chapter 2 intensive groundwater use in urban areas: the

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CHAPTER 2 Intensive groundwater use in urban areas: the case of megacities K.W.F. Howard (1) & K.K. Gelo (2) University of Toronto at Scarborough, Ontario, Canada (1) [email protected] (2) [email protected] ABSTRACT: Today, almost half the world’s 6,000 million population live in urban areas with some 20 megacities supporting over 10 million inhabitants. Within 25 years, the world’s population is expected to exceed 8,000 million; the vast majority of these additional people will be urban dwellers. Demand for safe water supplies already poses an enormous burden on available resources and there is an urgent need to identify the courses of action required if continued growth of the world’s cities is to be sustained. Historically, intensive use of groundwater has been a key factor in much of this devel- opment, and while it can continue to play a key role, new technologies and carefully planned man- agement and protection strategies are required to increase supply, reduce demand and make more effi- cient use of the resource. In most rapidly growing cities, the challenge will be to meet increasing demands for safe water supply in the face of competing political, societal and economic issues and limited financial resources for technological development and essential infrastructure. 35 1 INTRODUCTION Throughout the 1900s, rapid and accelerated growth of urban areas continued unabated. In 1950, there were fewer than 100 cities with a population of 1 million; by 2025, this number is expected to rise to 650. As we begin the 21 st cen- tury, it has been estimated that some 20 cities have reached megacity status with populations exceeding 10 million; the majority of these cities are in Asia, and South and Central America (Fig. 1). Globally, almost 3,000 million people live in urban areas, a figure representing approximately 50% of the world’s population. Operating with even a modicum of efficiency, large vibrant cities represent the engines of the world’s economy, generating enormous benefits by concentrating human creativity and providing infrastructure and a workforce for intensive industrial and commercial activity. The down- side is that large, heavily populated areas can pose an enormous burden on the region’s natural resources, the most notable of which is water. Foster et al. (1999) have suggested that the key to the sustainable growth of large urban areas, and a major challenge for rapidly urbanising regions of the world, is the adequate provision of safe water supplies, sanitation and drainage. For many of the world’s most populated cities, Beijing, Buenos Aires, Dhaka, Lima and Mexico City included, the provision of safe water relies heavily on the availability and quality of ground- water. On a global scale, groundwater represents the world’s largest and most important source of fresh potable water (Howard 1997). Yet, in many countries both the quantity and quality of this resource have been compromised by human activities. Of these, urban and industrial devel- opment rank as the most serious. Urban and industrial development imposes a major stress on the resource through increasing demand. Development can also release contaminants to the subsurface where they have the potential to degrade groundwater quality and further limit its utility. Taken together, these stresses can signifi- cantly increase water-supply costs and, without timely intervention, can negatively affect human 02-Howard.qxd 02-10-2002 19:09 Pagina 35

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Page 1: CHAPTER 2 Intensive groundwater use in urban areas: the

CHAPTER 2

Intensive groundwater use in urban areas: the case of megacities

K.W.F. Howard (1) & K.K. Gelo (2)

University of Toronto at Scarborough, Ontario, Canada(1) [email protected] (2) [email protected]

ABSTRACT: Today, almost half the world’s 6,000 million population live in urban areas with some20 megacities supporting over 10 million inhabitants. Within 25 years, the world’s population isexpected to exceed 8,000 million; the vast majority of these additional people will be urban dwellers.Demand for safe water supplies already poses an enormous burden on available resources and thereis an urgent need to identify the courses of action required if continued growth of the world’s cities isto be sustained. Historically, intensive use of groundwater has been a key factor in much of this devel-opment, and while it can continue to play a key role, new technologies and carefully planned man-agement and protection strategies are required to increase supply, reduce demand and make more effi-cient use of the resource. In most rapidly growing cities, the challenge will be to meet increasingdemands for safe water supply in the face of competing political, societal and economic issues andlimited financial resources for technological development and essential infrastructure.

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1 INTRODUCTION

Throughout the 1900s, rapid and acceleratedgrowth of urban areas continued unabated. In1950, there were fewer than 100 cities with apopulation of 1 million; by 2025, this number isexpected to rise to 650. As we begin the 21st cen-tury, it has been estimated that some 20 citieshave reached megacity status with populationsexceeding 10 million; the majority of these citiesare in Asia, and South and Central America (Fig.1). Globally, almost 3,000 million people live inurban areas, a figure representing approximately50% of the world’s population.

Operating with even a modicum of efficiency,large vibrant cities represent the engines of theworld’s economy, generating enormous benefitsby concentrating human creativity and providinginfrastructure and a workforce for intensiveindustrial and commercial activity. The down-side is that large, heavily populated areas canpose an enormous burden on the region’s naturalresources, the most notable of which is water.Foster et al. (1999) have suggested that the key

to the sustainable growth of large urban areas,and a major challenge for rapidly urbanisingregions of the world, is the adequate provision ofsafe water supplies, sanitation and drainage. Formany of the world’s most populated cities,Beijing, Buenos Aires, Dhaka, Lima and MexicoCity included, the provision of safe water reliesheavily on the availability and quality of ground-water.

On a global scale, groundwater represents theworld’s largest and most important source offresh potable water (Howard 1997). Yet, in manycountries both the quantity and quality of thisresource have been compromised by humanactivities. Of these, urban and industrial devel-opment rank as the most serious. Urban andindustrial development imposes a major stresson the resource through increasing demand.Development can also release contaminants tothe subsurface where they have the potential todegrade groundwater quality and further limit itsutility. Taken together, these stresses can signifi-cantly increase water-supply costs and, withouttimely intervention, can negatively affect human

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health and lead to a spiral of socio-economic andenvironmental decline.

In modern times, urban groundwater issueshave attracted considerable worldwide attention.They formed a major component of UrbanWater’88, a UNESCO symposium on hydrolog-ical processes and water management in urbanareas, and eight years later provided a centraltheme for the 1996 UN Habitat Conference heldin Beijing on Managing Water Resources forLarge Cities. One year later, in 1997, theInternational Association of Hydrogeologistsacknowledged a growing concern for the sus-tainable use of the ground for water supply andwaste disposal in urban areas by focusing itsXXVII Congress on Groundwater in UrbanAreas (Chilton et al. 1997, Chilton 1999). Urbangroundwater has been a recurring theme in sub-sequent meetings. As recently as May 2001, aNATO Advanced Research Workshop onCurrent Problems of Hydrogeology in UrbanAreas, Urban Agglomerates and IndustrialCentres was held in Baku, Azerbaijan (Howard& Israfilov, in press) on the understanding thatmany urban groundwater problems are commonto many countries and there is much to be gainedby scientific co-operation on an internationalscale.

In this chapter, we investigate, from a practi-cal standpoint, the impacts of intensive use ofgroundwater resources in megacities and largeurban centres (Fig. 2). We examine the potential

benefits of the intensive use of groundwater inthe growth and development of urban areas, andbalance these against the serious problems thatcan arise in the absence of effective groundwatermanagement and aquifer protection strategies.We conclude by identifying future challenges inthis important field and highlight the possiblecourses of action required if continued growth ofthe world’s cities is to be sustained. Agenda 21of the United Nations Conference onEnvironment and Development in Rio, 1992,specified the need to protect the quality and sup-ply of freshwater resources by an integratedapproach to the development, management anduse of water in a sustainable way. In the pasttwenty years, much has been learned about theinfluence of urban growth on groundwater qual-ity and quantity. In addressing the issue of sus-tainability, a key consideration for the futureconcerns the role and influence groundwaterquality and quantity will have on urban growth.

2 IMPACTS OF URBANISATION ONGROUNDWATER

The settlement and subsequent growth of urbanpopulation centres has been taking place at aslow but steady rate for thousands of years. Inmany parts of the world, rates of growthincreased significantly during the 1800s whenthe industrial revolution dramatically improved

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Figure 1. World’s population and the 20 megacities.

