cms quality strategy robert anthony deputy director, quality measurement & value-based...
TRANSCRIPT
CMS Quality Strategy
Robert AnthonyDeputy Director, Quality
Measurement & Value-based Incentives Group
Center for Clinical standards and Quality
September 17, 2015
Our Vision
TO OPTIMIZE HEALTH OUTCOMES BY IMPROVING CLINICAL QUALITY AND
TRANSFORMING THE HEALTH SYSTEM.
http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/QualityInitiativesGenInfo/CMS-Quality-Strategy.html
Better Health forthe Population
Better Carefor Individuals
Lower CostThrough
Improvement
Our Three Aims
3
4
National Quality Strategy promotes better health, better healthcare, and
lower costs through
• Make care safer by reducing harm caused in the delivery of care
• Ensure that each person and family are engaged as partners in their care
• Promote effective communication and coordination of care• Promote effective prevention and treatment practices for
the leading causes of mortality, starting with cardiovascular disease
• Work with communities to promote wide use of best practices to enable healthy living
• Make quality care more affordable for individuals, families, employers, and governments by developing and spreading new health care delivery models
Six Priorities
The Six Priorities Have Become the Goals for the CMS
Quality Strategy
Making care safer Strengthen person and family engagement
Promote effective communication and coordination of care
Promote effective prevention and
treatment
Work with communities to promote best
practices of healthy living
Make care affordable
CMS Vision for Quality Measurement
• Align measures with the National Quality Strategy and Six Measure Domains
• Implement measures that fill critical gaps within the 6 domains
• Develop measures meaningful to patients and providers, focused on outcomes (including patient-reported outcomes), safety, patient experience, care coordination, appropriate use, and cost
• Align measures across CMS programs whenever possible
• Parsimonious sets of measures; core sets of measures
• Removal of measures that are no longer appropriate (e.g., topped out or process distal from outcome)
• Align measures with states, private payers, boards and specialty societies
Make Care Safer
Reduce inappropriate
and unnecessary care
Prevent or minimize harm in
all settings
Improve support for a culture of
safety
Objectives
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Make Care Safer
Improve support for a culture of
safety
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Objective Desired Outcomes Improved application of safety practices in our
programs to involve all team members, patients, and families and assure that the patient voices are heard
Organizations exhibit strong leadership that educates and empowers the workforce to recognize harm and increase reporting of errors
Increased access to understandable health information
Expanded use of evidence-based services and primary care
Disparities of care are eliminated
Make Care Safer
Reduce inappropriate
and unnecessary care
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Objective Desired Outcomes
Health care organizations continually assess events in accordance with evidence-based practices
Health care cost reductions are attributed to the reduction of unnecessary, duplicative, and inappropriate care
Improved achievement of patient-centered goals of care is evident
Disparities of care are eliminated
Make Care Safer
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Objective Desired Outcomes
HACs and HAIs are reduced Medication error rates are improved Falls are decreased Visibility of harm is improved in all settings Use of evidence-based services and primary
care is expanded Patient and family access to understandable
health information is increased Disparities of care are eliminated
Prevent or minimize harm in
all settings
Partnership for Patients and QIO work: Hospital Acquired Condition (HAC) Rates
Show Improvement
Ventilator-Associated Pneumonia
(VAP)
Early Elective Delivery
(EED)
Obstetric Trauma
Rate (OB)
Venous thromboembolic
complications (VTE)
Falls and Trauma
Pressure Ulcers
55.3% ↓ 52.3% ↓ 12.3% ↓ 12.0% ↓ 11.2% ↓ 11.2% ↓
•2010 – 2012 - Preliminary data show a 9% reduction in HACs across all measures
•Many areas of harm dropping dramatically (2010 to 2013 for these leading indicators)
Reduced Potential for Adverse Drug Events
44,640 Potential adverse
drug events were
prevented
Measurement Period
n= 44,640 instances of potential adverse drug events identified and prevented
d= 195,352 opportunities for adverse drug events
Total Beneficiaries = 57, 657
Reducing HAC in Hospitals - Fewer infections
85,149 fewer days with urinary catheters for beneficiaries
Strengthen Person and Family Engagement
Ensure care delivery
incorporates patient and
caregiver preferences
Improve experience of
care for patients, caregivers and
families
Promote patient self-management
Objectives
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Strengthen Person and Family Engagement
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Ensure all care delivery
