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CHARACTERIZATION OF ADULT HUMAN BONE MARROW MESENCHYMAL STEM CELLS FOR EFFECTIVE MYOCARDIAL REPAIR GENEVIEVE TAN MEI YUN (B.Sc. (Hons.), NUS) A THESIS SUBMITTED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY DEPARTMENT OF SURGERY NATIONAL UNIVERSITY OF SINGAPORE 2009

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Page 1: CHARACTERIZATION OF HUMAN BONE MARROW MESENCHYMAL STEM … · Mesenchymal Stem Cells into Cariomyocyte-like Cells Significantly Improves the Efficiency of Myocardial Repair” April

CHARACTERIZATION OF ADULT HUMAN

BONE MARROW MESENCHYMAL STEM CELLS

FOR EFFECTIVE MYOCARDIAL REPAIR

GENEVIEVE TAN MEI YUN

(B.Sc. (Hons.), NUS)

A THESIS SUBMITTED

FOR THE DEGREE OF DOCTOR OF PHILOSOPHY

DEPARTMENT OF SURGERY

NATIONAL UNIVERSITY OF SINGAPORE

2009

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Summary

Cardiovascular disease is a prevalent cause of death in the world. Cell transplantation therapy

has recently been developed as an alternative therapy for cardiovascular disease. However,

current studies employing the use of undifferentiated bone marrow stem cells have resulted in

variable clinical outcomes with modest efficacies. Differentiating primitive adult bone

marrow stem cells into a stable and committed cardiac (-like) phenotype ex vivo prior to

transplantation into an injured myocardium may be more effective for the treatment of

cardiovascular disease.

Fibrosis and ventricular remodeling following a myocardial infarction begins with elevated

extracellular matrix (ECM) deposition, which stiffens the myocardium and inadvertently

contributes to ventricular dysfunction. Notwithstanding, ECMs reportedly influence critical

cellular processes such as survival, proliferation and differentiation in many cell types via the

engagement of specific integrins. However, it is not well understood if ECMs exert a

significant influence on the proliferation and cardiac transdifferentiation of primitive

mesenchymal stem cells. Additionally, the effect/s of myocardial fibrosis and post-infarct

remodeling on stem cell differentiation in vivo is not well studied.

This project has 2 specific objectives:

1. To explore the role/s of extracellular matrices and their integrin partners on the cell

fate and development of CLCs vs, MSCs in vitro and in vivo and

2. To compare the relative therapeutic efficacies of the 2 cell types

Adult human bone marrow mesenchymal stem cells (MSCs) can differentiate into

cardiomyocyte-like cells (CLCs) with the concomitant use of collagen V extracellular

matrices and a simple non-toxic culture medium in vitro. Importantly, this distinct cardiac-

like phenotype is stable in prolonged cultures. In contrast, MSCs exhibited a spontaneous but

transient expression of cardiac-specific proteins.

Objective 1: Cell-ECM interactions are mediated via the engagement of integrins, which in turn activates a

cascade of downstream intracellular signaling events that lead to the expression of multiple

proteins among other biological processes. CLCs demonstrated preferential interaction with

specific collagen subtypes. Specifically, Collagen -V, but not collagen -I, promoted the

cellular adhesion and cardiac differentiation of MSC-derived CLCs. More remarkably,

collagen V matrices promoted the large-scale production of CLCs that was valuable for

subsequent transplantation therapies. Initial cellular adhesion to collagen V but not collagen I,

was dependent on the 21 integrin but independent of the v3 and v integrins. However,

inhibition of v3 integrin, but not 21 integrin reduced gene expression levels of troponin T,

sarcomeric -actin and RyR2 in CLCs cultured on collagen V ECM. Importantly, the

engraftment of CLCs within close proximity of collagen V-expressing myofibers promoted

their integration into the cardiac syncytium. More remarkably, CLCs demonstrated distinct

striations that were indistinguishable from host cardiomyocytes in collagen V-enriched areas

in the infarcted myocardium, while CLCs that engrafted in collagen I-enriched areas in the

infarct borders did not. Thus, collagens -I and -V may play pivotal roles in the cell fate

development of CLCs in vivo, although it remains to be elucidated if the colocalization of

CLCs with the collagen V-enriched, endomysial-lined myofibers correlates with a specific

interaction between the endogenous ECM and the transplanted cells, that is reminiscent of

their affinity in vitro. It is also unclear if the localization of CLCs in the interstitial tissues

enriched in collagens -I and -III prevented their integration into the host myofibrillar

architecture. Notwithstanding, significant improvements in cardiac function were observed in

rats administered with low-dose CLC therapy despite low incidences of cell integration in the

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host myocardium. However, it is highly unlikely that such remarkable benefits were attributed

to myocyte replacement. Instead, the introduction of an exogenous supply of viable cells may

possibly improve cardiac function by modulating the ECM architecture in vivo to retain a

certain degree of pliancy in the post-infarcted myocardium, thus reducing overall tissue

stiffness in the compromised myocardium. Hence, CLCs may facilitate functional recovery

by preserving tissue compliance in the peri-infarct borders, which in turn sustains the

contractile efficiency for long-term functional recovery in the infarcted myocardium.

Objective 2: CLC-therapy was more effective when administered in higher doses as demonstrated by

increasingly evident improvements in cardiac function. Additionally, high- dose CLC therapy

resulted in enhanced cell integration with the host myocardium. Notwithstanding similar

trends in functional improvements observed in both low- and high-dose cell therapy groups,

the high-dose therapy groups were relatively better reflections of the direct cellular effects of

cell- transplantation on the infarcted myocardium. Correspondingly, cell-treated rats exhibited

smaller cardiac volumes and LV internal diameters. Cell therapy generally improves the

injured myocardium by restraining progressive wall thinning and ventricular dilatation. Thus,

cell-therapy alleviated adverse remodeling effects, possibly by sustaining myocardial tissue

compliance. However, CLCs were more effective than MSCs in improving cardiac function

as CLC-treated rats demonstrated persistently superior systolic activities with respect to

control and in particular, MSC-treated rats. Echocardiography assessments showed that high-

dose CLC-therapy mediated a significant 9.9 ± 12.1% improvement in LV fractional

shortening (FS) as compared to a decrease of 14.4 ± 13.6% in control rats (p<0.001 vs.

control). Similarly, CLC-treated rats showed a 7.14 ± 8.39 % improvement in ejection

fraction as compared a deterioration of -11.3 ± 11.4 % in control rats (p< 0.001). In contrast,

MSC -therapy appeared only to prevent further deterioration in LVFS (LVFS = -0.1 ±

10.1%) and EF (LVEF = -0.76 ± 7.1 %); p< 0.005 vs. control, p< 0.05 vs. CLC-treated rats.

Additionally, only CLC-treated rats (-13.8 ± 23.9%) demonstrated a significant improvement

in the heart rate- independent myocardial performance index with respect to control rats (10.2

± 18.3%). More remarkably, PV catheterization shows that CLC-therapy restores myocardial

systolic performance as end-systolic pressure-volume relationships (2.10 ± 0.889mmHg/l) in

CLC-treated rats reverted to baseline levels (all pairwise comparisons, p < 0.05). MSC-treated

rats consistently exhibited significant cardiac relief with respect to control rats. These

functional improvements may be attributed to possible cardioprotective paracrine-mediated

effects, as the MSC-treated myocardium persistently demonstrated enhanced angiogenesis in

the infarcted myocardium with respect to sham-operated control myocardium. In contrast,

engrafted CLCs exhibited mature cross-striated fibers in vivo that aligned with and were

indistinguishable from native cardiac myofibers in the myocardium. This further translated

into a superior regional and global contractility to that in MSC-treated rats. A significant

increase in neoangiogenesis in regions proximal to the sites of cell engraftment relative to

control myocardium indicates that CLCs may also confer a paracrine-mediated

cardioprotective influence on the compromised myocardium in vivo. Thus, CLCs may confer

cardiac relief via distinct myogenic and non-myogenic repair mechanisms. These coexistent

mechanisms may bring about a synergistic improvement in cardiac function, which may

further explain CLCs‟ exceptional recovery of contractile performance in the infarcted

myocardium. To date, most clinical studies have employed the use of undifferentiated bone

marrow stem cell therapy with variable outcomes and modest efficacies. This study shows

that the pre-differentiation of MSCs into a stable and committed cardiac lineage prior to

transplantation is a more effective and efficacious treatment for cardiovascular disease.

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Publications

1. Genevieve Tan, Yingying Chung, Sze Yun Lim, Pearly Yong, Ling Qian,

Eugene Sim, Philip Wong and Winston Shim. Myocardial Matrix-driven Cardiac

Differentiation and Integration of Human Mesenchymal Stem Cells [Manuscript

submitted to Stem Cells and Development].

2. Genevieve MY Tan, Jack WC Tan, Yee Jim Loh, Terrance Chua, Tian Hai Koh,

Yong Seng Tan, Yoong Kong Sin, Chong-Hee Lim, Eugene KW Sim, Philip EH

Wong and Winston SN Shim. Collagen V Extracellular Matrices Promotes the

Large Scale Expansion of Human Bone Marrow Mesenchymal Stem Cell-

Derived Cardiomyocyte-Like Cells [Manuscript submitted to Asian

Cardiovascular and Thoracic Annals].

3. Genevieve MY Tan, Yingying Chung, Yacui Gu, Shiqi Li, Ling Qian, Yee Jim

Loh, Jack Tan, Terrance Chua, Tian Hai Koh, Yeow Leng Chua, Yong Send Tan,

Chong Hee Lim, Yoong Kong Sin, Eugene Sim, Philip Wong and Winston Shim.

Predifferentiating Bone Marrow-Derived Mesenchymal Stem Cells into

Cariomyocyte-like Cells Significantly Improves the Efficiency of Myocardial

Repair [Manuscript in preparation]. (Presented at the 17th

ASEAN Congress of

Cardiology, Young Investigator‟s Award)

Book Chapters

4. Genevieve M.Y. Tan, Lei Ye, Winston S.N. Shim, Husnain Kh, Haider, Alexis

B.C. Heng, Terrance Chua, Tian Hai Koh and Eugene K.W. Sim. (2007). Tissue

Engineering for the Infarcted Heart: Cell Transplantation Therapy. In: Dhanjoo N

Ghista & Eddie Yin-Kwee Ng (Eds.) Cardiac Perfusion and Pumping

Engineering. Singapore. World Scientific Publishers. 477-540.

5. Genevieve M. Y. Tan, Lay Poh Tan, N.N. Quang, Winston S.N. Shim, Alfred

Chia, Subbu V. Venkatramen and Philip E. H. Wong. (2007). Tissue Engineering

of Artificial Heart Tissue. In: Dhanjoo N Ghista & Eddie Yin-Kwee Ng (Eds.)

Cardiac Perfusion and Pumping Engineering. Singapore. World Scientific

Publishers. 541-578.

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Awards/ Honors/ Recognition October 2008

17th

ASEAN Congress of Cardiology, Young Investigator’s Award, Awarded 1st

place for the abstract entitled, “Predifferentiating Bone Marrow-Derived

Mesenchymal Stem Cells into Cariomyocyte-like Cells Significantly Improves the

Efficiency of Myocardial Repair”

April 2007

SGH 16th

Annual Scientific Meeting, Awarded Best Oral Paper (Scientist) for the

abstract entitled, “Human Bone Marrow- Derived Cardiomyocyte-Like Cells Improve

Cardiac Performance In The Infarcted Myocardium"

March 2007

Singapore Cardiac Society 19th

Annual Scientific Meeting, Young Investigator’s

Award, Awarded 1st place for the abstract entitled, "Human Bone Marrow-Derived

Cardiomyocyte-like cells improve left ventricular remodelling and contractile

function in the infarcted myocardium"

March 2006

Singapore Cardiac Society 18th

Annual Scientific Meeting, Young Investigator’s

Award, Awarded 2nd

place for the abstract entitled, “Large Scale Expansion of

Cardiomyocytye-Like Cells for Cell Transplantation Therapy”

November 2005

American Heart Association Scientific Session 2005, Presenting author for the

abstract, entitled, “Large Scale Expansion of Human Cardiomyocyte-Like Cells for

Cell Therapy” and 1 of 5 poster finalists in the Basic Science category of “Stem/

Progenitor Cells in Cardiac Repair”

Conference papers 1. W. Shim, G. Tan, Y.L Chua, Y.S Tan, Y.K. Sin, C.H. Lim, J. Tan, P. Wong

(2006). Scale-up production of human cardiomyocyte-like cells for cell therapy.

European Heart Journal 28 Suppl 1:548

2. Winston Shim, Genevieve Tan, Eugene Sim and Philip Wong (2005). Large

Scale Expansion of Cardiomyocyte-like Cells for Cell Therapy. Circulation

112(17): (Suppl II) II-14.

3. Winston Shim, Genevieve Tan and Philip Wong (2005). Cardiac Differentiated

Adult Human Bone Marrow Stem Cells Express Sarcomeric and Structural

Proteins of Cardiomyocytes. Microscopy and Microanalysis 11 (Suppl 1):140.

4. Winston Shim, Genevieve Tan, Eugene Sim and Philip Wong (2005). Collagen V

Matrix Supports Proliferation and Differentiation of Cardiomyocyte-like Cells

Derived from Adult Human Bone Marrow. Cytotherapy 7 (Suppl 1):194.

5. Genevieve Tan, Philip Wong, Terrance Chua, Te Chih Liu, Ming Teh, Eugene

Sim and Winston Shim (2004) Directed Differentiation of Adult Human Bone

Marrow Mesenchymal Stem Cells towards Cardiomyocytes. Annals Academy of

Medicine Singapore 33(5): S182.

6. Genevieve Tan, Philip Wong, Terrance Chua, Jack Tan, Yeow Leng Chua, Yong

Seng Tan, Yoong Kong Sin, Chong Hee Lim, Te Chih Liu, Ming Teh, Eugene

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Sim and Winston Shim (2004) ECM-dependent proliferation of Adult Bone

Marrow Mesenchymal Stem Cells. Proceedings of the 1st International

BioEngineering Conference (ISBN: 981-05-1946-X), BioEngineering: Challenges

and Innovations, pp49-50, 8 – 10 September 2004, Singapore

7. Genevieve Tan, Philip Wong, Terrance Chua, Jack Tan, Yeow Leng Chua, Yong

Seng Tan, Yoong Kong Sin, Chong Hee Lim, Te Chih Liu, Ming Teh, Eugene

Sim and Winston Shim (2004) Cardiac Differentiation of Adult Bone Marrow

Mesenchymal Stem Cells. Proceedings of the 1st International BioEngineering

Conference (ISBN: 981-05-1946-X), BioEngineering: Challenges and

Innovations, pp30-32, 8 – 10 September 2004, Singapore.

8. Tan GMY, Wong P, Law ACS and Shim WSN (2005) Adult Bone Marrow

Mesenchymal Stem Cells for Cardiac Tissue Engineering. 7th

Annual NTU-SGH

Symposium (ISBN: 981-05-3996-7), Moving Technology Towards Better Patient

Care, pp 9-12, 11-12 August 2005, Singapore.

Abstract Presentations

Oral Presentations

1. Genevieve Tan, Yingying Chung, Yacui Gu, Shi Qi Li, Ling Qian, Yee Jim Loh,

Jack Tan, Terrance Chua, Tian Hai Koh, Yeow Leng Chua, Yong Seng Tan,

Chong Hee Lim, Yoong Kong Sin, Eugene Sim, Philip Wong and Winston Shim.

Predifferentiating Bone Marrow-Derived Mesenchymal Stem Cells into

Cariomyocyte-like Cells Significantly Improves the Efficiency of Myocardial

Repair. (Young Investigator’s Award, 1st prize). 17

th ASEAN Congress of

Cardiology, 18-21 October, Hanoi, Vietnam.

2. Genevieve Tan, Yingying Chung, Jack Tan, Yee Jim Loh, Terrance Chua, Yeow

Leng Chua, Chong Hee Lim, Yoong Kong Sin, Seng Chye Chuah, Tian Hai Koh,

Eugene Sim, Philip Wong and Winston Shim. Collagen V Matrix Supports

Differentiation of Human Bone Marrow Stem Cells Towards Cardiomyocytes. 4th

International Cardiac Bio-Assist Association Congress, 12-13 March 2008,

Singapore.

3. Genevieve Tan, Ling Qian, Sze Yun Lim, Yacui Gu, Shi Qi Li, Jack Tan, Yeow

Leng Chua, Chong Hee Lim, Yoong Kong Sin, Terrance Chua, Tian Hai Koh,

Eugene Sim, Philip Wong and Winston Shim. Cardiac Differentiated

Mesenchymal Stem Cells Protect Against Diastolic Dysfunction and Negative

Post-Infarct Remodelling. 4th

International Cardiac Bio-Assist Association

Congress, 12-13 March 2008, Singapore.

4. Genevieve MY Tan, Ling Qian, Ying Ying Chung, Yacui Gu, Shi Qi Li, Yee

Jim Loh, Jack Tan, Terrance SJ Chua, Yeow Leng Chua, Yong Seng Tan, Chong

Hee Lim, Kenny YK Sin, Eugene KW Sim, Philip EH Wong and Winston SN

Shim. Human Bone Marrow-Derived Cardiomyocyte-Like Cells Improve Cardiac

Performance in the Infarcted Myocardium. (Best Oral Paper (Scientist), 1st

prize). 16th

SGH Annual Scientific Meeting incorporating 14th SGH-Stanford

Annual Joint Update and Annual Evidence-Based Medicine Seminar, 27-28 April

2007, Singapore

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5. Genevieve MY Tan, Ling Qian, Ying Ying Chung, Yacui Gu, Shi Qi Li, Yee

Jim Loh, Jack Tan, Terrance SJ Chua, Yeow Leng Chua, Yong Seng Tan, Chong

Hee Lim, Kenny YK Sin, Eugene KW Sim, Philip EH Wong and Winston SN

Shim (2007). Human Bone-Marrow-Derived Cardiomyocyte-Like Cells Improve

Left Ventricular Remodelling and Contractile Function in the Infarcted

Myocardium. (Young Investigator’s Award, 1st prize). The 19

th Singapore

Cardiac Society Annual Scientific Meeting: Cardiovascular Disease: The

Metabolic Age. 17-18 March 1007, Singapore.

6. Genevieve Tan, Philip Wong, Eugene Sim, Jack Tan, Terrance Chua, Yeow

Leng Chua, Yong Seng Tan, Chong Hee Lim, Yoong Kong Sin and Winston

Shim (2006). Large-Scale Expansion of Cardiomyocyte-like Cells for Cell

Transplantation Therapy (Young Investigator’s Award, 2nd

Prize). The 18th

Singapore Cardiac Society Annual Scientific Meeting: The Growing Burden of

Cardiovascular Disease in the Aging Population. 25 – 26 March 2006, Singapore.

7. Genevieve Tan, Philip Wong, Anthony Law and Winston Shim (2005). Adult

Bone Marrow Mesenchymal Stem Cells For Cardiac Tissue Engineering. The 7th

Annual NTU-SGH Symposium: Moving Technology Towards Better Patient

Care. 11 – 12 August 2005, Singapore.

8. Genevieve Tan, Eugene Sim, Terrance Chua, Jack Tan, Yeow Leng Chua, Yong

Seng Tan, Yoong Kong Sin, Chong Hwee Lim, Te Chih Liu, Ming Teh, Eugene

Sim and Winston Shim (2005). Extracellular Matrices For Proliferating

Cardiomyogenic Adult Bone Marrow Mesenchymal Stem Cells. The 17th

Singapore Cardiac Society Annual Scientific Meeting; Cardiology: From

Beginning to the End. 26 – 27 March 2005, Singapore.

9. Tan GMY, Shim WSN, Wong P, Tan Jack, Chua T, Liu TC, Aye WMM and Sim

EKW, Adult Bone Marrow Mesenchymal Stem cells for Cardiomyogenesis, 16th

Annual Scientific Meeting, Singapore Cardiac Society, 2004

10. Genevieve Tan, Philip Wong, Terrance Chua, Jack Tan, Yeow Leng Chua, Yong

Seng Tan, Yoong Kong Sin, Chong Hee Lim, Te Chih Liu, Ming Teh, Eugene

Sim and Winston Shim, ECM-dependent proliferation of Adult Bone Marrow

Mesenchymal Stem Cells, 1st International BioEngineering Conference in

Conjunction with the 6th

Annual NTU-SGH Biomedical Engineering Symposium,

September 2004

11. Genevieve Tan, Philip Wong, Terrance Chua, Jack Tan, Yeow Leng Chua, Yong

Seng Tan, Yoong Kong Sin, Chong Hee Lim, Te Chih Liu, Ming Teh, Eugene

Sim and Winston Shim, Cardiac Differentiation of Adult Bone Marrow

Mesenchymal Stem Cells, 1st International BioEngineering Conference in

Conjunction with the 6th

Annual NTU-SGH Biomedical Engineering Symposium,

September 2004

12. Tan GMY, Sim EKW, Chua TSJ, Wong P, Tan J, Chua YL, Tan YS, Sin YK,

Lim CH and Shim WSN, Extracellular Matrices for proliferating cardiomyogenic

adult bone marrow mesenchymal stem cells, 17th

Annual Scientific Meeting,

Singapore Cardiac Society, 2005

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Poster Presentations

1. Genevieve Tan, Yingying Chung, Sze Yun Lim, Ling Qian, Yacui Gu, Shiqi Li,

Yee Jim Loh, Terrance Chua, Yeow Leng Chua, Chong Hee Lim, Yoong Kong

Sin, Tian Hai Koh, Eugene Sim4, Philip Wong and Winston Shim. Integration of

Transplanted Human Cardiomyocyte-like Cells in Infarcted Myocardium. (Best

Poster (Scientist), 1st prize), 17th SGH Annual Scientific Meeting, incorporating

Annual Evidence-Based Medicine Seminar, 25-26 April 2008, Singapore.

2. Genevieve Tan, Ling Qian, Shi Qi Li, Yacui Gu, Yee Jim Loh, Yeow Leng Chua,

Chong Hee Lim, Yoong Kong Sin, Terrance Chua, Tian Hai Koh, Eugene Sim,

Philip Wong, Winston Shim. Cardiac Differentiated Mesenchymal Stem Cells

Protect Against Diastolic Dysfunction by Preventing Post-Infarct Remodeling.

American College of Cardiology, 57th Annual Scientific Session, 29 March – 1

April 2008, Chicago, Illinois, USA.

3. Genevieve Tan, Ling Qian, Yacui Gu, Shiqi Li, Yee Jim Loh, Terrance Chua,

Yeow Leng Chua, Chong Hee Lim, Yoong Kong Sin, Seng Chye Chuah, Tian Hai

Koh, Eugene Sim, Philip Wong and Winston Shim. Post-Infarct Myocardial

Function Recovery Is Preserved by Stabilizing Left Ventricular Negative

Remodeling by Cardiac Differentiated Stem Cells but not Undifferentiated Stem

Cells, Cardiovascular Research Therapies, 11-13 February 2008, Washington

D.C.

4. Gu Yacui, Winston Shim, Li Shiqi, Genevieve Tan, Qian Ling, Tan Ru San,

Philip Wong. Usefulness of tissue Doppler imaging for quantifying regional

myocardial function in a rat heart infarct model. 12th Asian Pacific Congress

Doppler & Echocardiography. 28-30 October 2007

5. Gu Yacui, Winston Shim, Li Shiqi, Genevieve Tan, Tan Ru San, Philip Wong.

Usefulness of tissue Doppler imaging for quantifying regional myocardial

function in a rat heart infarct model. SGH 16th

Annual Scientific Meeting. 27-28

April 2007

6. Winston Shim, Genevieve Tan, Shiqi Li, Hwee Choo Ong, In Chin Song, Eugene

Sim and Philip Wong. Scale-up production of human cardiomyocyte-like cells for

cell therapy, World Congress of Cardiology, 2006. 2-6 September 2006,

Barcelona, Spain.

7. Winston Shim, Genevieve Tan, Shiqi Li, Hwee Choo Ong, In Chin Song, Eugene

Sim and Philip Wong. Collagen Matrix Supports Differentiation of Human Bone

Marrow Stem Cells Towards Cardiomyocytes, 8th International Congress of the

Cell Transplant Society 2006

8. Winston Shim, Genevieve Tan, Shi Qi Li, Hwee Choo Ong, In Chin Song,

Eugene Sim and Philip Wong (2006). Collagen Matrix Supports Differentiation of

Human Bone Marrow Stem Cells Towards Cardiomyocytes. The 15th

Singapore

General Hospital Annual Scientific Meeting: Blending Borders, Merging Science,

Healthcare and Education. 21 – 22 April 2006, Singapore.

9. Winston Shim, Genevieve Tan, Eugene Sim and Philip Wong (2005). Large

Scale Expansion of Cardiomyocyte-like Cells for Cell Therapy. Presenting author

at the American Heart Association Scientific Sessions 2005. Poster finalist in the

Basic Science category, "Stem/Progenitor Cells in Cardiac Repair".

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10. Genevieve MY Tan, Eugene KW Sim, Terrance Chua, Philip EH Wong, and

Winston Shim, Extracellular Matrices For Proliferating Cardiomyogenic Adult

Bone Marrow Mesenchymal Stem Cells, 14th

Singapore LIVE 2005.

11. Genevieve Tan, Philip Wong, Terrance Chua, Te Chih Liu, Ming Teh, Eugene

Sim and Winston Shim, Directed Differentiation of Adult Human Bone Marrow

Mesenchymal Stem Cells towards Cardiomyocytes, NHG Annual Scientific

Congress 2004

12. Tan GMY, Wong P, Chua T, Tan J, Chua YL, Tan YS, Sin YK, Lim CH, Liu

TC, Teh M, Sim EKW and Shim WSN, Cardiac Differentiation of Adult Bone

Marrow Mesenchymal Stem cells, SingHealth Scientific Meeting 2004.

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Acknowledgements

My senior in the university once said to me that it takes perseverance, and not so

much ingenuity, to survive a PhD experience. As a fresh graduate brimming with

idealism, I did not believe him entirely until 6 years later, when I finally realized the

wisdom behind his words. My journey towards a PhD was fraught, intense but

fulfilling. I was gratified to be entrusted with full independence to address the

scientific challenges presented with each seeming deadlock. Just as no man is an

island, so no project, especially one of this magnitude, could have been brought to

fruition without the integral efforts of key role players. I would like to thank my

supervisors A/P Eugene Sim, Dr. Winston Shim and Dr. Philip Wong for their

valuable insights and the cherished opportunities to be a part of the pioneering efforts

at the National Heart Centre, Singapore to bring adult stem cell therapy from the

bench to the bedside. I am also grateful to Dr. Ratha Mahendran for her continued

guidance throughout my candidature and Dr. Ye Lei for taking time to evaluate this

thesis. Special thanks also to Dr. Li Shiqi, the resident animal surgeon; Dr. Gu Yacui,

our ultrasound sonographer; Dr. Jason Villiano and Ms. Cindy Phua of the

Department of Experimental Surgery, Singapore General Hospital, for their

dedication to the care and well being of the rats used in this study; Dr. Jack Tan, Dr.

Loh Yee Jim and the team of cardiothoracic surgeons at the National Heart Centre,

without whose efforts this project would never have taken flight. I would also like to

express my appreciation to the research team at the Stem Cell Laboratory, especially

Ms. Chung Yingying and Ms. Lim Sze Yun for their kind assistance in the massive

number of histological examinations of frozen tissue cryosections and microvessel

counting that was necessary in this study; and Ms. Pearly Yong of the Flow

Cytometry facility at the Research Department, National Heart Centre for her patient

assistance in flow cytometry experimentation.

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Abbreviations

AMI Acute Myocardial Infarction

ANF Atrial Natriuretic Factor

ANOVA Analysis of Variance

AWT Anterior Wall Thickening

BNP Brain Natriuretic Peptide

C1/Col. I Collagen I

C43/cxn43 Connexin 43

C5/Col. V Collagen V

CABG Coronary artery bypass grafting

CFDA-SE Carboxy-fluorescein diacetate- succinimidyl ester

CLCs Cardiomyocyte-like cells

CM-DiI Chloromethylbenzamido 1,1'-dioctadecyl-3,3,3'3'

Tetramethylindocarbocyanine

Ctrl Control

DAPI 4',6-diamidino-2-phenylindole

CVD Cardiovascular Disease

dP/dt differential changes in pressure with time

dP/dtmax Maximum dP/dt

ECM Extracellular Matrix

ED End-diastole

EDPVR End diastolic Pressure-Volume relationships

EDV End Diastolic Volume

EF Ejection Fraction

Emax Time Varying Maximal Elastance

ES End-systole

ESPVR End systolic Pressure-Volume Relationships

ESV End Systolic Volume

FN Fibronectin

FS Fractional Shortening

IP3R Inositol-triphosphate receptor

IVC Inferior Vena Cava

IVS Interventricular Septum

LAD Left Anterior Descending

LV Left Ventricle

LVID Left Ventricular Internal Diameter

MEF Myocyte Enhancer Factor

MHC Myosin heavy chain

MI Myocardial Infarctions

MLC Myosin light chain

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MPI Myocardial Performance Index (aka Tei Index)

MSC Mesenchymal stem cells

PCNA Proliferating Cell Nuclear Antigen

PCR Polymerase Chain Reaction

PRSW Preload Recruitable Stroke Work

PV Pressure-Volume

RT-PCR Reverse Transcription-PCR

RyR Ryanodine Receptor

Sk. M Skeletal muscle

SMA Smooth Muscle Actin

SWT Systolic Wall Thickening

TGN trans Golgi Network

TnC Troponin C

TnT Troponin T

Tukey‟s HSD Tukey‟s Honest Significant Difference

UN Uncoated

Vcfc Circumferential Fibre shortening velocity

VEGF Vascular endothelial growth factor

VEGFR Vascular endothelial growth factor receptor

vWF von Willebrand Factor

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Table of Contents Publications ............................................................................................................ iii

Book Chapters ........................................................................................................ iii

Awards/ Honors/ Recognition ................................................................................ iv

Conference papers .................................................................................................. iv

Abstract Presentations............................................................................................. v Oral Presentations .................................................................................................. v

Poster Presentations ............................................................................................ vii

Chapter One: Introduction .................................................................. 1 1.1 Atherosclerosis ................................................................................................... 1

1.2 Ischemic Cardiomyopathy ................................................................................ 2

1.3 Cardiovascular Heart Failure ........................................................................... 2

1.3.1 Myocardial systolic dysfunction ................................................................... 2

1.3.2 Myocardial diastolic dysfunction .................................................................. 3

1.3.3 Ventricular Remodeling ................................................................................ 4

1.4 Cardiac myofibrillogenesis ................................................................................ 4

1.5 Novel therapy ..................................................................................................... 6

1.5.1 Stem cells ...................................................................................................... 7

1.5.1.1 Embryonic stem cells ............................................................................. 7

1.5.1.2 ES cell stem therapy is not ideal for clinical use ................................... 9

1.5.2 Adult stem cells........................................................................................... 10

1.5.2.1 Bone marrow stem cells ....................................................................... 10

1.5.2.1.1 Hematopoietic stem cells .............................................................. 11

1.5.2.1.2 Mesenchymal stem cells ............................................................... 11

1.5.3 Bone marrow stem cell-transplantation therapy ........................................ 13

1.6 Skeletal myoblasts ............................................................................................ 15

1.7 Clinical trials in BM stem cell transplantation for treatment of MI ........... 17

1.7.1 Clinical outcomes........................................................................................ 17

1.7.1.1 Bone marrow transfer to enhance ST-elevation infarct regeneration

(BOOST) .......................................................................................................... 17

1.7.1.2 Autologous Stem Cell Transplantation in Acute Myocardial Infarction

(ASTAMI)........................................................................................................ 18

1.7.1.3 LEUVEN-AMI .................................................................................... 18

1.7.1.4 Reinfusion of Enriched Progenitor cells and Infarct Remodeling in

Acute Myocardial Infarction (REPAIR-AMI) ................................................. 18

1.7.2 Problems encountered ................................................................................. 19

1.8 Extracellular matrices ..................................................................................... 22

1.8.1 Collagens..................................................................................................... 23

1.8.2 Integrins and Integrin- mediated Cell Signaling ......................................... 24

1.8.2.1 Integrins ............................................................................................... 24

1.8.2.2 Focal Adhesions ................................................................................... 26

1.9 Cardiac Tissue Engineering ............................................................................ 28

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1.10 Significance of study ...................................................................................... 30

1.11 Specific Aims .................................................................................................. 31

Chapter Two: Materials and Methods .............................................. 32

2.1 Recruitment of patients ................................................................................... 32 2.1.1 Isolation and Cell culture ............................................................................ 32

2.2 Isolation and culture of neonatal rat cardiomyocytes .................................. 33

2.3 Flow Cytometry ................................................................................................ 33

2.4 Gene expression profiling via RT-PCR analyses .......................................... 33

2.5 Cell proliferation assays .................................................................................. 35

2.6 Integrin inhibition assays ................................................................................ 35

2.7 Indirect Immunofluorescence Microscopy .................................................... 36 2.7.1 Detection of collagen-coated tissue culture coverslips ............................... 36