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transportation and sparked a new generation ofmanufacturing industries. Today, much of thegrowth is occurring in Asia and Latin America atrates many consider to be environmentallyunsustainable (Foster et al. 1997). Around theworld, very few countries remain unaffected bythe social tensions and severe environmentaldegradation that rapid and uncontrolled urbani-sation can bring.

In some parts of the world, the impacts ofurbanisation on groundwater have been apparentfor up to a century or more. These impacts haveoccurred in cities where the use of groundwaterhas significantly exceeded natural rates ofaquifer replenishment, an activity often referredto as overdraft, over-development, or groundwa-ter mining. While intensive use of groundwaterin this way can generate considerable social and

economic benefits, particularly in the short-term, it will lower the regional potentiometricsurface, thereby reducing well yields andincreasing pumping costs. Modern-day exam-ples include Sao Paulo, Brazil (Diniz et al.1997) and Ljubljana, Slovenia (Mikulic 1997).Reduced groundwater heads can also inducepoor quality water to enter deeper parts of theaquifer from rivers and polluted shallow aquifersystems (e.g. Ahmed et al. 1999). Sometimesmore seriously it can also lead to:

• Land subsidence.• Inflow of saline water from deeper geolog-

ical formations or the sea.In recent years, numerous other impacts of

urbanisation on groundwater have beenobserved. Many of these problems are commonthroughout the world and range from relativelysimple cases of urban groundwater pollution andrecharge management to rising water levels andurban sanitation issues. It is precisely these sortsof global concerns that have fostered so muchinterest in urban groundwater in recent decadesand have spawned the science of urban hydro-geology.

2.1 Subsidence and saline intrusion

Land subsidence and the intrusion of seawaterrepresent some of the earliest manifestations ofintensive groundwater use in urban areas. Forexample, in Mexico City, the detrimental effectsof intensive groundwater use have been record-ed in the form of land subsidence for almost 70years. Heavy production from deep aquifersbegan in the late 1920s (Sánchez-Díaz &Gutiérrez-Ojeda 1997) and by 1959 the centralparts of the city were locally subsiding at a rateof 40 cm/yr (Hunt 1990, Howard 1992). In somelocations the land surface dropped by over 9 m(Poland & Davis 1969). A redistribution of wellshas now alleviated the problem throughoutmuch of the capital; however, much of the dam-age remains. Problems include disruption ofunderground water mains and sewer pipes lead-ing to severe losses, structural damage to roadsand buildings, and major alterations to surfacedrainage conditions.

Land subsidence due to intensive groundwa-ter demand is also well documented in otherlarge cities. Many of these cities, e.g. Houston,Jakarta, Shanghai, Venice, Calcutta, Taipei,Tokyo and Bangkok, are located in coastal areas

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Intensive groundwater use in urban areas: the case of megacities

Figure 2. The world’s megacities and large urban centres.Shaded rectangles indicate major use of groundwater.Although in common use, the term megacity has no wide-ly accepted definition. For the purpose of this figure it issimply defined as a city where the population is reliablyestimated to exceed 10 million. Data source: UnitedNations (2001).

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where subsidence can subject parts of the city toinvasion by the sea. In Tokyo, for example, themost heavily populated coastal city in the world,ground subsidence due to the intensive use ofgroundwater was first observed in the 1910s.Damage to industry during World War IIreduced demand for groundwater in the earlypost war years and provided temporary relief;however, subsidence resumed again at an accel-erating rate in the early 1950s when industryrevived and demand for groundwater increaseddramatically. Some parts of the city reportedsubsidence of over 4 m with the land reaching asmuch as 1 m below mean sea level. This is par-ticularly serious in an area prone to the stormsurges and high waves of typhoons.Countermeasures introduced during the 1960sincluded the raising of riverbanks and the con-struction of a sea barrier, coupled with a plan formajor reductions in groundwater withdrawal.Today, the problem appears to have been large-ly resolved with significant subsidence confinedto the Kanto Plain, which underlies the northernsuburbs of the city. Tokyo is no longer regardedas a groundwater-dependent megacity.

Problems of intensive groundwater use incoastal cities are not simply limited to subsi-dence. Groundwater overdraft can also lead to adeterioration of groundwater quality due to theintrusion of seawater. Intrusion of seawater incoastal aquifers is a natural consequence of thedensity contrast between fresh and saline water,the denser seawater forming a wedge that canextend for many kilometres inland (Bear 1972,Raudikivi & Callender 1976). Potential prob-lems arise when the saline water body is drawnfurther into the aquifer by pumping the freshgroundwater reserve. Carefully and purposeful-ly managed, seawater intrusion can prove bene-ficial (Howard 1987) by reducing the rate atwhich groundwater levels are lowered duringperiods of over-development. As a result, thelong-term recovery of freshwater reserves isenhanced, pumping costs are minimised andpotential subsidence issues are lessened. Whensaline intrusion is not managed effectively, thesaline water can enter pumping wells and seri-ously degrade water quality. Once degradationhas occurred, it can take a much longer period ofsubstantially reduced pumping for the aquifer torecover. Intrusion of saline groundwater is acommon problem for many coastal cities.Megacity examples include Manila and Jakarta,

but any coastal city that utilises groundwater insignificant quantities can be affected, e.g. Dakar,Senegal (Faye et al. 1997). Comparable prob-lems also occur in inland cities where excessivepumping can draw deep bodies of connate orfossil saline water towards pumping wells.

In Bangkok, the capital of Thailand, the intru-sion of saline groundwater has occurred inresponse to an increase in groundwater abstrac-tion from just over 8,000 m3/d in 1954 to1.4 Mm3/d in 1990 (Das Gupta 2001). Locallythis has caused a lowering of the potentiometricsurface by as much as 60 m. In Manila, a simi-lar increase in groundwater use has lowered thepotentiometric surface locally to between 70 and80 m.b.s.l. In some cases this decline has takenplace at a rate of 5–12 m/yr. Not surprisingly,saline water from Manila Bay extends inland asmuch as 5 km, and samples drawn from wells incoastal areas commonly exhibit chloride con-centrations in excess of 200 mg/L. Concentra-tions as high as 17,000 mg/L chloride have beenobserved. By comparison, Jakarta pumps only0.65 Mm3/d of groundwater, and groundwaterlevels have declined at rates of just 1–3 m/yr toreach a more moderate 20 to 40 m.b.s.l.However, its medium- to long-term supply prob-lems are no less severe. A recent AsianDevelopment Bank technical co-operation pro-gramme on water resources management inmegacities, presented case histories for thesecities. As reported by Foster et al. (1999), effortsin these cities to reduce groundwater abstractionin favour of imported surface water have large-ly failed. There has been no difficulty in closingmunicipal wells, but it has proved impossible tocontrol a very large and escalating number ofshallow, privately operated groundwater sourcesthat are mostly unregulated, untreated andunmonitored.

2.2 Impacts of global concern

Global interest in the interrelationship betweenurbanisation and water emerged during the1950s and 1960s, when accelerating urbangrowth on several continents created a broadrange of hydrological concerns. Most of theseconcerns were related to the increased impervi-ous cover in an urbanised watershed whichreduces evapotranspiration, reduces direct infil-tration, stimulates flow of water through guttersand storm water collection systems, and increas-

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es the volume and velocity of surface waterrunoff to produce larger peak flood discharges.The consequential increase in urban flooding,channel erosion and uncontrolled deposition ofsediment demanded immediate attention andresolution. Within two decades the science ofurban hydrology (i.e. surface water) had becomewell established with a number of referencetexts appearing on the subject (see Hall 1984,for example). Urban hydrology, including floodcontrol, remains a high priority, urban issue;however, other environmental effects of urbani-sation have come to the forefront in the form ofurban hydrogeology or urban groundwater.Initially, research into urban hydrogeology wasno more pro-active in its scientific agenda thanits surface water or hydrological counterpart.Typically, most research has responded to veryspecific groundwater quality or quantity prob-lems with the result that remediation and resolu-tion have tended to receive greater attention thanplanning and protection. Nevertheless, researchinto urban groundwater has accelerated in recenttimes, major progress has been made on a num-ber of important issues and the science of urbanhydrogeology is becoming well established.Broadly, these issues relate to the impacts ofurbanisation on either the quality or quantity ofthe groundwater resource.

