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Characterizing copper nanoparticle DC sputtering with oxygen interference Arjan Bijlsma (s1398245) February 14th - December 1th 2011 Abstract The properties of a material are directly dictated by its size, shape and internal structure. In a time where research on nanoscale is widely practiced and the demand for the smallest possible electronics grows, new challenges emerge in the creating and usage of nanomaterials. In this thesis the workings of a new Nanosys550 Deposition System from MANTIS Deposition LTD for creation of nanoparticles is described with in the present work a specific focus on copper clusters. First the basics of direct current (DC) magnetron sputtering are explained. This form of sputtering works by accelerating argon plasma against a copper target, thereby breaking of single copper atoms which form a gas. By cooling this gas into supersaturation, copper nanoclusters are formed by condensation processes. Although, these processes are controlled by only a few system settings, together they comprise a complex system. These settings and their effects are discussed and have been investigated by experimentation. The latter has been done in a first experiment series by Half Factorial Design (HFD) with Center Point Experiments (CPE) to characterize the standard operation window of the new system. A second experiment series on Energetic Cluster Impact (ECI) has been performed to examine the charge character of the sputtered copper clusters by attempting cluster acceleration with an applied bias voltage to the substrate holder. The copper clusters were deposited on TEM grids and silicon wafer pieces for both experiment series. The results of the HFD experiments were imaged with the use of a Transmission Electron Microscope (TEM) and analyzed by statistical software, which calculated the effects of the separate system variables. Assessment of these effects revealed that they behaved according to a-priori (qualitative) expectations but were non-significant. This led to the discovery of oxygen leakage into the vacuum system and several attempts to prevent this problem. At the end, the oxygen problems have been solved and the observed HFD results are explained by literature research. Simultaneous with the preventive measures the ECI experiments were performed. The results were imaged also by TEM and an Atomic Force Microscope (AFM). The obtained data from both imaging techniques revealed no support or proof for ECI, although the absence of cluster charge seems unlikely from literature research. Master thesis for the study of Applied Physics Student: Bsc. Arjan Bijlsma (s1398245) Supervisor: ing. G.H. ten Brink Group leader: prof. dr. ir. B.J. Kooi Dept. Nanostructured Materials and Interfaces Zernike Institute for Advanced Materials University of Groningen Nijenborgh 4 9747 AG Groningen The Netherlands

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Page 1: Characterizing copper nanoparticle DC sputtering with ...fse.studenttheses.ub.rug.nl/10352/1/Bijlsma_J.A._s1398245_Master_Thesis.pdfdevelopments have been the increasing capabilities

Characterizing copper nanoparticle DC sputtering

with oxygen interference

Arjan Bijlsma (s1398245)

February 14th - December 1th 2011

Abstract

The properties of a material are directly dictated by its size, shape and internal structure. In a time where

research on nanoscale is widely practiced and the demand for the smallest possible electronics grows, new

challenges emerge in the creating and usage of nanomaterials. In this thesis the workings of a new Nanosys550

Deposition System from MANTIS Deposition LTD for creation of nanoparticles is described with in the present

work a specific focus on copper clusters. First the basics of direct current (DC) magnetron sputtering are

explained. This form of sputtering works by accelerating argon plasma against a copper target, thereby

breaking of single copper atoms which form a gas. By cooling this gas into supersaturation, copper nanoclusters

are formed by condensation processes. Although, these processes are controlled by only a few system settings,

together they comprise a complex system. These settings and their effects are discussed and have been

investigated by experimentation. The latter has been done in a first experiment series by Half Factorial Design

(HFD) with Center Point Experiments (CPE) to characterize the standard operation window of the new system.

A second experiment series on Energetic Cluster Impact (ECI) has been performed to examine the charge

character of the sputtered copper clusters by attempting cluster acceleration with an applied bias voltage to

the substrate holder. The copper clusters were deposited on TEM grids and silicon wafer pieces for both

experiment series. The results of the HFD experiments were imaged with the use of a Transmission Electron

Microscope (TEM) and analyzed by statistical software, which calculated the effects of the separate system

variables. Assessment of these effects revealed that they behaved according to a-priori (qualitative)

expectations but were non-significant. This led to the discovery of oxygen leakage into the vacuum system and

several attempts to prevent this problem. At the end, the oxygen problems have been solved and the observed

HFD results are explained by literature research. Simultaneous with the preventive measures the ECI

experiments were performed. The results were imaged also by TEM and an Atomic Force Microscope (AFM).

The obtained data from both imaging techniques revealed no support or proof for ECI, although the absence of

cluster charge seems unlikely from literature research.

Master thesis for the study of Applied Physics

Student: Bsc. Arjan Bijlsma (s1398245)

Supervisor: ing. G.H. ten Brink

Group leader: prof. dr. ir. B.J. Kooi

Dept. Nanostructured Materials and Interfaces

Zernike Institute for Advanced Materials

University of Groningen

Nijenborgh 4

9747 AG Groningen

The Netherlands

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Contents

Overview ..................................................................... 2

1. Introduction: opportunities on nanoscale .............. 3

2. Theory: Inert Gas Condensation with sputtering .... 3

2.1. DC magnetron sputtering ................................. 4

2.2. Supersaturation for condensation ................... 5

3. Theory: clusters ....................................................... 5

3.1. Nucleus formation ............................................ 6

3.2. Cluster growth .................................................. 6

4. Theory: gas properties and system variables .......... 7

4.1. Important gas properties ................................. 7

4.1.1. Gas species and charge ............................. 7

4.1.2. Gas ratios................................................... 8

4.1.3. Mean free path ......................................... 8

4.1.4. Dwell time ................................................. 8

4.2. System variables ............................................... 8

4.2.1. Partial pressures ........................................ 9

4.2.2. Magnetron strength and power ................ 9

4.2.3. Temperature ............................................. 9

4.2.4. Aggregation length .................................. 10

4.2.5. Bias voltage ............................................. 10

4.3. Simulations and magic numbers .................... 10

5. Experimental setup ............................................... 11

5.1. Equipment ...................................................... 11

5.2. Settings: Half Factorial Design ........................ 12

5.3. Settings: Energetic Cluster Impact ................. 14

6. Results .................................................................. 14

6.1. Imaging .......................................................... 14

6.1.1. Transmission Electron Microscope ......... 14

6.1.2. Atomic Force Microscope ....................... 16

6.2. Results: Half Factorial Design ........................ 16

6.2.1. Image Quantification Analyses ............... 16

6.2.2. Statistical Data Analyses ......................... 18

6.3. Results: Energetic Cluster Impact .................. 19

6.3.1. TEM images of high/low bias voltages ... 19

6.3.2. TEM and AFM images ............................. 21

7. Discussion ............................................................. 23

7.1. Discussion: Half Factorial Design ................... 23

7.1.1. Factor effects .......................................... 23

7.1.2. Significance of factor effects .................. 24

7.2. Discussion: Energetic Cluster Impact ............ 25

7.2.1 Bias voltage effects .................................. 25

7.2.2 Combining TEM and AFM ........................ 26

7.3. Oxygen interference ...................................... 29

8. Conclusions ........................................................... 31

9. References ............................................................ 32

Appendix A.1. Experiment design ............................ 34

A.1. Factorial Design (FD) ..................................... 34

A.2. Half Factorial Design (HFD) ........................... 36

A.3. Center Point Experiments (CPEs) .................. 37

Acknowledgments .................................................... 38

Overview

This report will start with a general introduction on the field of nanoscience and its potential opportunities in

chapter 1. In chapter 2 the reader will be familiarized with the theory behind the creation of nanoparticles by

inert gas condensation with a DC magnetron sputtering system. Further details about the growth process of

nanoclusters will be explained in chapter 3. Hereafter, chapter 4 gives an overview of the gas properties which

are of key importance for cluster growth and how the available system variables influence them. In chapter 5

the equipment and settings of the first experiment series by Half Factorial Design (HFD) and the second

experiment series on Energetic Cluster Impact (ECI), will be described. Detailed information on the settings for

a Half Factorial Design can be found in appendix A. Chapter 6 will present all results and describes the used

analyses software and imaging techniques. The significance of the results for both experiment series and

discovered oxygen interference is discussed in chapter 7. The final conclusions and recommendations are

summarized in chapter 8.

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1. Introduction: opportunities on nanoscale

The field of material science started with the growing interest for non-metallic materials like ceramics,

polymers and semiconductors, in the 1960s [1]. Materials science is generally based on understanding the

relation between structures and properties, where the third and most important element, to tune structures

and properties, is processing. Nowadays, the advances in material science lie primarily in understanding the

structure-property relations for materials with structural control down to the nanometer and atomic scale and

where properties can be strongly size-dependent in the nanometer size range. Important drivers for these

developments have been the increasing capabilities of transmission electron microscopy (TEM) invented by

Ruska et al. in the 1930s, which became widely available in the 1960s, and scanning tunneling microscopy

(STM) and atomic force microscopy (AFM) by Binning et al. in the 1980s. Because of these developments an

even smaller scale, in the nanometer range, opened up for research. This so-called nanoscience concerns the

field of materials and applications in which the typical structures have a size of 1 to 100 nanometers (a billionth

of a meter). This enabled the research of bottom-up produced single entities like clusters [Chap.3.1.],

molecules or even atoms and top-down produced structures often employing lithographic techniques in

combination with etching.

An interesting phenomenon in this size regime is that previously theoretically described quantum mechanical

effects can be observed as important properties of nanometer sized materials. Where the behavior of

macroscopic bulk material are best described by the rules of classical physics and dynamics, nanometer

particles lose some degree of this continuous character and begin to exhibit discrete, more quantum-like

properties. A major part of this change is caused by the energy levels of particularly electronic states, of those

nanoparticles [2]. Also, in descending to the nanoscale the surface of the particles become increasingly

important. For instance, a copper particle of 13 atoms constitutes the smallest stable copper cluster. This

number therefore is the first so-called ‘magic number’. It consists of only one central atom surrounded by 12

neighbors. A one shell bigger copper cluster of 55 atoms, the second ‘magic number’, still has approximately 32

atoms (58 %) on its surface. Even for particles containing 10,000 atoms still nearly 20 % are surface atoms [3,

4]. This will greatly amplify any behavior concerning surface properties and chemical reactivity, like for instance

in the melting point or properties related to catalysis. The above exposes the dissimilarity in the branch of

nanoscience with respect to the overall materials science: at nanoscale, materials can exhibit non-bulklike

behavior, the latter sliding from continuous to discrete when decreasing in size.

This discovery raised a newfound interest in materials like semiconductors and metals. Semiconductor

nanostructures already below 50 nm show quantized atomic-like behavior and are often referred to as

quantum dots [5]. For most metals, particles sizes have to go down to clearly below 10 nm in order to arrive at

discrete atomic-like energy levels. Because of this possible quantized behavior, metals can also potentially work

as nanoscale semiconductors [3], opening up opportunities in different fields of science like computing, optics,

magneto-electronics [6] and medical technology [7].

2. Theory: Inert Gas Condensation with sputtering

A common method for creating nanoparticle is by inert gas condensation (IGC) and has been known since the

1930s [8]. Although there are several ways to accomplish IGC it always involves a method for vaporizing a

target material and creating a supersaturated vapor. If then some of the vapor particles join within the

supersaturated state, referred to as seed or just nucleus, they can acts as a starting point for growth. Under the

right conditions they grow to become nanoparticles, also called nanoclusters. A flow of these nanoclusters can

then be deposited on a desired substrate for analysis. These processes are all preformed in a system which is

pumped to high vacuum prior operation to remove and prevent contamination with other gasses.

Nanocluster growth in a gas phase with IGC has some advantages in contrast to the alternatives, like growth

directly on a (cooled) substrate. The conditions for maintaining a homogeneous gas state for growth are easily

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controllable. Also, there are no accumulating effects which can distort the cluster growth because of the

continuous nature of IGC. During operation there is a continuous creation and flow of supersaturated vapor

and therefore cluster growth, in the growth region. This throughput prevents any buildup of detrimental

effects, which can be an unavoidable risk with growth directly on a substrate [1, 8].

As mentioned, there are several ways for vaporizing the desired material for IGC. The use of a resistive filament

is the oldest and still in use method [9]. Currently also techniques with the use of crucibles [10, 11], electron

beams, lasers and magnetron sputtering discharge are used worldwide. The latter was employed during this

research, because of its flexibility in choice of materials, among others. Magnetron sputtering is not restricted

to metals only, as with thermal evaporation for example. Another advantage of magnetron discharge is its high

particle yield because of the uniformity of the discharge current at a large target material surface [1, 12].

2.1. DC magnetron sputtering

A magnetron sputtering system is relatively simple and consists of five main components; an anode (1)

mounted above a target material disk (2) which is placed on top of a magnetron (3) under gas flow (4) in a

cooled volume (5). The first three components together are called the magnetron head [see figure 2.1].

