clinical trial transparency: status quo and important trends · 3 live better. feel better. look...
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Live better. Feel better. Look better.
Clinical Trial Transparency: Status Quo and Important Trends17-May-2019: SanaClis – XIV. Interdisziplinäres Expertengespräch
Dr. Matthias Zerm
Lead Expert Clinical Trial Disclosure and R&D ProcessesGlobal Clinical DevelopmentMerz Pharmaceuticals GmbH, Frankfurt am Main, Germany
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Disclaimer
The following presentation represents solely the view of the author.
It does not necessarily reflect positions or policies of Merz.
Financial Disclosure Statement
I am an employee of Merz Pharmaceuticals GmbH
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• Focus: • Interventional studies with drugs and medical devices
• Emphasis on regulations at EU level and in the USA
• Not covered at all
• Plethora of mostly local disclosure requirements for non-interventional studies
Clinical Trial Transparency (CTT): Status Quo and Important Trends
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A short look back…
How did we get here?
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Public Disclosure: Snapshot Sep 2010-> Protocol registration and tabular results
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Status quo
The brave new world of clinical trial transparency (CTT)
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Public disclosure (protocol registration, results summaries): growing field
…countries
have some
disclosure
requirements
…new
registries
between 2006
and 2016
…countries
were studies
are
conducted
Key trial
registries:
Global
disclosure
standards
0
~30
>12>90
200
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Public disclosure: scale and volumeCourtesy of Thomas Wicks, TrialScope , Inc
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CTT – Main Players (excl. public audience)
Scientific
Publications on CTT
WHO
“Good Pharma
Score Card”
Regulators
Patient
Advocacy
Groups
Academic Research
(Groups)
HTA
Bodies
Media (e.g. Stat News)
NIH NHS
HCPs/
Physicians
Academia
Legislators
Governments
Industry
ICMJE
Data Generators
“Watch Dog Activities”
Secondary Data Users
IOM
AllTrials: - Transparency Index
- FDAAA Trials Tracker
- EU Trials Tracker
Industry
Rule Makers
IRBs / Ethics
Committees
Research
Funders
ISO
Industry
Trade
Associations
Declaration
of Helsinki
DIA CTD
CommunityFacilitators
TransCelerate
Data Sharing
Platforms
CTT
Vendors?Investors
Research
FundersIndustry Trade
Associations
PhUSE
Industry via
Company
Policies
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Levels of Clinical Trial Transparency(excl. scientific publications and assessment/review reports)
EudraCT (phase 2-4 trials)
Germany §42b
Upcoming: EU CTReg (phase 1-4 trials)
Protocol
registration
Upcoming: EU MDR likely
Post-MA only
Declaration of Helsinki (any research in humans) *
efpia/PhRMA Commitment: “Responsible Data Sharing” (18Jul2013)
* Results in registries and/or publications; ** DoH mandates that research subjects be informed about study results
**
Tabular results
(approved
products)
CSR
Synopsis
Tabular results
(unapproved
products)
Full protocol
and SAPFull CSR
Lay language
results
summaries
Full IB, ICF,
IMPD (excl.
quality)
Patient level data
N
e
x
t
?
likely: IB, ICF
ClinicalTrials.gov
EMA Policy 070p
phase 1
Upcoming: EMA
Policy 070 phase 2
Health Canada
Upcoming: Ukraine,
?Switzerland, ?UK,
?USA
Access to documents
regulations (e.g. EMA
policy 043)
Drugs Medical Devices Both
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EMA Policy 070 (drugs, proactive publication)
Source: EMA Presentation by Anne-Sophie Eude, DIA CTD Conference, London, 06Dec2017
-> Health Canada follows similar approach as from Mar 2019, but: - Also for medical devices- Also retrospectively upon
request!
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EMA Policy 070 (drugs, proactive publication)Amount of Commercially Confidential Information (CCI) included in published reports
Source: EMA Presentation by Anne-Sophie Henry-Eude, DIA CTD Conference, London, 06Dec2017
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From redacting clinical reports towards anonymization (e.g. EMA Policy 070, Health Canada)
• Aim: maintain data utility while keeping the risk of re-identification of trial subjects below a certain threshold (usually 0.09)
• Growing number of vendors offering redaction and/or anonymization services/tools
• Cave: wording in ICF?-> Anonymized data ≠ personal data
Source: Presentation by Janice Branson (Novartis), DIA CTD Conference, London, 06Dec17
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Lay language results summaries
• Health literacy framework, e.g. less numbers, more graphs/visuals
• EU guidance document: >30 pages for implementationunder CTReg
• Many other sources/tools available (e.g. from MRCT)
• Growing number of vendors offering lay language services
• Need also lay language translations!
