cell transplantation and immunoisolation

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From the Departments of Transplantation Surgery and Pathology, Karolinska Institutet, Huddinge Hospital, Stockholm, Sweden CELL TRANSPLANTATION AND IMMUNOISOLATION Studies on a macroencapsulation device By Ehab Rafael, B.Sc., M.D. Stockholm 1999

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From the Departments of Transplantation Surgery and Pathology,Karolinska Institutet, Huddinge Hospital,

Stockholm, Sweden

CELL TRANSPLANTATION AND IMMUNOISOLATION

Studies on a macroencapsulation device

By

Ehab Rafael, B.Sc., M.D.

Stockholm 1999

2

Cover photo: Cross-section of an islet graft in a preimplanted TheraCyte™ device, 2 weeksafter islet transplantation.

ISBN 91-628-3883-0Printed in Sweden by Repro Print AB, Stockholm 1999

3

To my country, Egypt

To my church, The Coptic Orthodox

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Abstract

Encapsulation of cellular grafts in semipermeable membranes may provide a way to

protect the graft from immune attack without the need for pharmacological

immunosuppression. In this thesis, the use of immunoisolating devices consisting of a

bilaminar PTFE membrane was evaluated. Previous experimental studies indicate that these

devices can protect cellular allografts from rejection. This thesis aims at improving our

understanding of physiological factors influencing graft survival.

In the first study, the use of macroencapsulation for protection of human parathyroid

allograft was evaluated. The following studies focused on the physiological milieu in the device

by longitudinal investigations of the exchange of insulin and glucose across the membrane and

the blood perfusion in the surrounding tissues. Finally, we evaluated whether implantation of

the device 3 months before loading with islets improves graft survival.

The results can be summarized as follows. Allogeneic parathyroid tissue encapsulated

in TheraCyte devices can survive for one year after transplantation in non-

immunosuppressed humans. However, marked growth of fibrotic tissue occurred in the

devices. The exchange between the device lumen and microcirculation was reduced 1-4 weeks

after implantation, but improved at 3 months and then no significant diffusion barrier seemed

to be present. Histologically, the number of vascular profiles within 15 µm of the device

surface was significantly increased as early as 2 weeks after implantation, while the number

within 250 µm increased up to 3 months after implantation. Only the number of vessels within

250 µm showed a significant correlation to glucose kinetics. The blood perfusion in the s.c.

tissue surrounding the device was lower at 4 weeks than on day 1 after implantation. It

recovered at 2 months and then remained at a similar level for at least one year. The last study

showed that if devices were preimplanted and loaded with islets in situ 3 months later, the

survival of encapsulated syngeneic rat islets improved and the growth of fibrotic tissue in the

device was reduced.

We conclude that microdialysis and laser Doppler are useful methods for evaluating

the performance of a macroencapsulation device in vivo. Preimplantation of the TheraCyte™

device seems to be a promising way to improve the survival of the encapsulated graft.

5

Original papers

This thesis is based on the following publications which will be referred to by their romannumerals:

I. Survival of macroencapsulated allogeneic parathyroid tissue one year after transplantationin non-immunosuppressed humans.Tibell A, Rafael E, Wennberg L, Wernerson A, Bergström M, Geller RL, Loudovaris T,Johnson RC, Brauker JH, Neuenfeldt S, Nordenström J.Submitted.

II. In vivo studies on insulin permeability of an immunoisolation device intended for islettransplantation using the microdialysis technique.Rafael E, Wernerson A, Arner P, Tibell A. Eur Surg Res 31: 249-258; 1999.

III. In vivo evaluation of glucose permeability of an immunoisolation device intended for islettransplantation: A novel application of the microdialysis technique.Rafael E, Wernerson A, Arner P, Wu GS, Tibell A.Cell Transplantation 8 (3): 317-326; 1999.

IV. Longitudinal studies on the microcirculation around the Theracyte immunoisolationdevice, using the laser Doppler technique.Rafael E, Gazelius B, Tibell A.Cell Transplantation. In press.

V. Improved survival of macroencapsulated islets of Langerhans by preimplantation of animmunoisolating device. A morphometric study.Rafael E, Wernerson A, Wu GS, Hultenby K, Tibell A.In manuscript

Copyright

Paper II: S. Karger AG, Medical and Scientific Publishers, Basel, Switzerland

Paper III: Cognizant Communication Corporation, NY, USA

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Table of Contents

Introduction...................................................................................................................

