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    M.E. (E&TC) Review of High Frequency PLL

    Chapter 1

    Introduction

    1.1 Background:-Phase locked loops (PLLs) are an essential component in many wireline

    and wireless applications for clocking and frequency synthesis. The challenges

    of developing stable, low jitter clock sources become greater as the operating

    frequency is increased. With the integration of digital and analog circuits

    CMOS technologies are a preferred solution because of their documented high -

    frequency performance and well established manufacturing base.

    The generation of higher frequency clock signals continues to be driven

    by wireless applications and high - speed digital links. There is an advantage

    from a phase noise perspective to generate multiplied clock frequencies using a

    low - order multiple instead of the lager multiplication factors commonly used.

    This low multiplication factor requires that the components of the phase locked

    loop (PLL) be able to operate at higher frequencies.

    A phase locked loop, or more commonly abbreviated as PLL is basically

    a closed loop feedback system. The action of the PLL is to lock the output

    frequency and phase to the frequency and phase of an input signal. The input

    signal can be sinusoidal or digital. Phase locking is not a new principle.

    Synchronous reception of radio signals using PLL technique was described as

    early as in 1932. The implementation of PLL with discrete components involves

    circuits of considerable cost and complexity. For this reason, the use in the past

    has been limited to specialized measurements. The development of monolithic

    PLL now makes it highly economical as well as reliable.

    The early applications of PLL were the synchronous detection of radio

    signals. Starting in the 1960s' the NASA satellite programmers used the PLL

    technique to determine the frequency of the signals transmitted by satellite.

    However, there was an uncertainty of several kHz in the received signal due to

    oscillator drift and Doppler shift. The transmitted signal was of very narrow

    bandwidth, but because of the frequency drifts it was necessary that the receiver

    bandwidth be much wider, with a resultant increase in noise, as receiver noise

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    power is proportional to the bandwidth. However, the satellite communication

    system was improved by using a phase - locked loop to lock onto the

    transmitted frequency, and thus permit a much narrower bandwidth with much

    less output noise content.

    1.2 Relevance:-

    The digital phase - locked loop, DPLL, is a circuit that is used frequently

    in modern integrated circuit design.In fact, the PLL is used in communication

    system in two fundamentally different ways : (i) as a demodulator, where it is

    used to follow phase or frequency modulation, and (ii) to track a carrier or

    synchronizing signal which may vary in frequency with time. When operating

    as a demodulator, the PLL may be thought of as a matched filter operating as a

    coherent detector. When used to track a carrier, it may be thought of as a narrow

    - band filter for removing noise from a signal.

    This session presents current trends in PLLs that explore innovations in

    all optical and high frequency PLLs. A common theme in all high frequency

    PLLs to improve the locking range, gain, noise. Seven of the eight papers in this

    session address this issue as follows:

    1. This paper focused on locking range, noise, line width. The requirement

    for narrow linewidth lasers or short - loop propagation delay makes the

    realization of optical phase - lock loops using semiconductor lasers

    difficult.

    2. This paper focused on Gain, Optical Phase lock. This paper describes in-

    line optical phase sensitive amplifier (PSA) with a pump laser whose

    optical phase is locked to that of a randomly modulated signal by using

    an optical phase - lock loop (OPLL).

    3. This paper focused on SSB noise locking bandwidth. We report the first

    experimental demonstration of millimeter - wave modulated optical

    signal generation by an optical injection phase - lock loop.

    4. This paper focused on Phase Noise analysis.

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    5. This paper will present an investigation into the phase detector of a 27

    GHz phase - lock loop (PLL) clock multiplier using a 0.18 - m CMOS

    process.

    6. This paper focused SSB Noise density Locking range.

    1.3 Organization of seminar report:-

    This seminar report consists of Introduction, Literature survey, Review

    of high frequency PLL, Comparison table, Conclusion.