2.2.1 Impacts on groundwater quantity

There is considerable evidence that urbanisationsignificantly alters recharge to the groundwatersystem by modifying prevailing inflow mecha-nisms and introducing additional sources ofaquifer replenishment. In natural, undisturbedsystems groundwater recharge normally resultsfrom the direct and indirect infiltration of inci-dent precipitation and is determined by such fac-tors as soil condition, vegetation, surface slope,depth to the water table, and the intensity andvolume of precipitation (Howard 1997).Urbanisation can affect parameters either in asubtle way by modulating the microclimate, ormore profoundly by sealing large areas of theground surface with impermeable materials andsignificantly increasing surface water runoff. Ina typical urban environment where about 50%of the land area becomes impermeable, directrecharge will be reduced by a comparableamount (Howard 1997).

To some extent the depletion in direct

recharge is normally offset by an increase inindirect recharge. This commonly occurs inurban depressions, channels and valleys thatreceive additional surface water runoff; howev-er, it has also been observed to occur immedi-ately adjacent to large impermeable areas suchas parking lots (van de Ven 1990). In somecases, indirect recharge can be promoted artifi-cially using infiltration basins and columns(Howard et al. 2000) that allow excess water todrain to the sub-surface with minimal evapora-tion. Detailed investigations of parts of LongIsland, New York (Seaburn & Aronson 1974, Kuet al. 1992) have suggested that storm waterrecharge basins fully offset losses that resultfrom urbanisation, even though the spatial andtemporal distribution of the recharge is signifi-cantly altered. Urbanisation caused a 12%increase in total recharge and a 1.5 m rise in thewater table in areas where urban stormwater wasrecharged via large infiltration basins, and a10% decrease and 0.9 m fall in areas wherestorm water was released to the sea. Comparablefindings have been documented in South Africa(Wright & Parsons 1994), Australia (Martin &Gerges 1994) and Bermuda (Thomson & Foster1986). Under some conditions, artificialrecharge can benefit from the use of injectionwells to introduce storm water into underlyingaquifers more efficiently (Dillon et al. 1994).

Until recently, it was popularly believed that,in the absence of artificial recharge manage-ment, impermeable surfaces in urban areas mustautomatically reduce the amount of water thatreplenishes the aquifer. Experience tells us oth-erwise. Certainly, direct recharge is reduced andthis deficit is rarely offset by increased indirectrecharge. However, any loss of recharge in thisway does not necessarily result in a net loss inaquifer replenishment. This is because urbanisa-tion radically modifies the entire water balanceof an area, (Lerner 1986, 1990a, b, c, 1997,Foster 1990, Custodio 1997) and introducessources of aquifer recharge entirely new to theregion. Potential recharge sources include:

• Septic systems. • Leaking sewers.• Leaking water mains.• Over-irrigation of gardens and parklands. The contribution of these sources can be dif-

ficult to quantify. As indicated by Lerner (1986,1990a, 1997), all water supply networks leak,particularly those that are strongly pressurised.

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Well-maintained systems may lose only 10% ofsupply; at the other extreme, losses of 70% ormore have been reported (Reed 1980). Hueb(1986) reports an average leakage rate of 17%for 18 cities in Latin America, which effectivelydoubles the natural rate of aquifer replenishment(Foster 1990). Jones (1997) suggests that aver-age leakage rates in UK approach 25%.

High rates of recharge due to supply networklosses are somewhat less of a concern in citieswhere the water supply is derived entirely fromlocal groundwater. They simply reflect an ineffi-ciency, which, if rectified, would not lead to anynet change in the groundwater budget, butwould save considerable pumping expenses.Water mains leakage tends to be more critical incities where large quantities of water are import-ed for water supply. For example, for citiesimporting water with an equivalent depth ofbetween 300 and 5,000 mm/yr, network lossesof 15%–25% would provide a substantial contri-bution to the underlying aquifer. In temperateregions, such leakage may merely offset the lossof direct recharge that results from the extensiveimpermeable cover; in arid and semi-arid areas,leakage can be the primary source of groundwa-ter recharge. In parts of the Middle East,recharge from imported water exceeds naturalrecharge to such an extent that the capacity ofthe aquifer to receive the water has been sur-passed (Chilton 1998). In cities such as Ryadh,Saudi Arabia (Stipho 1997, Walton 1997), andDohar, Qatar, the problem is exacerbated byover-irrigation of amenity land such as parks,gardens and landscaped areas, especially ifwater is applied through flooding from irrigationchannels or hosepipes (Foster et al. 1997). Inhigh income districts of Lima, Peru, irrigationwas found to generate 250 mm/yr of additionalrecharge (Geake et al. 1986), a ten-fold increaseover natural recharge rates.

In urban areas serviced by septic systems, it isreasonable to assume that the majority of thewaste generated eventually replenishes theaquifer. In Bermuda for example, septic dis-charge is believed to account for over 35% of thetotal annual aquifer replenishment. In BuenosAires, Argentina, over 50% of the urban area isserved by septic tanks, the gross recharge fromwhich is estimated to be 3,000 mm/yr, a six-foldincrease over recharge in uninhabited areas(Foster 1990). Lerner (1990a) has suggested thatfor cities where sewage is not exported, as much

as 90% of the total water imports may eventuallyrecharge the local groundwater system.

In many cities, wastewater is exported usingcanals and sewage pipes. While this reduces theamount of water that replenishes underlyingaquifers, losses can still be significant. InMexico City, for example, 90% of the sewage isdischarged untreated into a sewer system whichrelies heavily on the use of unlined drainagecanals. One problem is that subsidence in cen-tral parts of the city has locally caused a rever-sal of flow in these canals, and a series of con-tinually operating pumping stations is requiredto maintain the outwardly flow of wastewater.Another problem is leakage through the walls ofthe canals, which returns a significant quantityof contaminated water to the aquifer. The dilem-ma facing the Mexican authorities is that whileleakage of wastewater may degrade groundwa-ter quality, local groundwater resources are soseriously over-exploited that groundwaterrecharge is at a premium.

Underground sewers service most moderncities but these can leak due to faulty seals alongjoints, damage by subsidence or deteriorationwith age (Seyfried 1984, Hornef 1985, Eiswirth,in press). In some cases leakage leads to groundcollapse (Schenk & Peth 1997). Unfortunatelysewer exfiltration rates are very difficult to esti-mate with most published work concerned withsewer pipes constructed below the water tablewhich receive infiltration from the groundwater.Although, comparable flows might be expectedto occur in the reverse direction when sewers areconstructed in the unsaturated zone, little isknown since most studies of sewer pipe exfiltra-tion have focused on water quality rather thanquantity. In one study of the Permo-Triassicaquifer underlying Liverpool, UK, a water bal-ance conducted by the University ofBirmingham (1984) suggested that leakage froma very old combined storm-sewer system wascomparable in volume to water mains leakage.Lerner (1986) suggests, however, that sincesewer pipes are normally unpressurised, leakagefrom sewer pipes should normally be quitesmall. In Australia, it is estimated that exfiltra-tion from sewers is about 1%, representing10 Mm3/yr (Eiswirth, in press). In Germany,sewage exfiltration rates from leaking and dam-aged sewers are approximately 15 L/d per per-son, accounting for 100 Mm3/yr of aquiferreplenishment (Eiswirth 2000).

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In many large cities, leakage from septic sys-tems, sewers and water mains, combined with theover-irrigation of amenity areas, far exceeds anylosses in natural recharge caused by the presenceof impermeable surfaces. Where the originalsource of the additional water is groundwaterpumped from beneath the city, the effects of leak-age can go unrecognised unless groundwaterquality is affected. The additional water simplyoffsets, at least partially, any aquifer overdraft. Itis where significant volumes of water are import-ed from outside the city, that losses can translateinto a significant rise in the regional water table.In turn, this can cause flooding of streets, cellars,sewers, septic systems, utility ducts, and trans-port tunnels, reduces the bearing capacity ofstructures and impact amenity space by water-logging sports fields and killing trees (Heathcote& Crompton 1997). The problem is particularlyacute in low storage, poorly transmissive aquifersystems where additional water is not readilyaccommodated. In Baku, Azerbaijan, the watertable has risen to within metres of the surface andrecently initiated a major urban landslide.

