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COMPARATIVE PUBLIC ADMINISTRATION State of the art & potentials for configurational comparative methods

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Page 1: COMPARATIVE PUBLIC ADMINISTRATION...2012/05/21  · COMPARATIVE PUBLIC ADMINISTRATION State of the art & potentials for configurational comparative methods “Compare or perish”

COMPARATIVE PUBLIC

ADMINISTRATION

State of the art & potentials for

configurationalcomparative methods

Page 2: COMPARATIVE PUBLIC ADMINISTRATION...2012/05/21  · COMPARATIVE PUBLIC ADMINISTRATION State of the art & potentials for configurational comparative methods “Compare or perish”

“Compare or perish”

• Comparison as the very essence of the sciencific method– Without comparisons to make, the mind does not know how to proceed (De Tocqueville, quoted in Almond & Powell 1992:3)

– the construction of a science of administrationdepended upon the success in establishingpropositions that would transcend nationalboundaries (Dahl 1947)

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Ambitions of CPA and cpa

• Build and test theories that make usunderstand and predict structures andperformances of p.a.

• Scientific goal and practical purpose• Institutional and policy transfer• Succesful transfer relies on adaptationslessons learned to contingencies of administrative systems

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Stringent and relaxed definitionsof CPA

• Textbook comparative design• Allegedly weaker variants

– Dichotomies and typologies– Thick contextual description– Secondary analysis– Single cases

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Limits of CPA

• Institutional: time, money, support• Complexity of public administration• Problems of operational definition andmeasurement

• Limited independent data‐sets• Post‐positivism

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Sources of optimism for CPA

• Availability of data– Policy diffusing agencies such as OECD, Worldbank, UN

– Peer learning within EU – open method of co‐ordination

– Growth in academic databases – agencies andadministrative reforms

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Sources of optimism for CPA

• Advances in comparative documentation• More analytical strategies for theory testing• Time series

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Screening and review

• Fitzpatrick et al. (2011): QCA not mentioned• CPA frameworks (based on Heady, 1966)• a. Institutional: focus on the design and role of political structures 

in public administration; governance arrangements, networks, citizen participation; administrative agencies; or legal issues found in constitutions, legislation, executive orders, or regulation.

• b. administrative processes: management functions or organizational procedures to implement public policies. This includes leadership, HRM, budget and financial management, information systems, policy‐formulation, policy or program implementation, and oversight,accountability and evaluation

• c. cultural frameworks: values, views, norms, or attitudes of the regions being studied or individuals or groups in the region

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Journals surveyed for QCA applications

Step 1: Identification of potentially interesting articles• English language journals (no conference papers & book

chapters): – 28 public administration journals of Fitzpatrick et al. (2011)– Social Sciences Citation Index

• disciplines: (a) public administration, (b) political science and (c) management

– COMPASSS database 

• Key words: qualitative comparative * OR QCA OR crisp set OR csQCA OR multi value QCA OR mvQCA OR fuzzy set QCA OR fsQCA OR set theory OR configuration*

• Time of publication: …‐ 2011

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Journals surveyed for QCA applicationsStep 2: Content analysis• Articles need to address public administration content: i.e. “activities

required to deliver public policies”• PA frameworks of Heady, 1966 as point of reference• Outcome + majority of conditions should be PA relevant• Excluded: 

– Substantive policy research!– Articles that dealt solely with political science issues– Meta‐articles without PA relevant QCA application

Resulting: 29 articles (1993‐2011)• Compare with COMPASSS database 

– “comparative politics” (n=66)– “business and economics” (n=31)– “management and organization” (n=14)

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Dates of publication

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Comparative frameworks used

A: InstitutionalB: Administrative processesC: Culture

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QCA niche in comparison with CPA general (Fitzpatrick et al., 2011)

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1. Reform2. Accountability, performance monitoring, 

evaluation3. NPM4. Ethics, corruption, public sector values5. Budgeting, public finance6. Decentralization7. Development

8. Implementation of program/policy9. Local government10. HRM11. Multilevel governance12. Institutional design13. Citizen participation14. Common pool resource management15. Regulatory governance16. Networks

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Locations of research

0

10

20

30

40

50

60

70

80

Africa Asia Europe USA LatinAmerica

QCA nicheFitzpatrick

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Units of analysis

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Techniques used

62%

38%

Only QCA

QCA in combination with"quantitative method(s)"

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Number of conditions

5(34% of the articles)

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Size of the sample

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Proportion conditions/cases

31-40%31% of the articles

21-30%24% of the articles

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Proportion of articles testinghypotheses

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Taking stock: preliminary insights

• Still limited number of applications in 25 years• Dominant focus on cpa (normative, applied) rather than

on CPA (theory building; typology building)• Limited replication of research transferability of

findings?• Limited use of available databases

– MESO level: e.g. agencies; – MICRO: e.g. public service motivation

• But: increasing number of institutionalized initiativespromoting QCA applications (e.g. IRSPM; Academy of Management; ECPR; etc.)…

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MORE INFORMATION?

Prof. Dr. Marleen Brans & Dra. Valérie Pattyn

Public Management InstituteK.U.Leuven, Belgium

[email protected]@soc.kuleuven.be