2.7.2 Detection of cardiac myofibrillar proteins .................................................. 37

2.8 Golgi Disruption ............................................................................................... 38

2.9 Cell-labeling and detection .............................................................................. 38

2.10 Rat myocardial infarction models ................................................................ 39 2.10.1 Ultrasound echocardiography assessments ............................................... 40

2.10. 2 In vivo hemodynamic measurements ....................................................... 40

2.10.3 Detection of human nuclei ........................................................................ 41

2.10.4 Fluorescence microscopy of frozen tissue sections .................................. 42

2.10.5 Microvessel density count......................................................................... 42

2.10.6 Statistical analysis ..................................................................................... 43

Chapter Three: Results ....................................................................... 44 3.1 Isolating Sternum-Derived Mesenchymal Stem Cells .................................. 46

3.1.1 Isolation of Bone Marrow Mesenchymal Stem Cells (MSCs) ................... 46

3.1.2 Patient-derived cells can differentiate into osteoblasts and adipocytes ...... 46

3.2 Developing a myogenic development medium .............................................. 49

3.3 In vitro characterization of MSCs and MSC-derived CLCs ........................ 51 3.3.1 Golgi-Localization of GATA4 and b Myosin Heavy Chain ................... 58

3.4 The roles of extracellular matrices on the cell fate and development of

CLCs........................................................................................................................ 65 3.4.1 Collagen V enhances cellular adhesion and proliferation of CLCs ............ 66

3.4.2 CLCs demonstrated enhanced cardiac differentiation on Collagen V

matrices ................................................................................................................ 71

3.4.3 Study of relevant integrin signaling ............................................................ 74

3.5 In vivo functional studies ................................................................................. 82 3.5.1 BrdU labeling of cells in the low-dose therapy group ................................ 96

3.5.2 Cell fate and development of BrdU labeled cells in vivo............................ 96

3.5.3 High-Dose Cell Therapy ............................................................................. 98

3.5.3.1 Fluorescent Labeling of cells in the high-dose therapy groups ........... 98

3.5.3.2 2D M-mode ultrasound echocardiography assessments and Tissue

Doppler Imaging of Cardiac Function ........................................................... 100

3.5.3.3 In vivo Hemodynamics via Pressure-Volume Catheterization .......... 107

3.5.4 Dose-dependent effects of cell therapy on cardiac function ..................... 112

3.5.5 Cell-mediated Cardiac Repair Mechanisms In vivo. ............................... 119 3.5.5.1 Donor cell engraftment and survival ...................................................... 119

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3.5.5.2 CLCs but not MSCs enhanced cardiac contractility via myocyte-

replacement ........................................................................................................ 119

3.5.5.3 Cell therapy mediates cardiac repair via alternative non-myogenic

mechansims in the infarcted myocardium ......................................................... 127

3.5.6 The role of collagen in the cell fate and development of CLCs in vivo .. 134

3.5.7 Key findings ................................................................................................. 138

Chapter 4: Discussion ....................................................................... 140 4.1 In vitro characterization studies ....................................................................... 140

4.1.1 MSC commitment to a distinct cardiac lineage before cell transplantation

............................................................................................................................ 140

4.1.2 Cardiac differentiation of MSCs into CLCs ............................................. 140

4.1.3 Expression profiling of CLCs . ................................................................. 141

4.1.4 Golgi-localization of GATA4 and -MHC in patient-derived MSCs and

CLCs. ................................................................................................................. 143

4.1.5 CLCs‟ contractile apparatus resemble primitive premyofibrils in early ... 145

myofibrillogenesis.............................................................................................. 145

4.1.6 Effect of ECM in vitro on CLCs ............................................................... 146

4.2 In vivo functional studies ............................................................................... 150 4.2.1 Optimal time for cell transplantation ........................................................ 150

4.2.2 Dose dependent contribution of cell therapy ............................................ 151

4.2.2.1 Donor cell survival ............................................................................. 151

4.2.2.2 Postulated role of myocardial ECM on donor cell survival ............... 153

4.2.2.3 Cell mediated attenuation of adverse LV remodeling ....................... 155

4.2.2.4 Dose-dependent contribution of cell therapy towards myocardial .... 159

contractility .................................................................................................... 159

4.3 Relative therapeutic efficacies of CLCs vs. MSCs ...................................... 164 4.3.1 Assessment of myocardial systolic activities ............................................ 164

4.3.1.1 Echocardiography assessments .......................................................... 164

4.3.1.2 Real-time pressure-volume catheterization ........................................ 166

4.3.1.2.1 Load-sensitive hemodynamic measurements ............................. 166

4.3.1.2.2 Load-insensitive contractility measures ...................................... 166

4.3.1.3 CLCs contribute actively towards myocardial contractile performance

via myocyte replacement ............................................................................... 169

4.3.1.4 MSCs contribute passively to myocardial systolic activities ............. 170

4.3.2 Assessment of myocardial diastolic activities .......................................... 173

4.3.2.1 Echocardiography assessments .......................................................... 173

4.3.2.2 Conductance catheterization .............................................................. 173

4.4 Cell-mediated paracrine effects .................................................................... 176 4.4.1 MSC-mediated neovascularization in the infarcted myocardium ............. 176

4.4.2 CLCs also elicit alternative non-myogenic mechanisms of cardiac repair

............................................................................................................................ 176

4.5 Postulated role of myocardial ECM on in vivo cell fate and development179

Chapter 5: Conclusion ...................................................................... 182

References .......................................................................................... 185

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List of Tables

TABLE 1. CLINICAL OUTCOMES OF CURRENT MAJOR TRIALS ON CARDIAC

REGENERATION FOR TREATMENT OF ACUTE MYOCARDIAL INFARCTION ....... 21

TABLE 2. HUMAN CLCS EXPRESS 2, 1, V, 3, 21, AND V3 INTEGRINS. THE

GENE EXPRESSION LEVELS OF THE V AND 1 INTEGRINS WERE MARKEDLY

HIGHER IN CLCS CULTURED ON COLLAGEN V ECM. ..................................... 78

TABLE 3. MEAN LVEF (%) OF RATS IN THE RESPECTIVE TREATMENT GROUPS AT

BASELINE, POST-LIGATION AND 8 WEEKS POST-THERAPY. .............................. 86

TABLE 4. ULTRASOUND ECHOCARDIOGRAPHY ASSESSMENT OF CELL-TREATED

RATS. .................................................................................................................. 92

TABLE 5.CONTRACTILITY MEASUREMENTS OBTAINED VIA REAL-TIME OCCLUSION

OF THE INFERIOR VENA CAVA AT 6 WEEKS POST-THERAPY IN THE HIGH-DOSE

THERAPY GROUPS. ........................................................................................... 109

TABLE 6. ULTRASOUND ECHOCARDIOGRAPHY ASSESSMENT OF RATS TREATED WITH

HIGH- AND LOW-DOSE CELL THERAPY. ........................................................... 114

TABLE 7. STEADY STATE HEMODYNAMIC MEASUREMENTS VIA REAL-TIME IN VIVO

PRESSURE-VOLUME CATHETHERIZATION SHOWING TRENDS IN DIASTOLIC

ACTIVITIES. ...................................................................................................... 118

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List of Figures

FIGURE 1. EMBRYONIC STEM CELLS ARE TOTIPOTENT AND CAN DIFFERENTIATE

INTO VARIOUS CELL TYPES. ................................................................................. 8

FIGURE 2. BONE MARROW STEM CELLS ARE MULTIPOTENT AND CAN DIFFERENTIATE

INTO CELLS BELONGING TO VARIOUS MESODERMAL LINEAGES. ..................... 12

FIGURE 3. KNOWN -INTEGRIN HETERODIMERS. ................................................. 25

FIGURE 4. SCHEMATIC ILLUSTRATION OF A FOCAL ADHESION COMPLEX FOLLOWING

INTEGRIN RECEPTOR CLUSTERING AT A FOCAL POINT ON THE CELL SURFACE.27

FIGURE 5. SCHEMATIC MAP SHOWING AN OVERVIEW OF HOW THE VARIOUS

PROJECT OBJECTIVES AND SPECIFIC AIMS INTEGRATE WITH ONE ANOTHER AND

COLLECTIVELY FORM THE FRAMEWORK OF THIS STUDY. ............................... 45

FIGURE 6. PATIENT-DERIVED CELLS ISOLATED VIA STANDARD PURIFICATION

TECHNIQUES DEMONSTRATED A LOW EXPRESSION OF CD34, AND WERE

POSITIVE FOR CD44, CD90, CD105 AND CD106, 40X MAGNIFICATION. ........ 47

FIGURE 7. PATIENT-DERIVED BONE MARROW CELLS CAN BE INDUCED TO UNDERGO

OSTEOGENIC AND ADIPOGENIC DIFFERENTIATION. .......................................... 48

FIGURE 8. GENE EXPRESSION PROFILE OF DIFFERENTIATING MESENCHYMAL STEM

CELLS (MSCS) FOLLOWING EXPOSURE TO 5-AZACYTIDINE (AZA), BUTYRIC

ACID (BA) OR PREVIOUSLY DEVELOPED MYOGENIC DEVELOPMENT MEDIUM,

MDM. ................................................................................................................ 50

FIGURE 9. INDUCTION OF MSCS IN MDM COINCIDED WITH A CHANGE IN

MORPHOLOGY FROM SPINDLE TO STAR-LIKE. .................................................. 52

FIGURE 10. DIFFERENTIAL CELL PROLIFERATION RATES IN MSCS AND CLCS.

MDM PROMOTED THE SIGNIFICANT EXPANSION OF DIFFERENTIATING MSCS.

............................................................................................................................ 52

FIGURE 11. GENE EXPRESSION PROFILES OF MSCS AND CLCS AFTER 7 AND 14 DAYS

IN THE RESPECTIVE CULTURE MEDIA. ............................................................... 53

FIGURE 12. SPATIAL EXPRESSION AND FUNCTIONAL ACTIVITY OF CARDIAC

TRANSCRIPTION FACTORS IN CLC CULTURES.................................................. 56

FIGURE 13. CHARACTERIZATION OF PROTEIN EXPRESSION IN CLCS. .................... 61

FIGURE 14. GOLGI-LOCALIZATION OF GATA4 IN MSCS AND CLCS. ................... 62

FIGURE 15 SPATIAL EXPRESSION OF MHC IN MSCS VS. CLCS. ......................... 63

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FIGURE 16. CARDIAC MYOSIN HEAVY CHAIN (MHC) TAKES ON A PARALLEL

SWOLLEN APPEARANCE AS THE GOLGI APPARATUS IS DISPERSED IN MSCS AND

CLCS WITH 500NM MONENSIN. ........................................................................ 64

FIGURE 17. CLCS WERE HARVESTED AND SEEDED ON TISSUE CULTURE PLASTIC

SURFACES PRE-COATED WITH VARIOUS ECM SUBSTRATES. ........................... 68

FIGURE 18. CLCS DEMONSTRATE PREFERENTIAL AFFINITY FOR COLLAGEN V ECM.

............................................................................................................................ 68

FIGURE 19. COLLAGEN V ECM PROMOTES ENHANCED ADHERENT-DEPENDENT

SURVIVAL OF CLCS. .......................................................................................... 69

FIGURE 20. LARGE SCALE EXPANSION OF CLCS ON COLLAGEN V ECM. .............. 69

FIGURE 21. RED FLUORESCENCE VERIFIED THAT THE TISSUE CULTURE PLASTICS

WERE INDEED PRE-COATED WITH COLLAGENS -I AND -V MOLECULES

RESPECTIVELY. .................................................................................................. 70

FIGURE 22. QUANTITATIVE ASSESSMENT OF CARDIAC GENE EXPRESSION LEVELS IN

CLCS EXPANDED ON COLLAGENS -I AND -V SUBSTRATA VIA DENSITOMETRY.70

FIGURE 23. RELATIVE CARDIAC GENE EXPRESSION IN CLCS CULTURED ON

COMPETING COLLAGEN I: COLLAGEN V SUBSTRATA. ..................................... 73

FIGURE 24. STABLE (GENE) EXPRESSION OF CARDIAC SPECIFIC MYOFIBRILLAR

PROTEINS IN PROLONGED CLC CULTURES. ...................................................... 73

FIGURE 25. FLOW CYTOMETRY ANALYSIS OF INTEGRIN EXPRESSION IN MSCS AND

CLCS. ................................................................................................................ 78

FIGURE 26. INITIAL CELLULAR-ATTACHMENT OF CLCS ON COLLAGEN MATRICES IS

MEDIATED VIA ENGAGEMENT OF SPECIFIC INTEGRINS. ................................... 79

FIGURE 27. DOSE-DEPENDENT EFFECT/S OF 21 AND V3 INTEGRIN INHIBITION ON

EXPRESSION LEVELS OF CARDIAC-SPECIFIC PROTEINS IN CLCS THAT WERE

EXPANDED ON COLLAGEN V EXTRACELLULAR MATRICES............................... 80

FIGURE 28. CLCS EXPANDED ON COLLAGEN V EXTRACELLULAR MATRICES

RETAINED EXPRESSION OF SEVERAL MATURE CARDIAC MYOFIBRILLAR

PROTEINS. .......................................................................................................... 81

FIGURE 29. FLOWCHART SUMMARIZING EXPERIMENTAL METHODOLOGY FOR IN

VIVO STUDIES...................................................................................................... 83

FIGURE 30. SURVIVING NUMBER OF RATS IN THE RESPECTIVE CELL THERAPY

GROUPS PRE- AND POST TRANSPLANTATION. .................................................... 84

FIGURE 31. 2-DIMENSIONAL (2D) M-MODE ECHOCARDIOGRAPHICAL ANALYSES

SHOW THE DISEASE PROGRESSION OF A SHAM-OPERATED CONTROL RAT. ..... 85

FIGURE 32. FUNCTIONAL IMPROVEMENT IN CELL TRANSPLANTED MYOCARDIUM.93

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FIGURE 33. EFFICIENCY OF BRDU-LABELING IN MSCS AND CLCS. ...................... 94

FIGURE 34. IDENTIFICATION OF TRANSPLANTED HUMAN STEM CELLS IN RAT

MYOCARDIUM 6 WEEKS POST TRANSPLANTATION. .......................................... 94

FIGURE 35. ENGRAFTMENT OF BRDU-LABELED CLCS IN THE CARDIAC SYNCYTIUM

IN HOST MYOCARDIUM. ..................................................................................... 95

FIGURE 36. ULTRASOUND ECHOCARDIOGRAPHY ASSESSMENTS SHOW THAT CELL-

BASED THERAPY LED TO SIGNIFICANT IMPROVEMENTS IN CARDIAC FUNCTION

AS COMPARED TO CONTROL RATS. .................................................................. 106

FIGURE 37. PRESSURE-VOLUME LOOPS OF A REPRESENTATIVE NORMAL AND

(SERUM-FREE) MEDIUM INJECTED CONTROL RAT POST MYOCARDIAL

INFARCTION (POST-MI) RESPECTIVELY. ........................................................ 109

FIGURE 38. PRESSURE VOLUME RELATIONSHIPS OF A REPRESENTATIVE HEALTHY

RAT VS. A SHAM- OPERATED RAT. ................................................................... 110

FIGURE 39. CLCS PERSISTENTLY MEDIATED SUPERIOR ENHANCEMENT OF PRELOAD

INDEPENDENT CONTRACTILITY INDICES WITH RESPECT TO CONTROL RATS.111

FIGURE 40. 2D M-MODE ECHOCARDIOGRAPHY ASSESSMENTS SHOW THAT HIGH

DOSE CELL THERAPY LED TO SIGNIFICANTLY LV SMALL INTERNAL DIAMETERS.

.......................................................................................................................... 115

FIGURE 41. CELL THERAPY IS GENERALLY MORE EFFECTIVE WHEN ADMINISTERED

IN A HIGHER DOSAGE AS HIGH-DOSE THERAPY EFFECTED PERSISTENTLY

BETTER IMPROVEMENTS IN CARDIAC FUNCTION. ........................................... 117

FIGURE 42. ENGRAFTMENT OF THE RESPECTIVE CELLS TYPES IN A REPRESENTATIVE

RAT IN EACH RESPECTIVE HIGH-DOSE THERAPY GROUP. ............................... 122

FIGURE 43. CELL FATE AND DEVELOPMENT OF DONOR MSCS VS. CLCS IN THE

INJURED MYOCARDIUM. .................................................................................. 123

FIGURE 44. A 3-DIMENSIONAL MODEL OF AN ENGRAFTED CM-DII LABELED CLC

CELL IN THE RAT MYOCARDIUM...................................................................... 125

FIGURE 45. CLCS INTEGRATED IN SITES PROXIMAL TO CONNEXIN 43 WHILE MSCS

DID NOT. ........................................................................................................... 126

FIGURE 46. ENGRAFTED MSCS PERSISTENTLY COLOCALIZED WITH THE VON

WILLEBRAND FACTOR AND SMA IN VIVO. ..................................................... 131

FIGURE 47. ENGRAFTED CLCS MEDIATED CARDIOPROTECTIVE PARACRINE

EFFECTS, WHICH STIMULATED EXTENDED ENDOTHELIAL DIFFERENTIATION

AND ENDOGENOUS CELLULAR PROLIFERATION. ............................................ 132

FIGURE 48. MSC-TREATED RATS SHOW SIGNIFICANTLY HIGHER NUMBERS OF

SMALL ARTERIOLES (<20UM) IN THE MYOCARDIUM WITH RESPECT TO CLC-

TREATED AND CONTROL RATS. ........................................................................ 133

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FIGURE 49. SPATIAL EXPRESSION OF ENDOGENOUS COLLAGEN V IN THE PERI-

INFARCTED REGIONS OF THE MYOCARDIUM................................................... 136

FIGURE 50. CLCS (YELLOW ARROWHEADS) PRIMARILY ENGRAFTED IN THE

COLLAGEN V-ENRICHED ENDOMYSIUM THAT ENWRAPS VIABLE MYOFIBERS IN

THE TREATED MYOCARDIUM. .......................................................................... 137

FIGURE 51. CLCS ENGRAFTED IN COLLAGENOUS DOMAINS IN THE MYOCARDIUM.

.......................................................................................................................... 137

FIGURE 52. POSSIBLE MSC- AND CLC- MEDIATED REPAIR MECHANISMS IN THE

COMPROMISED MYOCARDIUM. ........................................................................ 184

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Chapter One: Introduction

Cardiovascular Disease (CVD) is a leading cause of death in the world. Current trends

in epidemiology and rising incidences of diabetes and obesity among others indicate

that CVD will continue to remain widespread. Transcending geographical and

socioeconomic boundaries and gender differences, CVD was estimated to afflict 80.7

million people in the United States in 20051. In that year, CVD also accounted for an

estimated 17.5 million deaths, and is representative of 30% of all global deaths. Of

these mortalities, 7.6 million were due to heart attack and 5.7 million were attributed

to stroke. Locally, CVD is the cause for 1 in 3 deaths in Singapore or 32.3% of all

deaths in 20072.

1.1 Atherosclerosis

Atherosclerosis is a form of arteriosclerosis and is a condition in which patchy fatty

deposits or atherosclerotic plaques develop within the walls of arteries, leading to

reduced or blocked blood flow. Atherosclerosis is caused by repeated injury to the

arterial wall and many factors such as high blood pressure, smoke, diabetes and high

cholesterol levels in the blood contribute to this injury. Atherosclerosis is one of the

leading causes of illness and death in America as well as most other developed

countries. Approximately 16 million people have atherosclerotic heart disease in

20053. Clinical manifestations of artherosclerosis vary and depend on the location of

the affected artery and whether it is gradually constricted or occluded. Complications

of artherosclerosis include angina, heart attack, abnormal heart rhythms and heart

failure.

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1.2 Ischemic Cardiomyopathy

Coronary artery disease or ischemic heart disease is the most common underlying

cause of heart failure. An acute myocardial infarction (AMI) is the consequence of a

sudden and complete occlusion of a coronary artery that supplies blood to the

myocardium. This leads to a significant amount of cardiomyocyte death within the

myocardium. Resuscitation of cardiomyocytes is not possible if blood supply is not

restored within minutes. This decreases the bulk of functional cardiomyocytes and

leads to decreased cardiac contractility and an irreversible dilatation of the ventricular

chambers, as the left ventricle undergoes pathological remodeling or enlargement.

1.3 Cardiovascular Heart Failure

Heart failure is a multisystem disorder that is characterized by aberrant cardiac,

skeletal muscle, renal dysfunction and complex neurohormonal changes4. Heart

failure can result from systolic dysfunction or diastolic dysfunction. Heart failure due

to systolic dysfunction can be seen in two thirds of patient population and is caused

primarily by ischemic heart disease. Patients with this type of dysfunction

demonstrate a left ventricular ejection fraction (EF) < 30%. Heart failure resulting

from diastolic dysfunction on the other hand is observed in the remaining one third of

the patient population and is generally brought about by hypertension, ventricular

hypertrophy and possibly diabetes.

1.3.1 Myocardial systolic dysfunction

Systolic dysfunction can be simplistically described as failure of the heart to pump

blood into the circulation. This may be attributed to impairment or loss of cardiac

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myocytes and/or their molecular components. In congenital diseases such as

Duchenne muscular dystrophy, the molecular structure of individual myocytes is

affected. Myocytes and their components can be damaged by inflammation, as in the

case of myocarditis5. However, the most common mechanism of damage is ischemia

causing infarction and scar formation. After a myocardial infarction, dead myocytes

are replaced by scar tissues that affect the function of the myocardium.

Myocardial systolic dysfunction is characterized by a decrease in ejection fraction as

the strength of ventricular contractions is attenuated and generates an inadequate

stroke volume. This results in an inadequate cardiac output. Ventricular end-diastolic

pressures and volumes are correspondingly increased as the ventricle is inadequately

emptied. This pressure is in turn transmitted to the atrium, whereupon increased

pressure on the left side of the heart is transmitted to the pulmonary vasculature in left

heart failure. The resultant hydrostatic pressure favors extravasation of fluid into the

lung parenchyma, leading to pulmonary edema6. On the other hand, increased

pressure on the right side of the heart is transmitted to the systemic venous circulation

and systemic capillary beds in right heart failure. This in turn leads to fluid

extravasation into the tissues of target organs and results in peripheral edema6.

1.3.2 Myocardial diastolic dysfunction

Heart failure caused by diastolic dysfunction is generally described as the failure of

the ventricle to relax adequately. This generally denotes a stiffer myocardium that

leads to inadequate filling of the ventricle, and further results in an inadequate stroke

volume. Impaired chamber relaxation also results in elevated end-diastolic pressures

and the end result is identical to the case of systolic dysfunction (i.e. pulmonary

edema in left heart failure and/or peripheral edema in right heart failure).

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1.3.3 Ventricular Remodeling

Cardiac contractility is often impaired following a myocardial infarction.

Neurohormonal activation leads to regional hypertrophy of the infarct zone in a

process known as remodeling. In ventricular remodeling and dysfunction, the

geometric shape of the ventricle is altered and becomes more spherical and dilated7.

This geometric alteration adversely affects hemodynamic function and increases the

risk of ventricular arrhythmias so that sudden cardiac death is seen in 40% to 60% of

persons with systolic dysfunction8. These aberrant physiological effects are associated

with ventricular remodeling and involves neurohormonal release which affect the

structure and metabolism of the heart, increases hypertrophy, and ultimately leads to

chamber dilatation via adverse alterations in preload, afterload, stretch, wall stress,

interstitial collagen deposits and other direct inflammatory and apoptotic effects9.

Adverse consequences of remodeling include increased wall tension, increased

oxygen consumption, decreased subendocardial perfusion and decreased myocyte

shortening9.

1.4 Cardiac myofibrillogenesis

In order to develop efficient therapies for cardiovascular disease, it is important to

understand the basic physiology of muscle development. Myofibrillogenesis

essentially involves the ordered integration of actin, myosin and other accessory

proteins into sarcomeres, the basic functional units responsible for contraction in

mature striated muscle. The incorporation of actin and myosin proteins at episodic

intervals characteristic of sarcomeres requires

specific and dynamic interactions with

other cytoskeletal components10-12. The initial assembly

of myofibrils, Z bodies

composed of -actinin, the N-terminus of titin, nebulin, and telethonin contribute to

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the polarized organization of the thin actin filaments to form I-Z-I

bands in

developing sarcomeres11, 13-18

. Likewise, M-band proteins such as myomesin, M

protein and the C-terminus of titin play a significant role in incorporating the myosin

thick filaments into regular A bands

19-25. Importantly, the coincident association of the

giant protein titin (3–4 MDa) with thick and thin filaments as well as its persistent

localization to nascent Z and M bands strongly indicates that titin is of central

importance for the coordinated assembly of the key elements of sarcomeres during

early myofibrillogenesis13, 21, 22, 26, 27

.

There are currently two models of sarcomerogenesis. Both models are similar in that

structural proteins are essential for the assembly and incorporation of actin and

myosin into mature myofibrils. In the first, thin and thick filaments

assemble

independently on stress fiber-like structures during early myofibrillogenesis. These

stress fibre-like structures further develop into nonstriated myofibrils, which progress

to nascent striated myofibrils that in turn develop into fully

mature, striated

myofibrils12

. Adjacent strands of thin and thick filaments are initially aligned at the

cell borders and subsequently throughout the cytoplasm during the transition from

nonstriated to striated myofibrils. Thus, the earliest precursors of mature thin and

thick filaments are formed independently within the myoplasm of developing muscle

but proceed to integrate along common filaments during the later stages of myocyte

development.

The second model describes three distinct structures during myocyte development: (i)

premyofibrils28

, (ii) nascent myofibrils and (iii) mature myofibrils. Premyofibrils

contain transitory arrays of I-Z-I complexes consisting of sarcomeric actin occupying

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primitive I bands that are attached to precursors of Z disks, termed Z bodies, that are

enriched in -actinin and interact with miniature A bands composed of nonmuscle

myosin II. These primitive premyofibrils develop into nascent myofibrils, which

further differentiates into mature myofibrils with the simultaneous replacement of

nonmuscle myosin II with muscle myosin II

29. In this model therefore, the precursors

of thick and thin myofilaments are formed along the same structures and develops

concurrently into mature sarcomeres.

1.5 Novel therapy

Organ transplantation or orthotopic heart transplant is the gold standard of treatment

for heart failure, but remains impractical in reality due to a severe shortage of donor

organs. Successful treatment of cardiovascular disease is therefore restricted in many

situations by the lack of suitable autologous tissue to restore injured cardiac muscle or

tissue.

There is a pressing need to develop innovative and alternative therapies that may

replace irreversibly damaged heart tissue. The emergence of new drugs and

innovative devices have improved the quality of life for many patients diagnosed with

heart failure, however these do not necessarily prolong life expectancy or decrease

mortality and morbidity. End-stage heart failure eventually becomes refractory to

current treatments.

Current treatments for loss or failure of cardiovascular function include organ

transplantation, surgical reconstruction, mechanical assistance via the use of synthetic

devices, or the administration of drugs and other metabolic products. Although

routinely used, these treatments are not without constraints or complications. Most of

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these modalities do not replace existing damaged areas of the heart but rather work

towards enhancing the viable areas in the heart that are still functional. To date, the

only other therapy that addresses the underlying problem of extensive cardiomyocyte

loss in AMI is cardiac cell transplantation. Recent discoveries in the past decade have

led to the revelation that various stem/progenitor cells may regenerate the

myocardium. These have ignited an explosive implementation of numerous clinical

trials. Most of these studies however have reported variable outcomes and modest

efficacies.

1.5.1 Stem cells

1.5.1.1 Embryonic stem cells

Human embryonic stem (ES) cells are totipotent and are distinguished by their ability

to proliferate in their primitive state while retaining their ability to differentiate into a

myriad of cell types arising from all 3 germ layers (See Figure 1). Derived from the

inner cell mass (ICM) of pre-implantation or peri-implantation embryos in the

blastocyst stage, these cells remain in their native state only when cultured on a feeder

layer of mitotically inactivated mouse embryonic fibroblasts30, 31

. The use of

xenosupport systems has raised concerns of possible inter-species pathogen infection

that may prove problematic in downstream clinical applications. However, original

concerns surrounding the use of such a system have been quelled with the

development of serum-free support systems and human feeder layers.

Differentiation may be induced upon removal from feeder layers30, 31

. Most ES cell

lines will spontaneously differentiate into a vast array of cell lineages upon the

formation of an embryoid body. This includes spontaneously beating cells, which

have since been determined to be cells belonging to a cardiomyogenic lineage.

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Figure 1. Embryonic stem cells are totipotent and can differentiate into various cell

types.

ES cell-derived embryoid bodies have been reported to develop into early-stage

cardiomyocytes that recapitulate the ontogeny of cardiomyogenesis by sequential

expression of cardiac-specific transcription factors and sarcomeric proteins30, 31

.

Messenger RNAs encoding cardiac transcription factors, GATA-4 and Nkx2.5 are

expressed in EBs before messenger RNAs encoding the atrial natriuretic factor

(ANF), myosin light chain (MLC)-2v, - and ß-myosin heavy chain (-MHC and ß-

MHC respectively), Na+-Ca

2+ exchanger, and phospholamban. Sarcomeric proteins

are also expressed in the following order: titin (Z disk), -actinin, myomesin, titin (M

band), MHC, -actin, cardiac troponin T and M protein

30, 31. Myofibrillogenesis and

organization into sarcomeric structures are subsequently observed that accompany

cardiac-like excitability and contractility with nodal, atrial, and ventricular

characteristics. The nascent myofibrils in these terminally differentiated cells are

sparse and irregularly organized, although parallel bundles of myofibrils demonstrate

evidence of

A and I bands that are characteristic of sarcomeric structures32

.

Additionally, these mature cells reportedly express intercalated disks, fascia adherens,

desmosomes and functional gap junctions. This ES-derived cardiomyocytes are

capable of being electrically coupled with the host myocardium upon their

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engraftment in the compromised myocardium32, 33

. Furthermore, they form stable

intracardiac grafts for 7 to 32 weeks following their engraftment in the ventricular

wall. This in turn led to significantly reduced left ventricular remodeling and

enhanced cardiac contractile performance in the impaired myocardium.

1.5.1.2 ES cell stem therapy is not ideal for clinical use

The derivation of human ES cell lines and the establishment of a cardiomyocyte

differentiation system are promising for the development of heart regenerative

therapy. ES cells‟ pluripotent nature marks their main attraction as therapeutic agents.

However, this same property confers ES cells with a similar propensity for

tumorigenesis. It was recently reported that as little as 500 mouse or human ES cells

were sufficient to elicit reproducible tumor formations in vivo 34, 35

.

Consistent with a tumor-like phenotype, ES cells express a low level of the human

leukocyte antigen (HLA) class I molecules and do not express class II molecules. Just

like cancer cells, cells with a negligible expression of HLA molecules would be able

to evade the immune system. Thus, ES cells may exhibit immunotolerance following

engraftment in the myocardium. However, while ES cells may be immunoprivileged

in their undifferentiated state, it is likely that these cells may express HLA molecules

upon differentiation. To circumvent this problem, it has been suggested that ES cells

from a bank of only 150 donors with distinct HLA types be used for therapy36

.

However, these 150 cell lines may be inadequate to match the highly variable

genotypes in a multiracial patient population. Moreover, this „solution‟ was conceived

on the assumption that each of the 150 cell lines posses the same inherent

differentiation potential, a concept far from clinical reality.

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The implantation of undifferentiated ES cells or other inappropriate ES cell-

derivatives may also lead to an inadvertent perturbation of tissue function. Ironically,

it is ES cells‟ immense plasticity coupled with the fact that there are presently no

differentiation techniques that would yield a 100% pure population of mature progeny

that further underscores their limitations as a choice cardiovascular therapeutic agent.

It is not surprising therefore that ES cells are currently restricted from clinical use for

their questionable immunogenicity, innate propensity for teratoma formation and

controversial ethical issues arising from their use.

1.5.2 Adult stem cells

Adult stem cells are found in many organs and tissues and may replenish cells that are

lost during physiological homeostasis. Specific gene expressions are imprinted at the

fetal stage so that their ability to differentiate is restricted to the tissue in which they

reside. However, recent discoveries report that adult stem cells retain a high degree of

developmental plasticity, and can transdifferentiate into brain, gut, lung, liver,

pancreas, kidney and cardiac cells, when placed under specific conditions in vitro and

in vivo 37-44

. This new concept challenges the traditional dogma of adult stem cell

commitment and presents the impetus for a burgeoning interest in adult stem cell

therapeutics. The use of adult bone marrow stem cells in cellular transplantation is

perhaps the most progressive in current cardiovascular research.

