[email protected] data down u-8, jolly plaza,athwa ...€¦ · copies of the memorandum and...

U-8, Jolly Plaza,Athwa Gate,Surat-395001

T. 0261 6794000 F. 0261 2471060

[email protected]

www.arhamshare.com

Form No.Form No.Form No.

Client CodeClient CodeClient Code

DP IDDP IDDP ID 120717001207170012071700

Arham Share ConsultantS Pvt. Ltd.

Member : NSE, BSE & DP : CDSL

U-8, Jolly Plaza, Athwa Gate, Surat-395 001.

Ph.: (O) 0261-6794000 Fax : 0261-2471060 E-mail : [email protected]

Website : www.arhamshare.com

SEGMENTSEGMENTSEGMENT

PRESENT IN ..................................

KRA STATUS .................................

DATA DOWN ..................................

Ap

ril

- 2

01

9

LIST OF DOCUMENT REQUIRE FOR ACCOUNT OPENINGLIST OF DOCUMENT REQUIRE FOR ACCOUNT OPENINGLIST OF DOCUMENT REQUIRE FOR ACCOUNT OPENING

In case of Non-Individuals, additional documents to be obtained from non-individuals, over & above the POI & POA, as mentioned below:

Types of entity Documentary requirementsDocumentary requirementsDocumentary requirements

Corporate ! Copy of the balance sheets for the last 2 financial years (to be submitted every year),

! Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/Whole time director/MD (to be submitted every year).

! Photograph, POI, POA, PAN and DIN numbers of whole time directors/two directors in charge of day to day operations.

! Photograph, POI, POA, PAN of individual promoters holding control - either directly or indirectly,

! Copies of the Memorandum and Articles of Association and certificate of incorporation.

! Copy of the Board Resolution for investment in securities market.! Authorised signatories list with specimen signatures.

Partnership firm ! Copy of the balance sheets for the last 2 financial years (to be submitted every year).

! Certificate of registration (for registered partnership firms only). ! Copy of partnership deed. ! Authorised signatories list with specimen signatures.! Photograph, POI, POA, PAN of Partners.

Trust ! Copy of the balance sheets for the last 2 financial years (to be submitted every year).

! Certificate of registration (for registered trust only). ! Copy of Trust deed. ! List of trustees certified by managing trustees/CA.! Photograph, POI, POA, PAN of Trustees.

HUF ! PAN of HUF.! Deed of declaration of HUF/ List of coparceners.! Bank pass-book/bank statement in the name of HUF.! Photograph, POI, POA, PAN of Karta.

Unincorporated lassociation or a body of individuals

! Proof of Existence/Constitution document.! Resolution of the managing body & Power of Attorney granted to transact

business on its behalf. ! Authorized signatories list with specimen signatures.

Banks/InstitutionalInvestors

! Copy of the constitution/registration or annual report/balance sheet for the last 2 financial years.

! Authorized signatories list with specimen signatures.

Foreign Institutional Investors (Fll)

! Copy of SEBI registration certificate.! Authorized signatories list with specimen signatures.

Army/ Government Bodies

! Self-certification on letterhead.! Authorized signatories list with specimen signatures.

Registered Society ! Copy of Registration Certificate under Societies Registration Act.! List of Managing Committee members.! Committee resolution for persons authorised to act as authorised signatories

with specimen signatures. ! True copy of Society Rules and Bye Laws certified by the Chairman/Secretary.

for any grievance/dispute please contact Arham Share Consultants Pvt. Ltd. at the given address or email-id -

[email protected] and Phone No. 0261-6794000. In case not satisfied with the response, please

contact the concerned exchange(s) at

BSE

NSE

CDSL

: Email : [email protected] Tel. No.: (022) 22728097

: Email : [email protected] Tel. No.: (022) 26598190

: Email : [email protected] Tel. No.: 1800 200 5533

I N D E XI N D E XI N D E X

Sr.Sr.No.No.Sr.No.

IndexIndexIndex PagePageNo.No.

PageNo.

Brief ExplanationBrief ExplanationBrief Explanation

MANDATORY DOCUMENTSMANDATORY DOCUMENTSMANDATORY DOCUMENTS

KYC for Trading and / or Demat Account

111 Know Your ClientKnow Your ClientKnow Your Client Know Your Client (KYC) enables to know / understand the Know Your Client (KYC) enables to know / understand the customers and their financial dealings to be able to serve them better.customers and their financial dealings to be able to serve them better.Know Your Client (KYC) enables to know / understand the customers and their financial dealings to be able to serve them better.

01 - 1001 - 1001 - 10

222 Brokerage Structure Brokerage Structure Brokerage Structure 111111Document detailing the rate/amount of brokerage and otherDocument detailing the rate/amount of brokerage and othercharges levied on the client for trading on the stock exchange(s)charges levied on the client for trading on the stock exchange(s)(to be added by the stock broker).(to be added by the stock broker).

Document detailing the rate/amount of brokerage and othercharges levied on the client for trading on the stock exchange(s)(to be added by the stock broker).

111111 Power of AttorneyPower of AttorneyPower of Attorney A written document in which one person (the principal) A written document in which one person (the principal) appoints another person to act as an agent on his or herappoints another person to act as an agent on his or herbehalf, thus conferring authority on the agent to performbehalf, thus conferring authority on the agent to performcertain acts or functions on behalf of the principal.certain acts or functions on behalf of the principal.

A written document in which one person (the principal) appoints another person to act as an agent on his or herbehalf, thus conferring authority on the agent to performcertain acts or functions on behalf of the principal.

34 - 3534 - 3534 - 35

101010 Letter of Consent Letter of Consent Letter of Consent Consent for using common Email id & common Mobile number& Consent to receive digitally signed documents & SMS fortrade confirmation etc.

333333

888

Tariff Sheet (Demat) Tariff Sheet (Demat) Tariff Sheet (Demat) The Charges payable by the Client for availing DP services.The Charges payable by the Client for availing DP services.The Charges payable by the Client for availing DP services.333 121212

999 Running account letterRunning account letterRunning account letter It is request from client to maintain running account forIt is request from client to maintain running account forsecurities and fund in order to meet the obligation of exchange.securities and fund in order to meet the obligation of exchange.It is request from client to maintain running account forsecurities and fund in order to meet the obligation of exchange.

323232

NON MANDATORY DOCUMENTSNON MANDATORY DOCUMENTSNON MANDATORY DOCUMENTS

Basic Service Demat A/c.Basic Service Demat A/c.Basic Service Demat A/c. BSDA FacilityBSDA FacilityBSDA Facility 363636121212

444

555

666

777

Right & Obligations (Trading)Right & Obligations (Trading)Right & Obligations (Trading) Document stating the Rights & Obligations of stock broker/Document stating the Rights & Obligations of stock broker/trading member, sub-broker and client for trading on exchanges trading member, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet/(including additional rights & obligations in case of internet/wireless technology based trading.)wireless technology based trading.)

Document stating the Rights & Obligations of stock broker/trading member, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet/wireless technology based trading.)

13 - 1813 - 1813 - 18

Risk Disclosure Document (RDD)Risk Disclosure Document (RDD)Risk Disclosure Document (RDD) Document detailing risks associated with dealing in the Document detailing risks associated with dealing in the securities market.securities market.Document detailing risks associated with dealing in the securities market.