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    Chapter 2

    Literature Survey

    2.1 Digital Phase - Locked Loops:-

    The digital phase - locked loop, DPLL, is a circuit that is used frequently

    in modern integrated circuit design. Consider the waveform and block diagram

    of a communication system shown in Fig. 2.1 Digital data is loaded into the

    shift register at the transmitting end. The data is shifted out sequentially to the

    transmitter output driver. At the receiving end, where the data may be analog

    (and, thus, without well - defined amplitudes) after passing through the

    communication channel, the receiver amplifies and changes the data back into

    digital logic levels. The next logical step in this sequence is to shift the data

    back into a shift register at the receiver and process the received data. However,

    the absence of a clock signal makes this difficult. The DPLL performs the

    function of generating a clock signal which is locked or synchronized with the

    incoming signal. The generated clock signal of the receiver clocks the shift

    register and thus recovers the data. This application of a DPLL is often termed a

    clock - recovery circuit or bit synchronization circuit.

    Figure 2.1 Block diagram of a communication system using

    A DPLL for the generation of a clock signal.

    A more detailed picture of the incoming data and possible clock signals

    out of the DPLL are shown in Fig. 2.2. The possible clock signals are labeled

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    XOR clock and PFD (phase frequency detector) clock, corresponding to the

    type of phase detector (PD) used. For the XOR PD, the rising edge of the clock

    occurs in the center of the data, while for the PFD, the resting edge occurs at the

    beginning of the data. The phase of the clock signal is determined by the PD

    used.

    Figure 2.2 Data input to DPLL in lack and possible clock outputs using the

    XOR phase detector and PFD.

    A block diagram of a DPLL is shown in Fig. 2.3. The PD generates an

    output signal proportional to the time difference between the Data in and the

    divided down clock, dclock. This signal is filtered by a loop filter. The filtered

    signal, V is connected to the input of a voltage - controlled oscillator (VCO).

    Figure 2.3 Block diagram of a digital phase - locked loop.

    2.2 Important Parameters:-

    1. Lock Range - The lock range of the PLL is the range of loop frequency

    about the central frequency for which the loop maintains lock.

    Locking range is limited by phase comparison range.

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    2. Capture Range - The capture range is the range of input frequency for

    which the initially unlocked loop will lock all an input signal. This is

    always less than lock range.

    2. Capture Range - The capture range is the range of input frequency for

    which the initially unlocked loop will lock all an input signal. This is

    always less than lock range.

    3. jitter - In the most general sense, for clock - recovery and

    synchronization circuits, can be defined as the amount of time the

    regenerated clock varies once the loop is locked. Figure 2.4 shows the

    idealized case when the clock doesn't jitter, while shows the actual

    situation where the clock - rising edge moves in time (jitters). In these

    figures, the oscilloscope is triggered by the rising edge of the data. In the

    following discussion, we neglect power supply and oscillator noise, that

    is, we assume that the oscillator frequency is an exact number that is

    directly related to the VCO input voltage. In the section following this

    one, we cover delay - locked loops and further discuss the limitations of

    the VCO.

    Figure 2.4 a) Idealized view of clock and data without Jitter and

    b) with jitter.

    4. Loop gain & Natural frequency - loop gain affects the phase errors

    between the input signal and the VCO for a given frequency shift of

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    input signal. It also determines the lock range of the loop providing no

    components of the loop go into limiting or saturation. This is because

    the loop will remain in lock as long as phase errors e is less than +

    900. The higher loop then, the further the input can change in frequency

    before the 900 phase errors is reached.

    5. Loop Bandwidth - The bandwidth of the loop is determined by the

    filter components R1, R2 and C (in case of lag - lead filter), and the loop

    gain. Since the loop gain is normally selected by the criteria as discussed

    above, the filter components are used to select the bandwidth. The

    selection of loop bandwidth may be governed by several things noise

    bandwidth, modulation rates if the loop is to be used as an FM

    demodulator, pull - in time and lock range.

