chitosan as adhesive.pdf

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Review article Chitosan as an adhesive Narimane Mati-Baouche a , Pierre-Henri Elchinger a,b,c , Hélène de Baynast a , Guillaume Pierre a , Cédric Delattre a , Philippe Michaud a,a Clermont Université, Université Blaise Pascal, Institut Pascal UMR CNRS 6602, 24 avenue des Landais, BP-206, 63174 Aubière Cedex, France b Institut de Chimie de Clermont-Ferrand, BP10448, F-63000 Clermont-Ferrand, France c CNRS, UMR 6296, ICCF, BP 80026, F-63171 Aubière, France article info Article history: Received 6 July 2014 Received in revised form 8 September 2014 Accepted 10 September 2014 Available online 21 September 2014 Keywords: Chitosan Adhesion Application Biodegradability abstract Chitosan is a well-known polysaccharide abundantly published during the last decades. This heteropolymer, composed of 2-acetamido-2-deoxy-D-glucopyranose and 2-amino-2- deoxy-D-glucopyranose, is obtained after alkaline deacetylation of chitin from crustaceans, fungi and other non-vegetable organisms. Soluble only at acidic pH, it is the unique poly- cationic polysaccharide extracted from bioresources. This characteristic gives to it original and specific properties finding some applications in several industrial fields but especially in the biomedical one because of its biocompatibility and its non-toxicity. Besides these traditional applications other ones begin actually to appear in the literature. They focus on the development of chitosan-based adhesives, binders or films. This review synthetizes the state of the art on this domain, but also deals with the assessment of chitosan environ- mental impact. Ó 2014 Elsevier Ltd. All rights reserved. Contents 1. Introduction ............................................................................................ 199 2. Chitosan: from the source to its characteristics ................................................................ 199 2.1. Origin ............................................................................................ 199 2.2. Structure ......................................................................................... 199 2.3. Processes for chitosan production ..................................................................... 200 2.3.1. Extraction from crustaceans .................................................................. 200 2.3.2. Extraction from insects ...................................................................... 201 2.3.3. Extraction from fungi ........................................................................ 201 2.3.4. Effects of the production method on chitosan characteristics ........................................ 201 3. What are the mechanisms of adhesion? ...................................................................... 202 3.1. Theory of adhesion ................................................................................. 202 3.2. How to characterize the adhesion? .................................................................... 202 4. Chitosan as adhesive: physicochemical characteristics .......................................................... 203 5. Applications of chitosan as adhesive......................................................................... 204 5.1. Chitosan as biomedical adhesive or bioadhesive.......................................................... 204 5.2. Other adhesive applications of chitosan ................................................................ 205 6. Environmental assessment and biodegradability of chitosan adhesives............................................. 206 http://dx.doi.org/10.1016/j.eurpolymj.2014.09.008 0014-3057/Ó 2014 Elsevier Ltd. All rights reserved. Corresponding author. European Polymer Journal 60 (2014) 198–212 Contents lists available at ScienceDirect European Polymer Journal journal homepage: www.elsevier.com/locate/europolj

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  • European Polymer Journal 60 (2014) 198212Contents lists available at ScienceDirect

    European Polymer Journal

    journal homepage: www.elsevier .com/locate /europol jReview articleChitosan as an adhesivehttp://dx.doi.org/10.1016/j.eurpolymj.2014.09.0080014-3057/ 2014 Elsevier Ltd. All rights reserved.

    Corresponding author.Narimane Mati-Baouche a, Pierre-Henri Elchinger a,b,c, Hlne de Baynast a, Guillaume Pierre a,Cdric Delattre a, Philippe Michaud a,aClermont Universit, Universit Blaise Pascal, Institut Pascal UMR CNRS 6602, 24 avenue des Landais, BP-206, 63174 Aubire Cedex, Franceb Institut de Chimie de Clermont-Ferrand, BP10448, F-63000 Clermont-Ferrand, FrancecCNRS, UMR 6296, ICCF, BP 80026, F-63171 Aubire, France

    a r t i c l e i n f o a b s t r a c tArticle history:Received 6 July 2014Received in revised form 8 September 2014Accepted 10 September 2014Available online 21 September 2014

    Keywords:ChitosanAdhesionApplicationBiodegradabilityChitosan is a well-known polysaccharide abundantly published during the last decades.This heteropolymer, composed of 2-acetamido-2-deoxy-D-glucopyranose and 2-amino-2-deoxy-D-glucopyranose, is obtained after alkaline deacetylation of chitin from crustaceans,fungi and other non-vegetable organisms. Soluble only at acidic pH, it is the unique poly-cationic polysaccharide extracted from bioresources. This characteristic gives to it originaland specific properties finding some applications in several industrial fields but especiallyin the biomedical one because of its biocompatibility and its non-toxicity. Besides thesetraditional applications other ones begin actually to appear in the literature. They focuson the development of chitosan-based adhesives, binders or films. This review synthetizesthe state of the art on this domain, but also deals with the assessment of chitosan environ-mental impact.

    2014 Elsevier Ltd. All rights reserved.Contents1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1992. Chitosan: from the source to its characteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1992.1. Origin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1992.2. Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1992.3. Processes for chitosan production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2002.3.1. Extraction from crustaceans . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2002.3.2. Extraction from insects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2012.3.3. Extraction from fungi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2012.3.4. Effects of the production method on chitosan characteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201

    3. What are the mechanisms of adhesion?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 202

    3.1. Theory of adhesion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2023.2. How to characterize the adhesion? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2024. Chitosan as adhesive: physicochemical characteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2035. Applications of chitosan as adhesive. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2045.1. Chitosan as biomedical adhesive or bioadhesive. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2045.2. Other adhesive applications of chitosan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2056. Environmental assessment and biodegradability of chitosan adhesives. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 206

    http://crossmark.crossref.org/dialog/?doi=10.1016/j.eurpolymj.2014.09.008&domain=pdfhttp://dx.doi.org/10.1016/j.eurpolymj.2014.09.008http://dx.doi.org/10.1016/j.eurpolymj.2014.09.008http://www.sciencedirect.com/science/journal/00143057http://www.elsevier.com/locate/europolj

  • N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212 1997. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 209Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 209References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 209(With R= H or COCH3)