19 - 2319 - 2319 - 23

Guidance NoteGuidance NoteGuidance Note 24 - 2524 - 2524 - 25

Policy and ProceduresPolicy and ProceduresPolicy and Procedures Document describing significant policies and procedures ofDocument describing significant policies and procedures ofthe stock broker (to be added by the stock broker).the stock broker (to be added by the stock broker).Document describing significant policies and procedures ofthe stock broker (to be added by the stock broker).

26 - 2826 - 2826 - 28

Document detailing do's and don'ts for trading on exchange,Document detailing do's and don'ts for trading on exchange,for the education of the investors.for the education of the investors.Document detailing do's and don'ts for trading on exchange,for the education of the investors.

Rights and Obligations of Beneficial Owner and Depository Rights and Obligations of Beneficial Owner and Depository Participant as prescribed bv SEBI and Depositories Participant as prescribed bv SEBI and Depositories Rights and Obligations of Beneficial Owner and Depository Participant as prescribed bv SEBI and Depositories

29 - 3129 - 3129 - 31Rights and Obligations (DP)Rights and Obligations (DP)Rights and Obligations (DP)

CLIENT REGISTRATION (NON-INDIVIDUAL) FORMCLIENT REGISTRATION (NON-INDIVIDUAL) FORMCLIENT REGISTRATION (NON-INDIVIDUAL) FORM

I / We request you to open a Trading / Demat Account in my / our name as per the following details :I / We request you to open a Trading / Demat Account in my / our name as per the following details :I / We request you to open a Trading / Demat Account in my / our name as per the following details :

Select the Stock Exchange & Market SegmentSelect the Stock Exchange & Market SegmentSelect the Stock Exchange & Market Segment

111

BSE Cash Mkt.BSE Cash Mkt.BSE Cash Mkt.

Client SignatureClient SignatureClient Signature

BSE Clg. No.: 6405 & NSE Member Code : 14275BSE Clg. No.: 6405 & NSE Member Code : 14275BSE Clg. No.: 6405 & NSE Member Code : 14275

CDSL Registration No.: IN-DP-CDSL-252-2016Dt. 22/04/2016

(This information is the sole property of the trading member / brokerage house and would not be(This information is the sole property of the trading member / brokerage house and would not bedisclosed to anyone unless required by law or except with the express permmission of clients)disclosed to anyone unless required by law or except with the express permmission of clients)

(This information is the sole property of the trading member / brokerage house and would not bedisclosed to anyone unless required by law or except with the express permmission of clients)

Client IDClient IDClient ID UCC CodeUCC CodeUCC Code1 2 0 7 1 7 0 01 2 0 7 1 7 0 01 2 0 7 1 7 0 0

Demat AccountDemat AccountDemat AccountTrading AccountTrading AccountTrading Account BothBothBoth

CEO & Compliance Officer : Priyank Mehta Ph.: (O) 0261-6794000 Email : [email protected] & Compliance Officer : Priyank Mehta Ph.: (O) 0261-6794000 Email : [email protected] & Compliance Officer : Priyank Mehta Ph.: (O) 0261-6794000 Email : [email protected]

CLEARING MEMBER DETAILS : CLEARING MEMBER DETAILS : IL&FS Securities Services Ltd.,IL&FS Securities Services Ltd.,CLEARING MEMBER DETAILS : IL&FS Securities Services Ltd.,

SEBI Registration No.:

INZ000163538

1/211/211/21

NSE Cash Mkt.NSE Cash Mkt.NSE Cash Mkt.

3/213/213/21

* Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client.* Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client.* Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client.

# If, in future, the client wants to trade on any new segment / new exchange, separate authorization / letter should# If, in future, the client wants to trade on any new segment / new exchange, separate authorization / letter shouldbe taken from the client by the stock broker.be taken from the client by the stock broker.# If, in future, the client wants to trade on any new segment / new exchange, separate authorization / letter shouldbe taken from the client by the stock broker.

NSE Equity Derivative Mkt.NSE Equity Derivative Mkt.NSE Equity Derivative Mkt.

2/212/212/21

NSE Currency Derivative Mkt.NSE Currency Derivative Mkt.NSE Currency Derivative Mkt.

5/215/215/21

TYPETYPETYPE

Sub StatusStatus

Body Corporate

Type of Account (Please tick whichever is applicable)Type of Account (Please tick whichever is applicable)Type of Account (Please tick whichever is applicable)

SEBI Registration No.: INZ000175534Dt. 12/04/2018

DISCLOSURE REGARDING PROPRIETARY TRADING

As required under Circular No. SEBI / MRD / SE / Cir-42/2003 dated 19.11.2003 issued by the Securities andexchange board of India; we hereby disclose that in addition to client-based business, we are also doing proprietary trading.

BSE Star MFBSE Star MFBSE Star MF

4/214/214/21

Date :Date :Date :

OCB FII CM FI Bank Trust Mutual Fund

Others (Specify)

SEBI Reg. No. (If Applicable)

RBI Reg. No. (If Applicable)

Nationality Indian Others (specify)

SEBI Registration date

RBI Approval Date

Clearing Member Details (To be filled by CMs only)

Name of Stock Exchange

Name of CC / CH

Clearing Member ID Trading Member ID

Name*

* In case of Firms, Association of Persons (AOP), Partnership Firm, Unregistered Trust etc. although the account is opened in the name of the nature persons, the name of the Firm, Association of Persons (AOP), Partnership Firm, Unregistered Trust etc. should be mentioned above.

BSE Derivative Mkt.BSE Derivative Mkt.BSE Derivative Mkt.

6/216/216/21

Regd. Office : U-8, Jolly Plaza, Athwa Gate, Surat-395 001. Ph.: (O) 0261-6794000 Fax : 0261-2471060E-mail : [email protected] Website : www.arhamshare.com

ARHAM SHARE CONSULTANTS PVT. LTD.ARHAM SHARE CONSULTANTS PVT. LTD.ARHAM SHARE CONSULTANTS PVT. LTD.

Know Your Client (KYC)Know Your Client (KYC)Application Form (For Non Individuals Only)Application Form (For Non Individuals Only)Know Your Client (KYC)Application Form (For Non Individuals Only)

Please fill in ENGLISH and in BLOCK LETTERS with black inkPlease fill in ENGLISH and in BLOCK LETTERS with black inkPlease fill in ENGLISH and in BLOCK LETTERS with black ink

A. Identity Details (please see guidelines overleaf)A. Identity Details (please see guidelines overleaf)A. Identity Details (please see guidelines overleaf)

Application No. :Application No. :Application No. :

1. Name of Applicant 1. Name of Applicant 1. Name of Applicant (Please write complete name as per Certificate of Incorporation / Registration; leaving one box blank between 2 words. Please do not abbreviate the Name.)(Please write complete name as per Certificate of Incorporation / Registration; leaving one box blank between 2 words. Please do not abbreviate the Name.)(Please write complete name as per Certificate of Incorporation / Registration; leaving one box blank between 2 words. Please do not abbreviate the Name.)