    Requirements that will have an effect on loop bandwidth:

    i) Loop bandwidth must be as narrow as possible to minimize

    output phase jitter due to external noise.

    ii) The loop bandwidth should be made as large as possible to

    minimize transient error due to signal modulation, output jitter

    due to internal oscillator (VCO) noise, and to obtain best

    tracking and capture or acquisition properties.

    6. Noise - Since on of the main uses of PLL is to demodulate or track

    signals in noise, it is helpful to look at how noise affects the operation of

    the loop. Noise will show up in the input signal as both amplitude and

    phase modulation. To obtain optimum performance, a limiter should be

    used ahead of the phase detector. With the use of a limiter, amplitude

    modulation of the input signal by noise is removed, and the noise

    appears as phase modulation. The same result is obtained if the phase

    detector itself is allowed tooperate in limiting. When designing the loop

    filter components, enough bandwidth in the loop must be allowed for

    instantaneous phase change due to input noise.

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    Chapter 3

    Review of High Frequency PLL

    In this session presents 7 papers that explore innovations in all - optical

    and high frequency PLLs. A common theme in all high frequency PLLs is to

    improve the locking range, gain, noise. These papers in this session address this

    issue.

    3.1)High-Performance Phase Locking of Wide Line width Semiconductor

    Lasers by Combined Use of Optical Injection Locking and Optical Phase-

    Lock Loop :

    This paper focused on locking range, noise, line width. The requirement for

    narrow linewidth lasers or short - loop propagation delay makes the realization

    of optical phase - lock loops using semiconductor lasers difficult. Although

    optical injection locking can provide low phase error variance for wide line

    width lasers, the locking range is restricted by stability considerations.

    Theoretical and experimental results for a system which combines both

    techniques so as to overcome these limitations, the optical injection phase - lock

    loop (OIPLL), are reported. Phase error variance values as low as 0.006 rad

    (500 MHz bandwidth) and locking ranges exceeding 26 GHz were achieved in

    homodyne OIPLL systems using DFB lasers of summed line width 36 MHz,

    loop propagation delay of 15 ns and injection ratio less than - 30 dB. Phase

    error variance values as low as 0.003 rad in bandwidth of 100 MHz, a mean

    time to cycle slip of 3 x 1010 s and SSB noise density of - 94 dBc/Hz at 10 kHz

    offset were obtained for the same lasers in an heterodyne OIPLL configuration

    with loop propagation delay of 20 ns and injection ratio of 30 dB.[1]

    3.2) In-Line Optical Phase-Sensitive Amplifier with Pump Light Source

    Controlled by Optical Phase-Lock Loop: This paper focused on Gain,

    OpticalPhase lock. This paper describes in-line optical phase sensitive

    amplifier (PSA) with a pump laser whose optical phase is locked to that of a

    randomly modulated signal by using an optical phase - lock loop (OPLL). The

    OPLL is designed with the capability of optical phase locking at an arbitrary

    relative phase. Experimental evaluation is presented of the OPLL employing a

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    newly developed external cavity semiconductor ring laser with a spectrum

    linewidth of less than 20 kHz. Employing this pump laser with the OPLL in

    conjunction with a 44 - km long nonlinear fiber Sagnac interferometer (NFSI)

    yields optical phase-sensitive gain of up to11 dB, Arandomly modulated signal

    is successfully amplified and confirmed offering a clear eye-opening[2].

    3.3) Millimeter-Wave Modulated Optical Signal Generation with High

    Spectral Purity and Wide-Locking Bandwidth Using a Fiber Integrated

    Optical Injection Phase-Lock Loop :This paper focused on SSB noise

    locking bandwidth. We report the first experimental demonstration of

    millimeter - wave modulated optical signal generation by an optical injection

    phase - lock loop. A 36 - GHz signal was generated by combining optical

    sideband injection locking with optical phase - lock loop techniques for two

    fibers - coupled DFB lasers. Single sideband noise spectral density of - 92

    dBc/Hz at 10 kHz offset, and phase error variance lower than 0.005 rad2 in a

    100 MHz bandwidth were measured. The locking bandwidth exceeded 30 GHz.

    [3]