incorporates patient and
caregiver preferences
Objective Desired Outcomes Patients are partners at all levels of care Care and treatment reflects patients’ personal values and goals Coordination and communication occurs within and across care
teams, including patients, families, and caregivers Patient and family preferences are central in decision processes
and implementation Joint development of treatment goals and longitudinal plans of
care Information is updated and available for use by patients Achievement of patient-centered goals that focus on prevention Improved coordination and communication within and across
organizations Disparities in care are eliminated
Strengthen Person and Family Engagement
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Promote patient self-management
Objective Desired Outcomes
Improved application of self-management practices in our programs
Improved visibility of self-management Improved support for integrated care models Increased access to understandable health information Updated and available information for use by patients Improved patient confidence in managing chronic
conditions A respectful, trustworthy, transparent healthcare
culture
Promote Effective Communication and Coordination of Care
Reduce admissions and
readmissions
Embed best practices to
manage transitions to all practice settings
Enable effective health care
system navigation
Objectives
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Promote Effective Communication and Coordination of Care
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Reduce admissions and
readmissions
Objective Desired Outcomes• Patient self-management and activation efforts result in
reduced admission and readmission rates• Increased health literacy rates• Survey results demonstrate measurable reduction in
deficiencies related to discharge planning and care transitions
• Evidence based best practices that promote appropriate discharge planning and care transition are embedded in routine practice of care across the health care continuum
• Appropriate interventions prevent development of health conditions that require acute care
• Wasteful expenses from avoidable admissions and readmissions is reduced drastically
• All those who provide care in a particular community work in coordination to optimize patient care
2007 2008 2009 2010 2011 2012 201317%
18%
19%
20%
Medicare 30-Day, All-Condition Hospital Readmission RatesJanuary 2007 - May 2013
Monthly Rate
Trendline
Hospital Readmissions Continue to Decline Steeply
Promote Effective Communication and Coordination of Care
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Embed best practices to
manage transitions to all practice settings
Objective Desired Outcomes
• Integrated, patient-centric discharge tools are used across all practice settings
• Community-based support systems integrated with health care delivery are developed and employed
• Patient activation efforts and self-management training are a standard part of care
Promote Effective Communication and Coordination of Care
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Enable effective health care
system navigation
Objective Desired Outcomes
• Evidence-based best practices that enable patient activation and self-management are embedded in the routine practice of care
• Payer reimbursement is expanded beyond education to include chronic disease self-management education programs
• Cross-setting discharge planning tools that include patient and family goals and preferences are routinely employed
Promote Effective Prevention and Treatment
Increase appropriate
use of screening
and prevention
services
Strengthen interventions
to prevent heart attacks and strokes
Improve quality of care for patients
with multiple chronic
conditions
Improve behavioral
health access and
quality care
Improve perinatal outcomes
Objectives
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
23
CMS Priorities for Measure Development
• Common Adverse Events– Global measure of harm?
• Appropriate Use of Resources• Patients with Multiple Chronic Conditions• Aligning measures and incentives across
providers• Actively monitor for unintended consequences• Advance science on Patient-Reported Outcome
Measures• De novo e-measure development
Work with Communities to Promote Best Practices of
Healthy Living
Partner with and support
federal, state, and local public
health improvement
efforts
Improve access within communities
to best practices of
healthy living
Promote evidence-
based community
interventions to prevent and treat chronic
disease
Increase use of community-
based social supports
Objectives
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Work with Communities to Promote Best Practices of
Healthy Living
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Partner with and support federal, state, and local public health improvement
efforts
Objective Desired Outcomes
• Promote interoperability of health IT systems• Improved population health outcomes • Reduced disparities in health outcomes• Reduced health care costs through better