    OOO

    OOO

    HO

    OH

    NHR

    HONHR

    OHHO

    OH

    NHR

    Fig. 1. Chemical structure of chitosan (%COCH3 6 40%).1. Introduction

    Chitin, deacetylated chitin (chitosan) and their deriva-tives are probably in the top 3 of the more published poly-saccharides in the scientific literature, with cellulose andstarch. This old polysaccharide sometimes called animalcellulose has also interested the field of industrial applica-tions as a simple research in web site of the European Pat-ent Office using the term chitosan finds 16,300 patents.However, despite this abundant literature and activity ofpatent deposition, chitin and chitosan have not knownthe same commercial success than cellulose even if thesetwo polysaccharides are in competition for the most abun-dant natural organic compound on earth. The explanationcould be in the structure of chitin which has some specific-ity compared to cellulose even if these two polysaccharideshave basically a similar arrangement pattern. They are highmolecular weight polymers of glucose linked by b-(1,4)glycosidic linkages. However, in the case of chitin, acetam-ido groups replace hydroxyl ones on the C-2 of glucoseunits leading to a polymer of N-acetyl glucosamines. Theoxygen of this acetamido group can form hydrogen bondswith adjacent ANH or AOH functions reinforcing theinsolubility of chitin. So, the degree of N-acetylation, i.e.the ratio of 2-acetamido-2-deoxy-D-glucopyranose to2-amino-2-deoxy-D-glucopyranose structural units has astriking effect on chitin insolubility and limits its swellingpossibilities in water compared to cellulose [153]. Thismain difference between these two polysaccharides canexplain why the evolution has done the choice to conservethem for the same biological function, meaning themechanical resistance and tissue isolation of organisms.Cellulose has been selected by plants which have to con-serve some degrees of interactions with water, notablyduring the growth of their tissues, whereas chitin isemployed by some marine organisms and insects whichhave to build an impermeable exosqueleton. Fungi havenot done any choice having cell-walls with chitin andcellulose. Chitosan obtained after alkali deacetylation ofchitin exhibit rates of deacetylation higher to 50% andcan easily form quaternary nitrogen salts at low pH valueswhere it is soluble. The expensive production of chitin andchitosan from marine organisms compared to celluloseobtained from terrestrial plants is probably at the originof their under exploitation despite their huge potential.Current applications are usually concentrate on the bio-medical fields such as tissue engineering, gene vectors,and drug carriers [43,187]. However, the increase of com-mercial availability of chitosans open the way to the devel-opment of materials notably in the field of films, bindersand adhesives [50,142,153,176]. Most adhesives viz. poly-vinyl acetate, epoxy adhesives, phenol/formaldehyde andpolyurethane depend on non-renewable and depletingpetrochemical resources. Moreover, numerous adhesives,films and binders are prepared with residual toxic chemi-cals, such as formaldehyde and Volatile OrganicCompounds (VOCs) that are injurious to health and envi-ronment [142]. The development of natural and renewablemolecules exhibiting good bonding properties is actuallyan industrial challenge. The bio-based polymers need tomatch the properties of conventional compounds and/orintroduce new valuable properties, preferably withoutany cost increase. Protein, tannin, lignin, and polysaccha-rides are examples of interesting bio-based polymers thathave been suggested as good candidates for adhesivesand binders developments [154]. Among them polysaccha-rides such as chitosan are an interesting group of polymers.Their numerous hydroxyl groups can interact with lot ofchemical functions and their high molar mass allows cohe-sive strength to materials. One of advantage of chitosan isits insolubility at neutral pH and its solubility at acidicones. The combination of all these characteristics with itsgood mechanical properties, its biocompatibility and itsbiodegradability open the way to a lot of original applica-tions in the adhesive and binder area. Note also thatrecently developed chitosan based nanomaterials havesuperior physical and chemical properties such as high sur-face area, porosity, tensile strength, conductivity, photo-luminescent as well as increased mechanical propertiescompared to pure chitosan [182]. It appears then that aconsolidation of data relating to this subject is required.

    2. Chitosan: from the source to its characteristics

    2.1. Origin

    Chitin was the first polysaccharide identified by manfrom mushrooms preceding cellulose by 30 years [23,102].After that this polymerwas identified in the shells of insectsand the exoskeletons of molluscs combined with mineralsand proteins to harden these structures by cross-linkingwith polyphenols. In 1859, C. Rouget subjected first chitinto alkali treatment, which resulted in a substance that couldbe dissolved in acids. In 1894, the term chitosanwas givento this deacetylated chitin by Hoppe-Seiler [187].

    2.2. Structure

    Chitins can be divided into a-, b-, and c-chitins due tohydrogen bonds in their structures. a-Chitin comprises

  • 200 N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212two antiparallel polysaccharide chains and b-chitin twoparallel ones. c-Chitin is composed of three parallel poly-saccharide chains, two ofwhich being in the same direction.a-chitin is the most stable one and the other two types cantransform into a-chitin if conditions permit. Different con-figurations lead to different functions. a-Chitin with highhardness can be found in rigid parts of some organisms suchas sellfisch exosqueletons. It is and usually combines withshell protein or inorganic compounds. c- and b-Chitins,more flexible are find in soft and firm parts of some animalssuch as squid pens [187]. Chitosan is a biosourced polysac-charide obtained by alkaline deacetylation of chitin [50]. Itis a heteropolymer of b-(1,4)-linked 2-acetamido-2-deoxy-D-glucopyranose and 2-amino-2-deoxy-D-glucopyranose(Fig. 1). In the commercial and scientific areas, the termchitosan is usually attributed to products of chitin withover 60% deacetylation degree and nitrogen content higherthan 7%. This macromolecule is a primary aliphatic amineand is the sole cationic polysaccharide due to its positivecharges (NH3+) at acidic pH (pH < 6.5) [15,160]. Therefore,chitosan can be protonated by selected acids such as: for-mic, acetic, lactic, malic and citric acids. Generally, chitosanis described in terms of degree of deacetylation (DD) andaverage molecular weight (Mw) [50,132,131].

    2.3. Processes for chitosan production

    It is estimated that approximately 10 billion tons of chi-tin can be synthesized in nature each year [187]. The mainsources of chitin (in% of dry matter) are crustaceans suchas shrimp and crab (5885%), insects (2060%), molluscs(326%); cephalopods including squids, octopuses andannelids (2028%), protozoans which contain a little chitin,coelenterates (330%), seaweed which can contain lowquantities of chitin and fungi whose chitin contents arefrom trace to 45%.

    2.3.1. Extraction from crustaceansCrustacean shell waste is the richest source of chitin

    available with enough quantities to support a commercialFig. 2. Process for the production of chitchitin/chitosan industry. The method usually used for theisolation of chitin from crustacean shell consists of threesteps: deproteinization, demineralization and decoloriza-tion [26,80,175,65]. After that, chitin is deacetylated tomake chitosan or other products for a wide array of appli-cations. The process of chitosan production is summa-rized in Fig. 2. A detailed review of the differentchemical extraction methods of chitin from shellfishwaste employed between 1954 and 1993 was performedby No and Meyers [137]. Similarly, various methods fordemineralization and deproteinization of chitin fromHariana Shrimp (Metapenaeus monoceros) shells wereexamined by Naznin [134]. Independently of startingmaterials, proteins are first removed from shells by treat-ing them with mild sodium hydroxide or potassiumhydroxide solutions (between 1% and 10% w/v) at temper-atures ranging from 30 C to 100 C for 30 min to 12 h.The optimal method for the deproteinization of crab andshrimp shells (removal of proteins superior to 90%) wasreported for treatments with 12% KOH at 90 C with ashell to alkali solution ratio of 1:20 (w/v) during periodsbetween 1 and 2 h [175]. Calcium carbonate, calciumphosphate, and other mineral salts found in shell wasteare then extracted with dilute acids [137]. Recently, Hajjiet al. [65] have shown that a and b-chitins were extractedby treatment with dilute HCl solution for demineraliza-tion followed by enzymatic deproteinization using prote-ase from B. mojavensis A21. High demineralization anddeproteinization rates were achieved by these treatments.Finally, the removal of acetyl groups of chitin to obtainchitosan is done using a harsh treatment usually per-formed with concentrated alkali solutions (NaOH orKOH). The amount of NaOH (or KOH) represents an eco-nomic and ecological worry in this process [171,90].Therefore alternatives are being sought to keep the NaOHto a minimum. For this, chitin is mixed with NaOHpowder (weight ratio 1:5) by extrusion at 180 C.Highly deacetylated and soluble chitosan is then obtainedwith just one half of the NaOH needed for aqueoussystems.osan from crustacean shell waste.