    3.4) Discriminator-Aided Optical Phase-Lock Loop Incorporating a

    Frequency Down-Conversion Module:This paper focused on Phase Noise

    analysis. A new discriminator - aided optical phase - lock loop (OPLL)

    incorporating a frequency down - conversion module to generate a low phase

    noise, highly frequency - stable, and frequency - tunable microwave signal is

    proposed and demonstrated. The inclusion of the frequency down - conversion

    module allows the use of lower frequency components in the control circuits

    with a reduced cost. In addition, the new design allows continuous frequency

    tuning of the generated microwave signal. The down - conversion concept ispresented, along with a phase noise analysis detailing the contributions to the

    phase noise from the reference sources. An OPLL based on the proposed

    configuration is implemented. The phase noise performance, as well as the

    frequency stability is experimentally studied. [4]

    3.5) A 27 Ghz Phase-Lock Loop Phase Detector

    This paper will present an investigation into the phase detector of a 27 GHz

    phase - lock loop (PLL) clock multiplier using a 0.18 - m CMOS process.

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    The phase detector is one part of a multi faceted project involving the

    development and verification of the various components composing the phase -

    lock loop. A low multiplication factor has been selected that provides a benefit

    in the multiplicative phase noisecontribution, requiring a high - speed

    frequency divider and phase detector.

    A study of the non - ideal performance (i.e.) non - 900 phase offset for a

    0 V control voltage output in the phase detector) has been undertaken; the offset

    may be lessened with an increase in the localoscillator switching core gate -

    source voltage. Simulated and measured result for a Gilbert cell phasedetector

    realized in the TSMC 0.18 m - CMOS process and operating at 6.75 GHz are

    presented. [5]

    3.6)High-Performance Heterodyne Optical Injection Phase-Lock Loop

    Using Wide Line width Semiconductor Lasers :This paper focused SSB

    Noise density Locking range. The requirements for narrow line width lasers or

    short - loop propagation delay limit optical phase - lock reliability with

    semiconductor lasers. Although optical injection locking can provide low -

    phase - error variance, its locking range is limited by stability considerations.

    The first experimental results for a heterodyne optical injection phase - lock

    loop are reported. Phase - error variance as low as 0.003 rad2 in a bandwidth of

    100 MHz, single - sideband (SSB) noise density of - 94 dBc / Hz at 10 - kHz

    offset and mean time to cycle slip of 3 x 1010 s have been achieved using DFB

    lasers of 36 - MHz summed line width, a loop propagation delay of 20 ns and an

    injection ratio of - 30 Db[6].

    3.7 ) A 3.5GHz Wideband ADPLL with Fractional Spur

    Suppression Through TDC Dithering and Feed forward

    Compensation :This paper focused jitters. The symbol synchronizer recoveries

    the clock and after, with it, samples and retains the data. The objective is to

    study the various synchronizers output jitter UIRMS (Unit Interval Root Mean

    Squared as function of the input SNR (Single to Noise Ratio).[7]

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    Chapter 4

    Comparison of High Frequency PLL

    In this chapter we compare the different high frequency PLLs .

    The work done by the author and work yet to be done is presented

    in the tabular form as follows :

    Table No. 4.1 Comparison of High Frequency PLLs with Different

    Parameters.

    Year of

    publishing

    Topic Author Work done Yet to be done

    1) Feb. 99 High-Performance

    Phase Locking of

    Wide Line width

    SemiconductorLasers by

    Combined Use of

    Optical

    Injection Locking

    and Optical Phase-

    Lock Loop

    A. C.

    Bordonalli, C.

    Walton, and

    Alwyn J.Seeds,

    Fellow, IEE

    Describes optical

    phase-lock loops

    having:

    1. Locking range2. Phase error

    Variance very

    low

    3. Locking range

    exceeds

    4. Line width low

    5. Low loop

    propagation delay

    6. Low injection

    ratio

    7. Low SSB noise

    density

    The amount of power

    injected into the

    Slave laser cavity

    (injection ratios 40dB) to provide low

    phase noise leads to

    limitation in the stable

    locking range of

    Such systems.