2. Date of Incorporation2. Date of Incorporation2. Date of Incorporation

3. Registration No. (e.g. CIN)3. Registration No. (e.g. CIN)3. Registration No. (e.g. CIN)

4. Status 4. Status 4. Status Please tick ( ) Private Ltd. Co. Public Ltd. Co. Body Corporate Partnership Trust / charities / NGOsPlease tick ( ) Private Ltd. Co. Public Ltd. Co. Body Corporate Partnership Trust / charities / NGOsPlease tick ( ) Private Ltd. Co. Public Ltd. Co. Body Corporate Partnership Trust / charities / NGOs

5. Permanent Account Number (PAN) (MANDATORY)5. Permanent Account Number (PAN) (MANDATORY)5. Permanent Account Number (PAN) (MANDATORY) Please enclose a duly attested copy of your PAN CardPlease enclose a duly attested copy of your PAN CardPlease enclose a duly attested copy of your PAN Card

D D / M M / Y Y Y YD D / M M / Y Y Y YD D / M M / Y Y Y Y

B. Address Details (please see guidelines overleaf)B. Address Details (please see guidelines overleaf)B. Address Details (please see guidelines overleaf)

1. Address for Correspondence1. Address for Correspondence1. Address for Correspondence

City / Town / VillageCity / Town / VillageCity / Town / Village

StateStateState CountryCountryCountry

Pin CodePin CodePin Code

2. Contact Details2. Contact Details2. Contact Details

Tel. (Off.)Tel. (Off.)

MobileMobile

E-mail Id.E-mail Id.

Tel. (Off.)

Mobile

E-mail Id.

(ISD)(ISD)

(ISD)(ISD)

(ISD)

(ISD)

(STD)(STD)

(STD)(STD)

(STD)

(STD)

Tel. (Res.)Tel. (Res.)

FaxFax

Tel. (Res.)

Fax

(ISD)(ISD)

(ISD)(ISD)

(ISD)

(ISD)

(STD)(STD)

(STD)(STD)

(STD)

(STD)

3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.

* Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Bank A/c Statement Registered Lease / Sale Agreement of Office Premises* Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Bank A/c Statement Registered Lease / Sale Agreement of Office Premises* Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Bank A/c Statement Registered Lease / Sale Agreement of Office Premises

* Not more than 3 Months old. Validity/Expiry date of proof of a address submitted* Not more than 3 Months old. Validity/Expiry date of proof of a address submitted* Not more than 3 Months old. Validity/Expiry date of proof of a address submitted

4. Registered Address (if different from above)4. Registered Address (if different from above)4. Registered Address (if different from above)

City / Town / VillageCity / Town / VillageCity / Town / Village

StateStateState CountryCountryCountry

Pin CodePin CodePin Code

5. Proof of Address to be provided by Applicant. Please sumbit ANY ONE of the following valid documents & tick ( ) against the document attached.5. Proof of Address to be provided by Applicant. Please sumbit ANY ONE of the following valid documents & tick ( ) against the document attached.5. Proof of Address to be provided by Applicant. Please sumbit ANY ONE of the following valid documents & tick ( ) against the document attached.

C. New Other Details (please see guidelines overleaf)C. New Other Details (please see guidelines overleaf)C. New Other Details (please see guidelines overleaf)

1. Gross Annual Income Details (Please tick( ): Below 1 Lac 1-5 Lac 5-10 Lac 10-25 Lac 25 Lacs-1 Crore > 1 Crore1. Gross Annual Income Details (Please tick( ): Below 1 Lac 1-5 Lac 5-10 Lac 10-25 Lac 25 Lacs-1 Crore > 1 Crore1. Gross Annual Income Details (Please tick( ): Below 1 Lac 1-5 Lac 5-10 Lac 10-25 Lac 25 Lacs-1 Crore > 1 Crore

2. Net-worth in .2. Net-worth in .2. Net-worth in .`̀̀ (*Net worth should not be older than 1 year)(*Net worth should not be older than 1 year)(*Net worth should not be older than 1 year) as on (date)as on (date)as on (date)

3. Name, PAN, DIN/UID, residential address and photographs of Promoters/Partners/Karta/Trustees/whole time directors3. Name, PAN, DIN/UID, residential address and photographs of Promoters/Partners/Karta/Trustees/whole time directors3. Name, PAN, DIN/UID, residential address and photographs of Promoters/Partners/Karta/Trustees/whole time directors(Please use the Annexure to fill in the details)(Please use the Annexure to fill in the details)(Please use the Annexure to fill in the details)

4. Is the entity involved / providing any of the following services 4. Is the entity involved / providing any of the following services 4. Is the entity involved / providing any of the following services YES NOYES NOYES NO

- For Foreign Exchange / Money Changer Services YES NO - Gaming / Gambling / Lottery Services (e.g. casinos, betting syndicates) YES NO- For Foreign Exchange / Money Changer Services YES NO - Gaming / Gambling / Lottery Services (e.g. casinos, betting syndicates) YES NO- For Foreign Exchange / Money Changer Services YES NO - Gaming / Gambling / Lottery Services (e.g. casinos, betting syndicates) YES NO

4. Any other information :4. Any other information :4. Any other information :

DECLARATIONNAME & SIGNATURE(S)

OF AUTHORISED

PERSON(S)

I/We hereby declare that the details furnished above are true and I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/We undertake correct to the best of my/our knowledge and belief and I/We undertake to inform you of any changes therein, immediately. In case any of the to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.misrepresenting, I am/we are aware that I/we may be held liable for it.

I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/We undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.

Place:Place:Place: Date :Date :Date :

FOR OFFICE USE ONLY

AMC/Intermediary name OR codeAMC/Intermediary name OR codeAMC/Intermediary name OR code

(Originals Verified) Self Certified Document copies received(Originals Verified) Self Certified Document copies received(Originals Verified) Self Certified Document copies received

(Attested) True copies of documents received(Attested) True copies of documents received(Attested) True copies of documents received

Seal/Stamp of the intermediary should containSeal/Stamp of the intermediary should contain

Staff NameStaff Name

DesignationDesignation

Name of the OrganizationName of the Organization

Signature Signature

DateDate

Seal/Stamp of the intermediary should contain

Staff Name

Designation

Name of the Organization

Signature

Date

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NON INDIVIDUAL KRA-ANON INDIVIDUAL KRA-ANON INDIVIDUAL KRA-A



Place of IncorporationPlace of IncorporationPlace of Incorporation

Date of commencement of businessDate of commencement of businessDate of commencement of business D D / M M / Y Y Y YD D / M M / Y Y Y YD D / M M / Y Y Y Y

Fl Fll HUF AOP Bank Government Body Non-Government OrganisationFl Fll HUF AOP Bank Government Body Non-Government OrganisationFl Fll HUF AOP Bank Government Body Non-Government Organisation

Defense Establishment Body of Individuals Society LLP OthersDefense Establishment Body of Individuals Society LLP OthersDefense Establishment Body of Individuals Society LLP Others

Any other proof of address document (as listed overleaf)Any other proof of address document (as listed overleaf)Any other proof of address document (as listed overleaf)

* Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Bank A/c Statement Registered Lease / Sale Agreement of Office Premises* Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Bank A/c Statement Registered Lease / Sale Agreement of Office Premises* Latest Telephone Bill (only Land Line) * Latest Electricity Bill *Latest Bank A/c Statement Registered Lease / Sale Agreement of Office Premises

* Not more than 3 Months old. Validity/Expiry date of proof of a address submitted* Not more than 3 Months old. Validity/Expiry date of proof of a address submitted* Not more than 3 Months old. Validity/Expiry date of proof of a address submitted D D / M M / Y Y Y YD D / M M / Y Y Y YD D / M M / Y Y Y Y

Any other proof of address document (as listed overleaf)Any other proof of address document (as listed overleaf)Any other proof of address document (as listed overleaf)

- Money Lending / Pawning YES NO- Money Lending / Pawning YES NO- Money Lending / Pawning YES NO

8/21

222

CINCINCIN

Please affix

the recent passport

size photograph and

sign across it

PHOTOGRAPH

7/21



DETAILS OF PROMOTERS / PARTNERS / KARTA / TRUSTEES / WHOLE TIME DIRECTORS / DIRECTORS& AUTHORISED SIGNATORY TO DEAL IN SECURITIES ON BEHALF OF COMPANY/FIRM

333

AffixAffix

Passport SizePassport Size

Photograph Photograph

OnlyOnly

Please SignPlease Sign

Across theAcross the

PhotographPhotograph

Affix

Passport Size

Photograph

Only

Please Sign

Across the

Photograph

(1)(1)(1)

AffixAffix



OnlyOnly




Affix

Passport Size

Photograph

Only

Please Sign

Across the

Photograph

(2)(2)(2)

AffixAffix



OnlyOnly




Affix

Passport Size

Photograph

Only

Please Sign

Across the

Photograph

(3)(3)(3)

Name of the Authorised Signatory(ies) Signature(s) of the Authorised Signatory(ies)

1.