Aims of the studies.........................................................................................................

Material and Methods.................................................................................................…

A. Immunoisolation devices and techniques used in various studies………………………….

B. Designs of the individual studies…………………………………………………………..

Results and Discussion...................................................................................................

Appendix with colour photographs of histological sections……………………………………....

Summary...........................................................................................…………………..

Conclusions………………………………………………………………………………

Acknowledgments..........................................................................................................

References.....................................................................................................................

Paper I - V

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25

26

26

33

41

60

62

65

66

70

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Abbreviations

ANOVA Analysis of variance

AUC Area under the curve

BW Body weight

Cmax Peak concentration

CMV Cytomegalovirus

HIV Human immunodeficiency virus

i.m.

i.p.

Intramuscular

Intraperitoneally

IVGTT Intravenous glucose tolerance test

Ka K-value for the ascending limb of the curve

Kd K-value for the descending limb of the curve

LDF Laser Doppler flowmetry

LDPM Laser Doppler perfusion monitoring

MLC Mixed lymphocyte culture

MNC Mononuclear cells

ns Non-significant

PBL Peripheral blood leucocytes

PTFE Polytetrafluroroethylene

PTH

PU

s.c.

SD rat

SD

STZ

TTP

Vv

Parathyroid hormone

Perfusion units

Subcutaneous

Sprague-Dawley rat

Standard deviation of the mean

Streptozotocin

Time-to-peak

Volume density

9

Introduction

A major breakthrough in transplantation occurred in 1954 when Joseph Murray performed the

first successful kidney transplant between identical twins (Merill JP et al 1956). In the early

1960s, administration of the immunosuppressive drug 6-mercaptopurine together with

corticosteroids made it possible to perform renal allotransplantation (Calne RY 1960, Zukoski

CF et al 1960). This was the first example of successful whole-organ allografting in the

treatment of patients with terminal organ failure. Today, kidneys, livers, pancreases, hearts and

lungs are grafted with good results and transplantation of the small bowel is being developed.

The first clinical trials in the field of cell transplantation were started in the late 1960s and early

1970s. Thomas and others used bone marrow transplantation to treat patients with aplastic

anemia, immune deficiencies and acute leukemia (Bach FH et al 1968, Gatti RA et al 1968,

Thomas ED et al 1972, 1977). Today, about 100 000 patients have undergone hematopoietic

stem cell transplantation and the number of indications is increasing.

The use of somatic cellular grafts for replacement of degenerated or diseased tissues has

progressed at a slower pace. Nevertheless, somatic cell therapy has potential to help patients

with chronic disabling metabolic and neurological disorders such as diabetes and Parkinson’s

disease (Björklund A et al 1979, Perlow MJ et al 1979, Lindvall O 1993, 1995 ). It has also

been suggested that transplantation of hepatocytes might be of value in the treatment of

fulminant hepatic failure or to replace a defective hepatic enzyme in patients with inborn errors

of metabolism (Morris PJ 1993). The transplantation of myoblasts as a treatment of

Duchenne´s muscular dystrophy is also being investigated (Partridge TA et al 1989).

In many of these patient groups, a cellular graft would not be immediately life-saving, but the

transplantation would aim at ameliorating symptoms and improve the quality of life. Therefore,

the risks connected with the treatment must be low. A cellular transplantation is usually a

comparatively minor procedure for the patient. However, the side-effects of chronic

immunosuppressive therapy must compare favorably with the complications of the disease

itself. For pancreatic islets and other grafts consisting of secretory cells, immunoisolation - that

is, encapsulation of the cells in semipermeable membranes - may reduce the need for

10

immunosuppressive therapy. The introductory part of my thesis focuses on studies of islet

transplantation and various methods for immunoisolation of secretory grafts.

Transplantation of the islets of Langerhans

Transplantation as a treatment for diabetes. Type-1 diabetes is caused by autoimmune

destruction of insulin-producing β-cells in the pancreas. Today, transplantation of the whole

pancreas (Abendroth D et al 1990, Stratta RJ et al 1998, Tydén G et al 1999) or of the islets

of Langerhans alone (London NJM et al 1994, Sutherland DER 1996, Hering BJ et al 1999,

Benedum J 1999) is the only treatment that can restore endogenous insulin production. Up till

now, more than 10 000 patients with diabetes have undergone pancreas transplantation while

only 353 adult islet allotransplantations have been reported to the Islet Transplantation

Register (Brendel MD et al 1999).