The effects of water table rise are a particularproblem in cities that pumped large quantities ofgroundwater during major growth periods butsubsequently abandoned the groundwaterresource in favour of imported surface water sup-plies. In such cases, rising water levels due toleakage from services are combined with the nat-ural long-term recovery of water level. In theUK, for example, the long-term effects of import-ing water and rejecting previously utilisedgroundwater reserves has been documented inareas such as Brighton, Birmingham, London,Liverpool and Nottingham. Problems locallyinclude the re-establishment of urban springs,water-logging of low-lying residential areas andan upward flushing of salts and contaminants thathad previously accumulated in the shallow unsat-urated zone (Lerner 1994, Barrett & Howard, inpress).

2.2.2 Impacts on groundwater quality

A key concern associated with urbanisation is theintroduction of contaminants that can seriouslydegrade drinking water quality (Lerner 1990 b,c). Potential point source threats include:

• Leaks from underground storage tanks con-taining solvents, brines, gasoline and heat-ing fuels.

• Municipal waste disposal (landfilling).• Industrial discharges, leaks and spills. • Stockpiles of raw materials and industrial

wastes. • Spillages during road and rail transport of

chemicals.Distributed and line sources include:

• Effluent from latrines and cesspits.• Leaking sewers and septic tanks.• Oil and chemical pipelines.• Lawn, garden and parkland fertilisers and

pesticides.• Road de-icing chemicals.• Oil and grease from motorised vehicles.• Wet and dry deposition from smoke stacks.While point sources can cause severe degra-

dation of water quality on a local scale, non-pointsources can render large areas of the aquiferunpotable by simply elevating solute concentra-tions and bacterial counts to levels that may justmarginally exceed drinking water quality stan-dards. In snow-belt regions of Northern Europe,North America and Russia, sodium chloride roadde-icing chemicals are largely unchallenged asthe most serious long-term threat to the quality ofurban groundwater (Howard & Haynes 1993,Howard et al. 1994, Nysten & Suokko 1998). Inmany other parts of the world, the most seriousthreat comes from fertilisers and pesticidesapplied to amenity areas such as parks, lawns andgardens. For example, Flipse et al. (1984)showed that over 70% of nitrate detected ingroundwaters beneath a fully serviced housingdevelopment on Long Island, New York, wasattributable to fertilisers. Widespread pesticidecontamination of groundwater has been docu-mented in the USA by Kolpin et al. (1997) withpesticide compounds detected in 49% of 208urban wells. While road de-icing chemicals, fer-tilisers and pesticides clearly represent a problemin many parts of the world, urban issues of broad-er global concern generally fall into three cate-gories: industrial sources, landfills and waste-water.

2.2.3 Industrial sources

The most serious cases of groundwater contami-nation are normally associated with urban cen-tres noted for their long history of industrialactivity. Industries tend to store, use and generatea broad range of organic and inorganic chemicalsand some of this material will inevitably be

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released to the sub-surface where it can seriouslycompromise groundwater quality. Very fewindustrial chemicals have not been encounteredin the sub-surface at one time or another.Fortunately, many of the more toxic tend to bepoorly soluble in water and rarely migrate farfrom their source. As a result, human exposuredue to groundwater pathways is rare.

The greatest threat comes from toxic chemi-cals that are sufficiently soluble, mobile and per-sistent in water to reach wells, surface streamsand lakes. Amongst the organic chemicals, thechlorinated hydrocarbon solvents (CHS) repre-sent one such group. Trichloroethylene (TCE),tetrachloroethylene, 1-1-1 trichloroethane(TCA), carbon tetrachloride (CTC), and chloro-form (trichloromethane or TCM), are usually themost problematical. Most are released into theaquifer as point sources due to inappropriate orinadequate handling, storage or disposal byindustrial users. In Europe, widespread contami-nation by CHS has been reported in industri-alised areas such as Milan, Italy (Cavallaro et al.1986) and the UK Midlands (Burston et al. 1993,Nazari et al. 1993). In Birmingham, UK, Rivettet al. (1989, 1990) detected CHS in 78% of 59supply boreholes tested; 40% of the boreholescontained TCE in excess of the 30 µg/L WorldHealth Organization guideline. CHS contamina-tion is also common in the USA with typicalexamples described in New Jersey by Roux &Althoff (1980), in Indiana by Cookson &Leszcynski (1990), and Nebraska (Kalinski et al.1994). In Australia, Benker et al. (1994) reportextensive CHS contamination beneath a residen-tial area in Perth.

Inorganic contamination of groundwater isalso common in industrialised areas. Heavy met-als, cyanide and boron are the most frequentoffenders. In Madras, India, Somasundaram et al.(1993) have associated high groundwater con-centrations of arsenic, mercury, lead and cadmi-um with industrial activity. Inadequate facilitiesfor the disposal of industrial waste were identi-fied as a causal factor. The lack of sewers inindustrial areas has similarly been held responsi-ble, at least in part, for heavy metal contamina-tion of groundwaters in South America (Foster1990). In Odessa, Texas, severe contamination ofgroundwater by hexavalent chromium (locally ashigh as 72 mg/L), has been caused by the directrelease of wastewater to the soil (Henderson1994); serious hexavalent chromium pollution

has also been documented in Buenavista, Mexico(Armienta et al. 1997).

In some hydrogeological environments themobility of heavy metals has been limited to dateby local hydrogeochemical conditions (Buss etal. 1997). For example, Nazari et al. (1993) andFord & Tellam (1994) report that heavy metalcontamination of groundwater is generally rarebeneath Birmingham and Coventry, two of thelargest and oldest industrial centres in Europe.Where elevated concentrations of copper, zinc,chromium, nickel and cadmium occur, largemetal industry sites appear to be responsible.

2.2.4 Landfills

Contamination of groundwater by domestic andindustrial waste dumped in landfills is a majorconcern throughout the world. In Europe andNorth America, the problem stems from pastpractices whereby site selection was basedalmost exclusively on convenience and accessi-bility. As a result, much of the waste ended up indisused quarries, ravines and wetlands i.e. areasoriginally considered unsuitable for agricultureor building. In the USA, Peterson (1983) report-ed the existence of almost 13,000 landfillsincluding nearly 2,400 open (and generallyunregulated) dumps. In southern Ontario,Canada, Eyles et al. (1992) documented the loca-tion of 1,183 waste disposal sites, many of whichwere located in areas that are now heavilyurbanised. The primary concern associated withlandfills is the production of leachate that canpollute both ground and surface water resources.Inorganic chemical parameters are normallydominant and typically range up to 50,000 mg/L.Leachate may also contain significant concentra-tions of organic acids and synthetic organic com-pounds such as components of petroleum, paints,household chemicals, solvents, cleaners, glues,inks and pesticides. In Wisconsin, USA, analysesof total organic carbon from municipal solid-waste landfills are reported to range between 400and 6,000 mg/L (Fetter 1993).

While the design of modern landfills preventscontaminant migration and allows leachate to becollected and treated, adequate financialresources are rarely available outside the devel-oped world to meet rigorous containment andtreatment standards. Convenience and accessi-bility continue to be leading considerations forwaste site selection in most countries throughout

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the world. Furthermore, in many rapidly growingcities, the thirst for land is so great that old wastesites, particularly the smaller ones, are simplycapped, graded and built upon, a practice com-mon in North America many years ago. In addi-tion to the leachate issue, ensuing problemsinclude structural instability and the seepage ofmethane gas into buildings.