1.5.2.1 Bone marrow stem cells

There are 2 most common types of stem cells in bone marrow: (i) hematopoietic stem

cells and (ii) mesenchymal stem cells. These cell types are believed to be ideal for

myocardial transplantation for their ability to develop into cell types representing

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various mesodermal lineages. These include smooth muscles, angioblasts and cardiac

muscle, which are the three major cell constituents in the heart.

1.5.2.1.1 Hematopoietic stem cells

Hematopoietic stem cells (HSCs) are multipotent and responsible for reconstituting

and maintaining all blood lineages. This population of adult stem cells is also

conferred with natural self-renewing properties. In vitro studies have reported that

human hematopoietic stem cells possess an inherent regenerative capacity and are

particularly predisposed to adipocyte and osteoblast differentiation (See Figure 2).

However, it has since been believed that hematopoietic stem cells may not

differentiate into cardiomyocytes45

.

1.5.2.1.2 Mesenchymal stem cells

Mesenchymal stem cells (MSCs) encompass a heterogeneous population of

undifferentiated, lineage-primed cells with differential phenotypic characteristics and

differentiation propensities. Found in bone marrow, muscle, skin and adipose tissue,

MSCs may be isolated from bone marrow aspirates in culture as they may adhere

differentially to the plastic culture dish. These cells can differentiate into muscle,

fibroblasts, bone, tendon, ligament and adipose tissue46

(See Figure 2). Cells

belonging to mature blood lineages may be removed using specific antibodies to

hematopoietic markers by fluorescence- or magnetic- activated cell sorting and

further purified in a Histopaq-Ficoll density gradient, prior to adherence on tissue

culture plastic surfaces. This unique property allows for an additional purification

measure, which enhances the specificity of this isolation method47-49

. Single cells of

spindle morphology may be observed 3-4 days after initial plating in a normal growth

medium. These cells exhibit a high proliferation rate and rapidly expand into colonies

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of confluent spindle cells by 10-14 days. The cultures consist mostly of

homogeneously needle-like cells typical of mesenchymal stem cells, although a

minority population of cells may reflect a polygonal morphology.

Figure 2. Bone marrow stem cells are multipotent and can

differentiate into cells belonging to various mesodermal lineages.

The MSCs used in cardiac research are mainly from the heterogeneous cell

population. Several studies have demonstrated that these adult stem cells can

transdifferentiate into cardiomyocytes and vascular-like structures37, 50, 51

.

5-azacytidine is a demethylating agent52

reported to induce the transdifferentiation of

murine bone marrow stem cells into spontaneously beating myocytes53

. Human MSCs

have also been reported to exhibit a cardiomyocyte-like phenotype when treated with

5-azacytidine. These cells reportedly express multiple cardiac specific proteins and

display distinct ultrastructural and electrophysiological characteristics that resemble

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native cardiomyocytes54, 55

. However, this phenomenon is inefficient and not readily

reproducible. Moreover, 5-azacytidine may induce a random demethylation of non-

specific genes that may in turn elicit toxic and adverse consequences on a systemic

basis. Thus, its clinical application has been cast with doubts.

On the other hand, butyric acid inhibits histone deacetylases, thus favoring histones in

an acetylated state in the cell56. Acetylated histones can neutralize electrostatic

interactions and thus have a lower affinity for DNA than non-acetylated histones.

Transcription factors are thus unable to access regions where non-acetylated histones

are tightly associated with DNA (i.e. heterochromatin). Therefore, butyric acid may

enhance the transcriptional activity at promoters that are otherwise usually silenced or

downregulated due to histone deacetylase activity. However, like 5-azacytidine,

butyric acid has a random mode of action and may lead to undesirable complications

on a systemic basis in downstream clinical applications.

Milieu-dependent differentiation forms the basis for undifferentiated bone marrow

stem cell therapy. It is believed that these multipotent stem cells undergo site-directed

differentiation to become resident cells of the recipient organ, specifically

cardiomyocytes and endothelial cells in regenerating myocardium. However, there is

growing evidence that cardiac transdifferentiation may be a rare and inefficient

process in MSCs.

1.5.3 Bone marrow stem cell-transplantation therapy

Bone marrow stem cell transplantation was originally conceived as a means to

repopulate and regenerate the non-viable areas of the infarcted myocardium to

compensate for the extensive loss in cardiomyocytes following a myocardial

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infarction. Moreover, bone marrow stem cells present as an attractive modality from

the perspective of autologous cardiovascular therapeutics.

The rationale for engrafting cardiomyocytes onto a compromised myocardium is

intuitive and has prompted the initiative for subsequent “proof-of-concept”

experimentation. Early success in these preclinical investigations formed the impetus

for the explosive, albeit premature initiation of numerous clinical trials in the last

decade. To date, there are more than 1000 patients receiving undifferentiated bone

marrow stem cell therapy in clinical trials. However, most of these studies have

reported mixed outcomes and modest efficacies57, 58

.

Bone marrow-derived cardiac transdifferentiation is inefficient and rare, but

existent59

. This inefficient process may be attributed to the heterogeneous

subpopulations in the bone marrow and ironically further confounded by the

multipotent plasticity of stem cell precursors in the bone marrow. Breitback et al

recently reported the presence of encapsulated deposits containing calcifications

and/or ossifications following cell transplantation in a murine myocardial infarction

model60

. These findings highlight the disturbing possibility of extended bone

formation in vivo following undifferentiated bone marrow stem cell therapy. To

significantly enhance clinical outcomes, it may be safer and more efficient to engineer

primitive bone marrow stem cells in such a way that they may play a more active role

in recovering the overall contractile performance in the infarcted myocardium. This

may be achieved if undifferentiated bone marrow stem cells were first committed to a

stable and distinct cardiac lineage ex vivo prior to actual transplantation therapy.

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1.6 Skeletal myoblasts

Skeletal myoblasts are resident mononucleated progenitor cells within the skeletal

muscle that unlike cardiac muscle possess the ability to regenerate upon injury.

Animal studies have shown that grafted myoblasts form myotubes in the myocardium

and eventually develop into distinct myofibers with contractile properties61

. However,

cardiac arrhythmia is an inadvertent early postoperative complication following

skeletal myoblast transplantation62

.

One of the earliest reports described the implantation of autologous skeletal myoblasts

into the postinfarction scar during a coronary bypass. Menasche et al measured

contraction and viability in the grafted scar. A mean of 871 x 106 autologous

myoblasts were injected into the scar during bypass grafting. There was improvement

in contraction and viability in the cell-implanted scars at an average follow-up of 10.9

months. However, 4 of the 10 patients suffered from sustained ventricular tachycardia

(VT) that was resistant to treatment with amiodarone and beta-blockers and was

managed with automated defibrillator implantation, while 4 of 5 patients suffered

from atrial fibrillation or VT63-65

. However, most episodes of arrhythmias were

clinically well tolerated and did not result in mortality. Nonetheless, the reasons for

arrhythmia following myoblast transplantation are multifactorial and may be

attributed to:

(i) A lack of gap junctions between transplanted myoblasts and resident

cardiomyocytes,

(ii) A difference in the action potential of the 2 cell types,

(iii) An inhomogeneous distribution of gap junctions in skeletal muscle as

compared to cardiac muscle,

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(iv) A differential expression of ion channel isotypes between skeletal muscle cells

and cardiomyocytes and

(v) The release of inflammatory mediators after needle puncture66

.

Myoblast transplantation is also plagued with problems of survival of donor cells

post-transplantation67

. It has been shown in animals that up to 90% of grafted cells die

within the first 1-2 days after transplantation68, 69

so that total myoblast survival is

approximately <1% in humans. This poor cell survival has been attributed to

inflammatory changes at the site of implantation, which has been attributed to the

result of trauma due to needle puncture, immune-mediated rejection of myoblasts, or

release of immune modulators as a result of myoblast cell death70

. Furthermore, a

recent randomized trial conducted by Menasche et al did not show any significant

benefit in patients with ischemic cardiomyopathy62

. Efforts are underway to

genetically modify skeletal myoblasts to enhance their therapeutic efficacy. The

future of skeletal myoblast as a cardiovascular treatment modality remains to be

elucidated.

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1.7 Clinical trials in BM stem cell transplantation for treatment of

MI

1.7.1 Clinical outcomes

Interest in bone-marrow stem cell- mediated cardiac regeneration began in 2001 with

Orlic et al‟s observation of induced cardiac repair in murine myocardial infarcts

following the introduction of Lin- cKit+ bone marrow cells in the compromised

myocardium71

. These mice demonstrated significant functional recovery within 9

days of transplantation via the de novo regeneration of cardiomyocytes and blood

vessels. Orlic‟s newly acquired knowledge then embraced a new concept that directly

challenges the traditionally accepted developmental paradigm of adult stem cell

commitment, as bone marrow cells were able to generate new cardiomyocytes,

smooth muscle cells and endothelial cells72-77

. This has inspired numerous

nonrandomized phase I clinical trials that test the feasibility and safety of autologous

cell transplantation. The results of the first clinical trial78

were published 1 year after

Orlic et al‟s discovery71

and almost 1000 patients have received similar treatments to

date. Table 1 summarizes the outcomes of the 4 major clinical trials79-86

.

1.7.1.1 Bone marrow transfer to enhance ST-elevation infarct regeneration (BOOST)

The BOOST trial was a randomized controlled trial, which recruited 60 patients

diagnosed with an ST-elevation myocardial infarction with subsequent reperfusion87

.

Patients were randomized into a conventional therapy group vs. a conventional

therapy combined with intracoronary transfer of autologous bone marrow cells

approximately 5 days following percutaneous coronary intervention. Cardiac function

was assessed via magnetic resonance imaging (MRI) and post transplantation

assessments show smaller infarct sizes, and no significant difference between scar

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tissue remodeling following cell transplantation therapy. More importantly, the

initially promising results at 6 months post therapy was not sustained in a longer

follow-up study at 18 months post-therapy, as there are no significant differences in

LV contractile performance between the 2 treatment groups. This in turn raises

concerns that transplantation of bone marrow cells may only bring about a transient

recovery of myocardial function but not permanent cardiac repair.

1.7.1.2 Autologous Stem Cell Transplantation in Acute Myocardial Infarction

(ASTAMI)

This trial recruited 100 patients into the study, of which 47 patients underwent

intracoronary injection of BM cells 6 days after an ST elevated myocardial infarction.

In a similar experimental design to the BOOST trial, cardiac function was assessed

with single photon emission computed tomography (SPECT) echocardiography and

MRI. As in the BOOST trials, transplantation of bone marrow cells did not

significantly affect LV myocardial function, infarct size or scar tissue remodeling.

1.7.1.3 LEUVEN-AMI

The LEUVEN-AMI trial conducted by Janssens et al was a double-blind randomized,

placebo-controlled study involving 67 patients84

. Bone marrow cell transplantation

was conducted the day after successful percutaneous coronary intervention for

STEMI. Functional recovery of cardiac function following transplantation of BM

included a significant reduction in infarct size and an enhanced recovery of regional

systolic activities. However, there were no significant differences in cardiac function

4 months post-therapy.

1.7.1.4 Reinfusion of Enriched Progenitor cells and Infarct Remodeling in Acute

Myocardial Infarction (REPAIR-AMI)

To date, this randomized, double-blind and placebo-controlled trial is currently the

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largest trial involving bone marrow stem cell transplantation in the world. BM cells

were transplanted 3-7 days following successful percutaneous coronary interventions

in patients with STEMI. Stem cell transplantation led to an increase of 2.5% in EF 4

months post therapy. This trial highlighted the fact that timing of cell transplantation

may be important in mediating myocardial improvement, as BM cells administered

from days 5-7 led to an increase of approximately 5.1% EF, whereas there no

observable recovery of cardiac performance with BM cell treatment up to 4 days after

reperfusion.

1.7.2 Problems encountered

Current clinical trials have shown that bone marrow stem cell transplantation for the

treatment of heart failure is feasible and relatively safe. However, early benefits in

cardiac function have been overshadowed by consistent trends showing only a modest

recovery of cardiac function in patients at longer follow-ups. These cast doubts on

bone marrow stem cells as ideal candidates for the treatment of heart failure as these

undifferentiated bone marrow stem cells appear only to confer temporary recovery of

myocardial function but not permanent cardiac repair. However, the source, number

and type of cells, mode and time of cell application and other details of design differ

between trials and this makes comparisons difficult. The critical problem is that there

is currently no mechanistic explanation for the clinical data. The initial results were

interpreted in terms of transdifferentiation of BMC to myocytes and vessels, as in the

animal models, but alternative angiogenic and paracrine hypotheses have also been

proposed. For example, in angiogenesis, endothelial cell precursors would

differentiate into blood vessels in vivo. This enhances myocardial perfusion, which in

turn keeps the remaining myocytes alive. In the paracrine hypothesis, it is believed

that the exogenous cells produce certain anti-apoptotic factors that can prevent cell

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death and/or stimulate stemness of other cells72, 73, 76, 88

.

Several other key concerns of BM stem cell transplantation in the clinical setting that

remain to be addressed in the clinical setting include the longevity of intracardiac

grafts, (engrafted) cell propensity for cardiac transdifferentiation, integration with

host myocardium, (engrafted) cell response to physiological and pathological stimuli,

possible tumorigenesis at the site of transplant and asynchronus contractions leading

to arrhythmias. Current phase I trials provide an insight into how BM stem cells may

contribute towards improving cardiac function. However, the long-term benefits of

BM stem cell transplantation remain less conclusive than those established in

preclinical studies.

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Table 1. Clinical outcomes of current major trials on cardiac regeneration for

treatment of acute myocardial infarction

Trial Design No. of cells

injected

No. of

patients/control

Change in EF

(%)

BOOST82, 83

Randomized 2.5 x 109

Unfractionated

BM stem cells

30/30 +6.0 (6 months

follow up)

+2.8% (18

months follow-

up);

p = NS

LEUVEN-

AMI84

Randomized,

double-blind,

placebo

controlled

3 x 108

Fractionated

BM-MNCs

33/34 +1.2 (3 months

follow up)

p = NS

REPAIR-

AMI80, 86

Randomized,

double-blind,

placebo

controlled

2.4 x 108

Fractionated

BM-MNCs

101/103 + 5.5 vs. +3.0

in placebo (4

months follow

up)

ASTAMI85, 89

Randomized 7 x 107

Fractionated

BM-MNCs

47/50 -3.0 (6 months)

p = NS

0.0 (12 months

follow-up)

p = NS

MAGIC62

Randomized,

double-blind,

placebo

controlled

4x108 (low-

dose)

8x108 (high-

dose)

autologous

skeletal

myoblast

33 (low-

dose)/34 (high

dose)/30

+3.4 (low-dose)

+5.2 (high-

dose)

+4.4 (placebo)

p = NS

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1.8 Extracellular matrices

The intimate and dynamic relationship between stem cells and their niches is

invaluable to the design of cardiovascular therapeutics but is not fully understood.

However, it is known that extracellular matrices (ECM) constitute a major part of

stem cell niches. These niches sustain the stem cell pool within each tissue or organ

by maintaining a tight balance of self-renewal, proliferation and differentiation.

Collagen, proteoglycan, glycoaminoglycans and glycoproteins are among the primary

constituents of the ECM. ECM collectively performs diverse physiological functions

and is elementary to maintaining the structural integrity of tissues and organs.

Cardiomyocytes in the healthy myocardium usually adhere to a collagen-based ECM

that is adequately compliant to external and internal physical forces to facilitate

cardiac contractility. This presents the „cue‟ for many cells, and influences many

physiological functions such as morphology, protein expression and organization,

proliferation, repair, senescence as well as differentiation, via the engagement of

relevant cell surface receptors and subsequent downstream signaling events. These

surface receptors include laminin receptors and syndecans, matrix metalloproteinases

and integrins.

Extracellular matrices may also provide a means to manipulate differentiation of stem

cells into well-defined lineages in vitro, by introducing ECM molecules into the

culture milieu. In addition, cell-ECM interactions may promote the proliferation of

these adult stem cells while simultaneously retaining their differentiation potential.

Although adult mesenchymal stem cells (MSCs) are amenable to in vitro

manipulation, they progressively lose their proliferative potential and multipotent

nature with continuous passages in culture. One way to harness stem cells into well-

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defined lineages in vitro would be to introduce ECM substrates within the culture

milieu.

1.8.1 Collagens

Collagen fibrils and proteoglycans are the most ubiquitous component of the ECM

and are present in all connective tissues. Collagens are homo- or hetero- trimeric

proteins assembled from type-specific- chains. The basic structure of collagen sees

α - chains are wound around one another in a coil-coiled conformation to form a triple

helix of collagenous domains.

The collagen family is a large heterogeneous class of proteins, which contain a

myriad of other protein-binding domains, in addition to the collagenous domain.

Collagens are also known to form supramolecular structures with other collagens

and/or other components of the ECM. Depending on their ability to form organized

fibers, collagens can be classified into fibrillar and non-fibrillar collagens90-92

. The

fibrillar collagens are a rather homogeneous group comprising of collagens type –I, -

II, -III, -V and –XI. These collagens are characterized by a single collagenous domain

and form fibrils, fibers via intermolecular interactions and are ultimately organized

into fiber bundles that constitute the primary structure rendering mechanical support

in the ECM93

.

Collagen type I is the most dominant form of collagen in the vertebrate body

including the heart. Collagen type I typically acts in concert with other collagens and

proteoglycans to confer tissues with optimal tensile strength and structural integrity.

Upon cellular interactions, collagen type I elicits vital biological functions such as

survival, motility and proliferation among other cellular events. The type I collagen

fibrils comprises of a core of collagen type V fibrils encapsulated by polymerized

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collagen types I and III fibrils94, 95

. The ubiquitous collagens types I-III confers

mechanical strength onto the collagen fibril, while the core collagens contribute

towards overall fibril morphology and thus tissue- specificity. Importantly, these

collagens serve as both a structural scaffold and attachment sites for other ECM

constituents and cell surface receptors such as integrins.

The overexpression of collagen type I is common observation among a variety of

fibrotic disorders. These disorders arise from a defective regulation of collagen

synthesis rather than mutation in the collagen structure. Following a myocardial

infarction, beating cardiomyocytes are replaced by a scar tissue that is infinitely stiffer

and less elastic than the normal myocardium. Elevated collagen deposition replaces

functional contractile cardiomyocytes in the scar areas of the infarcted myocardium

and correlates with a corresponding decrease in myocardial tissue compliance. Just as

a scar-like rigidity inhibits spontaneous beating, so the collagen-based domains in the

scar may be responsible for the low frequencies of marrow-derived cardiac myogenic

transdifferentiation in vivo.

1.8.2 Integrins and Integrin- mediated Cell Signaling

1.8.2.1 Integrins

Integrins are a major class of ECM receptor molecules with critical roles in cellular

differentiation and tissue development. The binding of distinct - and - subunits

induces integrin clustering at focal point on the cell membrane. This leads to the

formation of macromolecular signaling complexes defined as focal adhesions, which

trigger a cascade of downstream intracellular signaling events. Thus, integrins

essentially translate exogenous signals released from a cell‟s microenvironment into

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intracellular signaling events to regulate and influence subsequent cell fate and

function.

Figure 3. Known -integrin heterodimers.

To date, there are 24 identified human - and 9 -subunits96

. Established - and -

integrin dimers are presented in Figure 3. Integrin activation occurs via positive

allosteric modulation of the receptor. Upon ligand binding, integrins undergo

conformational changes, which increase ligand affinity. However, integrin activation

can also be accomplished via an upregulation of relevant integrin expression levels

and/ or induced clustering at focal adhesion points on the cell surface, which leads to

enhanced integrin avidity97-99

.

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1.8.2.2 Focal Adhesions

Focal adhesions act as intracellular sites of signal transduction and form a dynamic

„bridge‟ between the ECM and the cytoskeleton and influence adhesion-dependent

cellular events such as survival, proliferation (via MAPK activation) and

differentiation. Ligand-occupied integrins connect to the actin cytoskeleton and

participate in its reorganization, thereby coupling integrin receptors to the actomyosin

apparatus that is responsible for cellular contractility, while sequestering a myriad of

signaling molecules at a focal point (Figure 4).

The engagement of integrin receptors activates critical a cascade of intracellular

signaling events which influence cell survival and proliferation100-102

. Additionally,

integrin-stimulated signaling pathways have also been implicated in the

differentiation of stem cells. Notably, integrin-mediated pathways reportedly play

significant roles in the transdifferentiation of ES cells into the neuroectodermal and

mesodermal lineages103

. They may also be responsible for the differentiation of bone

marrow stromal precursors into functional osteoblasts104

. For instance, laminin is

known to direct the osteogenic differentiation in vitro105

.

Integrins that bind to the interstitial collagens include the 11, 21 101 111 and

v3 integrins106, 107

. Of these integrins heterodimers, the 21 and the v3 integrins

have been implicated in diverse physiological and pathological conditions. Several

reports have described 11 to inhibit collagen synthesis, and 21 to be a positive

regulator of collagen gene expression although they may function more as a

competitive inhibitor of the 11 integrin than a direct activator of collagen gene

expression108, 109

.

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Figure 4. Schematic illustration of a focal adhesion complex following integrin receptor clustering at a focal point on the cell surface.

Following ligand binding, distinct a/b subunits undergo receptor heterodimerization, which in turn leads to clustering at point of ligand

engagement. This further recruits cytosolic proteins to the site of clustering and subsequent formation of an intracellular macromolecular

signaling complex that further engages the cytoskeletal structure in the cell and activates critical cellular processes such as survival,

proliferation (activation of Ras/MAP Kinase pathways) and differentiation. Thus, integrins act as the physical and dynamic link between the

ECM and the cytoskeleton.

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The v3 integrin is an indiscriminate receptor with multiple specificities to a diverse

array of ligands including fibrinogen, fibronectin, thrombospondin and bone

sialoproteins among others. The principal binding motif for v3 interaction is the

Arg-Gly-Asp (RGD) sequence110

. Some ECM molecules such as collagens and

laminins possess intrinsic RGD sequences that are exposed upon allosteric

conformational changes following receptor binding. Notwithstanding, it is important

to highlight that the v3 integrin binds denatured but not native collagen. The v3

integrins have been implicated in participating in collagen- mediated processes

including remodeling of the collagen matrix111-114

.

1.9 Cardiac Tissue Engineering

The main disadvantage of cell-based transplantation therapies for the treatment of

cardiovascular disease is that only a limited number of cells being delivered to the

myocardium at any one time. However, this may be circumvented by efforts in tissue

engineering, in which cells were concentrated in a hydrogel-based and patch-like

heart tissue construct to replace irreversibly damaged portions of the heart.

Collagen type I is the most ubiquitous collagen in the human body. It is readily

available commercially and has been the most studied matrix for tissue engineering.

Zimmermann et al demonstrated the feasibility of collagen-based scaffold for tissue

engineering of an artificial cardiac tissue construct. They further demonstrated that

collagen matrix supported mechanical load that enabled development of

spontaneously contracting heart tissue constructs. These collagen-based cardiac

constructs were mechanically robust yet flexible and was quickly vascularized after

implantation115

. Radisic M and colleagues have also successfully seeded preformed

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collagen sponges/foam with neonatal rat heart cells suspended in Matrigel while

stimulating them electrically for extended time116

m while Simpson and colleagues

observed that neonatal rat cardiac myocytes aligned with the collagen to adopt a

tissue-like organization117

when a scraper was used to remove a part of the coated

surface of culture dishes pre-coated with freshly neutralized collagen type I. This led

to the generation of cardiac muscle constructs with improved cardiac tissue

morphology, contractile function, and molecular marker expression when compared

with non-stimulated cultures. Therefore, the underlying substrate of extracellular

matrix (ECM) plays an important role in cell growth and differentiation.

Commercially available ECMs substrates can be acquired as a purified powder to

form tissue construct with enhanced interaction and adhesion of stem cells.

Tissue engineered cardiac construct is an emerging field with real potential to benefit

a large number of patients with cardiovascular disease. Understanding the complex

interactions between the stem cells and their underlying collagen substrate will be

crucial in developing this into a clinical relevant application.

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1.10 Significance of study

Plasticity of mesenchymal stem cells may present an added advantage for cell

therapy. However, like their embryonic counterparts, this may inadvertently lead to

tumorigenesis or transdifferentiation into undesirable cell types following

transplantation therapy in the injured myocardium. Recent findings have indicated

current undifferentiated bone marrow stem cell therapies mediate their improvements

via non-myogenic mechanisms, while actual marrow-derived cardiac

transdifferentiation in vivo is inefficient and rare59

. Thus, it may be a safer and more

efficacious to commit these undifferentiated stem cells to a stable cardiac-like lineage

in vitro before transplantation into infarcted myocardium. This study reports that adult

human bone marrow mesenchymal stem cells (MSCs) can be differentiated into

cardiomyocyte-like cells (CLCs) via the simultaneous use of a non-toxic myogenic

induction medium (MDM) and collagen V matrix. This preclinical investigation aims

to develop a more effective cell-based therapy for the treatment of heart failure.

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1.11 Specific Aims

This study aims to establish a large-scale production of cardiomyocyte-like cells by

exploring stem cell commitment via milieu-dependent cardiac transdifferentiation of

human mesenchymal stem cells. Specifically, this study explores

(1) The effect of extracellular matrices like fibronectin, collagen, laminin, gelatin

and vitronectin, on the proliferation and cardiomyogenic differentiation

(2) Functional contribution of the newly established human cardiomyocyte-like

cells

(3) Investigate the dose-dependent effect of cardiomyocyte-like cells in the

systolic and diastolic performance of post-infarcted myocardium.

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Chapter Two: Materials and Methods

2.1 Recruitment of patients

Forty-five patients who were scheduled open-heart surgery were recruited into the

study. The study was approved by the Institutional Review Board of the Singapore

General Hospital. Informed consent was obtained from recruited patients.

2.1.1 Isolation and Cell culture

Cell suspensions were isolated from the sternum of patients undergoing open-heart

surgery. Approximately 0.5 -2 ml of bone marrow aspirates were collected in a sterile

tube containing 17IU/ml lithium heparin using a 23-gauge needle. The aspirates were

subsequently depleted of mature blood lineages by using specific antibodies against

CD3, CD14, CD19, CD38, CD66b and Glycophorin-A (Stem Cell Technologies,

Vancouver, Canada) and further purified by centrifugation in a 1.077 g/ml

Histopaque-Ficoll (Sigma, St. Louis, MO) density gradient. The enriched cell fraction

was collected from the interphase and subsequently transferred onto tissue culture

flasks in basal medium for 9-11 days to yield plastic adherent MSCs. The basal

medium, designated NGM, comprises of Dulbecco‟s modified Eagle‟s medium-low

glucose ([DMEM-LG] GIBCO; Grand Island, NY) supplemented with 10% fetal

bovine serum (Hyclone, Logan, UT) and 1% penicillin-streptomycin. Media was

changed every 3-4 days thereafter. Subconfluent cells were harvested by

trypsinization in 0.25% Trypsin-EDTA (Sigma) 14-21 days after initial plating and

further expanded as BM-MSCs in basal medium or differentiated towards

cardiomyocyte-like cells in a myogenic differentiation medium (MDM). All primary

cell cultures were maintained at 37 in 5% CO2 in air.

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2.2 Isolation and culture of neonatal rat cardiomyocytes

Cardiomyocytes were isolated from neonatal rats using a cardiomyocyte-isolation kit

(Worthington Biochemical Corporation). The cardiomyocytes were subsequently

cultured in the presence of arabinosylcytosine (Ara-C) to inhibit the growth of

fibroblast in the primary cultures. Cardiomyocyte cultures were maintained in NGM

at 37 in 5% CO2 in air, and medium was changed every 3-4 days.

2.3 Flow Cytometry

Cells were stained with a selection of specific anti-human antibodies. A comparative

histogram analyses was performed using the mean fluorescence intensities of MSCs

and CLCs. Early passage cells (passage 4-6) were trypsinized, washed with 5% BSA

and 1% fetal bovine serum in PBS and subsequently stained with a panel of the

following fluorescence- conjugated anti-human antibodies and the corresponding IgG

isotype controls for 2 hours at 4°C: FITC-conjugated CD34, CD90, CD106 and

integrin v3 (Chemicon), PE-conjugated CD31, CD44, CD45 and APC-conjugated

KDR (R&D Systems), CD105 and VEGF Receptor 2 (VEGFR2). Unconjugated

mouse anti-human antibodies to TIE2 (USBiological), 21 (Chemicon), 2 (Santa

Cruz), v (Research Diagnostics Inc), 1 (Chemicon) and 3 integrins (Cell Signaling

Technology) were detected using an allophycocyanin-conjugated rat anti-mouse

secondary antibodies (all BD Biosciences, unless otherwise stated). FACS was

performed using FACSDiva (BD Biosciences) and analyzed with FlowJo software.

2.4 Gene expression profiling via RT-PCR analyses

BM-MSCs were cultured separately in the basal or myogenic development medium

for 7 and 14 days. The expression of specific cardiomyogenic markers was assessed

by RT-PCR on mRNAs extracted from the respective cell types on Days 7 and 14.

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BM-MSCs were also proliferated on uncoated, collagen -I and -V extracellular

matrices for 14 days, whereupon mRNAs were subsequently extracted and probed for

gene expression of cardiac-specific markers.

Total RNA was extracted using TRIzol reagent (Invitrogen Life Technologies, Inc),

and RNA was precipitated with isopropanol. One microgram of RNA, extracted from

the respective cells, was reversed transcribed using 500ng oligo-dT and the

SuperScript® III First-Strand Synthesis System for RT-PCR (oligo-dT primers and

reverse transcription kits both from Invitrogen Life Technologies, Inc). Control

reactions were carried out in the absence of:

i. Superscript III reverse transcriptase (Invitrogen Life Technologies, Inc.) to

control for genomic DNA contamination and

ii. cDNA (template) to control for primer specificity.

iii. PCR amplification was carried out on 200ng of cDNA in a Biometra thermal

cycler, using Taq polymerase (Promega Corp.) Cycling parameters are

described as follows: 95C for 2 minutes; 40 cycles of Denaturation at 95C

for 1 minute, 60C for 30 seconds and 72C for 1 minute; 72C for 7 minutes.

Nested PCR was employed to detect the presence of transcripts expressed in low

abundance. These transcripts include GATA4, csx/nkx2.5, atrial natriuretic factor,

brain natriuretic peptide, cardiac troponin t, - myosin light chain 2a, and the - and

- myosin heavy chains. The thermal cycling profile is described as follows:

i. Primary PCR: 95C for 2 minutes; 35 cycles of 95C for 1 minute, 58C for

30 seconds and 72C for 1 minute; 72C for 7 minutes.

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ii. Secondary PCR: 95C for 2 minutes; 40 cycles of 95C for 1 minute, 60C for

30 seconds and 72C for 1 minute; 72C for 7 minutes.

2.5 Cell proliferation assays

Individual wells were coated overnight with various ECM substrates, according to the

manufacturer‟s recommendations. Early passage (Passage numbers 1-4) BM-MSCs

were cultured in DMEM or a myogenic development medium (MDM) and

proliferated on Collagen I, III, IV, V, gelatin, fibronectin, laminin, poly-L-lysine and

vitronectin matrices, at a seeding density of 1000 cells per well. BM-MSC and MSC-

derived CLC proliferation were monitored over 11 days, and a total cell count was

obtained with the use of a hemocytometer at days 1, 3, 5, 7, 9 and 11. The assay was

repeated 3 times with 5 replicates per respective treatment.

Gene expression profiling of cells expanded on competing collagen I:V substratum.

CLCs were cultured on tissue culture plastic surfaces pre-coated with competing

collagens I:V substrata in the respective ratios of 5:0, 1:4, 2:3, 3:2, 4:1 and 0:5,

overnight at 4°C. All samples were made up to a final concentration of 10mg/cm2.

Cells were trypsinized upon attaining 90% confluency, and re-seeded on freshly

coated surfaces with consistent collagens I:V ratios. Cells were harvested on the 14th

day of culture and total RNA was extracted from the cell samples as described for

subsequent gene expression profiling.

2.6 Integrin inhibition assays

Neutralizing antibodies were used to inhibit the v (Millipore) and 1 integrin

subunits as well as 21 and v3 heterodimers on CLCs (All antibodies were

purchased from Chemicon unless otherwise stated). To determine the effect of

functional integrin inhibition on initial cellular adhesion on collagen- ECM, CLCs

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were harvested and allowed to recover overnight on low-adhesion TC plates.

Subsequently, CLCs were cultured with neutralizing antibodies towards 21, v3,

v and 1 integrins for 1 hr on ice. These treated cells were then seeded on the

respective uncoated surfaces and collagens -I and -V substrata. A total cell count was

obtained the following day.

0.4 x 106 CLCs were typsinized and incubated with 1mg/ml, 5mg/ ml, 10 mg/ml,

25mg/ml or 50 mg/ml of the respective neutralizing antibodies for 2 hours on ice in a

final volume of 400mL to investigate the effects of dosage-dependence on gene

expression. Control samples included treatment with 10ug/ml IgG isotype antibodies

and untreated CLCs. Treated CLCs were subsequently plated on collagen V surfaces.

