S1606s), CMC 65OPQ Gem Uncirculated


289Chahar Hsing Yeh Bank, 20 coppers, Peking, 1926, serial number 3823297, brown and blue, houses by mounta inside at cent re , red seal signatures, (Pick S848b), CMC 62OPQ Uncirculated


290T s i h a r H s i n g Y e h B a n k , $ 1 , 1 9 2 7 , ‘Remainder’,greenandmulticolour,pagodaonlakeside at centre, reverse green, (pick S853r), uncirculated.


291The Commercial Guarantee Bank of Chihli,$10, 1919, serial number 067423, blue on multicolour under pr int , bui ld ing at cent re, red Chinese characters‘Peiping’overprintedleftandright,reverse blue-green, (pick S2516a), very good to fine.



WWW.SPINK.COM

298Hunan Government Bank,1 tael, 1908, serial number 865, black and blue, dragons over house and factory, reverse brown and red, legend, value left and right, brush writing, (pick S1926), very good to fine, rare.


299Hunan Provincial Bank, 2, 3 and 5cents, 1937 to 1938, (Pick S1984, S1987 and S1988) and also Hunan Industrial Bank 100coppers, 1916, Changsha, serial number C076551, (Pick S2005), very good to good fine, a scarce lot (4).


295T h e Kw a n g S i n g C o m p a n y , $10 , 19 2 4 , Specimen,red on multicolour underprint, stone lions and city gate at centre, reverse blue, Chinese charactersof‘Specimen’overprintedonobverseandreverse, (pick S1603s),perforated, fine.


296The Farmers and Industr ia l i st s Bank of Honan,50 cents, 1937, serial number 1816382,red, Sun Yat Sen at top right corner, Chinese buildings at centre, reverse blue and brown, (pick unlisted), foxing, about uncirculated to uncirculated.


297Provincial Bank of Honan, a lot of 1 and 5 yuan, 1923, serial number A0147874 and A0798053,red and green on multicolour underprint, similar design with gateway at centre and right respectively, reverse orange and brown, (pick 1688b, 1689b), fine to very fine.(2)

EstimateHK$100-500


67

302Kiangnan Yu Ning Government Bank,1 chuan, 1903, serial number 385,vertical format, green and blue,ornatedragonborder,Chinesetextandredchops on reverse, (pick S1161), fine.


303Kirin Yung Heng Bank, 1 tiao, 1928, serial number 077949, vertical format, black, facing dragons at centre chasing a fireball, ocean waves, reverse pink, red stamps, very fine and attractive


300Hupeh Provincial Bank,50cents,1932,‘Hankow’,serial number K0204212,green, pagoda at left, value at right, reverse green, landscape at centre, (pick S2108),minor foxing, about uncirculated.

EstimateHK$100-500

301Kiangnan Yu Su Silver Currency Bureau,1000 cash, 1903-4,vertical format, red and black, dragons in border, red stamps and brush writing, reverse blackChinesetext,(pickS1185), in PMG holder 10, very good.



WWW.SPINK.COM

307The Kwangtung Provincial Bank, a lot of ten 10 cents and ten 20 cents,1935,red, green on multicolour underprint respectively, similar design, Sun Yat Sen at right, reverse red and green, junks at centre, (pick S2436a, S2437a), generally extremely fine.(20)


308The Kwangtung Provincial Bank,1 jiao and 2 jiaospecimens,1935,‘PakHoi’,red,greenonmulticolour underprint, Sun Yat Sen at left, reverse red and green respectively, junks at centre, (pick S2436s3, S2437s2), uncirculated.(2)


A DRAGON NOTE $1, 1905

304Kwangtung Currency Bureau,$1, 1905, serial number 549, black and green, two ornate and well detailed dragons chasing fireball at top, reverse and obverse of a Kwangtung silver dollar left and right, Chinese house at bottom, reverse purple Chinese textonwhite,(PickS2388),minor paper peeling, presentable good fine and rare.


305Provincial Bank of Kwangtung, $1, 1918, serial number C850060, blue and multicolour, pagoda at centre,withadditionalredhexagonalsealatleftandblack overprint at centre, (Pick S2401f), extremely fine and a scarce variety.


306Provincial Bank of Kwangtung Province, a set of $1, 5, 10, 50, 100, January 1918, blue, orange, green, brown, olive and multicolour, similar design with various buildings at centre, blue stamp at right edge, redoverprint‘ShengLi’attopcentre,(pickS2401-5), generally very fine.(5)



69

311Kwangsi Farmers Bank,5 yuan, 1938, serial number A244959,green, mythical man at left, fa r m i ng a t r ight , reve r se brow n on yel low underprint,Chinesetext,(pickS2296), extremely fine.


312Mi xed lot of Republ ican notes , i nclud ing Provincial Bank of Shantung 5 Yuan, Tsinan, The Shantung Min Sheng Bank, 10 cents and 20 cents, Federal Reserve Bank of China, 50 fen, 1 yuan, 10 yuan, 100 yuan(2) and 500 yuan, some uneven edges or missing bits, generally good to fine, a few better. Sold as seen, no returns (9)

EstimateHK$500-800

313The Shansi Provincial Bank,1jiao, Suiyuan, 1930, serial number 12397126, brown, Chinese houses at left, (Pick S2655Aa), about fine.

EstimateHK$400-500

309Provincial Bank of Kwangtung, set of 3 specimen notes, 1, 5 and 10 yuan, 1931, orange, green and red respectively, all with Sun Yat Sen at right, (Pick S2421s, 2422s and 2423s), CMC 65, 67 and 66OPQ (3)


310Kwangsi Bank, 50cents, 1938, green, also Bank of the Northwest, 20coppers, Kalgan, 1925 and Sinkiang Commercial Bank 100yuan, 1939, (Pick S2381, S3865a and S1754), f ine to very fine, the 50cents cleaned and repaired (3).

EstimateHK$600-800


WWW.SPINK.COM

317Sink iang Provincial Government Finance Department Treasury, a lot of eight 100 cash notes,1932,mixedpref ixandserialnumbers,small vertical format, brown, reverse green, large red stamp, (pick S1857), about uncirculated to uncirculated.(8)

EstimateHK$100-500

318Sink iang Government Bank , consecut ive r un of seven 400 cash, 1931, ser ial number 0447-0453,vertical format, light green and pink, textinblack,reverseblueandyellow,largeredsealattop,blacktext,(pickS1851), some minor stains, uncirculated.(7)

EstimateHK$100-500

319Sinkiang Provincial Bank,30,000,000yuan, 1949, serial number AG 2546151, brown and red, Sun Yat Sen at right, (Pick S1790), f ine, an unusual denomination.

EstimateHK$500-600

314Bank of Manchuria, 5fen, 1923, Harbin, serial number 3135357, blue on yellow, gate tower at left, (Pick S2940a), good fine.

EstimateHK$200-300

315Provincial Bank of Three Eastern Provinces, 1yuan, specimen, 1929, black and multicolour, house by poolside, (Pick S2962s1), PMG 64EPQ Choice Uncirculated, scarce


316Provincial Bank of Three Eastern Provinces, 5yuan, 1929, brown and multicolour, house by poolside, (Pick S2963s1), PMG 64EPQ Choice Uncirculated, scarce



71

323Bank of Taiwan, 2000 yuan, 2001, serial number GM444444UE,pu r ple andpink , satel l i t edishes at bottom, (Pick 1995), CMC 66OPQ Gem Uncirculated, rare


324Yan Tai Shi Currency Buearu,100 cash, 1938, serial number D188404,orange, black and red, small format, value at centre with landscape left and right, reverse blue-green, (pick unlisted), about uncirculated.


325New Fu Tien Bank,$100, 1929, serial number B423729,redandmulticolour,phoneixandhorsefacing above globe at centre, reverse red, (pick S3000), fine.

EstimateHK$100-500

320Bank of Taiwan, 10 yuan, 1976, lucky serial number Dq 123456 YH, red and multicolour, Sun Yat Sen at left, Presidential building on reverse, (Pick R125), uncirculated


321Bank of Taiwan,lotof2x1000yuan,1981,luckyserial number CK444444 FV and BQ 444444 AY, blue, green and multicolour, Chiang Kai Shek at left, Presidential Building on reverse, (Pick 1988), both CMC 66OPQ Gem Uncirculated (2)


322Bank of Taiwan, 100 yuan, 2000, lucky serial numberEQ888888ZJ,red,SunYatSenatright,(Pick 1991), uncirculated



WWW.SPINK.COM

328Menchiang Bank, lot of 2 notes, 5yuan and 100yuan, 1938 and also Japanese Military issue for 10yen for circulation in French Indo China, (Pick J106, J108b and M7), extremely fine to uncirculated (3).


ERROR NOTE FROM THE MENG CHIANG BANK

329Mengchiang Bank,100yuan, 1945, block serial number 19, er ror printing, the reverse design shifted towards to bottom border, (Pick J111), about extremely fine. 蒙彊銀行壹佰圓錯票。

EstimateHK$600-800

330Central Bank of Manchukuo, consecutive run of eighteen 1 yuan, ND(1944), serial number 0164924-41, black on green and violet underprint at centre, old man at right, dragons at left and right margin, reverse violet, (pick J135a), uncirculated.(18)


326Yunnan Provincial Bank, Silver Yuan Cashier’s Check,5 silver yuan, undated remainder, circa. 1949, serial number SF 0162851,red on pale blue underprint, vertical format, with counterfoil, (pick S3025), uncirculated.

EstimateHK$500-800

327Mengchiang Bank,mixedlotof1Yuan,10Yuan(3),100 Yuan(2), ND(1938, 1944, 1945), green, purple, dark blue, dark green, violetand multicolour, (pick J105, J108, J109, J110, J112),1 Yuan with rusted spots, a 100 Yuan with clip rust, generally fine to about very fine.(6)

EstimateHK$300-500


73

333Central Bank of Manchukuo, uniface obverse and reverse specimen 5 yuan, ND(1932), brown, mult icolour f lag at lef t , reverse brown, red ‘Specimen’inEnglishandChineseoverprintedon obverse and reverse, (pick 126s),previously mounted, about uncirculated, rare.(2)


334Central Bank of Manchukuo, uniface obverse and reverse specimen 10 yuan, ND(1932), blue, yellow on orange underprint, multicolour f lag at left,reversegreen,red‘Specimen’inEnglishandChinese overprinted on obverse and reverse, (pick J127s),previously mounted, about uncirculated, rare.(2)


331Central Bank of Manchukuo, uniface obverse and reverse specimen 5 chiao, ND(1932), blue, red on yellow-orangeunderprint,red‘Specimen’inEnglishand Chinese overprinted, reverse green, (pick J124s),previously mounted, about uncirculated to uncirculated, rare.(2)


332Central Bank of Manchukuo, uniface obverse and reverse specimen 1 yuan, ND(1932), blue, yellow on orangeunderprint,reversegreen,red‘Specimen’inEnglishandChineseoverprintedonobverseandreverse, (pick J125s),previously mounted, about uncirculated, rare.(2)



WWW.SPINK.COM

338The Federal Reserve Bank of China, $1, 1938, serial number T0729912, green, Confucius at left, flying dragon top right, (Pick J55), extremely fine.


339Federa l Reser ve Bank of China , 10y uan , specimen, no date (1944), block serial number 0000071, blue on multicolour, Japanese man at right, (Pick J82s1), extremely fine.


340Federal Reserve Bank of China, 50yuan, block serial number , violet-brown, man with beard at left, (Pick J87a), looks good very fine but upper border repaired at right, a scarcer variety though.

EstimateHK$500-600

335Central Bank of Manchukuo,100 yuan, ND(1933), ser ial number 669300, blue on yellow orange underprint, building at right, multicolour flag at left, reverse green, (pick J128), good fine and rare.


336Central Reserve Bank of China, specimen set of 1fen, 5fen, 1jiao, 2jiao and 5jiao, 1940, (Pick J1s to j5s), all uniface pairs, generally about extremely fine, all previously mounted, a couple with paper clip marks and small nicks (5pairs).


337Federal Reserve Bank of China,10 cents, 1938, serial number B1643271, brown, dragon at right, value at left, reverse brown, (pick J51), about uncirculated.



75

343The Central Reserve Bank of China, 10yuan, 1940, printer’s proof, blue and multicoloured, Sun Yat Sen at centre, value within vignetters left and right, multiple red seals, (Pick J12proof), extremely fine, defective top right and left corners, few small cuts not extending into the design, scarce format.


344Central Reserve Bank of China,1000 yuan, 1944, serial number AB765069F,gray-green on multicolour underprint, Sun Yat Sen at centre, reverse blue on pale red underprint, (pick J31a), PMG 64 choice uncirculated, rare.


THE LARGEST DENOMINATION FOR THE CENTRAL RESERVE

BANK OF CHINA

345T h e C e n t r a l R e s e r v e B a n k o f C h i n a , 100,000yuan, 1944, serial number C/B 795539 F/T, 1945, lilac and green, Sun Yat Sen at centre, red seal signatures bottom left and right, Sun Yat Sen Mausoleum on reverse, (J43a), CMC 58OPQ Choice Almost Uncirculated and rare


341Federal Reserve Bank of China, group of 4 notes consisting of, 1yuan, 1938, 10yuan, 1944, 100yuan, 1945 and 500yuan, 1945 (J61,J81, J88, J90), the first good extremely fine and the rest uncirculated (4).


342Federal Reserve Bank of China, 1000yuan, 1945, serial number 0936551, dark green, Great Wall at bottom right, red seal signatures, (Pick J91c), CMC 63OPQ Choice Uncirculated



WWW.SPINK.COM

348Private issue,lotof2notes,‘JiShengQianHao’,10tiao,1919,serialnumber02383andHongXiangYong, 1tiao, 1927, almost uncirculated (2).


349Private issues, lot of 3 notes, Liu He Gou Coal Mines Salary Certificate for 1jiao. 1933, Guang YuExchangeBureau,1yuan,Fujian,1932andSzechuan-ShaanxiBordersProvisionalMilitaryNote, 5yuan, 1933, (Pick not listed), average very fine, the 50cents cleaned and heavily repaired, an interested lot (3).

EstimateHK$600-800

350The Shoukuang Yumin Bank,50yuan, 1944, serial number 133197,violet on bright green, steamship at left and motorcar at right, (Pick not listed), good fine.

EstimateHK$500-600

346Ju Fung Bank, Private Issue,2 tael, 1910, serial number 6637,vertical format, dark blue ornate border, reverse merchants’ stamps and brush writing, (pick unlisted), very fine.


347Zhi Fa Bank,private issued note of $10, 1928, Swatow, serial number 02791,vertical format, yellow and pale green, ornate border, two lions f lanking globe at top centre, reverse yellow, (pick unlisted), very good to fine.



77

354Private Issue,De Feng Dian 3 tiao and De Qing Dian 5 tiao, 1916,vertical format, blue and red, figure or floral ornate border, full of Chinese brush writing indicates heavily circulated, (pick unlisted), some damages, about good.(2)

EstimateHK$500-800

355Chen Ting Sing Bank,unissued $5, Republican era, ‘Swatow’,verticalformat,darkblue,ornateborder,gateway and house at top centre, attached with counterfoil, reverse purple-brown, (pick unlisted), about uncirculated and very rare.


356Private Issue, including Wan Tai Heng 100 cash, Fu Qing He 5 tiao and Dong Qing Yong 5 tiao, all undated remainders, Republican era,vertical format, with beautiful figure or floral ornate border, reverse varies design, (pick unlisted),the 1st and 2nd about uncirculated to uncirculated, last one very fine.(3)

EstimateHK$500-800

351Ping Quan Government Bank,20 cents, unissued, Republican era,purple-red, value at centre, reverse orange, two lions holding Arabic number 2 at centre, (pick unlisted),toning, uncirculated. 民國平泉官錢號二角未行用票，品相罕，少有。


352Bureau of Finance Ning Tsinhsien,5 tiao, undated remainder, Republican era,green on pale red underprint, Chinese mythology in ornate border, attached with counterfoil, reverse blue, gateway and building, (pick unlisted), foxing, water stains, rounded corner, about uncirculated.


353Bureau of Finance Ning Tsinhsien,5 yuan, undated remainder, Republican era, brown on pale green underprint, Chinese mythology in ornate border, attached with counterfoil, reverse blue, buildings and landscape, (pick unlisted), foxing, about uncirculated.



WWW.SPINK.COM

360Mixed lot of private banks, including An Ping XianShangHuiLienHuan , Xuantong e ra ,remainder, Rui Ju Chang, 5 tiao, unissued, Yi Sheng Yong, 3 tiao, Republican era, unissued, vertical format, all with beautiful ornate borders, (pick unlisted), generally extremely fine to uncirculated.(3)


361Bank of Communications, Shanghai Branch,three consecutive unissued 10,000,000 yuan cheques, Republican era, serial number 0111664-6,vertical format with counterfoil attached at top, uniface, (pick unlisted), uncirculated.(3)

EstimateHK$100-500

362Mixed lot of private banks, including Rui Sheng Hao1tiao,2tiao,3tiao,XinShengYong,YuChangYong, 1000 cash, all unissued,vertical format,ornate border with Chinese tradtion figures at top and around, (pick unlisted), about uncirculated to uncirculated.(5)

EstimateHK$100-500

357Fu An Yong, Private Bank,$1, 1935, serial number 000608,green on multicolour underprint, value at centre, reverse purple on pale green underprint, building at right in oval frame, (pick unlisted),minor foxing, about uncirculated.


358Long Xing Xiang, Private Issue, a pair of 20 cents, 1930, serial number 00716 and 00719, blue, gazebo and house left and right, reverse green, house by hill at centre, (pick unlisted), uncirculated.(2)

EstimateHK$500-800

359Hua Heng Chang, privite issue,1 yuan, 1913, serial number 853, brown on pale blue, Chinese building at centre, reverse blue-green, value at centre, (pick unlisted), very fine.



79

366The Foh Lee Bank , 5 y uan ,1933, no se r ia l numbe,purple, pagoda and deer at centre, reverse purple, value, (pick unlisted), in NPGS holder 58 about uncirculated.


367Private issues, lot of 5 notes from the republican era, (Pick not listed), uncirculated (5)


368Private issues, group of 3 notes from Swatow, including a $5 from the Chip Yah Bank, (Pick not listed), almost uncirculated to uncirculated (3).


363Yi Ju Gong Hui, private issue,$400, remainder, Republican era, blue on white, red stamp at centre, reverse green, steam train at centre, portrait of an old man left and right, (pick unlisted), uncirculated.

EstimateHK$500-700

364Binjiang Commercial Bank, 1 yuan, no date, serial number 31902, vertical format, dark blue on green, national flags at top, value within wreath at centre, (Pick not listed), about very fine, a border bank with Russia near Harbin, scarce.


365Foh Lee Bank, 5 jiao, 1933, serial number A015022, grey-green, pagoda and deer herd at centre, (Pick not listed), small pinhole at left and creased upper right corner, almost uncirculated.



WWW.SPINK.COM





370Private issues, lot of 8 notes from the republican era, (Pick not listed), almost uncirculated to uncirculated (8)



81

LOT 372 & 373 - A PAIR OF RARE MILITARY $1’S ISSUED BY THE MINISTRY OF WAR

372Republican Government of China, Military Note for $1 issued by the Ministry of War, 1912, serial number 225538, multicolourcrossedflagsatcentre,greenbordersonorangeunderprint,blackEnglishtextonreverse,(Picknotlisted),some ink marks on the obverse, good very fine and rare.