2.

3.

Sr.No.

Individual's Full NameIndividual's Full NameIndividual's Full Name DesignationDesignationDesignation

Name of Company/FirmName of Company/FirmName of Company/Firm Pan No.Pan No.Pan No.

CityCityCity CountryCountryCountryStateStateStatePin CodePin CodePin Code

PAN No.PAN No.PAN No.

Address Address Address

DIN/UID :DIN/UID :DIN/UID : Tel.Tel.Tel.

Date of BirthDate of BirthDate of Birth GenderGenderGender MaleMaleMale FemaleFemaleFemale NationalityNationalityNationality IndianIndianIndian Others Others (Specify)(Specify)Others (Specify)

Please tick, if applicable, for any of your authorized signatories / Promoters / Partners / Karta / Trustee / Whole time Directors : Please tick, if applicable, for any of your authorized signatories / Promoters / Partners / Karta / Trustee / Whole time Directors :

Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) No Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) No

Please tick, if applicable, for any of your authorized signatories / Promoters / Partners / Karta / Trustee / Whole time Directors :

Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) No





















Date Date Date

9/219/219/21 3/113/113/11 3/113/113/11

10/21

4/11

4/11

Financial Details - Financial Details - Income Range (Per Annum in `)Income Range (Per Annum in `)Financial Details - Income Range (Per Annum in `)

Upto 1,00,000Upto 1,00,000Upto 1,00,000 Between 1,00,001 to 5,00,000Between 1,00,001 to 5,00,000Between 1,00,001 to 5,00,000

Between 5,00,001 to 10,00,000Between 5,00,001 to 10,00,000Between 5,00,001 to 10,00,000 More than 25,00,000More than 25,00,000More than 25,00,000Between 10,00,001 to 25,00,000Between 10,00,001 to 25,00,000Between 10,00,001 to 25,00,000







4

DECLARATION BY HUF AND CONSENT LETTERDECLARATION BY HUF AND CONSENT LETTERDECLARATION BY HUF AND CONSENT LETTER

To,To,To,

With regard to Beneficiary account no. (BO ID) _____________________________________ And Trading

Account _______________ maintained in the same & style "_______________________" with DP/Trading

Arham Share Consultants Pvt. Ltd.

We the following family members, being the co-parceners in the HUF account M/s.____________________

______________________________________________________ do hereby give our consent that the

side Karta, viz ____________________________________________________________________ would

operate above mentioned BO ID / Trading account as far as shares transactions of the HUF account is

concerned.

We further declare and authorize you to recognize the beneficiary account No. _______________________

with depository ____________________________________________________ opened in the name of

the undersigned who is the Karta of the HUF for the purpose of completing the share transfer obligations

pursuant to the trading operations. I agree and understand that this is to facilitate the operation of the above

trading account. The transfer made by you to the beneficiary account shall be complete discharge of

obligations by you in respect of trades executed in the above trading account.

Details of our HUF and all its co-parceners are stated as mentioned below :Details of our HUF and all its co-parceners are stated as mentioned below :Details of our HUF and all its co-parceners are stated as mentioned below :

Sr. No.Sr. No.Sr. No. Name of Family MemberName of Family MemberName of Family MemberDate of BirthDate of Birth

(DD MM YYYY)(DD MM YYYY)

Date of Birth

(DD MM YYYY)GenderGenderGender

Relationship Relationship with Kartawith Karta

Relationship with Karta

SignatureSignatureSignature

I, hereby state that details mentioned above are true and any change in them would be intimated to you in writing.

Title of HUF / KartaTitle of HUF / KartaTitle of HUF / Karta

Signature of KartaSignature of Karta

(HUF Rubber stamp)(HUF Rubber stamp)

Signature of Karta

(HUF Rubber stamp)

U-8, Jolly Plaza, Athwa Gate, Surat-395 001. U-8, Jolly Plaza, Athwa Gate, Surat-395 001. Ph.: (O) 0261-6562200 Fax : 0261-2471060Ph.: (O) 0261-6562200 Fax : 0261-2471060E-mail : [email protected] E-mail : [email protected] Website : www.arhamshare.comWebsite : www.arhamshare.com

U-8, Jolly Plaza, Athwa Gate, Surat-395 001. Ph.: (O) 0261-6562200 Fax : 0261-2471060E-mail : [email protected] Website : www.arhamshare.com

5

Please tick, if applicable: Politically Exposed Person (PEP)/Related to a Politically Exposed Person (PEP)

IFS Code

Account

Number

Account Type

Bank Name

Address

q�Saving q Current q�Other (specify)

MICR Code

Depository Participant Name

Beneficiary Name

DP ID Beneficiary ID

q NSDL q CDSL

q� Yes q�No

Whether you wish to receive Physical Contract Note or Electronic Contract Note (ECN). Specify your Email id, if applicable: If “Yes” Email id as per page no. 2 point no.B.2

ECN

q� Yes q�NoWhether you wish to avail of the facility of internet trading/ wireless technology

q� Yes q�NoDealings Through Other Stock Brokers: (If Yes, Provide following details)

Bank Account Details - 1

Depository Account Details -1

Additional Details

IFS Code

Account

Number

Account Type

Bank Name

Address

q�Saving q Current q�Other (specify)

MICR Code

Bank Account Details - 2

Depository Participant Name

Beneficiary Name

DP ID Beneficiary ID

q NSDL q CDSL

Depository Account Details -2

Stock Broker's Name

Client Code :

Registered Office Address

Exchange SEBI Regi.

Ph.: Fax : Website

Number of years of Investment/Trading Experience

q�Yes q�No

q Yes q�No

I / We instruct the DP to receive each and every credit in my / our account (If not marked, the default option would be 'Yes') (Automatic Credit)

I/We would like to instruct the DP to accept all the pledge instructions in my/our account without any other further instruction from my/our end (If not marked, the default option would be 'No')

Details of disputes/dues pending from/to such stock broker :

666

I/We request you to send Electronic (Digitally Signed) Transaction-cum-Holding

Statement, Trade Confirmation, Statement of Accounts, Other Documents as per

Regulatory & Exchange guidelines on the email ID as per page no. 2 point no. B.2

I/We would like to share the email ID with the RTA

I/We would like to receive the Annual Report (Tick the applicable box. If not marked the default option would be in Physical

I/We wish to receive dividend/interest directly in to my bank account as given above through ECS (If not marked, the default option would be 'Yes') [ECS is mandatory for locations notified by SEBI from time to time]

q�Yes q�No

q Physical q Electronic

q Both Physical & Electronic

Refer to Terms &

Conditions given as

Annexure - 2.4

MOBILE NO. : As per page no. 3 point no.5. [(Mandatory, if you are giving Power of Attorney (POA)] (if POA is not granted & you do not wish to avail of this facility, cancel this option).