    2) April 99 In-Line Optical

    Phase-Sensitive

    Wataru

    Imajuku and

    This paper describes

    an in-line optical

    However, pump

    leakage was

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    Amplifier with

    Pump

    Light Source

    Controlled by

    Optical Phase-

    Lock Loop

    Atsushi

    Takada

    phase sensitive

    amplifier (PSA) with

    a pump laser whose

    optical phase is locked

    to that of a randomly

    modulatedsignal by

    using an optical

    phase-lock loop

    (OPLL) Gain

    Employing this pump

    laser with the OPLL

    in conjunction with a

    4.4-km long nonlinear

    fiber Signal

    interferometer (NFSI)

    yields optical phase-

    sensitive gain of up to

    11 dB.

    considerable and

    degraded the

    extinction ratio of the

    output signal.

    3) June

    2000

    Millimeter-Wave

    Modulated Optical

    Signal

    Generation with

    High Spectral

    Purity and Wide-

    Locking

    Bandwidth Using a

    Fiber Integrated

    Optical Injection

    Phase-Lock Loop

    ,

    L. A.

    Johansson

    and A. J.

    Seeds

    Report the first

    experimental

    demonstration of

    millimeter-wave

    modulated optical

    signal generation by

    an optical

    injection phase-lock

    loop SSB noise

    density -92db at

    10khZ offset Locking

    bandwidth >30GHZ

    Large locking range

    Excellent locking

    Loss of lock occurred

    due to limitations of

    the current tuning

    range of

    The slave laser and

    changes in the

    injection ratio, as the

    slave laser output

    power varied.

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    bandwidth Long term

    stability

    4) Nov 2006 Discriminator-

    Aided Optical

    Phase-Lock Loop

    Incorporating a

    Frequency Down-

    Conversion

    Module

    Howard R.

    Ride out, Joe

    S. Seregelyi,

    Stphane

    Paquet, and

    Jianping Yao,

    Senior

    Member,

    IEEE

    A new discriminator-

    aided optical phase-

    lock loop

    (OPLL) incorporating

    a frequency down-

    conversion module

    to generate a low

    phase noise, highly

    frequency-stable, and

    frequency-tunable

    microwave signal is

    proposed and

    demonstrated

    The down-conversion

    concept is presented,

    along with a phasenoise analysis

    detailing the

    contributions to the

    phase noise from

    the reference sources

    The histogram

    plot of the stability

    data an almost

    Gaussian distribution

    of the peak frequency

    about the mean

    During this period.

    Further trials over

    longer intervals are

    required

    to confirm this

    distribution.

    5) May

    2006

    A 27 Ghz Phase-

    Lock Loop Phase

    Detector

    John P. Carr

    Brian M.

    Frank

    This paper will

    present an

    investigation into the

    phase detector of a 27

    GHz phase-lock loop

    (PLL) clock multiplier

    using a 0.18m

    CMOS process.

    The majority of the

    testing was carried out

    using single-ended RF

    and LO excitation

    because of equipment

    limitations.

    It is possible to reduce

    the zero voltage

    crossing error by

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    M.E. (E&TC) Review of High Frequency PLL

    increasing

    the gate-source

    voltage at the LO

    switching core, at the

    expense

    of increased circuit

    complexity and power

    6) March

    98

    High-Performance

    Heterodyne

    Optical

    Injection Phase-

    Lock Loop Using

    Wide Line width

    Semiconductor

    Lasers

    C. Walton, A.

    C. Bordonalli,

    and A. J.

    Seeds

    Low phase error

    variance

    Locking range limited

    by stability

    considerations

    SSB noise density

    -94db/Hz The first

    experimental results

    for an heterodyne

    optical injection

    phase-lock loop arereported

    Tracking capability of

    the combined OIPLL

    system is improved

    Compared with the

    equivalent OPLL and

    OIL systems, as long

    term fluctuations can

    be compensated

    electronically by the

    OPLL path while fast

    fluctuations can befollowed by the OIL

    path.