373Republican Government of China, Military Note for $1 issued by the Ministry of War, 1912, serial number 274175, multicolourcrossedflagsatcentre,greenbordersonorangeunderprint,blackEnglishtextonreverse,(Picknotlisted),solid very fine and rare.



WWW.SPINK.COM

377Provincial Army of Shantung,10 yuan, 1926, serial number A0101216,green and multicolur, wooded roadway, gateway at centre, reverse green, value, (pick S3941), very good to fine.


378Bank of Shansi Chahar & Hopei,50 yuan, 1945, serial number 857188,olive-green, small river boat, shoreline house, reverse brown, house at centre, (pick S3175), stains at left corner edge, extremely fine.


379Bank of Shansi Chahar & Hopei,500 yuan, 1946, serial number 812568,red on yellow underprint, harvesting at right, reverse purple, (pick S3196),tiny damage at low right edge, about uncirculated to uncirculated.


374Kwangtung Republican Military Government,$1, 1912, ser ial number 010275, brown, blue and multicolour, flags at top centre, Chen Jiong Ming at right, bugles and swords at left, reverse green and red, (pick S3837), very fine and rare.


375The Republ ican China Mi l itary Note , $1, Shanghai, 1912, serial number 208269, brown borders,blacktext,reverseblue,Englishtext,(PickS3818a), CMC 25 Very Fine


376The Republican China Military Note,$10,1912, Shanghai,serialnumber001350,blacktextongreen,reversepalebrown,red‘Shanghai’inscriptacrossface, (pick S3820a), good very fine, scarce.



83

383W e s t e r n F u k i e n M i l i t a r y - c i v i l i a n Cooperat ives ,10 yuan, 1949, ser ial number 23372,red and brown, red stat at top centre, reverse brown, soilders and farmers at cent re, (pick unlisted), about uncirculated.

EstimateHK$100-500

384Bank of Eastern Chekiang,50 cents, 1945, serial number B116994,purple-blue, farming scene at centre right, reverse brown, value, (pick S3058B), about uncirculated.


385Communist Banks,SibeiNungMinInxiang,10000yuan, 1948, Bank of Bai Hai, 1yuan (1942) and 5yuan (1945) and Bank of Central China, 50yuan, 1945, (Pick S3324, S3552, S3579B and S3373a), average very fine (4).


380Bank of West Shantung,1 yuan, 1940, serial number A0643734, black on pale blue, farming and harvesting left and right, reverse grey green, gateway at centre, (pick S3452A), very fine, rare.


381Communist Bank,lot of 4 notes including,Bank of Bai Hai, 100yuan (1946) and 200yuan (1945), Southern People’s Bank, 10yuan, 1949, and Sibei NungMinInxiang1yuan(1940),(PickS3604,S3596A, S3489 and S3294a),the 1yuan note has minor repairs, otherwisse fine to very fine for issue (4).


382Guangxua Shangdian,50 cents, 1938, ser ial nu mbe r A 235583, b lue -g r ay on l ig h t b lue underprint, gazebo at lower right, reverse black, Chinesetext,(pickS3779),tears and small bits missing, minor repaired at top centre edge, fine, rare.



WWW.SPINK.COM

389Chinese Soviet Republic National Bank, lot of 5 notes, containing: 5fen, 1jia, 2jiao and 1yuan (1932) and also 5jiao, 1933, (Pick S3250, 3251, 3251A, 3253 and 3257), very good to fine, all scarce types that are difficult to encounter (5)


390Soviet Red Army Headquarters, a set of 1, 5 10, 100 yuan, 1945, blue-green, brown, red and dark blue respectively, floral designs obverse and reverse, (pick M31, M32, M33, M34),5 yuan good very fine, others uncirculated.(4)


386Bank of Chang Chung, lot of 2 notes, 1000 and 5000yuan,1948,serialnumberEX20146ZN732311, brown and grey respectively, (Pick S3056 and S3057b), about very fine (2).

EstimateHK$300-500

387Liaoning People’s Bank, 1 jiao, 1932, ser ial number 92613, orange on brown paper, Chinese city gate scenes left and right, (Pick not listed), almost uncirculated and scarce


388Liaoning People’s Bank, 1 yuan, 1932, without serial number, light blue with purple borders, Chinese city gate scenes left and right, red seal signatures, reverse red, large black stamp at centre, (Pick not listed), almost uncirculated, small areas of toning on edges, rare



85

393People’s Bank of China,50 yuan, 1949, serial number I II III 32870857, blue, purple guilloche at centre, train at left bridge at right, reverse red, (pick 826),pressed about very fine.


394People’s Bank of China,1st series renminbi, 100 yuan,1949serialnumberXVIIIVI98230968,‘RedShip’,red, ship at right, value at left, reverse red and orange, value, (pick 831), about uncirculated to uncirculated.


395People’s Bank of China, 1st series renminbi, lot of2specimens,100yuan‘RedFactory’and100yuan‘BlueBeiHaiBridge’,theformerunifacepairand the latter double sided printing, (Pick 834s and 832s), both almost uncirculated (2).


391People’s Bank of China, 1st series renminbi, lot of 2specimens,5yuan‘Weaving’and5yuan‘Sheep’,both uniface pairs, (Pick 813s and 801s), toned uncirculated and almost uncirculated with two small areas of thinning respectively (2).


392People’s Bank of China, 1st series renminbi, lot of 2specimens,10yuan‘Train’and20yuan‘BlueLiuHe Pagoda’, the 10yuan printed on both side and the 20yuan uniface pair, (Pick 817s and 820s), almost uncirculated with a 3mm tear at bottom border and uncirculated (2).



WWW.SPINK.COM

398People’s Bank of China,1st ser ies renminbi, uniface obverse and reverse specimen for 1000 yuan, 1949,green and multicolour, Qiantang bridge at right, value at left, reverse purple, (pick 847s), uncirculated.(2)


399People’s Bank of China, 1st series renminbi, 1000 yuan,1948,serialnumberVIIIIIIIX598241,‘TwoHorses Ploughing’, (Pick 810a1), PMG 15 NET Choice Fine and a scarce type note


400People’s Bank of China, 1st series renminbi, 5000yuan,specimen,‘WeiHeBridge’,printedonboth sides, (Pick 859s), extremely fine, blue ink stain at bottom right corner.


396People’s Bank of China, 1st series renminbi, lot of2specimens,200yuan‘YiHePalace’and1000yuan‘ThreeTractors,theformerunifacepairandthe latter double sided printing, (Pick 841s and 848s), good extremely fine to almost uncirculated (2).


397People’s Bank of China, 1st series renminbi, lot of2specimens,500yuan‘Tractor’and500yuan‘SteamHovel’,bothunifacepairs,(Pick846sand822s), both almost uncirculated (2).



87

401People’s Bank of China,1stseriesrenminbi,lotof2x10,000yuan,1949,serialnumbersIIIIII60251647and60251175, green, battleship at centre, (Pick 854a), both graded PMG 50 About Uncirculated (2)


THE HIGHEST DENOMINATION OF THE 1ST SERIES RENMINBI

402People’s Bank of China,1stseriesrenminbi,50000yuan,serialnumberVIVVI1691906,‘XinHuaGate’,(Pick856),looks very fine but repaired at borders, the highest denomination in the 1st series.


403People’s Bank of China, 2nd series renminbi, 5 fen, 1953 long number VI IV VIII 9087538, green, steamship at right, (Pick 862a), PMG 67EPQ Superb Gem Uncirculated



WWW.SPINK.COM

A NEAR COMPLETE SPECIMEN SET OF THE 2ND SERIES RENMINBI

404People’s Bank of China, 2nd series renminbi, a short set of specimens containing 1, 2 and 5fen, 1, 2 and 5jia, 1, 2, 3 and 5yuan, all dated 1953 and with the same control number 25251, (Pick 860 to 869s), PMG 58, 64EPQ, 65EPQ, 66EPQ, 66EPQ, 64EPQ, 64, 66EPQ, 65EPQ and 66EPQ respectively, rare (10).

EstimateHK$158,000-175,000


89

406People’s Bank of China, 2nd series renminbi, lot of20x5jiao,1953,allfromthesameblockof100notes, (Pick 865), uncirculated (20)


405People’s Bank of China, 2nd series renminbi, lot of 19x5jiao,1952innearconsecutiveruns,VIIIIVI8349701-704 and 8349715 to 703 (723 is missing), purple, water dam at left, (Pick 865), uncirculated (19)


407People’s Bank of China,consecutiverunof99x5jiao,1953,serialIIIVIII3645501-600,lackof3645542,violetonlilac and blue underprint, dam at left, (pick 865b),the first and last one with minor foxing, others uncirculated.(99) 二版伍角99張，號碼3645501 至 3645600，缺少3645542 。



WWW.SPINK.COM

x

408People’s Bank of China, 2yuan, 1953, ser ial number V I II 3000813, blue, pagoda on hillside at centre, (Pick 867), PMG 65EPQ Gem Uncirculated.


x

409People’s Bank of China, 2yuan, 1953, ser ial number V I II 3000812, blue, pagoda on hillside at centre, (Pick 867), PMG 65EPQ Gem Uncirculated.


410People’s Bank of China,3 yuan, 1953, ser ial number I V IV 6120049,green and pink, stone bridge atcentre,reversegreen,valueindifferenttexts,(pick 868), very fine.


THE FRANK GOON COLLECTION OF

BANKNOTES OF BRITISH MALAYAINCLUDING

THE STRAITS SETTLEMENTS, MALAYA, BRITISH NORTH BORNEO, SARAWAK, BRUNEI, MALAYSIA AND SINGAPORE

2ND EDITION

Price: £95.00

WWW.SPINKBOOKS.COM


91

A VERY RARE AND HIGH GRADE 1953 TEN YUAN SPECIMEN, PMG 64, THE THIRD HIGHEST GRADED NOTE

411People’s Bank of China, 2nd series renminbi, 10yuan, specimen, 1953, serial number I II III 0000000, black and pink,peasantcoupleatcentre,‘Specimen’overprintedinredblockChinesecharacters,(Pick870s),PMG 64 Choice Uncirculated, the third highest graded 10yuan specimen note and an iconic note in the People’s Republic series. 二版大拾圓樣票PMG 64。只有另外兩張為更高分數。

EstimateHK$155,000-175,000


WWW.SPINK.COM

412People’s Bank of China, 1yuan, 1956, serial number VI I II 8989214, black on orange, Tiananmen at centre, (Pick 871), PMG 66EPQ Gem Uncirculated.


413People’s Bank of China, 5yuan, specimen, 1956, yellow and brown, demonstrators at centre, (Pick 872s), PMG 66EPQ, very rare.



93

A COMPLETE SPECIMEN TYPE SET OF THE 3RD SERIES

414People’s Bank of China, 3rd series renminbi, complete type set of specimens, from 1jiao to 10yuan (1960-1965), (Pick 873s to 879s), this set includes the 1jiao green back and the red 1jiao, almost uncirculated to uncirculated, very rare (9).

EstimateHK$100,000-120,000


WWW.SPINK.COM

415People’s Bank of China, 3rd series renminbi, 1 jiao, 1962, serial number I III IV 3305085, the greenback star watermark variety, (Pick 877b), looks fine but multiple repairs, a rare variety though.


416People’s Bank of China, 3rd series renminbi, 1 jiao, 1962, serial number III I IV 9991569, the greenback star watermark variety, (Pick 877b), almost uncirculated, a rare variety.


417People Republic of China,3rdseriesrenminbi,lotof3x5jiao,1972,serialnumbers9269999,9270000and9263000,error miscut notes such that they are 2-3mm longer than the normal notes (Pick 880c)



95

418People’s Bank of China, 3rd series remminbi, consecutive pair of 2yuan, 1960, serial numbers IIIIXV0593570-71,greenandpink,machinistatcentre, (Pick 875a), uncirculated (2)


419People’s Bank of China, 3rd series renminbi, consecutive trio of 2yuan, 1960, serial numbers IIIIXV0593525-27,greenandpink,machinistatcentre, (Pick 875a), uncirculated (3)


AN INTERESTING 5 YUAN ERROR NOTE

420People’s Republic of China, 4th series renminbi, 5yuan, 1980, serial number DR75720620, brown and multicolour, error note in that the note was printed normal but was folded horizontally and then miscut, (Pick 886), about extremely fine, and rare.



WWW.SPINK.COM

421People’s Bank of China, 100yuan, 1990, serial number FQ09749065, blue, purple and multicolour, four great leaders at centre, error note, the left corner was folded and then miscut, (Pick 889b), very fine and rare.


422People’s Bank of China,5thseriesrenminbi,aconsecutiverunof100x5yuan,2005,serialnumberFM00000001toFM00000100, (Pick 903), uncirculated, a well sought after lucky number bundle containing all the low numbers (100).


423People’s Bank of China,5thseriesrenminbi,aconsecutiverunof100x5yuan,2005,serialnumberCL66666601to66666700, containing the 66666666, (Pick 903), uncirculated (100).



97

424People’s Bank of China,5thseriesrenminbi,aconsecutiverunof100x5yuan,2005,serialnumberOI88888801to88888900, containing the well sought after 88888888, (Pick 903), uncirculated (100). 五版伍圓趣味號碼全‘8’及OI 數字冠號。


425People’s Bank of China,5thseriesrenminbi,1,5,10,20,50and100yuan,(2005),luckyserialnumber‘22222222’set,(Pick 895, 903, 904, 905, 906 and 907), all graded PMG 66EPQ Gem Uncirculated (6).



WWW.SPINK.COM

426People’s Bank of China, 5th series renminbi, 10yuan, specimen, 1999, blue and multicolour, Mao Zedong at right, control number 19641, (Pick 904s), uncirculated and rare.


427People’s Bank of China, 5th series renminbi, 20yuan, specimen, 1999, brown and multicolour, Mao Zedong at right, control number 19641, (Pick 905s), uncirculated and rare.


428People’s Bank of China, 5th series renminbi, aconsecutiverunof100x50yuan,2005,serialnumber UA55555501 to 55555600, containing the 55555555, (Pick 906), uncirculated (100).


429People’s Bank of China, 5th series renminbi, 100yuan, specimen, 1999, red and multicolour, Mao Zedong at right, control number 19748, (Pick 907s), uncirculated and rare.



99

430People’s Bank of China,5thseriesrenminbi,1,5,10,20,50and100yuan,(2005),luckyserialnumber‘66666666’set,(Pick 895, 903, 904, 905, 906 and 907), PMG 65EPQ (2), 66EPQ (3) and 67EPQ (1) 6 notes in total.

EstimateHK$108,000-120,000

428People’s Bank of China, 5th series renminbi, aconsecutiverunof100x50yuan,2005,serialnumber UA55555501 to 55555600, containing the 55555555, (Pick 906), uncirculated (100).


429People’s Bank of China, 5th series renminbi, 100yuan, specimen, 1999, red and multicolour, Mao Zedong at right, control number 19748, (Pick 907s), uncirculated and rare.



WWW.SPINK.COM

431People’s Bank of China,5thseriesrenminbi,100yuan,2005,setofluckynumbers,containing‘0’1111111to9999999andtheE1Y0000000,(Pick907),64EPQ (1), 66EPQ (7), 67EPQ (1) and 68EPQ (1), 10notes in total.


432People’s Bank of China, 5th series renminbi, $1 to $100, semi lucky serial numbers 9 of each denomination from serial number 33333331 to 33333340, WITHOUT the 33333333, (Pick 895, 903, 904, 905, 906 and 907), uncirculated (54 notes in total).



101

435People’s Bank of China, 100yuan, 2000, serial number J08530234, issued to commemorate the Millenium, (Pick 902), uncirculated.


436People’s Bank of China, 100yuan, 2000, serial number J08530237, issued to commemorate the Millenium, (Pick 902), uncirculated.


433People’s Bank of China,4th series renminbi, consecutive pair of 50 yuan, 1999, commemorating the 50th Anniversary of the People’s Republic, serial number J02558515-6,red on multicolour underprint, Mao Zedong delivering the inauguration speech in 1949 at right, reverse red, pigeons and stone carving at centre, (pick 891), uncirculated.(2)


434People’s Bank of China, 50yuan, 1999, consecutive se r ia l nu mber J39437671 to 676, i s sued to commemorate the 50th Anniversary of the PRC, (Pick 891), uncirculated (6).



WWW.SPINK.COM

A COMPLETE SPECIMEN SET FROM ETHIOPIA, 1945 ISSUES

439Ethiopia, complete set of specimens, $1, $5, $10, $50, $100 and $500, 1945, uniface obverse and reverse pairs, Haile Selassie at left, printed by the Security Banknote Company, (12 to 17s), good extremely f ine to uncirculated, paper toned, a scarce and attractive set (6 pairs)


438Burma , Reser ve Bank of Inda i , 5 r upees , ND(1938), serial number A6 464637,violet and green, King George VI at right, peacock at bottom centre, watermark at left, reverse violet and blue, elephant at centre, (pick 4), foxing, extremely fine.

EstimateHK$700-900

437Australia,?1, ND(1927), serial number J75 777481,dark olive-green on multicolour colour, portrait Geogre V at right, arms at left, reverse green, Captain Cook’s landing at Botany Bay at centre, (pick 16c), PMG 50 about uncirculated, scarce.



103

442French Indo China, lot of 12 notes, mainly from the 1942 to 1951 series, containing 1piastre (4), 5piastres (3), 10piastres (1), 20piastres (3) and 50piastres (1), some officially hole punch cancelled withtheANNULEoverprint,mainly fine to about very fine (12).


440French Indo China, 50cents, specimen, 1919, redonlightbrown,blackoverprint‘FiveJiao’inChinesecharacters,perforated“SPECIMEN/IMPRIMERIECHAIX”,almostveryfine,5mmtear on bottom border, (Pick 47s), rare.


441French Indo China, 10piastres, specimen, 1947, dark purple on multicolour underprint, Angkor Wat atleft,‘SPECIMEN’andDLRsealsinred,(Pick80s), extremely fine, old glue residue and tape marks apparent, previously mounted.


443Netherlands Indies,1 Gulden, 1846, handwritten serial number 1900717,uniface, black, handwritten signatures, (pick 39a), PMG 12 NET, should be very scarce in the market.



WWW.SPINK.COM

445Japan,1 yen, ND(1885), serial number 675898, blue and red, god of wealth at right, reverse orange vignette, (pick 22), PMG 25, very fine.


444Indonesia, group of 11 banknotes, series of 1959, containing: 25 rupiah (10) and 50 rupiah (1), (Pick 67 and 68a), the 25 rupiah graded PMG 64 to 68EPQ, and the 50rupiah PCGS 61OPQ (11)


446Japan,5yen,1880(ND1882),serialnumber94946,blackonpalebrown,EmpressJinguatright,reversepalebluevignette, red seal at upper left, (pick 18), PMG 30 NET, very fine and scarce.



105

450Japan, 1000 yen, no date (2004), lucky serial numberER888888F,brownandmult icolour,Japanese man at right, (Pick 106b), PMg 66EPQ Gem Uncirculated, a desirable serial number


451Korea, Keijo-Pusan Railway Company,100 mun, 1900, serial number 315526,vertical format, brown on yellow underprint, reverse orange guilloche, punch hole cancelled, (pick S102b), PMG holder 58 choice about uncirculated.


