clarifying goals, reporting results

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Planning and performance measurement can improve government management of programs, policy decision-making, and the public’s confidence in government. Clarifying Goals, Reporting Results Joseph s. wholey Over the past two decades, budget deficits have risen and public confidence in government has dropped to historically low levels in the United States and in many of the other industrialized democracies. Today we see limited gov- ernment resources, increasing demand for effective public services, and increasing demand for accountability to the public. This paper explores current efforts to use planning and performance mea - surement in meeting these challenges t using lessons learned in several federal agencies to begin testing the theory underlying the Government Performance and Results Act. The paper is intended to encourage evaluators to involve themselves in current agency efforts to define, measure, and improve govem- rnent performance- and thus to help preserve government and civilization itself in these difficult times. The Government Performance and Results Act In the Government Performance and Results Act of 1993 (EL. 103-62), responding to findings that managers and pslicymakers are handicapped by inadequate information on performance and inspired by the growing use of performance measurement in other countries and at state and local levels in this country Congress prescribed planning to identify agency goals and annual The views and opinions expressed by the author are his own and should not be construed to be the policy or position of the General Accounting Office or the University of Southern California. The author thanks Jonathan Breul, Valerie Caracelli, Herbert Jasper, Gail Mac- Coll, Raymond Olsen, Christopher Wye, Carolyn Yocom, and the editors for their helpful comments on earlier versions of this paper. 95

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Page 1: Clarifying goals, reporting results

Planning and performance measurement can improve government management of programs, policy decision-making, and the public’s confidence in government.

Clarifying Goals, Reporting Results Joseph s. wholey

Over the past two decades, budget deficits have risen and public confidence in government has dropped to historically low levels in the United States and in many of the other industrialized democracies. Today we see limited gov- ernment resources, increasing demand for effective public services, and increasing demand for accountability to the public.

This paper explores current efforts to use planning and performance mea- surement in meeting these challenges t using lessons learned in several federal agencies to begin testing the theory underlying the Government Performance and Results Act. The paper is intended to encourage evaluators to involve themselves in current agency efforts to define, measure, and improve govem- rnent performance-and thus to help preserve government and civilization itself in these difficult times.

The Government Performance and Results Act

In the Government Performance and Results Act of 1993 (EL. 103-62), responding to findings that managers and pslicymakers are handicapped by inadequate information on performance and inspired by the growing use of performance measurement in other countries and at state and local levels in this country Congress prescribed planning to identify agency goals and annual

The views and opinions expressed by the author are his own and should not be construed to be the policy or position of the General Accounting Office or the University of Southern California. The author thanks Jonathan Breul, Valerie Caracelli, Herbert Jasper, Gail Mac- Coll, Raymond Olsen, Christopher Wye, Carolyn Yocom, and the editors for their helpful comments on earlier versions of this paper.

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CLARIFYING GOALS, REPORTlNG RESULTS 103

tribute to agency planning and performance measurement efforts (US. General Accounting Office, 1997). Evaluators have skills that are needed as agencies work to identify realistic goals, develop appropriate output and outcome mea- sures, evaluate performance, report results, and use performance information to improve management, improve program effectiveness, improve policy deci- sion making, and improve public trust.

Requirements to identify goals and measure performance create demands that evaluators can help meet through training, technical assistance, and tech- nical support. Evaluators can and should help in clarifymg stakeholder expec- tations and priorities, defining performance measures (especially outcome measures) €or agency programs, and assessing the feasibility and likely utility of alternative performance measurement systems. The evaluability assessment process-in particular, the use of logic models-can help agencies to meet these challenges (see Scheirer, 1994; and Wholey, 1994). Once quantitative or qualitative performance indicators have been selected, evaluators can help in collecting, analyzing, communicating, and using performance information.

The Government Performance and Results Act offers evaluators a myriad of opportunities to demonstrate their worth in meeting the challenges of improving government management, performance, and credibility As profes- sionals and as citizens, we cannot let these opportunities pass by.

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JOSEPH S. WHOLEY is senior evaluatorfor Advanced Studies and Evaluation Method- ology Group, General Government Division, Government Accounting Office, Wmh- ington, D.C.