Refer to Terms and

Conditions Annexure - 2.6

I wish to avail the TRUST facility using the Mobile number registered for SMS Alert Facility. I have read and understood the Terms and Conditions prescribed by CDSL for the same. q Yes q No

I/We wish to register the following clearing member IDs under my/our below

mentioned BO ID registered for TRUST

Stock Exchange Name/ID

Clearing Member Name

Clearing Member ID (Optional)

To register for easi, please visit our website www.cdslindia.com. Easi allows a BO to

view his ISIN balances, transactions and value of the portfolio online.

Details of any action/proceedings initiated/pending/taken by SEBI/Stock

exchange/any other authority against the applicant/constituent or its

Partners/promoters/whole time directors/authorized persons in charge of

dealing in securities during the last 3 years: If “Yes” Pl. Specify

SMS Alert Facility

Transactions Using Secured Texting Facility (TRUST).

Easi Facility

Past Actions

Account Statement Requirement

q�As per SEBI Regulations q�Daily q�Weekly q�Fortnightly q�Monthly

q Yes q�No

q Yes q�No

q Yes q�No

q Yes q�No

q�Yes q�No

Name

Status

Address

Mobile No. PAN

Signature of Introducer

Any other information

Authorized Person / Existing Client / Others, please specify

Introducer Details (Optional)

A- Passport Number

B- Voter ID Card

C- PAN Card

D- Driving Licence

E- UID (Aadhaar)

F- NREGA Job Card

Z- Others (any document notified by the central government)

New Update

Maiden Name (If any*)

Father / Spouse Name*

Mother Name*

Date of Birth*

Gender*

Marital Status*

Citizenship*

CENTRAL KYC REGISTRY | Know Your Customer (KYC) Application Form | Individual

1. PERSONAL DETAILS

2. TICK IF APPLICABLE

3. PROOF OF IDENTITY (PoI)*

ADDITIONAL DETAILS REQUIRED*

ISO 3166 Country Code of Jurisdiction of Residence*

Tax Identification Number or equivalent (If issued by jurisdiction)*

Place / City of Birth*

RESIDENCE FOR TAX PURPOSES IN JURISDICTION(S) OUTSIDE INDIA

(To be filled by financial institution)

(Please refer instruction B at the end)

(Please refer instruction A at the end)

(Please refer instruction C at the end)

(Mandatory for KYC update request)

(Certified copy of any one of the following Proof of Identity[PoI] needs to be submitted)

(Mandatory only if section 2 is ticked)

For office use only

Married

Resident Individual

Foreign National

Non Resident Indian

Unmarried

Account Type*

M- Male

Application Type*

KYC Number

F- Female T-Transgender

Signature / ThumbImpression

PHOTO

Prefix First Name Middle Name Last Name

ISO 3166 Country Code of Birth*

Passport Expiry Date

Driving Licence Expiry Date

Important Instructions: A) Fields marked with ‘*’ are mandatory fields.B) Please fill the form in English and in BLOCK letters.

C) Please fill the date in DD-MM-YYYY format.D) Please read section wise detailed guidelines / instructions at the end.

E) List of State / U.T code as per Indian Motor Vehicle Act, 1988 is available at the end.

F) List of two character ISO 3166 country codes is available at the end.

G) KYC number of applicant is mandatory for update application.

H) For particular section update, please tick ( ) in the box available before the section number and strike off the sections not required to be updated.

IN- Indian Others (ISO 3166 Country Code )

Name* (Same as ID proof)

Others

Person of Indian Origin

Occupation Type*

Residential Status*

S- Simplified Measures Account - Document Type code

Identification Number


( Professional Self Employed Retired

Housewife Student)

S-Service

O-Others

B-Business

( Private Sector Public Sector Government Sector )

X- Not Categorised

Normal Simplified (for low risk customers) Small

(11/21)

777

Education : Under Graduate Post Graduate Professional Graduate Others

FATCA/CRS DECLARATION (2.A)

ARHAM SHARE CONSULTANTS PVT. LTD.ARHAM SHARE CONSULTANTS PVT. LTD.ARHAM SHARE CONSULTANTS PVT. LTD.U-8, Jolly Plaza, Athwa Gate, Surat-395 001.

4.3 ADDRESS IN THE JURISDICTION DETAILS WHERE APPLICANT IS RESIDENT OUTSIDE INDIA FOR TAX PURPOSES* FATCA/CRS DECLARATION (2.B) (Applicable if section 2 is ticked)

Same as Current / Permanent / Overseas Address details

Same as Correspondence / Local Address details

4.2 CORRESPONDENCE / LOCAL ADDRESS DETAILS * (Please see instruction E at the end)

Same as Current / Permanent / Overseas Address details (In case of multiple correspondence / local addresses, please fill ‘Annexure A1’)

5. CONTACT DETAILS (All communications will be sent on provided Mobile No. / Email-ID) (Please refer instruction F at the end)

Tel. (Off)

FAX

Tel. (Res)

Email ID

Mobile

888

4. PROOF OF ADDRESS (PoA)*

4.1 CURRENT / PERMANENT / OVERSEAS ADDRESS DETAILS

(Certified copy of any one of the following Proof of Address [PoA] needs to be submitted)

Address Type*

Proof of Address*

Residential / Business

Passport Driving Licence UID (Aadhaar)

Voter Identity Card

Residential Registered Office

please specify

Business

NREGA Job Card Others

Unspecified

Simplified Measures Account - Document Type code

(Please see instruction D at the end)

Address

Line 2

State / U.T Code*

City / Town / Village*

ISO 3166 Country Code*

Pin / Post Code*District*

Line 1*

Line 3

Line 2

State / U.T Code*




Line 1*

Line 3

Line 2

State / U.T Code*




Line 1*

Line 3

999

7. REMARKS (If any)

PROOF OF IDENTITY [PoI] OF RELATED PERSON* (Please see instruction (H) at the end)

8. APPLICANT DECLARATION

9. ATTESTATION / FOR OFFICE USE ONLY

KYC VERIFICATION CARRIED OUT BY INSTITUTION DETAILS

Date : Place :

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it.

I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.

Documents Received Certified Copies

Date

Emp. Name

Emp. Code

Emp. Designation

Emp. Branch

Name

Code

[Employee Signature] [Institution Stamp]

[Signature / Thumb Impression]

Signature / Thumb Impression of Applicant(12/21)

A- Passport Number

B- Voter ID Card

C- PAN Card

D- Driving Licence

E- UID (Aadhaar)

F- NREGA Job Card

Z- Others (any document notified by the central government)

Passport Expiry Date

Driving Licence Expiry Date

S- Simplified Measures Account - Document Type code



(If KYC number and name are provided, below details of section 6 are optional) el. (Off)

Guardian of Minor Assignee Authorized RepresentativeRelated Person Type*

Name*

Prefix First Name Middle Name Last Name

Addition of Related Person Deletion of Related Person

6. DETAILS OF RELATED PERSON (In case of additional related persons, ple ase fill ‘Annexure B1’ ) (please refer instruction G at the end)

KYC Number of Related Person (if available*)

101010

Name

Signature

First / Sole Holder or Guardian (in case of Minor)

Second Holder Third Holder

F6 T213/2113/2113/21 5/115/115/11 5/115/115/11

DECLARATIONDECLARATIONDECLARATION

1. I/We have received and read the Documents of Rights and Obligations of BO-DP including the Schedule

there to and the terms & conditions and agree to abide by and be bound by the same and by the Bye Laws

as are in force from time to time. I / We declare that the particulars given by me/us above are true and to the

best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate

the DP & Trading Member any change(s) in the details / Particulars mentioned by me / us in this form. I/We

further agree that any false / misleading information given by me / us or suppression of any material

information will render my account liable for termination and suitable action.

2. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge

and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above

information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may

be held liable for it.

3. I/We confirm having read/been explained and understood the contents of the document on policy and

procedures of the stock broker and the tariff sheet.

4. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s)

and 'Risk Disclosure Document'. I/We do hereby agree to be bound by such provisions as outlined in these

documents. I/We have also been informed that the standard set of documents has been displayed for

Information on stock broker's designated website, www.arhamshare.com

Signatures should be preferably in blue ink).

Date: Place

111111

FOR OFFICE USE ONLYFOR OFFICE USE ONLYFOR OFFICE USE ONLY

UCC Code allotted to the Client :UCC Code allotted to the Client :UCC Code allotted to the Client :

Documents verified with Originals / In person Verification done byDocuments verified with Originals / In person Verification done byDocuments verified with Originals / In person Verification done by Client Interviewed / Approved byClient Interviewed / Approved byClient Interviewed / Approved by

NameNameName

SignatureSignatureSignature

DesignationDesignationDesignation

Employee CodeEmployee CodeEmployee Code

DateDateDate

I/We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-I/We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of ‘Rights and Obligations’ document(s), RDDmandatory documents. I/We have also made the client aware of ‘Rights and Obligations’ document(s), RDDand Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents would be duly change in the ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD wouldintimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD wouldbe made available on my/our website, if any, for the information of the clients.be made available on my/our website, if any, for the information of the clients.

I/We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of ‘Rights and Obligations’ document(s), RDDand Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD wouldbe made available on my/our website, if any, for the information of the clients.

DateDateDate Signature of the Authorised SignatorySignature of the Authorised SignatorySignature of the Authorised Signatory Seal/Stamp of the stock brokerSeal/Stamp of the stock brokerSeal/Stamp of the stock broker

PlacePlacePlace DateDateDate(Client's Signature)(Client's Signature)(Client's Signature) 14/2114/2114/21

BROKERAGE STRUCTUREBROKERAGE STRUCTUREBROKERAGE STRUCTURE

1. CAPITAL MARKET SEGMENT1. CAPITAL MARKET SEGMENT1. CAPITAL MARKET SEGMENTTrading AccountTrading AccountTrading Account

a. Square of same daya. Square of same day

b. Deliveryb. Delivery

a. Square of same day

b. Delivery

a. Index Optiona. Index Option

b. Stock Optionb. Stock Option

c. Currency Optionc. Currency Option

a. Index Option

b. Stock Option

c. Currency Option

FIRST SIDEFIRST SIDEFIRST SIDE

FIRST SIDEFIRST SIDEFIRST SIDE

% Min. Paise% Min. Paise% Min. Paise


SECOND SIDE SECOND SIDE SECOND SIDE

SECOND SIDE SECOND SIDE SECOND SIDE



2. F & O SEGMENT2. F & O SEGMENT2. F & O SEGMENTTrading AccountTrading AccountTrading Account

a. Brokeragea. Brokeragea. Brokerage

FIRST SIDEFIRST SIDEFIRST SIDE% Min. Paise% Min. Paise% Min. Paise

SECOND SIDE SECOND SIDE SECOND SIDE % Min. Paise% Min. Paise% Min. Paise

4. OPTION TRADING4. OPTION TRADING4. OPTION TRADINGPer LotPer LotPer Lot

3. CURRENCY DERIVATIVE SEGMENT3. CURRENCY DERIVATIVE SEGMENT3. CURRENCY DERIVATIVE SEGMENTTrading AccountTrading AccountTrading Account

a. Brokeragea. Brokeragea. Brokerage

FIRST SIDEFIRST SIDEFIRST SIDE% Min. Paise% Min. Paise% Min. Paise

SECOND SIDE SECOND SIDE SECOND SIDE % Min. Paise% Min. Paise% Min. Paise

Tariff applicable to Beneficiary Accounts for DP Services (CDSL) Tariff applicable to Beneficiary Accounts for DP Services (CDSL) Tariff applicable to Beneficiary Accounts for DP Services (CDSL)

121212

First / Sole HolderFirst / Sole Holder

Second HolderSecond Holder

Third HolderThird Holder

First / Sole Holder

Second Holder

Third Holder

Name of HoldersName of HoldersName of Holders Signature(s)Signature(s)Signature(s)

TARIFF SHEETTARIFF SHEETTARIFF SHEET

15/2115/2115/21

6/116/116/11

6/116/116/11

Sr. Sr. No.No.Sr. No.

ServicesServicesServices SCHEMESCHEMESCHEME

TRADERSTRADERSTRADERS

111 Annual Maintenance ChargesAnnual Maintenance ChargesAnnual Maintenance Charges 300/-300/-300/- 100/-100/-100/-

222 Deliveries / Debit transactionDeliveries / Debit transactionDeliveries / Debit transaction

a) Within Arhama) Within Arhama) Within Arham

b) Outside Arhamb) Outside Arhamb) Outside Arham

Rs. 11 / ISINRs. 11 / ISINRs. 11 / ISIN Rs. 16 / ISINRs. 16 / ISINRs. 16 / ISIN

333 Charges for Pledge creationCharges for Pledge creation/Pledge closure/Pledge closureCharges for Pledge creation/Pledge closure

444 DematerializationDematerializationDematerialization

555 Rematerialization Rematerialization Rematerialization

666 Additional DIS requisition Additional DIS requisition Additional DIS requisition

777 Additional Request for Additional Request for account statement or holding account statement or holding with valuation, account with valuation, account modification, freeze & modification, freeze & unfreeze etc.unfreeze etc.

Additional Request for account statement or holding with valuation, account modification, freeze & unfreeze etc.

0.02% 0.02% Min 15 / ISINMin 15 / ISIN

0.02% Min 15 / ISIN

0.02% 0.02% Min 20 / ISINMin 20 / ISIN

0.02% Min 20 / ISIN

0.02% 0.02% Min 25 / ISINMin 25 / ISIN

0.02% Min 25 / ISIN

0.02% 0.02% Min 50 / ISINMin 50 / ISIN

0.02% Min 50 / ISIN

10/ booklet10/ booklet10/ booklet

25/ Request 25/ Request 25/ Request

Notes :

1. GST and other statutory levies (if any) would be charged extra wherever applicable as per the prevailing rates.

2. Charges are payable monthly.

3. The rate will depend on existing CDSL charges and will be revised on revision by CDSL. All the charges are subject to revision at the sole & discretion of ASCPL. Charges will be revised by giving minimum 30 days notice in writing.

4. For availing ‘Easiest’ facility of CDSL, The charges as levied by CDSL would be collected from clients at actuals.

5. In case of every Corporate Accounts, CDSL AMC of 500/- shall be charged extra.

6. I/We authorise you to debit my/our trading account towards my/our demat account dues. Any such amount debited to my/our trading account will be binding on me/us.