The process of magnetron sputtering starts by supplying one or more gasses into the system from behind the

magnetron head. These gasses will have three functions throughout the system: first sputtering, then

transporting and finally cooling of the target material vapor. With respect to a pure end result noble gases are

used for this purpose, since their inert properties cause minimal interference with the target material. For

carrier gasses the common choice of argon and helium was made in this research. These can be labeled

separately according to their selection for primary functionality. Here, argon was used primarily for sputtering

because of its easy ionization and is therefore called the sputtering gas. The high thermal conductivity of

helium make it more suitable for cooling and thus is labeled cooling gas. Since both play a role in the

transportation of the target material vapor through the system, both are called carrier gasses. It is also possible

to run the system with only the sputtering gas. This will decrease the cooling capabilities, which makes it

harder to accomplish the required supersaturated vapor state later on. Because of this disadvantage the latter

method was not used during this research.

For the sputtering process the supplied sputtering gas has to be ionized above the magnetron head to create a

plasma. This is accomplished by applying a potential between the target material disk, acting as cathode, and

the anode which is on top of the target material. The potential can be alternating current (AC) or direct current

(DC), called RF (Radio Frequency) or DC sputtering, respectively. Although RF sputtering also enables the use of

insulating materials, DC sputtering is a less complex process and therefore better understood. Because of this

Figure 2.1: schematic of sputtering unit.

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advantage and the sole interest in metals, DC

sputtering was used during this research. When a

large enough DC potential is applied, electrons are

accelerated away from the target material and

collide with the sputtering gas which passes over

the magnetron head. This causes a discharge which

ionizes the sputtering gas into excited species,

called the primary plasma. The primary plasma can

be seen by the human eye because of its decay to

lower energy levels by emission of visible light. The

frequency of this light is characteristic for the

plasma’s elemental composition [1, 8]. Finally, the

primary plasma is accelerated by the DC potential

and impacts on the target material disk, thereby

breaking off particles which together compose the

desired target material vapor. This process is called

sputtering.

Upon impact of the sputtering ions on the target, secondary electrons are released back into the sputtering gas

cooperating to extra ionization of the primary plasma. To increase the efficiency of the sputtering process a

strong magnetron is placed behind the target material to further enhance the primary ionization. Because of

the magnetic field of the magnetron, the free electrons will travel in a helical path through the plasma. This

increases their effective path length and therefore their chance of colliding with the sputtering gas. The

magnetic field also confines the electrons and plasma above the target which intensifies the sputtering process

even more. The confinement and helical path can easily be seen on the target material disk which, after some

use, shows a torus shaped groove called ‘race track’, revealing the local magnitude and shape of the sputtering

process [see figure 2.2] [1, 4, 12].

2.2. Supersaturation for condensation

The target material vapor, after it’s created by sputtering, is swept to the aggregation volume just above the

primary plasma. Here, the vapor is confined by the local inert gas pressure (of tens or hundreds Pa) and

cooling, to become supersaturated [1, 8, 13]. The relatively high inert gas pressure, which is created by the

small opening of the exit orifice at the end of the aggregation volume, decreases the diffusion rate of the vapor

atoms. The cooling aids this confinement by draining the thermal and kinetic energy from the vapor particles,

thereby further limiting their diffusion rate. The cooling of the vapor is accomplished by cooling the walls of the

aggregation volume. This is enhanced by the heat transfer of the cooling gas by its high thermal conductivity

[14, 15]. Together, the pressure and cooling limit the vapors mean free path which leads to the

supersaturation. In this supersaturated vapor state nuclei can form and start growing to become clusters.

3. Theory: clusters

In the field of Nanotechnology, or more specific Condensed Matter, a particle is called a cluster when it consists

of 2 – 10n atoms, where n can be as high as 6 or 7 [16], and forms the intermediate size between molecules and

bulk material. As mentioned before, clusters can have astonishing intrinsic properties because of their large

surface to size ratio and size-dependent electrical behavior. Also, clusters are the basic building blocks in thin

films, another growing branch in Nanotechnology. A basic process that leads to the creation of clusters is

something we see in everyday life, for example in smoking fires or fog formation. In all cases a substance is

vaporized into a colder volume where the vapor particles start to pack together into clusters [4]. As described

before [Chap.2.], this is a two stage process: first the formation of a nucleus and second the subsequent growth

to become a cluster.

Figure 2.2: copper target material disk, with ‘race track’ groove.

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3.1. Nucleus formation

For a cluster to start growing, a nucleus or nucleation center is required. This is a small particle consisting of

only a few monomers. In the case of magnetron sputtering, these monomers are single atoms sputtered from

the target material disk [4, 8, 10, 12, 13]. For these single atoms to join, the high thermal and kinetic energy

from the sputtering process has to be removed. This is accomplished by cooling the vapor through admixing of

the cooling gas as described above. The cooling gas will drain energy from the vapor atoms by inelastic

collisions (collisional cooling) [17]. When cooling is done sufficient, formation of dimers, i.e. two connected

atoms, can start by stable three-body collisions. This is a relatively slow process as three atoms have to collide

simultaneously, thereby forming the bottle neck of the overall process. The collision of two particles would not

lead to a stable dimer [1, 4], as the third atom needs to remove the excess of internal energy for the binding

process. These new dimers will statistically grow and decay by competition of accretion and evaporation of

atoms. Evaporation of atoms will occur because it redeems energy. The early nuclei are continuously heated by

the binding energy of accreting atoms (latent heat of condensation), but cannot distribute this energy

internally because of their small size. Therefore, evaporation can be used as a cooling mechanism.

This competition will continue until a small cluster of critical size r* is formed, given by

the formula 3.1. Where it is assumed that isotropic mesoscopic porperties hold. In the

formula σ stands for the surface energy of a small droplet of atoms, ρ its density, m its

atomic or molecular mass and φk= pk/ps its condition for supersaturation (pk and ps are

the vapor pressure and saturation vapor pressure, respectively). For larger radii

accretion of atoms on the small cluster becomes thermodynamically favorable and

growth becomes a very rapid process. This occurs because the cluster size permits the transfer of the added

condensation energy per accreted atom to its internal degrees of freedom [18]. Although the clusters grow a

little by this condensation, the partial pressure of the vaporized material is rapidly depleted. This quickly

reduces the supersaturation and quenches additional nucleus formation, putting a hold to this brief but rapid

nucleation burst [14].

The previous process of nucleation can best be described theoretically by Classical Nucleation Theory (CNT)

[10], which assumes that nuclei grow and decay by attachment or detachment of one atom at the time

respectively and where for subcritical nuclei detachment is favored over attachment, which is reversed for

supercritical nuclei. CNT is a thermodynamic approach that leads to a barrier in the free energy which reveals

the critical cluster size of n* atoms (instead of radius r*), referring to the smallest stable cluster that allows

subsequent growth with a decrease in free energy [1, 10]. These critical clusters will typically consist of 7-50

atoms depending on temperature and pressure. Below this size the cluster is believed to decompose back into

the vapor. For high supersaturation CNT is expected to fail, because the gas state changes faster than the time

to establish a local metastable equilibrium. CNT also assumes that cluster properties only depend on cluster

size n or r, and therefore there is a single nucleation path. In this way CNT corresponds to a 1D Markov chain.

In practice, clusters can have various shapes and energies for the same cluster size and then there are multiple

nucleation paths [19]. Furthermore, CNT is engineered only for nucleus formation and is not suited for the

subsequent stage of cluster growth. Accordingly, CNT gives no details about the cluster size and shape

distribution in the end result.

3.2. Cluster growth

After the nucleation burst, when all atoms have aggregated into small clusters, growth will continue through

the joining of clusters by Brownian coagulation. Meaning that as clusters collide, they stick together and form

bigger clusters. The name stems from the equal coagulation process known for liquids [14]. Once these

mechanisms are too weak or forbidden, e.g. because of Coulomb repulsion of charged clusters, there is one

more equilibrium that can set. This equilibrium, called coalescence or Ostwald ripening, follows from the

equilibrium between clusters and free atoms and depends on the atomic vapor formed by evaporation and

attachment of atoms from and to the cluster surface. For small clusters evaporation dominates, leading to the

Formula 3.1: critical cluster size [4]

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disintegration of these clusters into cluster fragments and atoms. For

big clusters this is reversed; the free fragments and atoms will

coagulate and accrete onto the big clusters. In this way the cluster

density in the final deposition will decrease, but the cluster size will

increase [4].

Initially, the gas temperature is high enough to supply the required

energy to the clusters for remaining spherical with coalescing

fragments, before additional particles collide. As the clusters remain in

the aggregation volume even longer, they will be cooled down further.

Eventually, this will limit the energy for coalescence and thereby the

energy for neck formation between clusters. From that point on

clusters will only combine by agglomeration, meaning that big clusters

stick together with only a small surface area. These combined particles

develop in a dendritic fractal-like structure. For research on the size

and shape distribution of single nanoparticles, this can be an

undesirable effect [14].

For all processes described above one has to keep in mind that they all

happen in the same aggregation volume in rapid succession. Since this

aggregation volume is relatively short, the different gas phases and

accompanying reactions, have a certain overlap with mixed states.

Therefore the above described processes are not restricted by specific

regions and can occur side-by-side. For example an atom evaporated

during coalescence can theoretically contribute to a three-body

collision, although statistically unlikely.

After the growth processes the final clusters exit the aggregation volume with the carrier gasses through a

small exit orifice into the deposition volume. Here a substrate can be mounted for deposition of the clusters.

4. Theory: gas properties and system variables

To create favorable conditions for cluster growth several variables in the system can be varied: gas choice and

flow rates, sputtering power, magnetron strength, temperature, aggregation length and volume geometry.

Although all of these variables together create a complex system, they only influence four important properties

of the gas mixture: species, gas ratios, mean free path and dwell time. Together, these properties dictate the

process and therefore the final result: the species prescribe the possible chemical reactions and composition;

the gas ratios provide the availability of the different species; the mean free path indicates the reaction rates

and the dwell time is a measure for growth time. The relations between the properties and variables have been

described extensively in previous research on nanoparticle creation by magnetron sputtering and reveal the

validity the described theory.

4.1. Important gas properties

To understand what happens during sputtering and how the change of a system variable affects the final result,

the following properties have to be considered separately.

4.1.1. Gas species and charge

The first property of the gas mixture, i.e. species, is obviously decided by the desired clusters in the end result.

But besides the growth reaction described in the previous chapter [Chap.3.], other important processes can

occur in real sputtering systems. What has to be considered is what other species of the present materials can

Figure 3.1: illustration of processes for nanoparticle synthesis [14].

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be created during the energetic sputtering process and all possible reactions between them. The creation of

excited or ionized particles from the target material can considerably influence the growth of the clusters, e.g.

by repulsion forces. As sputtering is a highly energetic process, a large fraction of the created clusters is ionized

because of the many charged and electronically excited species present in the afterglow from the sputter

discharge, acting as very efficient ionizers. For sputtered metal atoms only about 10-3

is ionized, still if only one

ionized atom combines with a neutral cluster, the total cluster becomes ionized. Other examples of

mechanisms for ionizing the clusters are by charge transfer from the ionized sputtering gas nearby the cathode

or by impact of an electron from the sputtering process. For copper, it has been found experimentally that 20

to 50 % has a negatively charge [1, 8, 15]. These ionized clusters are suspected of causing some of the large

differences observed between simulation and real experimental results [1]. Furthermore, the choice of

appropriate carrier gasses is of paramount importance for the purity and size of the final clusters. The inert

character of noble gasses and their purity will prevent undesirable reactions, avoiding contamination of the

final clusters [12]. Additionally, it has been observed that heavier carrier gas atoms are more effective in

limiting the mean free path of the target vapor, as obtained particles increased in size when going from helium

to argon to xenon gas [20].

4.1.2. Gas ratios

The second property of importance is the ratio between the supplied carrier gasses and the created target

vapor inside the aggregation volume. Typically, these ratios are referred to by their partial pressures of the

individual gasses, although physically difficult to measure separately. The importance of the partial pressures

results from the fact that every gas in the system has a different role in the sputtering and aggregation

processes. Different ratios can give rise to the same total pressure, but a completely different end result [14].

4.1.3. Mean free path

The mean free path is the third property to consider. The mean free path of a

gas is the average distance between collisions of the gas particles and can thus

be used as an indication for the reaction rate. A short mean free path means

that the gas particles are more likely to collide and therefore more reaction will

occur within the gas. Evidence of this is the increase in cluster size with heavier

carrier gasses, as described above for different gas species [Chap.4.1.1.]. Also,

the mean free path can be derived from measurements on the state of the gas, because it relates to the

temperature and the pressure of the process, given by formula 4.1. In with λ is the mean free path; R the gas

constant; T the temperature; d the particle radius; N Avogadro’s number and P the pressure. From a research

point of view this relation can be very interesting for the choice in variable variation during experimentation.

4.1.4. Dwell time

The last gas property under consideration is the dwell time of a cluster. The dwell time is the time a cluster

needs to travels from sputtering of the target to the exit orifice at the end of the aggregation volume. It is the

most important factor with respect to controlling the final size and size distribution of the deposited clusters.

Evidently, the clusters can grow bigger if they travel through the growth region longer. This will also increase

the spread in the size distribution [8]. As mentioned before, if the dwelling time is too long, clusters can also

undergo possible undesirable agglomeration [Chap.3.2.].