447Japan, 5 yen, 1910, serial number {76} 226612, green and light purple, Japanese man at right, (Pick 34), PMG 30 Very Fine and scarce


448Japan,10 yen, 1899-1913, serial number 847677, black on light orange, portrait at right, building at left, reverse green, boar at centre, (pick 32a), PMG 30 very fine, rare.


449Japan,200 yen, ND(1945), serial number 521265, black on pale blue, portrait at right, reverse red vignette, (pick 43Aa), PMG 40, extremely fine, rare.



WWW.SPINK.COM

455Korea,alotofapproximately100x10jeonand100x50jeon,1962,blueandgreen,reverseblueandbrown, (pick 28, 29), uncirculated.( approx. 200)


456Mixed lot of Malay & Brit ish Borneo and Malaysia, consecutive run of four $1, 1953, serial number A/75 070557-60, 1 ringgit, ND(1981-83), serial number P/60 809571, blue on multicolour underprint,ElizabethIIandT.A.Rahmanatrighton obverse respectively, (pick 1, 13b),1 ringgit about uncirculated, $1 with stains, otherwise uncirculated.(5)


452Korea,1 yen, 1904, serial number 84922, black on light blue underprint,portrait at right, reverse blue, (pick 4b), PMG 15 choice fine, scarce.


453Korea, Bank of Chosen,100 yen, 1914, serial number 198720, blue-grey, god of fortune sitting on rice bales with sack over shoulder, reverse grey and yellow, (pick 16A), repaired, in PMG holder 15 NET, choice fine.

EstimateHK$100-500

454North Korea Central Bank,five sets of 15, 20, 50 chon, 1, 5 ,10, 100 won, 1947,multicoloured, similar design, chons with value on obverse and reverse, wons with farmer and worker on obverse, (pick 5, 6, 7, 8, 10, 10A, 11),the 10 won with low left corner fold, others uncirculated.(35)



107

459Malaysia,1 ringgit, ND(1981-83), ascending ladder serial number P/67 234567, blue on multicolour underprint, T.A. Rahman at right, reverse blue, (pick 13b), in PMG holder 64EPQ, choice uncirculated.


460Malaysia,1 ringgit, ND(1981-83), serial number P/70 600000, blue on multicolour underprint, T.A. Rahman at right, reverse blue, (pick 13b), in PMG holder 64EPQ, choice uncirculated.


457Malaya and British Borneo,$10, 1961, serial number A/11 284598,red and black on multicolour underprint, farmer ploughing with water buffalo at right, watermark of tiger at left, reverse red, (pick 9), very fine.


458Malaysia, group of 8 issued notes, series one: 1 ringgit (3), 5 ringgit (3) and series three: 1 ringgit (2), (Pick 1, 2 and 13), mainly fine or so, a couple in extremely fine (8).

EstimateHK$500-800

WWW.SPINK.COM

BONDS & SHARE CERTIFICATES OF THE WORLD

16 DECEMBER 2015 | LUGANO


WWW.SPINK.COM

LOT 461 TO 465 - A GROUP OF HIGHLY SOUGHT AFTER MALAYSIAN SPECIMEN NOTES

461Malaysia,5ringgit,‘ColourTrial’,ND(1967-72),brownonmulticolourunderprint,T.A.Rahmanatright,watermarkoftiger at left, reverse brown, (pick 2cts), in PMG holder 64, choice uncirculated, very scarce.


462Malaysia,5ringgit,‘Specimen’,ND(1976-81),serialnumberA/3000000,greenonmulticolourunderprint,T.A.Rahman at right, watermark of tiger at left, reverse green, (pick 14s), in PMG holder 66 EPQ, gem uncirculated, very scarce.



109

463Malaysia,10ringgit,‘Specimen’,ND(1976-81),serialnumberA/3000000,red-orangeonmulticolourunderprint,T.A.Rahman at right, watermark of tiger at left, reverse red, (pick 15s), in PMG holder 66 EPQ, gem uncirculated, very scarce.


464Malaysia,50ringgit,‘Specimen’,ND(1976-81),serialnumberA/16000000,blue,blackonmulticolourunderprint,T.A.Rahman at right, watermark of tiger at left, reverse blue, red oval De La Rue & Co Ltd stamps on obverse and reverse, (pick 16As), in PMG holder 66 EPQ, gem uncirculated, very scarce.


465Malaysia,100ringgit,‘Specimen’,ND(1976-81),serialnumberA/2000000,violet,brownonmulticolourunderprint,T.A. Rahman at right, watermark of tiger at left, reverse purple, red oval De La Rue & Co Ltd stamps on obverse and reverse, (pick 17s), in PMG holder 66 EPQ, gem uncirculated, very scarce.



WWW.SPINK.COM

469Bank of Sierra Leone, a souvnier set of 50 cents,1, 2, 5 leones, specimen, same serial number *009224,with cer t if icate of authent icity and envelope, uncirculated.(4)


470Singapore, $5, ND(1970), serial number A/21 435633, green and yellow on multicolour underprint, National emblem at top right corner, orchid at centre,watermark of lion at left, red seal and Dr. Goh Keng Swee signature, reverse green, (pick 2b), scarce signature, PMG holder 64 EPQ, choice uncirculated.


471Singapore,$1,ND(1976),the‘Bird’series,serialnumber D64 306146, errors, printing shifted to the left, (pick 9), PMG holder 65EPQ, gem uncirculated.


466Malaysia,1 ringgit, ND(2000), solid serial number AAU2222222, blue and multicolour, T.A. Rahman at right, watermark at left, (pick 39b), in PMG holder 65EPQ, gem uncirculated.


467Reserve Bank of New Zealand, set of 7 values from $1 to $100, all signed by Hardie, 1981 to 1985, differentprefixesbutwiththesameserialnumber001197, (Pick 169a to 174a), uncirculated (7).


468Viet Nam-South,10 dong, ND(1955), serial number D$ 914309,purple-red on pale blue underprint, fish at lower centre, reverse purple-red and yellow, boats and tree in field, (pick 3a), in PMG holder 55, about uncirculated.

EstimateHK$500-800


111

474Singapore,lotof3x$10,ND(1999),polymer,solidserial number 2JC 333333, 444444, 555555,red-orange and multicolour underprint, Yusof bin Ishak at right, reverse red and yellow, sports, (pick 40), uncirculated.(3)


475Singapore,$50 and $100, ND(1999), serial number 0LH828886 and 0AD032577, similar design, blue and orange on multicolour, Yusof bin Ishak at right, reverse arts and youth in field respectively, (pick 41a, 42), both PMG 65 EPQ.(2)


472Singapore,$1,ND(1976),the‘Bird’series,serialnumber F/32 896917, errors, printing shifted to the right, (pick 9), PMG holder 63EPQ, choice uncirculated.


473Singapore,$50 and $100, ND(1995, 1997), the ‘Ship’series,serialnumberF/42439980andA/33387511, blue, brown and multicolour, similar design, ship at left, reverse bridge and airport respectively, (pick 36, 23c), both in PMG holder 64 EPQ and 66 EPQ.(2)



WWW.SPINK.COM

478Thailand, lot of 2 specimens, 5baht and 100baht f rom t he 1953 -1956 i s sue , pu r ple a nd r e d respectively,KingRamaIXatleft,(Pick75sand78s), both almost unicrculated-uncirculated in body but previously mounted (2).


STRAITS SETTLEMENTS UNIFACE REVERSE DIE PROOF

476Straits Settlements, $5, uniface reverse proof of the 1925-1930 series, brown and orange, tiger at centre, blue DLR seal, (Pick 10 for type), almost uncirculated and rare.


477Swaziland, a souvnier set of 1 lilangeni, 2, 5, 10, 20 emalangeni, specimen, same serial number *008296,with cer t if icate of authent icity and envelope, uncirculated.(5)


WWW.SPINK.COM

THE NUMISMATIC COLLECTOR’S SERIES SALE

11 - 12 JANUARY 2016 | NEW YORK


113

482United States, Mellon National Bank and Trust Company, set of specimen cheques, $10, $20, $50 and $100, yellow, purple, blue and orange respectively, Judge of Thomas Mellon at top left, holepunchcancelled,‘SPECIMEN’overprintedinred, (Pick not listed), uncirculated, toned paper (4)


480United Stated of America, $1, series of 1977A, error printing, the serial numbers and the green and black seals are printed on the reverse, PMG 64EPQ Choice Uncirculated, unusual.


481U.S.A.,$20, 1977, serial number G09548168C, gutter fold er rors, black and green, President Jackson at centre, reverse green, the White House at centre, PMG holder 63 EPQ, rare.


479U.S.A.,$1,SilverCertificate,1935E,rare8digitssolidserialnumberY33333333G,black,bluesealatright,Washingtonat centre, reverse green, PCGS Currency 66 PPQ, very rare.



WWW.SPINK.COM

485Banco Nacional Ultramarino,lotof4x10patacas,1963, serial numbers 308001, 002, 004 and 005, blue, turquoise and pink, Carneiro at right, the reverse depicts a maiden watching departing ships, (Pick 50), original good extremely fine (4).


486Macau, Banco Nacional Ultramarino,50 patacas, 1958, specimen, serial number 000000,green on multicolour underprint, Camoes at right, watermark atleft,red‘Especime’overprintedatcentre,reverseblue-green, woman watching ships at centre, (pick 47s), in PMG holder 66 EPQ, rare.


483Macau, Banco Nacional Ultramarino, 10 patacas, 1944, serial number 07181, brown on yellow paper, black signatures, (Pick 23), good fine


484Macau, group of 20 notes, 1945 to 2001, including 1patacas, 1945 (3) and 10patacas, 1945 (1), and 10patacas, 2000 and 2001 (9), mixed condition, the earlier notes about very fine and the modern issues uncirculated (20).



115

490Macau, Banco Nacional Ultramarino, 100 patacas, 1979, serial number 1124641, blue-grey, ruins of Saint Paul at right, (Pick 57a), PMG 65EPQ Gem Uncirculated, scarce in high grade


491Banco Nacional Ultramarino,100 patacas, 1999,lowserialnumberEN00074,grayblueonmulticolour underprint, junk at right, watermark at left, reverse gray blue, city view and bridge in field, (pick 73a), PMG 65 EPQ.

EstimateHK$500-800

492Banco Nacional Ultramarino, 500patacas, ‘Specimen’,1963,blackserialnumbers,greenandmulticoloured, Carneiro at bottom right, watermark at left, coat of arms at bottom centre, value at four corners,red‘ESPECIME’overprinted,reversegreen and pink, maiden watching ships and ship seal of the bank of left, (Pick 52s), good very fine, printer’s annotations and previously mounted.


487Banco Nacional Ultramarino,50 patacas, 1958, ser ial number 022870,g reen on mult icolour underprint, Camoes at right, watermark at left, reverse green, maiden watching ships at centre, (pick 47a),pressed fine, rare.


488Banco Nacional Ultramarino,50 patacas, 1 September 1976, serial number 856448, blue green and multicolour, Camoes at right, watermark at left, reverse grey green, maiden watching ships at centre, (pick 56), about uncirculated and rare.


489Banco Nacional Ultramarino, 100patacas, ‘Specimen’,1966,serialnumber‘000000’,greenand brown, Da Silveira at right, watermark of coat ofarmsat lef t,‘SPECIMENOFNOVALUE’perforated, archway with f lag at centre on the reverse, (Pick 51s), PMG 66EPQ Gem Uncirculated.



WWW.SPINK.COM

495Macau, Banco Nacional Ultramarino, 1000 patacas, 1991, lucky serial number AP333333, orange and brown, f lying dragon at right, modern view of Macau on reverse, (Pick 70a), PMG 66EPQ Gem Uncirculated


496Macau, a set of 10, 50, 100, 500 and 1000 patacas, 16 October 1995, with same last three digits serial number 802,Brown, black-gray, blue-gray, green, orange on multicolour underprint, various scenes of Macau at right, reverse bank building, (pick 90, 92a, 93, 94, 95), )all in PMG holder 67, 66(3), 65 EPQ.(5)


493Banco Nacional Ultramarino,500 patacas, S p e c i m e n P r o o f , 1 9 8 4 , s e r i a l n u m b e r NL000000,green on multicolour underprint, De Morais at right, watermark at left, reverse green, Baia Da Praia Grande in field, (pick 62sp), in PMG holder 64 NET, choice uncirculated.


494Macau, Banco Nacional Ultramarino, a set of 5, 10, 50, 100 and 500 patacas, 1981 and 1984,green, brown, purple, blue and olive on multicolour underpr int respect ively, (pick 58-62), about uncirculated to uncirculated.(5)



117

499Government of Hong Kong, $1, 1936, ser ial number S985071, purple on yellow, George VI at right, (Pick 213), PMG 64 Choice Uncirculated.


500Government of Hong Kong, 2 sets of fraction currency including 1cent, 5cents and 10cents, brown, green and red respectively, (Pick 313, 314 and 315), almost uncirculated to uncirculated, one of the 10cents a bit toned (6)


501Government of Hong Kong, 2 sets of fraction currency including 1cent, 5cents and 10cents, brown, green and red, (Pick 313, 314 and 315), almost uncirculated to uncirculated (6)


497Hong Kong Government , a lot of th ree $1, ND(1935), purple, George V at right, value at left, reverse purple, (pick 311), good to very good.(3) Sold as Is, No Return

EstimateHK$500-800

498Government of Hong Kong,groupof6x$1,1936,1955 to 1959, (Pick 312, 324A), the 1936 is almost uncirculated and the 1955 good very fine, the rest good extremely fine to almost uncirculated (6).



WWW.SPINK.COM

504Government of Hong Kong, $1, specimen, 1936, serial number J000000 purple on yellow, George VI atright,perforated‘CANCELLED’atbottom,(Pick312), very minor knocks at corners, choice almost uncirculated, rare

EstimateHK$6,000-7,000503Government of Hong Kong, lot of 7 notes containing George VI’s image, 1, 5, and 10 cents, and $1 (1936, 1940, 1949 and 1952), (Pick 321, 322, 323, 312, 316, 324a and 324b), extremely fine to uncirculated (7)


502Hong Kong Government,averyrareoriginalpackingof1000x1cent,ND(1945),brownonpaleblueunderprint,KingGeorgeVIatright,uniface,thepackingwaxsealedbyBradburyWilkinson&Co.Ltd.,(pick321), original packing, uncirculated and very rare.(1000)



119

507B a n k o f C h i n a , $10 0 , 1 J a n u a r y 1 9 9 6 , ‘Replacement’note,serialnumberZZ081072,redon multicolour underprint, bank building at left, watermark of stone lion at r ight, reverse red and multicolour, view of Kowloon, (pick 331), uncirculated.

EstimateHK$500-600

508Bank of China, $1000, 1995, ser ial number AD252408, orange and mult icolour, Bank of China building at left, (Pick 333b), PMG 64 Choice Uncirculated and key date of the series.


509Hong Kong, Bank of China, a set of $20, $50, $100, $500 and $1000, 1994, all with same last three digits serial number 668, blue, purple, red, brown and orange on multicolour underprint, (pick 329a-333a), uncirculated, first year of issue.(5)


505Governmen of Hong Kong, complete run of Queen Elizabeth$1,alldates,1952,1954,1955,1956,1957, 1958 and 1959, (Pick 324Aa and 324Ab), good extremely fine to uncirculated, a couple with toning spots (7)

EstimateHK$500-600

506Government of Hong Kong, 5 cents, colour trial, nodate(1961-1965),QueenElizabethIIatright,(Pick 326ct), uncirculated but with a cellotape mark at top border



WWW.SPINK.COM

513T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporat ion, $1, specimen , 1913, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden at centre, (Pick 155s), PMG 64Net Choice Uncirculated, previously mounted.


514T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1.7.1913, serial number 1310217, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden centre, (Pick 155b), fresh extremely fine and rare in this grade


515T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1.1.1923, serial number A746121, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden centre, (Pick 171), extremely fine, much better than average


510Bank of China, $1000, 2010, ser ial number AK435767, error printing such that the there is a patch of brown colour on the reverse, (Pick 345a), PMG 55 About Uncirculated, scarce.


LOT 511 TO 520 - A FANTASTIC GROUP OF HSBC $1, 1904 TO 1935

511T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1.1.1904, serial number 457875, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden centre, (Pick 155a), good very fine and rare in this condition


512T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1906, serial number 543474, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden centre, (Pick 155a), good fine, key date of the series, rare in this condition



121

519T h e H o n g k o n g a n d S h a n g h a i B a n k i n g Corporation,$1,1929,serialnumberE321298,blueand multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden at centre, (Pick 172b), PMG64 EPQ Choice Uncirculated.


520T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1935, serial number F526264, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden at centre, (Pick172c), uncirculated.


521Miscellanous lot of 5 notes, HSBC $1, 1935, Bank of Communications 10yuan, 1914 and Central Bank of China 1yuan, 1945 (3), (Pick 172c, 118p and 387), fine to good very fine (5).

EstimateHK$200-300

516T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1.1.1925, serial number C018961, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden centre, (Pick 171). almost uncirculated


517T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1.1.1926, serial number D082379, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden centre, (Pick 172a), almost uncirculated


518T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1, 1926, serial number D764612, blue and multicoloured, helmeted head of Minerva at left, two printed signatures below, reverse purple, maiden at centre, (Pick172a), pressed very fine.



WWW.SPINK.COM

522T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$5, 1st July 1937, serial number H070396, brown and multicoloured, reclining maiden at r ight , coat of a r ms at cent re and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 173b), PMG 58 Choice About Uncirculated, a very high grade for a handsigned note and thus rare.


A DURESS $5 OF 1941 IN PMG 65EPQ

523T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$5, Duress issue, 1941, serial number J378189,with the numbers 3129 printed vertically, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 173c), PMG 65EPQ Gem Uncirculated, very choice and rare for type.


524T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$5, 1946, serial number T029128, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 173e), PMG 66EPQ Gem Uncirculated.


525H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$5, 30 March 1946, serial number U541025, brown on multicolour underprint, maiden seated at right, arms at top centre, watermark of warrior at left, reverse brown and multicolour, old bank building at centre, angel with trumpet at top, (pick 173e), in PMG holder 66EPQ, gem uncirculated.



123

526T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporat ion, consecut ive t r io of $5, 1958, serial numbers L/H 915015 to 017, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 180a), uncirculated, very very slight toning in the watermark area (3)


527T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporat ion, consecut ive t r io of $5, 1958, serial numbers L/H 915018 to 020, brown and multicoloured, reclining maiden at r ight, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 180a), uncirculated, very slight toning in the watermark area (3)


528T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$5, 1958, serial number L/H 915029, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 180a), PMG 65EPQ Gem Uncirculated.


529Hong Kong and Shanghai Banking Corporation, consecutive pair of $5, 4 Feburary 1959, serial number M/H 518005-6, brown on multicolour underprint, maiden seated at right, arms at top centre, watermark of warrior at left, reverse brown and multicolour, old bank building at centre, angel with trumpet at top, (pick 180b), foxing, extremely fine to about uncirculated.(2)



WWW.SPINK.COM

530Hong Kong and Shanghai Banking Corporation, a lot of $5 and $10, 4 Feburary 1959, serial number P/H213409andX/J078287respectively,brownandgreen on multicolour underprint respectively, (pick 180b, 179A), original very fine to extremely fine.(2)


531T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $5, 1960, serial number 278888 AN, brown and multicoloured, reclining maiden at right, coat of arms at centre and watermark of Minerva at left, reverse brown, old HSBC building at centre, (Pick 181a), PMG 67EPQ Superb Gem Uncirculated, an interesting number and superb grade.