Pancreas transplantation is usually performed in conjunction with a renal transplantation.

Thus the recipients have long-standing diabetes and apart from nephropathy, they have

secondary complications affecting nerves, eyes and vessels. After pancreas transplantation, the

patients become insulin-independent and free from dietary restrictions. Somatic and autonomic

neuropathy improve and the pancreas graft protects the simultaneously transplanted kidney

from developing diabetic nephropathy. Mild retinopathy stabilizes or improves while advanced

lesions do not benefit from this procedure (Landgraf R 1996, Stratta RJ 1998). Pancreas graft

recipients experience an improved quality of life (Mattas AJ et al 1998, Gross CR et al 1998).

Moreover, patients given combined grafts have significantly better long-term survival than

diabetic recipients of a renal graft alone (Tydén G et al 1999, Smets YFC et al 1999). Thus,

pancreas transplantation has clearly proven the value of providing diabetic patients with new

insulin-producing tissue.

In recipients of combined grafts, the only expense for these benefits is the increased surgical

risk connected with the pancreatic grafting as these patients, due to their renal grafts, are

subjected to chronic immunosuppression anyhow. Ideally, transplantation should be performed

at an early stage in the diabetic disease, to prevent the development of secondary

complications. However, such non-uremic patients have a more vigorous immune response

11

(Tyden G et al 1990). Furthermore, in this patient group, the benefits must be weighed against

the risks connected with surgery and chronic immunosuppression.

Experimental studies on islet transplantation. Moskalewski was the first to describe the use

of collagenase to isolate islets of Langerhans from finely dispersed guinea pig pancreases

(Moskalewski S 1965). The technique was refined by Lacy and Kostianovsky who introduced

intraductal injection of collagenase and applied the technique to the rat pancreas (Lacy PE et al

1967). A few years later, the same group also reported the first successful islet transplantation

placing 500 syngeneic islets intraperitoneally in diabetic rats (Ballinger WF et al 1972). In the

early studies, the islets were handpicked from the pancreatic digest. Later, a more rapid

method for purification of the islet grafts was devised -i.e., centrifugation on density gradients.

However, the procedure developed for isolation of rodents islets was inefficient to separate

islets from the pancreas of large mammals and man. During the 1980s, modifications in the

methods of isolation and purification improved both the number and purity of islets obtained

from large animal and human pancreases (Gray DWR et al 1984, 1987, Ricordi C et al 1988,

1990, Rajotte RV et al 1987). Since then, cure of diabetes by alloislet transplantation has also

been reported in animals such as the dog and monkey (Gray DW et al 1986, Warnock GL et al

1988).

Clinical islet transplantation. More than 100 years have passed since Williams, in 1890,

attempted the first β-cell transplantation by implanting fragments of a sheep pancreas in a 15-

year-old diabetic child (Williams PW 1894). Insulin was not discovered until some 30 years

later, but the transplantation was based on the hypothesis that the pancreas contained a

”sugar-destroying substance”.

During the 1980s, clinical islet transplantation trials were initiated in several countries. The

early trials were performed using fetal allogeneic and xenogeneic tissue, due to the initial

problems with adult islet isolation. More than 1500 such cases have been reported, many of

which were performed in China and Eastern Europe. In most cases, very little information is

available. Thus, it is difficult to draw any definite conclusions from these trials but there seem

to be no confirmed cases of insulin independence after fetal islet transplantation (Federlin KF

et al 1992). However, in a number of well-documented cases, C-peptide has been secreted for

12

several months after allogeneic and xenogeneic fetal islet transplantation (Groth CG et al 1980,

1994).

The first case of long-lasting cure of a diabetic recipient using allogeneic islet transplantation

was reported by Kolb and Largadier (Kolb E et al 1980). In this patient, the islet graft was

obtained from a pediatric donor. After the methods for isolation of adult human islets were

improved, several groups started clinical trials usually performing the transplantations in

patients having diabetic nephropathy, in conjunction with or after renal grafting. In 1989,

Scharp et al achieved 15 days of insulin-independence and the next year, the same group had a

patient off insulin for >300 days after adult alloislet transplantation (Scharp DW et al 1989,

1990). Since then, several groups have reported insulin independence after transplantation of

adult human islets but on the whole, the success rates remain low (Scharp DW et al 1992,

Socci C et al 1991, Warnock GL et al 1991, Ricordi C et al 1992).