4.2. System variables

Influencing the four properties can be done by changing the variables of the system. The complexity lies in the

fact that many gas properties can be affected at once by changing a single variable. For example, increasing the

argon flow results in a higher partial argon pressure and hence higher sputtering rate, but will also result in a

smaller mean free path because of collision cooling and shorter dwell time by increased flow. Another

complicating factor is that all variables have a limited operating window in which variations are noticeable.

Formula 4.1: mean free path

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Cooling for instance, plays an important role in the overall process, but experimentation at various

temperatures will show no change if the cooling rate is dominated by the sweeping effect of a high gas flow.

Furthermore, some system variables prohibit the occurrence of the sputtering process at all if they cannot or

are not set within their functional operating window.

4.2.1. Partial pressures

Starting at the beginning of the aggregation volume, the first variables of the process are the flows of the

carrier gasses argon and helium supplied to the system. Previous research shows that a high argon pressure

generated by a high argon flow, has a linear correlation to the size of copper clusters. The higher the flow, the

bigger the clusters, because of an increase in the sputtering gas. However, a maximum will be reached. If the

flow is too high, the sweeping effect of the argon flow will decrease the dwell time of the clusters in the

aggregation volume and thereby decrease the mean cluster size and distribution [13, 15, 21].

For the partial helium pressure the correlation to the cluster size is opposite to that of argon. Increasing the

helium admixture of the total carrier gas will decrease the cluster size [1, 13, 15]. From this it can be concluded

that the cooling effect by helium’s high thermal conductivity is weaker than its sweeping effect, since the

former would encourage cluster growth and the latter prevents it. This does not mean however that helium’s

cooling effect is useless as its heat transfer aids the confinement of the target material vapor to create a

supersaturated gas state. This allows for a lower argon flow while maintaining supersaturation.

As for the total pressure, increasing the total gas flow will give more mass input which will proportionally

increase the pressure because of the fixed size exit orifice. An increase in available gas will have a positive

effect on the sputtering process, but also decrease the dwell time because of the higher flows. Thereby

increasing the production rate but decreasing the mean cluster size, if operated within the functional operation

window [14].

Besides changing the total pressure by varying the gas flows, the geometry of the aggregation volume can also

be changed to do so, for example by resizing the orifice opening. In theory, a smaller orifice will increase the

pressure in the aggregation volume and so supersaturation will be reached more easily. At the same settings

with respect to a normal orifice opening, this will increases the average cluster size because of a shorter mean

free path.

4.2.2. Magnetron strength and power

Increasing the target vapor yield can not only be done by

supplying more argon gas for a higher sputtering gas pressure, but

also by increasing the sputtering power to the anode. A higher

power supply will ionize more primary plasma. This generates

more particles for clusters growth, which results in a bigger

average cluster size [13, 15]. Also, research has been done on

different magnetron strengths. It was concluded that a weaker

magnetron results in smaller particles, as a stronger magnetron

leads to bigger particles. This implies that the sputtering yield can

be increased by a stronger magnetic field [13], which corresponds

to the confining effect of the magnetron head as described [see

Chap.2.1.].

4.2.3. Temperature

As described before, the temperature mainly influences the conditions for supersaturation. Decreasing the

temperature will drain more of the thermal and kinetic energy from the clusters and aid to achieve

supersaturation conditions more easily, therefore promoting cluster growth at equal settings [13]. Also, the

supersaturation can be limited by limiting cooling. By allowing nucleation to occur at relatively low

Figure 4.1: magnetron head without target material disk and anode.

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supersaturation, the rate of particle formation is reduced, leading to lower concentrations, which results in

producing a much narrower size distribution [14].

4.2.4. Aggregation length

As for all possible variables of the system, the ability to change the length of the aggregation volume has the

biggest impact on the end result. By moving the magnetron head more to the front or the back of the

aggregation volume, the effective volume can be significantly changed. By increasing the distance to the orifice,

the dwell time of the clusters inside the volume is also increased. As the latter is key for their opportunity to

grow, this will mean that elongating the aggregation volume will strongly increase the mean cluster size and

distribution [15].

4.2.5. Bias voltage

Although it does not influence the sputtering or growth processes,

the bias voltages, which can be applied to the substrate holder,

can affect the clusters deposition. As mentioned above, a large

percentage of the clusters is ionized [Chap.4.1.1.], which allows

for acceleration of clusters exiting the orifice and subsequent high

energetic impact on a substrate. This process is called Energetic

Cluster Impact (ECI) and can be used for high quality thin-film

formation as well as smoothing rough surfaces. Typical energies of

5-15 eV per atom have been reported, which corresponds to

several km/s. Langevin molecular dynamics simulations show that

the impact zone of a cluster can be heavily deformed by pressures

up to 100 GPa with temperatures up to several 1000 K for a time

span of 10 ps. This process can completely disintegrate the

impacting clusters, accompanied by a diffusive motion of the

released atoms [6, 22].

4.3. Simulations and magic numbers

As cluster formation [Chap.3.] and effects of system variables cannot be studied inside the aggregation volume

during operation, but only deduced from experimental results, other ways to confirm the theory are required.

The most convenient and inexpensive method is by computer simulations and has been done in prior research.

Both Classical Nucleation Theory (CNT) simulations [Chap.3.1.], altered to incorporate both nucleus formation

and cluster growth [23], and Monte Carlo simulations [17] based on the previously described theory, yield

results comparable to those produced by real experiments. Both approaches show similar dependencies of the

system variables to the gas properties and result in the comparable log-normal size distributions, thus

supporting the validity of the process description.

Also, both simulations and experimental results suggest that there is a specific set

of ‘magic numbers’ with which clusters prefer to exist. These magic numbers

stand for the favorable total amount of atoms which are needed for a stable

cluster and correspond to complete atom shells. The reason magic numbers exist

is because several cluster parameters, like: the specific binding energy of atoms,

ionization potentials, cluster affinity to electrons and other parameters as a

function of atoms count, have energetic favorable extrema at magic numbers

[24]. In principle this directly implies that CNT does not hold, because then the

free energy of clusters as a function of their size is a smooth function and with

magic numbers the lowest energy path obtains a saw-tooth shape. Moreover, it

also indicates that various paths are possible in the complex energy landscape.

For geometric shell clusters based on twelve-vertex polyhedral (e.g. icosahedra,

Figure 4.2: ECI simulations at (a) 1.25 kV (b) 2.5 kV, (c) 5 kV, (d) 10 kV [23].

Figure 4.3: 13 copper atoms in cuboctahedron structure [3].

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decahedra and cuboctahedra) like copper, these can be calculated by the formula:

[16] Giving the set of magic numbers: N = 13, 55, 147, 309, 561, … . Here, K stands for the

concentric shell number. So for a stable cluster consisting of only a single copper atom core with one shell (K =

1), the formula gives a total amount of 13 atoms in a twelve-vertex polyhedral structure, like figure 4.3. Since

calculations on the geometrical and electrical structure on small (magic number) copper nanoclusters yield the

same results as experimental data [3], it can be concluded that the theory holds. Even more conclusive results

stems from mass-spectroscopy on inert gas clusters, as the mass spectrum shows clear peaks at magic number

atom counts, thereby proofing the correctness of the theory [24].

5. Experimental setup

5.1. Equipment

For the production of copper nanoclusters a Nanosys550 Deposition System from MANTIS Deposition LTD was

employed. The Nanosys550 is equipped with a Nanogen 50 nanoparticle sputtering source. The Nanogen 50

consists of a magnetron head with a 1 Tesla magnetron, on which a 2 inch magnetron sputter source, i.e. disk

of target material, can be fixed. The target material was a Copper Sputtering Target from Alfa Aesar, 50.8mm

(2.0in) diameter x 3.18mm (0.125in) thick, purity 99.999% (metals basis). On top of the target material a

cylindrical anode is mounted, connected to a TDK-Lambda Genesys Gen600-1.3 programmable DC power

supply with a range up to 600 V and 1.3 A. During deposition the power was controlled by a build-in voltage

and current limiter.

The system is cooled by water flow from an external

heat sink system with a temperature of roughly 15

degrees Celsius. It was connected in series to several

components of the system: first, to the magnetron

head to reduce the resistive heating of the magnetron,

second, to the aggregation volume wall to cool the

sputtering process and third, to the two turbo vacuum

pumps.

The aggregation volume has a diameter of 13 cm. The

length of the aggregation volume can be varied from

approx. 8.5 cm to 18.5 cm by moving the magnetron

head to the front and back of the volume with a linear

actuator. The orifice between the aggregation volume

and deposition volume, has a diameter of 5 mm.

As carrier gasses argon and helium were chosen due to easy ionization and high thermal conductivity,

respectively. Both were supplied to the aggregation volume through separate channels of a MANTIS MFC (Mass

Flow Controller), each adjustable between 0 to 100 sccm (standard cubic centimeter). The purities of the main

elements argon and helium in the gas cylinders from Linde Gas Benelux B.V. were coded as 4.6 for 99.996 %

and 5.0 for 99.999 %. For the Half Factorial Design (HFD) experiments both argon and helium were of grade 4.6

[Chap.5.2.]. For the Energetic Cluster Impact (ECI) experiments argon of grade 5.0 was also used [Chap.5.3.].

Argon has a molecular weight of 39.95 kg·kmol−1

, first ionization of 1520.6 kJ·mol−1

, thermal conductivity of

17.72 x 10-3

W·m−1

·K−1

and viscosity 22.9 µPa·s (at 100 kPa, 300 K). Helium has a molecular weight of 4.00

kg·kmol−1

, first ionization of 2372.3 kJ·mol−1

, thermal conductivity of 0.1513 W·m−1

·K−1

and viscosity 20.0 µPa·s

(at 100 kPa, 300 K).

Initially, for both the HFD and ECI experiments, the carrier gasses were supplied to the system through 6 mm (1

mm wall) blue nylon tubing. During the ECI experiments oxygen intrusion was designated as a source of

Figure 5.1: experimental setup, affectionately called ‘Spoetnik’.

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interference. Because of this, Varian CP17970 moisture and CP17971 oxygen washers were installed for the last

three ECI experiments. Simultaneously, the nylon tubing was changed to 1/4 inch (1/8 inch wall) stainless steel

tubing, to resolve the intrusion problems [see Chap.7.3.].

Before experiments, the aggregation volume was regularly baked by wrapped around metal braided heating

tape, which was later automated by a HTC-5500-pro heating controller. Baking the system gave a base pressure

before experimentation of 10-8

mbar (UHV, Ultra High Vacuum) and operating pressures of 10-3

mbar (HV, High

Vacuum) in the deposition volume, with 10-1

mbar (MV, Medium Vacuum) at the gas input of the aggregation

volume. Baking is a cleaning necessity in vacuum systems to evaporate unwanted substances of the wall of the

aggregation volume, thereby preventing degassing of these substances during vacuum pumping, which would

prevent reaching UHV. The pressure in the deposition volume is created and maintained by a 300 litres/second

Leybold Turbovac SL 300 pump. Differential pumping of the Nanogen 50 is performed by a second Leybold

Turbovac SL 300 pump. Both pumps are backed by a single Varian SH110 dry backing pump.

During all experiments two substrates were placed in the substrate holder,

a SimPore Silicon Nitride (9 window,5 nm thickness) TEM grid and a cut

piece (roughly 1 cm2) of polished P/Boron <100> silicon wafer [figure 5.2].

To control the deposition time on the substrates, the substrate table could

be blocked from the cluster flow by a shutter plate. In the second

experiment series on Energetic Cluster Impact (ECI), the substrate holder

was connected to a positive bias voltage up to 6 kV by a MANTIS STC

(Substrate Table Controller). Although not used during any experiment,

the substrate holder could also be rotated up to 20 rpm.

To gain more insight in the yield during operation, a custom build Quartz

Crystal Microbalance (QCM) connected to an Agilent 53220A frequency

counter [25] was placed in the deposition volume at the edge of the

cluster flow. Even though no quantitative measurements were done with

this QCM it was still important to gain a qualitative insight in the

sputtering process.

Imaging of the TEM grids for both HFD and ECI experiments, was done using a JEOL 2010F Transmission

Electron Microscope (TEM). Images were recorded on a CCD camera at nominal microscope magnifications of

200k, 300k, 400k and 500k. The functioning and imaging importance of the TEM is explained in more detail in

the results chapter [Chap.6.1.1.]. For the ECI depositions additional analyses was performed using a Veeco

Multimode PicoForce Atomic Force Microscope (AFM). The AFM was controlled by a Nanoscope V controller

and Nanoscope v7.3 software, operating in tapping mode at atmospheric pressure. The first AFM images where

made with a ‘sharp’ tip model PPP-NCHR from NanoAndMore GmbH, with a tip radius of 7 nm. Due to

unexpected tip problems and low image detail the tip was changed to a ‘supersharp’ tip model SSS-NCHR from

NanosensorsTM

, with a tip radius of 2 nm. The functioning and imaging importance of the AFM is also explained

in more detail in the results chapter [Chap.6.1.2.].