coordination across sectors
Make Care Affordable
Develop and implement payment systems that
reward value over volume
Use cost analysis data to inform payment policies
Objectives
Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6
Delivery system and payment transformation
27
PUBLICSECTOR
Future State – People-Centered
Outcomes Driven Sustainable
Coordinated Care
New Payment Systems (and many more)
Value-based purchasing ACOs, Shared Savings Episode-based payments Data Transparency
Current State – Producer-Centered Volume Driven
Unsustainable
Fragmented Care
FFS Payment Systems
PRIVATESECTOR
Medicare Per Capita Spending Growth at Historic Lows
Source: CMS Office of the Actuary2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 20130%
1%
2%
3%
4%
5%
6%
7%
8%
9%
10%
11%
12%
9.24%
5.99%
4.63%
7.64%7.16%
*27.59%
1.98%
4.91%
4.15%
1.36%
2.25%
1.13%0.35%
Medicare Per Capita Growth Medical CPI Growth
*Medicare Part D prescription drug benefit implementation, Jan 200628%
27%
29
Framework for Progression of Payment to Clinicians and Organizations in Payment Reform Category 1: Fee for Service – No Link to Quality
Category 2: Fee for Service – Link to Quality
Category 3: Alternative Payment Models on Fee-for Service Architecture
Category 4: Population-Based Payment
Description Payments are based on volume of services and not linked to quality or efficiency
At least a portion of payments vary based on the quality or efficiency of health care delivery
• Some payment is linked to the effective management of a population or an episode of care
• Payments still triggered by delivery of services, but, opportunities for shared savings or 2-sided risk
• Payment is not directly triggered by service delivery so volume is not linked to payment
• Clinicians and organizations are paid and responsible for the care of a beneficiary for a long period (eg, >1 yr)
Examples
Medicare • Limited in Medicare fee-for-service
• Majority of Medicare payments now are linked to quality
• Hospital value-based purchasing
• Physician Value-Based Modifier
• Readmissions/Hospital Acquired Condition Reduction Program
• Accountable Care Organizations
• Medical Homes• Bundled Payments
• Eligible Pioneer accountable care organizations in years 3 – 5
• Some Medicare Advantage plan payments to clinicians and organizations
• Some Medicare-Medicaid (duals) plan payments to clinicians and organizations
Medicaid Varies by state • Primary Care Case Management
• Some managed care models
• Integrated care models under fee for service
• Managed fee-for-service models for Medicare-Medicaid beneficiaries
• Medicaid Health Homes• Medicaid shared savings
models• Medicaid waivers for delivery
reform incentive payments• Episodic-based payments
• Some Medicaid managed care plan payments to clinicians and organizations
• Some Medicare-Medicaid (duals) plan payments to clinicians and organizations
Rajkumar R, Conway PH, Tavenner M. The CMS—Engaging Multiple Payers in Risk-Sharing Models. JAMA. Doi:10.1001/jama.2014.3703
ACO Participation is Growing Rapidly
•ACO-Assigned Beneficiaries by County • 360+ ACOs have been established, including 123 new
Shared Savings ACOs for 2014• 5.3 million assigned beneficiaries in 47 states, plus DC and
PR
Value-Based Purchasing
• Goal is to reward providers and health systems that deliver better outcomes in health and health care at lower cost to the beneficiaries and communities they serve.
• Five Principles- Define the end goal, not the process for achieving it- All providers’ incentives must be aligned- Right measure must be developed and implemented in
rapid cycle- CMS must actively support quality improvement- Clinical community and patients must be actively
engaged
VanLare JM, Conway PH. Value-Based Purchasing – National Programs to Move from Volume to Value. NEJM July 26, 2012
Focusing on Outcomes
• Focusing on the end results of care and not the technical approaches that providers use to achieve the results
• Measure 30 day mortality rates, hospital-acquired infections, etc…
• Determine if desired clinical results are achieved (low re-admissions, weight reduction, etc…)
Challenges in Measuring Performance
• Determining indicators of outcomes that reflect national priorities
• Recognizing that outcomes are usually influenced by multiple factors
• Determining thresholds for ‘good’ performance
• Recognizing that Process Measures don’t always predict outcomes
34
Medicare Access and CHIP Reauthorization Act of 2015
(MACRA)
• Passed House 3/26/2015- Senate 4/14/2015• Signed into Law 4/16/2015• Repeals 1997 Sustainable Growth Rate Physician
Fee Schedule (PFS) Update• Changes Medicare PFS Payment
– Merit-Based Incentive Payment System (MIPS)– Incentives for participation in Alternate Payment Model
(APM)
35
MIPS & APM Incentives
• Separate application of payment adjustments under PQRS, VM, and EHR-MU will sunset Dec. 31, 2018
• January 1, 2019 – MIPS and APM incentive payments begin
• EPs can participate in MIPS or meet requirements to be qualifying APM participant
• MIPS – Can receive positive, negative or zero payment adjustment