Until December 1998, 405 adult islet allografts were reported to the Islet Transplant Register.

Only 10% of the patients became insulin-independent (>1 week) during the first year while

partial function, defined as C-peptide excretion >0.5 ng/ml, was obtained in 35%. The longest

period of insulin-independence reported so far is 70 months (Brendel MD et al 1999). The

results obtained by the group in Giessen, Germany are more promising (Bretzel RG et al

1998). In a series of 17 simultaneous islet and kidney transplantations, 14 patients had

functioning islet grafts at 1 year and 4 have become insulin-independent. In the patients given

islet grafts after a previous renal transplantation, 8 of 15 had functioning islet grafts at 1 year

and 3 achieved insulin-independence.

Autologous and allogeneic islet transplantations have also been carried out in patients with

surgically-induced diabetes. In such patients, the results are better. More than 50% of patients

autotransplanted after pancreatectomy for chronic pancreatitis are insulin-independent at 1

year. In this group, the number of islets transplanted seems to be the most important factor for

cure. The longest duration of function reported was more than 7 years (Brendel MD et al,

1999). In a small series of patients undergoing combined liver and islet transplantation after

upper abdominal exenteration for malignancy, 5 of 9 patients became insulin-independent

(Tzakis AG et al 1990). These islet grafts usually functioned until the patient died because of

tumor recurrence, the longest survival being almost 5 years.

13

These results prove that the islets of Langerhans can be implanted in an ectopic site, like the

liver, and function and provide insulin-independence for long periods. Factors contributing to

the low success rate in type-1 diabetic patients may include insulin resistance in the recipient,

side-effects of the immunosuppressive drugs and islet losses due to rejection and recurrence of

diabetes in the graft.

The promise of islet transplantation. In clinical work, transplantation of the islets of

Langerhans is usually performed by an injection into the recipient´s portal vein and offers a

simple and safe technique to provide a patient with new insulin-producing tissue. Compared to

pancreas transplantation, islet transplantation may offer better possibilities to reduce or omit

the need for chronic immunosuppression e.g., by encapsulation of the islets within

semipermeable membranes (see below). Furthermore, islets can be kept in culture for several

days before grafting. During this time, the graft can be pretreated to reduce immunogenicity. In

the future, the culture period may be used for treatment of the recipient with donor antigen to

induce tolerance. Islet transplantation may also facilitate the use of xenogeneic donors.

Transplantation of parathyroid tissue

The parathyroid glands represent another type of endocrine tissue that can be transplanted as a

cellular allograft. Autotransplantation of parathyroid tissue is routinely performed in

conjunction with total parathyroidectomy in patients with parathyroid hyperplasia (Alveryd A

1968, Chou FF et al 1998, Hidi H et al 1998, Walgenbach S et al 1999). Usually these

autografts function adequately, but occasionally they fail or the parathyroid glands are removed

accidentally during thyroid surgery and chronic hypoparathyroidism develops.

Most patients with chronic hypoparathyroidism do well on vitamin D and calcium supplements.

In a few cases, the calcium levels are unstable and the patients have problems with

hypocalcemic or hypercalcemic episodes. Of the few patients who have undergone

allotransplantation of the parathyroid glands, most have been renal graft recipients who

required chronic immunosuppression anyway (Alfery EJ et al 1992, Groth CG et al 1973). A

few attempts to transplant encapsulated parathyroid tissue have also been reported (Hasse C et

al 1994, Tibell A et al 1996). However, parathyroid allotransplantation has usually not been

14

considered because its advantages were out-weighed by the need for chronic

immunosuppression.

Immunosuppression hazards

The main disadvantages of successful allotransplantation are side-effects of the

immunosuppressive therapy. While old drugs like steroids and azathioprine affect the immune

system in many ways, new drugs often interfere with specific mechanisms involved in rejection.

The side effects can be divided into those related to the immunosuppressive effect, and those

that are not.

Those related to the immunosuppressive properties include an increased susceptibility to

infections and an increased risk of malignancies. Opportunistic infections are of concern,

especially during the first year after transplantation, while malignancies often occur later in the

follow-up. Data from several large transplant centers show an overall incidence of malignant

tumors which is 4-5 times higher than that in the general population (Hisse C et al 1995, Tan-

Shalaby J et al 1995).