532H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$5, 31 October 1973, brown and multicoloured, maiden at right, arms top centre, two printed signatures below, reverse brown, bank head office and angel above, (pick 161f), some foxing, uncirculated.(80)


533Hong Kong and Shanghai Banking Corporation, $5, 31 October 1972, consecutive run of 100, serial number501801ERto501900ER,brownandmulticoloured, maiden at right, arms top centre, two printed signatures below, reverse brown, bank head office and angel above, (pick 161e), foxing, some edge stains, uncirculated.(100)



125

534T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $10, specimen, 1937, serial number J000000, green and pink, Ceres top left, coat of arms right of top centre, reverse green, angle playing a trumpet above the old HSBC building, (Pick 178as), extremely fine, couple of pinholes near top border, ink annotations and previously mounted.


535Hong Kong and Shanghai Banking Corporation, consecutive pair of $10, 1 April 1941, serial number S395371-2,green on multicolour underprint, Ceres top left, arms right of top centre, reverse green and multicolour, old bank building at centre, angel playing trumpet at top, (pick 178c), original extremely fine.(2)


536Hong Kong and Shanghai Banking Corporation, alotofsix$10,1March1955,serialnumberC/J 480906-10 and 480998,green on multicolour underprint, Ceres top left, arms right of top centre, reverse green and multicolour, old bank building at centre, angel playing trumpet at top, (pick 179Ab), original good extremely fine.(6)


537H o n g K o n g & S h a n g h a i B a n k i n g Corporat ion, $10, 1 September 1963, sol id serial number 777777 HZ,green on multicolour underprint, Ceres top left, arms below, reverse green and multicolour, old bank building at centre, angel playing trumpet at top, (pick 182b), very good to fine.

EstimateHK$500-800

538Hong Kong and Shanghai Banking Corporation, $10, 31 October 1972, solid serial number 777777 SX,greenandmulticoloured,maidenatrightandarms at left, two printed signatures below, reverse green, bank head office and angel above, (pick 182g), extremely fine and rare.



WWW.SPINK.COM

539Hong Kong, lot of 17 notes consisting of: $10, HSBC, 1973, serial numbers JG120801 to 810 (10), Chartered Bank $5, 1975, serial numbers S612916 to 919 (4), and also no date (3), (Pick 182g, 73b and 73a), extremely fine to uncirculated (17).


540Hong Kong and Shanghai Banking Corporation, consecutive pair of $10, 31 March 1979, serial number TT 399999 and TT 400000, green and multicoloured, maiden at and arms at left, two printed signatures below, reverse green, bank head office and angel above, (pick 182h), uncirculated.(2)


541T h e H o n g k o n g a n d S h a n g h a i B a n k i n g Corporation, $10, 1898, lucky serial number VW333333, green on multicoloured underprint, coat of arms at left, watermark of a lion at right, reverse green, two lions flanking the HSBC building, (Pick 191c), PMG 66EPQ Gem Uncirculated.


542T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$20, specimen, 1986,deep grey-green and brown on multicoloured underprint, coat of arms at left, watermark of a lion at right, reverse grey-green and brown, two lions f lanking the HSBC building, (Pick 192s), PMG 65EPQ Gem Uncirculated.


543T h e H o n g k o n g a n d S h a n g h a i B a n k i n g Corporation, 1997, lucky serial number LG444444, grey-green and multicolour, profile of a lion at left, view of Victora Harbour at centre, lion watermark, HSBC building and Star Ferry boat on reverse, (Pick 201c), PMG 66EPQ Gem Uncirculated.



127

544T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, pair of $20, same serial number LN000015, but dated 1997 and 1999, (Pick 201c and 201d), both graded PMG 66EPQ Gem Uncirculated, unusual and highly sought after (2).


545Hong Kong and Shanghai Banking Corporation, a lot of three $20, 1 January 1994, 1995, 1997, ‘Replacement’notes,serialnumberZZ026851,ZZ076915, ZZ160387, blue-gray on multicolour underprint, lion at left, watermark at right, reverse two lions flanking bank building at centre, ferry at right, (pick 201), uncirculated.(3)

EstimateHK$550-750

546T h e H o n g k o n g a n d S h a n g h a i B a n k i n g Corporation, $20, 2005, lucky serial number FQ444444, blue and multicolour, three quarter profile of a lion at left, (Pick 207b), PMG 66EPQ Gem Uncirculated.



WWW.SPINK.COM

549T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, near complete type set, with all dates from 1969 to 1983, including the 1979 key date blue, coat of arms at right, watermark of a helmeted warrior at left, reverse blue, bank building at left, geometric design at right, (Pick 184a to 184h), most notes extremely fine and with slight toning spots (10)


A 1927 $50 SPECIMEN IN PMG 64EPQ

547The HongKong and Shanghai Banking Corporation,$50, specimen, 1927,dark green on multicolour underprint, Communication on flying wheel, watermark of a helmeted warrior at right, handsigned signature, reverse green, old HSBC building below an angel playing a trumpet, (Pick 175s), PMG 64EPQ Choice Uncirculated and rare in this grade.


548T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$50, specimen, no date (type of 1968 to 1982), blue, coat of arms at right, watermark of a helmeted warrior at left, reverse blue, bank building at left, geometric design at right, (Pick 184s), PMG 67EPQ, exceptionally high grade.



129

550H o n g K o n g & S h a n g h a i B a n k i n g Corporation,$50, 31 March 1982, serial number A/5 772299, blue on multicolour underprint, coat of arms at right, value at centre and left, reverse blue, old bank building at left, (pick 184h), in PMG holder 66 EPQ, gem uncirculated.

EstimateHK$500-800

551Hong Kong & Shanghai Banking Corporation, a pair of $100, 1947 and 1966, serial number D500479 and 680670UT,red on multicolour underprint, similar design, maiden at left, arms top centre,two printed signatures below, reverse red, old bank building at centre, angel playing trumpet at top centre, (pick 176e, 183b), about very fine to about extremely fine.(2)


552T he Hon g Kon g a nd Sha n g ha i B a n k i n g Corporation, a lot of four $100, 31 May 1956, 5 September 1956, 25 February 1958 and 24 September 1958, serial number G540626, G821638, H 228776 and H571298 respec t ively, red on multicolour underprint, maiden at left, arms at top centre, reverse red, bank building at centre, angel with trumpet above, (Pick 176f), original fine to very fine.(4)


553Hong Kong & Shanghai Banking Corporation, consecutive pair of $100, 12 Feburary 1960, serial number 601222-3 UF,red on multicolour underprint, maiden at lef t , a r ms top cent re,two pr inted signatures below, reverse red, old bank building at centre, angel playing trumpet at top centre, (pick 183a), about uncirculated.(2)



WWW.SPINK.COM

554H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$100, 12 Feburary 1960, serial number 313096UE,redonmulticolourunderprint,maidenseated at left, arms at top centre, watermark at right, reverse red, old bank building at centre, angel with trumpet at top, (pick 183a), in PMG holder 55 about uncirculated.


555T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $100, 1979, serial number 804616 YB, gutter fold error on the reverse, (Pick 187b), PMG 58EPQ Choice About Uncirculated, rare and also the key date of the series.


556T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $100, 1979, serial number 804618 YB, gutter fold error on the reverse, (Pick 187b), PMG 58EPQ Choice About Uncirculated, rare and also the key date of the series.


x

557T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $100, 1985, serial number AM123456, deepred,coatofarmsatleft,hexagonalwatermarkarea at right, reverse red, HSBC building and lions at centre, (Pick 194a), fresh uncirculated.


558T h e H o n g k o n g a n d S h a n g h a i B a n k i n g Corporation, $100, 2005, lucky serial number FY444444, red and multicolour, three quarter profile of a lion at left, (Pick 209b), PMG 66EPQ Gem Uncirculated.


559H o n g K o n g & S h a n g h a i B a n k i n g Corporation,$100, 1 January 2014, descending ladder serial number JV987654,red and multicolour, lion and bank building at left, watermark of flower atright,reversered,HKSAREstablishmentDaymarching band at right, in PMG holder 66 EPQ, gem uncirculated.



131

560The HongKong and Shanghai Banking Corporation, $500, 1.7.1930, serial number B177248, dark brown on purple and multicolour underprint, seated maiden with a tablet at right, bank crest at centre, old HSBC building and angel on reverse, two handsigned signatures, (Pick 177b), original almost very fine, very minor brush writing on reverse and thus far better than usually encountered, scarce.


A CHOICE AND RARE 1935 $500, FIRST YEAR OF ISSUE

561The HongKong and Shanghai Banking Corporation,$500, 1935, serial number C084839, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179a), PMG 30 Very Fine, no graffiti, a very choice first year of issue.



WWW.SPINK.COM

562H o n g K o n g & S h a n g h a i B a n k i n g Corporation,$500, 31 March 1947, serial number D036032, brown on multicolour underprint, Sir Thomas Jackson at right, arms at top centre, reverse blue, old bank building at centre, (pick 179b), good fine.


563T he Hon g Kon g a nd Sha n g ha i B a n k i n g Corporation, a lot of three $500, 31 July and 11 February 1968, serial number F385136, H443858 and J952638, brown, blue and multicolour, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman at left, reverse blue, bust of a woman at left, old bank building at centre, (Pick 179e), original fine to good very fine.(3)


564T he Hon g Kon g a nd Sha n g ha i B a n k i n g Corporation, $500, 11 February 1968, ser ial number K582479, brown, blue and multicolour, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman at left, reverse blue, bust of a woman at left, old bank building at centre, (Pick 179e), about uncirculated to uncirculated.


565T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation,$500, 1968, serial number L037724, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms top centre, watermark of a woman in classical style at left, reverse blue, bust of woman at left and old HSBC building at centre, (Pick 179e), PMG 64 Choice Uncirculated slight toning on top border to prevent a higher grading score.



133

566T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $500, 1975, serial number R374176, brown and multicoloured, vignette at centre, coat of armsatright,‘FiveHundred’inChinesecharacters,watermark of a lion, reverse brown, lion facing the HSBC building, (Pick 186b), PMG 64 Choice Uncirculated, key date of series and rare in such grade


567T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $500, 1975, serial number R374178, brown and multicoloured, vignette at centre, coat of armsatright,‘FiveHundred’inChinesecharacters,watermark of a lion, reverse brown, lion facing the HSBC building, (Pick 186b), PMG 64 Choice Uncirculated


568T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $500, 1976, serial S258800, brown and multicoloured, vignette at centre, coat of arms atright,‘FiveHundred’inChinesecharacters,watermark of a lion, reverse brown, lion facing the HSBC building, (Pick 186c), PMG 64 Choice Uncirculated


569T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $500, 1978, serial number S822221, brown and green, bank crest at left, (Pick 189a), PMG 58 Choice About Uncirculated.


WWW.SPINK.COM

ORDERS, DECORATIONS, CAMPAIGN MEDALS & MILITARIA

19 NOVEMBER 2015 | LONDON


WWW.SPINK.COM

570H o n g K o n g & S h a n g h a i B a n k i n g Corporation,$1000, 31 March 1977, serial number B708771,orange on multicolour underprint, coat of arms at right, watermark of lion at left, reverse orange and grey, lion at left, (pick 190a), in PMG holder 66 EPQ, gem uncirculated.


571T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1000, specimen, 1985, serial number AA000000, dark orange and green, bank crest at left, lion watermark at right, (Pick 196s), PMG 66EPQ Gem Uncirculated


572T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1000, specimen, 1988, serial number AK000000, orange, green and multicolour, bank crest at left, lion watermark at right, (Pick 199s), PMG 66EPQ Gem Uncirculated


573T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $50, $100 and $1000, 1982 and 1983, (Pick 184h, 187d and 190e), the f irst two notes uncirculated, the $1000 almost uncirculated (3).


574T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $50, $100 (2) and $1000, all dated 1983, (Pick 184h, 187d and 190e), the first three notes uncirculated, the $1000 almost uncirculated (3).



135

575T h e H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, group of archival photographic proofs of $10 (uniface obverse), $100 (uniface obv and rev), $500 (uniface obv and rev), $1000 (uniface reverse), also Government of Hong Kong $1 (uniface reverse), all dated on the back as to when the photos were taken (mid 1950’s), none of these designs were ever issued or even seen, a fascinating group. (7)


LOT 576 TO 579 - A SMALL GROUP OF ‘ZZ’ REPLACEMENT NOTES

576H o n g K o n g & S h a n g h a i B a n k i n g Corporation,$20, 1 January 1991, replacement, serial number ZZ117519,orange and grey, arms at left, watermark at right, reverse orange and grey, two lions flanking the bank building, (pick 197b)in PMG holder 65 EPQ.


577Hong Kong & Shanghai Banking Corporation, $50, 1995, replacement, serial number ZZ063415, purple on multicolour underprint, lion head at top left, reverse violet and multicolour, two lions f lanking bank building at centre, (pick 202b), in PMG holder 65 EPQ.


578Hong Kong & Shanghai Banking Corporation, a lot of $50, 100, 500 and 1000, 1 January 2002, replacement, serial number ZZ113118, ZZ207818, ZZ143838, ZZ075561,purple, red, brown, orange on multicolour underprint, last year of this type of design, lion head at top left, reverse lions flanking the bank building, (pick202e, 203d, 204e, 206b), all in PMG holder 67, 66 EPQ.(4)



WWW.SPINK.COM

579Hong Kong & Shanghai Banking Corporation, a lot of $50, $100(2) replacement notes, 1994, serial number ZZ023316, ZZ046213 and ZZ040763,gray-blue and red on multicolour underprint respectively, similar design, lion head at top left, reverse gray-blue, red, two lions flanking bank building at centre, (pick 202a, 203a), all in PMG holder 64, 66 and 65 EPQ.(3)


580H o n g K o n g & S h a n g h a i B a n k i n g Corporation,$500, 1995, replacement, ser ial number ZZ063411,orange on multicolour underprint, lion head at top left, reverse orange and multicolour, two lions f lanking bank building at centre, (pick 204b), PMG holder 58 EPQ.


581Mixed lot ,Hong Kong & Shanghai Banking C o r p o r a t i o n a n d S t a n d a r d C h a r t e r e d Bank ,$500, 1994, replacement, serial number ZZ029912 and $10, replacement, serial number ZZ088553Brown, green on multicolour underprint respectively, (pick 204a, 284b)PMG holder 55, 58 EPQ.(2)


582The Chartered Bank,$500, 1982, replacement, serial number Z028285, brown on multicolour underprint,phoenixatright,reversebrownonlight blue underprint, bank building at left, arms at centre, (pick 80b ), in PMG holder 58, choice about uncirculated, rare.



137

583Bank of China, a lot of $20 and $100, 1994, replacement , se r ia l nu mber ZZ014153 a nd ZZ013902, blue and red on multicolour underprint, bank building at left, reverse blue, view of Hong Kong, (pick 329a, 331a), in PMG holders 66 and 67 EPQ.(2)


584Bank of China,$50, replacement, 1994, serial nu mb e r Z Z 0 02392 ,pu r p le o n mu l t i c o lou r underprint, bank building at left, reverse purple, view of harbour and tunnel, (pick 330a), PMG holder 67 EPQ.


585Bank of China,$50, replacement, 1996, serial number ZZ015622,purple on multicolour underprint, bank building at left, reverse purple, view of harbour and tunnel, (pick330b), in PMG holder 67 EPQ.


586Ban k of Ch i na , $50 0, r e pla ce me nt , 1996 , serial number ZZ017232, brown on multicolour underprint, bank building at left, reverse brown, container terminal at centre right, (pick 332c), in PMG holder 67 EPQ.


587Bank of China , $1000, 1994, replacement , serial number ZZ006597,orange on multicolour underprint, bank building at left, reverse orange, view of Hong Kong from the Peak, (pick 333a), in PMG holder 66EPQ.



WWW.SPINK.COM

588Bank of China , $1000, 1996, replacement , serial number ZZ026909,orange on multicolour underprint, bank building at left, reverse orange, view of Hong Kong from the Peak, (pick 333c), in PMG holder 58 EPQ.


589Bank of China, a lot of $50, 1 January 2000 and $1000, 1 July 1997, serial number AU183828 and AY816814,purple, orange on multicolour underprint, similar design, bank building at left, reverse purple and orange respectively, (pick330f, 333d) in PMG holder 67 and 65 EPQ.(2)


590The Chartered Bank of India, Austral ia & China , $5, 2 Apr i l 1934, ser ia l number S/ F 198525,green, black and red, helmeted warrior at left, arms at top centre, watermark showing a man’s head at right, manuscript signature at low left, reverse green, junk at centre, black serial numbers at four corners, (pick 54a), repaired, about very fine and rare.


591The Chartered Bank of India, Austral ia & China,$5, 15 August 1936, serial number S/F 327244,green, black and red, helmeted warrior at left, arms at top centre, watermark showing a man’s head at right, manuscript signature at low left, reverse green, junk at centre, black serial numbers at four corners, (pick 54a), very fine and rare.



139

592The Chartered Bank of India, Australia and China, consecutives trio of $5, 26 February 1948, serial number S/F 1841742-4,green, black and red, helmeted warrior at left, arms at top centre, watermark showing a man’s head at right, reverse green, junk at centre, black serial numbers at four corners, (Pick 54b), original about uncirculated, rare.(3)


593The Chartered Bank of India, Australia and China, consecutives trio of $5, 26 February 1948, serial number S/F 1841745-7,green, black and red, helmeted warrior at left, arms at top centre, watermark showing a man’s head at right, reverse green, junk at centre, black serial numbers at four corners, (Pick 54b), original about uncirculated, rare.(3)


A ROMAN HEAD $5 IN PMG 66EPQ

594The Chartered Bank of India, Australia and China,$5, 1941, serial number S/F 1485615,green and pink, helmeted male head at left, arms top cent re, value in red under pr int , two pr inted s ig n a t u r e s b o t t om le f t a nd r ig h t , r eve r s e green, sampan, (Pick 54b), PMG 66EPQ Gem Uncirculated, very scarce in this high grade.



WWW.SPINK.COM

595The Chartered Bank,$5(9), ND(1967), serial number T/F 1820248-2, S/F 7939557-0,orange, value in pale red at centre, arms at left, keys top left and right, reverse orange, junk at centre, (pick 69), original, about extremely fine.(9)


596The Chartered Bank, consecutive pair of $5, ND(1967), serial number S/F 9956305-6yellow, black and red, keys at top left and right, arms at low left, reverse yellow, junk at centre, (Pick 69),the 1st note with minor stains and light corner fold, thus about uncirculated, the 2nd uncirculated.(2)


597The Chartered Bank, $5, (1967), serial numbers S/F 8957370, orange and multicoloured, keys left and right, coat of arms at left, reverse orange, sampan at centre, (Pick 69), uncirculated


598The Chartered Bank, $5, no date (1967), serial number T/F 0906049, yellow and multicoloured, keys left and right, coat of arms at left, reverse yellow, sampan at centre, (Pick 69), PMG 66EPQ, Gem Uncirculated.



141

599The Chartered Bank, $5, no date (1962-1970), consecutive pair, serial numbers S/F 34422814 and 815, green and multicoloured, keys left and right, coat of arms at left, reverse green, sampan at centre, (Pick 68c), both PMG 65EPQ Gem Uncirculated (2).