SCHEMESCHEMESCHEME

INVESTORINVESTORINVESTOR LIFE TIMELIFE TIMELIFE TIME

5 per certicifate & 5 per certicifate &

50 per DRF request & 50 per DRF request &

50 per rejection50 per rejection

5 per certicifate &

50 per DRF request &

50 per rejection




5 per certicifate &


50 per rejection




5 per certicifate &


50 per rejection

Actual CDSL Actual CDSL charges plus charges plus

50 per request 50 per request

Actual CDSL charges plus

50 per request




50 per request




50 per request

50/ booklet50/ booklet50/ booklet50/ booklet50/ booklet50/ booklet

25/ Request 25/ Request 25/ Request 25/ Request 25/ Request 25/ Request

SCHEMESCHEMESCHEME

999/-999/-999/-

Rs. 20 / ISINRs. 20 / ISINRs. 20 / ISIN

0.02% 0.02% Min 25 / ISINMin 25 / ISIN

0.02% Min 25 / ISIN

0.02% 0.02% Min 50 / ISINMin 50 / ISIN

0.02% Min 50 / ISIN

Dear Sir,

Sub. : AUTHORITY TO MAINTAIN RUNNING ACCOUNT

With reference to my/our Trading Account with you on Capital Market and/or Future & Options segment and/or currency derivative segment of the Bombay Stock Exchange, & National Stock Exchange of India Limited. As my/our broker I/We direct and authorize you to carry out trading/dealings on my/our behalf as per instruction given below;

1. I/We request you to maintain running balance in my account and retain the credit balance in my/ our account and to use the unused fund towards my/our margin/payin/other future obligation(s) at any segment(s) of any or all the exchange(s)/clearing corporation unless I/We instruct you otherwise.

2. I/We hereby authorize and direct you to maintain running account(s) for me/us and from time to time debit these securities and fund from running accounts and make pay-in of securities and funds to exchanges/clearing corporation to settle my/our trades/dealing.

3. I/We also authorize you to retain temporary credits/margin, if any, in my/our account against security from my/our running account. I/We have no objection in retaining excess funds with the company and have full confidence in you.

4. I/We also authorize you to retain my/our securities with you in your pool/beneficiary account.

5. In the event I/We have outstanding obligation on the settlement date, you may retain the requisite securities/funds towards such obligations and may also retain the funds expected to be required to meet margin obligation for next 5 trading days, calculated in the manner specified by the exchanges.

6. You are also authorised to retain Rs. 10,000/- in my/our trading account while settling my / our trading account.

7. I agree that if I/We fail to bring any disputes arising from the statement of accounts or settlement so made to your notice within 30 working days from the date of receipt of funds/securities or statement, as the case may be in writing by delivery then in that event the statement of accounts or settlement so made shall be final and I/We shall have no right to dispute any/either of these ever.

8. I/ We reserve the right to revoke the running account authorization at any time.

9. I/We authorize you to settle my accounts (funds & securities) on either.

Thanking You, Thanking You, Yours faithfully,Yours faithfully,Thanking You, Yours faithfully,

Client Name Client Name Client Name

AddressAddressAddress

Once in a Calendar Quarter Once in a MonthOnce in a Calendar Quarter Once in a MonthOnce in a Calendar Quarter Once in a Month

To,


Arham Share Consultants Pvt. Ltd.Arham Share Consultants Pvt. Ltd.Arham Share Consultants Pvt. Ltd.

RUNNING ACCOUNT LETTER

Date :Date :Date :

323232 Client SignatureClient SignatureClient Signature

16/2116/2116/21

VOLUNTARY VOLUNTARY VOLUNTARY

333333

LETTER OF CONSENTLETTER OF CONSENTLETTER OF CONSENT

VOLUNTARY VOLUNTARY VOLUNTARY Dear Sir/Madam,

A. With ref. to SEBI circular CIR/MIRSD/15/2011 DATED 02/08/2011, I/we hereby authorized you toaccept following common email id & common mobile number in our family member‘s trading & Demataccount with you as per annexure 1. As per the clause (2B IV) of this SEBI circular, family membermeans self, spouse, dependent children and dependent parents. Following is our common E-mail id &Common Mobile number.

SUB.: A) Consent for use of common E-mail id & Common Mobile Number in our trading and Demat Account; B) Consent to receive digitally signed documents by E-mail (Electronic Contract Note (i.e. ECN) & other Documents) and trade confirmation etc by SMS.

Sr. No. NAME RELATIONSHIPCODE

(Signature of First / Sole Holder)

17/2117/2117/21

(Signature of Third Holder)

7/117/117/11

(Signature of Second Holder)

7/117/117/11

I/we further agree that in future if any change in my/our email id / or mobile number, I/we will inform

immediately in writing to member for updation.

Thanking you.

B. I/we hereby consent to receive digitally signed documents like contract note (ECN), daily marginstatement, statement of accounts for funds & securities of the trades executed by me/us, retainstatement, trade confirmation, ledger, bills, demat holdings statements, demat transactionstatements, notices, circulars, amendments and such other correspondence as per exchange &regulatory requirements in electronic form duly authenticated by means of a digital signature asspecified in the Information technology Act, 2000 and the rules made there under on above ourcommon email id & SMS if any on above common mobile number & accept and authorized the sameas correct. If any error or any false information or details received in such email then I/we will agree toinform you in writing or by email immediately or within week. I/we further agree that non-receipt ofbounce mail notification by the member shall amount to delivery of the electronic documents.

Your's faithfully,

Sr. No. Owner RelationshipMobile No. / Email-Id

1

2

Code

Annexure 1 (List of family Member’s Trading & Demat Account having common Email & mobile

Number as mentioned above)

Whereasã I/we hold a beneficiary account # 12071700 _____________ with Central Depository Services

(India) Ltd., through its Depository Participant, Arham Share Consultants Pvt. Ltd., a corporate body incorporated under The Companies Act,1956 and having its registered office at U-8, Jolly Plaza, Athwa Gate, Surat-395 001 and having DP-ID 071700 (hereinafter referred to as 'the Depository Participant').

ã I/we am/are an investor engaged in buying and selling of securities through Arham Share Consultants Pvt. Ltd., a corporate body incorporated under The Companies Act,1956 and having its registered office at U-8, Jolly Plaza, Athwa Gate, Surat-395 001. (hereinafter referred to as 'the stock broker')

ã the said stock broker is presently a member of Bombay Stock Exchange Ltd. & National Stock Exchange of India Ltd., bearing SEBI Registration # INZ000175534 in the Capital Market Segment, Equity Derivatives (F&O) Segment & Currency Derivatives Segment (hereinafter referred to as 'the Stock Exchanges/Exchanges').

ã due to exigency and paucity of time, I/we am/are desirous of appointing an agent or attorney to operate the aforesaid beneficiary account on my/our behalf for a limited purpose in the manner hereinafter appearing.

Now know we all and these presents witnesseth that the above named do hereby nominate, constitute and appoint the aforesaid stock broker as my/our true and lawful attorney for me/us and on my/our behalf and in my/our name to do instruct the aforesaid Depository Participant as under.a) to transfer securities held in my/our aforementioned beneficial owner account from time to time

to the demat accounts of the stock broker (details as mentioned in Schedule 'A' attached herewith) maintained for the purpose of settlement of trades and margin obligations arising out of trades executed by me/us on the abovementioned stock exchanges through the stock broker. However, the said power will be restricted to only transfer of securities to the Clearing Member ID allotted to the stock broker by any existing or future exchange that the stock broker has joined or will join as a member or to any demat accounts linked to the said Clearing Member ID provided that I/we have entered into 'Client Registration' with the stock broker for such exchanges.

b) to pledge the securities in favour of the stock broker for the limited purpose of meeting my/our margin requirements in connection with the trades executed by me/us on any recognized stock exchange through the stock broker.

c) to apply for various products like Mutual Funds, IPOs, rights offer of shares, tendering shares in open offers etc. persuant to oral, written or electronic instructions given by me/us to the stock broker. However the stock broker shall not be liable for any loss that may result from failure or inability of electronic connectivity or due to rejection of my/our application for any reason whatsoever.

d) to return any securities that may have been received by the stock broker erroneously or those securities that the stock broker was not entitled to receive from me/us.