There are also side-effects that are specific for each compound. Corticosteroids alone or in

combination with other immunosuppressives can cause -e.g., osteoporosis, diabetes, cataracts,

weight gain and poor growth in children (Lindholm A et al 1992). Azathioprine and

mycophenolate mofetil can induce bone marrow depression and gastrointestinal disturbances

(Keown P et al 1996, Shapiro R et al 1999), whereas nephrotoxicity, hypertension, gingival

hyperplasia and hirsutism are common in patients on cyclosporine A (Starzl TE et al 1991,

Lindholm A et al 1992). Tacrolimus may cause neurotoxicity, nephrotoxicity and increase the

incidence of diabetes (Starzl TE et al 1991, Shapiro R et al 1995, Moxey-Mims M et al. 1998,

Shapiro R et al 1999) while sirolimus has been associated with hyperlipidemia, reductions in

platelet and WBC counts, increases in liver enzymes and arthralgia (Groth CG et al 1999).

Of special concern, in islet transplantation is that several of the immunosuppressive drugs,

including cyclosporine, tacrolimus and steroids, have negative effects on β−cell function and

increase insulin resistance (Gunnarsson R et al 1983, Schlumpf R et al 1986, Engfeldt P et al

1986, van Schlifgaarde R et al 1986, Tze WJ et al 1990). Studies in pancreatic graft recipients

15

and non-diabetic kidney recipients show that increased insulin secretion is needed to maintain

normal glucose metabolism in patients on immunosuppression with cyclosporine, azathioprine

and steroids (Christiansen E et al 1996a, b).

It would obviously be better if islet transplantation could be performed without any need for

chronic immunosuppression. β-cell toxicity could be avoided and the secretory demand on the

islet graft would be reduced, increasing the likelihood of insulin-independence. Furthermore,

the morbidity related to immunosuppressive therapy would be of no concern. Then the

indications for islet transplantation could be widened. Young diabetic patients would be treated

early, thereby improving their quality of life and preventing development of the secondary

complications of diabetes. Protecting the islets from the immune response by encapsulation of

the graft in semipermeable membranes may help to achieve this goal.

Immunoisolation

The term immunoisolation refers to the encapsulation of a graft in a selectively permeable

membrane. To support the graft, low molecular weight substances, such as oxygen, glucose

and other nutrients, should be exchanged across the membrane while protection against

rejection requires that immune cells and other factors detrimental to graft survival are

excluded. The possibility of using such membranes is being explored for certain types of

cellular grafts, mainly those consisting of secretory cells. Obviously, the prerequisite for a

therapeutic effect is that the cell product -e.g., insulin, will also be exchanged across the

membrane and taken up by the surrounding microcirculation.

Devices produced from synthetic membranes and loaded with viable cells have been termed

biohybrid artificial organs and are being developed as substitutes in case of failing organ or

tissue function (Colton C 1995). The graft can consist of primary allogeneic or xenogeneic

cells or be derived from a cell line.

A number of studies are in progress on the use of biohybrid artificial organs for a wide variety

of diseases including endocrine deficiencies such as diabetes (Lacy PE et al 1991, Altman JJ et

al 1990, Lanza RP et al 1997b, Reach G et al 1984, 1992, 1993, 1994, Aomatsu Y et al 1992)

and hypoparathyroidism (Sollinger HW et al 1983, Fu XW et al 1989, Hasse C et al 1994,

16

1996, Tibell A et al 1996). Devices have been filled with genetically-engineered cells to

provide a source of erythropoietin in anemia (Koo J et al 1993), human growth factor in

dwarfism (Chang PL et al 1993) and factor IX in hemophilia B (Liu HW et al 1993, Brauker

JH et al 1998). Bovine adrenal chromaffin cells producing metenkephalin and other pain-

relieving substances have been implanted in patients with morphine-resistant pain (Aebisher P

et al 1994).

Biohybrid artificial organs have also been suggested for treatment of neurodegenrative

disorders such as Parkinson’s disease (Aebischer P et al 1991, Emerich DF et al 1992, Hara K

et al 1997), Alzheimer’s disease (Winn SR et al 1994) and amyotrophic lateral sclerosis

(Aebischer P et al 1996). Encapsulated porcine hepatocytes have been incorporated in a

perfusion machine - the so-called liver-assist device - and used extracorporeally for temporary

treatment of patients with fulminant liver failure (Vanholder R et al 1991, Takebe K et al 1996,

Kanai N et al 1999). In most cases, development is still in an early phase but the liver-assist

device and the bovine cells used as a treatment for pain are undergoing phase II trials in

humans. The remaining part of this survey focuses on the possible use of encapsulated islets of

Langerhans as treatment for diabetes.