600The Chartered Bank, lot of 2 specimens for $5 and $10, no date (1970-1975), brown and green respectively, similar designs with the old Chartered Bank building at left, (Pick 73 and 74s), uncirculated and almost uncirculated respect ively, both previously mounted (2).


601The Chartered Bank,$10, 6 December 1956, serial number T/G 4222437,red and pale green, helmeted male head at lef t, arms at centre, two printed signatures below, reverse red, women in rice field at centre, handwriting at top left, (Pick 55c), original very fine.


602The Chartered Bank,$10, 6 December 1956, serial number T/G 4382687,red and pale green, helmeted male head at lef t, arms at centre, two printed signatures below, reverse red, women in rice field at centre, (Pick 55c), original very fine.


A ROMAN HEAD $10 IN PMG 67EPQ

603The Chartered Bank of India, Australia and China, $10, 1956, serial number T/G 3933926, red and black, helmeted male head at left, arms at centre, two printed signatures bottom left and right, rice planting on reverse, (Pick 55c), PMG 67EPQ Superb Gem Uncirculated, the highest graded score for the series.



WWW.SPINK.COM

604The Chartered Bank,completesetofthe‘redley’$10, consisting of 1959, 1961, 1962 and no date (2), serial numbers, T/G 6862918, 7447492, 8145466, 8388697 and 0168018, (Pick 64, 70a, 70b and 70c), good extremely fine to uncirculated (5)


605The Chartered Bank, $10, specimen, no date (1962-70), serial number U/G 0000000, red and multicoloured, keys left and right, coat of arms at left, reverse red, bank building at centre, perforated ‘SPECIMENOFNOVALUE’,(Pick70s),almost uncirculated, ink annotations and previously mounted, unusual not to have the ‘SPECIMEN’ overprint.


606The Chartered Bank,$10(11), ND(1962-70), some consecutive,red and multicoloured, arms at left, keys top left and right, reverse red brown, bank building at centre, (pick 70), original, mostly very fine.(11)


607The Chartered Bank,$10, ND(1962-70), serial number T/G 9489482,red, pale green and black, arms at left, value at centre, keys at top left and right, reverse red and yellow, bank building at centre, (pick 70c), in PMG holder 65 EPQ, gem uncirculated.



143

608The Chartered Bank, consecutive pair of $10, replacementprefixZZ076782,green,mythicalcarp at right, (Pick 77b), both PMG 66EPQ Gem, uncirculated (2).


609Standard Chartered Bank, $10, 1988, semi lucky serial numbers CL000002 to CL000010, green, mythical carp at right, (Pick 278b), unicrculated (9)


610Standard Chartered Bank, $10, 1988, semi lucky serial numbers CL000011, 000022, 000033 etc to 000100, green, mythical carp at right, (Pick 278b), uncirculated (10)


611Standard Chartered Bank, 1988, semi lucky serial numbers CL000111, 000222, 000333 etc to 001000, green, mythical carp at right, (Pick 278b), uncirculated (10)



WWW.SPINK.COM

612Standard Chartered Bank, $10, 1989, lucky serial number DB444444, green and multicolour, mythical carp at left, (Pick 278b), PMG 65EPQ Gem Uncirculated.


VERY RARE ROMAN HEAD $50, 1931, FIRST YEAR OF ISSUE

613The Chartered Bank of India, Australia and China, $50, 1.7.1931, serial number U/H 009688, brown and multicolour, make Roman solider at left, his watermark at lower right, one handsigned signature, rice planting on reverse, (Pick 56), very good, 3 rust holes as seen and very rare


614The Chartered Bank, consecutive run of seven $50, ND(1970-75), serial number A0167811-7, blue and multicoloured, bank building at left, arms at centre, reverse blue, City Hall in field, (Pick 75), original about extremely fine.(7)


615The Chartered Bank, consecutive pair of $50, 1982, serial numbers D497684 and 685, blue, mythical lion playing with ball at right, reverse shows the bank building at left and coat of arms at centre, (Pick 78c), uncirculated (2).

EstimateHK$600-800


145

616The Chartered Bank,$50, 1 January 1979, serial number A022238, blue on multicolour underprint, stylised lion at r ight, watermark of helmeted warriors at left, reverse blue and violet, arms at centre, bank building at left, (pick 78a), in PMG holder 66 EPQ, gem uncirculated.


617Standard Chartered Bank, $50, 1992, serial number J077617, purple and blue, lion playing with ball at right, (Pick 280d), PMG 68EPQ Superb Gem Uncirculated, only 200,000 notes of the J prefix was issued that year.


618Standard Chartered Bank, a pair of $50, 1 July 1997 and 1 January 1998, serial number A243460 and U996093,purple on multicolour underprint, stylized lion at right, watermark of helmeted warrior at left, reverse violet, pale blue and yellow, arms at centre, bank building at left, (pick 286b, 286c), both in PMG holder 66 EPQ and 67 EPQ, uncirculated.(2)

EstimateHK$600-800

619Standard Chartered Bank, a consecutive pair of $50, 1 January 1987, serial number B978771-2,purple on multicolour underprint, stylized lion at right, watermark of helmeted warrior at left, reverse violet, pale blue and yellow, arms at centre, bank building at left, (pick 280b), both in PMG holder 65 EPQ and 66 EPQ, gem uncirculated.(2)



WWW.SPINK.COM

LOT 620 TO 623 - A DECENT GROUP OF HANDSIGNED $100’S

620The Chartered Bank of India, Australia and China, $100, 1.5.1934, serial number Y/M 029004, dark green and brown on multicoloured underprint, Britannia seated holding a trident and shield with a lion at centre, reverse green, Supreme Court Building at right, (Pick 57a), fine, brush writing and chops, a very rare first year of issue


621The Chartered Bank of India, Australia and China,$100, 1 May 1934, serial number Y/M 011980,green, brown on multicolour underprint, Britannia and lion at centre in oval frame, value at left and right, arms top right,handsigned signature at bottom left, reverse green, view of Hong Kong, (pick 57a), in PMG holder 20 NET, very fine and rare.


622The Chartered Bank of India, Australia and China, $100, 28.3.1936, serial number Y/M 065119, dark green and brown on multicoloured underprint, Britannia seated holding a trident and shield with a lion at centre, reverse green, Supreme Court Building at right, (Pick 57b), about fine, small hole at centre, writing and chops on reverse, strong handsigned signature



147

623The Chartered Bank of India, Australia and China, $100, 1.11.1939, serial number Y/M 076026, dark green and brown on multicoloured underprint, Britannia seated holding a trident and shield with a lion at centre, reverse green, Supreme Court Building at right, (Pick 57b), good f ine, strong original colours, brown dirt marks on reverse, strong handsigned signature


624The Chartered Bank of India, Australia and China,lotof2x$100,8.12.1941and15.12.1947,serial numbers Y/M 132812 and Y/M 468432, dark green and brown on multicoloured underprint, Britannia seated holding a trident and shield with a lion at centre, reverse green, Supreme Court Building at right, (Pick 57c), fine, both largely free from graffiti (2)


625The Chartered Bank,$100, 6 December 1956, ser ia l number Y/ M830056,g reen , brown on multicolour underprint, Britannia and lion at centre in oval frame, value at left and right, arms top right, two printed signatures below, reverse green, view of Hong Kong, (Pick57c), original about extremely fine and rare.


626The Chartered Bank, $100, 1959, serial number Y/M 1011178, green, pink and multicoloured, key at top left and right, view of Victoria Harbour on reverse, (Pick 66), good fine, scarce date


627The Chartered Bank, $100, 1961, serial number Y/M 1275083, green, pink and multicoloured, key at top left and right, view of Victoria Harbour on reverse, (Pick 71a), good fine, toning at left, key date of the series and rare



WWW.SPINK.COM

628The Chartered Bank,lotof2x$100,nnodate(1961-1970), serial numbers Y/M 1361466 and 2408958, green, pink and multicoloured, key at top left and right, view of Victoria Harbour on reverse, (Pick 71b), two different signature combinations, average fine (2)


629The Chartered Bank, $100, specimen, no date (1962-70), serial number Y/M 0000000, green, pink and multicoloured, keys left and right, coat of arms at left, reverse green, city skyline and sampan at centre,perforated‘SPECIMENOFNOVALUE’,(Pick 71s), almost uncirculated, ink annotations and previously mounted, unusual not to have the ‘SPECIMEN’ overprint.


630The Chartered Bank, consecutive trio of $100, (1962-1979), serial number Y/M 2286362 to 364, green, pink and multicolour, keys at top left and right, bank crest at centre, (Pick 71b), faint central fold, almost uncirculated and seldomly offered in a run of 3


631The Chartered Bank,$100, ND(1970-75), serial numberE094398,redandmulticolour,bankbuildingat left, arms at centre, watermark of helmeted warrior at right, reverse red, view of Hong kong harbour in f ield, (pick 76a), in PMG holder 64 choice uncirculated.



149

632T he Cha r t ere d Ba n k , $10 0 , 1977, s e r i a l number semi lucky number M300000, red and multicoloured, coat of arms at centre, bank buidling at left, watermark of helmeted warrior at right, reverse red, ferry terminal at centre, (Pick 76b), PMG 64EPQ Choice Uncirculated.


633Standard Chartered Bank, consecutive pair of $100, 1 January 1986, serial number AP977231-2,red on multicolour underprint, qilin at right, watermark of helmeted warrior at left, reverse red and pale green, coat of arms at centre, bank building at left, (pick 281b), both in PMG holder 65 EPQ, gem uncirculated.(2)


634Standard Chartered Bank, consecutive pair of $100, 1 January 2001, low serial number GZ000053-4,red on multicolour underprint, qilin at right, watermark of helmeted warrior at left, reverse red and pale green, f lower at centre, bank building at left, (pick 287d), both in PMG holder 66 EPQ, gem uncirculated.(2)

EstimateHK$600-800


WWW.SPINK.COM

635The Chartered Bank of India, Australia and China, $500, 1.8.1951, serial number Z/N 071324, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 59f), original about fine, fountain pen annotations on reverse, nice strong handsigned signatures


636The Chartered Bank of India, Australia and China, $500, 1.11.1952, serial number Z/N 122791, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 59f), original very fine, largely graffiti free, very clear and strong handsigned signatures, much better than usually encountered


637The Chartered Bank of India, Australia and China, $500, 14.12.1959, serial number Z/N 155944, green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured, junk boat at centre, (Pick 67), good fine, clear handsigned signatures



151

641The Chartered Bank,lotof4x$500,nodateand1977, 4 different signature combinations, (Pick 72b, 72c and 72d), good very fine to almost uncirculated, seldomly offered within a group and for the advance collection for signature combinations (4)


642The Chartered Bank,$500, ND(1975), serial nu mber Z / P 197259,Brow n on mult icolou r under pr int , a r ms at cent re, por t ra it at lef t , watermark at right, reverse brown on yellow, green and violet, junks at centre, (pick 72c), PMG 66 EPQ, rare.


638The Chartered Bank, $500, specimen, no date (1970-1975), green and multicoloured, bust of man at left, Royal Crest at centre, reverse brown, green and multicoloured,junkboatatcentre,‘SPECIMEN’and DLR seals in red, (Pick 72s), choice almost uncirculated.


639The Chartered Bank,$500, 1 January 1977, serial number Z/P 543740,green and multicolour, bust of man at left, bank crest at centre, watermark of a woman’s head at right, reverse brown and green, junk boats at centre, (Pick 72c), good fine.


640The Chartered Bank,$500, ND(1962-1975), serial number Z/N 656554,green and multicolour, bust of man at left, bank crest at centre, watermark of a woman’s head at right, reverse brown and green, junk boats at centre, (Pick 72c), original good very fine.



WWW.SPINK.COM

645Hong Kong, a group of seven notes including The Chartered Bank $10, 1961, $50(2), ND(1970-75) and The Hong Kong & Shanghai Banking Corporation $5(2), 1954 and 1956, $10(2), 1958 and 1959,red brown, blue, brown and green respectively, (Pick 70a, 75, 180a, 179A), original, mostly very fine.(7)


643The Chartered Bank,$500, 1 January 1982, serial number B997525, brown on multicolour underprint, phoenixatright,watermarkofhelmetedwarriorat left, reverse brown and pale blue, coat of arms at centre, bank building at left, (pick 80b), in PMG holder 67 EPQ, superb gem uncirculated.


644The Chartered Bank,$500, 1 January 1982, serial number B997527, brown on multicolour underprint, phoenixatright,watermarkofhelmetedwarriorat left, reverse brown and pale blue, coat of arms at centre, bank building at left, (pick 80b), in PMG holder 67 EPQ, superb gem uncirculated.


THE FRANK GOON COLLECTION OF

BANKNOTES OF BRITISH MALAYAINCLUDING

THE STRAITS SETTLEMENTS, MALAYA, BRITISH NORTH BORNEO, SARAWAK, BRUNEI, MALAYSIA AND SINGAPORE

2ND EDITION

Price: £95.00

WWW.SPINKBOOKS.COM


153

648Standard Chartered Bank, a set of $20, 50, 100, 500and1000,1July1997,allwithprefixAandsamelastthreedigits‘305’,orangeanddarkblue,violet and blue, red, brown, orange on multicolour underprint respectively, (pick 285-289),minor foxing, uncirculated.(5)


649Standard Chartered Bank, a lot of $500, 2003, $1000(2), 2002 and 2003, serial number ZZ247971, Z070077, ZZ246768, brown, orange on multicolour underpr int respectively,phoenix ,dragononobverse, (pick 290, 295, 294), very fine to extremely fine.(3)


646The Chartered Bank, type of the 1979 series, $10 to $1000, all dated 1979, apart from the $10 which is dated 1980, (Pick 77, 78, 79, 80 and 81), good very fine to extremely fine (5)


647The Chartered Bank, a set of $10, 1 January 1980, $50, 100, 500, 1000, 1 January 1982,green, blue, red, brown and orange on multicolour, (pick 77, 78, 79c, 80b, 81b), generally about extremely fine.(5)



WWW.SPINK.COM

A SPECTACULAR MERCANTILE BANK COLOUR TRIAL SPECIMEN $10 IN PMG 63NET

650Mercantile Bank of India,$10, colour trial in green, no date (but should be 1912 as the note has the Macdonald signature),green on yellow and green underprint, sampan, houses and bridge near lakeside at centre, reverse green and black, Mercury with winged helmet at centre, (Pick 236ct), PMG 63 NET, previously mounted and paper toned, very rare and has not been offered for a long time.


1935 MERCANTILE BANK $50 SPECIMEN IN PMG 65EPQ, AN ULTRA RARITY!

651Mercantile Bank of India,$50, specimen, 1935, brown and multicoloured, classical bust of a man at left, watermark at right, reverse brown and green, Chinese styled house at centre, hole punch cancelled, (Pick 240s), PMG 65EPQ Gem Uncirculated, very choice and rare.



155

652Mercantile Bank of India,$100, specimen, 1958, ed on orange and light blue underprint, houses below mountains at centre, reverse red and black, Mercury with winged helmet at centre, (Pick 242s), PMG 64 Choice Uncirculated, rare.


653Mercantile Bank Limited, $100, 1958, serial number 106418, red on orange and light blue underprint, houses below mountains at centre, reverse red and black, Mercury with winged helmet at centre, (Pick 242a), good fine, paper a bit toned, minor writing



WWW.SPINK.COM

654Mercantile Bank, $100, specimen, 1968, serial number A000000, red, green and blue, view of Hong Kong Island at centre, reverse red and yellow, Britannia holding at spear at centre, (Pick 244cs), good fine.


655Mercantile Bank Limited,$100, 5 October 1965, serial number A042650,red on light blue and green, view of Hong Kong Island at centre, reverse red and yellow, Britannia at centre, (pick 244b), about very fine and rare.


656Mercantile Bank, $100, specimen/proof, 1970, serial number A000000, red, green and blue, view of Hong Kong Island at centre, reverse red and yellow, Britannia holding at spear at centre, perforated ‘SPECIMENOFNOVALUE’,(Pick244cs),fine and unusual not to have ‘SPECIMEN’ overprinted.


657Mercantile Bank Limited, $100, 1973, serial number A967995, red, green and blue, view of Hong Kong Island at centre, reverse red and yellow, Britannia holding at spear at centre, (Pick 244e), about very fine


658Mercantile Bank,$100, 1 November 1973, serial number A913849,red and multicolour, view of Hong Kong at centre, reverse red, Britannia at centre, value at each corner, (Pick 244), about extremely fine.


659Mercantile Bank Limited, $100, 1974, serial number B382368, red and multicolour, Britannia holding a spear at left, (Pick 245), uncirculated


END OF SALE

TEL. HOME ______________________________________________ TEL. OFFICE ____________________________________________

FAX ____________________________________________________ E-MAIL ________________________________________________

SIGNATURE _______________________________________________ VAT NUMBER ___________________________________________

Please indicate the type of card: VISA MASTERCARD

PAYMENT MADE BY MASTERCARD OR VISA ARE SUBJECT TO A 3% FEE

CARD NO: START DATE: ISSUE NO: SECURITY CODE:

SIGNATURE EXPIRY DATE NAME (ON CREDIT CARD)

Please charge all purchases to my card

Do not charge my card. I will arrange to send payment. (Spink will only charge your card should you default on the payment terms agreed)

Please hold my purchased lots for collection Continued ...

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

– –

NAME ______________________________________________________

ADDRESS ____________________________________________________

____________________________________________________________

____________________________________________________________

POSTCODE ___________________________________________________

SALE TITLE DATE SALE No.

The Numismatic Collector’s Series Sale

I request Spink, without legal obligations of any kind on its part, to bid on the following Lots up to the price given below.I understand that if my bid is successful the Purchase Price will be the sum of the final bid and Buyer’s premium as a percentage of the final bid. The Rate of Premium is20% of the final hammer price of each lot. I understand Spink will pursue me for payment for any successful bid. In addition, I understand and consent that Spink mayshare my personal details relating to the default with other auction houses and live bidding platforms to protect themselves from such defaults.

All bids shall be treated as offers made on the Terms and Conditions for Buyers printed in the catalogue. I also understand that Spink provides the service of executingbids on behalf of clients for the convenience of clients and that Spink will not be held responsible for failing to execute bids. If identical commission bids are received forthe same Lot, the commission bid received first by Spink will take precedence. Please note that you will not be notified if the re are higher written bids received. Iunderstand Spink will pursue me for payment for any successful bid.

BIDDERS PLEASE NOTE OUR EXTENSION CLAUSES IN OUR TERMS AND CONDITIONS FOR BUYERSPLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN HONG KONG DOLLARS

YOU CAN ALSO BID IN REAL TIME ON SPINK LIVE. JUST VISIT WWW.SPINK.COM, REGISTER AND

SIGN UP FOR THE SALE.

4/F and 5/F, Hua Fu CommercialBuilding111 Queen’s Road WestSheung WanHong KongTel: +852 3952 3000Fax: +852 3952 3038

WRITTEN BIDS FORM

This form should be sent or faxed to theSpink auction office in advance of the sale.References for new clients should besupplied in good time to be taken upbefore the sale. Bids received later thanone hour before the start of the sale maynot be processed.