For the HFD experiments, size and distribution calculations of the produced particles were done with imaging

software Image-Pro® Plus 7 from Media Cybernetics. For the final analyses of the HFD results statistical

software package Minitab® 16 was used.

5.2. Settings: Half Factorial Design

In the first experiment series, the operating window of the Mantis Nanosys550 Deposition System was

characterized by a Half Factorial Design (HFD) [see Appendix A]. For this HFD four factors were chosen: (a)

argon flow, (b) helium flow, (c) sputtering power and (d) aggregation length. The choice for these factors was

relatively straight forward because they are known to be the key factors in the sputtering process and

therefore the main controls on the Mantis system. After literature research, it was decided not to use the

Figure 5.2: substrate holder with TEM grid in the middle and silicon wafer piece in the top window.

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center coordinates approach, as described for the (hyper-)cubes in a factorial design, but to go with settings of

similar systems from equivalent research found in literature.

The input of the two gasses was precisely set on the Mass Flow Controller. The +, 0 and - settings for argon

were chosen to be 70 (high), 60 (center) and 50 (low) standard cubic centimeter per minute (sccm). For helium

20 (high), 10 (center) and 0 sccm (low) were chosen. For controlling the sputtering power the voltage of the DC

Power Supply was manually maintained around 300 V. The current was set to 0.3 (high), 0.2 (center) and 0.1 A

(low) to yield the desired power of approximately 90, 60 and 30 W. To decide on the several settings for the

aggregation length an arbitrary length scale had been defined on the telescopic hull of the linear actuator

between two points on its top and bottom. Between these two the aggregation lengths of 10 (high), 7.5

(center) and 5 cm (low) were used as the fourth and therefore confounding factor d.

To research the errors and stability of the system six Center Point Experiments (CPEs) [Appendix A.3] were

incorporated in the experimental design. From these six, two were placed at the beginning and two at the end

of the experiment series. A fifth was placed after the first experiment and the sixth in the middle of the series.

Together all settings comprised the experimentations as shown in table 5. The pressure values in the last

column were measured inside the deposition volume and were denoted in order to monitor if the sputtering

system was in right working order.

Table 5.: Experimental setup by Half Factorial Design with Center Point Experiments

Experiment # Ar flow

(sccm)

He flow

(sccm)

Length

(mm)

Voltage

(V)

Current

(A)

Power

(W)

Pressure

(mbar)

0 60 10 75 320 0,200 64 1.2 .10-3

0 60 10 75 329 0,200 66 1.2 .10-3

1 50 0 50 290 0,100 29 9.0 .10-4

0 60 10 75 296 0,200 59 1.2 .10-3

2 70 0 100 280 0,100 28 1.3 .10-3

3 50 20 100 300 0,100 30 1.0 .10-3

4 70 20 50 293 0,100 29 1.4 .10-3

0 60 10 75 316 0,200 63 1.2 .10-3

5 50 0 100 315 0,300 95 9.1 .10-4

6 70 0 50 305 0,300 92 1.3 .10-3

7 50 20 50 330 0,300 99 9.6 .10-4

8 70 20 100 300 0,300 90 1.4 .10-3

0 60 10 75 296 0,200 59 1.2 .10-3

0 60 10 75 293 0,200 59 1.2 .10-3

To make sure that the system was operating in a steady state it was

turned to the HFD specified settings and run for 10 minutes before

experimentation. During this time the shutter plate in front of the

substrates was closed, see figure 5.3. This allowed the process variables

(e.g. cooling and vacuum) and cluster growth reactions to settle their

operating equilibria. After this equalization time, the shutter plate was

opened for 10 minutes to deposit the aggregated clusters on the TEM grid

and silicon wafer substrates.

These experimentations were performed by supervisor Ten Brink, who

generously supplied the required information and resulting data for this

thesis [Acknowledgments].

Figure 5.3: substrate holder in deposition volume with closed shutter plate.

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5.3. Settings: Energetic Cluster Impact

In the second experiment series, research was done on the acceleration of copper clusters for Energetic Cluster

Impact (ECI). The name ECI was proposed by Haberland et al. [6] As described before, the majority of the

copper clusters are expected to have a net negative charge [Chap.4.1.1.], which can be utilized for acceleration

experiments by applying a positive bias voltage to the substrate holder [Chap.4.2.5]. Experiments where

preformed with high and low bias voltages at several system settings. For the settings of this experiment series

no specific experimental design was employed, in contrast to the HFD experiments. The reason for this is that

analyses of the HFD experiments showed that the system suffered from, at that time, unknown interference

which influenced the sputtering yield [see Chap.7.3.]. The settings used for the ECI depositions were chosen in

such a way that they could potentially simultaneously reveal the true nature of the discovered interference as

well as produce comparable data for ECI. Table 6 shows the settings for the performed experiments, with

paired high and low bias voltages at equal settings. The settings for the aggregation length and the sputtering

power were set and controlled similar to the HFD experiments. Further operating procedures, like the 10

minute equalization and deposition times, were also maintained [see Chap.5.2]. For the first two experiments

the pressure inside the deposition volume during operation was not logged, unfortunately.

As oxygen intrusion was designated the prime suspect for causing the experienced interference, one of the

changes made to the system was the upgrade of the argon sputtering gas purity. This is why not only the gas

flows are noted, but also the gas purities as coded by the supplier: [4.6] for 99.996 % and [5.0] for 99.999 %. In

a further attempt to reduce the suspected oxygen intrusion moisture and oxygen filters were installed for the

last three ECI experiments. The filters were placed in series on the argon gas cylinders output at the beginning

of the supply tubing to the system. Simultaneously, the nylon tubing was replaced by stainless steel to

eliminate suspected gas diffusion through the tube wall.

Table 6.: Experimental setup for Energetic Cluster Impact experiments

Experiment # Ar flow (sccm) [Purity]

He flow (sccm) [Purity]

Length (mm)

Power (W)

Bias voltage (kV)

Pressure (mbar)

1 60 [4.6] 10 [4.6] 75 60 1 - 2 60 [4.6] 10 [4.6] 75 60 6 -

3 70 [4.6] 20 [4.6] 50 90 0 1.4 .10-3

4 70 [4.6] 20 [4.6] 50 90 6 1.4 .10

-3

5 70 [5.0] 20 [4.6] 50 96 3 1.4 .10-3

6 70 [5.0] 20 [4.6] 50 93 6 1.4 .10

-3

7* 70 [5.0] 20 [4.6] 50 90 6 1.4 .10-3

8* 70 [5.0] 20 [4.6] 50 90 -> 69 ** 0 1.4 .10

-3

9* 70 [5.0] 0 50 81 6 1.3 .10-3

* Experiments preformed after installation of filters an stainless steel tubing ** Constant power drop during experiment

6. Results

The following paragraphs show the obtained results from the Half Factorial Design (HFD) and the Energetic

Cluster Impact (ECI) experiment series together with a description of the used analyses techniques. First a short

description of the imaging techniques is given to reveal the important features of their images.

6.1. Imaging

6.1.1. Transmission Electron Microscope

In a conventional Transmission Electron Microscope (TEM) a specimen is irradiated by an accelerated electron

beam of uniform current, which passes through the specimen. In order for the electron beam to pass, the

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specimen must be very thin, typically between tens to hundreds nm.

For a thicker specimen, the passing electron beam will be scattered

too much and the specimen internal structure information as

collected by the passing electrons, will be lost. For the JEOL 2010F

[figure 6.1 (a)], employed during this research, the electron beam is

created by a field emission gun in the top of the TEM vacuum column

and accelerated by a 200 kV acceleration voltage. A staged

condenser-lens and aperture system underneath the gun permits

variation of the illumination aperture and the area of the specimen

illuminated. Below the specimen a second lens and aperture system

regulates the beam intensity distribution of the passed electrons and

focusses them onto a fluorescent screen. The created image can be

recorded by a CCD camera, attached to the wide-view port above the

fluorescent screen. The contrast mechanisms of a TEM are quite

complex, therefore they will be explained in a simplified manner that

is adequate in the context of the present work. The local contrast of

the image arises from two specimen properties. The first is

comparable to a normal light microscope, as thick areas of the

specimen will be dark in the resulting images. In TEM imaging the

thickness perceived by the passing electrons results from the

numbers and weight of atoms present in their path. This so-called

mass-thickness contrast means that a specimen of uniform thickness

will show bright and dark regions in the image for corresponding

parts of the specimen containing low and high mass-density,

respectively. If the specimen has uniform density, then the thicker

regions will appear darker in the image. This contrast mechanism

results from the number of charges that an encountered atom

carries. The likelihood that an electron is deviated from its direct path

by an interaction with an atom increases with the number of charges.

Therefore, heavier elements represent more powerful scattering

centers than light elements. Due to this increase of the Coulomb

force with increasing atomic number, the contrast of areas in which

heavy atoms are localized will appear darker than of such comprising

light atoms. If a substrate is used for holding the specimen material

(e.g. for deposition of clusters) and the internal atomic structure of

that substrate is known exactly, it can be subtracted from the TEM

image, resulting in a clear representation of the deposited material.

The interaction of the passing electrons with the specimen atoms can

result in a very direct and comprehensible image with atomic

resolution. This means that the TEM image gives a natural 2-

dimensional representation of the specimen, comparable to normal

light microscopy, as can be seen in figure 6.1 (b) [26].

The second contrast mechanism is called diffraction contrast. When

the electron beam of the TEM interacts with a crystal in the sample

(which is sufficiently thin) diffraction due to elastic scattering will

occur, resulting in diffracted (hkl) beams next to the transmitted

(000) beam. Depending on the crystal orientation more electron

intensity can be scattered into the diffracted beams compared to the

000 beam. For standard conventional imaging generally a relatively

small objective aperture is used centered around the 000 beam. This

(a) JEOL 2010F TEM

(b) Example image (ECI exp.3)

Figure 6.1: TEM equipment and image

(a) Veeco Multimode PicoForce AFM

(b) 2D example image (ECI exp.8)

(c) 3D example image (ECI exp.8)

Figure 6.2: AFM equipment and image

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means that all diffracted beams are excluded for image formation. This type of imaging is called bright field

imaging. Some crystals will appear dark when they strongly diffract, e.g. when the incident electron beam is

nearly parallel to a so-called (low index) zone axis of the imaged crystal. This holds for several particularly black

clusters (with a nearly cubic shape) in the image depicted in figure 6.1. So, like figure 6.1 all the TEM imaged we

recorded were bright-field images showing predominantly diffraction contrast, but also significant mass-

thickness contrast.

6.1.2. Atomic Force Microscope

An Atomic Force Microscope (AFM) [figure 6.2 (a)] uses a sharp tip mounted on a cantilever spring to scan the

surface of a specimen. The cantilever is typically silicon or silicon nitride with a tip radius of curvature on the

order of nanometers. The image is constructed by measuring the angle of the cantilever, which changes

because of the changing force between the specimen and the tip, as it moves over the specimen surface. The

latter is done by a laser reflecting of the back of the tip onto a photodiode. A feedback loop reacts to the

change in laser position by adjusting the height of the sample to keep the force between the surface and the

tip constant. Depending on the situation, forces that are measured in AFM include mechanical contact

force, Van der Waals forces, capillary forces, chemical bonding, electrostatic forces, magnetic forces, Casimir

forces, solvation forces, etc. The surface topography image acquired by the AFM consists of the height

adjustments made by the feedback loop and therefore represents the height profile of the scanned specimen.

By adjusting the feedback controls, the deflection of the tip and the related height adjustment of the specimen

can be minimized, which increases the accuracy of the AFM image. For soft and fragile specimens a dynamic

operation mode called ‘tapping’ is used to prevent possible damage to the specimen surface by the applied

forces (in the nN range for contact mode). As the name implies the tip oscillates up and down during scanning.

In tapping mode the amplitude modulation, at resonance frequency oscillation, generated by the interaction

forces of the tip and surface is used as the feedback signal for constructing the image. In contrast to TEM

imaging, AFM generates a less direct representation of the specimen surface, because of the utilized

interactions between the surface and tip and the strong dependency on operation settings, like scanning

speed. The advantage of AFM over TEM is that AFM imaging records the height profile, thereby generating 3-

dimensional information of the specimen surface. Figure 6.2 (b) shows an 2-dimensional example image with

scale bar for height. Figure 6.2 (c) shows a 3-dimensional representation of figure 6.2 (b). Also, AFM imaging is

easier to perform with respect to TEM imaging. Its relatively simple operating and versatility make it ideal for

fast examination of specimens, but caution has to be exercised for the mentioned probability of damage and

strong dependency on operation settings for the imaging quality. During this research the AFM was operated in

tapping mode to prevent contact with the deposited clusters [27].

6.2. Results: Half Factorial Design

Although the clusters where deposited on both a TEM grid and a piece of silicon wafer, only the TEM grids

were used for analyses of the HFD experiments. The silicon wafer pieces were stored in the anticipation that

other methods of analyses, e.g. AFM, could be required. Imaging of the TEM grids was done with a JEOL 2010F

TEM. Two separate series of images were made at the magnifications 200k, 300k, 400k and 500k (i.e. 500.000),

comprising a total of 8 images per grid. From these images the 300k and 400k were chosen for quantitative

analyses on the amount and size of the deposited particles.