  • N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212 201It is possible to extract chitin/chitosan from otherresources such insects cuticles and fungi. However the uti-lization of those sources (even if they remained availablesources) is not really competitive compare to crustaceanshells or squid pens. Commercial chitin/chitosan industriesfrom the insects/fungi remain expensive nowadays but thechitosan extracted from those sources is of high qualityand find some specific bio-applications.

    2.3.2. Extraction from insectsInsect cuticle is composed of chitin, melanin, and pro-

    teins, of which protein and melanin are alkalisoluble[135,140]. The procedure for extraction of chitin and chito-san from the cuticle of insects is similar to that of crusta-cean sources [64,206,135,147]. Their demineralization isstronger than the demineralization process of aquatic crus-tacean materials [161]. Zhang et al. [206] found that thecrystallinity of chitin increased and 55% of the N-acetylgroups of silkworm chitin were removed after treatmentwith 2 M HCl at 100 C. Therefore, the treatment of insectcuticle with dilute HCl has a double functionality: removalof mineral and acetyl groups of insect chitin. After thisacidic treatment, the chitin was washed with Na2CO3 at0.4% (w/v) for 20 h to completely remove the proteins.The total deacetylation of insect chitin was then carriedout by using NaOH (1012.5 M) for 1516 h at 110 C150 C. Paulino et al. [147] obtained chitin with high purityfrom silkworm pupa, but the yields were low comparingwith those of chitin and chitosan produced from aquaticcrustacean shells. Haga [64] and Nemtsev et al. [135] haveused decolorization agents to remove pigments from chitinof silkworm pupa and bee corpses. Nemtsev et al. [135]observed that melanins were absent in the bee chitin aftertreatment with hydrogen peroxide. This chitin was thencalled white chitin. In general, the degree of deacetyla-tion of insect chitosan is about 7095%.

    2.3.3. Extraction from fungiThe extractions of chitin and chitosan from different

    species of fungi such as Agaricus bisporus, Auricularia auric-ulajudae, Lentinula edodes and Pleurotus sajor-caju, havebeen reported in some publications [155,205,127]. Thetotal yields of chitin and chitosan from these species werearound 85196 and 1040 mg/g of dried biomass respec-tively [155,205,127]. The processes for the extraction ofchitin and chitosan from Lentinus edodes were nearly thesame for Crestini et al. [41] and Pochanavanich andSuntornsuk [155]. The authors used 1 M NaOH at 121 Cfor 0.25 h for deproteinization and the chitosan wasextracted from the alkaline insoluble material using 2%acetic acid at 95 C for 814 h. Mario et al. [127] used1 M NaOH at 40 C for 1517 h for deproteinization andthe chitosan was extracted from the alkaline insolublematerial using 5% acetic acid at 90 C for 3 h. However,Yen and Mau [204] extracted chitin from shiitake stipesusing alkaline decolorization treatments and then deacety-lated it with concentrated NaOH solution to obtain chito-san. In their method they did not purify the chitosanusing acid extraction process. The yield of extracted chito-san depends on mushroom species, harvesting time, pro-cesses and physico-chemical conditions of extraction[155,204]. From the literature, it can be considered thatthe major problem in the extraction of chitosan frommushroom is that chitin/chitosan is complexed with glu-cans or other polysaccharides. Consequently, the extrac-tion of chitin and chitosan is difficult and the yields arelow. Fungal chitosans have a degree of deacetylation of7090% and an average molecular weight about 12 105 Da depending on mushroom species and treatmentconditions [41,155,204,127]. In comparison with conven-tional natural fibers, fungal filaments have the advantagethat different kinds of filamentous structures are available,ranging from straight fibers several centimeters in length(sporangiophores) to branched microscopic filaments(mycelium). The mycelium of basidiomycetes can be con-sidered as an alternative source for the production of chitinand chitosan that might be useful for some specific practi-cal applications. Indeed, chitin-based filamental structurecan be applied directly for many biomedical and pharma-ceutical applications [73,169].

    2.3.4. Effects of the production method on chitosancharacteristics

    Treatment of extraction and deacetylation can affect thecharacteristic of chitosans, namely average molecularweight (Mw), degree of deacetylation (DD), crystallinity,presence of reactive terminal groups, viscosity of solutions,purity, color, clarity, consistency and uniformity. Highertemperatures reduced the Mw of the resultant chitosans[119]. DD is the most important parameter affecting poten-tial industrial applications of chitin and chitosan. In fact, itcontrols the solubility, the chemical reactivity duringchemical modifications and the biodegradability. Depend-ing on the source and the preparation procedure, DD mayrange from 5% to 60%. Hence, different values of DD leadto different physico-chemical properties and different sol-ubilities [196,65,193].

    Another method that requires considerably less severeconditions and resulted in better deacetylation with lessdegradation was described by Domard and Rinaudo [47]who added thiophenol as an oxygen trap and catalyst.Here, deacetylation took place using a calculated fourtimes excess of NaOH for the total N-deacetylation of allamino groups in chitin (concentration range 2% (w/v)).Reaction time was 1 h at a temperature of 100 C. The tech-nique was later refined by Suryanarayana Rao et al. [184]who impregnated chitin with a four times excess NaOH(w/v) by mixing and heating at 60 C for 2 h. This wasclearly demonstrated by Kurita et al. [100] who obtained70% DD from squid pen b-chitin compared to only 20%using shrimp shell a-chitin using 30% NaOH at 100 C for2 h. Conversely, chitosan with a degree of deacetylationof 90% was obtained from squid pens after autoclavingfor 15 min [2]. No et al. [138] eliminated the deproteiniza-tion step and reduced the treatment time with alkali toexamine their effects on the physiochemical and functionalproperties of chitosan. Results showed that chitosan had ahigher Mw and viscosity, a lower DD, lower solubility andreduced water and fat-binding capacity when compared tochitosan obtained by traditional methods. Hajji et al. [65]have extracted chitosans from shrimp (P. mediterraneus)waste after strong alkaline conditions giving degree of

  • 202 N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212acetylation lower than 20% but low viscometric-averagemolar mass.

    The chitin deacetylase could replace usefully the hotconcentrated alkali treatment of deacetylation preventingserious environmental pollution, lowers energy consump-tion, and solves the problem that product treated withhot concentrated alkali has uneven DD and low relativemolecular weight. The product formed by the enzymemethod can be used for producing new functional materi-als. Nevertheless, there are still some problems such as lowyields of deacetylase-producing strains and low enzymeactivity. Moreover, natural chitins are crystals, not a goodsubstrate for deacetylase. Hence, many preparations stillneed to be carried out before the chitin deacetylasemethod can be used in the industrial production of chito-san [187].3. What are the mechanisms of adhesion?