• May be used to inform study participants about study results(-> industry self-commitment!)
Source: https://www.novonordisk-trials.com/advanced-search
Source: https://ec.europa.eu/health/sites/health/files/files/eudralex/vol-
10/2017_01_26_summaries_of_ct_results_for_laypersons.pdf
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Patient level data sharing
• Main driver: efpia/PhRMA “Principles for Responsible Clinical Trial Data Sharing“ July 2013
• Single- or multi-sponsor systems, industry and/or academic
• Typical workflow – key elements: 1. Interested researcher sends research proposal and request for data from clinical study/ies
2. Sponsor checks whether study/ies are in scope of own policy/commitment
3. Independent review panel checks if research proposal is legitimate and scientifically sound
4. Data sharing agreement between sponsor and researchers (incl. terms of use)
5. Anonymized data sets and pertinent supporting information is made accessible to researcher on secure platform that allows performance of analyses (but no data download)
6. Publication of results
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The future of CTT
Where are we heading?
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Situation only very recently:
not public
public
Full protocol
SynopsisIB
Clinical reports in dossiers
Publications, peer-
reviewed journals
Other publications
Full report
Patient Level Data
Results in public registries
(may include summary
documents)
Protocol information in
public registries (may
include lay summaries)
ICF
Press releases
Abstracts/ Posters/
Presentations
Labels
Lay results summaries
IMPD
SAP
Promotional materials
EPARs, Review Reports
Recruitment
ads
Synopsis
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Future: Holistically aligning the different ways of disseminating CT information to the public
not public
public
Processes:
• Public disclosure
• Lay language summaries
• Reviewing/redacting external reports
• Redacting clinical documents
• Anonymizing clinical documents and data sets
• Access to unpublished data
• Sharing of patient level data
• Press releases
• Publications
Full protocol
SynopsisIB
Clinical reports in dossiers
Publications, peer-
reviewed journals
Other publications
Full report
Patient Level Data
Results in public registries
(may include summary
documents)
Protocol information in
public registries (may
include lay summaries)
ICF
Press releases
Abstracts/ Posters/
Presentations
Labels
Lay results summaries
IMPD
SAP
Promotional materials
EPARs, Review Reports
Recruitment
ads
Synopsis
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• Building expertise for anonymization of documents/datasets
• Building expertise for lay language results summaries
• CTT may include nonclinical study reports (policy EMA 043, upcoming: Ukraine MoH)
• CTT is new in the EU medical device industry (Medical Device Regulation (EU 2017/745) comes with extensive transparency provisions)
• CTT vs. GDPR (=> legal basis for secondary re-use of data: consent vs. other legal grounds)
• New developments in clinical research <-> data models in public registries
• Adaptive designs, “basket trials”, “cluster trials”
• Concept of “estimands” in upcoming ICH E9 (R1) Addendum
• Real world data, “big data”
• Role of public disclosure groups at industry sponsors? • All content/documents to be published
or
• Feeding registries, redactions (and anonymizations), involvement in template development for other documents
Current and future challenges
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• CTT complexity is still increasing
• CTT harmonization remains utopia - hope dies last!
• Sponsors need: • Dedicated experts and CTT aspects/procedures built into routine business processes (=> CTT is not an add-on!)
• Shift in mindset is key to achieve efficiency and compliance
• Top management: commitment to CTT –> top-down implementation of standards and procedures
• Overall: Actively embracing the CTT reality => pre-condition for: • Getting the job done (shift in mindset, compliance, efficiency)
• Making use of potential benefits, e.g. retaining/gaining positive reputation, (competitive) intelligence, learnings from other studies, potentials for collaborations
Concluding Observations
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Key source for anyone working in the CTT field:
Drug Information Association (DIA) - Clinical Trial Disclosure Communityhttps://communities.diaglobal.org/search?s=tags%3a%22Clinical+Trial+Disclosure%22&executesearch=true
Questions?