Lot Number(in numerical order)

Price Bid HK$(excluding Buyer’s Premium)





péáåâ=eh=NRMNT=é~ÖÉëWi~óçìí=N==NSLNOLNQ==NMWOO==m~ÖÉ=NVR

Saturday 14 November 2015at 10.00 a.m.

CSS19

PLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN HONG KONG DOLLARS

REFERENCES REQUIRED FOR CLIENTS NOT YET KNOWN TO SPINK

TRADE REFERENCES ________________________________________________________________________________________

BANK REFERENCES _____________________________________________________________________________________________________







DATE SALE NO.

Saturday 14 November 2015at 10.00 a.m.

CSS19

BIDDING INCREMENTSBidding generally opens below the low estimate and advances in the following order although the auctioneer may vary the biddingincrements during the course of the auction. The normal bidding increments are:

HK$100 to HK$2,000 by HK$100HK$2,000 to HK$3,000 by HK$200HK$3,000 to HK$5,000 by HK$200 or HK$300HK$5,000 to HK$10,000 by HK$500HK$10,000 to HK$20,000 by HK$1,000HK$20,000 to HK$30,000 by HK$2,000

HK$30,000 to HK$50,000 by HK$2,000 or HK$3,000HK$50,000 to HK$100,000 by HK$5,000HK$100,000 to HK$ 200,000 by HK$10,000HK$200,000 to HK$300,000 by HK$20,000 HK$300,000 to HK$500,000 by HK$20,000 or HK$30,000HK$500,000 and up at Auctioneer’s discretion

éÝłžŠZÉÜZkojkqZÝúˆËÞtáú¼Ðþ−ZkZZkpikliknZZkjtllZZãúˆËZksp

For more information, please contact Andrew Pattison:Tel: +44 (0)20 7563 4044 | Email: [email protected]

SPINK LONDON | 69 Southampton Row | Bloomsbury | London | WC1B 4ET

LONDON | NEW YORK | HONG KONG | SINGAPORE | LUGANO

#SPINK_AUCTIONS WWW.SPINK.COM

WORLD BANKNOTES8 DECEMBER 2015 | LONDON

Spink is delighted to be chosen by Bank of Scotland to auction this very special limited edition polymer £5 banknote. The edition has been specially designed for the charity BBC Children in Need. The design itself was chosen from around 4000 entries during a competition held by the Bank. Only 50 of these notes will be produced, 36 of which will be auctioned by Spink. Of these, 25 notes will bear the serial numbers PUDSEY01 to PUDSEY25. There will also be PUDSEY88, and XX888888, where the XX can be chosen by the successful bidder. The remaining four notes will have eight character serial numbers chosen by the successful bidder (subject to the Bank’s approval). Each of the lots will come with a presentation pack including a certificate of authenticity from the Bank.approval). Each of the lots will come with a presentation pack including a certificate of authenticity from the Bank.

For more information, please contact Andrew Pattison:Tel: +44 (0)20 7563 4044 | Email: [email protected]

SPINK LONDON | 69 Southampton Row | Bloomsbury | London | WC1B 4ET

LONDON | NEW YORK | HONG KONG | SINGAPORE | LUGANO

#SPINK_AUCTIONS WWW.SPINK.COM

WORLD BANKNOTES8 DECEMBER 2015 | LONDON

Spink is delighted to be chosen by Bank of Scotland to auction this very special limited edition polymer £5 banknote. The edition has been specially designed for the charity BBC Children in Need. The design itself was chosen from around 4000 entries during a competition held by the Bank. Only 50 of these notes will be produced, 36 of which will be auctioned by Spink. Of these, 25 notes will bear the serial numbers PUDSEY01 to PUDSEY25. There will also be PUDSEY88, and XX888888, where the XX can be chosen by the successful bidder. The remaining four notes will have eight character serial numbers chosen by the successful bidder (subject to the Bank’s approval). Each of the lots will come with a presentation pack including a certificate of authenticity from the Bank.approval). Each of the lots will come with a presentation pack including a certificate of authenticity from the Bank.

TERMS AND CONDITIONS FOR BUYERS These conditions set out the terms on which we (Spink China Limited of 4&5/F., Hua Fu Commercial Building, 111 Queen’s Road West, Hong Kong) contract with you (Buyer) either as agent on behalf of the Seller or as principal if we are the Seller. You should read these conditions carefully. 1 DEFINITIONS The following definitions in this condition apply in these conditions. Buyer’s Premium means the charge payable by you as a percentage of the Hammer Price, at the rates set out in clause 5.1 below; Certificate of Authenticity means a certificate issued by an Expert Committee confirming the authenticity of a Lot; Expert Committee means a committee of experts to whom a Lot may be sent for an extension in accordance with clause 3.4.3; Forgery means a Lot constituting an imitation originally conceived and executed as a whole with a fraudulent intention to deceive as to authorship, origin,

age, period, culture or source where the correct description as to such matters is not reflected by the description in the catalogue and which at the date of the auction had a value materially less than it would have had if it had been in accordance with the description in the catalogue. Accordingly, no Lot shall be capable of being a Forgery by reason of any damage and/or restoration work of any kind (including re-enamelling);

Hammer Price means the amount of the highest bid accepted by the auctioneer in relation to a Lot; Lot means any item deposited with us for sale at auction and, in particular, the item or items described against any lot number in any catalogue; Reserve the amount below which we agree with the Seller that the Lot cannot be sold; Seller means the owner of the Lot being sold by us; Spink Group Spink China Limited, Spink and Son Ltd, and our associated companies. 2 SPINK CHINA’S ROLE AS AGENT 2.1 All sales undertaken by us either at auction or privately are undertaken either as agent on behalf of the Seller or from time to time, as principal if we are the owner of the Lot. Please note that even if we are acting as agent on behalf of the Seller rather than as principal, we may have a financial interest in the Lot.

2.2 The contract for the sale of the Lot will be between you and the Seller. 3 BEFORE THE SALE 3.1 Examination of goods You are strongly advised to examine personally any goods in which you are interested, before the auction takes place. Condition reports are usually available on request. We provide no guarantee to you other than in relation to Forgeries, as set out in clause 5.10 of these Terms and Conditions. 3.2 Catalogue descriptions 3.2.1 Statements by us in the catalogue or condition report, or made orally or in writing elsewhere, regarding the authorship, origin, date, age, size, medium, attribution, genuineness, provenance, condition or estimated selling price of any Lot are merely statements of opinion, and are not to be relied on as statements of definitive fact. Catalogue and web illustrations are for guidance only, and should not be relied on either to determine the tone or colour of any item. No lot shall be rejected on the grounds of inaccurate reproduction. No lot illustrated in the catalogue and online shall be rejected on the grounds of cancellation, centring, margins, perforation or other characteristics apparent from the illustration. Catalogue illustrations are for guidance only, and should not be relied on either to determine the tone or colour of any item or to reveal imperfections. Estimates of the selling price should not be relied on as a statement that this price is either the price at which the Lot will sell or its value for any other purpose. 3.2.2 Many items are of an age or nature which precludes their being in perfect condition and some descriptions in the catalogue or given by way of condition report make reference to damage and/or restoration. We provide this information for guidance only and the absence of such a reference does not imply that an item is free from defects or restoration nor does a reference to particular defects imply the absence of any others. 3.2.3 Other than as set out in clause 5.8, and in the absence of fraud, neither the Seller nor we, nor any of our employees or agents, are responsible for the correctness of any statement as to the authorship, origin, date, age, attribution, genuineness or provenance of any Lot nor for any other errors of description or for any faults or defects in any Lot. Every person interested should exercise and rely on his own judgment as to such matters. 3.3 Your Responsibility You are responsible for satisfying yourself as to the condition of the goods and the matters referred to in the catalogue description. 3.4 Extensions – Stamps only 3.4.1 If you wish to obtain an expert opinion or Certificate of Authenticity on any Lot (other than a mixed lot or lot containing undescribed stamps) you must notify us in writing not less than forty-eight hours before the time fixed for the commencement of the first session of the auction. If accepted by us, such request shall have the same effect as notice of an intention to question the genuineness or description of the Lot for the purposes of clause 5.9 of these Terms and Conditions and the provisions of clause 5.9 shall apply accordingly.

3.4.2 Notice of a request for an expert opinion or Certificate of Authenticity must give the reason why such opinion is required and specify the identity of your proposed expert which will be subject to agreement by us. We reserve the right, at our discretion, to refuse a request for an expert opinion or Certificate of Authenticity including (without limitation) where the proposed expert is not known to us. 3.4.3 If we accept a request for an expert opinion or Certificate of Authenticity we will submit the Lot to the Expert Committee. You acknowledge and accept that the length of time taken by an Expert Committee to reach an opinion will vary depending on the circumstances and in any event is beyond our control. 3.4.4 We will not accept a request for an extension on account of condition. Any Lot described in the catalogue as having faults or defects may not be returned even if an expert opinion or Certificate of Authenticity cites other faults or defects not included in the catalogue description, other than in the case of a Forgery. 3.4.5 Should Spink China Limited accept a request for an extension under the foregoing provisions of this paragraph, the fact may be stated by the Auctioneer from the rostrum prior to the sale of the Lot. 3.4.6 It should be noted that any stamp accompanied by a Certificate of Authenticity is sold on the basis of that Certificate only and not on the basis of any other description or warranty as to authenticity. No request for an extension will be accepted on such a stamp and the return of such a stamp will not be accepted. 3.4.7 If you receive any correspondence from the Expert Committee in relation to the Lot, including but not limited to a Certificate of Authenticity, you must provide us with copies of such correspondence no later than 7 days after you receive such correspondence. 4 AT THE SALE 4.1 Refusal of admission Our sales usually take place on our own premises or premises over which we have control for the sale, and we have the right, exercisable at our complete discretion, to refuse admission to the premises or attendance at an auction. 4.2 Registration before bidding You must complete and sign a registration form and provide identification before making a bid at auction. Please be aware that we usually require buyers to undergo a credit check. If you have not bid successfully with Spink in the past, or you are registering with us for the first time, we reserve the right to require a deposit of up to 50% of the amount you intend to spend. Such deposit will be deducted from your invoice should you be successful. If you are unsuccessful at auction, your deposit will be returned by the same means it was paid to Spink. Some lots may be designated, prior to the auction, as “Premium lots”, which means a deposit may be required before placing a bid on the item for sale. Information will be posted on our website in such an event. 4.3 Bidding as Principal When making a bid (whether such bids are made in person or by way of telephone bids operated by Spink, commission or online or email bids), you will be deemed to be acting as principal and will be accepting personal liability, unless it has been agreed in writing, at the time of registration, that you are acting as agent on behalf of a third party buyer acceptable to us.

02/15

4.4 Commission Bids If you give us instructions to bid on your behalf, by using the form provided in our catalogues or via our website, we shall use reasonable endeavors to do so, provided these instructions are received not later than 24 hours before the auction. If we receive commission bids on a particular Lot for identical amounts, and at auction these bids are the highest bids for the Lot, it will be sold to the person whose bid was received first. Commission bids are undertaken subject to other commitments at the time of the sale, and the conduct of the auction may be such that we are unable to bid as requested. Since this is undertaken as a free service to prospective buyers on the terms stated, we cannot accept liability for failure to make a commission bid. You should therefore always attend personally if you wish to be certain of bidding. All commission bids should be sent to 4&5/F, Hua Fu Commercial Building, 111 Queen’s Road West, Hong Kong up till 24 hours prior to the sale. 4.5 On-line Bidding We offer internet services as a convenience to our clients. We will not be responsible for errors or failures to execute bids placed on the internet, including, without limitation, errors or failures caused by (i) a loss of internet connection by either party for whatever reason; (ii) a breakdown or problems with the online bidding software and/or (iii) a breakdown or problems with your internet connection, computer or system. Execution of on-line internet bids on www.spink.com and Spink Live is a free service undertaken subject to other commitments at the time of the auction and we do not accept liability for failing to execute an online internet bid or for errors or omissions in connection with this activity. Buyers who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. 4.6 Telephone Bids If you make arrangements with us not less than 24 hours before the sale, we shall use reasonable endeavors to contact you to enable you to participate in bidding by telephone, but in no circumstances will we be liable to either the Seller or you as a result of failure to do so. 4.7 Currency Converter At some auctions, a currency converter will be operated, based on the one month forward rates of exchange quoted to us by Bank of China or any other appropriate rate determined by us, at opening on the date of the auction. Bidding will take place in a currency determined by us, which is usually Hong Kong dollars for auctions held in Hong Kong. The currency converter is not always reliable, and errors may occur beyond our control either in the accuracy of the Lot number displayed on the converter, or the foreign currency equivalent of Hong Kong dollar bids. We shall not be liable to you for any loss suffered as a result of you following the currency converter. 4.8 Video images At some auctions there will be a video screen. Mistakes may occur in its operation, and we cannot be liable to you regarding either the correspondence of the image to the Lot being sold or the quality of the image as a reproduction of the original. 4.9 Bidding Increments Bidding generally opens below the low estimate and advances in the following order although the auctioneer may vary the bidding increments during the course of the auction. The normal bidding increments are: HK$100 to HK$2,000 by HK$100 HK$2,000 to HK$3,000 by HK$200 HK$3,000 to HK$5,000 by HK$200 or HK$300 HK$5,000 to HK$10,000 by HK$500 HK$10,000 to HK$20,000 by HK$1,000 HK$20,000 to HK$30,000 by HK$2,000 HK$30,000 to HK$50,000 by HK$2,000 or HK$3,000 HK$50,000 to HK$100,000 by HK$5,000 HK$100,000 to HK$ 200,000 by HK$10,000 HK$200,000 to HK$300,000 by HK$20,000 HK$300,000 to HK$500,000 by HK$20,000 or HK$30,000 HK$500,000 and up at Auctioneer’s discretion 4.10 Bidding by the Spink Group 4.10.1 We reserve the right to bid on Lots on the Seller’s behalf up to the amount of the Reserve (if any), which will never be above the low estimate printed in the auction catalogue. 4.10.2 The Spink Group reserves the right to bid on and purchase Lots as principal. 4.11 The Auctioneer’s Discretion The auctioneer has the right at his absolute discretion to refuse any bid to advance the bidding in such manner as he may decide to withdraw or divide any Lot, to combine any two or more Lots and, in the case of error or dispute, to put an item up for bidding again.

4.12 Successful Bid Subject to the auctioneer’s discretion, the striking of his hammer marks the acceptance of the highest bid, provided always that such bid is higher than the Reserve (where applicable), and the conclusion of a contract for sale between you and the Seller. 4.13 After Sale Arrangements If you enter into any private sale agreements for any Lot with the Seller within 60 days of the auction, we, as exclusive agents of the Seller reserve the right to charge you the applicable Buyer’s Premium in accordance with these Terms and Conditions, and the seller a commission in accordance with the terms of the seller’s agreement. 4.14 Return of Lot 4.14.1 Once your bid has been accepted for a Lot then you are liable to pay for that Lot in accordance with these Terms and Conditions. If there are any problems with a Lot then you must notify us within 7 days of receipt of the Lot, specifying the nature of the problem. We may then request that the Lot is returned to us for inspection. Save as set out in clause 5.8, the cancellation of the sale of any Lot and the refund of the corresponding purchase price is entirely at our sole discretion. We will not normally exercise that discretion if the Lot is not received by us in the same condition that it was in at the auction date. 4.14.2 No lot may be returned on account of condition if the condition was stated by a third party grading company (including, but not limited to PCGS, NGC, ANACS, ICG, PMG, WBG). 5 AFTER THE AUCTION 5.1 Buyer’s Premium In addition to the Hammer Price, you must pay us the Buyer’s Premium at a rate of 20% of the final Hammer price of each lot, a fee of 3% on the hammer price total for using the-saleroom.com and a fee for paying by credit card. 5.2 Payment 5.2.1 You must provide us with your full name and permanent address and, if so requested, details of the bank from which any payments to us will be made. You must pay the full amount due on your invoice within seven days after the date of the sale. This applies even if you wish to export the Lot and an export license is (or may be) required. 5.2.2 You will not acquire title to the Lot until all amounts due to us have been paid in full. This includes instances where special arrangements were made for release of Lot prior to full settlement. 5.2.3 Payment should be made in Hong Kong Dollars by one of the following methods: (i) Direct bank transfer to our account details of which are set out on the invoice. All bank charges shall be met by you. Please ensure that your client number is noted on the transfer. (ii) By cheque or bank draft made payable to Spink China Limited. Please note that the processing charges for payments made by cheques or bank drafts drawn on a non-Hong Kong bank shall be met by you. Please ensure that the remittance slip printed at the bottom of the invoice is enclosed with your payment. (iii) By Visa or Mastercard. A fee of 3% will be applied. By American Express, a fee of 4% will be applied. We are not responsible for any foreign exchange losses or charges that you may incur in connection with such card payments. 5.2.4 Payments should be made by the registered buyer and not by third parties, unless it has been agreed at the time of registration that you are acting as an agent on behalf of a third party. 5.3 Notification We are not able to notify successful bidders by telephone. While Invoices are sent out by mail after the auction we do not accept responsibility for notifying you of the result of your bid. You are requested to contact us by telephone or in person as soon as possible after the auction to obtain details of the outcome of your bids to avoid incurring charges for late payment. 5.4 Collection, Packing and Handling of Purchases 5.4.1 Unless specifically agreed to the contrary, we shall retain lots purchased until all amounts due to us, or to the Spink Group, have been paid in full. Buyers will be required to pay for their lots when they wish to take possession of the same, which must be within 7 days of the date of the sale, unless prior arrangements have been made with Spink. Without prior agreement, lots will not be released until cleared funds are received with regard to payments made by cheque.