    Although the adhesion is used for more than 30 centu-ries, the mechanisms which govern the adhesion betweentwo materials remain complex and partially underesti-mated [40]. In the aim to understand why the chitosancan be considered as a good adhesive microscopic andmacroscopic aspects of the adhesion have to be consider.The adhesive can be considered as liquid before its applica-tion and it solidifies in contact of the adherend.3.1. Theory of adhesion

    An adhesive is a material used to link two surfaces witha strong adhesion. Mc Bain and Hopking [128] are the firstto propose a theory of adhesion called the mechanicalinterlocking model. The adhesion is assured by the pene-tration of the adhesive in the irregularities, micro-cavitiesor pores of the surface before solidification. The roughnessand the porosity are favorable to the adhesion only if agood wettability exists. Van der Leeden and Frens [194]showed that the shape of asperities had an importance inthe adhesion, certain forms not being favorable. The adhe-sive has to have adequate rheological properties to pene-trate into the asperities. Indeed, if the adhesive does notfill completely the asperities, it forms air bubbles whichcreate constraints and weaken the collage. The mechanicalinterlocking theory is found on porous or rough substratessuch as wood, fabrics and paper but some metallicsubstrates such as anodized aluminum are also a goodexample [55]. In reality, the mechanical interlocking modeldoes not take into account phenomena which occur at themolecular level on the adhesive/substrate interface.

    Mechanisms of adhesion are also governed by adsorp-tion theory. This theory involves interatomic and/or inter-molecular forces which are established between themolecules of adhesive and molecule at the surface of theadherend. Kinlock [92] classified the various interactionsaccording to their associated energy (values in brackets).The stronger interactions are covalent (150950 kJ mol1)and ionic (400800 kJ mol1) bonds compared to van derWaals forces (215 kJ mol1) and hydrogen bonds (1040 kJ mol1) [92].A third theory of adhesion deals with the electrostaticattraction theory. This mechanism is based on the interfacebetween the adhesive and the adherend where a mutualsharing of electrons between the two materials is possible[92]. The adhesive/adherend system is considered as a plancondenser formed by the two electronic layers of bothadhesive and adherend surfaces. It develops an electrostat-ically double layer of ions. The pH of the environmentbetween the adhesive and adherend involves also electro-static forces depending on the formation of hydrogenbonds between a hydrogen donor and a hydrogen acceptor[56]. The acid can be metallic hydroxide and the base anamine group. For Yang et al. [203], this model is only appli-cable in the case of incompatible materials such as poly-meric and metallic substrates for example.

    The diffusion or interdiffusion theory proposed by Voy-utskii [197] can be applied only for polymers which aremutually miscible and compatible. The adhesion resultsfrom the interdiffusion of the molecules at interfaces[203]. The diffusion is optimal when the solubility charac-teristics of both polymers are equal [66]. Ficks laws can beapplied to this diffusion mechanism. The temperature hasalso a significant influence on the mobility of the mole-cules. Maeva et al. [121] concluded that the diffusionmodel of adhesion can be applied only if the temperatureis inferior of the glass transition. However, several studiesshowed the existence of an interface in the neighborhoodof metallic substrates. This interface can be characterizedby a gradient of glass temperature between adhesive andadherend [63,162]. Sharpe and Schonhorn [177] intro-duced the wetting phenomenon in the adhesion mecha-nism. It is the thermodynamic theory of adhesion. Adirect measure of these interatomic or intermolecularforces is the measurement of contact angle between theadhesive and the adherend at the thermodynamical equi-librium. This equilibrium satisfies the Young equation(Eq. (1)).

    cS cSL cL cos h 1

    where cS is the surface free energy of the solid substrate; cLis the surface free energy of the liquid drop; cSL is the inter-facial free energy between the solid substrate and theliquid drop. Surface free energies are expressed in N m1

    and h is the contact angle between solid liquid interface.Smaller is the contact angle better are the wettability andthe adhesiveness. In principle, the Youngs equationapplies only to one-dimension spreading and becomesinvalid if the substrate is not rigid and motion of the con-tact-lines takes places in both horizontal and verticaldirections [14]. In numerous cases, the roughness of sur-face and impurities provoke a deviation of the contactangle compared with the contact angle predicted by theYoungs equation.3.2. How to characterize the adhesion?

    The fracture between two pieces of adherends bind byan adhesive is initially provoked by a crack or a default.There are three ways of applying a force to enable a crack(Fig. 3)

  • Mode I: crack-Opening

    Mode II: Forward-shear

    Mode III: Scissor-shear

    Fig. 3. The three fracture modes.

    N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212 203 mode I fracture: opening mode (a tensile stress normalto the plane of the crack),

    mode II fracture: sliding mode (a shear stress actingparallel to the plane of the crack and perpendicular tothe crack front),

    mode III fracture: tearing mode (a shear stress actingparallel to the plane of the crack and parallel to thecrack front).

    In the case of adhesive system, we can distinguish var-ious modes of break according to the place where the cracktakes place.

    The crack is on one of the substrates or on the adhesive:its the cohesive failure. The adhesion between the con-stituents is the strongest.

    The crack is at the interface: its the adhesive failure. The crack can be mixed: cohesive and adhesive failure.

    Shear loaded joints are the most popular because mostof the bonded configurations induce shear failure in thebonded joints [168]. There exists different tests: singlelap shear test [60,82,83,189] or cleavage tests [6,30] welldescribed in literature.4. Chitosan as adhesive: physicochemical characteristics

    A liquid adhesive is characterized by three values: thesurface tension, the viscosity and the penetration of theadhesive on the material support. The surface tension is aproperty of the surface of a liquid that allows it to resistan external force. The viscosity of a fluid is a measure ofits resistance to gradual deformation i.e. the resistance inthe spreading.

    The adhesive surface tension must be inferior or equalat the material surface energy to obtain a good molecularinteraction. Metals have high surface tensions:1134 mNm1 for Al and 2266 mNm1 for Fe [8]. Polymershave lower surface tension: 35.76 mNm1 for polyethyl-ene for example [99]. Kutnar et al. [101] estimated thatsurface tension of viscoelastic thermal compressed woodis ranged between 28.6 and 35.5 mNm1. Chitosan atlow concentration (0.5% w/v) has surface tension of64 mNm1 at t = 0 (initial time) which decreases to41 mNm1 after a long time [193]. The surface tensionreduction could be attributed to the cooperative effect ofprotein contamination of industrial chitosan [28].Solutions of chitosan with more important concentrationshave lower surface tensions. For example a solution ofchitosan at 2% (w/v) in 2% acetic acid (v/v) exhibited a sur-face tension of 37.4 mNm1 [163]. Kurek et al. [99] havedetermined for chitosan 2% (w/v) in 1% (v/v) acetic acid adispersive part of 38.59 mNm1 and a polar part of1.10 mNm1. It means that acid-base interactions of Lewiswere dominating. Chitosan favors the collage with materi-als of low surface energy. Furthermore a low surface ten-sion and a high dispersive part indicate that chitosaneasily spreads out on almost every type of materials.Chitosan solution exhibits Newtonian behavior at concen-tration lower than 0.25% (w/v). Above this value, chitosansolution has shear-thinning behavior [28]. The viscosityof chitosan solution increased with concentration butdecreased with temperature [35]. Mati-Baouche et al.[126] obtained a viscosity of 90.2 Pa s for chitosan solutionat 4% (w/v) and 7132 Pa s for a solution at 9% (w/v) at25 C. Note that Bajaj et al. [13] showed that deproteiniza-tion and deacetylation conditions applied to chitosan influ-ence its viscosity in solutions. Umemura et al. [192]compared the viscosity of chitosan solution with differentmolecular weights: it varies of 3.2 Pa s1 in 1085 Pa s1

    respectively for chitosan 35 kDa and 350 kDa. This largerange of viscosity is an advantage in the use of chitosanas adhesive. The viscosities of classical and synthetic adhe-sives, such as phenolformaldehyde adhesive solutions,are ranging between 60 and 2 825 MPa s [79] and thoseof various solutions of biosourced polysaccharides withadhesive properties are from 40 to 400 Pa s (xanthangum, guar gum and locust bean gum) [139]. The value ofthe adhesive viscosity depends of the application [27]and chitosan viscosity can be easily adapted. The penetra-tion of chitosan solutions into porous adherend materialsis discussed only by Patel et al. [144] and Mati-Baoucheet al. [125]. After microscopic observations, they provedthere is no penetration of chitosan into wood [144] andinto sunflowers [125]. Porosities of wood or other lignocel-lulosic materials are very small (some microns). Normally,the roughness of surfaces of adherends are of an upperorder compared to this porosity. So, the low surface ten-sion of chitosan solutions and an adapted viscosity allowpenetrating well into these asperities. Note also that posi-tively charged chitosan (acidic pH) in wet conditions inter-act strongly with negatively charged surface viaelectrostatic forces but also via hydrogen bonds and vander Waals forces between D-glucosamine and hydratedsurface or adherend [113]. The same authors describedalso strong cohesive strength between two opposed chito-san films (wet conditions) in acidic buffer and explained