    7) Feb2010 A 3.5GHz

    Wideband ADPLL

    with Fractional

    Spur

    Suppression

    Through TDC

    Dithering and Feed

    forward

    Compensation

    Colin Weltin-

    Wu1,2,

    Enrico

    Temporiti3,

    Daniele

    Baldi3,

    Marco

    Cusmai2,

    Francesco

    Svelto2

    We present a 3.5GHz

    fractional-N ADPLL

    with a 3.4MHz

    bandwidth operating

    from a 35MHz

    reference. Using a

    dithering algorithm

    and

    feed forward

    compensation around

    the TDC results in

    spurious performance

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    M.E. (E&TC) Review of High Frequency PLL

    better than -58dBc,

    and in-band phase

    noise of

    -101dBc/Hz. The IC

    with fully integrated

    calibration logic

    occupies 0.44mm2 in

    65nm CMOS, and

    consumes 8.7mW.

    Low in phase noise

    Low power supply

    PLL range

    2.8 GHz to 3.8 GHz

    8]Feb2010 A 2.1-to-2.8GHz

    All-Digital

    Frequency

    Synthesizer with a

    Time-WindowedTDC

    T. Tokairin,

    NEC,

    Kawasaki,

    Japan

    A 2.1-to-2.8GHz low-

    power all-digital PLL

    with a time-windowed

    single-shot pulse-

    controlling 2-stepTDC is presented. The

    test-chip is

    implemented in 90nm

    CMOS and exhibits

    in-band phase noise of

    -105dBc/Hz with

    500kHz loop-

    bandwidth and out-of-

    band noise of

    -115dBc/Hz at 1MHz

    offset. The chip draws

    8.1mA from a 1.2V

    supply

    Low phase noise

    Although there is no

    spurious noise due to

    modulator periodicity

    of cycles, the

    reference spur of40dBc spurs was

    observed. This is

    caused by insufficient

    isolation between the

    DCO and the digital

    logic-gates driven by

    the reference signal,

    and can be

    Improved in a re-

    design.

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    M.E. (E&TC) Review of High Frequency PLL

    Low power

    consumption

    In short, the DPLLperformance parameters are as follows:

    Table No. 4.2 DPLL Performance Parameters

    Parameter

    s

    Feb.99

    [1]

    April99

    [2]

    June2000

    [3]

    Nov2006

    [4]

    May2006

    [5]

    March98

    [6]

    Locking

    Range

    >26

    GHz

    NA >30 GHz NA NA >24GHz

    Loop gain NA 11dB NA 3dB NA NA

    Natural

    Frequency

    NA NA NA 11.2

    GHz

    6.75

    GHz

    NA

    Loop

    Bandwidth

    36

    MHz

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    M.E. (E&TC) Review of High Frequency PLL

    digital logic-gates driven by the reference signal, and can be improved in a re-

    design.

    Table No. 4.3 DPLL Performance Parameters [7]

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    M.E. (E&TC) Review of High Frequency PLL

    Table No. 4.4 DPLL Performance Parameters [8]

    This table 4.4 describe the ADPLL Performance parameters.

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    M.E. (E&TC) Review of High Frequency PLL

    Chapter 5

    Conclusion

    This review helps to study the Digital PLL. Noise, locking range, jitters

    and delay are the parameters taking into consideration form the study of IEEE

    papers and books. A common theme in all high frequency PLLs is to improve

    the locking range, gain and noise. Future DPLLS will have much greater

    performance as mention in Table no 4.1 and 4.3.

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    REFERENCES

    1) Bordonalli, C. Walton, and Alwyn J. Seeds, Fellow, IEEE High-

    Performance Phase Locking of Wide Linewidth Semiconductor Lasers by

    Combined Use of Optical Injection Locking and Optical Phase-Lock Loop

    Journal Of Lightwave Technology Vol. 17, No. 2, February 1999

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