One thousand treated CLCs/200uL were plated 96 wells plates pre-coated with

collagen V with 5 replicates per treatment. A total cell count was obtained the

following day to compare the effects of integrin blocking on initial cell adhesion. At

the same time, the remaining (treated) cells were allowed to grow till approximately

90% confluency on tissue culture flasks pre-coated with collagen V ECM, thereafter

CLCs were trypsinized and the inhibition assay repeated 7 days after the first

inhibition, before cells were re-plated on fresh collagen V-coated surfaces. CLCs

were harvested on the 14 days following initial neutralization, and pellets were

collected for gene expression profiling.

2.7 Indirect Immunofluorescence Microscopy

2.7.1 Detection of collagen-coated tissue culture coverslips

Tissue culture coverslips (Electron Microscopy Sciences) were coated with 10ug/cm2

Collagen I and Collagen V (Sigma Aldrich Pte. Ltd), and their presence detected with

the use of specific antibodies. The coverslips were incubated with anti-Collagen I,

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anti-Collagen V and the control mouse IgG antibodies respectively, overnight at 4C.

After washing three times with PBST for 5 minutes each time, the cells were

incubated with Alexa Fluor 555-conjugated secondary antibodies in 0.1% bovine

serum albumin in PBS buffer for 1 h at room temperature, and subsequently mounted

with 70% Glycerol in PBS. Immunofluorescence microscopy was performed with a

Zeiss Axiovert 200M microscope.

2.7.2 Detection of cardiac myofibrillar proteins

CLCs were cultured on round glass coverslips (Electron Microscopy Science) at a

seeding density of 5000 cells per (24-) well for 14 days in the myogenic development

medium, MDM. The cells were first washed in a phosphate buffered saline containing

0.025% Tween 20 (PBST) and fixed in 4% paraformaldehyde and permeabilized with

0.1% Triton X-100 for 10 min each time, at room temperature. The cells were then

washed in 5% bovine serum albumin for 1 hour to block nonspecific binding. The

permeabilized cells were incubated overnight at 4C with primary or control IgG

antibodies in 0.1% bovine serum albumin. After washing three times with PBST for 5

minutes each time, the cells were incubated with Alexa Fluor 488-conjugated

secondary antibodies in 0.1% bovine serum albumin in PBS buffer for 1 h at room

temperature. Nuclei were stained with DAPI; cells were washed and subsequently

mounted with prolong Gold. Immunofluorescence microscopy was performed with a

Zeiss Axiovert 200M microscope equipped with 40x and 63x oil immersion lens.

2.7.3 Cardiac-specific promoter-driven EGFP reporter assay

The -myosin heavy chain promoter driven construct was a generous gift from

Professor Loren J. Field (The Indiana University School of Medicine), while the

myosin light chain 2v promoter driven EGFP plasmid was kind donation by Dr.

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Jennifer Moore (Department of Physiology, The McKnight Brain Institute). The

265bp fragment of the myosin heavy chain promoter (kindly provided by Professor

Giuseppe Inesi at the School of Medicine, University of Maryland), was subcloned

into the pEGFP-2 (Clontech) using BamHI/EcoRI restriction sites. All constructs

were verified with restriction digestion and sequencing analysis. The promoter-less

plasmid was transfected as a control. All plasmids were transiently transfected into

MSC-derived cardiomyocyte-like cells with Fugene6 (Roche). Subsequently, the

transfected CLCs were selected with 25ug/ml G418 for 2 weeks to a month.

Neomycine-resistant clones were subsequently analyzed for the presence of green

fluorescence under a Zeiss Axiovert 200M confocal microscope at 40x magnification.

2.8 Golgi Disruption

Cells were trypsinized and replated on coverslips in 24-well plates at a seeding

density of 10k cells per well. Cells were incubated with 500nM sodium monensin for

an hour at room temperature before washing with ice-cold PBS and fixing with ice-

cold 4% paraformaldehyde. Treated cells were subsequently stained sequentially for

the cardiac MHC and human Golgin97 and visualized under a Zeiss Axiovert 200M

microscope at 20-40x magnification.

2.9 Cell-labeling and detection

For the low-dose cell therapies, MSCs and CLCs were incubated with 10uM BrdU

(Roche Applied Sciences) at 37C for 48 hours. Subsequently, cells were washed

thoroughly with PBS for 15 minutes, and resuspended in a final concentration of 1

million cells/ 250 mL. This volume compensates for dead space. For the high-dose

cell therapies, CLCs were incubated with 1uM Vybrant CellTracker CM-DiI at 37C

for 48 hours, while MSCs were trypsinzed and incuated with 10uM Vybrant CFDA-

SE at 37C for 15 minutes. CM-DiI labeled CLCs were excited at 546nm using a

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Helium-Xenon lam and emission was acquired at 615-665nm. CFDA-labeled MSCs

on the other hand were verified with an anti-fluorescein AlexaFluor 488-conjugate

antibody which was excited at 492nm using a Helium-Xenon lamp. Emission for

CFDA fluorescence was acquired at 500-530nm. All fluorescence were detected with

a Zeiss Axiovert 200M fluorescence microscope and visualized with Metamorph

version 6.2 software.

2.10 Rat myocardial infarction models

A rat model of myocardial infarction was developed in female Wistar rats weighing

200-250g in body weight. Animals were anesthetized with a ketamine (100mg/ml)/

valium (5mg/ml) cocktail at a dose of 0.1ml per 100g body weight via intramuscular

administration. A left thoracotomy was performed while the rats were intubated

through intratracheal ventilation at a tidal volume of 2.5 mL (85 cycles/min). The left

anterior descending (LAD) coronary artery was identified and permanently suture-

ligated with a 7-0 polypropylene snare. One week post infarction, the rats were

subjected to an ultrasound echocardiography assessment prior to another thoracotomy

before 1 million BrdU-labled cells, 5 million CFDA-labeled MSCs (n=20 rats) or

CM-DiI labeled CLCs (n=20 rats) or serium-free medium (n=23 rats) were injected

intramyocardially around the peri-infarct regions of the compromised myocardium.

BrdU- and fluorescence labeled cells were administered in a final dose of 1x106 and

5x106 cells per 0.2ml serum free medium (NGM) respectively. Cyclosporine was

administered daily at a dose of 5mg/kg following cell transplantation. Six weeks post

LAD-ligation, the rats were subjected to another ultrasound echocardiography

assessment as well as a real-time in vivo pressure-volume catheterization before hearts

were explanted. Post-mortem was conducted immediately following death of animals.

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2.10.1 Ultrasound echocardiography assessments

All rats were gas anesthetized with 1.5% isoflurane and positioned left lateral

decubitus on a wooden table. The chests were shaved and cleaned with methylated

spirit. Transthoracic echocardiographical assessments were performed with a

commercially available ultrasound system equipped with a 13-MHz linear array

transducer (i13L) (Vivid 7 GE-Vingmed). Cardiac function was assessed as baseline

determinations, 1 week post-LAD ligation and 6 weeks post therapy. Recordings were

made under continuous ECG monitoring by securing the electrodes on the back, Grey

scale images were recorded in a parasternal short axis view at a depth of 2 cm. M-

mode tracings were recorded from the parasternal short axis view at the papillary

muscle (mid-LV) level at a speed of 200mm/s. Data was analyzed in the offline

system (Echopac). LV dimensions were measured from 3 consecutive cardiac cycles

on the M-mode tracings. LV ejection fraction was calculated using the modified

Quinones method, while LV fractional shortening was calculated as (LVIDed-

LVIDes)x100%/LVIDed.

Multiple pairwise comparisons were conducted between rats in the respective

treatment groups for in vivo assessment of cardiac function. For ultrasound

echocardiography assessment, normalized changes in respective cardiac parameters

measured were used as statistical variables and analyzed with Tukey‟s HSD or the

Games-Howell post-hoc ANOVA analysis for samples with equal and unequal

variances respectively.

2.10. 2 In vivo hemodynamic measurements

Surviving rats were allowed to recover for 6 weeks before being subjected to real-

time pressure volume catheterization. Animals were anesthetized with a ketamine

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(100mg/ml)/ valium (5mg/ml) cocktail at a dose of 0.1ml per 100g body weight via

intramuscular administration, and placed supine on a table. A 2-Fr microtip pressure-

volume conductance catheter specially designed for small animals (Millar

Instruments, Houston, TX) was inserted into the right carotid artery and advanced into

the left ventricle. The position of the catheter was visualized and guided by ultrasound

echocardiography. The volume calibration of the conductance system was performed

according to Pacher et al‟s methodology. At experimental endpoint, 50 uL of 15%

hypertonic saline was injected intravenously, and the shift of PV relationships parallel

conductance volume (Vp) was derived using PVAN3.2 (Millar Instruments) to correct

for cardiac mass volume and interference from baseline interference from the

immediate peripheral tissues. Preload independent indices were obtained via the

depression of the inferior vena cave with a sterile cotton swab for 7 seconds. Upon

completion of all steady state and preload-independent hemodynamic measurements,

rats were injected intraperitoneally with an overdose application of 70mg/kg of

sodium pentobarbitals while still subjected to general anesthesia. Hearts were

perfused with 0.9% saline, explanted and embedded in OCT, frozen in liquid nitrogen

and stored at -80C. Tissue heart sections were prepared with a cryostat and cut to

5um.

2.10.3 Detection of human nuclei

Explanted hearts were frozen fresh and sectioned to 5m. Cryosections were

rehydrated in PBS for 10 minutes and post fixed in 4% paraformaldehyde for 15

minutes before permeabilization with 0.5% Triton X-100 for 30 minute and blocking

in 5% bovine serum albumin containing 0.25% Triton X-100 (PBSTx). Cells were

incubated with a specific anti-human nuclei antibody (Millipore) in PBSTx for 4

hours, washed thrice with PBSTx for 15 minutes at room temperature and incubated

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with Alexa Fluor 488-conjugated secondary antibodies in PBSTx for 1 hour at room

temperature. Visualization of nuclei and general tissue sections was performed as

described in the following section.

2.10.4 Fluorescence microscopy of frozen tissue sections

For detection of other cardiac myofibrillar proteins, frozen tissue sections were fixed

in 4% paraformaldehyde, permeabilized with 0.1% Triton X-100 for 10 minutes, and

blocked in 5% bovine serum albumin (BSA) before overnight incubation with

primary antibodies against fluorescein, cardiac troponins –I and –T, -actinin,

MHC, connexin 43, von Willebrand factor, smooth muscle actin, the proliferating

cell nuclear antigen (PCNA) and collagens –I, -III and –V diluted in 1% BSA at 4C.

Washing steps were carried out with phosphate buffered saline supplemented with

0.25% Triton X100. Cells were incubated with Alexa Fluor 488/555/660-conjugated

secondary antibodies in 0.1% bovine serum albumin in PBS buffer for 2 hours at

room temperature. Nuclei were stained with DAPI. Immunofluorescence microscopy

was performed with a Zeiss Axiovert 200M fluorescence microscope and visualized

with Metamorph version 6.2 software.

2.10.5 Microvessel density count

Following von Willeband factor staining, tissue sections were visualized with

fluorescence microscopy. Random fields in the locale of cell engraftment in the mid-

anterior section of the infarcted myocardium were selected for vessel counting at

200x magnification (20x objective lens and 10x ocular lens). A microvessel was

defined as any immunofluorescent stained endothelial cell, while presence of a lumen

was not necessarily defined as a microvessel. Microvessel counts were derived from

an average of 3 areas per stained tissue section. Counts were further taken from 3

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fields in each selected area. Microvessel density count was expressed as the average

number of microvessels identified within the 200x fields.

2.10.6 Statistical analysis

All statistics were analyzed with SPSS version 13. A one-way ANOVA was used to

determine statistical significance between groups. Tukey‟s Highly Significant

Difference (HSD) post-hoc analyses were used to determine statistical significance

between treatment groups for samples with equal variances, while significance for

samples with unequal variances was calculated with the Games-Howell post-hoc

analyses. Homogeneity of variances was tested using the Levenne‟s statistic.

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Chapter Three: Results

This project investigated the relative efficacies of undifferentiated human

mesenchymal stem cells (MSCs) vs. MSC-derived cardiomyocyte-like cells (CLCs)

as a cell-based therapy for the treatment of chronic heart failure in a rat myocardial

infarction model. Furthermore, ECM that plays central roles in many vital aspects of

the electrically active myocardium including cell survival, differentiation,

proliferation, metabolism and regulation of resident cardiomyocytes, cardiac

progenitor cells and stem cells were examined. This chapter is sectioned

systematically into:

i. Comparative in vitro characterization of sternum-derived mesenchymal stem

cells (MSCs) vs. MSC-derived cardiomyocyte-like cells (CLCs);

ii. Examination of physiological roles of extracellular matrices on the cell fate

and development of CLCs;

iii. Comparative analyses of the respective therapeutic efficacies of high- and

low- dose MSC- vs. CLC- therapy via ultrasound echocardiographical

assessments, real-time in-vivo pressure volume hemodynamic measurements

and comparative histological assessments.

iv. Investigation into possible cell-mediated cardiac repair mechanisms in vivo

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Figure 5. Schematic map showing an overview of how the various project objectives and specific aims integrate with one

another and collectively form the framework of this study.

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3.1 Isolating Sternum-Derived Mesenchymal Stem Cells

3.1.1 Isolation of Bone Marrow Mesenchymal Stem Cells (MSCs)

After informed consent, bone marrow aspirates were obtained from 30 male and 15

female patients (mean age = 58.9 ± 11.4 years) undergoing open heart surgery. MSCs

were isolated from bone marrow mononuclear cells via Histopaque-Ficoll density

gradient centrifugation. Sternum-derived cells isolated via this standard purification

method were negative for CD31 expression but exhibited low CD34 expression

levels. Consistent with adult bone marrow mesenchymal stem cell, these cells were

also positive for CD44, CD90, CD105 and CD106 (Figure 6).

MSCs were further identified by colony forming units comprising of cells with a

fibroblastic-like morphology after adhering to tissue culture plastic following

purification in a standard density gradient. This passage was designated P0.

Subsequent MSC passages were characterized by a rapid proliferation rate, which

declined progressively in the mid passages (6-9). The patient-derived bone marrow

stem cells demonstrated plasticity consistent with mesenchymal stem cells since they

differentiated into bone and fat (Figure 7) upon induction in specific induction media.

3.1.2 Patient-derived cells can differentiate into osteoblasts and adipocytes

The hallmark of bone marrow stem cells is their multipotent plasticity. CD34+

CD44+ CD90+ CD105+ and CD106+ bone marrow cells were induced to become

osteoblasts and adipocytes (Figure 7), and subsequently cardiomyocyte-like cells

(discussed extensively in later sections) and were established as bone marrow MSCs.

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Figure 6. Patient-derived cells isolated via standard purification techniques demonstrated a low

expression of CD34, and were positive for CD44, CD90, CD105 and CD106, 40x magnification.

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Figure 7. Patient-derived bone marrow cells can be induced to undergo osteogenic and adipogenic differentiation.

Cells isolated from the sternum of patients are bone marrow stem cells. Von Kossa stainings in Figure 7A(i) shows mineral deposition (black

deposits) in these cells upon induction with an osteogenic induction medium, while green fluorescence in Figure 7A(ii) shows positive alkaline

phosphatase activities in the sternum-derived cells. Mineral deposition and high alkaline phosphatase activity are characteristic of osteocytes. B. The

presence of red oil deposits indicates that these cells have been successfully induced to become adipocytes. Cells were counterstained with

hematoxylin to visualize the nuclei.

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3.2 Developing a myogenic development medium

This project extends from an earlier study, which had reported that MSCs can be

differentiated into cardiomyocyte-like cells118

that expressed multiple cardiac

myofibrillar proteins and transcription factors.

RT-PCR showed that the expression profile of such differentiated CLC expressed

cardiac transcripts consistent with human adult cardiomyocytes. Moreover, cells

cultures induced with MDM promoted the enhanced expression of cardiac transcripts

such as Troponin -C and -T throughout 28 days in vitro as compared to other

differentiation methods using demethylation or acetylation techniques (Figure 8).

Further characterization studies show that different isolates of MSCs treated with this

simple and non-toxic myogenic development medium, MDM, showed a stable and

reproducible expression of many cardiac-specific myofibrillar proteins and

transcription factors that were consistent with the previously characterized CLCs.

Furthermore, the cardiomyogenic profile of these CLCs was stable after prolonged

passages in culture.

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Figure 8. Gene expression profile of differentiating mesenchymal stem cells (MSCs)

following exposure to 5-azacytidine (AZA), butyric acid (BA) or previously developed

myogenic development medium, MDM.

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3.3 In vitro characterization of MSCs and MSC-derived CLCs

Bone marrow aspirates were isolated from the sternum of 45 patients undergoing

open- heart surgery. These were subjected to negative selection with specific

antibodies to cells belonging to the mature blood lineages, and further purified in a

Histopaque-Ficoll density gradient. Plastic- adherent MSCs were used in subsequent

studies. In all experiments, MSCs were cultured in MDM to derive cardiomyocyte-

like cells for at least 7 days. Differentiation of early-passage MSCs (passage 0-3) into

cardiomyocyte-like cells after 2 weeks of culture in MDM was accompanied by a

change from spindle to stellate morphology (Figure 9). Importantly, MDM had a

significant effect on cell proliferation from the 5th day in culture, and eventually led

to a significant 4-fold increase in cell numbers at the end of 11 days (Figure 10).

CD34 and CD45 are cell surface markers typically associated with hematopoietic cell

types, while CD31 and CD106 are typical endothelial cell markers. Consistent with

histological stainings in Figure 6, MSCs did not express any of these cell surface

proteins but expressed high levels of CD44, CD90 and CD105 as consistent with a

cells belonging to mesenchymal lineage. MSCs of similar passage number were

cultured in MDM for 7 and 14 days.

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Figure 9. Induction of MSCs in MDM coincided with a change in morphology from

spindle to star-like.

Figure 10. Differential cell proliferation rates in MSCs and CLCs. MDM promoted the

significant expansion of differentiating MSCs.

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Figure 11. Gene expression profiles of MSCs and CLCs after 7 and 14 days in the

respective culture media.

Figure (i) shows the spontaneous expression of several cardiac-specific proteins in MSCs,

which disappeared after 14 days in culture. In contrast, the expression of the same markers

was sustained in MDM-treated MSCs after 2 weeks in culture. In addition, Figure (ii) shows

the expression of additional cardiac markers in vitro after 14 days in MDM. However, the

expression of the late-stage cardiac myofibrillar protein, Myomesin and the calcium channel,

Ryanodine Receptor 2 was notably attenuated by the 14th day in culture.

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Figure 11 shows that freshly isolated human MSCs spontaneously express some

cardiac-specific proteins such as the cardiac-specific transcription factors GATA4 and

Nkx2.5, cardiac troponin C and MLC2a as well as the cardiac-specific calcium

channels IP3R2 and the L-type voltage gated 1c calcium channel. However, the

expression of these proteins quickly diminished with time and disappeared by the 2nd

week in culture. In contrast, MSCs differentiated in MDM showed sustained

expression of these proteins. In addition, MDM also promoted the expression of other

cardiac-specific proteins such as the cardiac transcription factors, Nkx2.3, Nkx2.8 and

GATA6 as well as the cardiac myofilament, skeletal muscle actin. MDM also

induced expression of the mature cardiac myofibrillar protein cardiac, myomesin and

the specific calcium channel, ryanodine receptor 2 (See Figure 11).

Further characterization studies showed that MSC-derived cardiomyocyte-like cells or

CLCs, expressed functional Nkx2.5 and GATA4. Both transcription factors displayed

a strong nuclear localization (Figure 12A), which strongly suggests an “activated”

state that is required to drive the expression of relevant downstream cardiac-specific

proteins. GATA4 and Nkx2.5 are reportedly required for the lineage development

preceding the expression of genes such as atrial natriuretic protein (ANP), myosin

light chain (MLC)-2v, -myosin heavy chain (-MHC), -myosin heavy chain

(MHC), and connexin 43 that are indicative of distinct maturation stages within the

developing organ in vivo 30, 31, 119, 120

.

These transcription factors interact with other proteins to form a macromolecular

protein complex that binds to specific sequences in the promoter regions upstream of

the cardiac myosin heavy chains and the MLC2v mRNA121, 122

. However, an

aberration in any of the proteins forming the transcriptional machinery complex will

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not drive the expression of any cardiac genes downstream of the promoter, regardless

of their respective expression levels. Cardiac-specific promoter driven reporter assays

were used to test for the functionality of these transcription factors responsible for the

expression of the myosin heavy and light chains. In this assay, the MHC-, MHC-

and MLC2v- promoters were cloned upstream of a reporter enhanced GFP gene

(expression vectors were kindly provided by Dr LJ Field, Dr. G. Inesi and Dr.

Jennifer Moore). Thus, green fluorescence in Figure 12 indicates that the cardiac

transcription factors driving the expression of myosin heavy and light chains are both

expressed and functional.

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Figure 12. Spatial expression and functional activity of cardiac transcription factors in CLC cultures.

A. Prevalent nuclear localization of Nkx2.5 and GATA4 in CLC cultures. B. Green fluorescence strongly indicates that

the transcription machinery, which includes Nkx2.5 and GATA4, driving the expression of the cardiac myosin heavy

and light chains are expressed and fully functional.

B

A

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CLCs exhibited intense stainings of endothelial cell markers such as the vascular

endothelial growth factor receptors, VEGFR2 and the smooth muscle -actin, that are

typically associated with blood vessel formation (Figure 13A). Additionally, CLCs

also expressed several calcium channels such as SERCA and especially the cardiac-

exclusive voltage gated 1c calcium channel that are critical in muscle contractility

(Figure 13B).

CLCs exhibit a distinct cardiac myogenic-like phenotype as they express a multitude

of cardiac myofibrillar proteins including the cardiac troponins -C and –T,

tropomodulin, phalloidin actin filaments as well as mature myofibrillar proteins like

titin and the myosin heavy and light chains. More importantly, the punctate assembly

of myofibrillar protein aggregates or Z-bodies, especially those of -actinin, into

well-defined cross striations consistent with sarcomeres strongly suggests a

developing contractile phenotype (Figure 13C). Nonetheless, CLCs did not exhibit

spontaneous beating. This suggested that CLCs while committed to a stable and

distinct cardiac-like phenotype, they did not achieve terminal differentiation. This in

turn implies that CLCs may still retain a certain degree of multipotency reminiscent of

their stem cell origins and these cells may undergo dedifferentiation to develop into

other mesenchymal-derivatives such as chrondrocytes and osteocytes among others.

However, dedifferentiation was neither observed in prolonged CLC cultures (up to 11

passages in vitro) nor in vivo, as fluorescent-labeled CLCs in the treated myocardium

demonstrated distinct cross striations that were not distinguishable from host

cardiomyocytes 8 weeks post-transplantation. Nonetheless, future preclinical

investigations should including tracing the cell fate and development of CLCs in the

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treated myocardium at 4, 6, 12 and 24 months post-transplantation to establish a

stable CLC-derived cardiac development in vivo.

3.3.1 Golgi-Localization of GATA4 and Myosin Heavy Chain

GATA4 is an early transcription factor that critically regulates embryonic

development, cardiomyocyte differentiation and stress responsiveness of the adult

heart. GATA4 also promotes MSCs to transdifferentiate into a partial cardiac

myogenic phenotype via an upregulation of the insulin growth factor binding protein

4123

. These cells have been observed to exhibit nuclear translocation of GATA4124

,

which correlates with -sarcomeric actinin expression during cardiac

transdifferentiation. Consistent with a developing cardiac phenotype, CLCs but not

MSCs, demonstrated an increased nuclear localization of GATA4 and

correspondingly an enhanced cytoplasmic accumulation of MHC. More specifically,

MDM induced protein transport into the relevant spatial compartments within the cell.

Moreover, MHC assumed a myofibrillar appearance in the cytoplasm that was

consistent with a cardiac differentiated state. This further supported MDM-treated

MSCs differentiation into cardiomyocyte-like cells. Interestingly however, patient-

derived MSCs and CLCs also exhibited a persistent Golgi-localization of GATA4 and

myosin heavy chain (Figure 14-15).

It has been reported that certain MHC antibodies may recognize the -COP protein

that is ubiquitous in the Golgi Apparatus125

. However, the Golgi-retention of MHC

in particular was consistent with 3 different antibodies to MHC. Moreover, when

applied to neonatal rat cardiomyocytes, these same antibodies did not illustrate the

Golgi-retention of MHC. Moreover, MHC took on a parallel swollen appearance

when the Golgi Apparatus was disrupted with sodium monensin (Figure 16), which

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further verified a specific interaction between MHC and the Golgi-apparatus.

However, Figure 15 also shows that the cytoplasmic localization of MHC in CLCs

was not affected by Golgi disruption with 500nM of monensin. This in turn suggests

that cytoplasmic trafficking and fibrillogenesis of MHC may be independent of the

Golgi apparatus.

The golgi-localization of cytoplasmic proteins, myosin in particular, is not new.

However, the myosins that associate with the Golgi apparatus are the non-

conventional myosins such as myosin II, which are implicated in vesicular transport

of secretory proteins or in the maintenance of structural integrity of the Golgi

Apparatus. It remains to be determined if MHC also played an alternative

developmental role in maintaining the structural integrity of the Golgi Apparatus or

the cytoskeletal architecture of the increasingly cardiac-like CLC.

The golgi-localization of these proteins is recurring phenomenon in patient-derived

MSCs and MSC-derived CLCs. GATA4 has been implicated in driving the

expression of MHC. The golgi-localization of both GATA4 and the myosin heavy

chain implicates the Golgi apparatus in playing an important role in the regulation of

cardiac differentiation and myofibrillogenesis of MHC in differentiating CLCs. This

is discussed further in Chapter 4 of this thesis.

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A. Endothelial markers

B. (Cardiac) Calcium channels

Figure 13 A-B. CLCs express endothelial marker proteins and several calcium channels that are critical for cell contractility

including the cardiac-exclusive ryanodine receptor 1/ 2and the voltage gated L-type 1c calcium channels. … continued next page

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C. Cardiac Myofibrillar Proteins

Figure 13. Characterization of protein expression in CLCs.

A. CLCs express endothelial protein markers and may thus possess an inherent propensity for

endothelial differentiation. B-C: CLCs also express a myriad of cardiac specific myofibrillar

proteins such as the cardiac troponins, well developed actin filaments, cardiac myosin heavy and

light chains and titin. C. More importantly, the appearance of well-defined cross-striations,

especially distinct with -actinin stainings, strongly suggests a developing contractile phenotype.

All fluorescence were detected with a Zeiss Axiovert 200M fluorescence microscope and

visualized at 63x magnification (oil immersion lens) with Metamorph version 6.2 software.

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Figure 14. Golgi-localization of GATA4 in MSCs and CLCs. (A) shows that GATA4 expression in both undifferentiated MSCs and cardiomyogenic CLCs was predominantly localized to the Golgi

Apparatus, although CLCs also exhibited an enhanced nuclear localization of the cardiac transcription factor that is strongly indicative of

an activated cardiac differentiated state. (B) shows the colocalization of the GATA4 transcription factor with a resident trans Golgi network

(TGN) protein, Golgin 97. This further verifies the spatial expression of GATA4 in the trans-Golgi network.

A

B

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Figure 15 Spatial expression of MHC in MSCs vs. CLCs.

Immunofluorescence analysis shows the colocalization of the cardiac -myosin heavy chain with human golgin 97 in both

MSCs and CLCs. This golgi-localization was consistent with 3 different specific antibodies to MHC, and is a persistent

occurrence in more than 95% of either cell types. There is however increased cytoplasmic localization of MHC in

MDM-treated MSCs. This spatial expression of MHC in the cytoplasm resembles the cytoplasmic accumulation of Z-

bodies prior to their coalescence into Z-bands in early sarcomeric development. Hence, the Golgi-retention of MHC may

be a property of the undifferentiated state. Nonetheless, the differentiated cell types (CLCs) still retained a relatively

intense MHC expression in the golgi apparatus. This may be explained by the fact that MSC-derived CLCs have not yet

achieved terminal differentiation, despite being committed to a distinct cardiac lineage.

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Figure 16. Cardiac myosin heavy chain (MHC) takes on a parallel swollen appearance as the Golgi

Apparatus is dispersed in MSCs and CLCs with 500nM monensin.

The cytoplasmic localization of myosin heavy in CLCs was not affected by golgi disruption with 500nM monensin. This in

turn suggested that cardiac MHC fibrillogenesis may be independent of the Golgi apparatus.

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3.4 The roles of extracellular matrices on the cell fate and

development of CLCs

Heart failure is a debilitating clinical manifestation of an acute myocardial infarction

(MI) and is typically characterized by active remodeling of the compromised

myocardium. Fibrosis and ventricular remodeling are inherent pathophysiological

responses to an acute myocardial infarction and begins with elevated extracellular

matrix (ECM) deposition126

. Subsequent deregulation of matrix synthesis occurs as

an inadvertent process of (negative) ventricular modeling post-infarction as changes

to the composition, organization and fibril orientation of the myocardial extracellular

matrices (ECMs) constitute principal processes in restructuring cardiac geometry

during active ventricular remodeling. This ultimately „stiffens‟ the myocardium and

leads to deleterious consequences as an increasingly noncompliant myocardium

inadvertently exacerbates ventricular dysfunction.

There is increasing evidence that the myocardial ECMs may be a dynamic link

between electromechanical function and the macroscopic architecture of the

myocardium. It is possible that remodeled myocardium may secrete interstitial ECM

substrates (or other secretory proteins such as inflammatory cytokines, etc) into the 3-

dimensional microenvironment of resident/stem cells in the cardiac syncytium. In

turn, these myocardial ECMs may influence critical cellular processes such as cell-

survival, proliferation and differentiation via the engagement of specific integrins on

resident/stem cells in vivo. The interstitial collagens are integral constituents of the

myocardial ECMs. Specifically, Collagen I and III represent the major components of

the myocardial ECMs while collagen V is a minor but important collagen subtype that

regulates matrix assembly and tissue stiffness127, 128

. It is not well studied if ECMs

play significant roles in the proliferation and cardiac transdifferentiation of primitive

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human mesenchymal stem cells (MSCs). Furthermore, the pathophysiological

effect/s of myocardial fibrosis and post-infarct ventricular remodeling on stem cell

survival, engraftment and differentiation in the infarcted myocardium also remains

poorly understood.

This section seeks to understand the roles ECM substrate molecules and their

extracellular matrix ligands in the cellular physiology of MSC-derived

cardiomyocyte-like cells (CLCs). More specifically, this study aims to identify an

appropriate extracellular matrix that would

i. Promote the large-scale expansion of MSC-derived cardiomyocyte-like cells

in vitro and

ii. Sustain/ promote a distinct cardiac-like phenotype in vitro and in vivo.

3.4.1 Collagen V enhances cellular adhesion and proliferation of CLCs

To test for the effects of extracellular matrices on human mesenchymal stem cells,

patient-derived MSCs were cultured on various ECM substrata including fibronectin,

gelatin, laminin, poly-L-lysine, vitronectin and the collagen types I, III, IV and V. As

is evident in Figures 17-20 and further verified with ANOVA analyses, CLCs

expanded significantly on collagen V matrix through enhanced initial cell attachment

and cell survival. In contrast, laminin was among the least supportive substratum for

cell attachment, p > 0.05 (See Figure 17). This result is consistent with Conget et al‟s

and Phinney et al‟s findings that laminin matrices do not encourage cell adherence129,

130.

Collagens –I, -III and –V constitute the predominant components of the interstitial

ECM in the myocardium. CLC-attachment on the collagen extracellular matrices in

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vitro showed that the number of total cells adhered to pre-coated collagen surfaces

increased with respect to those cultured on uncoated tissue culture (TC) plastic

surfaces. CLCs (1.39 ± 0.23 fold) cultured on Collagen I extracellular matrices

showed a trend towards enhanced initial cellular attachment. However, this did not

achieve statistical significance. Similarly, collagen III matrix, another major collagen

subtype found in the heart, did not support a significant adhesion of CLCs and MSCs

(Figures 17-18). In contrast, CLCs showed preferential interaction with collagen V

substrate molecules, resulting in a significantly enhanced initial cellular attachment

(1.97 ± 0.54 fold, p<0.01) (Figures 17-18).

Collagen V supported the highest attachment of CLCs as compared to those cultured

on collagens -I (p=0.06) matrices. The simultaneous effect of MDM and collagen V

extracellular matrices promoted a synergistic increase in CLC proliferation that

persisted throughout 11 culture days (Figure 19-20), as CLCs expanded a further 8-

fold from a simple culture in MDM on uncoated TC plastic surfaces (Figure 19-20).