6.2.1. Image Quantification Analyses

Quantification of the deposited clusters was done by the image analysis software Image-Pro® Plus. Before this

could be done the images had to be ‘cleaned’ by applying several software filters. First a threshold was set for

flattening all shades of gray of the TEM grid background. This significantly reduced the image noise and clearly

revealed the deposited particles as dark objects. Second, the software settings for counting objects were

calibrated to count dark objects of a certain area and diameter. This was done manually and checked visually to

ensure that the software recognized only real particles. Third, a Watershed Split algorithm was applied to the

image to split agglomerated clusters from each other. This algorithm treats the gray levels of an image as the

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topographical relief of the imaged objects, where every gray shade corresponds to a certain altitude. By doing

so, local minima can be recognized as a transition region between two particles, even if they lie against one

another. An example of the results can be seen in figure 6.3.

Figure 6.3: particle recognition (red borders) and counting (green numbers) by image analysis software (HFD exp.8).

After these alterations the software calculated the amount and size of the objects on the cleaned image. To

ensure that these values were valid, several of the results were checked by counting them manually. It was

concluded that the data extraction from the images was done correctly and that the values corresponded to

the physically deposited clusters. Since two series were made at both 300k and 400k magnification, the results

of these series were averaged to a final result. The results are shown in table 7, in which size denotes the

average diameter of the particles and SD the standard deviation of the size distribution. The 400k magnification

images, which contain a smaller amount of particles then the 300k images, showed an average of 107 clusters,

with a minimum of 21 clusters and maximum of 274 clusters.

Table 7.: Results of experiments on cluster size from images of 300k and 400k magnification.

300k 300k 400k 400k 300k 400k

Exp. # Size SD Size SD Size SD Size SD Size SD Size SD

1st

1st

2th 2th 1st 1st

2th 2th

0 10,10 2,85 10,70 3,20 9,79 2,48 10,00 2,71 10,4 3,0 9,9 2,6

0 11,89 4,53 12,96 4,87 10,73 4,52 12,30 5,31 12,4 4,7 11,5 4,9

1 13,41 4,76 12,40 3,74 11,88 5,62 10,60 4,30 12,9 4,3 11,2 5,0

0 13,41 4,76 12,40 3,74 11,88 5,62 10,60 4,30 12,9 4,3 11,2 5,0

2 22,40 6,93 24,18 7,35 20,29 7,79 20,80 10,11 23,3 7,1 20,5 9,0

3 15,75 4,02 15,53 4,19 14,87 2,69 12,96 5,20 15,6 4,1 13,9 3,9

4 12,31 4,68 12,44 4,22 11,24 5,12 10,89 5,18 12,4 4,5 11,1 5,2

0 15,91 4,38 16,07 5,24 13,91 5,82 14,86 4,91 16,0 4,8 14,4 5,4

5 16,47 7,76 15,26 4,37 15,24 7,75 14,44 5,27 15,9 6,1 14,8 6,5

6 14,56 5,37 14,27 5,20 13,36 5,53 11,75 6,04 14,4 5,3 12,6 5,8

7 12,04 4,76 12,17 5,14 10,47 4,43 10,38 4,64 12,1 5,0 10,4 4,5

8 16,02 4,18 16,54 3,64 16,51 3,58 16,39 3,44 16,3 3,9 16,5 3,5

0 18,68 5,51 18,41 5,16 16,65 5,43 16,09 4,92 18,5 5,3 16,4 5,2

0 19,33 6,06 19,08 5,41 17,86 4,68 17,57 6,57 19,2 5,7 17,7 5,6

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Table 8.: Factorial Design analysis by Minitab 16.

300k 400k Term Effect Coefficient Effect Coefficient

Constant (Average) 15,36 13,88 Argon 2,46 1,23 2,55 1,27

Helium -2,52 -1,26 -1,83 -0,92 Current -1,39 -0,69 -0,62 -0,31

Aggr.Length 4,82 2,41 5,12 2,56

Center Points 0,58 0,38 S = 15,8995 S = 14,3672

6.2.2. Statistical Data Analyses

The results in the last four columns of table 7 together with the settings from table 5 comprise the data needed

to analyze the aliases from the HFD experiments [Appendix A]. This final analysis was performed by the

statistical software package Minitab® 16. The program was instructed to handle the data as a four factor HFD

with six center point experiments. Table 5 was imported as the high/low factor settings and table 7 as the

associated aliases. For an extra accurate analysis, the standard deviations in table 7 were squared and also

imported as the variances of the average diameters at 300k and 400k. The results of Minitab are shown in table

8. Here S denotes the estimated standard deviation of the error in the model, calculated from the variances.

The ‘Effects’ are the calculated size increases (in nm) between the high and low settings, resulting in

‘Coefficients’ half their size (in nm). Figures 6.4 and 6.5 show the linear regression plots of these effects.

10-1

17

16

15

14

13

10-1

10-1

17

16

15

14

13

10-1

Argon

HFD

esti

ma

ted

dia

me

ter

Helium

Current Aggregation Length

Response

Center Point

Point Type

Main Effects Plot for 300k images

Figure 6.4: Estimated effects for cluster diameters, calculated from the 300k images with the HFD. All effects are plotted with respect to the estimated Constant (Average).

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10-1

16

15

14

13

12

10-1

10-1

16

15

14

13

12

10-1

ArgonH

FD e

sti

ma

ted

dia

me

ter

Helium

Current Aggregation Length

Response

Center Point

Point Type

Main Effects Plot for 400k images

Figure 6.5: Estimated effects for cluster diameters, calculated from the 400k images with the HFD. All effects are plotted with respect to the estimated Constant (Average).

6.3. Results: Energetic Cluster Impact

For the analyses of the ECI experiments, on cluster acceleration by an applied bias voltage, both the TEM grids

and the silicon wafer pieces were used. Imaging of the TEM grids was performed with a JEOL 2010F TEM by

taking two image series at several magnifications, similar to those of the HFD experiments [Chap.6.2.]. The

silicon wafer pieces were mapped using a Veeco Multimode PicoForce AFM. The reason not to use TEM grids

for AFM imaging at first was to avoid potential damage to the TEM grids, which were considered more valuable

as TEM is a more direct imaging technique. Later on AFM was also done on TEM grids to examine imaging

technique differences. For equal comparison of all ECI experiments, the 300k magnification is mainly shown. At

this magnification most particles for yield comparison are shown, while still maintaining sufficient cluster shape

details. In the discussion of the ECI results [Chap.7.2.], other magnifications were also used for more detail.

6.3.1. TEM images of high/low bias voltages

TEM images were recorded for analyses of bias voltage effects on the yield and shape of the deposited clusters.

Figure 6.6 shows the paired TEM images from equal deposition settings with low (left) and high (right) bias

voltages. A summary of the used settings [from Chap.5.3., table 6] is noted underneath the images for more

easy comparison purposes [see Chap.7.3.]. These ECI TEM images were not analyzed or quantified by software,

as was done with the HFD TEM images, because of the clearly visible but unexpected results. Only one

experiment was performed with the settings of experiment 9 because both the Quartz Crystal Microbalance

(QCM) frequency during deposition and TEM images afterwards showed an unsuccessful deposition.

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(a) ECI Exp.1: 1 kV bias (b) ECI Exp.2: 6 kV bias Settings(1): 60 sccm Ar[4.6] + 10 sccm He[4.6]

@ 75 mm and 60 W

(c) ECI Exp.3: 0 kV bias (d) ECI Exp.4: 6 kV Settings(2): 70 sccm Ar[4.6] + 20 sccm He[4.6]

@ 50mm and 90 W

(e) ECI Exp.5: 3 kV bias (f) ECI Exp.6: 6 kV bias Settings(3): 70 sccm Ar[5.0] + 20 sccm He[4.6]

@ 50mm and 96 W(left) and 93 W(right)

50 nm

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(g) ECI Exp.8: 0 kV bias (h) ECI Exp.7: 6 kV bias Settings(4): 70 sccm Ar[5.0, filtered & steel tubing] + 20 sccm He[4.6, steel tubing]

@ 50 mm and 90 W(left) and 90->69 W(right)

(i) ECI Exp.9: 6 kV bias

Settings(5): 70sccm Ar[5.0, filtered & steel tubing] @ 50 mm and 81 W

Figure 6.6: TEM images of TEM grids at low (left) and high (right) bias voltages.

6.3.2. TEM and AFM images

Because TEM imaging results in a 2-dimensional representation of the thin membrane substrate containing

particles, additional topographic information was acquired by AFM imaging. The height information of the AFM

images can reveal if the deposited clusters had been deformed, i.e. flattened or disintegrated, due to energetic

impact or maybe even imbedded into the substrate material. Figure 6.7 shows TEM images (left) and AFM

images (right) of the same experiments side-by-side. To investigate the validity of the comparison between

TEM and AFM imaging, with regard to the two different substrates, AFM images were made of a TEM grid

[figure 6.7 (f)] and silicon wafer pieces [figure 6.7 (b) and (d)], as noted underneath the images.

During AFM imaging problems with the sharp tip were encountered, leading to seemingly unrealistic and low

detail images. To avoid these problems the AFM tip was changed from a sharp to a supersharp tip. Figure 6.8

shows the acquired AFM images made by these two tips next to a TEM image, all from ECI experiment 8. Both

tips were used on the silicon wafer piece for tip comparison [figure 6.8 (b) and (d)]. Additionally, the

supersharp tip was used for imaging of the TEM grid for comparison to the silicon wafer piece [figure 6.8 (c)

and (d)] and comparison to the TEM image [figure 6.8 (a) and (c)].

50 nm 50 nm

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(a) ECI Exp.2: TEM grid

(b) ECI Exp.2: silicon wafer, 1 by 1 um (sharp tip)

(c) ECI Exp.3: TEM grid

(d) ECI Exp.3: silicon wafer, 1 by 1 um (sharp tip)

(e) ECI Exp.4: TEM grid

(f) ECI Exp.4: TEM grid, 1 by 1 um (sharp tip)

Figure 6.7: TEM images (left) compared to AFM images (right) from the same experiments.

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(a) ECI Exp.8: TEM grid (b) ECI Exp.8: silicon wafer, 5 by 5 um (sharp tip)

(c) ECI Exp.8: TEM grid, 2 by 2 um (supersharp tip)

(d) ECI Exp.8: silicon wafer, 2 by 2 um (supersharp tip)

Figure 6.8: TEM image (a) for comparison to AFM image with sharp tip (b) and supersharp tip (c, d) from ECI experiment 8.

7. Discussion

7.1. Discussion: Half Factorial Design

7.1.1. Factor effects

As can be seen from table 8 and the figures 6.4 and 6.5 [Chap.6.2.2.], both magnifications give comparable

results. The biggest noticeable difference is that all plotted values of the 300k images lie approximately 1.5 nm

higher than those of the 400k images. This results from the difference in average cluster size of 15.36 nm

(300k) and 13.88 nm (400k) relative to which all effects are plotted. An explanation for this difference can be

found in reviewing the image quantification analyses [Chap.6.2.1.]. After close inspection of the images it is

believed that as the magnification of the TEM grid surface is increased the round edges of the copper clusters

become more clearly visible. As a result, the difference between the grid surface and cluster edges becomes

less distinct, because of a more gradual transition by the round edge shape of the clusters. This results in the

recognition of a smaller cluster, as the boundary of the recognized particle by the software is placed on top of

the round edge instead of next to it, thereby lowering the average particle size at higher magnification. Still, for

future research it is suggested to use a similar magnification. A smaller magnification would result in a bigger

50 nm

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spread in particle size, as the conversion factor of nanometers per pixel becomes bigger for the fixed resolution

of the TEM’s camera. This will cause a bigger spread, as the difference of a single pixel between particles will

translate in a bigger size difference.

With respect to the slopes of the main effects, it can be seen that most correspond to the described influences

of the system variables [Chap.4.2.] An increase in argon flow results in bigger clusters, where an increasing

helium flow decreases the cluster size. The change in aggregation length also shows the expected effect, as

particles can grow bigger for a longer aggregation length. Only the effect of increasing current is not as

expected. A higher current supplies more sputtering power and should increase cluster size according to

previous research. To see if this calculated effect and those of argon, helium and the aggregation length are

reliable, the significance of these effects has to be investigated.

7.1.2. Significance of factor effects

When calculating the average standard deviations for the 300k and 400k images from table 7 (3th and 1st

columns from the right) [Chap.6.2.1.], one gets 4.9 nm and 5.1 nm respectively. If these averages are compared

to the main effects from table 8 [Chap.6.2.2.], it can be seen that even the biggest main effect of 4.8 nm and

5.1 nm by the aggregation length is equal at best. The other main effects are even smaller. Also, the S-values

from table 8 show an extremely high standard deviation compared to all other values from the Half Factorial

Design (HFD). From this it can be concluded that the calculated effects from the HFD are not high enough to be

significant, since they easily fall within the error margin of the experiments.