2.2.5 Wastewater

Typically, about 75% of water consumed inurban areas is returned as wastewater. In manycities, particularly those in developing countries,this water is directed into the subsurface by on-site sanitation facilities such as latrines, cesspitsand septic tanks. The resulting degradation ofgroundwater quality in terms of nutrients,pathogens, industrial chemicals and salinity canseverely threaten human health and render thewater unpotable. Latrines and cesspits are themost rudimentary disposal systems and compriselittle more than a shallow hole in the ground.They represent a particularly serious health haz-ard when built in close proximity to wells. Septicsystems are somewhat more sophisticated andpresently serve one in three USA residents.Viewed in another way, USA septic systems con-stitute as many as 20 million potential pointsources of groundwater contamination (Wilhelmet al. 1994). In principle, septic tanks operate bydirecting the solids to the bottom of a sealed tankwhere anaerobic decomposition can occur, andallowing the remaining liquid to pass into aleaching bed where it begins the process of aero-bic decomposition on its passage to the watertable. Unfortunately, many septic systems do notperform efficiently. In some cases they are over-whelmed with the volumes and types of wastegenerated by modern households equipped withdishwashers, automatic washing machines andover-size bathtubs. At other times, the soils andsediments are unable to provide the degree ofnatural attenuation necessary to adequately treatthe liquid effluent. In Canada, contaminantplumes over 100 m in length have been observedin sand aquifers (Robertson et al. 1991).Typically, these plumes will show depressed lev-els of pH and dissolved oxygen, and elevatedconcentrations of chloride, nitrate, sodium, calci-um, potassium, together with variable amountsof septic tank cleaning fluids containingtrichloroethylene, benzene and methylene chlo-

ride (Eckhardt & Oaksford 1988). Studies inAustralia (Hoxley & Dudding 1994), and Mexico(British Geological Survey et al. 1995), addition-ally report contamination of groundwaters byfaecal bacteria.

Off-site sanitation is generally the preferredoption in most densely populated cities.However, where ditches, unlined open canals andrivers are used for this purpose, the benefits arenot immediately obvious. In Brazil, for example,the Paraiba do Sul passes through the industrialtowns of Barra Mansa and Volta Redonda, wherea population of over 250,000 people contributes14,200 kg/d of BOD (biochemical oxygendemand) and 1,790 kg/d of nitrogen(Hydroscience Inc. 1977, Foster 1990). InMexico City, where canals are used to similareffect, leakage causes serious damage to localgroundwater quality. Excessive nitrate, forexample, has been observed in wells locatedadjacent to the Chalco Canal, one of the mainpassageways for wastewater leaving the city.Even where underground sewer pipes areinstalled, serious leakage can occur. In Germany(Eiswirth & Hotzl 1994, 1997) it is estimated thatseveral hundred Mm3/yr of wastewater leak frompartly damaged sewage systems. The range ofcontaminants is wide and varied but includes sul-phate, chloride and nitrogen compounds, faecalpathogens, heavy metals and numerous hydro-carbons including BTEX. In Cairo, sulphatefrom leaking sewers is held responsible for dam-age to the concrete foundations of buildings(Shahin 1990).

3 THE CHALLENGE

Intensive use of groundwater can continue toplay a major role in the growth and developmentof cities. However, understanding the influenceof urbanisation on groundwater quality andquantity is essential if future resources are to beadequately protected from potential depletionand water quality degradation; it also con-tributes to our knowledge of the groundwaterresource and its likely vulnerability to futureurban growth under various management sce-narios. Unfortunately, this understanding alonedoes not guarantee the sustainability of thegroundwater resource; neither does it guaranteethe sustainability of the cities that rely on theintensive use of this resource. It can help, how-

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ever, to achieve these goals provided the influ-ence of groundwater on the urbanising processis also fully acknowledged.

Many of the world’s most populated cities canattribute their origin to the availability of goodquality water, commonly drawn from shallowprivate wells. Where available, groundwater isgenerally favoured over surface water since it iswell protected from surface contaminants, isless susceptible to climatic variation, and can beintroduced incrementally to meet growing pri-vate, municipal and industrial demand with min-imal upfront capital expenditure. The problemsarise when the groundwater resource becomesstressed by intensive demands placed upon it.Medium stress is normally said to occur when20% to 40% of the available water resources arebeing tapped to meet demand.

Researchers in the UK have recognised thaturban areas evolve through a series of distinctstages as they gradually mature. Associated withthese stages are developments in infrastructure,most notably water supply and sanitation. Theearly stages begin with the village or small set-tlement that gradually grows into a market town(Barrett & Howard, in press). Subsequent stagesinclude rapid industrialisation and urbanisation,which is followed by suburbanisation as thepopulation becomes decentralised. During earlystages of development, water is normally sup-plied by shallow, unplanned private wells in agenerally central location; on-site sanitation isthe primary method of disposal for humanwaste. As growth accelerates, the settlementcommonly experiences severe degradation ofshallow groundwater quality and the slowdecline of water levels, conditions observed inmany emerging cities today. Deeper wells, ini-tially for municipal use and later for industryprovide a temporary solution, but inevitablythere is a shift towards new pumping wells inperi-urban areas. Eventually, increasing demandis met by bringing water from remote areas(Morris et al. 1997) (Fig. 3) and the citybecomes a major net importer of water.

Many cities, notably in the developed world,finally go into industrial decline and enter apost-industrial stage. The combination ofdeclining industrial demand for groundwaterwith additional aquifer recharge due to leakageof piped water imports causes water levels torise throughout central parts of the city.Pumping must be reinstated to resolve the prob-

lem, but since water quality is poor, the well dis-charge must be directed to waste. Meanwhile,peri-urban and rural water levels remain seri-ously depressed. As observed by Barrett &Howard (in press), the problems are manifest bythe lack of clear, integrated, long-term planning,and a lack of understanding of the urban ground-water system. The contamination and subse-quent under-utilization of the urban groundwa-ter resource are clear evidence of a failure inresource management.

In many developing cities, the problem is fre-quently compounded by inadequate sanitation.Foster (1990) and Morris et al. (1997), note thatpopulation growth in the majority of cities sig-nificantly predates the provision of offsite sani-tation using mains sewage (Fig. 3). This hasdirect consequences for the health and livingconditions of urban dwellers. It can also lead towidespread contamination of shallow ground-water by both industrial and domestic effluent.The problem becomes particularly severe incities where water supplies are brought in fromexternal sources since on-site sanitation can leadto a very large net import of water and the poten-tial for excessive rise of groundwater levels.

Clearly, urban sustainability in the context ofwater supply and sanitation is a complex anddynamic issue. Urban growth affects the qualityand quantity of the groundwater resource; by thesame token, the quality and quantity of availablegroundwater exerts a major effect on the rateand nature by which urban growth can occur.During the past thirty years many of the world’scities have grown at an unprecedented rate andthere is much to be learned from the experiencegained. There is now full recognition that proac-tive aquifer management must become an inte-gral part of development planning for citiesreliant on groundwater. According to Morris etal. (in press), a particular difficulty in emergingnations is to develop and enact managementpolicies within the limited financial and institu-tional resources typically available to thoseresponsible for planning and managing theurban water infrastructure. As emphasised byAgenda 21 of the 1992 UN Conference onEnvironment and Development in Rio, it isessential that water be used sustainably. In thecontext of growing cities and the intensive useof groundwater, sustainable management repre-sents a formidable challenge.

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4 SOLUTIONS

If the world’s rapidly growing cities are to beprovided with adequate, safe water supplies, ona sustainable basis, urgent, pro-active solutionsare required. In many countries, competing

political, societal and economic demands, andlimited financial resources for technologicaldevelopment and essential infrastructure, prom-ise to compound the problem, and practicalsolutions will be complex. However, the frame-work for such solutions is undeniably simple. As

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Figure 3. The role of groundwater in the evolution of a city (after Morris et al. 1997).

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succinctly suggested by Sharp (1997) only threeoptions are available:

• Increase water supply.• Decrease water demand.• Use available water more efficiently.