In addition, CLCs cultured on collagen V ECM persistently demonstrated enhanced

expansive rates (in relation to CLCs cultured on collagen I matrices). As seen in

Figure 19, this benefit persisted throughout the entire study period, and resulted in a

29.3 ± 13.5 fold increase (p<0.05) in CLCs expanded on collagen V, as compared to a

7.4 ± 2.9 fold expansion in CLCs cultured on collagen I matrices on the 11th culture

day. Collectively, these observations suggest that a significant initial attachment-

dependent survival, which is achieved via CLCs‟ preferential interaction with

collagen V substrates, is important for subsequent expansion of CLCs on a large

scale.

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Figure 17. CLCs were harvested and seeded on tissue culture plastic surfaces pre-coated

with various ECM substrates.

These include fibronection, collagens I, III, IV and V, gelatin, Laminin, poly-L-lysine and

vitronectin. Of the 9 ECM substrates tested, only Collagen V promoted a significantly

enhanced adherence-dependent cell survival in CLCs with respect to CLCs that were

expanded on uncoated tissue-plastic surfaces.

Figure 18. CLCs demonstrate preferential affinity for collagen V ECM. Collagen V, but not collagens -I and -III, promotes a significant attachment off the

differentiating cells 1 day after cell seeding on surfaces pre-coated with the respective

collagen ECM. In contrast, MSCs did not demonstrate preferential interactions with Collagen

V ECM. *p<0.01 vs. MSCs on collagen V.

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Figure 19. Collagen V ECM promotes enhanced adherent-dependent survival of CLCs.

CLCs‟ significant initial attachment on collagen V extracellular matrices resulted in

significant expansions that persisted throughout 11 days. In contrast, CLCs did not proliferate

significantly on collagen I. Data were normalized to day 3 control that was seeded on

uncoated tissue culture surface. *p<0.005 vs. CLCs on collagen I, #p<0.05 vs. CLCs on

collagen I.

Figure 20. Large scale expansion of CLCs on collagen V ECM.

Collagen V was the only 1 of the 9 ECM substrates tested to promote a significant increase in

expansive rate as compared to CLCs that were expanded on uncoated tissue culture plastic

surfaces. This benefit was initiated as early as the first day and persisted for 2 weeks in

cultures.

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Figure 21. Red fluorescence verified that the tissue culture plastics were indeed

pre-coated with Collagens -I and -V molecules respectively.

Figure 22. Quantitative assessment of cardiac gene expression levels in CLCs expanded

on collagens -I and -V substrata via densitometry.

All gene expression levels were normalized to the expression level of the housekeeping gene,

-actin. CLCs cultured on collagen I matrices exhibited persistently attenuated expression

levels of several cardiac-specific proteins, while collagen V matrices enhance selective

cardiac gene expression in cardiomyocyte-like cells. Gene expression of cardiac transcription

factors and sarcomeric myofilaments, but not ion channels, was upregulated in collagen V

cultured cells. Densitometric assessments of cardiac gene expression were measured as Mean

SD arbituary units normalized to the actin expression levels in CLCs cultured on

Collagen I and V ECM respectively.

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3.4.2 CLCs demonstrated enhanced cardiac differentiation on Collagen V

matrices

As shown in Figure 21, red fluorescence verified that the pre-coated surfaces were

indeed coated with the respective collagen substrate molecules. CLCs cultured on

collagen V matrices demonstrated enhanced expression levels of the cardiac

transcription factors, GATA4 and Nkx2.5, as compared to collagen I-cultured CLCs

(Figure 22). Consistently, downstream gene expression of ryanodine receptor-2

(RyR2), skeletal muscle α actin, troponin C and troponin T was similarly enhanced in

CLCs that were expanded on collagen V matrices.

Images obtained via DNA gel electrophoresis were subjected further to densitometry

to obtain a quantitative assessment of the relative gene expression levels of the

respective cardiac-specific markers in CLCs that were expanded on collagen I vs.

collagen V ECMs (Figure 22). CLC-interaction with collagen I ECMs resulted in the

attenuated expression of several cardiac specific transcription factors such as GATA4

and Nkx2.5, the ryanodine receptor 2 (RyR2), which is in turn a cardiac-exclusive

intracellular calcium channel that releases calcium from the sarcoplasmic reticulum;

and several myofibrillar proteins including troponins -C and –T, the cardiac -actin

and the cardiac skeletal -actin. However, the gene expression of MEF2C,

connexin43, IP3R2, L-type calcium channel α1c subunit and cardiac α actin remained

relatively unchanged in relation to the 2 collagen subtypes (Figure 22). The same

observations were further vindicated in a comparative analysis of gene expression

profiles of CLCs cultured on competing ratios of collagen I: collagen V substratum

(Figure 23).

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Figure 23 shows enhanced expression levels of cardiac-specific proteins with

increasing CLC-collagen V interaction. Conversely, CLCs demonstrated decreasing

cardiac expression with increasing CLC- collagen I interaction (Figure 23). Thus,

collagen V matrices promote and support the distinct cardiac-like gene expression in

CLCs. More importantly, the expression of these cardiac-specific proteins remained

stable in prolonged cultures, thus supporting the persistence of a distinct cardiac-like

phenotype in the differentiating CLCs on Collagen V ECM (Figure 24).

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Figure 23. Relative cardiac gene expression in CLCs cultured on competing

Collagen I: collagen V substrata.

CLCs were expanded on competing collagen I: collagen V substrata with a

final total collagen concentration of 10ug/cm2 in any 1 sample. Data is

presented to show increasing collagen V concentrations toward the right, and

increasing collagen I concentrations towards the left.

Figure 24. Stable (gene) expression of cardiac specific myofibrillar

proteins in prolonged CLC cultures.

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3.4.3 Study of relevant integrin signaling

Cell-ECM interactions activate downstream intracellular signaling processes via the

heterodimerization of relevant integrin subunits. Cellular interaction with collagens

reportedly involves the engagement of the 11, 21 and V3 heterodimeric

integrins 104

. The human-specific antibody against the 11 integrin heterodimer was

commercially unavailable at the point of writing and studies investigating the role of

11 in cellular adhesion on collagen types -I and -V extracellular matrix surfaces

were thus excluded in this thesis.

Flow cytometry analysis showed that more CLCs expressed higher levels of the 21

(50.2 17.2% vs 34.2 23.2% in MSCs) and v3 (56.5 21.4 % vs. 33.1 25.5 %

in MSCs) integrin at basal levels relative to MSCs (Figure 25), while, the v and 3

integrin was upregulated in CLCs on collagen –I and –V extracellular matrices Table

2. In particular, CLC-attachment on collagen -I and especially collagen -V surfaces

was significantly attenuated upon the functional blocking of the 21, v3 and 1

integrins (Figure 26B). These observations suggest that cellular attachment of CLCs

on collagen –I and especially collagen -V surfaces involve the engagement of these

integrins. As less MSCs express these integrins at basal levels (Figure 18), they do not

exhibit preferential interaction with collagens I and V extracellular matrices.

Notably, the v and 1 integrin subunits constituted the majority of integrin family in

CLCs regardless of matrix surface. CLCs expressed the 1D integrin, which is

selectively expressed by skeletal and cardiac muscle as well as endogenous levels of

collagens –I and –V, and it is possible that they may secrete varying levels of the

respective collagens when cultured on different ECM surfaces (Figure 26A). This

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may lead to inadvertent variations in endogenous integrin expression as CLCs interact

with the respective collagen matrix substrates. To circumvent possible confounding

results, each treatment group was normalized to untreated CLCs cultured on the

respective surfaces. A paired t-test was then conducted against the IgG isotype

control in each ECM group to analyze for significant attenuation in CLC attachment

on each ECM surface.

As shown in Figure 26B, CLCs treated with the IgG isotype control did not affect

cellular attachment on any surface as indicated by an approximately equivalent ratio

of IgG-treated CLCs to untreated CLCs on the respective surfaces (i.e. IgG-treated

CLCs on collagen I ECM/ untreated CLCs on collagen I ECM ≈ 1). Initial CLC

attachment on uncoated tissue culture plastic surfaces involves the engagement of the

v3 integrin heterodimer and the 1 integrin subunits, since the inhibition of either

integrin significantly attenuated cellular adhesion.

Functional inhibition of 21 and 1 integrins on CLCs significantly attenuated initial

cellular adhesion on collagen I (p<0.005 and p<0.0005 respectively) and collagen V

(p<0.05 and p=0.06 respectively). Conversely, neutralization of v3 and v integrin

inhibited adhesion of CLCs on collagen I (p<0.05 and p=0.06 respectively) but not on

collagen V (p=0.09 and p=0.6 respectively), although functional blocking of the v3

integrin in CLCs cultured on collagen V ECM trended towards low attachment on

collagen V substratum with respect to IgG-treated CLCs on the same ECM surface.

Figure 23B. Similarly, functional neutralization of the v integrin did not affect

cellular attachment on collagen V surfaces as the number of v integrin- inhibited

CLCs was approximately equivalent to the number of untreated CLCs). CLC

adhesion also appeared to be primarily dependent on the 1 integrin subunit, as

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inhibition of the 1 integrin mediated lower CLC-attachment on all tested surfaces

(p=0.002 on uncoated surface, p = 0.001 on collagen I, p = 0.06 on collagen V coated

surfaces). Likewise, inhibition of the 21 integrin heterodimer mediated a

correspondingly marked decrease in CLC- attachment on collagens -I and -V matrices

(Figure 26B). This is consistent with current literature that reported that the 21

integrin heterodimer as an important receptor of triple helical interstitial collagens,

such as collagens -I and -V.

Cellular interaction with collagens predominantly involves the engagement of the

11, 21 and V3 heterodimeric integrins104

. This study shows that collagen V

significantly enhanced CLC adhesion as compared to MSCs. This enhanced adhesion

may possibly be attributed to a larger number of CLCs expressing the 21 and V3

integrin heterodimers as compared to MSCs.

With the exception of troponin T expression, functional blocking of the 21 integrin

failed to have any significant impact on cardiac gene expression in CLCs that were

cultured on collagen V matrix (Figure 27). In contrast, neutralizing the v3 integrin

with higher concentrations of the specific function-blocking antibody to the (integrin)

heterodimer significantly reduced expression of troponin T, skeletal muscle actin

and RyR2 expression in CLCs cultured on collagen V matrices (Figure 27). Thus, the

V3 integrin may be a primary effector of a collagen V-centric response to CLCs in

cardiac differentiation. However, GATA4 expression in collagen V-expanded CLCs

remained inert to the functional neutralization of the v3 integrins, even after

exposure to the highest concentration of v3 neutralizing antibody. This suggests that

GATA4 expression is independent of 21 and v3 integrin-mediated signaling.

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It remains to be elucidated if differential integrin signaling was responsible for CLCs‟

significantly enhanced adherence and expansion rates when exposed to collagen V

matrix. More importantly, CLCs cultured on collagen V matrices retained the

expression of cardiac-specific myofilamental proteins, as these partially cardiac

differentiated stem cells retained the appearance of nascent Z-body aggregation

reminiscent of developing cross striations that are in turn characteristic of sarcomeres

(Figure 28). Therefore, collagen V extracellular matrices support an emergent

contractile phenotype in the differentiating CLCs.

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Figure 25. Flow cytometry analysis of integrin expression in MSCs

and CLCs.

MSCs and CLCs also express the 21 and v3 integrin heterodimers,

which reportedly interact with the interstitial collagens, including the

collagen subtypes -I and -V respectively. CLC expressed higher levels of

v3 and v3 integrin heterodimers than MSCs. Flow analyses derived

from 3 independent experiments.

Table 2. Human CLCs express 2, 1, v, 3, 21, and v3 integrins. The gene

expression levels of the v and 1 integrins were markedly higher in CLCs cultured on

collagen V ECM.

Integrin subunits CLCs

Collagen I Collagen V

2 33.3% 37.1%

v 81.7% 79.2%

1 81.4% 75.1%

3 43.6% 38.7%

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Figure 26. Initial cellular-attachment of CLCs on collagen matrices is mediated via engagement of specific integrins.

A. CLCs expressed the cardiac-specific integrin 1d as well as endogenous levels of collagens I- and V.

All cell counts were normalized to the total number of untreated CLCs on the respective ECMs to circumvent possible confounding experimental

variations due to endogenous collagen or integrin expression. B. CLC-attachment on uncoated tissue culture plastic surfaces is mediated via the

engagement of the v3 and 1 integrins (p<0.05 vs. IgG control in either inhibition), while CLCs interact with collagen substrates via ligation of the

21 integrin heterodimer (p= 0.026 vs. IgG control on Collagen V ECM, p = 0.001 vs. IgG control on Collagen I ECM). Additionally, CLC-

adhesion on collagen V matrix primarily engages 1 integrins (p=0.06 vs. IgG control), but not the v and v3 integrins (p>0.05 vs. IgG control on

collagen V ECM). In contrast, CLCs‟ interaction with collagen I substrates involves the v3 (p=0.016 vs. IgG control) and 1 integrins (p<0.001 vs.

IgG control). CLC attachment on any of the tested surfaces did not demonstrate selective integrin engagement in cell attachment. Data presented here

is derived from 5 replicates.

A

B

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Figure 27. Dose-dependent effect/s of 21 and v3 integrin inhibition on expression

levels of cardiac-specific proteins in CLCs that were expanded on collagen V

extracellular matrices.

Functional integrin blocking neutralized the effect of collagen V on cardiac gene expression

in cardiomyocyte-like cells when administered in higher doses. In particular, inhibition of the

v3 but not the 21 integrin heterodimer attenuated expression of troponin T, skeletal

actin and RyR2 receptor.

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Figure 28. CLCs expanded on

collagen V extracellular matrices

retained expression of several mature

cardiac myofibrillar proteins.

More importantly, these cells retained

the distinct cross-striations that are

consistent with a developing myogenic

phenotype.

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3.5 In vivo functional studies

This section reports the findings of a comparative study investigating the respective

therapeutic efficacies of (i) low- and (ii) high- dose cell therapies employing the use

of (i) undifferentiated MSCs and (ii) CLCs in a rat myocardial infarction model. The

full methodology for in vivo functional studies is summarized in Figure 29. As shown

in Figure 30, the different sample sizes used in echocardiographical assessments and

examination of PV relationships in the respective cell therapy groups was attributed to

the high experimental attrition encountered in this survival model. One week after the

creation of the rat MI model via the ligation of the LAD coronary artery, cell-treated

rats, MSCs or CLCs were injected around the peri-infarct region of the myocardium 7

days post-ligation. MSCs and CLCs were administered in doses of 1x106 or 5x10

6

MSCs or CLCs in a final volume of 0.2ml serum free medium. These rats were

subsequently subjected to another ultrasound echocardiographical assessment as well

as a real-time in vivo pressure-volume catheterization 6 weeks post-transplantation.

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Figure 29. Flowchart summarizing experimental methodology for in vivo studies

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Figure 30. Surviving number of rats in the respective cell therapy groups pre- and post transplantation.

The relatively high attrition observed in post-therapy assessments of pressure-volume relationships was attributed to a

learning curve associated with unfamiliarity with a relatively novel experimental technique at the point of

investigation.

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Figure 31. 2-Dimensional (2D) M-mode

echocardiographical analyses show the disease

progression of a sham-operated control rat.

(A) A 2-Dimensional M-Mode echocardiogram of a rat

myocardium at baseline demonstrates a robust

contractility characteristic of a healthy rat. (B) 2D M-

mode echocardiographs of a representative media-

injected control rat illustrate a severe thinning of the

interventricular septum, which worsens progressively

with time.

A

B

CFDA labeled

CLCs? Or

MSCs???

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Figure 31C. Successfully myocardial infarction was created in rats in the respective

treatment group as shown by significant functional decreases in LV ejection fraction from

baseline levels post- LAD ligation.

Table 3. Mean LVEF (%) of rats in the respective treatment groups at baseline, post-

ligation and 8 weeks post-therapy.

*p<0.05 among all groups,

#p<0.05

vs. low-dose treatment groups

Cardiac

Function

Treatment

Groups

Baseline Post-ligation Post-therapy

Mean Std.

Deviation Mean

Std.

Deviation Mean

Std.

Deviation

Ejection

Fraction

(%)

Media-injected

control (1M) 71.91 2.74

*55.86 8.23 52.53 8.36

MSC-therapy

(1M) 70.12 2.08

*55.25 6.79 53.99 10.87

CLC-therapy

(1M) 70.65 1.90

*50.51 11.56 51.66 9.52

Media-injected

control (5M) #78.34 2.18

*70.21 6.38 69.52 5.99

MSC-therapy

(5M) #77.85 2.05

*65.51 7.29 70.09 8.82

CLC-therapy

(5M) #75.90 3.31

*68.24 4.02 61.69 7.85

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Figure 31 shows a 2-dimensional M-mode echocardiographical analysis of a

representative rat in the medium-injected control group. Figure 31A depicts the

healthy myocardium at baseline levels, while Figure 31B shows the myocardium of a

representative serum-free media injected rat 6 weeks after injecting serum-free

medium into the peri-infarct zones of the myocardium. Following ligation of the LAD

coronary artery, control rats demonstrated severely thinned interventricular septa

(IVS) with respect to baseline. Systolic wall thickening in these rats worsened

progressively with time, following injection of serum-free media into myocardium, as

can be seen in Figure 31B. At the same time, Figure 31B also shows that the LV

internal diameter increased with time, suggesting progressive chamber dilatation in

the control rat.

Figure 31C shows that the successful creation of a myocardial infarction in all rats

before they were randomized into the respective treatment groups as LVEF decreased

significantly from baseline levels post LAD ligation. Baseline values were not

significantly different among the different treatment groups. However, post-ligation

values significantly differed between several groups despite randomization into the

respective groups and the sonographer and surgeon being blinded to the study (Table

3). Furthermore, post-ligation and post-therapy values of rats within each treatment

group were plagued with large variations as reflective of inadvertently variable infarct

sizes, which are in turn exemplified by the large standard deviations between groups.

These variations may give rise to large standard errors, which may obscure actual

functional improvements between treatment groups.

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Normalized treatment-induced changes in multiple cardiac functions were calculated

as follows to circumvent possible confounding factors due to the presence of large

variations between treatment groups.

This method of calculation essentially used each rat as its own control and allowed for

a more meaningful comparison of functional improvements effected by the respective

therapies. This also eliminated the confounding factor of significantly different

statistics that was present in the low dose cell therapy group post ligation and which

may be attributed to the relatively smaller sample sizes in the respective low-dose cell

therapy groups, as compared to the high dose cell therapy groups. In contrast,

conventional comparisons between treatment and placebo groups in current clinical

trials do not normalize measurements in cardiac function to pre-transplantation

values. However, this approach is only applicable if the post-ligation reference values

between treatment groups are not statistically different from one another. This was not

the case in this study as post-ligation EF values were significantly different between

rats in the respective treatments.

Rats treated with a low-dose of MSCs and CLCs had a mean LVEF of 56.7 21.8%

and 54.6 18.8% while control rats had a mean LVEF of 24.0 5.9% (Figure 32iv).

Following normalization to post-ligation values, these translated into (0.76 28.99)%

and (5.87 21.71)% as control rats deteriorated by (3.34 20.23)%. Rats

administered with a high dose of CLCs and MSCs showed a mean improvement of

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(7.14 8.39)% and (-0.76 7.1)% in LVEF respectively while control rats

deteriorated by (11.3 11.4)%. This is consistent with current literature, which

reports an improvement of 3 - 7% in LVEF in clinical trials (Table 1).

Notwithstanding reportedly modest improvements observed in most clinical studies

(Table 1), marked improvements in LVEF have been described in rare cases. For

example, LVEF improved to 50.1% from 20.9% in a 32 year old man who had

suffered end-stage cardiac failure from haemachromatosis secondary to red blood cell

transfusions and was administered bone marrow stem cell transplantation131

.

Consistent with Figure 31A-C, 2D M-mode ultrasound echocardiography showed that

serum-free media injected control rats injected with an equivalent volume of serum-

free media trended towards a progressive deterioration in cardiac function (Table 4).

Multiple pairwise ANOVA analyses using Tukey‟s HSD post-hoc statistical analysis

showed no significant differences between therapy groups. However, this particular

study showed large experimental variability as shown by the large standard deviations

reported in Table 4. Nonetheless, CLC-treated rats demonstrated consistent trends in

smaller internal diameters and improved global cardiac functions such as ejection

fraction and fractional shortening.

In contrast, hemodynamic measurements derived from real-time intra-ventricular

pressure-volume catheterization showed that low-dose cell- therapy mediated

statistically significant improvements in cardiac functions. Consistently, control rats

demonstrated severely dilated ventricular chambers as represented by enlarged end-

systolic (188.2 69.8 uL) and end-diastolic volumes (224.1 74.4 uL). In contrast,

end-systolic volumes were significantly smaller in both MSC-treated (84.1 50.3 uL,

p<0.01) and CLC-treated rats (71.7 50.8 uL, p<0.005). Similarly, smaller end-

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diastolic volumes were observed in rats treated with MSCs (148.9 ± 49.1 uL, p<0.05)

and CLCs (139.1 45.2 uL, p<0.05). These smaller cardiac volumes suggest that cell

therapy attenuated negative LV remodeling in the cell-treated myocardium. It remains

to be elucidated if cell-therapy actively or simply acted to prevent the progressive

thinning of the interventricular septum walls (See Figure 32i-ii).

Cell-therapy also mediated improvements in global systolic performance.

Specifically, CLC-treated (56.7 21.8%, p<0.01 vs. control) and MSC-treated (54.6

18.8%, p<0.005 vs. control) rats demonstrated enhanced left ventricular ejection

fraction (LVEF) with respect to control animals (25.0 5.9%). This translated further

into significantly higher cardiac output in rats administered with CLCs (33073.6

15018.3 uL/min, p<0.05) and MSCs (31498.8 11162.1 uL/min, p<0.05)

transplantation, in relation to control animals (18111.2 3353.8 uL/min) that received

serum-free medium injection (See Figure 32 iv-vi).

Additionally, cell-therapy significantly enhanced myocardial systolic function as

shown by the elevated maximum dP/dt levels in CLC- treated (13685.5 3870.7

mmHg/s, p=0.06) and MSC –treated (12929.8 5547.8 mmHg/s, p=0.1) rats with

respect to control animals (8316.6 4788.7 mmHg/s). Similarly, diastolic myocardial

relaxation in rats treated with CLCs (10159.6 2838.5 mmHg, p<0.05) and MSCs

(11118.1 4744.1 mmHg/s, p<0.01) exhibited significantly enhanced minimum dP/dt

levels as compared to control animals (5391.2 2913.7 mmHg/s) (See Figure 32 iii).

However, CLC- (66.5 27.8 mWatts, p<0.05), but not MSC- transplantation (60.5

44.9 mWatts, p=NS), significantly improved maximal cardiac power relative to

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serum-free media injected control rats (30.8 8.6 mWatts). Although not statistically

significant, there was a trend towards considerably lower end-diastolic pressures in

CLC-treated rats (8.5 ± 2.0 mmHg) as compared to MSC-treated (11.2 ± 9.4 mmHg)

and control rats (17.1 ± 27.7 mmHg). On the average, the Tau (Glantz) relaxation

index in CLC –treated rats (14.9 3.5 msec) was also lower than both MSC- treated

(17.5 7.0 msec) and control (18.5 3.2 msec) animals. These trends collectively

suggest that CLC-therapy mediated better relaxation properties within the ventricular

chambers, in turn mediating better tissue compliance, which ultimately leads to

enhanced biomechanical efficiencies in the CLC-treated myocardium.

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Table 4. Ultrasound echocardiography assessment of cell-treated rats.

Measurements obtained via 2D ultrasound echocardiographical assessments show that CLC-therapy trended towards improvements in cardiac

function, although these did not achieve statistical significance. In particular, the CLC-treated myocardium demonstrated trends in enhanced

mid-anterior wall velocities and enhanced global contractility such as ejection fraction and fractional shortening with respect to serum-free

media injected control animals. In contrast, MSC-treated rats trended towards little or no improvement in cardiac function with respect to

control rats.

Multiple

pairwise

comparisons

Analysis of cell-mediated changes in cardiac functions by Ultrasound echocardiography

assessments (Mean ± SD)

Medium-injected

control rats

n = 10

MSC-Therapy

(1 million cells)

n = 8

CLC-therapy

(1 million cells)

n = 9

p-value

% changes in:

Heart Rate -10.86 ± 8.98 -1.41 ± 13.69 -6.68 ± 11.51 NS

IVSes 12.86 ± 33.66 14.66 ± 33.38 12.7 ± 18.71 NS

IVSed 2.60 ± 13.90 6.61 ±17.81 2.68 ± 9.59 NS

LVIDes 15.36 ± 20.51 16.09 ± 35.44 9.49 ± 20.60 NS

LVIDed 11.44 ± 12.12 12.23 ± 15.79 10.00 ± 13.18 NS

Systolic Wall

Thickening 98.59 ± 162.3 43.30 ± 86.19 48.88 ± 71.77 NS

Ejection Fraction -4.43 ± 19.03 0.76 ± 28.99 5.87 ± 21.71 NS

Fractional Shortening -3.34 ± 20.23 -333.9 ± 502.2 8.51 ± 24.33 NS

Mid-Anterior Wall

Velocity 38.03 ± 176.82 28.18 ± 87.60 53.82 ± 99.87 NS

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Figure 32. Functional improvement in cell transplanted myocardium.

In vivo pressure-volume catheterization showed that both MSC and CLC transplantation stabilized cardiac geometry by preventing chamber

dilatation as demonstrated by significantly smaller end-systolic volumes and end-diastolic volumes in relation to control animals that received

serum-free medium injection. Systolic activity and global contractile function was correspondingly significantly improved in MSC and CLC

transplanted myocardium as compared to control animals.

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Figure 33. Efficiency of BrdU-labeling in MSCs and CLCs.

MSCs and CLCs were labeled with bromodeoxyuridine (BrdU) before cell transplantation.

Labeling efficiency of either cell-type was greater than 90%.

Figure 34. Identification of transplanted human stem cells in rat

myocardium 6 weeks post transplantation.

Co-localization of anti-BrdU (arrows) and anti-human nuclear (arrows)

antibodies confirms the specificity of staining in identifying the transplanted

cardiomyocyte-like cells.

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Figure 35. Engraftment of BrdU-labeled CLCs in the cardiac syncytium in host

myocardium.

Immunofluorescent cell tracking showed that the integration of some human cardiomyocyte-

like cells (arrows) within the host myofibrillar architecture, while exhibiting distinct

sarcomeric cross-striation indistinguishable from native cardiomyocytes. The engrafted

human cardiomyocyte-like cells were found to connect electrically to the host myofibers

through connexin43 gap junction proteins (arrowheads).

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3.5.1 BrdU labeling of cells in the low-dose therapy group

Cells in the low -dose cell therapy groups were uniformly labeled with

bromodeoxyuridine (BrdU) nuclear labeling dye before cell transplantation. More

than 99% of the cells were labeled and there were no significant differences in the

labeling efficiencies of either cell types. In addition, viability of the BrdU labeled

MSCs or CLCs was comparable with greater than 95% cell survival (Figure 33).

3.5.2 Cell fate and development of BrdU labeled cells in vivo

The identity of transplanted human cells in the infarcted myocardium was vindicated

by the co-localization of BrdU label and human nuclei staining (Figure 34). These

cells appeared to demonstrate distinct cross-striations characteristic of sarcomeric

structures in vivo that were indistinguishable from host cardiomyocytes (Figure 35).

Furthermore, positive connexin 43 stainings in juxtaposition to the engrafted cells

indicate the formation of gap junctions between the exogenously administered cells

and the host myocardium (Figure 35). Taken together, these findings imply that the

engrafted cells underwent extended cardiac differentiation in vivo to become

cardiomyocytes that were able to couple electrically with host cardiomyocytes.

However, immunofluorescence tracking of the transplanted cells showed only a low

frequency of cellular engraftment in the host myocardium. This may explain the lack

of significant improvements in regional myocardial contractility in 2D ultrasound

echocardiography assessments (Table 4). More importantly, the low engraftment rate

in the cell-treated myocardium is still disproportionate to the significant

improvements in global cardiac function that was observed in cell-treated rats, as it is

highly unlikely that such a small population of exogenously supplied cells could

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regenerate the infarcted myocardium or contribute meaningfully to overall

contractility.

Persistent improvements in cardiac function in spite of low incidences of cellular

integration in the cell-treated myocardium underscore the likelihood of alternative

non-myogenic and possibly paracrine-induced repair mechanisms in vivo. In

particular, smaller cardiac volumes in cell-treated rats strongly suggest a significant

attenuation of (negative) LV remodeling (Figure 32 i-ii) Thus, the cell-treated

myocardium may prevent the progressive thinning of the ventricular walls by

modulating matrix architecture, thereby reducing tissue „stiffness‟ in an otherwise

increasingly non-pliable tissue mass in the peri-infarct borders of a developing „scar‟.

In so doing, cell therapy may act to sustain tissue compliance in the remaining viable

tissues within the peri-infarct precincts of the infarcted myocardium, while facilitating

a synergistic recovery of biomechanical functions via myocyte replacement, and

sustaining or enhancing overall contractile efficiencies with respect to the untreated

myocardium.

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3.5.3 High-Dose Cell Therapy

It is important to emphasize that notwithstanding the discrepancies in cell integration

and cell-mediated myogenic repair, CLC- transplantation can contribute to cardiac

contractile activities via myocyte replacement (See Figure 35). However, direct

cellular effects of cell-mediated myogenic cardiac repair in vivo could only be

vindicated with relatively higher frequencies of cellular integration in the

myocardium. It was believed that high-dose cell-therapy would increase the

probability of cell engraftment in the myocardium when administered in a higher

dosage. Specifically, cells were administered in high dosage to determine if CLC-

therapy mediated myogenic replacement/ regeneration. This also allowed for a

subsequent comparative study investigating the dose-dependent effects of cell-therapy

on cardiac function.

3.5.3.1 Fluorescent Labeling of cells in the high-dose therapy groups

Cytoplasmic fluorescent dyes were used to label MSCs and CLCs for rats in the high-

dose cell therapy groups. MSCs were labeled with CFDA-SE, while CLCs were

labeled with CM-DiI. More than 99% of either cell types were labeled and no

significant differences were observed in the respective labeling efficiencies of

cytoplasmic stain. More importantly, viability of either fluorescence-labeled cell types

remained high at 92.8 ± 1.5% in CFDA-labeled MSCs and 98.9 ± 0.5% in CM-DiI

labeled CLCs. The high viability rates indicate that the fluorescence dyes used to

label the respective cell types did not have adverse cytotoxic effects on either cell

types and thus would not be responsible for any cell death in vivo following

transplantation (Figure 30).

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Low cellular integration in the low-dose cell therapy group may obscure any

discernible improvements in global contractility via ultrasound echocardiography.

The respective cell therapy groups were administered in higher doses to gain an

insight into the mechanistic benefits of cell transplantation in vivo. To determine the

effects of high-dose cell therapy on cardiac function, 5 million CM-DiI-labeled CLCs

or CFDA-labeled MSCs (n= 20 rats per therapy group) or 200 uL of serum-free

medium (n=15 rats) were injected into the infarct border regions of the myocardium 1

week after ligating the left anterior descending coronary artery of

immunocompromised rats. Left ventricular (LV) function was analyzed via

ultrasound echocardiography and pressure-volume (PV) catheterization.

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3.5.3.2 2D M-mode ultrasound echocardiography assessments and Tissue Doppler

Imaging of Cardiac Function

Consistent with previous findings discussed in the low dose groups, statistical

analyses show that the serum-free media injected control rats demonstrated

significantly larger LV dimensions during end-systole and end-diastole and

correspondingly thinner interventricular septum (IVS) at the anterior walls (Figure

36i-iii). In contrast, cell-treated rats generally exhibited significantly thicker

interventricular septum and anterior walls (Figure 36 i-vi) and smaller LV diameters

during contraction. Correspondingly, cell-treated myocardium demonstrated smaller

LV volumes during end-systole and end-diastole with respect to control rats (Figure

36 vii-x). There was a trend towards systolic and anterior wall thickening in rats

treated with high-dose MSC-therapy. However, only CLC-therapy mediated

statistically significant improvements in systolic (Figure 36iii) and anterior wall

thickening (Figure 36 vi), which were previously obscured by large standard errors

due to large experimental variation in the low dose group. This underscores a strong

possibility that CLC-therapy may confer a more superior restraint on progressive

ventricular wall thinning and chamber dilatation as compared to MSC-therapy.

Control rats exhibited significantly larger internal diameters as was characteristic of

ventricular dilatation (Figure 36 vii-viii). In contrast, cell-treated rats demonstrated

smaller changes in LVIDes measurements with respect to control rats. Thus, cell-

therapy actively restrained the severe progression of chamber dilatation in cell-treated

rats. However, a positive change in LVIDes measurements indicates that post-therapy

LVIDes measurements were larger than post-ligation measurements in MSC-treated

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rats. This in turn indicates that the MSC-treated myocardium still underwent a fair

degree of ventricular dilatation (Figure 36 vii-viii) following ligation of the anterior

descending artery, although not to such severe extents as characteristic of control rats.