5.4.2 Lots may be collected from 4&5/F, Hua Fu Commercial Building, 111 Queen’s Road West, Hong Kong. In the event where a cheque or bank draft payable to Spink China Limited has been presented to us, unless we specifically agree to the contrary, no Lots shall be released before the cheque or bank draft has cleared where such funds have been credited into our bank account. 5.4.3 A purchased Lot shall be at your risk in all respects from the time of collection or the expiry of seven days from the date of sale, whichever is sooner, and neither Spink China Limited nor its employees nor agents shall thereafter be liable for any loss or damage of any kind, whether caused by negligence or otherwise, while any Lot is in or under their respective custody or control. 5.4.4 If required our shipping department may arrange shipment as your agent. Although we may suggest carriers if specifically requested, our suggestions are made on the basis of our general experience of such parties in the past and we are not responsible to any person to whom we have made a recommendation for the acts or omissions of the third parties concerned. 5.4.5 We shall use all reasonable endeavors to take care when handling and packing a purchased Lot but remind you that after seven days or from the time of collection, whichever is sooner, the Lot is entirely at your risk. 5.4.6 It is the responsibility of the Buyer to be aware of any Import Duties that may be incurred upon importation to the final destination. Spink will not accept return of any package in order to avoid these duties. The onus is also on the Buyer to be aware of any Customs import restrictions that prohibit the importation of certain collectibles. Spink will not accept return of the Lot(s) under these circumstances. Spink will not accept responsibility for Lot(s) seized or destroyed by Customs. 5.4.7 If the Buyer requires delivery of the Lot to an address other than the invoice address this will be carried out at the discretion of Spink. 5.5 Remedies for non-payment or failure to collect purchases 5.5.1 If you fail to make payment within seven days of your stipulated payment date set out in your invoice, we shall be entitled to exercise one or more of the following rights or remedies: 5.5.1.1 to charge interest at the rate of 2% per month compound interest, calculated on a daily basis, from the date the full amount is due; 5.5.1.2 to set off against any amounts which the Spink Group may owe you in any other transaction the outstanding amount remaining unpaid by you; 5.5.1.3 we may keep hold of all or some of your Lots or other property in the possession of the Spink Group until you have paid all the amounts you owe us or the Spink Group, even if the unpaid amounts do not relate to those Lots or other property. Following fourteen days’ notice to you of the amount outstanding and remaining unpaid, the Spink Group shall have the right to arrange the sale of such Lots or other property. We shall apply the proceeds in discharge of the amount outstanding to us, and pay any balance to you; 5.5.1.4 where several amounts are owed by you to the Spink Group in respect of different transactions, to apply any amount paid to discharge any amount owed in respect of any particular transaction, whether or not you so direct; 5.5.1.5 to reject at any future auction any bids made by you or on your behalf or obtain a deposit from you before accepting any bids. 5.5.2 If you fail to make payment within thirty-five days, we shall in addition be entitled: 5.5.2.1 to cancel the sale of the Lot or any other item sold to you at the same or any other auction; 5.5.2.2 to arrange a resale of the Lot, publicly or privately, and, if this results in a lower price being obtained, claim the balance from you together with all reasonable costs including a 20% seller’s commission, expenses, damages, legal fees, commissions and premiums of whatever kind associated with both sales or otherwise, incurred in connection with your failure to make payment; or 5.5.2.3 when reselling the Lot, place a notice in our catalogue stating that you successfully purchased the Lot at auction but have subsequently failed to pay the Hammer Price of the Lot; or 5.5.2.4 take any other appropriate action as we deem fit. 5.6 Failure to collect Where purchases are not collected within fourteen days after the sale, whether or not payment has been made, you will be required to pay a storage charge of HKD 30 per item per day plus any additional handling cost that may apply. You will not be entitled to collect the Lot until all outstanding charges are met, together with payment of all other amounts due to us.

5.7 Use of Default Information If you fail to make payment for a Lot in accordance with these Terms and Conditions 5.7.1 we reserve the right to refuse you the right to make bids for any future auction irrespective of whether previous defaults have been settled; and 5.7.2 you consent to us disclosing details of such default to other auctioneers and live bidding platforms, which will include your name, address, nature of the default and the date of the default. Auctioneers or live bidding platforms who receive details of the default may rely on such information when deciding whether to enter into a transaction with you in the future. 5.8 Export License 5.8.1 You should always check whether an export licence is required before exporting. 5.8.2 Unless otherwise agreed by us in writing, the fact that you wish to apply for an export license does not affect your obligation to make payment within seven days nor our right to charge interest on late payment. 5.8.3 We will not be obliged to rescind a sale nor to refund any interest or other expenses incurred by you where payment is made by you despite the fact that an export license is required. 5.9 Refund in the case of Forgery 5.9.1 A sale will be cancelled, and the amount paid refunded to you if a Lot (other than a miscellaneous item not described in the catalogue) sold by us proves to have been a Forgery. We shall not however be obliged to refund any amounts if either (a) the catalogue description or saleroom notice at the auction date corresponded to the generally accepted opinion of scholars or experts at that time, or fairly indicated that there was a conflict of opinions, or (b) it can be demonstrated that the Lot is a Forgery only by means of either a scientific process not generally accepted for use until after publication of the catalogue or a process which at the date of the auction was unreasonably expensive or impracticable or likely to have caused damage to the Lot. Furthermore, you should note that this refund can be obtained only if the following conditions are met: 5.9.1.1 you must notify us in writing, within seven days of the auction date, that in your view the Lot concerned is a forgery; 5.9.1.2 you must then return the item to us within fourteen days, in the same condition as at the auction date; and 5.9.1.3 as soon as possible following return of the Lot, you must produce evidence satisfactory to us that the Lot is a Forgery and that you are able to transfer good title to us, free from any third party claims. 5.9.1.4 you must provide to us all evidence obtained by you that a Lot is a Forgery no later than 7 days after you receive such evidence. 5.9.2 In no circumstances shall we be required to pay you any more than the amount paid by you for the Lot concerned and you shall have no claim for interest. 5.9.3 The benefit of this guarantee is not capable of being transferred, and is solely for the benefit of the person to whom the original invoice was made out by us in respect of the Lot when sold and who, since the sale, has remained the owner of the Lot without disposing of any interest in it to any third party. 5.9.4 We shall be entitled to rely on any scientific or other process to establish that the Lot is not a Forgery, whether or not such process was used or in use at the date of the auction. 6 LIABILITY Nothing in these Terms and Conditions limits or excludes our liability for: 6.1 death or personal injury resulting from negligence; or 6.2 any damage or liability incurred by you as a result of our fraud or fraudulent misrepresentation. 7 USE OF YOUR PERSONAL INFORMATION 7.1 We will use the personal information you provide to us to: 7.1.1 process the bids you make on Lots (whether successful or otherwise) and other auction related services we provide; 7.1.2 process your payment relating to a successful purchase of a Lot;

7.1.3 arrange for delivery of any Lot you purchase, which will include passing your details to shipping providers and, on overseas deliveries, to customs where they make enquiries regarding the Lot; 7.1.4 inform you about similar products or services that we provide, but you may stop receiving these at any time by contacting us. 7.2 In accordance with clause 4.2, you agree that we may pass your information to credit reference agencies and that they may keep a record of any search that they do. 7.3 In accordance with clause 5.11, you agree that where you default on making payment for a Lot in accordance with these terms and conditions we may disclose details of such default to other auctioneers and live bidding platforms. 7.4 We are also working closely with third parties (including, for example, other auctioneers and live bidding platforms) and may receive information about you from them. 8 COPYRIGHT 8.1 We shall have the right (on a non-exclusive basis) to photograph, video or otherwise produce an image of the Lot. All rights in such an image will belong to us, and we shall have the right to use it in whatever way we see fit. 8.2 The copyright in all images, illustrations and written material relating to a Lot is and shall remain at all times our property and we shall have the right to use it in whatever way we see fit. You shall not use or allow anyone else to use such images, illustrations or written material without our prior written consent. 9 NOTICES All notices given under these Terms and Conditions may be served personally, sent by 1st class post, or faxed to the address given to the sender by the other party. Any notice sent by post will be deemed to have been received on the second working day after posting or, if the addressee is overseas, on the fifth working day after posting. Any notice sent by fax or served personally will be deemed to be delivered on the first working day following dispatch. 10 ADDITIONAL PROVISIONS 10.1 Limitation of Liability Subject to clause 6, we shall not be liable, whether in tort (including for negligence) or breach of statutory duty, contract, misrepresentation or otherwise for any:

10.1.1 loss of profits, loss of business, depletion of goodwill and/or similar losses, loss of anticipated savings, loss of goods, loss of contract, loss of use, loss of corruption of data or information; or 10.1.2 any special, indirect, consequential or pure economic loss, costs, damages, charges or expenses. 10.2 Severability If any part of these Terms and Condition is found by any court to be invalid, illegal or unenforceable, that part may be discounted and the rest of the conditions shall continue to be valid and enforceable to the fullest extent permitted by law. 10.3 Force majeure We shall have no liability to you if we are prevented from, or delayed in performing, our obligations under these Terms and Conditions or from carrying on our business by acts, events, omissions or accidents beyond our reasonable control, including (without limitation) strikes, lock-outs or other industrial disputes (whether involving our workforce or the workforce of any other party), failure of a utility service or transport network, act of God, war, riot, civil commotion, malicious damage, compliance with any law or governmental order, rule, regulation or direction, accident, breakdown of plant or machinery, fire, flood, storm or default of suppliers or subcontractors. 10.4 Waiver 10.4.1 A waiver of any right under these Terms and Conditions is only effective if it is in writing and it applies only to the circumstances for which it is given. No failure or delay by a party in exercising any right or remedy under these Terms and Conditions or by law shall constitute a waiver of that (or any other) right or remedy, nor preclude or restrict its further exercise. No single or partial exercise of such right or remedy shall preclude or restrict the further exercise of that (or any other) right or remedy. 10.4.2 Unless specifically provided otherwise, rights arising under these Terms and Conditions are cumulative and do not exclude rights provided by law. 10.5 Law and Jurisdiction 10.5.1 These Terms and Conditions and any dispute or claim arising out of or in connection with them or their subject matter, shall be governed by, and construed in accordance with Hong Kong laws. 10.5.2 The parties irrevocably agree that the courts of Hong Kong shall have non-exclusive jurisdiction to settle any dispute or claim that arises out of, or in connection with, Terms and Conditions or their subject matter.

買受人條款及條件

該等條件列載了本公司（Spink China Limited, 註冊地址為香港皇后大道西 111號 4及 5樓）作為賣方代理或賣方本人與閣下（買受人）訂立合約之條款，閣下應仔細閱讀。

