Copyright © 2013 Japan Securities Depository Center, Inc. All rights reserved.

Enhancement of CA Information ServicesImplementation of ISO 20022 　

17th ACG General MeetingOctober 2013

Japan Securities Depository Center, Inc.

Copyright © 2013 Japan Securities Depository Center, Inc. All rights reserved.

Current Japanese Corporate Actions Data Flow

2

Issuer

TSE JASDEC

Trading Participant, Sub-Custodian

[Tokyo Market Information]

Domestic Listed Companies

(No C

A Inform

ation

Coopera

tion)

Overseas Securities Company, Global Custodian

Editing/Processing

[TDnet]

Listed Companies　 on domestic

markets

[Target]

TSE Listed Companies

[JASDEC HP, Target,etc.]Domestic Listed Companies

Corporate Bonds, Investment Trusts, Foreign Stocks, Etc.

[CS

V ]

Web

, File

tran

sfe

r

Copyright © 2013 Japan Securities Depository Center, Inc. All rights reserved. 3

Issuer

Trading Participant, Sub-Custodian

Overseas Securities Company, Global Custodian

Promote change to STP

Starting in February 2014

TSE

[TDnet]

Listed Companies on domestic

markets

[Tokyo Market Information]

Domestic Listed CompaniesCorporate Bonds, Investment Trusts,

Foreign Stocks, Etc.

JASDEC

[Target]

TSE Listed Companies

・ Adoption of ISO20022・ Allow data-download of corporate bond, investment trust, foreign stock, etc. information

[JASDEC HP, Tagret,etc.]Domestic Listed Companies

Corporate Bonds, Investment Trusts, Foreign Stocks, Etc.

・ ISO Support・ Information Co-op

No ChangeNo ChangeNo Change

Copyright © 2013 Japan Securities Depository Center, Inc. All rights reserved.4

Main points of new system

1. Accommodation to International Standards– Adopting ISO20022 (domestic stock CA information)

• CA events are 19 (Covers all the equity CA for TSE listed domestic companies)

• Creation of 3 event codes to notify Japanese specific events

• Creation of 63 extensions to notify Japanese specific items

– Adding CA unique ID

– Reducing time and cost required for input or format conversion– Reducing the risk of misinterpretation

Copyright © 2013 Japan Securities Depository Center, Inc. All rights reserved.5

・ Domestic stocks (listed)

Reference data of:• Corporate bonds

• Investment trusts

• Bonds with subscription warrants

• Subscription warrants

• Foreign stocks (deposited in JASDEC)

Current Starting in February 2014

TMI (CA information service)

<Information via JASDEC HP/WAN>

・ Corporate bonds

・ Investment trusts

・ Bonds with subscription warrants

・ Subscription warrants

・ Foreign stocks

・ Domestic stocks (listed) (Additional information such as dividend amount paid

out from capital surplus, etc.)

2.Expansion of contents

Main points of new system (continued)

This will facilitate one-stop acquisition of basic information for domestic listed stocks and a diverse range of securities.

Copyright © 2013 Japan Securities Depository Center, Inc. All rights reserved.

Schedule

6