From these comparisons a number of possible problematic scenarios arise. First of all it is possible that the

differences between the high and low settings from the HFD are too small in comparison to the natural spread

in the sputtering process for this specific system. Although this seems unlikely with respect to similar research

found in the literature [1]. Providing that the operating windows of the several factors allow a larger difference,

increasing the difference between the high and low settings will show larger effects. This can potentially yield

significant values for the characterized factors. Second, it is possible that the minimal amount of experiments

preformed during this characterization is insufficient to reveal the true effects of the system variables

[Appendix A.2.]. Completing the HFD to a FD and addition of replica experiments will increase the reliability of

the responses. Third, it can be that the system suffers from non-controllable influences or possesses ignored

characteristics, which have a strong effect on the cluster growth process. Fortunately, investigation of the

latter can be done by the CPEs [Appendix A.3].

When looking at table 9, which only contains the CPE results and their dates, it shows that there is some

accumulating effect as every subsequent CPE results in a bigger average cluster size and standard deviation.

When examining the size steps between subsequent average sizes, it looks plausible that the increasing cluster

size is primarily a consequence of the time passed between the CPEs, not the experiments in between. CPE 1

and 2 were performed in two consecutive days without HFD experiments and have average size differences of

2.0 nm (300k) and 1.6 nm (400k). Between CPE 3 and 4 three HFD experiments were performed in eleven days,

resulting in average size differences of 3.1 nm (300k) and 3.2 nm (400k). Between CPE 4 and 5 four HFD

experiments in two days were performed, but the average size differences only measured 2.5 nm (300k) and

2.0 nm (400k) [see also Chap.6.2.1., table 7].

Although these averages show that the performed HFD experiments do not seem to cause the difference, there

is also no simple correlation visible between time and size, only an increase. An obvious, but definitely not

trivial assumption is that the process is well reproducible. In the present research for instance the target

material is continuously eroded, thereby obtaining a deeper race track [Chap.2.1.]. This can potentially affect

the reproducibility of subsequent experiments in a negative way.

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. Table 9.: Results of Center Point Experiments with dates

300k 400k

Experiment CPE # Experiment Date Size SD Size SD

0 1 November 17th 2010 10,4 3,0 9,9 2,6

0 2 November 18th 2010 12,4 4,7 11,5 4,9

1 HFD experiment

0 3 November 19th 2010 12,9 4,3 11,2 5,0

3 HFD experiments

0 4 December 1st 2010 16,0 4,8 14,4 5,4

4 HFD experiments

0 5 December 3rd 2010 18,5 5,3 16,4 5,2

0 6 December 3rd 2010 19,2 5,7 17,7 5,6

7.2. Discussion: Energetic Cluster Impact

As shown in the Energetic Cluster Impact (ECI) results chapter [Chap.6.3.] both TEM and AFM images were

recorded to reveal any changes due to the applied bias voltages to the substrate holder. In the following two

paragraphs the expected and observed differences will be examined to reveal if the clusters underwent ECI,

thereby proofing their charge as described in literature [6, 22].

7.2.1 Bias voltage effects

TEM images were made [see Chap.6.3.1] to gain comparable shape and yield data at different bias voltages. If

the copper clusters were accelerated because of their charge, as described in the chapter on gas properties and

system variables [Chap.4.1.1. and Chap.4.2.5.], shape changes are expected to show. As described, ECI will lead

to deformation or complete disintegration of the energetic impacting clusters. When comparing the left and

right images from figure 6.6. [Chap.6.3.1.], no significant shape differences are observed. For a better visual

comparison the highest magnification (500k) images of all ECI experiments were compared side-by-side, in a

similar fashion to figure 6.6. As an example, figure 7.1 show the 500k magnifications of ECI experiments 3 (a)

and 4 (b), which were performed with similar settings but different bias voltages. From the 500k image

comparison it was concluded that there is no visible shape change supporting ECI.

(a) ECI Exp.3: 0 kV bias

(b) ECI Exp.4: 6 kV bias

Figure 7.1: 500k magnification TEM imaging of high and low bias voltage experiments, for inspection on shape change due to ECI

Also (with the expert help of the group leader professor Kooi), some high resolution TEM images were made of

ECI experiment 2 (preformed at 6 kV high bias voltage) for extra close cluster inspection. Figure 7.2 (a) and (b)

show 2 clusters which were found representative for cluster shape. Unfortunately, this also did not reveal any

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clear proof of cluster deformation. Still, it has to be noted that the existence of charged clusters cannot be

rejected based on these results, as TEM imaging provide no height information. Although not studied in more

detail, these high resolution images show that the clusters all seem to have a core-shell structure, which can be

seen from the dark center with lighter shade ring. Additionally, interval imaging of cluster 2 showed that the

clearly visible atomic structure of the cluster [figure 7.2 (b)] rearranged under the influence of the TEMs

electron beam energy [figure 7.2 (c)].

(a) ECI Exp.2: cluster 1

(b) ECI Exp.2: cluster 2

(c) ECI Exp.2: cluster 2

(restructuring by TEM beam)

Figure 7.2: high resolution TEM imaging for extra close inspection on shape change due to ECI

With respect to the yield of the ECI experiments, there are some visible differences between the high and low

bias voltage experiments. When comparing the images of figure 6.6 [Chap.6.3.1.], almost all high bias voltage

experiments show a higher yield with respect to their low bias counterparts, with the exception of ECI

experiment 1 versus 2. The former could indicate that extra (charged) clusters deviate from their initial path

and deposit on the substrate, because of the attracting forces by the bias voltage. Although, this could reveal

the presence of ECI, it was concluded not to be a definitive proof. No replica experiments were performed to

reconstruct the obtained results and calculate their significance. This was not executed as the system was

changed several times to eliminate the suspected severe problem of oxygen intrusion. These changes resulted

in different (decreasing) yields and even to the point that finally no deposition occurred during ECI experiment

9. Because of these large yield differences and the fact that the results of ECI experiments 1 and 2 are

contradictory to the rest, the data was found not to be reliable enough to allow any convincing conclusions on

yield differences and therefore not on the presence of ECI.

A potential reason that the effect of ECI is not observable can be related to a too small (e.g. single elementary)

charge compared to a too high weight (i.e. too many atoms containing) cluster. Therefore 6 kV can be still

much too small to provide any observable effect, because with a cluster containing 20000 atoms corresponds

to only 0.3 eV per atom. Moreover, the nanoparticles are accelerated only when they exit the orifice of the

nanocluster source, because the bias voltage is applied to the substrate holder. Due to the pressure difference

already a high speed (sonic) particle beam is created and therefore the effect of applied bias voltage to the

substrate holder is only an additional effect that can be relatively modest and thus unobservable.

Although the ECI results from figure 6.6 do not show any ECI effects, they do show more proof of the HFD

results. It can be clearly seen that the described influences of system variables on gas properties [Chap.4.], like

increase in gas supply and purity from settings(1) to settings(3), increase the sputtering yield. Also, the

deposited clusters seem to be smaller with a shorter aggregation length, when comparing settings(1) with

settings(2) and settings(3).

7.2.2 Combining TEM and AFM

Since all expected ECI results, i.e. deformation, disintegration or embedding, result in changes in the cluster

height, topographical information from AFM imaging was required. Therefore AFM imaging was done on some

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of the substrates of the ECI experiments, as shown in

figure 6.7 [Chap.6.3.2.] When comparing the TEM

and AFM images it must be concluded that the

results obtained with both techniques are rather

dissimilar even distinctly different. There is a large

difference in the observed particle shape and density.

On the TEM images it can be seen that the clusters

are agglomerated and have relatively large empty

spaces between them. On the AFM images however,

no similar shaped agglomerates are visible and the

observed particles show almost no empty space.

Also, when resizing the images of ECI experiment 2 to

become of equal scale, as has been done in figure

7.3, it can be seen that the particles on the TEM

image are several times smaller than those on the

AFM image.

At first, this difference was attributed to the different

substrate types used for AFM (silicon wafer) and TEM

(TEM grid) imaging. To examine this difference the TEM grid of ECI experiment 4 was also used for AFM

imaging, as can be seen in figure 6.7 (f). Although, this image suffers from some additional problems resulting,

e.g. horizontal lining, it can be seen that the particles are of comparable size and shape. The latter shows that

AFM imaging on TEM grids or silicon wafer pieces gave equal results for the used AFM operation settings.

Because of the encountered problems of dissimilar results, the tip of the AFM was changed from a sharp to a

supersharp tip and the settings were optimized. New AFM images were recorded with both the TEM grid and

silicon wafer piece of ECI experiment 8. These images [Chap.6.3.2., figure 6.8] were all resized to equal scale, to

gain a more comparable overview of the differences between the two tips and imaging techniques. Figure 7.4

(a) shows the rescaled supersharp tip AFM image on top of a sharp tip AFM image, both on the silicon wafer

piece. Figure 7.4 (b) shows a rescaled 200k magnification TEM image on top of a supersharp tip AFM image. For

comparison of the supersharp tip on the TEM grid and silicon wafer piece or the more detailed original images,

figure 6.8 can be used.

Figure 7.4 (a) reveals that a supersharp tip with associated settings drastically improves the cluster

representation in the image. This creates the possibility to do a valid comparison between the TEM and AFM

Figure 7.3: 200k magnification TEM (top left) and AFM (background) resized to same scale (ECI exp.2)

(a) sharp tip AFM image (top left) and

supersharp tip AFM image (background) both on silicon wafer piece

(b) 200k magnification TEM image (top Left) on supersharp tip AFM image (background)

both on TEM grid

Figure 7.4: TEM and AFM (sharp and supersharp tip) resized to same scale (ECI exp.8)

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imaging techniques [figure 7.4 (b)], which failed

between TEM and sharp tip AFM [figure 7.3]. Figure 7.4

(b) shows similar agglomerates and empty spaces

between the particles. However, the particles sizes are

still not the same. Literature research revealed that AFM

imaging is not well suited for accurate examination on

lateral size and shape of single particles, as it will always

yield larger sizes [2], in agreement with figure 7.4 (b).

This is because of the convolution of the AFM tip and

nanocluster radius, as shown in figure 7.5 (a). The tip to

surface interactions on which AFM imaging is based

causes the tip to maintain an equal distance as it scans

the surface. For dense-packed systems without empty

spacing between the particles, this problem does not

arise due to the lack of side contact by the AFM tip, as

shown in figure 7.5 (b).

Even though the convolution problem means that the

width of the displayed particles does not represent the

actual cluster width, the height profile should not be

affected. This is supported by the height scale bars next

to figure 7.4 (a) and (b), which denote a comparable

maximum height of 56.8 nm and 56.5 nm respectively.

The latter means that a height profile analysis is still

possible with the AFM images. By the use of Gwyddion 2.28, a Scanning Probe Microscopy data visualization

and analyses tool, the height distribution was calculated of figure 6.8 (c) [Chap.6.3.2.], as shown in figure 7.6.

This latter AFM image was made with a supersharp tip on the TEM grid of ECI experiment 8 and was considered

the most accurate AFM image made during this research. As can be seen from figure 7.6 the majority of the

deposited copper clusters has a height of approximately 9 nm. The remaining clusters gradually increase in

height, resulting in a plateau, with a small second maximum at 19 nm, which is expected for two stacked

clusters. These maxima are comparable with the approximately 10 nm clusters on the comparable TEM image

on figure 6.8 (a) and the comparison on figure 7.4 (b). Also, this 10 nm size is expected and roughly the same as

the clusters from the HFD experiment series [see Chap.6.2.1., table 7] and therefore are assumed to be valid

height values.

If the charged clusters would have

been deformed due to ECI, this could

have been revealed by a double peak

in the height distribution. A double

peak could have meant that the

(expected substantial amount of)

charged clusters [see Chap.4.1.1.]

were of different height, because of

deformation, disintegration or

embedding in the substrate by the

bias voltage. The other peak would

then have shown the size of the

neutral clusters which are not

affected by an applied bias voltage

and therefore do not deform.

Unfortunately, there are no clear

(a) Problematic convolution between tip and single

particles

(b) Unproblematic convolution between tip and

multiple particles

Figure 7.5: AFM convolution with single and multiple particles. Rt is the AFM tip radius, Rc the cluster radius, r the image radius and h the tip height adjustment [2]

Figure 7.6: height distribution of figure 6.8 (c) [Chap.6.3.2.], supersharp tip AFM on TEM grid (ECI exp.8)

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height differences in the height distribution supporting

ECI effects.

Besides convolution another problem occurred during

AFM imaging. Several images showed unnatural

repetition, as shown in figure 7.7, which is impossible

for random cluster deposition. In figure 7.7 this

manifests in small white dots on every clusters. This

familiar problem to AFM imaging occurs when

specimen particles are picked up from the substrate

and stick to the AFM tip. The latter is referred to as

‘double’ tipping, as both the actual tip and picked up

particle act as tips. Initially it was postulated that this

could be an indication of soft landing, which is the

opposite of high speed impact with ECI. But since at

least half the clusters have a neutral charge, this was

rejected.