1. 釋義

本文所載的以下釋義適用於該等條件。

買受人酬金指閣下應根據以下第 5.1條所載之費率，按落槌價支付的百分比；

真實性證書指由專家委員會發放，用於證明拍賣品真實性的證書；

專家委員會指由可根據第 3.4.3條對送達的拍賣品進行評估的專家組成的委員會；

贗品指構成模仿的拍賣品。贗品以欺騙為目的進行整體構思及製作，用以混淆作者、來歷、年代、時期、文化或來源等正確描述並未反映於圖錄當中的內

容，且於拍賣日的價值遠不及符合圖錄說明者。因此，拍賣品概不因任何破壞／或任何類型的修復工作（包括重新上釉）而被列為贗品；

落槌價指拍賣師落槌决定將拍賣品售予買受人的價格；

拍賣品指交予本公司拍賣的物品，尤其指任何圖錄內編有任何編號而加以說明的物品；

保留價指本公司與賣方協定的拍賣品最低售價；

賣方指由本公司出售的拍賣品的所有人；

Spink Group 指 Spink China Limited、Spink and Son Limited、及本公司之聯營公司；

2 SPINK CHINA作為代理的角色

2.1 本公司將作為賣方代理或不時作為拍賣品所有人本人，以拍賣或私人方

式進行所有售。請注意，即使作為賣方代理而非本人，本公司亦可於拍

賣品擁有財務利益。

2.2 拍賣品的出售合約將在閣下與賣方之間釐定。

3 出售前事宜

3.1 物品檢查

強烈建議閣下在拍賣開始前，親自對感興趣的物品進行檢查。品相報告

可經申請獲得。本公司並不向閣下提供除贗品（載於本條款及條件第

5.10條）外的任何擔保。

3.2 圖錄說明

3.2.1 本公司於圖錄或品相報告中就拍賣品作者、來歷、日期、年代質

地、歸屬、真實性、出處、保存情況、品相或估價等所做之表述，

或者於他處所做的任何口頭或書面表述僅為意見，不可依賴為確

定事實。圖錄及網上說明僅作參考用途，不應作為釐定任何物品

的色調或顏色之依據。不得以圖錄及網上影像不符為由拒絕成交。

亦不得以圖錄及網上影像消失，出現越界、重心偏離、存孔洞等

為由拒絕交。售價之預估不應理解為有關該價格是拍賣品將要出

售之價格或其用作任何其他用途之價值之表述。

3.2.2 許多物品因年代或性質原因而無法評為品相完整，且圖錄或品相

報告所示的部份說明乃參考破損及／或修復情況而定。本公司提

供該資料僅作說明用途，缺少該等資料並不意味著物品不存在瑕

疵或未經復，或者特定瑕疵之參考資料意味著物品並不存在任何

其他瑕疵。

3.2.3 除第 5.8條所載者以及不存在欺詐的情況外，賣方、本公司或本

公司任何員工或代理概不就任何有關拍賣品作者、來歷、日期、

年代、歸屬、真實性或保存情況之表述的準確性，或者拍賣品的

任何其他說明錯誤或任何瑕疵承擔任何責任。本條款不含任何形

式的擔保。任何有興趣競價人士應以其自身判斷為準則。

3.3 閣下之責任

閣下有責任了解物品之品相以及圖錄說明中提述之事宜。

3.4 評估—僅限於郵票

3.4.1 倘閣下希望獲得任何拍賣（不包括混合拍賣品或包含未加說明的

郵票的拍賣品）的專家意見或真實性證書，閣下須在拍賣會第一

部份開始的預定時間前 48 小時內向本公司發出書面通知。倘本

公司接受，該等申請將具有與因本條款及條件第 5.9 條起見，對

拍賣品之真實性或說明提出質疑的意向通知書相同之效力，第

5.9條之條文將隨之生效。

3.4.2 申請提供專家意見或真實性證書之通知，說明需要該等意見之

原因以及閣下舉薦的專家（須經本公司同意）之身份。唯當(但不

限於)閣下舉薦的專家不為本公司所認識時, 本公司有權拒絕任何

提供專家意見或真實性證書之申請。

3.4.3 本公司將在接受提供專家意見或真實性證書之申請后，向專家委

員會提交相關拍賣品。閣下當理解並接受專家委員會評審所需之

時間當因情況而定。

3.4.4 本公司不接受以品相為由提出的評估申請。目錄已說明存在瑕疵

的任何拍賣品（即使專家意見或真實性證書列舉出未包含予目錄

說明的其他瑕疵）,除贗品以外,或不可退貨。

3.4.5 倘 Spink China Limited 根据本段的上述條文接受評估申請，相

關事實或由拍賣師於相關拍賣品出售前在拍賣台上聲明

3.4.6 請注意，對於隨附真實性證書的任何郵票，出售的基礎僅為相關

證書，而非任何其他相關的真實性說明或擔保。該等郵票不接受

任何評估申請，亦不接受退貨。

3.4.7 如果閣下從專家委員會收到任何關於拍賣品的信件(不限於真實性

證書)，您必須在收到信件後七天內向本公司提供該信件副本。

4 出售時之事宜

4.1 拒絕進入

本公司所舉辦之銷售活動常于本公司或經本公司管理之物業內進行, 本

公司有權酌情拒絕任何人參加拍賣活動或進入拍賣現場。

4.2 競投前登記

閣下須在拍賣會上競投前，憑有效身份明填寫並簽署一份登記表。請留

意，本公司一般會要求買受人接受信用審核。倘閣下從未于 Spink 成功

競買, 或是第一次於本公司登記，本公司有權向閣下收取不多於閣下欲

消費之金額的百分之五十為保證金。倘閣下成功競買, 此保證金將於發票

金額內扣除。倘閣下未能成功競買, 則此保證金將悉數以繳付時同樣方式

返還閣下。當某些拍賣品在拍賣會前被定義為“高估價拍賣品”時, 競買

人需要在拍賣開始前繳付保證金。“高估價拍賣品” 之資料會在拍賣會

前於本公司網站公佈。

4.3 本人競投

除非在登記時已通過書面協議協定，閣下為本公司可接受的第三方買受

人之代理，否則不管閣下以親身, 電話, 委託, 在線或電郵等何種型式競

投, 閣下將被視為競投人本人並承擔個人責任。

4.4 委託競投

倘閣下透過使用本公司圖錄提供的表格或登錄本公司網站向本公司下達

代閣下競投之指令，本公司將盡一切合理努力為閣下競投，惟該等指令

須在拍賣前 24小時之內被接獲。倘本公司獲委託以同等金額競投某件拍

賣品，且在拍賣過程中該競價為最高價，則該拍賣品將被售予競投指令

被首先接獲者。委託競投受銷售時的其他約定規限，且本公司可能無法

按閣下要求的方式競投。由於競投屬於根據已列明條款向潛在買受人提

供的無償服務，本公司不會就未能執行委託競投承擔責任。因此，倘閣

下希望保證競投的確定性，閣下應親自出席。所有委託競投應在出售前

24小時內寄往本公司。

4.5 在線競投

為方便客戶，本公司提供互聯網服務。本公司不會對網上競投產生的錯

誤或無法競投承擔責任，包括（但不限於）由

(i)各方因任何原因導致的網絡鏈接失敗；(ii)在線競投軟件出現故障或問

題及／或 (iii)閣下的網絡鏈接、電腦或系統出現故障或問題，所導致的

錯誤或失敗。執行在線網絡競投屬於無償服務，且受拍賣時的其他約定

規限，故本公司不會就未能執行在線網絡競投或與此相關的錯誤或紕漏

負責。對通過 the saleroom.com 成功競買之客戶, 本公司將額外收取落槌

價 3%手續費用。

4.6 電話競投

倘閣下在出售前 24小時之內與本公司訂立協議，本公司將盡一切合理努

力聯繫閣下以使閣下能通過電話參與競投，惟本公司在任何情況下概不

就未能聯繫到閣下進行電話競投向賣方或閣下承擔責任。

4.7 貨幣兌換工具

部份拍賣會會於拍賣當日運行貨幣兌換工具。該等工具以中國銀行向本

公司所報的 1 個月遠期匯率，或由本公司當天釐定的任何其他適用匯率

為基準。競投將按本公司釐定的貨幣結算，於香港舉行的拍賣通常以港

幣結算。然而，該貨幣兌換工具未必一定可靠，且在準確顯示拍賣品編

號或港幣競價的等值外幣方面，可能出現本公司無法控制之錯誤。本公

司概不就閣下因遵循該兌換工具而遭受的任何損失承擔責任。 02/15

4.8 視頻圖像

部份拍賣會將安裝顯示屏。顯示屏在運行時可能發生錯誤，惟本公司無

法就圖像與所出售拍賣品一致或作為原作復制品之圖像質量承擔責任。

4.9 競價階梯

開拍價一般低於估價下限，隨后按下列順序加價，惟拍賣師會在拍賣

過程中改變競價階梯。常見的競價階梯為：

100港元至 2,000港元, 每次增加 100港元

2,000港元至 3,000港元, 每次增加 200港元

3,000港元至 5,000港元, 每次增加 200／300港元

5,000港元至 10,000港元, 每次增加 500港元

10,000港元至 20,000港元, 每次增加 1,000港元

20,000港元至 30,000港元, 每次增加 2,000港元

30,000港元至 50,000港元, 每次增加 2,000/ 3,000港元

50,000港元至 100,000港元, 每次增加 5,000港元

100,000港元至 200,000港元, 每次增加 10,000港元

200,000港元至 300,000港元, 每次增加 20,000港元

300,000港元至 500,000港元, 每次增加 20,000/ 30,000港元

500,000港元至 1,000,000港元, 每次增加 50,000港元

4.10 由 Spink Group競投

4.10.1 本公司保留代表賣方以不超過保留價（永遠不會高於拍賣圖錄所

示之估價下限）金額（如有）之競價競投拍賣品之權利。

4.10.2 Spink Group保留本人競投及購買拍賣品之權利。

4.11 拍賣師之酌情權拍賣師可全權拒絕任何競投，並以其決定之方式撤銷或

分拆任何拍賣品、合併兩個（或以上）拍賣品以及在出現錯誤或爭議時

重新拍賣。

4.12 競投成功

倘競價總是高於保留價（如適用），拍賣師酌情落槌時即表示接受最高競

價以及閣下與賣方之間的銷售合約達成。

4.13 售後安排

倘閣下在拍賣後的 60日內就任何拍賣品與賣方訂立任何私人銷售協議，

本公司作為賣方的獨家代理，保留根據本條款及條件向閣下收取適用之

買受人酬金及根據賣方協議之條款向賣方收取佣金之權利。

4.14 退貨

當閣下的競價被接納並成功競投，閣下需根據本條款及條件支付相關貨

款及費用。若商品出現任何問題而閣下欲安排退貨，則閣下必須自收貨

起七天內聯絡本公司，清楚闡明問題之詳細，本公司或要求閣下將商品

送返以作檢查。根據第 5.8 條，是否取消銷售並退回該商品貨款將由本

公司酌情決定。一般而言，若閣下未能將與拍賣日品相相同的物品退還

予本公司，本公司將不接受顧客的退貨及退換。

5. 拍賣後事宜

5.1 買受人酬金

除落槌價外，閣下須按各拍賣品的最終落槌價向本公司支付 20%的買受

人酬金。若通過 the-saleroom.com 成功競買時落槌價之額外 3%手續費用，

以及以信用卡結帳時之額外行政費用。

5.2 付款

5.2.1 閣下須向本公司提供閣下之全名及固定地址，並在要求時提供向本

公司付款的銀行之詳情。閣下須在出售日期后的七日內全數支付發

票金額。本條文在閣下擬出口拍賣品，且需要（或可能需要）提供

出口許可證時仍然適用。

5.2.2 在未將所有應付款項全數支付予本公司之前，閣下將不會獲得拍賣

品之所有權，即使本公司已將拍賣品讓與閣下。

5.2.3 付款應按以下方式之一以港幣進行：

i. 由銀行直接匯至本公司賬戶，詳情載於發票。閣下將承擔所有

的銀行相關開支。請確保閣下之客戶編號已列於匯款單。

ii 使用支票或銀行匯票向 Spin China Limited 付款。請留意在非香

港銀行簽發支票或銀行匯票的手續費將由閣下承擔。請確保隨

附付印於發票底部的匯款憑條。

iii. 若使用 Visa 或萬事達咭付款，閣下須支付 3%的行政費; 若使用

美國運通信用咭付款，閣下須支付 4%的行政費。請留意所有美

國運通信用咭付款均將在本公司的倫敦辦事處以英鎊進行。本

公司對閣下

因使用信用咭付款而產生的任何外匯虧損或費用概不負責。

5.2.4 除登記時已為閣下作為第三方人士代理人之身份達成協定外，貨

款應由已登記之受買人而非第三方付。

5.3 通知

本公司無法以電話通知成功的競投方。儘管發票將在拍賣會結束后寄出，

惟本公司並不承擔將閣下之競投結果知會予閣下之責任。閣下應於拍賣

後盡早親身或致電聯絡本公司查詢閣下競投之結果，以免承擔因付款延

誤而產生之費用。

5.4 提貨

5.4.1 除非經特別指明，否則本公司（或 Spink Group）在收到全額付款

前之前將保留已出售拍賣品。買受人需於接收拍賣品時全數支付

所有費用，除非在拍賣前已與本公司達成特別協定，買受人需於

拍賣起七天內完成交易。拍賣品只於所有款項全數入賬後方能發

貨。

5.4.2 拍賣品可於拍賣會結束後在本公司領取。在向本公司出示以 Spink

China Limited為收款人的支票或銀行匯票時，除非本公司特別指明，

否則在支票或銀行匯票結清並將款項匯至本公司銀行賬戶前，本

公司仍將保留拍賣品。

5.4.3 閣下將自領取時間起或自出售當日起計的七天屆滿時(以兩者之較

早者為準），承擔拍賣品相關的任何風險；Spink China Limited及其

僱員及代理概不對拍賣品在其各自的保管或控制期間，由疏忽或

其他原因引起的任何丟失或破壞承擔責任。

5.4.4 如有需要，本公司之運輸部可作為代理人為閣下安排貨運。如經

特別申請，本公司亦會推薦承運商，惟該等推薦乃基於相關承運

商的整體過往經驗而作出，本公司不會就相關第三方的行本公司

將盡一切合理努力謹慎處理，但請緊記，為或遺漏向本公司作出

推薦的任何人負責。

5.4.5 裝卸和包裝商品時，自領取時間起或自出售當日起計的七天屆滿

時(以兩者之較早者為準)，與拍賣品相關的任何風險乃由閣下承擔。

5.4.6 買受人有責任瞭解商品被進口到最終目的地時，海關有可能就該

次進口徵收關稅。Spink 不接受以避免關稅為由要求返運。買受人

亦有責任理解各地海關有不同限制禁止某類收藏品進口。Spink 既

不就上述情況退貨,亦不就商品被海關沒收或銷毀負責。

5.4.7 若買受人要求商品被送到發票上列印的地址以外的地點， Spink將

酌情處理閣下的申請。

5.5 未能付款或提貨之補救措施

5.5. 1 倘閣下未能於發票規定日期結束後的七日內付款，本公司有權行

使以下一項或多項權利或補救措施：

5.5.1.1 自全額款項到期日起，以每日 2% 的月度複合利率計收利

息；

5.5.1.2 以閣下仍未支付的款項抵銷 Spink Group 在任何其他交易中

結欠閣下之款項；

5.5.1.3 本公司或令 Spink Group 扣留閣下的所有或部份拍賣品或其

他財物，直至閣下結清拖欠本公司或 Spink Group 的所有款

項，即使欠款與該等拍賣品或其他財物無關。在本公司發

出催繳欠款通知的 14日後，Spink Group有權出售該等拍賣

品或其他財物。本公司會將所得款項用於結清閣下拖欠本

公司之款項，餘額將退還予閣下；

5.5.1.4 不論閣下是否同意，倘閣下因不同交易而拖欠 Spink Group

數筆款項，已付款將用於償付任何特定交易之欠款；

5.5.1.5 在未來的拍賣會上拒絕接受閣下作出或代閣下作出的任何

競投，或在接受閣下的競投前收取保證金。

5.5.2 倘閣下未能在 35日內付款，本公司還有權：

5.5.2.1 撤銷在同一或其他拍賣會上出售予閣下的拍賣品或任何其

他物品；

5.5.2.2 重新安排公開或私下出售拍賣品，倘售價低於原先的價格，

本公司將向閣下追償餘款及所有合理開支，包括 20%的賣

方佣金、費用、賠償、訴訟費、酬金以及各類出售相關費

用或因閣下未能付款而引發的其他費用；或

5.5.2.3當拍賣品重新拍賣，在拍賣目錄刊出閣下為前成功競投者，

但未能付款；或

5.5.2.4 採取其他本公司認為合適的行動。

5.6 未能提貨

倘貨物於出售後 14 日內仍未領取（無論是否已經付款），閣下須按每件

貨物每日 30港元之費率支付儲存費，外加任何

可能適用的處理費。在結清所有費用以及拖欠本公司的任何其他款項之

前，閣下無權領取拍賣品。

5.7 壞賬記錄

倘若閣下未能根據本條款及條件支付任何拍賣品

5.7.1 無論欠款已償還與否，本公司有權拒絕閣下繼續參與任何本公司

舉辦的拍賣會; 並

5.7.2 閣下同意本公司向其他拍賣公司或網絡競投平臺披露閣下的壞賬

記錄,當中包括閣下姓名、住址、結欠性質和欠款日期。拍賣公司

或其他網絡競投平臺將根據有關的壞賬記錄決定是否接受閣下的

競投。

5.8 出口許可證

5.8.1 貨物出口前，閣下須檢查是否需要出口許可證。

5.8.2 除非經本公司書面批準，否則申請出口許可證不會對閣下於 7 日

內本公司付款之責任，以及本公司向閣下收取延期付款的利息之

權利產生影響。

5.8.3 除非經本公司書面批準，否則申請出口許可證不會對閣下於 7 日

內本公司付款之責任，以及本公司向閣下收取延期付款的利息之

權利產生影響。本公司無撤銷出售，或者退還閣下付款之利息或

期間觸發的其他開支(即使需申請出口許可證)之責任。

5.9 贗品之退款

5.9.1 倘本公司出售之拍賣品（而非圖錄中並無說明的混合物品）被證

實為贗品，本公司將撤銷出售並向閣下退還閣下已支付之款項。

在下列任何情況下，本公司概不負責退還任何款項 (a）倘拍賣日

之圖錄說明或展廳通告符合當時學者或專家普遍接受的意見，或

已清楚表明此類意見有爭議；或（b）只能用科學方法證明該拍賣

品為贋品，而該科學方法是在拍賣品圖錄出版後才被普遍使用；

或僅能用某種方法證明該拍賣品為贋品，而該種方法的使用費用

昂貴、不合實際或可能對拍賣品造成損害。此外，閣下應注意，

滿足下述條件後方可獲得退款：

5.9.1.1 閣下須於拍賣日起計的七日內書面通知本公司閣下認為相

關拍賣品為贗品；

5.9.1.2 閣下須於十四日內將與拍賣日品相相同的物品退還予本公

司；及

5.9.1.3 退還拍賣品後，閣下須盡快提供符合本公司要求的證

據，以證明相關拍賣品為贗品以及閣下有能力在免於任

何第三方申索的情況下，將物品所有權轉讓予本公司。

5.9.1.4 閣下須在取得證據後七日內向本公司提供該等證據，以證

明相關拍賣品為贋品。

5.9.2 在任何情況下，閣下要求本公司就相關拍賣品向閣下支付的金額

不得超過閣下實際支付的金額，且閣下無權要求支付利息。

5.9.3 本擔保之利益不能轉讓，且僅面向本公司於相關拍賣品出售時向

其開立原始發票，以及出售後一直為相關拍賣品之所有人，且無

向任何第三方出售該拍賣品任何權益之人士。

5.9.4 本公司有權依賴任何科學方法或其他方法證明相關拍賣品非贗品，

不論該方法於拍賣日是否已經使用或正在使用。

6 責任

此項免責聲明不會在任何方面免除或限制該等責任:

6.1 因本公司的疏忽所產生的人身傷亡; 或

6.2 因本公司的欺詐行為或失實陳述而產生的任何損害或責任。

7 收集個人資料之用途 7.1 閣下提供的個人資料將會用於：

7.1.1 競投拍賣品(無論成功與否)和其他本公司提供的拍賣相關服務；;

7.1.2 支付成功競取的拍賣品；

7.1.3 寄送拍賣品；當相關機構（包括速遞公司、海關）向本公司查詢

有關拍賣品的事宜，閣下的個人資料將會被適度披露；;

7.1.4 通知閣下有關本公司提供的相關產品和服務，閣下可以隨時通知

本公司取消相關服務。

7.2 根據條款4.2，閣下同意本公司向信貸資料營運商披露您的個人資料，它

們可能保留相關記錄.

7.3 根據條款5.11，倘若閣下拖欠本公司任何款項而拒絕付款，您同意本公

司向其他拍賣公司或網絡競投平台披露有關的壞賬信息。

7.4 本公司亦將與第三方（包括其他拍賣公司或網絡競投平台等）保持緊密

聯繫，並可能向它們收集有關閣下的資料。

8 版權

8.1 本公司有權（根據非專有基準）對拍賣品進行拍照、拍攝或以其他方法

製作相關拍賣品之影像。該等影像相關的所有權利均歸本公司所有，本

公司有權以本公司認為恰當之任何方式使用該權利。

8.2 本公司擁有並始終擁有拍賣品相關的所有影像、插圖以及書面材料之版

權，並有權以本公司認為恰當的任何方式使用該版權。未事先徵得本公

司書面批準之前，閣下不得使用或允許任何他人使用該等影像、插圖以

及書面材料。

9 通告

根據本條款及條件發出的所有通告將由專人以一等郵件郵寄或傳真至由另一方

向寄件人提供的地址。任何通過郵寄發出的通告將被視為已於郵寄後的第二個

工作日收取；倘地址位於海外，則為郵寄後的第五個工作日。任何傳真或由專

人送達之通告將被視為已於發出後首個工作日到達。

10 附加條文

10.1 不管是否涉及侵權行為（包括過失），違反法定義務，合同失實陳述，或

其他原因, 本公司一概不承擔以下責任：

10.1.1 利潤損失，業務損失，商譽損毁和/或類似的損失，失去預期積

蓄，貨物，合同，使用權，數據或信息; 或

10.1.2 任何特殊，間接，連帶或純經濟損失，成本，損害，費用或開

支。

10.2 可分割性

倘本條款及條件的任何部份被任何法庭視為無效、不合法或不可强制執

行，其他部份則在法律允許的範圍內維持有效，各方須遵守執行。

10.3 不可抗力

倘本公司因行動、事件、不作為或本公司無法控制之事故，包括（但不

限於）罷工、閉廠或其他行業糾紛（不論是否涉及本公司員工或任何其

他方員工）、公共服務或運輸網絡癱瘓、天災、戰爭、暴動、內亂、惡意

損壞、遵守任何法律或政府命令、規定或指示、事故、廠房或機械故障、

火災、洪災、風暴或供應商或分包商違約而無法履行或遞延履行本公司

根據本條款及條件所承擔之責任或無法繼續營業，本公司對閣下不承擔

任何責任。

10.4 豁免權利

10.4.1 本條款及條件規定的任何權利之豁免僅在其以書面形式列載，

並僅適用於所列情況時方為有效。一方未能行使或延遲行使本

條款及條件或法律所規定的任何權利或補救措施，不構成該等

(或任何其他）權利或補救措施之豁免，亦不排除或限制進一步

行使相關權利或補救措施。行使單項或部份該等權利或補救措

施並不排除或限制該等（或任何其他）權利或補救措施的進一

步行使。

10.4.2 除另有說明外，本條款及條件產生之權利乃為累積，且不排除

法律所規定之權利。

10.5 法律及司法管轄區

10.5.1 本條款及條件以及任何因其或其客體產生或與之相關的任何糾

紛或申索，將受香港法律規限，并根據香港法律解釋。

10.5.2 各方同意，香港法院擁有解決任何因本條款及條件或其客體產

生，或與之有關的糾紛或申索的非專有司法管轄。

10.6 本條款及條件以英文版本為准

該等條款及條件的英文版本與中文版本之間若有歧義之處，概以英文版

本為准。

SALE CALENDAR 2015/ 2016

STAMPS31 October The Philatelic Collector's Series Sale Hong Kong CSS14

18 November The Charles W. Adams Collection of United States and Canada New York 152

18/19 November The Philatelic Collector's Series Sale New York 153

25/26 November The Philatelic Collector's Series Sale, featuring the John Sussex Collection of South West Africa,1880-1928 London 15046

27 November Great Britain Stamps and Postal History London 15045

10 December Bermuda from the Vestey Collection London 15047

16 December The Philatelic Collector's Series Sale Lugano SW1018

17 January Meiso Mizuhara, The Exhibition Collection, China Customs Post Hong Kong 16012

17 January Fine Stamps and Covers of China and Hong Kong Hong Kong 16013

27/28 January The Philatelic Collector's Series Sale London 16010

April/May The Pre-New York 2016 Collector’s Series Sale New York 154

June The Jose Castillejo Collection of Guatemala, 1871-86 New York 155

COINS14 November The Numismatic Collector's Series Sale Hong Kong CSS19

2 December Celtic Coins from the Geoff Cottam Collection London 15049

2/3 December Ancient, British & Foreign Coins and Commemorative Medals London 15007



22 March The Dr Paul Broughton Collection of English Hammered Gold Coins London 16014

22/23 March Ancient, British & Foreign Coins and Commemorative Medals London 16004

BANKNOTES14 November The Numismatic Collector's Series Sale Hong Kong CSS19

8 December World Banknotes London 15048



12/13/14 April World Banknotes London 16008

MEDALS19 November Orders, Decorations, Campaign Medals & Militaria London 15003

11/12 January The Numismatic Collector's Series Sale featuring The Liberty Collection of Medals and Artefacts New York 323

Relating to the 1916 Easter Rising and Ireland's Fight for Independence

21 April Orders, Decorations, Campaign Medals & Militaria London 16001

BONDS & SHARES14 November The Numismatic Collector's Series Sale Hong Kong CSS19

20 November Bonds & Share Certificates of the World London 15019

16 Decemebr Bonds & Share Certificates of the World Lugano SW1017



27 May Bonds & Share Certificates of the World London 16012

AUTOGRAPHS11/12 January The Numismatic Collector's Series Sale New York 323

WINES3 December Whisky, Cognac and Other Spirits Hong Kong SFW17

15 January Whisky, Cognac and Other Spirits Hong Kong SFW18

The above sale dates are subject to change.____________________________

Spink offers the following services:Valuation for insurance and probate for individual items or whole collections.

GROUP CHAIRMAN AND CEO Olivier D. Stocker

YOUR SPECIALISTS

STAMPS UK – Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup Neill Granger

Paul Mathews Dominic Savastano Tom Smith Ian Shapiro (Consultant) USA – George Eveleth Richard Debney Kimberlee Fuller

Europe – Guido Craveri Fernando Martínez China – Tommy Chau Doris Lo George Yue (Consultant)

COINS UK - Richard Bishop Tim Robson Jon Mann Lawrence Sinclair Barbara Mears John Pett

USA – Greg Cole Stephen Goldsmith (Special Consultant) China – Kin Choi Cheung Paul Pei Po Chow

BANKNOTES UK – Barnaby Faull Andrew Pattison Monica Kruber Thomasina Smith

USA – Greg Cole Stephen Goldsmith (Special Consultant) China – Kelvin Cheung Paul Pei Po Chow

ORDERS, DECORATIONS, MEDALS & MILITARIA UK – Mark Quayle Oliver Pepys John Hayward

BONDS & SHARES UK – Mike Veissid (Consultant) Andrew Pattison Thomasina Smith

USA – Greg Cole Europe – Peter Christen China – Kelvin Cheung

BOOKS UK – Philip Skingley Jennifer Mulholland Nik von Uexkull

AUTOGRAPHS USA – Greg Cole Stephen Goldsmith (Special Consultant)

WINES China – Guillaume Willk-Fabia Angie Ihlo Fung

YOUR EUROPE TEAM (LONDON – LUGANO)

Directors Tim Hirsch Anthony Spink

Auction & Client Management Team Mira Adusei-Poku Grace Hawkins Rita Ariete Dora Szigeti Tatyana Boyadzhieva Nik von Uexkull

John Winchcombe Tom Mathews Maurizio Schenini Finance

Alison Bennet Marco Fiori Mina Bhagat Dennis Muriu Hemel Thakore Veronica Morris IT & Administration

Berdia Qamarauli Michael Addo Liz Cones Curlene Spencer Tom Robinson Cristina Dugoni Giacomo Canzi

YOUR AMERICA TEAM (NEW YORK) Managing Director

Charles Blane Auction Administration and Marketing & Design

Amit Ramprashad Kimberlee Fuller Finance & Administration

Aleena Nieves Auctioneers

Stephen Goldsmith

YOUR ASIA TEAM (HONG KONG – SINGAPORE) Administration

Angie Ihlo Fung Newton Tsang Sue Pui Arthur Chan Doris Lo Gary Tan

日本での弊社オークションへの出品・参加に関してのお問い合わせ Ken Imase [email protected]

© C

op

yri

ght

20

15

TH

E N

UM

ISM

AT

IC C

OL

LE

CT

OR

’S S

ER

IES

|14

NO

VE

MB

ER

2015|

| H

ON

G K

ON

G

HK$250

14 NOVEMBER 2015

HONG KONG

STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

4/F, Hua Fu Commercial Building, 111 Queen’s Road West, Hong KongTelephone +852 3952 3000 Fax +852 3952 3038 E-mail [email protected]

WWW.SPINK.COM

THE NUMISMATIC COLLECTOR’S SERIES

css19 - the numismatic collector’s series

Documents