  • 204 N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212them by the formation of hydrogen bonds enhanced bystructural changes in the chitosan molecules from arelaxed 2-fold helix to an extended 2-fold helix due tothe confinement of the chitosan films during contact. Oncedried, the adhesive has to possess good mechanical proper-ties (traction resistance, shear resistance, etc.) and resist tooutside attacks (water, temperature, etc.). The Table 1gives the mechanical properties of some chitosan films.Park et al. [145] studied tensile stress of films preparedwith 3 chitosan molecular weights and 4 organic acid sol-vents. Tensile strength (TS) varied widely ranging from 7 to150 MPa depending on both the molecular weight (Mw) ofchitosan and the type of acid used to solubilize it [146]. Inthe same time, elongation at break varied ranging from4.1% to 117%. The highest TS (150 MPa) was observed fora 92 kDa chitosan solution at 2% (w/v) in acetic acid 2%(v/v) whereas the best value of elongation at break(117%) was obtained with a solution of 37 kDa chitosanat 2% (w/v) in a 2% (w/v) citric acid solution. These differ-ences can be explained by the ratio of hydrogen bondsbetween hydroxyl and amino groups in chitosan films[193]. Mati-Baouche et al. [126] obtained elastic modulusfor chitosan films ranged between 2.5 and 4 GPa. Themechanical behavior can be modified by addition of plasti-cizer. Plasticizers are additives used to increase the elastic-ity of polymers and give to them a higher resistance tomechanical constraints. The main plasticizers describedin literature are polyethyleneglycol (PEG) [4,120], glyc-erol [22] and sorbitol or saccharose [11]. The shear resis-tance of chitosan adhesive was measured by Patel et al.[143] on aluminum and wooden assemblies. It was testedwith double-lap-bonded specimens for aluminum [143].The shear strength obtained with solutions of chitosan 6%(w/v) in acetic acid 2% (v/v) was ranged between 6.9 MPaand 27.2 MPa depending on surface treatment applied toadherend. The shear strength can reach 40.8 MPa for solu-tions of chitosan 7% (w/v) in acetic acid 2% (v/v) supple-mented with glycerol 1% (v/v). For wooden assemblies,Patel et al. [144] tested different solutions of chitosanusing double-lap shear tests (4% (w/v), 6% (w/v) and 6%(w/v) supplemented by glycerol 1% (v/v) and trisodium cit-rate 5 mmol L1). The strength at beak varied between 4.2and 6.4 MPa and 8090% of the specimens exhibited acohesive failure. It means that the adhesive interface isstronger than the wood. Other authors have testedadhesives with wooden assemblies. Shear resistance ofplywood with Urea Formaldehyde (UF)-Glutaraldehydeadhesive is tested by Maminski et al. [122]. The value ofthe strength at break depends on the nature of the woodTable 1Mechanical properties of chitosan films. Tensile Strength TS, Elongation atbreak e and elastic modulus E.

    TS (MPa) e (%) E (MPa) Chitosan filmpreparation

    References

    7.85 65 9.62 2%w/v 2% lactic acid [87]26 33.3 2%w/v 1% lactic acid [202]45 11 2500 9%w/v 2% acetic acid [126]61 5 1%w/v 1% acetic acid [110,111]71 5 4000 4%w/v 2% acetic acid [126]71.67 14.32 2100 1%w/v 98% acetic acid [114]but it does not exceed 2.7 MPa. Umemura et al. [190]obtained the same resultswith UF resin, casein and soybeanglues using peel tests and 030% of the specimen exhibit acohesive failure. In comparison, chitosan can be consideringas a good adhesive. Umemura et al. [190] estimated thewater resistance of chitosan on plywood adherends after24 h water soaking. The bond strength was 2.13 MPa fordried specimenswith 20%wood failurewhereas the bondedresistance was 1.4 MPa for wet specimens with 0% woodfailure. The bond strength after water immersion treatmentwas inferior to that of UF resin adhesive (2.1 MPa, 30%woodfailure). However, compared to biosourced adhesive (thecasein and soybean glues), chitosan developed excellentbonding properties [190]. Two values allow characterizingadhesive thermal resistance: glass transition temperatureand temperature of decomposition. Glass transition tem-perature (Tg) represents the transition between solid andviscous phases for polymers. The value is a subject of con-troversies because concentration, origin, molecular weight,deacetylation degree and crystallinity of chitosan modifythe Tg [16]. However, several authors find Tg values rangedbetween 103 C [34] and 140150 C [48]. Thermal degra-dation takes place at 250 C [190,193]. It means that chito-san adhesive can be used in temperatures above the roomtemperature without any problem until 8090 C.

    Concerning the quantity of adhesive to be used,Umemura et al. [190] showed that the solid based spreadrate of chitosan (16 g m2) is lower than those of UF-resinadhesive (74 g m2), of casein glue (67 g m2) or soybeanglue (50 g m2).5. Applications of chitosan as adhesive

    Applications of chitosan as adhesive can be divided intotwo groups: biomedical adhesives, which are widelydescribed, chitosan based material adhesive and the adhe-sive role of chitosan between metallic surfaces.5.1. Chitosan as biomedical adhesive or bioadhesive

    Bioadhesives are high molecular weight, biocompatible,biodegradable polymers used to join two surfaces where atleast one of them is a living tissue. Bioadhesives are usedfor two main purposes, suture-less surgery and substitutefor traditional drug delivery systems [84]. One of the firstapplication of chitosan in biomedical field is correlated toits natural hemostatic properties [174]. Thanks to this, itis possible to use chitosan-based material for emergencyhemostasis as well as for skin wound closure. This woundclosure ability is related to the fact that the chitosan is anexcellent muco-adhesive in its swollen state and a naturalbio-adhesive polymer that can adhere to hard and soft tis-sues [43]. Chitosan films are very good biomaterials forwound-healing and tissue repair [31,78,17]. Once placedon the wound, they adhere to fibroblasts and favor the pro-liferation of keratinocytes and thereby epidermal regener-ation. Moreover, on contact with anionic erythrocytes, thechitosan salts rapidly adhere with the wound surface. Thisadhesive process is thought to be the primary mechanismof action; independent of platelets or clotting factors [21].