The principle of immunoisolation of islets for transplantation has two potential benefits. First, it

may permit alloislet transplantation without the use of pharmacological immunosuppression.

Secondly, encapsulation may facilitate the transplantation of islets from non-human species

(xenografts) thereby giving access to an unlimited source of insulin-producing tissue.

Two main types of encapsulation techniques have been used; micro- and macroencapsulation.

In microencapsulation, a single islet or small groups of islets are encapsulated in a gel capsule

usually consisting of alginate, covered by an outer layer of poly-L-lysine. In

macroencapsulation a large number of islets are entrapped in a chamber made of

semipermeable membranes. The macroencapsulation devices may be subdivided into perfusion

chambers (vascular devices) and diffusion chambers (hollow fibers and planar devices), see

figure.

17

Microcapsules Macrocapsules

1A

1B

2

3

1-2: Diffusion devices;1. planar devices (A: Boggs® chamber, B: TheraCyte™)2. hollow fibers

3: Perfusion device (vascular device)

A-V shunt

Implanted cells

Experiences with various immunoisolation methods.

Microencapsulation was first described by Lim and Sun, who showed that diabetes in rats

could be reversed for 3 weeks using microencapsulated islets placed intraperitoneally. Graft

failure was attributed to poor biocompatability of the material used (Lim F et al 1980).

A number of factors that influence the immunoprotective properties and capsule

biocompatibility have since been described. These include the type and purity of the alginate,

capsule size, wall thickness, mechanical strength, permeability and surface characteristics

(Wang T et al 1997, O´Shea GM et al 1984, Clayton HA et al 1991, De Vos P et al 1993,

1997). Covering the poly-L-lysine layer with an additional layer of sodium alginate has been

shown to improve the biocompatibility and inhibit cell adhesion (O´Shea GM et al 1984,

Vandenbossche GMR et al 1993) .

In islet transplantation, the membrane should protect against rejection and recurrence of

autoimmune diabetes in the graft. In vitro studies by Darqur et al showed that microcapsules,

which are permeable to glucose, arginine, theophylline and insulin, are nevertheless able to

protect the pancreatic β-cells against the cytotoxic factors present in the sera of rabbits

immunized with pancreatic cells or in the sera of type-1 diabetic patients (Darqur S et al

18

1985). Others have found that minor modifications in the microencapsulation procedure cause

dramatic changes in the duration of islet allograft function in spontaneously diabetic rodents

(O´Shea GM et al 1984).

Spontaneous and surgically-induced diabetes in dogs have also been reversed by implantating

microencapsulated allografts intraperitonelly. The successful cases had been given low doses of

cyclosporine (Soon Shiong P et al 1992a, b). The same group also reported the first human

case of insulin independence in a type-1 diabetic patient after microencapsulated alloislet

transplantation. In this clinical case, no adjunctive immunosuppression was used (Soon Shiong

P et al 1994).

Microencapsulation has also been evaluated for the protection of islet xenografts. Prolonged

survival of canine islets has been obtained in mice using alginate-poly-L-lysine capsules.

However, adjunctive treatment with immunosuppressive agents was usually necessary

(Califiore R et al 1987). In contrast, Weber found that alginate capsules containing canine

islets functioned for only 12 days in diabetic NOD mice. Graft failure in this model was

attributed to an intense cellular reaction around the capsules. When anti-CD4 monoclonal

antibodies were given, however, long-term functional survival of >100 days occurred in 4 of 8

recipients (Weber CJ et al 1990).

The most promising results so far have been reported by Sun et al who succeeded normalizing

the blood sugar levels in spontaneously diabetic cynomologus monkeys after repeated

transplantations of microencapsulated porcine islets. Without immunosuppression, 7 of 10

monkeys became normoglycemic for periods ranging between 120-804 days (Sun Y et al

1996).

Recently, one clinical trial using encapsulated xenoislets was reported. Elliot et al grafted 6

diabetic patients with microencapsulated porcine islets (Paradis K et al 1999, Elliot RP et al

1999). In 2 patients, secretion of porcine C-peptide was maintained for up to 2 years, but no

patient became insulin-independent.