4.1 Increasing potable water supply

Increasing the availability of potable water sup-plies may be less of a challenge than it first mayseem. The development of new groundwatersources represents a viable opportunity for manydeveloping cities and technological improve-ments can further increase drinking water sup-plies by providing treatment and improvingpotability. Resource mining has proven to be aneffective means of providing additional water, atleast for the short-term, and recharge manage-ment is an effective means of augmenting thesupply.

A key issue here is that water in the developedworld commonly exceeds 300–400 L/d percapita and while all of this water meets drinkingwater quality standards, only a few litres areactually consumed by humans. The vast majori-ty of the remainder is used by industry or forsuch purposes as watering lawns, washing cars,flushing toilets, laundering clothes and washingdishes. If alternative water sources of lowerquality water could be directed to meet at leastsome of these needs, significantly more potablewater would be available to meet humandemand for safe water.

4.1.1 New groundwater resources andresource mining

The provision of new groundwater resourcesmay not represent a serious option for cities fac-ing severe overdraft problems. However, formany cities, it is a potential solution that is toooften ignored in favour of alternative, surfacewater sources. Imported surface water may pro-vide reliable short-term benefits, but can bedetrimental in the longer-term. Barrett et al.(1997) recognise that urban groundwater is anunderused resource in the UK and it is certainlya viable consideration in cities afflicted by risingwater levels. It definitely appears to be an optionin Russia, where Zekster & Yazvin (in press)suggest that many of its cities seriously under-utilise groundwater resources. Currently, it isestimated that total groundwater abstraction in

the country, including mine drainage, accountsfor just 3.2% of the potential safe groundwateryield.

Additional groundwater supplies may alsoprovide a solution for cities where groundwaterresources appear to be over-developed. In theValley of Mexico, for example, hydrogeologistsargue that under-exploited groundwater reservesstill remain that could significantly alleviate thesupply problems in Mexico City. Whether thisproves to be the case or not, further study willtell; however, it must also be recognised thatover-development as a policy in itself does notalways deserve the criticism it attracts. On thecontrary, excessive exploitation of groundwatercan facilitate economic growth, while allowingpostponement of investment in dams, long dis-tance transfers and desalination plants, etc. Itcan be especially beneficial if positivelyplanned, realistically evaluated, and if closecontrol over groundwater production is exer-cised. There must also be a clear and feasibleplan for alternative water supplies when thegroundwater resources are exhausted. Historytells us there isn’t a prosperous nation in theworld that has not benefited at some time fromover-exploitation of groundwater, although itmust be said, mostly due to an ignorance of thehydrogeology and associated long-term risksthan through a carefully evaluated and plannedproduction strategy.

4.1.2 Recharge management using artificialrecharge

Most over-developed aquifers can benefit con-siderably from resource augmentation by humanintervention. Typically, this can be achieved bydiverting stormwater runoff into infiltrationbasins that directly recharge the aquifer(Jacenkow 1984, Asano 1986, Li et al. 1987,Watkins 1997). Alternatively, pumping wellscan be used to induce groundwater rechargefrom surface water bodies such as rivers andlakes. Historically, many of the artificialrecharge technologies adopted included designflaws that reduced their efficiency. Problemsranging from clogging to aquifer contaminationwere documented (Pitt et al. 1996). Today, thechemical, physical and biological processes ofartificial recharge are well understood andmethodologies are well advanced and in com-mon use. They can be especially beneficial in

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urban areas (Howard et al. 2000), where signif-icant volumes of additional water are created asa result of reduced evapotranspiration losses.Artificial recharge not only utilises this water toaugment the groundwater resource, but willreduce stormwater runoff and the risks of flood-ing and erosion that may result.

The water used for artificial recharge is notlimited to stormwater. Current technologyallows wastewater to be treated to drinkingwater quality standards and while many govern-ments are hesitant to allow this water to be useddirectly for supply, it is an ideal candidate forthe polishing effects of artificial recharge. Manystrategies are available. One option being testedin El Paso, Texas (Sharp 1997) is to inject terti-ary-treated sewage directly into the aquifer.

An alternative is to separate the large volumeof grey water comprising waste from washingmachines, bathtubs, dishwashers and sinks,from the small volume of black water (humanwaste), and recharge this water, with minimal orno treatment. Since grey water contains signifi-cantly less nitrogen than black water, and alsocontains less pathogenic organisms and decom-poses more readily, impacts on groundwaterquality are normally minimal. In practice,recharge can be performed either on-site usingfacilities similar to septic systems, or offsite atthe community or municipal level. In eithercase, a separate plumbing system is required toseparate the wastes and this can represent a sig-nificant cost.

4.1.3 Water reuse

The use of grey water to increase the availabili-ty of potable water supplies can be taken onestage further by separating black water fromgrey water at the lot level (Booker et al. 1999,Eiswirth, in press), and treating it centrallybefore combining it with grey water for second-ary treatment. This water can then be mixedwith stormwater and held in a storage pond forfurther treatment before being recycled back tohouseholds as reclaimed water for non-potableuses. This approach requires each household tobe piped to receive both potable and non-potableservices; thus considerable costs may beincurred. However, the potential benefits areconsiderable. Potable resources can now bereserved for their most valuable purpose–human consumption. This type of approach is

not limited to households. Many types of indus-try, golf courses, and even cooling systems canalso use recycled or grey water with very few orno difficulties.

4.1.4 Treatment and desalination

When all else fails, water quality treatment canfrequently resolve the problem. Water that isunfit to drink due to the presence of bacteria canbe readily made potable with chlorination orultra-violet (u-v) radiation. In seriously affectedareas, u-v units can be installed in houses andapartments (Limaye 1997) and used to producethe few litres of water required daily for humanconsumption.

When high levels of total dissolved solidsimpair drinking water quality, desalination canbe used to produce potable water from water ofvirtually any salinity. Energy costs are generallyhigh; nevertheless, modern technologies fordesalination represent an economically viablemeans of supplying good quality potable waterfor the masses, provided it can be guaranteedthat the water is confined to drinking water pur-poses.

The practice of desalinization has no directimpact on the intensive use of groundwater incities since there is never a suggestion it mightbe used to replenish the resource. Nevertheless,the universal availability of appropriately treat-ed water targeted for potable use would revolu-tionise the way groundwater is managed, pro-tected and utilised in cities. Groundwater thatwas once considered unsuitable due to concernsover potability would suddenly be consideredthe most cost-effective source of water for non-potable purposes. In addition, land use restric-tions designed to maintain the potable quality ofunderlying groundwater would become virtuallyunnecessary.

4.2 Decreasing water demand

Reducing the use of water can be achievedthrough a combination of water conservationmeasures, controls on accessibility, price struc-turing, constraints on abstraction, and legal tools(Sharp 1997). However, irrespective of theapproach, education is a key starting point. Aninformed public can be an accepting public.Education in good water management practicesand the critical need for such practices must be

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focused at all levels of government, industry andthe population at large. The commitment and co-operation of millions of city dwellers arerequired if water problems are to be alleviated.

4.2.1 Water conservation

Water conservation measures can be implement-ed at all stages in the distribution network. At theconsumer level, low-flow plumbing fixtures(showerheads, toilets, and faucets) can be highlyeffective. The City of Los Angeles reduced itswater use by 30% during a drought in 1991 byrequiring residents to conserve water, and hasmaintained a 1970s level of water use ever sincedespite a population increase of 1 million people.

Conservation measures can also be imple-mented at the municipal level. In many cases,for example, rates of groundwater abstractioncould be reduced significantly if leakage fromwater mains were eliminated (Jones 1997).This can be achieved by laying new mains,relining the old or simply reducing water pres-sure. Since 1994, the National Rivers Authorityin UK has required that water companiesachieve economic levels of leakage and meter-ing before new abstraction licences are issuedfor strategic development. In addition, the con-sumer protection agency (OFWAT, the Officeof Water Services, UK) requires the watercompanies make public annual data on leakage.During the early 1990s one of the worstoffenders, South West Water, implemented aprogram aimed at reducing leakage rates from32% to 20% over a period of just 6 years. Thislevel of achievement pales in comparison toGermany where, in Bielefeld, only 5% lossesare reported and 32 teams of workers arereplacing pipes at a rate of 2% per year, fourtimes the UK average.