  • N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212 205Recent works have evaluated with success chitosan-patches infused with indocyanine green in associationwith laser-based repairing techniques to standard suturingin microsurgery [51]. Results demonstrated the efficacy ofthis technique for the in vivo repairing of microvascularlesions and end to end anastomoses. In the same way, Pho-tochemical-tissue-bonding (PTB) using rose Bengal inte-grated into a chitosan bioadhesive was described as analternative nerve repair device that removes the need forsutures [107,18]. Photochemical tissue bonding (PTB) is asutureless technique achieved by applying a solution ofrose bengal between two tissue edges. These are then irra-diated by a laser that is selectively absorbed by the rosebengal. The resulting photochemical reactions supposedlycrosslinked the collagen fibers in the tissue with minimalheat production [109]. Some commercial applications ofthe adhesive properties of chitosan are already sold, suchas Surgilux, a chitosan based laser activated thin film sur-gical adhesive [53], Hem Con TM which combines a morethan 75% deacetylated chitosan acetate salt on a sterilefoam backing pad [52,129,156,199,24], Chitoflex

    which

    is a double sided flexible roll of chitosan [62,181], orCeloxTM, a gauze preparation where the cationic chitosansalts produce an adherend seal around the severed vesselsurface [95,96,85,94]. Chitosan can also be used in tissueengineering. One impressive example of chitosan use intissue engineering is described in the article of Chenet al. [33]. In this work, chitosan was combined to genipinor epoxy as crosslinker and compared to metal to buildstent. The results indicated that the cyclic crosslinkingstructures formed within the genipin stent matrix werebeneficiary to the improvement of chitosan mechanicalproperties. The cytotoxicity of the genipin stent was signif-icantly lower than the epoxy stent. Moreover this workexplores another huge application of chitosan which isthe drug delivery ability. The general procedure involvesdifferent configuration of chitosan materials (film, scaffold,foam, etc.) [7]. Thus, illuminating films of porous chitosanmatrix supplemented with gold nanorods and thermosen-sitive micelles loaded with a compound stimulated localphotothermal conversion of the gold nanorods. The heatgenerated led to the ejection of the chemical from themicelles and to the permeabilization of adjacent cell mem-branes, resulting in a selective cellular uptake of thereleased chemical [124]. Finally the last subdivision ofmuco-adhesive chitosan and chitosan based nanomaterialsare represented by their ability to generate hydrogels[182,10]. Hydrogels are a network of polymer chains thatare hydrophilic; sometimes existing as a colloid gels inwhich water is the dispersion medium. Hydrogels of chito-Table 2Bioadhesive applications of chitosan.

    Applications

    Haemostasis (Arterial bleeding, wound closure, lung air sealing)Tissue engineering (Nerve engineering, nerve anastomosis, bone and soft tis

    attachment)Drug delivery (Transmucosal and transdermal drug delivery)Antibacterial activity (Chitosan-guar, chitosan-nano silver particles versus SHydrogels (Bioadhesive hydrogels)san are commonly used as a sealant for wound healing.These gels are obtained with crosslinking agents, such asgenipin, polypeptides or enzymes. As example, a thiol-modified chitosan was in situ crosslinked by an efficientpolypeptide crosslinker in the work of Nie et al. [136]. Thiscrosslinker was obtained by the reaction of maleimidegroups onto polylysine and the final hydrogel adhesivesealant showed an adhesion strength 4 times higher thanthat of the commercial fibrin glue. It is notable to observethat chitosan is also able to form a gel, without anyadditive. The mechanism of this gelation is based on theneutralization of ANH2 groups to block the repulsionbetween chitosan chains thus resulting in the formationof hydrogels through hydrophobic interactions, chitosancrystallinity and hydrogen bonding. Thanks to its polycat-ionic nature, chitosan in acidic medium with polyanionsforms hydrogels via electrostatic interaction [43,103]. Tosum up, chitosan is a good mucoadhesive widely used forthis property in several applications which are summa-rized in Table 2 [49].

    The major application of chitosan is related to bioadhe-sion, but some other works described more particularapplications of chitosan as adhesive.

    5.2. Other adhesive applications of chitosan

    Referring to the literature, chitosan is a performingwood adhesive. In the study of Ibrahim et al. [74], laccasemodified lignin was reacted with chitosan to formulateresins that are safe and cheap, and the formulations weretested for their adhesive properties on wood joints. Thestrength of lignin-chitosan was higher than unblendedlignin and similar to lignin blend with soy protein andpolyethylenimine. To the same end, Peshkova and Li[148] have developed chitosanphenolic adhesive formu-lations in the presence of laccase and proposed the adhe-sion mechanisms of these preparations to be similar tothe mussel adhesive proteins. They tested adhesionbetween 2 pieces of wood veneer, and conclude that therewas no correlation between the number of the OH groupon the phenolic compound, or the viscosities and the adhe-sive strength. In combination to glucose, chitosan woodadhesive properties were investigated [191]. The effectsof a Maillard reaction between glucose and chitosan onthe resultant chitosan films and the bonding propertiesof chitosans with different molecular weights were inves-tigated by a tensile shear test. Chitosan and glucose filmswere dissolved in 1% (v/v) acetic acid and dried at 50 C.The weight, color, free amino groups, insoluble fraction,and thermal properties of the film changed significantlyAuthors

    [19,59,75,94,123,152]sue gluing, arterial stent, liver cell [33,37,54,69,70,108,106]

    [3,33,86,117,180,185]. aureus and E. coli strains) [157,183]

    [10,68,115,136,141,164]

  • 206 N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212as the amount of added glucose increased. The dry- andwet-bond strengths were significantly enhanced withincreasing glucose addition for low-molecular-weightchitosans. In addition, good bond strength was maintainedeven in 1% (v/v) acetic acid solution [192]. In the work ofPatel et al. [143] the potential of chitosan as wood adhesivewas carried out using double-lap shear tests. The best for-mulation tested was an adhesive composed of 6% (w/v) ofchitosan, 1% (v/v) of glycerol, and 5 mmol L1 of trisodiumcitrate dehydrate. The penetration of the rhodamine-labeled chitosan at 4% (w/v) in the pinewood matrix wasalso studied using microtome and microscopy techniquesto show interactions between chitosan based adhesiveand wood. Another application, close to wood adhesion,is reported in the work of Alireza et al. [5]. In the paperindustry, in order to enhance the dry-strength properties,and keeping economic and environmental necessity, thechitosan is a good candidate. The experimental results evi-denced the potential of chitosan and cationic starch utiliza-tion in bagasse paper subjected to hot water pre-extraction. The results of the study revealed that the handsheets process causes surface arrangement and orientationof chemical groups, which induce a more hydrophobic andbasic surface. The acidbase surface characteristics afterthe addition of dry-strength agents were the same as thebagasse hand sheets with and without hot water pre-extraction. The results showed that the dry-strength agentacts as a protecting film or glaze on the surfaces of bagassepaper handsheets.