To all to whom these presents shall come, I/we,

M/s.___________________________________________________ having registered address

at __________________________________________________________________________

____________________________________________________________________________

on this ________ day of ______________________ ,20_____.

POWER OF ATTORNEY POWER OF ATTORNEY POWER OF ATTORNEY

343434

VOLUNTARY VOLUNTARY VOLUNTARY

18

/ 2

11

8 /

21

18

/ 2

18

/11

8/1

18

/11

8/1

18

/11

8/1

1

(Signature of First / Sole Holder) (Signature of Second Holder) (Signature of Third Holder)

19/2119/2119/21 9/119/119/11 9/119/119/11

353535

For, Arham Share Consultants Pvt. Ltd.Signature :Signature :Signature :

Name :Name :Name :

Address :Address :Address :

Witness

Authorised Signatory

We hereby confirm having accepted the We hereby confirm having accepted the aforesaid Limited Purpose POA.aforesaid Limited Purpose POA.We hereby confirm having accepted the aforesaid Limited Purpose POA.

Beneficial Owner(s) Name Signature

First / Sole HolderFirst / Sole HolderFirst / Sole Holder

Second HolderSecond HolderSecond Holder

Third HolderThird HolderThird Holder

20/2120/2120/21

10/1110/1110/11

10/1110/1110/11

e) to send consolidated summary of my/our scripwise buy and sell positions taken with average rates to me/us by way of SMS or e-mail on a daily basis, notwithstanding any other document to be disseminated as specified by SEBI from time to time.

I/We ratify the instructions given by the aforesaid stock broker to the depository participant named hereinabove in the manner specified herein.I/We hereby agree and declare that all acts and deeds done by the aforesaid stock broker under this authorization shall be construed as acts and deeds done by me/us jointly as well as severally and I/we further confirm and ratify all acts and deeds that the aforesaid stock broker shall lawfully do or cause to be done by virtue of this authorization.I/We further agree and confirm that the powers and authorities conferred by this Power of Attorney shall continue until it is revoked (without notice) in writing by me/us and that the said revocation shall be effective from the date on which the revocation notice is received by the stock broker.In witness whereof I/we, the above named, have hereunto set my/our hands on this day, month and year first above written.

SCHEDULE ‘A’SCHEDULE ‘A’SCHEDULE ‘A’Demat Account Details

Applicable only for HUF entityApplicable only for HUF entityApplicable only for HUF entity

Sr. No.Sr. No.Sr. No. Name of Family MemberName of Family MemberName of Family MemberDate of BirthDate of Birth

(DD MM YYYY)(DD MM YYYY)Date of Birth

(DD MM YYYY) GenderGenderGenderRelationship Relationship with Kartawith Karta

Relationship with Karta SignatureSignatureSignature

DETAILS OF DEMAT ACCOUNT OF THE STOCK BROKER

PARTICULARS

NSE CDSL POOL A/C

NSE CLIENT BENIFICIARY A/C

NSE CDSL SLBM POOL A/C

NSE CDSL SLBM COLLETERAL A/C

MARGIN A/C

BENIFICIARY A/C

DEMAT ACCOUNT NO. DEMAT ACCOUNT NO.PARTICULARS

1207170000000901

1207170000000042

1207170000021088

1207170000115189

1207170000000061

1207170000021166

BSE CDSL POOL A/C

BSE CDSL PRINCIPAL A/C

BSE CLIENT BENIFICIARY A/C

BENIFICIARY A/C

BENIFICIARY A/C

1207170000000019

1207170000000023

1207170000000057

1207170000021191

1207170000030107

BANK ACCOUNT NAME BANK ACCOUNT NO. BANK ACCOUNT NO.BANK ACCOUNT NAME

BSE Client A/c

F & O Client A/c

670340001650

670340001640

NSE Client A/c

CD Client A/c

670340001633

670340001736

ACCOUNT TYPE CM-BP ID ACCOUNT TYPE

NSE NSDL Pool

NSE EARLY PAY-IN A/C

IN518057

1100001100018661

BSE NSDL Pool

BSE EARLY PAY-IN A/C

IN664059

1100001000022741

36

BASIC SERVICES DEMAT ACCOUNT (BSDA)BASIC SERVICES DEMAT ACCOUNT (BSDA)BASIC SERVICES DEMAT ACCOUNT (BSDA)

Respected Sir,

This is with reference to my CDSL demat account with your DP-Arham Share Consultants Pvt. Ltd.

(BO ID___________________________________________). In terms of the SEBI circular no.

CIR/MRD/DP/22/2012 dated 27th August 2012. I hereby, request you to extend the facility of the Basic

Services Demat Account (BSDA) to my above mentioned demat account since I meet the eligibility criterion

given in the said SEBI circular.

I, hereby, declare that I do not have any other demat account with CDSL or NSDL wherein I am the sole

holder / first holder.

At any point of time if I do not meet the SEBI laid down criterion for the BSDA facility, I shall inform you

immediately for further course of action.

Further, if any point of time, it comes to the knowledge Arham Share Consultants Pvt. Ltd. that the BO has

violated the laid down SEBI criterion, then Arham Share Consultants Pvt. Ltd. reserves the right to treat the

BO account in the regular scheme and the BSDA facility shall not be extended to such a demat account from

the date of violation.

Regards,

To,

I/We do not wish to option for BSDA Facility

I/We wish to option for BSDA Facility

I want to Opt out from BSDA Facility

U-8, Jolly Plaza, Athwa Gate, Surat-395 001.U-8, Jolly Plaza, Athwa Gate, Surat-395 001.U-8, Jolly Plaza, Athwa Gate, Surat-395 001.


Sub : Basic Services Demat Account (BSDA) for BO ID -

First/Sole Holder

Name

Signatures

Second Joint Holder Third Joint Holder

21/2121/2121/21 11/1111/1111/11 11/1111/1111/11

37

BOARD RESOLUTION FOR INVESTMENT IN SECURITIES MARKET

EXTRACTS OF THE MINUTES OF THE MEETING OF THE BOARD OF THE

DIRECTORS OF THE COMPANY HELD ON .................................................... AT 11:00 AM AT THE

REGISTERED OFFICE

RESOLVED THAT the consent of the Board be and is hereby given to Open a Trading and / or Demat

account of the company ............................................................................... with ARHAM SHARE

CONSULTANTS PRIVATE LIMITED, member of National Stock Exchange of India Limited, BSE Ltd

& Depository Participant of Central Depository Services (India) Ltd.

FURTHER RESOLVED THAT following Directors/Authorized Signatories of the company be hereby

authorized to open & operate the Trading account and Demat Account to sign & execute documents,

submit undertakings, agreements etc by any one singly / any two jointly whose specimen signatures

are as under and ARHAM SHARE CONSULTANTS PRIVATE LIMITED, hereby authorized to honor

instructions given on behalf of the company.

Name Designation Signature and StampSr.

1.

2.

3.

Director

Director

Director

Certified to be true

For and on behalf

Director / Authorized Signatory

Date :

Place :

ON LETTER HEAD

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