4.2.2 Water pricing and controls onaccessibility

In many low income countries, per capita usageof water is already very low and there are fewopportunities for significant savings to be madeat the domestic level by adopting water conser-vation practices unless major incentives forreducing water use are put into place. Somereduction can be achieved by limiting householdaccessibility to water to just a few hours eachmorning and evening, as is practiced in India(Limaye 1997). Unfortunately, this does little to

control usage during those times water is madeavailable. At the communal and municipal level,demands on the aquifer can be reduced by con-straining abstraction. However, according toMorris et al. (1997), this is better achieved bystrict controls on the construction of water wellsas opposed to simply restricting pumping ratesvia issuance of permits for wells that are alreadyconstructed. Many argue that it is pointless toregulate water usage if laws are not adequatelyenforced and violators are not prosecuted.Limaye (1997) offers a somewhat defeatist viewof the situation, arguing that the greater thenumber of rules and regulations, simply thegreater the level of corruption.

Perhaps the most effective means of control-ling demand on urban aquifers is the disincen-tive that results from increased water prices. Asdescribed by Morris et al. (1997), this can beachieved at the wellhead by imposing realisticcharges for raw water based on one or more ofthe following:

• Recovering full costs incurred by the regu-latory body for administering resourcedevelopment and evaluating, monitoringand managing the groundwater resource.

• Including the potential cost of providingalternative raw water supplies to users inthe event the source goes out of commis-sion.

• Acknowledging the full cost of environ-mental impacts that will likely accrue dueto the water undertaking.

Pricing water based on the quality and quan-tity of water pumped at the wellhead provides anincentive for more effective demand manage-ment including the reduction of water-mainsleakage. It may do little, however, to encouragewater conservation at the consumer level unlessthe charges can be passed on to these users equi-tably according to the actual amounts used. Thisrequires individual metering. Domestic meter-ing is a proven means of reducing wastage.Meters are in use throughout Germany anddemand has remained static for over a decade. Inan experiment in Yorkshire, UK, during the1990s, the introduction of meters in 700 homessaw a 29% reduction in water bills. A 20%reduction was seen in a much larger UK studyconducted in the Isle of Wight.

Unfortunately, many of the world’s largestcities presently lack the infrastructure requiredto exert significant control over water use by

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pricing at the domestic level. The lack of uni-versal metering is just one problem; the admin-istrative burden is another. In Mexico City, forexample, where total water use exceeds 300 L/dper capita only 40% of domestic users aremetered, and the authorities manage to collectonly 30% of the fees they should charge.

4.3 Using available water more efficiently

Ultimately there are limits to which supply canbe increased and demand reduced. Sustainabilityof groundwater supplies for growing citiesremains an impossible task, unless the water isused more efficiently. This means water qualityimpacts have to be minimised and availablewater reserves have to be managed to maximiseyields. Groundwater resource protection andaquifer management are the key to improving theefficiency of water use; however, it’s not quitethat simple. The demand for safe water suppliesin the future will be met from both ground andsurface water sources and it is therefore essentialthat groundwater management and protectionstrategies incorporate opportunities for optimis-ing their combined development throughconjunctive use (Paling 1984). Conjunctive useensures maximum benefit is obtained from avail-able freshwater reserves by integrating groundand surface water resources into a single man-agement plan. It will provide insurance againstdroughts and, in the USA experience, can poten-tially supply urban areas with vast sources ofinexpensive, good quality water (Sharp 1997).

It is also important that strategies for ground-water protection and management be developedin close co-operation with stakeholders and fullyacknowledge economic, social and politicalconditions. Traditionally, water and sewageprojects in developing countries have been insti-tuted using the top down management approachthat rarely considers the interests and specificneeds of the recipients but satisfies, at least inprinciple, the goals and aspirations of govern-ment officials, consultants and support agencies.In the poorest countries, the interests of stake-holders, including users within the local com-munities, are totally ignored. In 1992, theDublin International Conference on Water andthe Environment, enunciated the principle ofparticipatory management, that would requireany water policy development to involve users,planners, and policy makers at all levels. Mostimportantly, the participatory approach would

require that decisions be taken at the lowestappropriate level which, in practice, means thedirect involvement of local and regional agen-cies representing community interests. Allstakeholders must be satisfied that their needsare being met as ultimately, workable solutionswill not be forthcoming without the full com-mitment and co-operation of all levels of gov-ernment, industry and the population at large.

4.3.1 Resource protection

Given the hydrogeological and socio-economicconditions found in many of the world’s largecities, it is unrealistic to prevent near-surfaceaquifers from acquiring some level of waterquality deterioration (Foster et al. 1999).Nevertheless, urban aquifers can never be sus-tainable unless reasonable efforts are made tocontrol activities which, through their nature orintensity, most threaten groundwater quality. Tosome, the overall goal of resource protection isto maintain the long-term viability of thegroundwater resource from both quality andquantity perspectives, i.e. it includes a manage-ment component. To others, particularly thoseusing groundwater protection practices such aswellhead protection (USEPA 1987, 1993), andvulnerability mapping (methods that consideronly water quality), aquifer management is seenas a separate, albeit very important, issue.Experience suggests that the best compromise isto define aquifer protection purely in terms ofmaintaining groundwater quality, but recognisethat this protection must be carried out as anintegral part of an overall resource managementplan (i.e. a plan that includes both quality andquantity issues).

In terms of approach, there are two basictypes of methodology: application of standardsof practice and application of standards of per-formance (Howard 1987). The standards ofpractice approach requires that the land abovean aquifer be zoned and classified in such a waythat strict controls can be imposed on land usepractices of concern. Examples include the com-monly used wellhead protection and aquifer vul-nerability mapping techniques. These methodshave become popular, primarily because theyare easily applied, e.g. well head protectionzones are readily generated by even the simplestof groundwater models; vulnerability maps areconveniently prepared using routine GIS

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(Geographical Information System) techniques.Unfortunately, after a decade or more of use,there are indications that these methods are notthe panacea some have come to believe. A sur-vey will show that the classification schemesinvoked are many and varied, and that choice ofland use control is often arbitrary. Sometimesthe classification is based on the estimated trav-el time of contaminants to the aquifer or well, anapproach that has some virtue for contaminantssuch as bacteria where time of travel is morecritical than actual concentrations. In othercases, the classification uses an index (e.g. as inDRASTIC), which is usually derived by combin-ing a large range of geological, hydrological andhydrogeological factors. The index provides arelative indication of contamination potential,but is not a measurable property. In fact, none ofthe methods involving standards of practiceprovide a measure of the potential impact interms of the actual water quality degradation(i.e. the concentration of a particular contami-nant). This is a major criticism of the approach.Clearly, choice of the appropriate methodologyis critical.

Many suggest that any aquifer protectionscheme, whatever its inherent flaws, is betterthan none. While some may disagree, few willargue that the ultimate reliability and effective-ness of any selected approach will depend heav-ily on the quality of the data. Unfortunately,many low income countries cannot afford toprecede the development of every resource pro-tection plan with a comprehensive hydrogeolog-ical investigation. In many cases, they need towork within the limited resources at their dis-posal. Morris et al. (in press) believe that, in theinterests of resource sustainability, simple butcontext-sensitive aquifer protection policies canbe achieved with only a partial understanding ofthe local aquifer system. Based on their experi-ence working in Narayanganj, Bangladesh, andBishkek, Kyrghyzstan, Morris et al. endorse thetype of approach proposed by Foster & Hirata(1988) (Fig. 4), which combines the hazard fromthe urban contaminant load with the aquifer’sintrinsic vulnerability, to produce maps thatidentify areas of significant pollution risk.Protection plans can subsequently be developedin collaboration with identified stakeholders.

This method: • Uses existing data. • Employs transparent tools that are simple,

robust, and can be used for many situationswith little modification.