7.3. Oxygen interference

During the ECI experiment series it became increasingly clear that the system had a leak and undesired oxygen

found its way in. First evidence was found by a colleague working with magnesium as sputtering target

material. TEM imaging of his samples showed that during sputtering magnesium oxide had formed, instead of

the expected magnesium core particles. This indicated that oxygen entered the system during sputtering.

Looking back at table 9 [Chap.7.1.2.], oxygen leakage into the system also looks like an appropriate

explanation, as it would happen over time, regardless of the amount of experiments.

After some more inquiries with colleagues at the University of Groningen, who frequently work with UHV

systems, it was suspected that the blue nylon tubing through which the gasses were supplied is permeable for

oxygen. This permeation can occur because of the oxygen concentration gradient from the outside to the

inside of the nylon tubing. The outer atmosphere contains roughly 21% oxygen and the sputtering gasses

almost none. To exclude the supply of oxygen particles from the argon and helium input, the nylon tubing was

replaced by stainless steel after ECI experiment 6 [see Chap.5.1. and Chap.5.3., table 6]. Also, moisture and

oxygen washers were installed on top of the gas cylinders at the beginning of the gas supply tubing. Because of

these additions sputtering of magnesium became impossible at the common settings. Sputtering experiments

of copper however, still produced particles but with a far lower yield [see Chap.6.3.1., figure 6.6]. These results

lead to the assumption that oxygen leaking into the system aided the sputtering process and particularly

strongly assisted in particle nucleation. It was during this research that the custom build QCM (Quartz Crystal

Microbalance) [25] proved to be a valuable indicator for the workings of the system. It distinctly showed

whether or not sputtering occurred without the need for time consuming TEM imaging.

To check if the Nanosys550 sputtering system was working properly a mechanic from MANTIS Deposition LTD

visited for some testing. He concluded that the system had no defects and suggested to try some depositions

with the Turbo vacuum pumps turned off to increase the operating pressure. Later experiments, through

stainless steel tubing with washers, showed that sputtering with only the aggregation volume Turbo pump

turned on did not give any deposition, but sputtering without any Turbo pump surprisingly did, according to

the QCM. Further research also revealed that any solution against leakage with the use of stainless steel tubing

or gas washers increased the necessary gas input for achieving sputtering. Still for some experiments the

maxima settings of the system did not seem enough. More unexplainable behavior was observed during testing

which seemed related to oxygen. One of those being high sputtering rates for newly placed sputtering

materials accompanied by sparking on the target surface. Again, these results pointed to the fact that oxygen

leakage somehow positively influenced the sputtering process because of its extra partial pressure or chemical

properties.

Figure 7.7: double tipping problem with sharp tip AFM imaging, manifesting in additional small white dots on every cluster (ECI exp.8)

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In the end, a solution was found to overcome the leakage problems and sputter without oxygen interference.

By shrinking the orifice aperture, between the aggregation and deposition volume, to a size below the original

5 mm diameter, sputter conditions improved to common system settings. The workings of this change can be

explained as suggested earlier [Chap.4.2.1.]. By shrinking the aperture, the pressure in the aggregation volume

increases, which presumably shortens the mean free path of the gas particles. The latter will increase the

amount of collisions between the particles and promote supersaturation at lower system settings, thereby

encouraging three body collisions for nucleus formation and later on cluster growth.

Further evidence and explanations on the observed behavior because of oxygen leakage came from literature

research. The research done by Marek et al. [30] revealed that even oxygen-to-argon admixture levels of the

order of 1:1000 had a considerable influence on copper sputter. His research was motivated by the repeated

observations of enhanced cluster generation after startup of the source and thus pointed at significant effects

due to contaminations and background gasses from other researchers. Employing a Quadrupole Mass Filter,

Quartz Crystal Microbalance and premixing of oxygen with argon through several mass flow controllers,

enabled precise research on the deliberate admixture of small percentages of oxygen. His work showed that

three distinct modes could be described: clean mode (less than 0.02 sccm O2), low oxygen mode (up to 0.05

sccm O2) and high oxygen mode (more than 0.06 sccm O2), with a flow of 124 sccm argon. During the

experiments the oxygen admixture was raised stepwise to go through all of these modes and back again. It

revealed that increasing oxygen supply increased the amount and size of the deposited copper clusters and

that this transition was reversible. At 0.04 sccm a maximum was reached, presenting a high but instable

Quadrupole collected current and mass-deposition rate on the quartz crystal. Further admixture increase,

decreased the deposition rate. Experimentation was also done with a titanium target. It was found that the

modes for titanium were much higher, with the low oxygen mode between 0.2 and 0.3 sccm. Also, the low

oxygen mode was found to be unstable and shift to high oxygen mode, which did not produce detectable

clusters. In his discussion Marek describes that the oxygen probably interferes on all stages of the sputtering

process: (1) processes on the target, (2) nucleus formation and (3) cluster growth.

With respect to the target, oxidation of the surface will decrease the electron emission and sputter yield. Even

more so, high admixture appeared to poison the titanium target, as sputtering stopped all together. Oxygen

also helps with the seed formation by three body collision as Marek showed that the produced clusters are not

only bigger but also more numerous in low oxygen mode. He additionally notes that metal oxide molecules can

possibly support seed creation and that oxygen-driven microarcing could enhance seed formation. Both the

former and the latter were experienced during this research. The former was seen with the magnesium oxide

particles as the first evidence of oxygen and when the oxygen was removed stopped magnesium sputtering.

The latter was clearly audible and visible as sparking with newly installed target materials. Finally the cluster

growth also experienced changes, as Marek postulates that the binding energy of the clusters may be modified

due to oxygen. If this is the case, as the results support, the balances of all growth processes like coagulation,

coalescence and evaporation are distorted, resulting in the described admixture modes [Chap.3.2].

Although, the HFD results were severely influenced by the oxygen intrusion during the HFD experiment series,

no explanation was found for the absence of results supporting ECI due to oxygen. Experts from MANTIS

Deposition LTD were also contacted for this problem, but to their knowledge, oxygen does not shield the

negative charge of the copper nanoclusters, which would prohibit ECI. This was substantiated by the fact that

they do not encounter oxygen problems with their Nanoshell Coater unit. This additional unit can be placed in-

line after the nanoparticle source on the Nanosys550 Deposition System, between the aggregation volume

(after the exit orifice) and the deposition volume. It generates a second vapor of desired material to coat an

outer shell on the fully grown clusters by electrostatic assembly while passing through this second vapor,

before exiting into the deposition volume. If oxygen would shield the cluster charge, this electrostatic assembly

would not be possible.

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8. Conclusions

When comparing the conclusions of Marek’s work with the Half Factorial Design (HFD) experiments done on

the Nanosys550, the majority of the behavior can be explained by oxygen interference [Chap.7.3.]. It seems

plausible that when the oxygen leakage was removed from the system, the sputtering process became harder

to accomplish and the operating windows shifted up, because the helping hand of the oxygen was removed.

The higher settings were not practicable for the system and the more difficult sputtering of magnesium

stopped. The smaller orifice resolved this problem as the increase in pressure lowered these windows to

workable settings [Chap.7.3.]. Furthermore, the insignificant results of the initial HFD are now comprehensible

with the knowledge that oxygen interfered with all steps of the process. With these gained insights a new

Factorial Design would probably result in the expected results with clear significance.

With respect to the Energetic Custer Impact (ECI) experiment series, no evidence was found to support or proof

ECI and therefore cluster charge. Although various literature sources describe the presence of significant

amounts of negatively charged copper clusters, which also seems highly likely because of the energetic nature

of the sputtering process, no corroborating data was obtained. TEM imaging revealed no deformation or

disintegration of cluster upon impact with the substrate and AFM imaging also did not show any remarkable

height differences. The TEM images on ECI [Chap.6.3.1., figure 6.6] do show a yield increase for the high bias

voltages with respect to the low bias voltages, which could suggest charged copper clusters. But even if this

increase is caused by present cluster charge, the kinetic energy gain towards the substrate is not enough to be

called ECI. Even though, AFM imaging on sputtered copper clusters needs more optimization experiments to

generate valid data, it could be useful for height profiling in future research, when convolution is taken into

account. To further examine the charge character of the copper nanoclusters a method to separate the grown

clusters by their charge, as described in literature [6], is advisable.

As a final note, the discovery and recognition of oxygen took quite some time. This is where thorough literature

research, discussion with fellow scientists and a curious mind for noting unusual results could have proven its

value. The problem had been spotted earlier, as TEM images at the beginning of this research showed cubic

particles. Although the group leader professor Kooi, remarked that this could well be a consequence of oxygen

interference during sputtering, it was not recognized as problematic. In retrospect, comparison of these cubic

particles with the work of Olynick et al. [28], on trace oxygen effects on copper nanoparticle size and

morphology, would have shown the same truncated octahedral (cubic in projection) for a controlled O2 leak

rate of approximately 1 Pa.L/s. Further research on the effects of oxygen could have exposed the gravity of the

encountered problems sooner and revealed the appropriate solutions.

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9. References

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3. Mazalova, V.L., Soldatov, A.V., (2008). “Geometric and electronic structure of small copper

nanoclusters xanes and dft analysis,” Journal of Structural Chemistry, vol.49, Supplement, pp.S107-

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4. Ibrahimkutty, S. (2005). Production, deposition and characterization of metal nanoclusters using a gas

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Physics, vol.62 (no.3), pp. 841-851

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magnetron discharge,” Physical Review E, vol.75 (no.6), pp. 066402-1(9)

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& Francis e-Library (2005), ISBN 0-203-48489-4

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aggregation source,” Journal of Vacuum Science & Technology A, vol.17 (no.1), pp. 256-265

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pp. 949-983

19. Eising, G., Kooi, B.J. (2012). “Cluster evolution and critical cluster sizes for the square and triangular

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22. Moseler, M. Rattunde, O., Nordiek, J., Haberland, H. (2000). “On the origin of surface smoothing by

energetic cluster impact: Molecular dynamics simulation and mesoscopic modeling,” Nuclear

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magnetron-based nanocluster source by gas condensation of a sputtered vapor,” Journal of Applied

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24. Smirnov, B.M. (2010). Cluster Processes in Gases and Plasmas. Weinheim: Wiley-VCH Verlag GmbH &

Co. KGaA, ISBN 3527409432

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Materials and Interfaces group, 22 July, 2011

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930-934

28. Olynick, D.L., Gibson, J.M., Averback, R.S. (1996). “Trace Oxygen effects on copper nanoparticle size

and morphology,” Applied Physics Letters, vol.63 (no.3), pp. 343-345

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Appendix A.1. Experiment design

When operating new equipment of any kind the first task at hand is to familiarize oneself with the basic

operation and characterize the corresponding results. In the case of magnetron sputtering there are several

process variables, which all have specific functional operating windows [Chap.4.2.]. For such a complex process

it is desirable to find the optimum settings for the required results before fulltime usage for long-term scientific

research. The theory describing this practice is called ‘Experimental Optimization’ (EO) [29] and comprises

several tools for obtaining the common settings for operation in an efficient way. With EO the experimental

setup is approached as a ‘black box’ of which the inner mechanisms are unknown, so the settings are directly

related to the results. This is especially useful for magnetron sputtering as it is difficult to evaluate the cascade

of chemical reactions inside the aggregation volume [see Chap.3.] and because of the coinciding effects of

several factors [Chap.4.].

There are two main optimization approaches in EO: sequential and simultaneous. With sequential optimization

the settings of a subsequent experiment are derived by analysis of previous experiments with the aim to find

the appropriate values for the desired response as fast as possible. Examples of Sequential Optimization are:

the Fibonacci method, Simplex- and Steepest Ascent method. In contrast, Simultaneous Optimization focusses

on finding the total behavior of the system and thereby characterizing the influence of every factor, for

example with a: Random-, Factorial- or Central Composite design. With simultaneous optimization a schematic

series of experiments is preformed to obtain the total response function or space. Both methods can be

performed by changing one (univariation) of several (multivariation) factors at same the time. In EO the

process variables and corresponding results are called ‘factors’ and ‘responses’, respectively.

A.1. Factorial Design (FD)

A normal Factorial Design (FD) is probably the most common and intuitive approach for scientific research,

although not always named this way. Essentially, the range of every factor is divided in equal steps and each

combination of these steps and of all factors is used during experimentation. For a FD this is described as the

following. First the ranges of all adjustable process factors are plotted in an N-dimensional factor space, with

one dimension for every factor for N factors in total. Then the factor space is divided in equally sized (hyper-)

cubes. The amount of desired data point per factor dictates the amount of cubes. If for an arbitrary factor only

two data points are desired, the range of that factor will be covered by two cubes. The center coordinate

values of each of these (hyper-) cubes are then used as the factor settings for a single experiment. The results

of all of these center value experiments together comprise the response space.