In contrast, CLC-treated myocardium exhibited significantly reduced LV internal

diameters during end-systole and end-diastole following cell transplantation. This

shows that chamber dilation was attenuated in CLC-treated rats and treated

myocardium had undergone positive LV remodeling. Furthermore, Doppler analyses

showed that LVes volumes remained relatively constant following high-dose CLC

transplantation (Figure 36 ix-x). Taken together, CLC-mediated changes towards

thicker walls, smaller diameters and constant volumetric changes strongly suggest that

the CLC-treated myocardium did not undergo ventricular dilation but instead

exhibited a more robust contractility during end-systole. Thus, CLC-therapy may play

active roles in enhancing systolic activities in vivo. More specifically, CLCs may be

more effective than MSCs in promoting systolic recovery in the compromised

myocardium. More significantly, the combined effects of smaller LV volumes and

enhanced contractility in relation to a general preservation of the characteristic

ellipsoidal cardiac geometry of the heart further translate into enhancement in overall

contractile efficiencies such as ejection fraction and fractional shortening, in relation

to the untreated hearts.

Consistent with M-mode findings, tissue Doppler velocities also showed a significant

improvement in regional myocardial systolic wall motion in cell-treated rats (Figure

36 xi). These cell-mediated improvements in regional contractility translated into

significantly enhanced global contractility, with respect to control rats. However,

MSC-therapy appeared only to prevent further deterioration in LV ejection fraction

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and fractional shortening as no discernible changes in global contractility indices were

observed following high-dose MSC-treatment of infarcted rats (Figure 36 xii-xiii). In

contrast, CLCs worked actively to enhance global systolic functions, thus leading to

superior improvements in EF and FS with respect to MSC-treated rats (Figures 36 xii-

xiii). These results are consistent with previous postulations that CLCs may be more

effective than MSCs in the recovery of systolic activities.

It is important to note that hemodynamic data obtained via pressure-volume

cathetheraization are measured at end point thereafter comparisons were made

between the respective treatment groups. Unlike echocardiography assessments, no

data points were obtained a week following LAD ligation, and thus improvements

made with respect to each rat could not be determined. Correspondingly, each rat

could not be normalized to itself. This also explains the differences between MSC-

mediated improvements via echocardiography assessment and conductance

catheterization approaches. Notwithstanding, similar trends were observed with the

data obtained via echocardiography and PV catheterization.

Ejection fraction is amenable to changes in heart rate that may be affected by external

factors such as stress and anesthesia etc. In particular, EF may be confounded in

small, fast-beating rat hearts. Although recordings of echocardiographical data

acquisition was recorded to circumvent potential confounding effects of anesthesia,

the conventional clinical indicators of cardiac improvement may not present as good

indices of actual improvements in contractility in rat hearts which beat at heart rates

of 400 bpm. ECG tracings in ultrasound assessments showed that heart rate was

consistent across all treatment groups although hemodynamic measurements obtained

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with an ultra-sensitive 2F catheter designed specifically for small animals detected

significant decreased in heart rate in the control rats.

Heart rate-independent contractility indices were obtained as an alternative to

conventional clinical indicators of heart function. Consistently, these indices showed

similar trends. As shown in Figure 36 xiv, either cell-based therapy effected

significantly improved velocities in circumferential fiber shortening (Vcfc).

Compared to fractional shortening, the rate-corrected Vcfc offers the advantage of

being relatively heart rate and preload-independent over a physiological range.

However, only CLC-treated rats demonstrated significant improvements in the

myocardial performance index (Tei index), which is in turn a reflection of both global

systolic and diastolic functions. The advantage of this index includes less dependence

on heart rate and blood pressure132

(Figure 36 xv). It is also independent of influences

due to geometrical ventricular changes. These HR-independent echocardiography-

derived contractility measures are discussed in greater depth in Chapter 4. Figure 36

showed that the MSC-treated myocardium persistently exhibited no discernible

changes in global contractility from the point of LAD ligation. Thus, while high-dose

MSC therapy prevented further deterioration in overall cardiac performance via active

restraint of negative LV remodeling effects, MSCs did not appear to contribute

actively towards contractile activities.

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Figure 36 i-vi. Ultrasound M-mode assessments show that high-dose cell therapy alleviates (negative) LV remodeling by limiting progressive

thinning of the interventricular septa and anterior walls. Correspondingly, this resulted in enhanced systolic and anterior wall thickening. However,

only CLC-therapy achieved statistical significance with respect to control rats. Sytolic wall thickening is a regional contractility measure of the IVS

wall motion, while anterior wall thickening is a regional contractility measure of the mid-anterior walls, which were affected upon LAD-ligation.

…continued next page.

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Figure 36 vii-x. Consistent with thicker wall, rats treated with high-dose cell therapy

demonstrated smaller internal diameters and smaller cardiac volumes as compared to control

rats.

…continued next page.

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Figure 36. Ultrasound echocardiography assessments show that cell-based therapy led to significant

improvements in cardiac function as compared to control rats.

However, despite significantly enhanced myocardial systolic velocities, MSC-treatment appears only to

prevent further deterioration in function, while CLC-therapy actively improved global contractility such as

ejection fraction and fractional shortening, as well as the heart rate- independent contractility indices

including (xiv) Vcfc (velocities of circumferential fiber shortening) and (xv) the myocardial performance

index, which is a measure of both systolic and diastolic activities.

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3.5.3.3 In vivo Hemodynamics via Pressure-Volume Catheterization

In vivo hemodynamic measurements obtained with pressure-volume catheterization

coincided with ultrasound echocardiographical assessments. A 2F catheter specially

designed for rats was inserted into the right carotid artery and advanced into the left

ventricle to obtain steady-state hemodynamic measurements in real time. Load-

independent contractility indices were obtained via the occlusion of the inferior vana

cavae (Table 5). The rightward shift of the pressure-volume loops in Figure 32 shows

that cardiac volumes were significantly increased from baseline levels following a

myocardial infarction. This trend was consistent in all infarcted control rats. PV

relationships show that cell-based therapies led to significantly smaller volumes.

These observations are consistent with regional 2D M-mode measurements depicting

smaller LVID (LV dimensions) measurements and thicker interventricular walls

during contraction and are supportive of previous findings, which reported cell-

mediated restraint of LV dilatation. Consistent with low-dose cell therapy, PV

relationships also reported similar trends in cell-mediated improvements in other

parameters of cardiac function (Table 6).

However, ultrasound echocardiography assessments show that high-dose CLC-

therapy may confer superior benefits of global systolic activities with respect to high-

dose MSC-therapy. Consistent trends were observed in contractility measurements

obtained via PV catheterization. To obtain contractility indices, the inferior vena cava

was depressed lightly with a cotton swab for a few seconds in each rat. The pressure

volume loops depicted in Figure 37 were obtained from representative rats in each

treatment group. The blue line shows robust end-systolic PV relationships in a healthy

rat, as represented by its steep gradient. These were severely compromised following

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a myocardial infarction, as observed by the flatter gradient in the red line (Figure 38

i). Figure 38 shows that cell therapy significantly enhanced end-systolic PV

relationships. However, CLC-treated rats mediated a more enhanced recovery of

ESPVR (Figure 38 ii). More remarkably, CLC-therapy restored myocardial systolic

performance, as ejection fraction and end-systolic pressure-volume relationships in

CLC-treated rats reverted to baseline levels in normal rats (Figure 38 iii).

Consistent trends were observed with preload independent contractility indices such

as maximum dP/dt-EDV, ESPVR and PRSW as CLC-treated rats demonstrated

superior systolic activities with respect to both control and in particular, MSC-treated

rats (Table 5). These persistent trends in ultrasound echocardiography assessments

and PV relationships show that CLC-therapy was more effective in improving

myocardial systolic activities with respect to MSC-therapy. More importantly,

contractility studies further show that CLC-therapy restored myocardial systolic

performance to healthy levels.

In contrast, Figure 39 shows that preload-independent contractility measurements in

MSC-treated rats were not significantly different from control animals, although

MSC-treated rats demonstrated a trend towards enhanced contractility. Consistent

with previous findings, this may be reflective of the possibility that MSC-mediated

cardiac repair is of a passive nature. These indices are discussed further in Chapter 4

of this thesis. Nevertheless, MSC-treated rats showed a trend towards enhanced

contractility with respect to control rats (Figure 38-39).

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Figure 37. Pressure-Volume loops of a representative normal and

(serum-free) medium injected control rat post myocardial

infarction (post-MI) respectively.

The rightward shift of the pressure-volume loops shows that cardiac

volumes were significantly increased from baseline levels following a

myocardial infarction. This trend was consistent in all infarcted

control rats.

Table 5.Contractility measurements obtained via real-time occlusion of the inferior vena cava

at 6 weeks post-therapy in the high-dose therapy groups.

NS = no statistical significance.

Contractility

Occlusion

Parameters

(Mean ± SD)

Baseline

(n=8 rats)

Medium-

injected

control

(n=11 rats)

MSC-

therapy

(n=13 rats)

CLC-therapy

(n=13 rats) p-value

ESPVR 2.69 ± 1.13 0.77 ± 0.23* 1.36 ± 0.40# 2.10 ± 0.89#,†

*p < 0.02 vs.

baseline

#p ≤ 0.001

vs. control

†p < 0.05 vs.

MSC-therapy

EDPVR 0.06 ± 0.04 0.06 ± 0.06 0.04 ± 0.08 0.05 ± 0.07 p = NS

Preload

Recruitable

Stroke Work

133.3 ± 44.5 53.4 ± 16.6* 83.4 ± 31.8* 121.0 ± 31.3#,†

*p < 0.01 vs.

baseline

#p < 0.05 vs.

control

†p < 0.05 vs.

MSC-therapy

Maximum

dP/dt - EDV 147.7 ± 53.5 44.0 ± 33.8* 77.2 ± 23.9* 120.0 ± 65.4#

*p < 0.02 vs.

baseline

#p ≤ 0.001

vs. control

Emax 3.71 ± 1.49 1.47 ± 0.48* 2.04 ± 0.57 2.59 ± 1.08#

*p < 0.05 vs.

baseline

#p < 0.05 vs.

control

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Figure 38. Pressure volume relationships of a representative healthy rat vs. a sham- operated rat.

The top-leftmost points of a single pressure-volume loop represent end-systole in a single cardiac cycle, and the gradient of the line connecting all the

top-leftmost points of each PV loop represents the end systolic pressure-volume relationships (ESPVR) and is a measure of myocardial systolic

contractility. The steep gradient of the blue line is consistent with a robust contractility that is typical of a healthy myocardium, while the flatter

gradient in the red line indicates a decrease in contractility in control rats as the PV loops shift towards the right. Figure 38ii shows increasingly

steeper gradients with cell-treated rats with respect to control rats. (iii.) However, CLC-treated rats demonstrated superior myocardial systolic

performance to MSC-treated rats as CLC-treated rats exhibited significantly enhanced ESPVR than MSC-treated rats.

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Figure 39. CLCs persistently mediated superior enhancement of preload independent contractility indices with respect to control rats.

Similar trends were observed in preload-independent contractility indices such as (i) the preload recruitable stroke work and the (ii.) maximum dP/dt –

EDV and the (iii.) maximum time-varying elastance. CLC-treated rats showed persistently better systolic activities than MSC-treated rats in other

measures of systolic performance, including the preload-independent contractility indices such as the preload recruitable stroke work and the

maximum dP/dt – EDV.

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3.5.4 Dose-dependent effects of cell therapy on cardiac function

Low-dose cell-therapy was unable to detect significant improvements in regional

myocardial contractility via 2D ultrasound echocardiography assessment. Moreover,

low engraftment frequencies obscured insights into in vivo cell-mediated repair

mechanisms.

A comparative study was thus conducted to compare the dose-dependent effects of

cell therapies on cardiac function. To conduct multiple pairwise comparisons between

the high- and low- dose therapy groups, control animals for the respective treatments

were combined to form a single control group. Figure 30 documents the number of

rats in the respective low- and high- dose cell therapy groups that survived each

analytical/ experimental time point. The relatively high experimental attrition

observed in post-therapy cardiac assessments was not surprising in a survival model

and was further intensified by a learning curve associated with unfamiliarity with

relatively novel experimental techniques in pressure-volume relationships at the point

of investigation.

Consistent trends in improving cardiac function were observed in high- and low- dose

cell therapy. Functional assessments via ultrasound echocardiography and PV

catheterization showed that cell therapy was generally more effective when

administered in higher doses as evidenced by significantly smaller LV internal

diameters and persistently better improvements in ejection fraction, cardiac output,

stroke volume and stroke work with respect to control animals (Table 6 and Figure

40).

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However, trends in echocardiography and pressure-volume relationships persistently

showed that CLC-therapy mediated superior improvements in cardiac repair with

respect to MSC-therapy. Regional wall assessments via 2D M-mode

echocardiography showed that high-dose CLC-therapy mediated a negative change in

LVIDes following cell transplantation (Figure 36 vii). This suggests smaller internal

diameters post therapy from the previous echocardiographical assessment post-

ligation. Consistently, post-therapy LVIDed measurements were also smaller with

respect to the post- LAD ligation time point. Overall, these trends suggest smaller

cardiac volumes with respect to control rats, which combined with a general

preservation of cardiac geometry would translate into enhanced contractile

efficiencies. Indeed, PV relationships show that high-dose CLC-therapy trended

towards the largest improvements with respect to control animals. Additionally, rats

treated with a high dose of CLCs were the only ones to exhibit statistically significant

improvements in maximum dP/dt levels (Figure 36 iii).

Comparatively, MSC-therapy improved cardiac function with respect to control.

However, unlike CLC-therapy, MSC-therapy appeared only to play passive roles in

vivo. Despite the increase in dosage, MSC-treated rats demonstrated no discernible

changes in ejection fraction, following transplantation therapy (Table 6 and Figure 41

iv). Thus, MSC-therapy appears only to prevent further deterioration in contractile

function (Figure 36 xii-xv). Notwithstanding, MSC-treated rats consistently exhibited

thicker interventricular septum walls and correspondingly smaller LV internal

diameters, which are in turn indicative of possible attenuation in remodeling effects.

Thus, MSC-therapy does not contribute actively to contractile performance but

appears only to partake in preventing progressive wall thinning.

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Table 6. Ultrasound echocardiography assessment of rats treated with high- and low-dose cell therapy.

Measurements obtained via 2D ultrasound echocardiographical assessments show that high-dose cell therapies were more generally more effective than

low-dose cell therapy with respect to control rats. The low- and high-dose therapy groups were conducted at different time points. The respective control

groups for the respective low- and high- therapy groups were combined to form a single control group. Experimental attrition was responsible for the

different number of rats used in each treatment group. Breakdown of the sample size with time is explained in Chart 3

Multiple

pairwise

comparisons

Analysis of cell-mediated changes in cardiac function by Ultrasound

echocardiography assessments (Mean ± SD) Medium-

injected control

n = 25

MSC-Therapy

(1 million cells)

n = 8

MSC-Therapy

(5 million cells)

n = 20

CLC-therapy

(1 million cells)

n = 9

CLC-therapy

(5 million cells)

n = 19

p-value

% changes in:

Heart Rate -7.64 ± 6.78 -1.41 ± 13.69 -1.82 ±13.03 -6.68 ± 11.51 -5.02 ± 11.35 NS

IVSes -0.73 ± 27.50 14.66 ± 33.38 7.12 ±14.31 12.7 ± 18.71 13.17 ± 12.53 NS

IVSed -1.97 ± 13.5 6.61 ±17.81 3.3 ± 7.13 2.68 ± 9.59 9.49 ± 7.45* *p = 0.008 vs. control

(Tukey‟s HSD)

LVIDes 21.98 ± 22.29 16.09 ± 35.44 4.56 ± 13.46# 9.49 ± 20.60 -3.39 ± 11.41*

#p = 0.034 vs. control

*p = 0.001 vs. control

(Tukey‟s HSD)

LVIDed 12.60 ± 10.57 12.23 ± 15.79 3.49 ± 7.74# 10.00 ± 13.18 2.69 ± 7.81*

#p = 0.033 vs., control

*p = 0.018 vs. control

(Tukey‟s HSD)

Systolic Wall

Thickening 29.79 ± 116.27 43.30 ± 86.19 15.19 ± 39.11 48.88 ± 71.77 17.85 ± 42.97* NS

Ejection

Fraction -8.72 ± 14.74 0.76 ± 28.99 -0.76 ± 7.09 5.87 ± 21.71 7.14 ± 8.39*

*p = 0.001 vs. control

(Games-Howell)

Fractional

Shortening -10.25 ± 16.85 -333.9 ± 502.2 -0.11 ± 10.12 8.51 ± 24.33 9.88 ± 12.08 NS

Mid-Anterior

Wall Velocity -1.85 ± 111.68 28.18 ± 87.60 29.53 ± 24.72 53.82 ± 99.87 25.95 ± 40.67 NS

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Assessment of dose-dependent effects of cell-therapy on cardiac function by ultrasound echocardiography

Figure 40. 2D M-mode echocardiography assessments show that high dose cell therapy led to significantly LV small internal

diameters.

However, only CLC-treated rats mediated the highest improvement in ejection fraction relative to control animals. Control animals in the

respective treatment groups were combined to form a single control group, to conduct multiple pairwise comparisons between the high- and

low- dose therapy groups.

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Assessment of dose-dependent effects of cell-therapy on cardiac function by real-

time pressure-volume catheterization

…continued next page

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Figure 41. Cell therapy is generally more effective when administered in a higher dosage as high-dose therapy effected

persistently better improvements in cardiac function.

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Table 7. Steady state hemodynamic measurements via real-time in vivo pressure-volume cathetherization showing trends in diastolic activities.

Control rats showed diastolic dysfunction with respect to normal rats. In general, cell-therapy trended towards improved diastolic activities. However, of

the 4 different therapies employed, rat treated with high dose MSC-therapy trended towards the highest EDP, and lowest minimum dP/dt and maximum

dV/dt levels, and thus mediated the worst improvements in diastolic activities as compared to both control as well as the other cell treated rats. A similar

trend was observed with the preload-independent Tau (weiss) relaxation index as high dose MSC-therapy mediated the worst improvement in relaxation

properties with respect to the other cell-therapies. However, unlike the load-sensitive indices, the Tau (weiss) relaxation index in cell-treated rats

showed a trend towards enhanced relaxation with respect to control animals.

Hemodynamic

Measurements

via PV

catheterization

(Steady-state

diastolic

indices)

Normal

(n=8 rats)

Media-

injected

control

(n= 23 rats)

Low dose

MSC-therapy

(n = 9 rats)

High dose

MSC-therapy

(n=18 rats)

Low dose CLC-

therapy

(n=9 rats)

High dose CLC-

therapy

(n= 15 rats)

p-value

Load-dependent indices (Mean SD)

Heart Rate

(bpm) 422.24 29.90 345.04 51.83 385.78 23.68 365.77 57.15 401.90 37.75 368.09 48.41 NS

End-Diastolic

Pressure

(mmHg) 11.03 2.92 12.33 17.34 11.18 9.39 13.96 8.34 8.50 1.94 11.72 2.98 NS

End-Diastolic

Volume (uL) 115.58 23.92 192.55 58.90 148.93 49.02 146.79 28.93 139.11 45.17 145.79 28.34 NS

Minimum dP/dt

(mmHg/s) 12151 3679 7859 3694 11118 4744 9340 3361 10160 2839 10611 2544 NS

Maximum

dV/dt (uL/s) 3670 1202 3634 1714 5101 2473 4516 2251 5694 3675 5842 2547 NS

Load-independent indices (Mean SD)

Tau (weiss)

(Load

independent) 9.26 1.68 13.62 6.40 12.11 3.57 12.49 3.89 10.13 1.43 11.47 2.55 NS

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3.5.5 Cell-mediated Cardiac Repair Mechanisms In vivo.

3.5.5.1 Donor cell engraftment and survival

It is imperative that the transplanted cell types integrate with the host myocardium in

order to mediate synchronized contractility and avoid potentially lethal variations in

the electrical conductance of the heart133

. Immunofluorescence stainings show that

both cell types engrafted in the host myocardium. Green fluorescence in Figure 42A

denotes the presence of MSCs, while red fluorescence in Figure 42B depicts the

presence of engrafted CLCs in vivo. MSCs were further verified with a specific

antibody (green fluorescence) towards fluorescein (CFDA), while the presence of

CLCs were further affirmed with the use of a specific anti-human nuclei antibody.

MSCs did not stain positive for human nuclei. The absence of human genetic material

strongly suggests that MSCs did not survive well after their initial engraftment into

the host myocardium, although a residual presence of the fluorescein label used to

track the donor MSCs in vivo could still be detected in the host myocardium and

vasculature. Collectively, these observations suggest the immunocompromised host

myocardium may have retained the green fluorescent labels reminiscent of these cells

following their mortality in vivo. Nonetheless, the remaining green fluorescence was

useful in identifying the last sites of MSC engraftment before their subsequent

demise. In contrast, CLC-treated myocardium appeared to show higher incidences of

red fluorescence in vivo that were coincident with human nuclei. This in turn strongly

suggests that CLCs may have a more robust survival rate as compared to MSCs.

3.5.5.2 CLCs but not MSCs enhanced cardiac contractility via myocyte-

replacement

CLCs exhibited mature cross-striated fibers in vivo that aligned with and were

indistinguishable from native cardiac myofibers in the myocardium, as depicted by

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the respective cross-striating I-band and A-band of cardiac -actinin and -myosin

heavy chain, troponin-I and troponin-T (Figure 43). A 3-dimensional representation

of an engrafted CM-DiI labeled CLC in the host myocardium further shows that the

cross striations, exemplified by cardiac -actinin, were indistinguishable from the

host myocardium (Figure 44). More importantly, positive connexin 43 stainings in the

viable myocardium adjacent to engrafted CLCs indicate the formation of gap

junctions between the transplanted cells and the host myocardium (Figure 45). This

strongly suggests that CLCs may become cardiomyocytes that can couple electrically

with host cardiomyocytes, and are thus likely to contribute actively towards

contractile performance in the infarcted myocardium. This phenomenon was visibly

absent in the MSC-treated myocardium (Figure 43A-B, 44-45), and is consistent with

earlier functional analyzes via ultrasound echocardiography and PV catheterization,

which show that CLCs are more effective than undifferentiated MSCs in enhancing

myocardial systolic performance.

Immunofluorescence microscopy of the MSC-treated myocardium showed an

apparent alignment of green fluorescence with native cardiac myofibers, some of

which were encased by red fluorescence denoting positive myocyte stains (Figure

42B). These observations suggest that some CFDA-labeled MSCs may have engrafted

in alignment with cardiac myocytes in the MSC-treated myocardium. However, only

a minority population of CFDA-labeled MSCs was found engrafted in the

myocardium (Figure 43B). Of the cells that successfully engrafted in the myocardium,

MSC populations exhibiting a singular green fluorescent staining were visibly

prevalent in the collagen I-enriched domains of the compromised myocardium.

Notwithstanding, these staining patterns appeared to assume a vascular-like

appearance (Figures 42-43 and 45). These observations accentuate the lack of

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coincident myocyte staining patterns that were contiguous with the engrafted cells.

This in turn suggests that most of the donor MSCs did not integrate with the resident

myocardium upon their initial engraftment and may have remained quiescent in vivo

following cell injection into the peri-infarct borders of the myocardium.

Consequently, the MSC-treated rats demonstrated unremarkable frequencies of actual

integration as functional cardiomyocytes (Figure 43), as compared to CLC-treated

animals. Furthermore, MSCs did not engraft at sites that were proximal to connexin

43 (Figure 45). This suggests that MSCs did not form gap junctions with resident

cardiomyocytes and were most likely electrically isolated from the host myocardium.

These findings are consistent with MSCs‟ significantly diminished capacity to

enhance myocardial contractile performance in relation to CLCs. Nonetheless,

functional assessments via echocardiography and PV catheteriazation have shown that

MSC-therapy conferred some benefits with respect to control rats, as exemplified by

significantly enhanced global contractility with respect to control myocardium that

received serum-free media. These results are consistent with current literature which

reports that MSCs do not survive well in the myocardium49, 50

and actual bone marrow

stem cell-derived cardiomyocyte engraftment is rare and an inefficient process59

. Also

consistent with current postulations, MSCs may contribute towards overall

contractility via passive paracrine-mediated non-myogenic mechanisms.

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Figure 42. Engraftment of the respective cells types in a representative rat in each respective high-dose therapy

group.

Green fluorescence in (A) denotes the presence of MSCs, while red fluorescence depicts the presence of engrafted

CLCs in vivo. CFDA-labeled MSCs were verified with the use of an anti-fluorescein antibody that recognized the

fluorescein conjugate that was used to label MSCs, while donor derived CLCs in (B) were verified with the use of a

specific human-nuclei antibody (green).

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Figure 43. Cell fate and development of donor MSCs vs. CLCs in the injured myocardium.

Representative micrographs of CLC-treated and MSC-treated rats illustrate the respective developmental fates of

engrafted cells in the infarcted myocardium.

…continued next page

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Figure 43. Cell fate and development of MSCs vs. CLCs in the injured myocardium (continued) A. The prevailing MSC populations are physically isolated from the myocardium. B. A minority of engrafted MSCs exhibited

an intense staining of the myocardium immediately surrounding the engrafted cells (middle panel). However, these regions did

not exhibit any distinctive cross-striating patterns that were typical cardiac myocytes. C. In contrast, red-fluorescence labeled

CLCs demonstrated well-defined cross striations consistent with a developed myocardial phenotype in vivo.

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Figure 44. A 3-dimensional model of an engrafted CM-DiI labeled CLC cell in

the rat myocardium. Constructed from Z-sections and observed at different perspectives, three-dimensional

rendering of a z-stack of an engrafted CLC showed that cross striations denoting the I-band of

cardiac a-actinin (green) were indistinguishable from host -actinin fibers.

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Figure 45. CLCs integrated in sites proximal to connexin 43 while MSCs did not.

This suggests that the myogenic CLCs can couple electrically with the host myocardium via the formation of gap junctions

between the engrafted cells and the resident cardiomyocytes. In contrast, MSCs were not electrically coupled with the

myocardium.

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3.5.5.3 Cell therapy mediates cardiac repair via alternative non-myogenic

mechansims in the infarcted myocardium

Immunofluorescence examinations showed regular incidences of green fluorescence

tracking label reminiscent of MSCs in vascular structures in vivo. Figure 46 illustrates

the colocalization of fluorescein (CFDA) with the von-Willebrand factor and smooth

muscle actin. In contrast, CLCs did not integrate with any mature vascular structures

despite their occasional engraftment in sites proximal to the vascular system (Figure

46). Despite a seemingly rare incidence in the myocardium, MSC-therapy

significantly enhanced myocardial angiogenesis in the infarcted myocardium with

respect to control myocardium (Figure 48). However, there was no distinct evidence

of extended MSC-differentiation into endothelial cells in the myocardium, although

MSC-treated rats demonstrated a significantly larger number of small arterioles (6.69

± 0.53 vessels/mm2 myocardial tissue, p<0.01) in the myocardium as compared to

CLC- treated (4.48 ± 1.28 vessels/mm2, p<0.05) and control (2.44 ± 1.74

vessels/mm2) rats (Figure 48). It is important to note that the cell-treated myocardium

also trended toward greater vascular expansion into mid-and large-sized arterioles

although these trends did not achieve statistical significance with respect to control

rats. In turn, these increases in the number of arterioles in the MSC-treated

myocardium may lead to significantly enhanced myocardial perfusion of the MSC-

treated heart. Taken together, these findings strongly indicate that MSC-therapy may

act to benefit cardiac function via alternative non-myogenic mechanisms.

Although CLCs were not integrated within vascular structures in the myocardium, the

CLC-treated myocardium stained positive for the von Willebrand factor (vWF) in

focal regions that were proximal to the site of cell engraftment. However, these cells

did not stain positive for the mature blood vessel marker, smooth muscle actin

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(SMA). Figure 47A shows the colocalization of green fluorescence depicting vWF

expression with CM-Dil labeled CLCs in vivo (yellow arrowheads). This suggests an

alternative non-myogenic differentiation pathway in CLCs, as the engrafted cells may

have differentiated to become endothelial cells in vivo. This is consistent with in vitro

characterization studies showing an inherent propensity for endothelial differentiation

in CLCs. Importantly, multiple singular green fluorescent stains (white arrowheads)

in the immediate vicinity of the engrafted CLCs strongly indicate the expression of

vWF expression in resident host cells (Figure 47A). Thus, the engrafted CLCs may

have stimulated the nascent development of resident endothelial cells, which may in

turn lead to subsequent vasculogenesis. Consistently, the CLC-treated myocardium

showed a trend towards higher counts of arterioles per mm2 of myocardial tissue

section (Figure 48) with respect to control heart sections, although this did not

achieve statistical significance.

Subsequent staining on sequential tissue cryosections also showed positive expression

of the cell proliferation marker, PCNA, in the myocardial interstices proximal to

engraftment sites (Figure 47B). PCNA expression was similarly augmented in the

same vWF-enriched locale of CLC-engraftment in the cell-treated myocardium. The

colocalization of green and red fluorescence representative of CM-DiI labeled CLCs

(yellow arrowheads) in Figure 47B suggests that these CLCs survived well and

proliferated in the treated myocardium. Subsequent immunofluorescent stainings on

sequential tissue sections showed the absence of distinct cardiac myofibrillar protein

expression in the vicinity of these proliferating cell types. Given the focused vWF-

enriched locale of CLC-engraftment (discussed in the following paragraph) as well as

an enhanced vWF expression in the engrafted CLCs, it is likely that the PCNA-

positive CLCs differentiated to become proliferating endothelial cells in vivo.

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Singular green fluorescent PCNA stains encasing the nuclei (white arrow heads) of

host cells in the immediate vicinity of CLC- engraftment indicate the presence of

proliferating endogenous resident cells in the treated myocardium. Thus, the engrafted

CLCs may have stimulated an uncharacteristically active proliferation in terminally

differentiated host cells in vivo (Figure 47B). Given the spatial localization of these

proliferative cells in the interstitial spaces between host muscle cells and the relatively

absent myocyte expression in these PCNA-positive cells, it is highly unlikely that the

proliferating endogenous cell types were resident cardiac myocytes. The lack of

(obvious) mature vascular structures and an absent smooth muscle actin expression in

the focal regions surrounding the site of CLC-engraftment also precluded the

possibility that these cells were endogenous pericytes or mature blood vessels. On the

contrary, these observations collectively suggest the nascent development of SMA-

vWF+ endothelial cells in the synthetic phase of mitosis in the CLC-treated

myocardium. Thus, CLCs can promote the nascent development of endogenous host

cells in the locale of CLC engraftment into actively proliferating endothelial cells.

Consistently, the CLC-treated myocardium also demonstrated consistent trends in

higher counts of arterioles per mm2 of myocardial tissue section (Figure 42) with

respect to control heart sections, although this did not achieve statistical significance.

This highlights the possibility that CLC-therapy may mediate alternative non-

myogenic cardiac repair mechanisms such as neoangiogenesis in the infarcted

myocardium. Importantly, the active proliferation of donor CLCs and endogenous

resident cells underscore the likely possibility that engrafted CLCs may secrete

cardioprotective paracrine factors like cytokines into the milieu of CLC-engraftment.

These elements may in turn exert a protective effect on the compromised

myocardium. For example, paracrine factors may improve myocardial perfusion in

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the infarcted myocardium by increasing the number of functionally viable arterioles,

albeit to a lesser extent with respect to MSC-therapy. This observation is not

surprising given that a large number of CLCs have been committed to a cardiac

myogenic lineage in vitro before cell transplantation so that CLCs‟ primary

contribution to cardiac repair is likely through myocyte replacement. Cardioprotective

cytokines may also alleviate adverse remodeling effects, thus enhancing regional

myocardial activities and contributing indirectly towards the recovery of global

cardiac functions via this non-myogenic repair mechanism.

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Figure 46. Engrafted MSCs persistently colocalized with the von Willebrand factor and SMA in vivo.

This suggests that MSCs may have integrated as immature blood vassals, and thus may promote angiogenesis in the host

myocardium. In contrast, although CLCs may have engrafted in sites proximal to blood vessels, they did not integrate as

mature blood vessels in the treated myocardium.

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Figure 47. Engrafted CLCs mediated cardioprotective paracrine effects, which stimulated extended endothelial

differentiation and endogenous cellular proliferation.

A. The CLC-treated myocardium promoted expression of the von Willebrand factor in the focal regions proximal to the site

of cell engraftment. B. Subsequent staining for vascular structures on sequential section positive expression of the

proliferating cell nuclear antigen, PCNA in regions proximal to the site of engraftment. The juxtaposition of red (CLCs) and

green (PCNA) fluorescence encasing some nuclei (yellow arrow heads) identifies proliferating CLCs in vivo. Thus, engrafted

CLCs survived well and demonstrated sustained proliferation in vivo. Similarly, singular green fluorescent stains enclosing

other nuclei (white arrow heads) in the interstitial spaces between muscle cells suggest that the endogenous resident cells in

treated myocardium underwent proliferation that was uncharacteristic of terminally differentiated cells.