• Is readily comprehensible to stakeholderswith limited or no technical expertise.

An alternative or supplementary approach togroundwater protection uses quantitative stan-dards of performance. Properly enforced, per-formance standards can provide protection forboth quality and quantity by designating limitsto which land use practice is allowed to impactan aquifer. The onus would be put on the propo-nent of the land use change (e.g. buildings,roads, factories, communal septic systems) toperform the necessary investigations and pro-vide designs, monitoring programs and contin-gency plans that would ensure that the designat-ed standards are met for all time. In the case ofwater quality, the method is especially appropri-ate for assessments involving dissolved contam-inants such as chloride and nitrate that can bediluted to safe levels under appropriate aquiferconditions.

Methods using the standards of performanceapproach are under development in severalcountries including UK (Tellam & Thomas, in

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Figure 4. Scheme for evaluation of groundwater pollutionrisk (after Foster & Hirata 1988, Morris et al., in press).

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press), and Australia (Mitchell & Maheepala1999, Eiswirth, in press). The Australian modelis being developed as a computer tool compris-ing several modules linked by GIS (ArcInfo)(Fig. 5).

The purpose of this model is to estimate thewater flows and contaminant loads within theurban system. The key model component is theUVQ (Urban Volume and Quality module),which simulates water and contaminant flowsthrough the existing water, wastewater, andstormwater systems, from source to discharge

point. It receives input from both precipitationand imported water, and produces output in theform of evapotranspiration, stormwater orwastewater. Flows of contaminants to thegroundwater are not considered within the UVQbecause the complexity of interactions betweencontaminants and soils would require detaileddescriptions of each site modeled. Instead con-taminant loads are input for processing usingGIS and a groundwater model (FEFLOW). Theoverall purpose of the integrated modeling toolis to aid in the analysis of a range of alternative

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Figure 5. Model concept of the integrated urban water model for impact analysis (after Eiswirth, in press).

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urban water supply and disposal scenarios bydemonstrating how each scenario differs in itshandling of contaminants within the urban watersystem. Since the model outputs are in the formof contaminant concentrations, the model readi-ly allows various urban land uses to be quantita-tively evaluated against environmental perform-ance criteria.

4.3.2 Resource management

Groundwater protection methodologies providetools for preventing urban contaminants fromseriously contaminating underlying aquifers.They do nothing to resolve pollution problemsthat have already occurred. Neither do they con-sider the potential for ingress of poor qualitywater that already exists in the sub-surface asfossil water or as part of a wedge of saline waterextending to the sea. At some stage, seriousresource questions must be addressed thatinclude, how much can be pumped, at what rate,and where? According to Barber (1997), man-agement of our groundwater systems should beunderpinned by science. The role of the scientistis to address perceived problems and developsolutions that can be used by resource managers.Management practice can then evolve by incor-porating scientific developments into an overallstrategy to achieve best-available practice. AsBarber points out, the transfer of technology tothose that will utilise it is crucial. Without thislink, best-practices can never fully evolve.

From a purely technical standpoint, there islittle doubt that resource management tools inthe developed world have reached a highlyadvanced level. In the USA, for example, OROP(Optimised Regional Operating Plan)(Hosseinipour, in press) is a resource manage-ment program pioneered and implemented byTampa Bay Water, Florida’s largest wholesalewater supplier. In use since 1999, OROP com-bines an integrated surface-groundwater simula-tion model (coupling MODFLOW and HSPF),with an optimisation program to produce a pri-oritised production schedule for 172 wells in 11well fields. The 11 well fields are operated as anintegrated system using a set of simulation-opti-misation-demand models giving priority to min-imisation of environmental impact while reli-ably meeting municipal water demands subjectto a set of regulatory and transmission con-straints. In future developments, the model will

be enhanced with the use of decision analysistools that are able to integrate the technical andeconomic aspects of decision-making whileleaving room for consideration of social, legaland political influences (Freeze 2000).

It would be foolish to suggest that the sophis-ticated level of modeling currently utilised inFlorida can be readily exported and applied tothe types of water supply problems currentlyfaced by rapidly growing cities in low incomecountries. However, it would be equally impru-dent to reject the potential returns such techno-logical advances can bring. The challenge, asintimated by Barber (1997), is for the researchscientist to mould technological developmentssuch as resource modeling into the types of toolsresource managers see as beneficial and relevantto their work. As Barber concludes, “at least asmuch time needs to be spent on translation ofresearch outcomes into management tools dur-ing research programs as is spent on researchitself”. With this in mind, and recognizing thatappropriately adapted resource modeling toolswill be a key component to any long-term solu-tion, it is appropriate to examine the broaderprinciples of sustainable groundwater develop-ment and the general features a successfulresource management strategy might contain.

According to Loaiciga (1997), sustainablemanagement is achieved when:

• The rate of aquifer exploitation maintainsaquifer storage within pre-specified andadequate levels.

• Groundwater quality meets acceptable cri-teria.

• Negative long-term environmental impactsassociated with groundwater pumping areavoided.

Foster et al. (1997) conclude that sustainablegroundwater in developing cities can beachieved by:

• Exerting control over the quantity and dis-tribution of groundwater use, taking intoaccount regional variations in groundwaterquality and historical trends.

• Achieving an optimal balance between theuse of shallow and deep groundwater, so asto minimise the downward migration ofurban contaminants.

• Encouraging non-sensitive water-users toexploit inferior quality water.

• Harmonizing municipal groundwater devel-opment strategies with private groundwater

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use patterns and with wastewater disposaland/or reuse strategies.

• Strengthening institutional arrangements,regulatory provisions, and options for com-munity participation.

Conjunctive use, public education and pro-grams for water conservation, protection, reuse,and leakage prevention are also identified byFoster, his co-authors and other researchers, asimportant supplementary considerations.Opportunities for success can always beincreased with access to a solid hydrogeologicaldatabase together with historical data on waterusage and contaminant loadings. Numericalmodeling, as noted, is a potentially powerfultool that can ultimately be used to establish pri-orities, provide guidance on the merits of vari-ous management strategies, and allow optimalcourses of action to be identified.

5 CONCLUSION

Almost half the world’s population live in citiesand the number of urban dwellers is expected toincrease by between 30% and 50% during thenext 25 years. Intensive groundwater use hasplayed a major role in the development of manyof these cities; it is less affected by climatic vari-ations and can be brought on-line incrementallyas demand increases. However, urban ground-water resources are becoming increasinglystressed by contamination and the excessivedemands being placed upon it, demands thatwill serve to increase water-supply costs and, ifleft unresolved, will compromise human healthand lead to socio-economic and environmentaldecline. Given the immediacy of the problem,there is an urgent need to identify and prioritisethe courses of action required if continuedgrowth of the world’s cities is to be sustained.Intensive use of groundwater can continue toplay a major role in the development of urbanareas, but new technologies and judiciouslyplanned management and protection strategiesare required to increase water supply, reducedemand, and make more efficient use of theavailable resource. Solutions are unquestionablycomplex, and a major challenge will be to meetthe growing demand for safe water supplies inthe face of competing political, societal and eco-nomic interests and limited financial resourcesfor technological innovation and essential infra-

structure. The outlook may appear bleak.However, the science of urban groundwater hasdeveloped immensely in recent years, theknowledge base is strong and technologies forresource conservation, management and protec-tion are well advanced. With political will andthe commitment and co-operation of industryand the population at large, there is every reasonto believe that sustainable groundwater and sus-tainable cities are realistic and achievable goals.

ACKNOWLEDGEMENTS

The authors gratefully acknowledge members ofthe International Association of HydrogeologistsCommission on Groundwater in Urban Areas(IAH CGUA) for many fruitful discussions. Partsof this work were supported by research grants toKen Howard from the Natural Sciences andEngineering Research Council (NSERC) and theCentre for Research in Earth and SpaceTechnology (CRESTech). Special thanks go toDr. Qian Hui, a visiting scholar from China whoreviewed papers and data from sources inSoutheast Asia.

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