• APM Participant – If criteria are met, can receive 5 percent incentive payment for 6 years
36
Merit-Based Incentive Payment System (MIPS)
• Jan 1, 2019- MIPS payment adjustment begins• Under MIPS the Secretary must develop a
methodology to assess EP performance and determine a composite performance score
• Features of PQRS, the Value Modifier and the EHR Meaningful Use program are included in MIPS
• The score is used to determine and apply a MIPS payment adjustment factor for 2019 onward
• Adjustment Can Be Positive, Negative, or Zero
37
More on MIPS
4 Performance Categories – Quality measures (30% of Score) – Resource Use measures (30% of Score)
• Counts for not more than 10% in 2019 and 15% in 2020; additional weight of at least 20% and 15%, respectively, are added to the Quality score in those years
– Clinical Improvement Activities (15% of Score)• Sub-Categories- Includes Better Off-Hours
Access, Care Coordination• Patient Safety, Beneficiary Engagement• Others as Determined by Secretary
– Meaningful Use of EHRs (25% of Score)
38
More on MIPS
• CMS will propose the initial policies for the MIPS in CY2017 PFS Rule Making - proposed rule published around June 2016
• CMS must make available timely (“such as quarterly”) confidential feedback reports to each MIPS EP starting July 1, 2017
• Beginning July 1, 2018, CMS must make available to each MIPS EP information about items and services furnished to the EP’s patients by other providers and suppliers for which payment is made under Medicare
• Information about the performance of MIPS EPs must be made available on Physician Compare
39
MIPS & Measures
• Nov 1st each year, CMS to publish measure list for MIPS– Update, add, revise list for coming performance period
• MACRA explicitly states to emphasize outcome measures• CMS may use:
• Inpatient hospital measures for MIPS EPs• Outpatient hospital measures may be used for
emergency physicians, radiologists, & anesthesiologists.
• Population based measures are allowed for MIPS• In selecting MIPS measures and applying the MIPS formula,
Secretary shall give consideration to “non-patient facing” specialties
40
MIPS – Resource Use
• To measure resource use, MACRA requires CMS to develop: – Care episode and patient condition groups and classification
codes;– Patient relationship categories and codes, which include:
• Primary responsibility for ongoing patient care over extended periods of time
• Lead EP during acute care episode- including coordinating items & services by other EPs
• Supporting EP during acute care episode providing continuing items, & services (but not lead)
• EP providing occasional items & services; upon request of another EP
• EP providing items & services as ordered by another EP• April 2016 – CMS to publish proposed codes online.
– Stakeholder feedback comment period (4 months)• April 2017 – Final categories & codes published.• Revisions allowed Nov. 1, 2018 then every Nov. 1st thereafter.
Expanded Practice Access
• Same day appointments for urgent needs
• After hours clinician advice
Population Management
• Monitoring health conditions & providing timely intervention
• Participation in a qualified clinical data registry
Care Coordination
• Timely communication of test results
• Timely exchange of clinical information with patients AND providers
• Use of remote monitoring
• Use of telehealth
Beneficiary Engagement
• Establishing care plans for complex patients
• Beneficiary self-management assessment & training
• Employing shared decision making
41
MIPS - Clinical Practice Improvement Activities
42
MIPS Composite Performance Score
– Performance assessment in four categories using weights established in the statute
– Weights may be adjusted if there are not sufficient measures and activities applicable for each type of EP, including assigning a scoring weight of 0 for a performance category.
– EHR weighting can be decreased and shifted to other categories if Secretary estimates the proportion of physicians who are meaningful EHR users is 75% or greater (statutory floor for EHR weight is 15%)
– Performance threshold will be established based on the mean or median of the composite performance scores during a prior period
– The composite performance score will range from 0 – 100– The score will assess achievement & improvement (when
data available)
43
Alternative Payment Model (APM) Incentive Payments
Beginning in 2019 and for 6 years 5% incentive payment for:
– EPs or groups of EPs who participate in certain types of APMs and who meet specified payment thresholds.
– Payment is made in a lump sum on an annual basis. – EPs or groups of EPs meeting criteria to receive APM
incentive payment are excluded from the requirements of MIPS.
44
APM Incentive Payment Requirements
Requirements: 1) Participate in a defined APM and meet additional
criteria of an eligible alternative payment entity.2) Meet established thresholds.
Definition of APM• A Centers for Medicare and Medicaid Innovation (CMMI) model • Medicare Shared Savings Program Accountable Care
Organizations• A CMS demonstration under section 1866C of the SSA; or
required by Federal law
Questions?
46