    In metal adhesive application, the work of Patel et al.[143] described chitosan based adhesives and character-ized their shear strength. The desirable features of suchadhesives are biodegradability, biocompatibility, non-tox-icity, and anti-microbial properties. Various eco-friendlypolyanionic polysaccharides, acids, and plasticizers, insingle or multiple formulations, were associated withchitosan [142,143]. The resulting crosslinked polymerswere glued on some chemically treated aluminum adher-ends. The shear strength obtained for formulations con-taining chitosan and glycerol plasticizer was the mostsignificant finding in this study and is equivalent to thatobtained with a synthetic adhesive used in industry. More-over, in the recent work of Cestari et al. [29]. Chitosan wasused in cement formulation. In this study, the biopolymerchitosan was used to synthesize a new epoxy/chitosancement slurry. This slurry was compared to standardcement slurry. A kinetic study of the interaction epoxy/chitosan slurry/HCl was performed to simulate the use ofthe new slurry in environmental-friendly acidizing proce-dures of oil wells. The results have pointed out that themain features of the new cement slurry were preserved,even after long-term contact with HCl in aqueous solution.The results of this study underline the excellent features ofthe new epoxy/chitosan-modified cement slurry for usingin environmental-friendly acidizing procedures of oilwells. Finally, in a recent study published by Mati-Baoucheet al. [125], the authors have shown and confirmed thepotential of the use of chitosan as an adhesive (binder) ofplant particles, such as sunflower stem particles, in thedevelopment of 100% biobased insulating panels.6. Environmental assessment and biodegradability ofchitosan adhesives

    Biodegradation can be defined as the gradual degrada-tion of a material under a controlled mechanism [200].These mechanisms can involve the use of chemicalreagents or biological catalysts, as example for acidic orenzymatic depolymerizations. As reported by Azevedoand Reis [12], the demand for biobased materials with con-trolled and predictable degradation had led to extensiveresearch on the degradation behavior of a wild variety ofbiodegradable polymers. Moreover, understanding the fac-tors that control the degradation of biobased materials iscritical for the making of degradable polymeric systems(Azevado and Reis, 2004). To our knowledge, few data inthe literature have reported the biodegradation of chitosanadhesives. However, various works has reported the possi-bility to biodegrade various other chitosan forms; thechitosan biodegradability changing accordingly. Thus,chitosan biodegradation can be different regarding itsstructural form, e.g. solution, adhesive, film, nanogel, andalso if chitosan is used (i) alone, (ii) chemically modifiedor (iii) grafted with other polymers. In this way, enzymaticdegradation of thiolated, C-6 oxidized chitosan or genipin-crosslinked chitosan was investigated by using variousenzymes [104,150,151]. Many other studies of biodegrada-tions were performed on grafted-chitosan copolymers suchas chitosanphenolics, chitosanpolyacrylamide [20],chitosanhyaluronan and chitosanEDC [149], chitosanpoly(e-caprolactone) [71], chitosanPVA [42], chitosan-oxidized dextran and chitosanstarch [69], chitosandial-dehydre cellulose hydrogels [91] or chitosan-alginate andchitosan-carrageenan [50] systems. Note to mention it iscrucial to differentiate biodegradation studies on chitosanor on co-polymers grafted on chitosan.

    First of all, it has been shown that chitosan can bedegraded by various enzymes such as cellulase (3.2.1.4),chitosanase (3.2.1.132), pectinase (3.2.1.15), pepsin(3.4.23.1), papain (3.4.22.2) or amylase (3.2.1.1) (Table 3).Complete enzymatic hydrolysis of chitin and chitosan tofree GlcNAc can be performed by chitinolytic enzyme com-plexes, which are similar to the cellulytic enzyme systems[172]. Note to mention that cellulases are often preferredto chitosanase because of their low costs and supplyingfacility [32]. Most cellulases (GH-8, and few belong toGH-5 and GH-7) have a bifunctional cellulose-chitosanaseactivity [201] even if activities and optimum conditionsvary with sources. As examples, the cellulases from Bacilluscereus D-11 [58] or Bacillus circulans [130] possess compa-rable chitosanase and CMCase activities while the cellu-lases from Trichoderma reesei [76] or Bacillus sp. 0377BP[36] show CMCase activity equal to 330% of chitosanaseactivity. Xia et al. [201] have reported numerous chitosan-ase activities from cellulases or cellulase producing micro-organisms. Besides, it has been highlighted that thedegrading activity of various chitosanase-cellulases ishigher with increasing deacetylation of chitosan, the max-imum activity being observed for at least 90% deacetylatedchitosan [36,88]. Chitosanolytic cellulases require four ormore GlcN pattern and cleave bonds with an endo-type

  • Table 3Some examples of the wild heterogeneity of enzymes able to degrade chitosan (C), modified chitosan (MC) and copolymers-chitosan (CPC).

    Enzymes EC Mode of action Potential substrate References

    b-N-acetylhexosaminidase 3.2.1.52 Hydrolysis of terminal non-reducing sugar b-D-hexosamineNAc,chitin, C, CPC

    [173]

    Cellulase 3.2.1.4 Endo-type cleavage, few exo-type (highly active for insolublesubstrate), few exo-b-D-glucosaminidase

    C, MC, CPC, CMC1,Avicel

    [118,201,91,150]

    Cellobiohydrolase 3.2.1.176 Hydrolysis of reducing end b-D-Glc C, MC, CPC [201,150]Chitinase 3.2.1.14 Random hydrolysis GlcNAc Chitin, C, CPC [173]Chitosanase 3.2.1.132 Endo-hydrolysis GlcN-GlcN, few recognizing of GlcNAc-GlcN

    or GlcN-GlcNAcC, CPC [77,165,89,186]

    Exochitosanase 3.2.1.165 Exo-hydrolysis of GlcN-GlcNAc from non reducing end Chitin, C, CPC [57]Lipase (except human) C, CPC [198]Lysozyme 3.2.1.17 Mainly hydrolysis of GlcNAc-GlcNAc Chitin, C, CPC [81,149]Papain 3.4.22.2 Degradation of long chains, only GlcNAc-GlcN C, CPC [72]Pectinase 3.1.1.15 GlcN-GlcN supposed pattern C, MC, CPC [178,167,93,150]

    1 CMC: carboxymethycellulose.

    N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212 207mechanism, e.g. (GlcN)6 ? (GlcN)3 plus (GlcN)3 or (GlcN)4plus (GlcN)2. On the other hand, most chitosanases specif-ically degrade chitosan and not chitin or cellulose[44,170,89]. To date, a large number of chitosanases havebeen reported from several bacteria, fungi, cyanobacteriaor plants [186]. Theses enzymes belong to five glycosidehydrolase families, i.e. GH-5, GH-8, GH-46, GH-75 andGH-80, and can hydrolyze links in chitosan. Thus, chitosan-ases are classified into three distinct subclasses [186].Chitosan is also degraded by various lysozymes, whichare present in various plants and animals. Lysozymes arewidely used for chitosan degradation especially for itsapplication on drug delivery and tissue engineering inhumans [25]. It has been shown a basal number of acetylgroups (degree of deacetylation lower than 80%) and thefree hydroxyl group at C3 of sugar residues are requiredto obtain good hydrolysis rates [188]. Lysozymes containa hexameric binding site and hexasaccharide sequenceswith 3 or more acetylated units which contribute mainlyto the initial degradation rate of sufficiently N-acetylatedchitosan. More recently, the biodegradation of chitosan-based films was performed by enzymes at in vivo condi-tions. Thus, Freier et al. [54] have performed long-termexperiments using physiological pH and enzymes athuman body concentrations and obtained the best depoly-merization yields for 4060% N-acetylated chitosan.