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Figure 48. MSC-treated rats show significantly higher numbers of small arterioles (<20um) in the myocardium with

respect to CLC-treated and control rats.

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3.5.6 The role of collagen in the cell fate and development of CLCs in

vivo

CLCs demonstrated preferential engraftment in collagen V-expressing myofibers in

the peri-infarct borders. Figure 49 shows extensive fibrosis and active remodeling of

the myocardial extracellular matrix in the anterior wall of the left ventricle of a

control rat, following suture-ligation of left anterior descending coronary artery.

Collagen type I ECM was the predominant subtype in the subendocardium of

transmural infarcts, while endogenous collagen type I colocalized with collagen type

III expression in the pericardium and the subepicardium that extended into the

infarcted myocardium. More specifically, collagen types –I were mainly localized to

the perimysium that enwrapped large cardiac muscle bundles in the viable regions of

the infarcted myocardium (Figure 49). In contrast, predominant endogenous collagen

V expression was persistently observed in the endomysium surrounding viable

myofibers in the peri-infarct zones of the infarcted myocardium (Figure 49).

Immunofluorescent cell tracking showed the persistent engraftment of CLCs (arrows)

in the collagen V enriched endomysial space proximal to viable myofibers in the peri-

infarcted region of myocardium (Figure 50). These cells were often intimately

integrated with -actinin-, MHC- and troponin T- positive myofibers of the host

myocardium (Figure 43), and were also electrically connected to the resident

myofibers via the formation of gap junctions in the myocardium (Figures 45). As

previously established, these intimately integrated CLCs demonstrated distinct cross-

striations that were indistinguishable from the native myofibers. Consistent with in

vitro findings, endogenous myocardial collagen V matrices supported the distinct

cardiomyogenic phenotype of CLCs in vivo. At the same time, a minority population

of CLCs also engrafted within the characteristically collagen I-enriched interstitial

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spaces bordering the infarcted areas in the myocardium. These cells did not show

distinct myogenic actinin striations and were physically isolated from the main

muscle bundles in the myocardium (Figure 51.1-51.2). This observation is consistent

with in vitro studies showing that collagen I ECM does not support a cardiac-like

phenotype in CLCs. It remains unclear if the observed localization of CLCs in the

interstitial tissues enriched in collagen -I extracellular matrices prevented their

engraftment into the host myofibrillar architecture. Nonetheless, these observations

highlight the possibility that a collagen V -directed response may be essential to

lineage differentiation and functional integration of CLCs within the cardiac

syncytium

In contrast, transplanted MSCs mostly engrafted in collagen I-enriched perimysial

tissues or infarcts that were electrically isolated from the native muscle. These stem

cells were absent of cardiac myofilaments, even as neighboring native cardiac

muscles demonstrated an ubiquitous expression of myofibrillar proteins (Figure 43).

Collectively, these findings suggest that myocardial collagen ECMs may play pivotal

roles in cell fate and development of in the infarcted myocardium134, 135

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Figure 49. Spatial expression of endogenous collagen V in the peri-infarcted regions of the myocardium.

Severe thinning of the infarcted left ventricular anterior wall (yellow box) 6 weeks post ligation of left anterior descending coronary artery.

Magnification of the boxed area showing sub-endocardial expression of collagen I and sub-epicardial expression of both collagen I and collagen III in

the transmural infarcts. Collagen V was detected in the peri-infarcted myocardium with occasional co-localization with collagen III in the infarcted

myocardium. Focal expression of collagen V was detected in the endomysial tissues that surround viable myofibers (boxed ) on the order of the

infarct. Expression of collagen I and III was co-localized in the infarcted areas.

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Figure 50. CLCs (yellow arrowheads)

primarily engrafted in the collagen V-

enriched endomysium that enwraps

viable myofibers in the treated

myocardium.

Figure 51. CLCs engrafted in collagenous domains in the myocardium.

CLCs that engrafted in the collagen I-enriched (1) interstices or (2) myofibers in the

myocardium did not exhibit positive -actinin stainings. 3. In contrast, CLCs that

engrafted in the collagen V-enriched endomysium sheath that encapsulates viable

myofibers showed cross striations indistinguishable from host cardiomyocytes. As

shown in Figure 43, these cells were often intimately integrated with host -actinin,

MHC- and troponin I- positive myofibers, and were also electrically connected to

the rat myofibers via gap junction formation (connexin 43) in the myocardium.

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3.5.7 Key findings

1. Bone marrow mesenchymal stem cells (MSCs) can be differentiated into

cardiomyocyte-like cells (CLCs) via the concomitant use of myogenic-

differentiating medium and collagen V matrices in vitro.

2. CLCs expanded more than 30-fold within 2 weeks while still retaining their

distinct cardiac-like phenotype.

3. CLCs interacted preferentially on collagen V extracellular matrices.

4. The v3 and 21 integrins are involved in initial CLC attachment and cardiac

transdifferentiation.

5. Pre-differentiating MSCs into CLCs ex vivo prior to cell transplantation therapy,

commits these multipotent cells to a stable cardiac-like lineage.

6. Cell-based therapies enhanced global contractile function in the infarcted

myocardium by restraining progressive LV dilation and attenuating LV

remodeling. It is likely that the presence of cells in an otherwise non-compliant

tissue „softens‟ the infarct area, which in turn retains myocardial tissue

compliance and indirectly improves overall tissue contractility.

7. Transplanted CLCs appeared to demonstrate enhanced survival rates in host

myocardium as compared to MSCs.

8. Rats treated with CLCs demonstrated superior systolic function to rats

administered with undifferentiated MSCs.

9. CLCs actively confer added mechanical benefit by actively restoring myocardial

systolic performance.

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10. CLCs often engrafted in the collagen V-enriched peri-infarct domains of the

myocardium that were relatively more viable.

11. These CLCs demonstrated cross-striations that were indistinguishable from host

cardiomyocytes in vivo.

12. CLCs that were localized to collagen I-enriched interstitial domains in the scar

areas of the myocardium did not achieve terminal myocyte differentiation.

13. However, CLCs that were localized in the collagen I-enriched interstices

expressed the proliferating cell nuclear antigen, and were thus actively

proliferative. These cells also expressed the von-Willebrand factor and were thus

angiogenic.

14. These cells also promoted neoangiogenesis within the locale of CLC-engraftment.

15. Transplanted MSCs did not survive well in the host myocardium.

16. MSCs contributed passively towards improved global contractility via alternative

non-myogenic repair mechanisms.

17. Robust angiogenesis in the infarcted and peri-infarcted areas of the MSC-treated

myocardium strongly suggests cardiac improvements via paracrine effects.

18. Predifferentiating MSCs into CLCs ex vivo before transplantation is more

efficacious than current undifferentiated bone marrow stem cell therapy for the

treatment of chronic heart failure. However, CLCs‟ beneficial effects may be

conditional on engraftment in relatively more viable areas in the infarcted

myocardium.

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Chapter 4: Discussion

4.1 In vitro characterization studies

4.1.1 MSC commitment to a distinct cardiac lineage before cell transplantation

ES-derived cardiomyocytes have huge potential in clinical cell therapy for heart

failure. These differentiated cells are also more efficacious than undifferentiated

BM stem cells in restoring cardiac contractile function136

. Similar to benefits of

committing pluripotent ES cells to a stable and distinct cardiac phenotype for

cell therapy, predifferentiating autologous multipotent BM stem cells into

cardiomyocytes before cell transplantation may significantly increase the

frequency of myogenic replacement in vivo to confer enhanced regional and

global contractile performance in the failing heart. In this study, patient-derived

MSCs were found to transiently express some cardiac gene transcripts such as

GATA4, Nkx2.5, troponin C and MLC2a. Committing these MSCs into CLCs

stabilizes the cardiac-like phenotype in vitro and maximizes their survival and

extended differentiation in vivo.

4.1.2 Cardiac differentiation of MSCs into CLCs

Cardiac differentiated MSCs have also been reported to demonstrate active

cardiac-like action potentials137

, inward rectifying potassium currents135

and

rhythmic calcium transient currents55

when placed in appropriate and conducive

microenvironments. These methods are unlikely to be clinically applicable

given their low reproducibilities and 5-azacytidine‟s potentially toxic

consequences on a systemic level. This study extends from an earlier work

which reported the development of a simple and non-toxic myogenic

development medium, MDM118

. This medium is essentially free of cytotoxic

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agents and is composed of several growth factors such as L-ascorbic acid138

and

dexamethasone139

, which are known to promote cardiac myogenesis in MSCs

and embryonic stem cells. A preliminary study comparing the respective

differentiation efficacies of MDM vs. azacytidine and butyric acid showed an

enhanced and sustained cardiac troponin -C and -T expression in MDM-treated

MSCs (Figure 8).

4.1.3 Expression profiling of CLCs .

In this study, primitive and unsorted sternum-derived mesenchymal stem cells

(MSCs) were successfully differentiated with MDM into cardiomyocyte-like

cells (CLCs) with a distinct myogenic phenotype118

. These CLCs retained some

characteristics of primitive and untreated MSCs, such as adherent-dependent

expansion and a fibroblastic morphology.

In contrast to the reportedly limited cardiomyogenic potential of MSCs140

,

CLCs exhibited distinctive cardiac-like characteristics that remained stable in

prolonged cultures, as was evident by the persistent gene and protein expression

of multiple cardiac-specific proteins including the Nkx2, GATA and MEF2

family of cardiac transcription factors, cardiac calcium channels including

IP3R2 and the voltage gated L-type calcium channel and sarcomeric

myofilaments such as troponin T and cardiac actin throughout 11 culture

passages. More than 95% of the cardiac differentiated CLC cultures stained

positive for sarcomeric -actin, sarcomeric-actinin, tropomyosin, the cardiac

troponins -I, -C and -T, the myosin light chains 1/2 and titin. Furthermore, the

appearance of nascent Z-lines rich in sarcomeric -actinin in 15-20% of MDM-

treated MSC cultures substantiated a developing contractile phenotype.

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However, the diffused spatial distribution of the other cardiac sarcomeric

proteins in the cytoplasm and the apparent lack of spontaneous contractions in

CLC cultures suggest that these cells only attained partial differentiated

phenotype in vitro.

In this study, bone marrow stem cells were derived from cardiac patients with a

mean age of 58.9 ± 11.4 years. Although successfully committed to a stable

cardiac phenotype with Z-bands, CLCs did not exhibit more mature A-, and I-

bands in vitro. Furthermore, the absence of spontaneous beatings in patient-

derived CLC- cultures underscore the strong possibility that the bone marrow

MSCs derived from relatively old patients may not possess optimal

differentiation or cardiomyogenic developmental potential. Lin- cKit+ MSCs

have been reported to undergo cardiac transdifferentiation with a higher

efficiency in vitro as compared to primitive and unsorted bone marrow MSC

progenitor cells, although no reports of spontaneously beating Lin- cKit+ MSC

cultures in vitro have been documented. Nonetheless, isolating Lin- cKit+

MSCs from patient-derived bone marrow stem cells before their induction with

MDM may further enhance the cardiomyogenic potential126, 141, 142

of these

MSCs.

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4.1.4 Golgi-localization of GATA4 and -MHC in patient-derived MSCs and

CLCs.

Interestingly, patient-derived MSCs and CLCs exhibited a persistent Golgi-

localization of GATA4 and MHC. However, the golgi-localization of GATA4

remains to be verified with further studies since the colocalization of GATA4

with Golgin97, a resident golgi protein in the trans Golgi network (TGN), were

only observed with immunohistochemical but not immunofluorescent

examinations. In contrast, golgi-localization of cardiac MHC has been

consistently shown in patient-derived MSCs and CLCs by 3 different cardiac

MHC- specific antibodies. More importantly, this unexpected accumulation of

MHC within the juxta-nuclear TGN complexes assumed a coincident swollen

appearance upon monensin disruption of the golgi apparatus143

. This strongly

suggests that MHC‟s association with the golgi apparatus was not fortuitious.

However, this remains to be verified with stringent coimmunoprecipitation

experimentation with resident golgi proteins. Alternatively, golgi fractions

obtained via ultracentrifugation in a sucrose density gradity may be probed with

a GATA4 and MHC-specific antibodies. Notwithstanding, golgi retention of

GATA4 and MHC did not appear to affect normal cellular function as

exemplified by CLCs‟ robust proliferation (Figure 10) and stable cardiac gene

expression (Figure 13).

Golgi complex encompasses

an actin-based filament system in which

nonmuscle actin and many of its binding partners including myosin are

implicated in Golgi complex-mediated trafficking. In particular, the myosins

that are associated with Golgi apparatus are the non-conventional myosins such

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as the nonmuscle myosin II and myosin VI, which are not involved in

contractility but are implicated in vesicular transport of secretory/membrane

proteins144, 145

or in the maintenance of structural morphology of the Golgi

Apparatus146

. Therefore, it remains to be determined if MHC has an alternative

nonmuscle isoform which play similar developmental roles in Golgi dynamics.

The in vitro characterization studies in this thesis strongly suggest that the

persistent golgi-localization of the cardiac MHC may be a property of

undifferentiated state, rather than an aberration of MHC development since

MSCs can be induced to increase protein transport into the proper cellular

compartments upon cellular differentiation into CLCs.

Interestingly, GATA4 expression is critical for downstream MHC

expression147

. The golgi-localization of both GATA4 and the myosin heavy

chain implicates the Golgi apparatus in playing an important role in the

developmental regulation of myofibrillogenesis of MHC in quiescent MSCs.

Therefore, it is more likely that the complete maturation of the cardiac MHC

may be dependent on a protein/factors that is expressed later in the cells‟

differentiation/ development. Consistently, MSC-derived conditioned medium

has been shown to upregulate the expression levels of beta-myosin heavy chain

(MHC) in cardiac progenitor cells148

. More investigations are warranted in

elucidating the association between Golgi dynamics and MHC participation in

myofibrillogenesis.

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4.1.5 CLCs’ contractile apparatus resemble primitive premyofibrils in early

myofibrillogenesis

The golgi-localization of cardiac HMC underscores the strong possibility that

MHC did not attain terminal maturation as a functional contractile protein in

CLCs. In addition, its insertion into nascent myofibrils was independent of -

actinin. Similarly, although other sarcomeric proteins such as myomesin and

titin were expressed, they were not also inserted into the distinct cross striations

of sarcomeres. This diffused (spatial) expression of other sarcomeric proteins

such as titin and myosin is coincident with the distinctive -actinin striations in

CLCs, and can be explained with Sanger et al‟s theory that myosin insertion

into mature myofibrils occurs later in myocyte development, after the formation

of the premyofibrils which are in turn characterized by Z-bodies enriched in -

actinin29

. This observation is also consistent with Schultheiss et al‟s postulation

that thin and thick filaments assemble independently on stress fibre-like

structures during early myofibrillogenesis12

. Taken together, in vitro

characterization studies strongly suggest that CLCs resemble immature

premyofibrils28

during early myofibrillogenesis. Importantly, patient-derived

CLCs are similar to ventricular heart cells, which retain the expression of the

cardiac MHC and also do not exhibit spontaneous beatings or contractions.

However, ventricular heart cells reportedly limit negative LV remodeling and

preserve systolic function when implanted into an injured region

149. Thus, we

expect that CLCs, being a mesenchyme derivative, would confer similar if not

more enhanced improvement in post-infarct LV function.

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4.1.6 Effect of ECM in vitro on CLCs

This thesis reports that Collagen V significantly enhanced the initial cellular

adhesion and subsequent attachment-dependent expansion of CLCs as

compared to MSCs. Cellular interaction with collagens is predominantly

mediated via the engagement of the 11, 21 and V3 heterodimeric

integrins104

. The augmented adhesion may likely be attributed to relatively

higher expression levels of the 21 and V3 integrins in CLCs as compared to

MSCs. Consistently, the single 1 integrin subunit is known to mediate cellular

adhesion and proliferation of bone marrow stromal cells104

. Similarly, the V3

integrin heterodimer has been implicated in cellular attachment of muscle

precursor cells on ECM150

. The commercial unavailability of the 11 integrin

antibody precluded a detailed examination of its role in mediating cellular

attachment to collagen -I and -V matrices in this study. Notwithstanding, the

11 integrin is believed to play relatively minor roles as compared to 21

integrin in binding the helical chains of collagen V 151

. More specifically,

11 integrin reportedly binds native collagen V, while 21 and v3 integrins

interact with collagen V via unmasked Arg-Gly-Asp (RGD) sequences of

denatured collagen V151-153

that was used in the current study.

The augmented cellular adhesion on collagen V substratum may possibly be

attributed to relatively higher expression levels of the 21 and V3 integrins in

CLCs as compared to MSCs. Consistently, the single 1 integrin subunit is

known to mediate cellular adhesion and proliferation of bone marrow stromal

cells 104

. Similarly, the V3 integrin heterodimer has been implicated in cellular

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attachment of muscle precursor cells on ECM150

. Notwithstanding, the 11

integrin is believed to play relatively minor roles as compared to 21 integrin

in binding the helical chains of collagen V151

. The integrin inhibition assays

conducted in this study indicated that CLC adhesion on collagen -I and -V

matrices may be predominantly mediated via the engagement of the 1 integrin.

In contrast, v integrin may only play a secondary role in CLC adhesion on

collagen V as compared to collagen I. However, it remains to be determined if

differential integrin signaling events were responsible for the enhanced

adhesion and proliferation of CLCs as a consequence of their preferential

interaction with collagen V matrix.

Importantly, the v3 integrin heterodimers are implicated in cardiac

development. The expression levels of the v3 integrin heterodimers are

upregulated 1-3 weeks post myocardial infarction while the modulated spatial

distribution of v integrin and upregulation of 3 integrin is correlated with the

growth and survival of 1 integrin knock out cardiac pacemaker-like cells

during early cardiac development. However, v and 3 integrins cannot

compensate the loss of 1 integrin function during the terminal differentiation of

cardiac cells, thus implicating specific 1 integrin -induced cardiac

specialization in cardiomyocytes154

. Consistently, this study shows the

modulated expression of the GATA4, a cardiac transcription factor involved in

early cardiac development, upon functional v3 integrin inhibition.

This study shows that V3 integrin neutralization resulted in a muted response

of cardiac specific genes such as Troponin T, skeletal muscle actin and

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ryanodine receptor 2. These observations strongly indicate that collagen V may

exert a pro-cardiogenic effect via the engagement of the V3 integrin

heterodimer in CLCs. It is important to note that the myogenic development

medium used to differentiate MSCs into CLCs contains insulin, while blocking

ligand occupancy of the v3 integrin have been shown to inhibit insulin growth

factor 1 signaling155. The v3 integrins interact with collagen V via unmasked

Arg-Gly-Asp (RGD) sequences of denatured collagen V151-153

. Thereafter, v3

integrin clustering is induced at a focal adhesion point which subsequently

activates insulin growth factor 1 signaling that may in turn be responsible for

cardiac gene expression in CLCs. Expression of GATA4 and Nkx2.5

transcription factors is associated with extracellular regulated kinase 1/2 (ERK

1/2)156, 157

, which acts downstream of the integrin-mediated signaling

pathway158

.

Moreover, the V3 integrin has been reported to enhance cardiac

differentiation of P1 embryonic carcinoma cells159

. PDGF- mediated signaling,

which reportedly influence cardiac differentiation in MSCs118, 160

is similarly

implicated with V3 integrin heterodimerization161

. More importantly, the V3

integrin reportedly blocked matrix contraction of collagen V but not collagen I

gels 128

. The results of the in vitro characterization study conducted in this study

suggest that the V3 integrin may be a dominant effector of cardiac

differentiation in CLCs as a collagen V-centric response. However, it is

important to note that functional blocking of the relevant integrins in CLCs

cultured on collagen V only demonstrated a selective attenuation of troponin T,

sarcomeric -actin and RyR2 gene expression. This strongly implicates an

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alternative or compensatory collagen V –centric response on cardiac

differentiation in CLCs that is independent of the relevant integrins, especially

since collagen V is a multi specific ligand for other receptors such as

thrombospondin162

and heparan sulphate163

among other receptors.

Alternatively, this suggests that insulin growth factor 1 may directly influence

the expression of these cardiac genes in MDM-derived CLCs. Unexpectedly,

the results in this study showed that neutralization of either v3 did not affect

GATA4 expression in CLCs. This would imply that GATA4 expression was

independent of V3 integrin mediated signaling. However, GATA4 expression

was assessed after 7 days of the second V3 integrin inhibition. Being a

transcription factor that is involved in early cardiac development, it is possible

that the effect of functional V3 integrin neutralization may be almost

immediate or earlier than 7 days. A quantitative assessment of GATA4

expression a few seconds to a day after integrin neutralization may provide

some insights into the role of V3 integrin on GATA4 expression.

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4.2 In vivo functional studies

Bone marrow-derived stem cell therapy presents as a promising therapeutic modality

for myocardial infarction (MI)78, 82, 164, 165

. However, there are inconsistencies in this

approach as recent clinical studies have not been able to readily reproduce the

findings of preclinical investigations and early clinical studies84, 89, 166-169

. In addition

to these discrepancies, the fate and development of the stem cells in the injured

myocardium is also controversial170-177

. Contrary to in vitro findings, which show that

MSCs can differentiate into cardiomyocytes, endothelial cells and smooth muscle

cells55, 118, 160, 178, 179

, other groups have suggested that the significant benefits of cell

transplantation therapy may be attributed to a more potent cardioprotective paracrine

effect as compared to direct myocyte replacement via extended stem cell

differentiation in vivo180-183

. However, most of these clinical trials have employed the

use of primitive, undifferentiated bone marrow stem cells, which may be less efficient

than cardiac-differentiated cells in recovering contractile performance in the infarcted

myocardium.

4.2.1 Optimal time for cell transplantation

Injecting the right cell type at the right time and in the right place is crucial in

maximizing cardiac repair. Cells that were transplanted into the compromised

myocardium 7 days following LAD-ligation as myocardial infarcts were only

clearly visible from echocardiography assessments from the 4th

day of ligation.

Furthermore, a second operative procedure proved to be too traumatic for the

immunocompromised rats in this survival model, which had been injected daily

with cyclosporine from the 3rd

day of ligation. Preliminary investigative efforts

strongly suggested that rats which had received a second operation before the

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5th

day of ligation usually died mid-procedure or of post-operative

complications such as pneumonia; while rats that were subjected to a second

operation more than a week following LAD-ligation resulted in massive scarred

tissues that were often adhered to the chest wall. Thus, hearts were not easily

accessible via mid-or left thoracotomy for cell transplantation.

Furthermore, MSCs have been reported to exhibit poor survival rates when

transplanted into the myocardium 4 days after LAD-ligation184

, as only 0.44%

of the total MSC population injected were found to survive the transplantation

procedure. In contrast, MSC transplantation reportedly received the best

functional recovery in terms of global myocardial contractility, anti-apoptosis

and angiogenesis 1 week after myocardium infarction185

.

4.2.2 Dose dependent contribution of cell therapy

4.2.2.1 Donor cell survival

None of the MSCs were detected in frozen rat cryosections, while only trace

number of CLCs was detected via histological approaches in the low dose

therapy groups. In contrast, high-dose therapy appeared to exhibit a larger

donor cell presence in vivo. However, the fluorescent label used to track MSCs

in vivo did not colocalize with human nuclei although the myocardial or

interstitial tissues in the immediate locale of initial cell engraftment may have

retained the fluorescent label remnants of MSCs and can therefore still be

detected via immunofluorescence examination. This underscores a limitation

in current techniques in long-term cell tracking. Given that resident cells may

uptake or take a longer time to degrade the cell labels, it is important to verify

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the identity of donor cells via the presence of human-specific markers or

genes.

It is likely that MSCs did not survive well in the myocardium following cell

transplantation. The absence of BrdU-labelled MSCs in the low-dose therapy

group as well as the trace presence of fluorescein in rat myocardium treated

with a high dose of MSCs strongly suggests a low survival rate in vivo. These

observations are consistent with current literature findings which report poor

donor MSC engraftment and survival following injection into the myocardium

regardless of dose and time of application184, 186

. Specifically, MSC presence

reportedly decreased from 34-80% to only 0.3-3.5% of the total MSC

population injected 6 weeks post transplantation186

.

In contrast, the CLC-treated myocardium showed a relatively larger presence

of CM-DiI labeled CLCs, which also stained positive for human nuclei. This

strongly implies that the CLCs that engrafted in the infarcted myocardium

may be more resilient than MSCs in surviving the traumatic process of direct

syringe injection into the myocardium and/or the harsh ischemic

microenvironment of an infarcted myocardium, thereby exhibiting a more

robust survival rate in vivo. Thus, predifferentiating MSCs into CLCs ex vivo

prior to cell transplantation therapy may enhance the donor cell survival rates

in vivo. However, these observations remain to be vindicated with a

quantitative flow cytometry analysis or fluorescence activated cell sorting

(FACS) comparing the survival of MSCs and CLCs in the infarcted

myocardium. Future experimentation should also include tracing the

fluorescence-labeled MSCs and CLCs 1, 2, 4, 6 and 8 weeks post

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transplantation in order to gain some insight into their cell fate and

development, including survival and integration, in vivo.

4.2.2.2 Postulated role of myocardial ECM on donor cell survival

A typical type I collagen fibril comprises of a core of collagen V encapsulated

by polymerized collagen -I and -III93, 95

. The ubiquitous collagens types I-III

confers mechanical strength onto the collagen fibril, while the core collagen V

fibrils contribute towards overall fibril morphology and therefore tissue-

specificity. Besides conferring structural support and integrity, collagens

reportedly promote the cellular adhesion and expansion of as well as

differentiation in stem cells187-189

For instance, the myocardial extracellular

matrices have been reported to influence embryonic differentiation towards

cardiomyocytes190

. Collagen I represents the major components of

extracellular matrices in the myocardium while collagen V is a minor subclass

of collagens that regulates matrix assembly and possibly matrix stiffness191, 192

.

Cellular adhesion to denatured and native collagen V ECM is mediated by

distinct sets of RGD-dependent and RGD-independent receptors. Importantly,

the interstitial collagen I also interacts with collagen V in the same way, so

that when included in the triple-helical conformation of collagens, RGD

sequences in collagen V are either not accessible to cells or exhibit specific

conformations recognized by different integrins152

.

Active ECM remodeling following a myocardial infarction alters the local

collagen composition as well as the integrins that constitute the interface

between myocytes and the myocardial matrix193

. This study reports an

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enriched collagen V deposition in the focal regions in the relatively more

viable peri-infarct borders in relation to the scar tissues of the CLC-treated

myocardium. As discussed in the preceding paragraphs, collagen V forms the

core of type I collagen fibrils. It is not surprising therefore that it is often

shielded by other more dominant collagen types in the myocardial

extracellular matrix128, 152

. It is possible that the RGD sequences usually

„hidden‟ within the triple helices of collagen fibrils may be unmasked in this

process, so that these RGD sequences are now available for interaction with

donor cells or interstitial collagen I molecules, which are significantly over-

expressed in the infarcted myocardium. Consistent with their preferential

affinity in vitro, the persistent localization of CLCs to collagen V-

encapsulated endomysial space of viable myofibers strongly suggests a

specific interaction between the engrafted CLCs and the myocardial matrix

components.

This favorable „tethering‟ of CLCs to the relatively more viable domains of

the myocardium that is characterized by elevated collagen V deposition may

provide a conducive microenvironment that is imperative for donor cell

survival and proliferation194

. This may in turn explain CLCs‟ relatively

enhanced survival in the myocardium as compared to MSCs. In contrast,

MSCs that were localized to collagen I-enriched domains within the

myocardial interstices of the infarcted myocardium were physically isolated

from the resident cardiomyocytes. Just as donor cells cannot survive, grow or

proliferate in the absence of physical tethers to functional myocardial

components or matrix elements, so the physical isolation of MSCs from

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resident myocytes may have been responsible for diminished survival after

myocardial transplantation.

Additionally, collagen V supports a robust migration of cells belonging to a

mesenchymal lineage in vivo195, 196

. Given that CLCs are essentially derived

from the mesenchymal lineage, their distinctive spatial distribution within

myofibrillar structures may be a migratory response to collagen V. Collagen

V-mediated response may be essential to lineage commitment and functional

integration of transplanted CLCs within the cardiac syncytium since intimate

cell-cell contacts are known to induce stem cells to undergo cardiac

differentiation134, 135

. However, it remains to be elucidated if the occasional

localization of CLCs to the collagen-I enriched interstitial tissues as

demonstrated in this study, prevented their engraftment into the host

myofibrillar structure and thereby integration with resident cardiomyocytes in

the myocardium.

4.2.2.3 Cell mediated attenuation of adverse LV remodeling

Stem cells have been reported to play significant roles in alleviating the

adverse effects of ventricular remodeling197, 198

. This study shows that these

beneficial effects were indiscriminate of differentiation status as both MSCs

and CLCs significantly ameliorated ventricular dilatation and prevented

progressive wall thinning.

This cell-mediated attenuation of adverse LV remodeling was already evident

at low-dose cell therapy as exemplified by significantly smaller end-systolic

and end-diastolic volumes (Figure 32i-ii) in the cell-treated myocardium as

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compared to control myocardium. Nonetheless, high-dose cell therapy

significantly reversed negative remodeling effects as myocardium treated with

high-dose cell therapy demonstrated significantly smaller LV dimensions,

such as significantly reduced LV internal diameters (Figure 36 i-ii) and LV

ESV and EDV (i.e ESV and EDV in Figure 36 i-ii), in relation to myocardium

treated with low-dose cell therapies. This is consistent with Menasche et al‟s

observation that LV volumes and consequently negative LV remodeling

effects were significantly reduced with a high-dose administration of skeletal

myoblasts as compared to the placebo group in the MAGIC trial62

.

ECM dysregulation in the failing heart is a primary cause of adverse LV

remodeling and myocardial fibrosis leading to impaired cardiac dysfunction.

The extracellular cardiac microenvironment in the myocardium comprises

primarily of collagen matrices. Following a myocardial infarction, cell-matrix

components are disrupted and there is extensive collagen turnover as a result

of maladaptive remodeling. Subsequently, collagen degradation in the

myocardial ECM reportedly interferes with both systolic performance199

and

relaxation properties of the ventricle200

and eventually leads to contractile

dysfunction. Villari et al also reports that the total collagen volume/mass, its

distribution as well as fiber organization collectively influence the LV

myocardial elasticity201

and therefore compliance. Thus, ECM remodeling

during the progression of heart failure is responsible for the maladaptive

reorganization of cardiac size and geometry so that collagen degradation leads

to chamber dilatation.

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Both high- and low-dose cell-therapy demonstrated a significant amelioration

of adverse ventricular modeling effects. It is possible that physical presence of

cells may confer an added degree of compliance in collagen- enriched domains

in the infarct and peri-infarct borders of myocardium. This may in turn

increase tissue elasticity of the increasingly stiff scar or fibrotic tissues. This

may preserve regional myocardial tissue compliance in the locale of cell

engraftment. Consistently, stem cell transplantation has been reported to

improve cardiac function by modulating collagen structure in vivo that may

reduce tissue stiffness in border infarct zones of the scar tissue 202, 203

.

The insignificant number of surviving MSCs as well as CLCs in the treated

myocardium 6 weeks post transplantation in the low-dose cell therapy groups

strongly indicates that cell-mediated attenuation of adverse LV remodeling

was not dependent on sustained cell survival or integration in the myocardium.

Conversely, this underscores the likely possibility that the limitation of

negative LV remodeling may have been attributed to cell-mediated paracrine

effects. This is not surprising since bone marrow stem cell transplantation

therapy has been reported to prevent the progression of adverse LV

remodeling in the ischemic heart by secreting pro-survival cytokines with anti-

apoptotic and myoangiogenic differentiation stimulatory (discussed in

subsequent paragraphs in this chapter) properties into the myocardium even

after the disappearance of donor MSCs in vivo204

. This cardioprotective

cytokines such as the vascular endothelial growth factor (VEGF), the basic

fibroblast growth factor (bFGF), insulin-like growth factor (IGF) and the

stromal cell-derived factor (SDF), are in turn implicated in protecting the

resident cardiomyocytes in the early phase of MI205

. Both high- and low-dose

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cell-therapy demonstrated consistent trends in a significant cell-mediated

amelioration of adverse ventricular modeling effects. Given the high death

rates in the low-dose therapy groups, it is likely that cell-mediated cardiac

repair mechanisms may be attributed to the release of paracrine factors. It is

possible that physical presence of donor cells may confer a certain degree of

compliance in the proximal regions of collagen- enriched domains in the

infarcted and peri-infarct borders of an increasingly fibrotic myocardium, thus

„softening‟ the increasingly overwhelming stiffness with their inherent

elasticity in the collagen I-enriched scar or fibrotic tissues along the anterior

wall or interventricular septum. This in turn confers a certain degrees of

compliance thus preventing progressive systolic wall thinning. Thus, donor

cell engraftment may preserve regional myocardial tissue compliance and may

prevent the progression of myocardial dyskinesia, in turn a secondary factor

that directly influences global contractility. Donor cell-induced paracrine

effects may also include the recruitment of native cardiac progenitor cells to

the site of injury. These cells may differentiate into functional cardiomyocytes

in the peri-infarct domains of the myocardium, thus decreasing the number of

„stiff‟ domains within the infarcted myocardium and enhancing overall

myocardial compliance as well as contractility.