Even though a higher amount of data point per factor will yield a more accurate response space in the end, this

approach has its shortcoming as the amount of required experiment grows exponentially with the amount of

data points per factor. From this impracticality, the 2k FD with only a high and low data point (i.e. setting) per

factor is commonly used for initial characterization. It requires only 2k experiments for k factors, if no

duplications are incorporated. To simplify the notation during experimentation the high settings are

conventionally denoted +1 and the low setting -1. If three settings are desired a middle setting, denoted 0, can

also be added. Although more intuitive for quantitative variables this system works equally well for qualitative

variables, like different gasses A (as +1) and B (as -1).

When all adjustable factors are known, a schematic experiment series can be constructed. An exemplary

experiment series with only three process factors and their experiment responses is shown in table A.1. For

clarity to the reader this table has a systematic order, as every factor is set to high and low in a systematic

fashion. During experimentation it is advised to maintain a random sequence of these experiments. This can

potentially reduce or reveal any influences of non-controllable factors like buildup of charge or material, in the

final response. In the exemplary table A.1 the adjusted factors are denoted by unicase letters (a, b, c) and their

resulting responses as capitals. With this approach not only main effects (A, B, C) from only one changed factor

can be investigated, but also their duo interaction effects (AB, AC, BC) and triple interaction effect (ABC).

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Table A.1: Example of experiment series by Factorial Design Experiment # Combination Effect A Effect B Effect C Response

1 (0) - - - y1 = 62 2 a + - - y2 = 68 3 b - + - y3 = 62 4 ab + + - y4 = 66 5 c - - + y5 = 61 6 ac + - + y6 = 64 7 bc - + + y7 = 65 8 abc + + + y8 = 69

As for the quantification and qualification of the experimental data in general, one has to be careful in drawing

conclusions. Calculation on these responses of a FD will only yield approximations of the observed effects,

because of the absence of duplicates and limited data points per factor.

For the quantitative calculation of the main, duo or triple effects the experiments are grouped in pairs with a

high and low setting of the effect under consideration while the other settings are kept equal. Then, the paired

experiments are subtracted and the results of all groups are averaged. Table A.2 shows the examples for a

main (A) and duo interaction effect (AB). For the effect AB, notice that the high and low B settings are

separated in a high and low group as described.

Table A.2: Example of calculating contribution of separate effects

Main effect A Duo interaction effect AB

Setting A Setting A Setting B Setting C + - Difference Setting B Setting C + - Difference

- - 68 62 6 (=y2-y1) + - 66 62 4 (=y4-y3) + - 66 62 4 (=y4-y3) + + 69 65 4 (=y8-y7)

- + 64 69 3 (=y6-y5) Average 4

+ + 69 65 4 (=y8-y7) - - 68 62 6 (=y2-y1) - + 64 61 3 (=y6-y5)

Average 4.25 Average 4.5

From table A.2 the increase of response due to main effect A is the same as the average of 4.25. For the duo

interaction effect AB, the change in response due to altering settings is by definition half the difference

between these two averages, AB = ½ . (4 - 4.5) = -0.25. If there would not be an interaction effect AB between

A and B, the averages would be the same and result of effect AB would be zero. Following the same system the

triple interaction effect ABC can also be calculated. For this the effect AB is calculated separately for the high

and low setting of C. So ½ [(y4 - y3) - (y2 - y1)] = ½ (4 - 6) = -1 for low C and ½ [(y8 - y7) - (y6 - y5)] = ½ (4 - 3) = -

0.5 for high C. Then, the same definition of half the difference applies, so effect ABC = ½ (0.5 - -1) = 0.75.

Table A.3: Sign table for simplifying calculations Experiment # A B C AB AC BC ABC Response

1 - - - + + + - y1 2 + - - - - + + y2 3 - + - - + - + y3 4 + + - + - - - y4 5 - - + + - - + y5 6 + - + - + - - y6 7 - + + - - + - y7 8 + + + + + + + y8

To simplify the calculation a ‘sign table’ can be drawn (table A.3). In such a table the product of the + and -

signs of the factor settings result in the sign of the interaction effects (e.g. Experiment 2: A ∙ B = AB, +1 ∙ -1 = -1).

Now calculation of any effect can easily be done. First group the experiment with high settings (+) and those

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with low settings (-) according to the table and second subtract the average of the negative group from the

average of the positive group, to get the response of that particular effect. This can be denoted as:

. For example:

It has to be emphasized that the interaction effects are the degrees to which the underlying main effects are

not simply additives. So even though main effect A and B lead to their own change in response, together they

cannot simple be added, but their interaction also has to be considered. This is also true for the triple

interaction ABC which estimated the degree to which the interaction effect AB and main effect C are not simply

additive.

Even though the above illustrated calculations are simple, they can be quite time consuming and with more

thorough experiments the amount of data points will grow exponentially. To overcome this problem the Yates

algorithm can be used, which will not be discussed here.

A.2. Half Factorial Design (HFD)

For the characterization of copper nanoparticle DC sputtering on the Mantis Nanosys550 Deposition System an

Half Factorial Design (HFD) was chosen because of its small amount of initially required experiments and

therefore crude but fast characterization of the system. In a normal 2k FD there is a doubling of required

experiment with every additional factor (k+1), also the higher order interaction effects will increase (e.g. k = 4

gives quadruple interaction ABCD). These higher order effects, usually from triple interactions up, are rarely

significant and so produce superfluous information. But this superfluous information can be used differently,

by confounding (i.e. blending) the higher orders effects with the main effects in a linear combination. This

allows for an incomplete FD, which reduces the required experiment to a Half or Quarter 2k Factorial Design

(HFD or QFD), with 2k-1

or 2k-2

experiments, respectively. With a HFD a four factor system can be characterized

with only eight experiments. The drawback of this drastic reduction in experiments is that with these only the

main effects can be positively quantified. For the interaction effects a HFD cannot give a quantitative response,

but only an indication of existence of an interaction if the response is relatively high. Also, if the HFD results in

no significant effects, this does not mean that there are not any and additional experiments become

mandatory. This proves that the used sample size of experiments has been too small. As a consequence of the

confounding, the results from the experiment are no longer pure responses and therefore are referred to as

‘aliases’.

When constructing a HFD, the fourth factor, denoted D, will be confounded with the highest interaction effect

ABC, so D = ABC. To do so, the factor D is set to the same high/low settings as the column of ABC in table A.3

and is set alongside A, B and C before starting experimentation. Now to find the individual responses the

confounding has to be analyzed. This can be done by incorporating the extra factor D in a sign table like table

A.3 and completing it with the extra (interaction) effects: D, AD, BD, CD, ABD, ACD, BCD and ABCD. As it turns

out, some of the columns of this new table will have exactly the same sequence, implying that they’re

associated effects are confounded. These equals can be combined in three groups: (1) main effects with triple

interactions A + BCD, B + ACD, C + ABD, D + ABC; (2) double duo interactions AB +CD, AC + BD, BC + AD; and (3)

the quadruple interaction: ABCD + the average, as shown in table A.4 (column Alias). Because we stated that

triple interactions and higher orders are mostly insignificant with respect to the main effects, they can be

omitted, thereby revealing the main effects and average (experiments 2, 3, 5 and 8). With respect to the duo

interaction effects, a large alias will not reveal any absolute effects, but is a good indication for underlying

phenomena.

As mentioned above, the drawback of this HFD is that some additional experiments have to be done for the

duo and triple interaction effects if no clarifying foreknowledge is present. Seemingly, this would reduce the

biggest advantage of a HFD. Still there can be an advantage over a normal FD with 24 experiments depending

on the initial outcome and desired level of characterization. The main effects can be found faster and the

amount of additional experiments can be chosen according to the desired interactions.

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Revealing the duo and triple interaction effects can be accomplished by composing a new sign table with the

difference that D = - ABC. This will generate a complementary design with minus signs between the

confounded aliases, as shown in table A.4 (column Complementary Alias). Addition and subtracting of the

complementary aliases with the initial aliases will reveal the underlying responses (e.g. Experiment 4: ½ [(AC

+BD) + (AC - BD)] = AC and ½ [(AC +BD) - (AC - BD)] = BD). So with the use of these complementary experiments,

one can also find the desired duo, triple and quadruple interaction effects.

Table A.4: Half Factorial Design with complementary experiments Experiment # A B C D D* Alias Complementary

Alias* Reveals

1 - - - - + ABCD + average ABCD - average Average (, ABCD*) 2 + - - + - A + BCD A - BCD A (, BCD*) 3 - + - + - B + ACD B - ACD B (, ACD*) 4 + + - - + AB + CD AB - CD AB (, CD*) 5 - - + + - C + ABD C - ABD C (, ABD*) 6 + - + - + AC + BD AC - BD AC (, BD*) 7 - + + - + BC + AD BC - AD BC (, AD*) 8 + + + + - D + ABC D - ABC D (, ABC*)

* Additional experiment required for complementary set

A.3. Center Point Experiments (CPEs)

The main reason of characterizing a system as efficient as possible by as few experiments as possible does have

its price with respect to its quality. A shortcoming of which every type of FD with only one high and low setting

suffers is the inability to yield non-linear relations. Also, the desire to minimize the amount of experiments can

result in the absence of duplications and thereby burdens the reliability of the single experiments. To

compensate for these inherent quality loses Center Point Experiments (CPEs) can be added to the experiment

series. For these CPEs the factors of the FD are all set to their center value between the high and low setting

and denoted with a row of zeros in the sign table. Preferably, the experiment series contains several of these

CPEs at strategic positions to increase their utility.

Adding CP’s has several advantages to increase the quality of the overall research. The first is that from the

CPEs a baseline can be constructed to which the other experiments can be compared. As for a stable system

the response of every CPE should be the same, which results in a flat baseline when plotted. If the baseline has

a slope it can be concluded that the system exhibits accumulating or degrading phenomena, which introduce a

time dependent error in the experiments. The same holds for a curvature in the baseline. This can also reveal

non-controlled (noise) factors, which have to be eliminated or compensated for. In addition, the CPEs can

reveal non-linear behavior of a factor if their responses do not lie in the middle between the high and low

responses of the examined factor. Furthermore, introducing several CPEs generates comparable data points

from which a variation or standard deviation can be calculated. The latter being the characteristic error of the

system and can thus be used to evaluate the significance of the responses.

Again, one has to be cautious with interpreting the responses of the CPEs. For example, if the baseline is not a

horizontal line it can be used to detect non-controlled interfering effects, but probably not for estimating non-

linear effects.

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Acknowledgments

First and foremost I would like to thank my professor Bart Kooi and supervisor Gert ten Brink.

I have a high appreciation for people who work hard, but this is especially true for those who make it seem

easy and still take the time to listen to your questions and give complete, helpful answers. Bart is one of those

people. Not only did he help with his detailed knowledge, but he also contributed with his unmatched TEM

skills. My thankfulness grew even more after my master’s research when he found a company for my industrial

internship. The reader should know that it took me some extra years to get through my study of Applied

Physics and Bart gave me the opportunity to continue without any further delay nor financial setbacks. Even

when my first internship did not work out as we hoped he found a second one within a week, which I liked so

much that I applied for a job and signed my first contract even before my graduation. For me this will always be

one of those valuable moments in life, where my future took shape just the way I hoped.

During my research I was assigned to Gert as my supervisor, with which I was very pleased. I know Gert from a

previous project and he is always prepared to help. We worked closely together during my research and he

really showed that he wanted me and the group to grow to a higher level. He sometimes joked: “I do not have

the biggest brain,” but his organized way of experimenting and documenting proved invaluable. He taught me

that a scientist should not always change his or her experiments when he or she encounters strange behavior

and that every experiment produces some form of useful data. The latter really showed when we encountered

the oxygen intrusion problem as described in this thesis. Still, with the generous addition of some of Gert’s data

I could write a complete thesis. The resulting chapters on HFD show that, despite his own joke, Gert really is a

true scientist.

I also like to thank assistant professor George Palasantzas and PhD Gopi Krishnan for their help.

I would like to thank George for his confidence in me when operating the sputtering system and AFM. Also,

when the sputtering system was subject to oxygen problems his knowledge and experience proved invaluable.

He furthermore aided in the AFM analysis, which turned out not to be as trivial as expected. At the beginning

of my research I needed to get used to his Greek enthusiasm, which can really blow you away, but it does not

take very long to discover his kind character and appreciate his big bearded smile, which is very catchy.

Simultaneous to my research, Gopi also worked with the sputtering system. It was very useful to have

somebody who experienced the same problems. This gave the opportunity to learn from each other and share

ideas on the systems behavior, which resulted in a very pleasant cooperation.

In addition I want to thank Orcun Ergincan, Arno Kroezen en Robin de Wit for their help with the AFM. They

patiently showed Gert and me how to operate it on our own and did not mind repeating it several times for a

better learning experience. As can be seen in this thesis, this gave some valuable new insights in how to scan

the substrates and analyze the results, which proved to be a real asset in the overall research.

Finally, I want to thank the rest of the NMI group for a very pleasant time. I really appreciate the tea-time-

discussions we had on everyone’s research and any other topic. Everybody’s genuine interest and attention for

one another really showed the foundation of modern research. We had some healthy differences of opinion

and also a lot of laughs, which were all bound by a coinciding interest for science and mutual respect.

Dame en heren, bedankt!

Arjan ‘Bijl’ Bijlsma