Charles River’s Wealth Management Solution helps sponsors, private banks, and RIAs support all products and business lines on a single platform and provides centralized overlay and portfolio management capabilities for UMA/SMA, Rep as Advisor, Rep as Portfolio Manager and Mutual Fund/ETF Wrap business models. Delivered as a service and designed for easy scalability, the solution enables high volume rebalancing, asset allocation and tax optimization. Integrated surveillance lowers operational risk by supporting implementation and enforcement of client and firm mandates.

Centralized Wealth Management By supporting a broad range of investment products, from simple non-discretionary to sophisticated discretionary business lines such as SMA, UMA, UMH, RPM, and RAA, Charles River’s Wealth Management Solution helps wealth managers efficiently manage and increase client assets. Managers can offer products suitable for each client’s account size, investment objectives and risk tolerance.

Centralized support for multi-asset/multi-currency UMA/UMH portfolios provides managers with higher margin product lines and speeds time to market for innovative new product offerings. As sponsors grow their wealth manager network, managers need to streamline account on-boarding and daily account instruction communications with their affiliated sponsors. Charles River’s integrated communication hub lets managers automate and consolidate sponsor communications on a single platform.

Financial Advisors The Charles River Wealth Management Solution provides intuitive browser-based portfolio management tools and an integrated order management system. Flexible, exception based workflows and transparent, in-depth account performance reporting provide a one-stop shop for financial advisors. Anywhere/anytime access to key account information via mobile devices facilitates improved engagement with high-touch client relationships. Advisors further benefit from having one system for all accounts with extensive workflow automation and integration with their CRM system.

Rep-as-PM / Rep-as-Advisor Charles River’s Wealth Management Solution streamlines deployment of advisor-driven strategies with centralized portfolio management. Advisors can efficiently implement high conviction investment themes across their entire book of business and benefit from the same portfolio and order management capabilities available to top-tier wealth management firms.

Charles River Wealth Management Solution

Convenient browser-based access to portfolio management tools and an integrated order management system

Anywhere / Anytime Access• Browser-based access to portfolio management tools

integrated with an order management system for financial advisors, executives and compliance officers

• Tablet and phone access to key account information improves engagement with high-touch client relationships

• Allows advisors to quickly personalize information for managing complex accounts and client relationships

• Increased mobility makes advisors more productive and minimizes lost opportunities for engagement with prospects

Central Overlay• Exception-based workflows for identifying accounts requiring attention

• Highly performant managed account overlay functionality

• Meets the demanding requirements of high-volume sponsor firms with millions of accounts.

Central overlay capabilities facilitate highly scalable management of SMA/UMA products and tax-based trading

Charles River offers financial advisors and wealth managers a comprehensive and fully integrated solution that eliminates the need for multiple systems. Solution capabilities include mobile and browser based access, highly performant central overlay, multi-custodial position management, detailed performance analysis, and a communication hub. The hosted solution is complemented by integrated data, FIX connectivity, and compliance expertise to help clients maximize value, reduce operational complexity and lower costs.

Review and manage positions and tax lots from the position management dashboard

Performance Measurement and Attribution• Comprehensive return, contribution, attribution and risk data for each portfolio

• Configurable for a variety of timeframes and user-defined classification levels

• Supports GIPS, an international standard for representing performance data

• Industry-standard attribution models for each asset class

Multi-custodial Position Management and Reconciliation• Provides real-time position management for large volumes of accounts and positions and

supports multiple sleeves

• Critical for managers running UMA programs whose accounting systems are not sleeve-aware

• Provides an investment-centric view of position

Wealth Hub• Enables wealth managers to automate and streamline communication with sponsors

• Simple, dashboard based communications

• Secure, single-click account and model updates to all applicable sponsors

• Streamlines operations by eliminating the need to learn and interact with multiple sponsor platforms.

• Replaces email exchanges and provides more reliable, auditable transmission of data

• Allows managers to offer services to a larger number of sponsors

• Helps eliminate low value, error prone manual workflows

Charles River Development reserves the right to change plans, priorities and future enhancements at any time without notice. (Updated October 2015)

About Charles RiverCharles River provides an end-to-end solution to automate front- and middle-office investment management functions across asset classes on a single platform. Delivered as a hosted service, the solution offers a simplified operating model that improves data quality and investment professional productivity, controls risk and lowers technology costs. Charles River serves more than 350 investment firms in over 40 countries in the institutional asset and fund management, private wealth, alternative investments, insurance, banking, and pension markets.

www.crd.com