    Overall, the specific degradation of chitosan by lyso-zymes is a beneficial aspect for medical, drug-release andtissue engineering applications. Chitosan and chitosan-made products are also susceptible to pectinase whichare produced by a number of bacteria, yeast, fungi, proto-zoa, insects, nematodes and plants [1]. In this way, investi-gations have been done to improve the activity ofcommercial pectinase by modifying the performance ofthe enzymes [178]. Finally, other enzymes have beenreported for their ability to hydrolyze chitosan, such ashyaluronidase [98], papain [72], amylase [207], lipase[198] and more recently liRase (lipoamide reductase) andcollagenase [97].

    In a general point of view, it seems clear that chitosan andderivates can be degraded by various different enzymes,which expands the work to various biodegradation ways.The use of microorganisms producing chitosanolyticenzymes to degrade in situ chitosan-made products [158] isan interesting topic which is blooming, especially for assess-ing the potential of chitosan as eco-friendly biodegradablepolymers for adhesive, coating or drug-releasing uses.

    As already presented above, chitosan has gained lot ofattention as biomaterial in several field such as for exam-ple: (i) wood/metal adhesives and mucoadhesives and,(ii) tissue engineering applications; owing to its large-scaleup availability, its low cost, biocompatibility and biode-gradability [86]. The use of adhesive bonding in industryhas notably increased in recent years and most of produc-ers adhesive try to more and more integrate the environ-mental impact notion into their manufactured products.In this context, greener alternative is necessary. One ofthe most important advantages of using biobased poly-mers such as chitosan for adhesives manufacturing shouldbe it relative low impact in environmental problems unlikechemical adhesives that are more polluting. In an eco-designing point of view, when industrial need to incorpo-rate an ecological innovation in order to implement a novelbiobased adhesive, the good knowledge of the environ-mental effect of these products is primordial [46]. As men-tioned by Lorenz [116], life-cycle assessment (LCA) is well-defined as a comprehensive methodology largely used toestimate and evaluate the environmental impact ofcompound or process all over its whole life cycle accordingto ISO 14044. Generally speaking, the best typical crop ofthe environmental impact of a product must take intoaccount the environmental courses all over the wholeproducts life which include the emission to land, waterand air as well as the energy and material balance of prod-uct resources [179,195]. It was well accepted by the inter-national community that a complete LCA during the wholelife cycle of a compounds from the extraction of naturalraw materials following by their modification/transforma-tion/designing/manufacturing into a product, through thepractical use of the product and finally the end of life cir-cumstances such as disposal or recycling, was consideredas the cradle to grave concept [39]. This notion impli-cated not only one single parameter but a succession ofanalysis throughout product life cycle. Narayan [133] hasrecently discussed the use of biobased material foundedon LCA. It was particularly reported that in comparison topetroleum based materials, biobased materials could sig-nificantly reduce the energy/environmental balance

  • Fig. 4. Schematic representation of the Life Cycle thinking approach for chitosan-based adhesive.

    208 N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212impact. According to Narayan [133], it was found that bio-based materials such as adhesives engineered from bio-mass feedstocks should prospectively play an increasingmajor role in our consumer society which is in perpetualsearch of sustainable and environmentally friendly materi-als. Nevertheless, by comparison with lot of LCA studieswhich evaluated chemical products [195], few LCAapproaches have evaluated biobased material with respectto economical and environmental profits [61,112]. In fact,up to now, LCA has been essentially implemented to theenvironmental impact estimation of pharmaceutical drugsand biofuel production [9,38,105,166,45,159]. As far as weknow, there is no data available in literature for the LCA ofchitosan adhesive. Moreover, one of the most importantlimitations that may occur in this study of environmentalimpact of adhesive chitosan seems to be the real lack ofwell-defined information to compare and correlate all thesteps of processes during the entire cycle life of chitosanfrom extraction, use as adhesive and through end-life ofproduct. By way of comparison, it should be interestingto analyze the studies realized by Leceta et al. [110112]on the environmental assessment of chitosan-based bio-material in order to propose and try to simulate a cycle lifeassessment scenario for chitosan as adhesives. In theirwork, Leceta et al. [110,111] seek to estimate the real envi-ronmental impact of manufacturing chitosan from wastecrustacean to biobased films. They have analyzed the dif-ferent steps of the processes and provided data for compar-ing chitosan to other chemical compounds. Then, Lecetaet al. [110,111] have investigated a comparative environ-mental assessment between a new biodegradable chitosanbased film and a commercial food packaging film based onpolypropylene. Three mains stages have been evaluated:the chitin extraction and chitosan production; the filmmanufacture and the end of life of the biomaterial.Obviously, it was shown that polypropylene based filmpresented higher impact than chitosan-based films in car-cinogens and fossil fuels. It was clearly confirmed that first,polypropylene extraction stage was the most pollutant andenergy consumer and secondly, the environmental prob-lem associated to carcinogens was mainly link to the endof products. Moreover, it is important to note that chito-san-based films was described as higher environmentalburden in land use, minerals categories and respiratoryinorganics. Effectively, as related by authors, environmen-tal damage associated to respiratory inorganics was com-monly associated to the acetic acid used to dissolve andmanufacture the chitosan film. But, in a more dramaticallyway, the main pollutant compounds implicated in the neg-ative impact in mineral category are the hydrochloric acidand sodium hydroxide currently employed during the chi-tin/chitosan extraction. Finally, it should not be forgottenthe glycerin used as plasticizer in film manufacture. Thisadditive considered as a by-product from biodiesel field,is the main responsible agent to take into account in thenegative impact of land use. Nonetheless, an environmen-tal benefit of chitosan is the end of life stage because of thebiodegradation of chitosan based material which permitscomposting of chitosan as its end life [112] exhibiting thena greatly positive result on the environment in comparisonwith the classical end of life intended for plastic material.Thus, by analogy with these LCA studies on chitosan films,needless to say that we could envisage the same life cycleassessment scenario with the use of chitosan as adhesivessince the same process stages are operated from theextraction (using hydrochloric acid/sodium hydroxide) tomanufacture of adhesive (using acetic acid and glycerol).Consequently, based on the result demonstrated by Lecetaet al. [110112], a schematic diagram of life cycle could beproposed as presented in Fig. 4. This diagram details themain stages of the production of chitosan-based adhesivefrom the crustaceans waste to the end of life of adhesive.In conclusion, as well related by Hatti-Kaul et al. [67], thereis strongly need to develop sustainable and innovative bio-based material in order to shift the resource from fossil tonatural and renewable raw material. Nowadays, environ-mental and economical aspect must be considered whena new adhesive is being designed. Therefore, a preliminary

  • N. Mati-Baouche et al. / European Polymer Journal 60 (2014) 198212 209environmental assessment approach should be mandatoryto develop biobased sustainable adhesives. This biotechno-logical challenge will certainly focus on the choice of natu-ral adhesives such as chitosan and derivatives so as topositively influence the environmental benefits and the lifecycle performance.

    7. Conclusion

    To conclude, chitosan has become a popular biopolymerin the medical fields because of its unique properties in theworld of biopolymers. However the analysis of literaturefocusing on its mechanical characteristics and the develop-ment of its industrial production clearly showed the inter-est of other scientific communities for this polysaccharide.In this way the analysis of its performances as adhesives, asbinder and as film clearly showed that it could be compet-itive with some fossil resources. Nevertheless, some pro-gresses have to be done in the processes used for itsobtaining from bioresources with the objective to limitthe costs of these processes and to limit their impact onhealth and environment.

    Acknowledgements

    This work was supported by the French NationalResearch Agency (ANR- DEMETHER-10-ECOT-004 grant),Crales Valle and Viamca.

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