More relevant to limiting negative LV remodeling, stem cell transplantation

has been reported to improve cardiac function by modulating collagen

architecture in vivo that may reduce tissue stiffness in border infarct zones of

the scar tissue202, 203

. Consistently, MSCs has been shown to express the

antifibrotic factor adrenomedullin, which can inhibit the post-infarction

proliferation of cardiac fibroblasts as well as attenuate the expression of

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collagens –I and –III mRNA206

. This limits if not prevents the development of

scar tissue which would otherwise confer a degree of stiffness and result in a

noncompliant myocardium that ultimately deteriorates overall contractility.

4.2.2.4 Dose-dependent contribution of cell therapy towards myocardial

contractility

PV catheterization studies show that low-dose cell therapy improved global

myocardial contractility with respect to the control group. However, there

were no discernible differences between MSC- and CLC- therapies. At the

same time, echocardiography assessments showed that CLC-therapy

consistently improved LV dimensions and global contractilities such as EF, FS

and regional mid-anterior wall contractility, in relation to MSC therapy.

However, these trends did not achieve statistical significance. This is not

surprising given such a low incidence of cellular engraftment observed in the

low-dose therapy groups. Nevertheless, the small in vivo CLC presence in the

low-dose cell therapy group showed sign of CLC-mediated myogenic

replacement whereby engrafted CLCs demonstrated cross-striations that were

indistinguishable from host cardiomyocytes. Furthermore, CLCs that survived

in the host myocardium 6 week post-therapy engrafted as myocytes that were

electrically coupled with the resident cardiomyocytes (Figure 43-45). In

contrast, the cell fate and development of MSCs could not be studied in rats

treated with a low-dose cell therapy. Nonetheless, results from

echocardiography and pressure-volume catheterization strongly suggest that

MSCs may play a passive role towards improving overall contractile

performance.

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The lack of discernible differences between low-dose MSC- and CLC-

therapies may be attributed to an incomplete CLC-mediated repair mechanism

in the rat myocardium 6 weeks post transplantation therapy. In contrast, the in

vivo functional data (immunofluorescent examinations of microvessels in the

MSC-treated myocardium) indicated that the MSC-therapy may mediate

cardiac repair via angiogenesis. However, these paracrine-mediated

mechanisms may decline over time with a diminishing MSC presence. In

contrast, low dose CLC-therapy showed enhanced myocardial contractility via

myogenic and neoangiogenic mechanisms. Thus, a discernible difference

between low-dose MSC- and CLC- therapies may only be observed with a

longer follow-up assessment of cardiac function.

Cell dose can exert a significant influence on cell-mediated cardiac relief.

Although no significant improvements were observed with cardiac contractile

function such as EF in the MAGIC trial, the high-dose therapy mediated a

more significant attenuation of adverse LV remodeling and chamber

dilatation62

. There are currently no reports comparing a dose-dependent effect

of cardiomyocyte transplantation on postinfarction cardiac function. However,

Menasche et al reported that both skeletal myoblast and fetal cardiomyocyte

transplantation resulted in equivalent efficacies for improving postinfarction

LV function207

. Notwithstanding, it has been established that skeletal

myoblasts do not express the gap junction protein, connexin 43149

and will not

contract synchronously with the heart, thus resulting in ventricular

arrhythmias. Importantly, cardiomyocyte transplantation offered the best

functional improvement in a functional study comparing the therapeutic

efficacies of 3 different fetal cell types such as cardiomyocytes, smooth

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muscles and fibroblasts208

. Taken together, we expect that cardiomyocyte

transplantation would be more effective than skeletal myoblast transplantation

for the functional recovery of contractile performance in the infarcted heart.

Thus, high-dose cardiomyocyte therapy may mediate more significant

improvements in cardiac function than current transplantation treatments

involving the use of other myocyte derivatives.

BOOST trial which used 2.5 x 109 undifferentiated BM stem cells resulted in a

higher improvement in EF as compared to the ASTAMI trial which employed

7x107 BM stem cells (Table 1). Although both trials led to insignificant

improvements in global contractility with respect to their placebo groups, it is

believed that high-dose cell therapy would enhance the probability of cellular

survival and engraftment in the myocardium and may therefore provide a

clearer insight into the direct cellular effects on myocardial contractility. This

postulation was verified by a relatively larger cell presence in tissue sections

of myocardium administered with high-dose cell therapy as compared to those

who have received a low-dose of MSCs or CLCs.

In vivo functional studies showed that high-dose cell therapy was generally

more effective than low-dose cell therapy as dose-dependent assessments of

cell therapy showed that high-dose cell-therapy mediated statistically

significant improvements in LV dimensions (Figure 40i-ii), ESV, EDV and

ejection fraction (Figures 41i-ii, iv-vii). Thus, high-dose cell therapy mediated

larger improvements in restraining chamber dilatation and systolic activities as

compared to low-dose cell therapy. This may be attributed to a significantly

low cellular engraftment and integration of the respective cell types in the low-

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dose therapy groups. Notwithstanding, some significant improvements in EDV

could already be observed in rats administered with low-dose CLC-therapy

with respect to control rats, while low-dose MSC-therapy did not mediate any

statistically significant information. Although low-dose cell therapy also

attenuated negative LV remodeling and improved global contractility, as

observed by smaller cardiac volumes (Figure 32i-ii) and enhanced minimum

dP/dt (Figures 32iii), and cardiac output (Figure 32 v) respectively, these

improvements were statistically insignificant relative to high-dose cell

therapy.

High-dose MSC therapy improved cardiac function by appearing to prevent

progressive worsening of cardiac function, which was observed with control

animals in both the high- and low-dose therapy groups. However,

echocardiography assessments showed that on the average, high-dose MSC-

therapy mediated a -0.11 to 1.6% improvement in the HR-dependent and -

independent contractility indices. These observations underlie the possibility

that MSCs contribute passively to overall contractility. In contrast, CLCs

showed ~7-13% improvement in the same parameters, and thus contributed

actively towards contractile performance. In contrast, echocardiography

analysis of global contractility low-dose therapy group did not show any

significant differences between MSC-treated and control rats, although PV

catheterization showed consistent improvements in LV function in both high-

and low- dose MSC therapy. Notwithstanding, high-dose MSC therapy was

the more effective therapy as improvements due to the low-dose MSC therapy

was statistically insignificant as compared to high-dose cell therapy (Figure

40-41).

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More importantly, discernible functional differences in EF, FS and MPI were

also observed between high-dose MSC- and CLC-therapy (Figure 36xii-xv).

Furthermore, differences in myocardial systolic activities were uncovered with

the assessment of load-insensitive contractility measures observed with rats

treated with a high-dose cell therapy. However, among the 4 therapy groups

compared, high-dose CLC therapy mediated the best improvements in global

systolic activities as observed by the highest maximum dP/dt (Figure 41 iii)

and the best improvement in LVEF (Figure 40iii) with respect to control

animals.

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4.3 Relative therapeutic efficacies of CLCs vs. MSCs

4.3.1 Assessment of myocardial systolic activities

4.3.1.1 Echocardiography assessments

Echocardiography assessment of LV function was derived primarily from

the parasternal short axis view, which in turn assesses the contraction of

the circumferential fibers that gives rise to radial contractility. As

discussed in the previous section, echocardiography assessments show no

significant differences in these measures of contractility between rats in

the low-dose therapy groups. Although there were no significant

differences in heart rate between the respective therapy groups, the heart

rate of rats studied ranged between 300-400bpm. It is possible that the

relative rapid heart rate in rodents may have obscured accurate analysis of

ventricular contractility between treatment groups via current diagnostic

techniques. In retrospect, sedating the rats further on a higher but safe

percentage of isoflurane to further depress the heart rate may provide

further insight into true contractility measures in rats in the respective

treatment groups. Notwithstanding, rats treated with a high-dose of CLCs

demonstrated significantly superior improvements in heart-rate dependent

global contractility indices including ejection fraction and fractional

shortening with respect to those treated with a high-dose of MSCs, in spite

of the rapid heart rate. This may be attributed to a relatively higher

frequency of CLC-derived myogenic replacement in vivo as compared to

that arising from MSCs (Figure 43).

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HR-independent measures of cardiac contractility such as the myocardial

velocities of circumferential fiber shortening (Vcfc) were also obtained to

verify that cell-mediated enhancement in contractile function was not a

consequence of rapid heart rates. Notwithstanding, rats treated with a high

dose of CLCs showed higher improvements in Vcfc as compared to

animals administered with high-dose MSCs.

It is possible that the differences observed with these conventional

measures may be an inadvertent consequence of loading conditions209

rather than actual global systolic function. This is because derivations of

the load-sensitive contractility measures rely on the assessment of radial

or circumferential fiber contractions, which in the presence of the most

common cardiac condition of left ventricular hypertrophy (LVH) may

overestimate cardiac contractility. The contraction of excess sarcomeres

may mask impaired cardiomyocyte function by preserving normal wall

contractions. In addition, radial or circumferential fiber function is

preserved in LVH but the adverse effects of subendocardial ischemia may

lead to longitudinal fiber function that is otherwise obscured in

conventional load-sensitive contractility indicators.

Echocardiography assessments persistently showed that cell therapy

persistently attenuated left ventricular remodeling and dilatation, a benefit

that was already readily observed in rats administered with a low-dose of

cell therapy. However, high-dose cell therapy provided a clearer insight

into the direct cellular effects on myocardial contractility. In particular,

echocardiography showed significant CLC-mediated improvements in

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systolic activities that were not confounded by the rapid heart rate, as can

be seen by the HR-independent contractility indices, such as Vcfc and the

Tei index.

4.3.1.2 Real-time pressure-volume catheterization

4.3.1.2.1 Load-sensitive hemodynamic measurements

In contrast to echocardiography measurements, PV loops derived

indices are better able to separate ventricular function into primary

systolic, diastolic and ventricular loading properties209

.

Consistently, PV measurements show similar trends in cell-

mediated attenuation of chamber dilatation and myocardial wall

thinning. However, high-dose cell therapy resulted in smaller

cardiac volumes as compared to those observed with low-dose cell

therapy. Rats treated with high-dose cell therapy also showed

superior enhancement of global contractility indices such as EF,

SW, CO and SV in relation to those administered with low-dose

cell therapy. Consistent with HR-independent echocardiography

contractility measures, high-dose CLC therapy mediated the

largest improvement in systolic activities as can be seen by

significantly elevated increase in maximum dP/dt.

4.3.1.2.2 Load-insensitive contractility measures

The biomechanical performance of cardiac muscle is influenced by

acute changes in the resting fibre length (preload) and alterations

in wall stress during ventricular ejection (afterload)132

. It is

therefore important to distinguish between haemodynamic

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performance due to mechanical lesions from that due to depressed

myocardial function. The hemodynamic performance of the

ventricle is not an accurate measure of actual myocardial

contractile state if these 2 parameters are not held constant. A

major limitation in detecting acute contractility changes arises

when the determinants of performance other than the inotropic

state are altered by an intervention so as to change performance in

a direction similar to the presumed effect of the change in

contractile state132

.

Conventional assessments of systolic activity by echocardiography

such as ejection fraction and fractional shortening are highly

reliant on load-sensitive measures209

. In certain compensated

disease states such as LV hypertrophy (LVH), it is not surprising

that additional sarcomeres are developed so that normal cardiac

performance is sustained per unit circumference in the basal state

by maintaining seemingly normal wall shortening and thickening

values, thus obscuring actual defective cardiomyocyte function.

Furthermore, radial and circumferential fiber contractility may be

preserved in LVH, while longitudinal fibres in the

subendocardium are reportedly reduced132, 209

.

Thus, functional determinants of left ventricular (LV) contractility

should ideally be linear and load-independent while still sensitive

to changes in inotropic state. Although no measure of contractility

is absolutely load-independent, various contractility indices such

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as PRSW, ESPVR and maximum dP/dt-EDV210

have been

reported to remain relatively unaffected by various loading

conditions in both animal and human studies211

, and have since

been widely accepted as load-insensitive indices of myocardial

contractility that are better reflections of true or absolute

contractility at the cardiomyocyte level.

Preload reduction allowed for load-insensitive systolic and

diastolic function to be examined and was achieved via a transient

depression of the inferior vena cava. The results of this study show

consistent trends in cell-mediated contractility. Both cell therapy

mediated enhanced systolic activities as compared to control rats

as can be seen by an enhanced ESPVR. However, CLC-therapy

resulted in a superior recovery of systolic performance as can be

observed by the restoration of ESPVR to baseline levels. However,

the ESPVR index is limited by its dependence of mass and heart

size209

. Consistent with other reports, we also observed that the

ESPVR curve is curvilinear with increasing IVC depression. It was

also a technical challenge to derive ESPVR slopes in the over

similar ESP ranges as suggested by Kass et al in order to reduce

the nonlinearity of this curve212

as depression of the IVC could

displace the catheter from its steady state position, sometimes

displacing the topmost pressure sensor entirely out of the chamber

as was verified visually by echocardiography. In other cases, the

displacement of the catheter often led to an interference signal

between the pressure and sometimes volume sensors and the

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ventricular walls, causing a spike or complete distortion in the top

left corner of several PV loops so that interpretation of results

were rendered impossible. A few rats were excluded in this study

because no interpretable load-insensitive contractility data could

be derived from them.

The PRSW and dP/dt-EDV measures are 2 alternative load-

insensitive measures of systolic function. PRSW is reportedly

independent of ventricular size and mass but is sensitive to

changes in cardiac contractility, while dP-dt-EDV is another

sensitive indicator of myocardial contractility but is relatively

more pre-load sensitive as compared to PRSW209

. Both measures

demonstrated similar improvement to the ESPVR although CLC-

therapy did not lead to restoration to baseline levels. As with

ESPVR, the MSC-treated myocardium trended towards enhanced

systolic performance, but only the CLC-treated myocardium

demonstrated a superior improvement in systolic performance with

respect to control myocardium.

4.3.1.3 CLCs contribute actively towards myocardial contractile

performance via myocyte replacement

Collectively, trends in in vivo functional studies strongly indicated that

CLCs improved systolic performance without compromising end-diastolic

pressures in the infarcted myocardium. As discussed in the preceding

sections, CLCs may facilitate a synergistic recovery of cardiac function by

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attenuating LV remodeling and limiting chamber dilatation, thereby

preserving regional tissue compliance in the collagen V-enriched peri-

infarct borders. This leads ultimately to an enhancement of regional

contractility that may contribute indirectly towards overall myocardial

contractile performance. CLCs predominantly engrafted in the collagen

V- endomysial lined viable muscle fibers and demonstrated well-

developed Z-bands and A-bands that were indistinguishable from host

cardiac myocytes. Thus, CLCs confer actual mechanical benefit via

myocyte replacement, which contributes regional and global myocardial

contractile performance in the treated myocardium.

4.3.1.4 MSCs contribute passively to myocardial systolic activities

Echocardiography assessments as well as PV catheterization show that

MSC-treated rats exhibited a relatively diminished contractile

performance as compared to CLC-treated rats. MSCs may play a passive

role towards enhancing contractile performance in the myocardium.

Consistently, immunofluorescent examinations showed that transplanted

MSCs were absent of cross striations that are consistent with

cardiomyocytes. Furthermore, MSCs appeared to be predominantly

localized to the collagen I-enriched interstitial spaces that were physically

isolated from the myocardium. This strongly suggests that most of the

engrafted MSCs remained quiescent following cell injection into the peri-

infarct borders of the myocardium. Thus, unlike CLCs, MSCs did not

integrate as functional cardiomyocytes (Figure 43) in the infarcted

myocardium.

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Notwithstanding, both high- and low-dose MSC led to significant

improvements in global systolic activities as compared to the control.

These observations are consistent with the results of current MSC

transplantation therapies, which reported improvements in global

contractile performance as shown by enhanced EF. Given the seemingly

low survival rates of MSCs in vivo and the coincident increase in small

sized blood vessels in the MSC-treated myocardium, it is possible that

MSC-mediated improvements in systolic activities such as EF, FS and the

load-insensitive indices such as ESPVR, PRSW and maximum dP-

dt/EDV may be largely attributed to paracrine effects as MSCs may

secrete angiogenic growth factors into the microenvironment within the

locale of cell engraftment as an inadvertent consequence of paracrine

mediated effects. Alternatively, the apparent improvements in the MSC-

treated myocardium may be reflective of a possible compensatory

contractile mechanism as a passive consequence of scar stiffening in the

MSC-treated myocardium. Afterall, MSC transplantation induced systolic

wall thickening, which prevented dyskinesis, in turn a secondary factor

that directly influences systolic contractility213

. If true, high-dose MSC-

therapy may result in a deterioration of cardiac contractile function in the

long run. However, whether MSC-mediated enhancement of systolic

activities is really a compensatory mechanism can only be determined

with a longer follow-up assessment of contractile performance following

cell transplantation.

MSC transplantation has also been reported to modulate the ECM

architecture in the infarcted regions of the failing heart by decreasing the

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levels of collagen -I and -III fractions in vivo206, 214

. However, this study

showed an extremely high death rate especially in the high-dose therapy

group, which may lead to massive inflammation at the site of cell death.

This release of inflammatory cytokines can induce subsequent myocardial

fibrosis, which may inadvertently lead to subnormal ventricular relaxation

and negate MSC’s initial positive effect on decreasing collagen levels in

vivo (seen in the low-dose therapy group). Taken together, high-dose

MSC-therapy may be counterproductive in the treatment of heart failure.

Notwithstanding, this postulation can only be affirmed with a quantitative

measure of the collagen levels in the myocardium in respective high- and

low-dose MSC therapy groups.

Alternatively, MSC-mediated improvements in systolic function may be

attributed to paracrine mechanisms more than myocyte replacement in the

MSC-treated heart. Recent studies have shown that donor MSC

engraftment and survival in the infarcted myocardium decreased rapidly

from 34-80% from the time of injection to 0.3-3.5% 6 weeks post therapy

regardless of dose and application time186

. These numbers are too low to

exert a direct influence on organ function and thus may be therapeutically

irrelevant. In addition, bone marrow stem cells reportedly confer acute

improvements in cardiac function less than 72 h after MI. This precludes

extended differentiation in vivo it is not likely that MSCs can differentiate

into cardiomyocytes within 3 days to regenerate the infarcted

myocardium. Most importantly, in vitro and in vivo animal studies have

revealed that much of the functional improvement and attenuation of

injury afforded by stem cells can be replicated by cell free, conditioned

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media derived from stem cells. Taken together, these findings strongly

suggest that MSCs confer cardiac relief via complex paracrine

mechanisms, which ultimately preserve or enhance global contractile

performance with respect to control myocardium.

4.3.2 Assessment of myocardial diastolic activities

4.3.2.1 Echocardiography assessments

An in-depth analysis of diastolic function using tissue Doppler Imaging

techniques could not be performed as the rapid heart rates in rodents

resulted in the fusion of the E and A waves in almost every ECG cycle.

As such, echocardiography examinations could not adequately assess

diastolic activities/ dysfunction in the myocardial infarction rat models.

The Tei index however provides an insight into global myocardial

contractile performance as a summation of both systolic and diastolic

activities. It remains debatable however if this measure of contractility is

independent of heart rate209

or preload conditions215

. For this study, the

Tei index was significantly decreased in rats treated with a high-dose of

CLCs. Although not significantly different from control rats, MSC-treated

rats consistently demonstrated no nett change in this relatively HR-

independent global contractility index.

4.3.2.2 Conductance catheterization

The results of this study show that low-dose cell therapy improved

systolic performance with lower end-diastolic pressures (EDP) as

compared to control animals. However, CLC-therapy resulted in a

relatively lower EDP as compared to MSC-therapy. Furthermore,

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increasing dose of MSCs in particular resulted in a compromised diastolic

function (Table 7). Consistently, of the 4 cell therapy groups, rats treated

with high-dose MSC-therapy demonstrated the lowest minimum dP/dt and

the slowest passive filling rate as depicted by the smallest maximum

dV/dt value.

At the same time, similar trends were observed with the loafd-insensitive

measure of isovolumetric relaxation, Tau (Weiss). High-dose MSC-

therapy consistently gave rise to the highest Tau (Weiss) value and thus

demonstrated the worst isovolumetric relaxation among of the 4 cell

therapy groups. However, high-dose MSC-therapy negative effect on

diastolic performance may have been confounded by alterations in loading

conditions. Given that these trends are not statistically significant, more

investigations are necessary to draw a firm conclusion in the effect of

high-dose MSC-therapy on possible diastolic impairment.

Taken together, these results suggests that sustenance of systolic activities

in rats treated with a high dose of MSCs may be a compensatory

mechanism in which end-diastolic pressures were correspondingly

elevated. This may not be beneficial in the long run, as chamber dilatation

may be inadvertent to offset the increased cardiac pressures within the left

ventricle. Similar to patients with heart failure, normal EF does not

exclude diastolic dysfunction216

.

It is important to stress that these mechanisms are dynamic and relatively

higher collagen levels and compromised diastolic activities can occur

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concurrently with an apparent improvement of systolic function and

attenuation of LV remodeling in the MSC-treated myocardium at 6 weeks

post transplantation therapy. These trends may be more apparent with a

larger sample size and a longer follow-up assessment period i.e 6-12

months post therapy. More investigations are warranted before a

definitive conclusion on the effects of high-dose MSC-therapy on

myocardial diastolic activities, collagen remodeling and overall cardiac

contractile function can be derived.

Systolic function in rats appears to look more significant than that of diastolic

activities in this study. However, it is important to realize that current

techniques in assessing diastolic activities are not well optimized and need to

be further refined so as to attain a more accurate measure of diastolic indices.

One way to better study diastolic activities via echocardiography assessments

may be to decrease heart rates significantly within the 100-200 bpm range so

as to better segregate the E and A waves. However, this technique remains to

be optimized a safe and nonhazardous levels for rats to survive the otherwise

toxic effects of anesthetics at higher levels. In addition, some EDPVR data

obtained with PV catheterization were excluded as they did not yield any

discernible information. A way to overcome the large variations that existed in

this study would be to recruit more rats into this study so that the sample size

of rats approximates a normal distribution. More investigation evaluating

diastolic indices are warranted before a conclusion on relative cell-mediated

diastolic activities can be reached.

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4.4 Cell-mediated paracrine effects

4.4.1 MSC-mediated neovascularization in the infarcted myocardium

Transplanted MSCs were localized to immature blood vessels, while CLCs

often engrafted in sites proximal to blood vessels. This strongly suggests that

MSCs may play significant roles in vasculogenesis. This observation further

reinforces the merits of committing MSCs to a cardiac-like phenotype ex vivo

before transplantation to enhance contractile performance via myocyte

replacement in the infarcted myocardium. Consistently, MSC-treated

myocardium demonstrated enhanced myocardial angiogenesis in the peri-

infarct and infarcted borders. Embryonic stem cells expressing VEGFR2 have

been reported to differentiate into endothelial and smooth muscle cells 217, 218

.

Although patient derived MSCs expressed KDR/ VEGFR2 in vitro, it

remained to be determined if MSCs underwent extended vascular

differentiation following cell transplantation. Nevertheless, intramyocardial

angiogenesis may have contributed indirectly towards overall contractile

function in the MSC transplanted animals by enhancing myocardial perfusion.

Consistently, MSCs have been reported to secrete cytokines which lead to

ultimate improvements in myocardial performance182

.

4.4.2 CLCs also elicit alternative non-myogenic mechanisms of cardiac repair

Notwithstanding, the seemingly elevated CLC presence in rats treated with a

high dose of CLCs was still disproportionate to the remarkably restoration of

myocardial systolic performance to baseline levels. Such inconsistencies

underscores the unlikely possibility of cell-mediated myocyte replacement

alone was being the primary reason for such recovery of global cardiac

function. Instead, the results of both high- and low- dose CLC therapy groups

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consistently hint at possible cell-mediated non-myogenic cardioprotective

paracrine effects. A subset of transplanted CLCs that engrafted in the collagen

I enriched interstitial spaces between adjacent viable myofibers did not exhibit

sarcomeric cross striations. In contrast to MSCs, CLCs also did not integrate

as immature vessels. However, the CLC-treated myocardium showed a

significant increase in neoangiogenesis with respect to control myocardium.

At the same time, in vivo functional studies showed an alternate minority

population of CLCs that engrafted in the collagen I enriched interstitial spaces

between adjacent viable myofibers. These CLCs did not exhibit distinct cross

striations consistent with sarcomeric structures. However, these cells

demonstrated a coincident expression of the proliferating cell nuclear antigen

(PCNA) and the von-Willebrand factor (vWf). This strongly suggests that the

CLCs engrafted as proliferating endothelial cells in the myocardial interstices.

Additionally, resident cells in the immediate locale of CLC-engraftment in the

interstitial tissues also exhibit a coincident expression of PCNA and vWf.

Thus, CLC-therapy promoted endogenous and donor cell-derived endothelial

proliferation in the treated myocardium possibly via the secretion of relevant

cytokines such as VEGFR2. This is consistent with in vitro characterization

studies of CLCs, which show that these cardiogenic cell types simultaneously

expressed endothelial markers such as VEGFR2 and smooth muscle actin.

Thus, CLCs may also possess an inherent propensity for endothelial

differentiation in addition to myogenic differentiation.

Collectively, these results strongly suggest that CLC may also mediate

cardioprotective benefits via paracrine signaling. Thus, the combined action of

an enhanced cell-mediated regional contractility due to myogenic replacement,

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attenuated negative LV remodeling and paracrine cardioprotection may confer

to a synergistic improvement in overall cardiac function in the CLC-treated

myocardium.

In vivo findings suggest that MSCs may contribute passively towards functional

improvement by preventing the progressive deterioration of cardiac activities.

However, MSC-mediated improvements in cardiac function as well as a

coincident increase in blood vessels in the MSC-treated myocardium despite the

absence of human nuclei in infarcted myocardium strongly suggest possible

paracrine effects that may promote angiogenesis post transplantation. This is

consistent with current literature, which reports that MSC-mediated

improvements are may be attributed to paracrine mediated205, 206

.

Similarly, the CLC-treated myocardium demonstrated enhanced endothelial cell

proliferation in vivo, which implicates CLCs in playing significant roles in

neoangigenesis, an inadvertent consequence of paracrine effects. Future

investigations should include an analysis of secretory angiogenic growth factors,

such as VEGFR2, in the microenvironment in the vicinity of cell engraftment via

an ELISA assay or flow cytometry as a quantitative measurement would provide

a more conclusive insight into the relative paracrine contribution of either cell

type.

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4.5 Postulated role of myocardial ECM on in vivo cell fate and

development

The effect of post-infarct remodeling of myocardial extracellular matrix on in situ

stem cell differentiation remains to be determined. The developmental potential

of MSCs is reportedly regulated by underlying substrate elasticity in vitro219

.

Collagen I may impart heightened tension and mechanical stress within the cell,

leading to an overwhelming stiffness that is unfavorable towards

cardiomyogenic-like phenotype of CLCs. Consistently, MSCs have been reported

to undergo osteogenic differentiation on collagen I surfaces. In contrast, collagen

V ECM may present a more pliable environment that favors the differentiation of

CLCs. These physical forces may similarly induce appropriate cascades of

stimulatory intracellular signals that are favorable for survival, proliferation and

cardiac transdifferentiation in CLCs in vivo. Consistent with in vitro studies,

MSCs and CLCs that engrafted in the collagen I-enriched interstices in the

myocardium bordering the scar areas of the infarcted myocardium did not exhibit

expression of cardiac-specific myofibrillar proteins. In contrast, CLCs that

engrafted in the collagen V-enriched endomyosium lining viable myofibers

demonstrated well-developed Z-bands and A-bands that were indistinguishable

from host cardiac myocytes.

Transplantation of terminally differentiated fetal and adult cardiomyocytes have

reportedly led to the preservation of systolic activities and overall contractile

performance and a significant attenuation of LV remodeling and dilatation in the

infarcted myocardium. However, it is not easy to isolate cardiomyocytes from

cardiac tissue biopsies in large quantities. CLCs are partially differentiated but

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committed to cardiac lineage. Importantly, large numbers of CLCs can be derived

in vitro before transplantation. These cells bear a resemblance to fetal

cardiomyocytes and can survive well in the myocardium. Like fetal

cardiomyocytes, CLCs also significantly enhanced contractile performance,

limited negative LV remodeling and dilatation and promoted angiogenesis in the

infarcted myocardium. However, being partially differentiated, CLCs may not

undergo extended myocyte differentiation and may thus remain quiescent in vivo,

especially if they were engrafted in a collagen I-enriched domain in the infarcted

regions of the failing heart.

Notwithstanding, the results of this study show that CLCs mediated superior

improvements in cardiac function to undifferentiated bone marrow MSC therapy

in an infarcted rat myocardium. Importantly, CLCs contribute actively towards

overall contractile performance via myocyte replacement and paracrine mediated

effects, while playing possible roles in neoangiogenesis. In contrast,

undifferentiated MSCs mediated functional improvements via a predominant

cardioprotective paracrine effect. Future directions improvements should be made

to current techniques in the delivery of viable CLCs to the injured myocardium.

Culturing of CLCs on an engineered collagen V-based scaffold and applied

directly onto the infarcted heart may enhance and maximize their survival,

engraftment and integration with host cardiomyocytes.

Although clinical trials have reported mixed outcomes, some patients have

undeniably benefited from undifferentiated bone marrow stem cell therapy. CLCs

are expected to confer equal if not superior cardiac relief in patients and present

as a promising autologous cell-based therapy for the treatment of CVD. However,

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further preclinical investigations should be conducted before CLCs are applied in

clinical trials. For example, the beneficial effects CLC therapy should be further

investigated in large animal models with follow up assessments of cardiac

function over a period of time. It is also important to determine if CLCs

demonstrate a stable cardiomyogenic profile in vivo, and if CLC-mediated

paracrine effects excluded deleterious consequences such as fibrosis and

apoptosis in the long run.

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Chapter 5: Conclusion

This study supports the concept of pre-differentiating bone marrow mesenchymal

stem cells into cardiomyocyte-like cells in vitro before cell transplantation therapy.

These differentiating cells exhibit distinct Z-band cross striations in vitro that is

consistent with a developing contractile phenotype. Importantly, this distinct cardiac-

like phenotype is stable in prolonged cultures. A large-scale expansion of these

cardiomyogenic cell types was further achieved via preferential interaction with

collagen V extracellular matrices.

Figure 52 summarizes the possible distinct myogenic and non-myogenic mechanisms

of cardiac repair mediated by CLCs as compared to MSCs. Importantly, cell therapy

significantly improves the efficiency of myocardial repair as human bone-marrow

derived stem cells act to enhance the elasticity of the infarct area, thus preventing

deleterious LV-remodeling and ventricular dilatation. Cell therapy also confers

cardioprotection on resident host cells via the release of paracrine factors. More

specifically, cell therapy promotes robust angiogenesis with respect to control

myocardium, as exemplified by increased vessel counts in cell-treated myocardium.

This improves myocardial perfusion, which may in turn prevent extensive apoptosis

of the surviving resident cardiomyocytes.

In particular, CLCs present as a more efficacious therapy to MSC-treatment as CLCs

contribute actively towards overall contractility via cell-derived myocyte replacement

besides promoting neoangiogenesis in the infarcted myocardium. More remarkably,

high- dose CLC therapy specifically confer added mechanical benefit by restoring

myocardial systolic performance in the treated myocardium. Thus, CLC-treated rats

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demonstrated superior contractile performance to rats administered with

undifferentiated MSCs.

Infarcted myocardium demonstrated elevated collagen I deposition in the peri-infarct

borders and especially in the scar tissue. MSCs injected directly into the collagen I-

enriched interstices in the myocardium bordering the scar areas of the infarcted

myocardium did not exhibit expression of cardiac-specific myofibrillar proteins. In

contrast, CLCs that engrafted in the collagen V-enriched endomyosial space of viable

myofibers demonstrated well-developed Z-and A-bands indistinguishable from host

cardiac myocytes.

Predifferentiating mesenchymal stem cells into cardiomyocyte-like cells ex vivo

before transplantation is more efficacious than mesenchymal stem cells for the

treatment of chronic heart failure. CLCs may present an added value to current

clinical practice of using undifferentiated stem cells for the treatment of myocardial

infarction.

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Figure 52. Possible MSC- and CLC- mediated repair mechanisms in the compromised myocardium.

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