Perfusion chambers consists of a permselective membrane fashioned into a tube which, via

standard PTFE grafts, is connected to the recipient´s circulation as an A-V shunt. A housing

19

surrounds the permselective tube, creating a space where the islets are placed (Monco AP et al

1993, Maki T et al 1995, 1996, Lanza RP et al 1997a, b). This type of encapsulation provides

close contact with the arterial circulation and aims at optimizing the delivery of oxygen to the

transplanted tissue.

In early experiments, thrombosis of the device was a major problem. However, when aspirin,

was given empty devices remained patent between 3 and 8 months after implantation in dogs

(Maki T et al 1991a, b). Sullivan et al reported that implantation of one device containing

canine islets resulted in good control of fasting glucose levels in six of ten dogs with surgically-

induced diabetes for up to 5 months (Sullivan SJ et al 1991). When two devices were

implanted in each dog, 11 of 17 became normoglycemic with no need for exogenous insulin for

1 to 7 months (Sullivan SJ et al 1992, Lanza RP et al 1992e). In two animals, significant

secretion of insulin was maintained for one year after implantation and the exogenous insulin

required to control the blood glucose levels increased by more than 20 units/day after the

device was removed (Maki T et al 1993).

The same group also evaluated the vascular device for the protection of islet xenografts

(Monoco AP et al 1991, Ohazato H et al 1992). Seventeen dogs were transplanted with

encapsulated porcine islets. Of these, 9 experienced significant reductions in the need for

exogenous insulin requirements and improvements in the fasting blood glucose level for at least

2 months. No immunosuppression was given (Maki T et al 1995).

Diffusion chambers can be grouped into planar devices and hollow fibers. Grafts encapsulated

in such devices are dependent on the diffusion of nutrients and oxygen from the surrounding

microcirculation. Possible implant sites include the peritoneal cavity, the omentum and the s.c.

fat. Inside the chamber, the islets are either packed or dispersed in a matrix which separates the

islets from each other (Zekorn T et al 1989, 1995, Scharp DW et al 1994, Loudovaris T et al

1992a, b).

Lanza et al, in an allotransplantation study, used canine islets encapsulated in tubular diffusion

devices. Twelve dogs served as recipients and three of them became insulin-free for 51 to >90

days (Lanza RP et al 1992a).

20

Scharp et al have evaluated the short-term histological survival of human islets encapsulated in

hollow fibers after allotransplantation (Scharp DW et al 1994). Recipients were patients with

type-1 or type-2 diabetes and healthy volunteers. The devices were placed s.c. and explanted

after 2 weeks. No immunosupressive drugs were administered. After removal, in vitro tests

indicated that the insulin secretory response to glucose and theophylline had been maintained

and histological evaluation of the implants showed > 90% viability. Thus, islets encapsulated in

such hollow fibers can survive after s.c. implantation in man and they are protected from

rejection and autoimmune destruction, at least short-term. However, the loading density was

low and calculations indicate that a curative graft would require an unreasonable length of

fibers.

The protection of xenografts by diffusion devices was also evaluated. Lanza et al studied the

long-term function of bovine, porcine and canine islet xenografts encapsulated in permselective

acrylic membrane chambers and implanted in STZ-diabetic rats. The 12-month graft survival

rates were 40%, 25% and 10%, respectively (Lanza RP et al 1993). Altman instead used

permselective tubular devices which were filled with fragments of human insulinomas and

implanted in the peritoneal cavity of rats with STZ-induced diabetes. Non-fasting plasma

glucose and insulin levels were normalized for up to 1 year (Altman JJ et al 1986).

Jesser et al tested the so-called AN 69 device, made of PTFE membrane. Encapsulated rat

islets normalized the fasting glycemia in diabetic mice up to 30 days. On histological

examination, numerous macrophages adhered to the outer surface of the membrane. Many of

the remaining islets showed histological signs of damage. They concluded that this device is

only partially efficient for protection of xenoislets (Jesser C et al 1996).

The Boggs chamber and the TheraCyte device. Two kinds of immunoisolation devices,

the Boggs chamber and the TheraCyte device, have been used in the studies included in

this thesis. Both are diffusion chambers constructed from a bilayered PTFE membrane. The

outer layer of this membrane consists of a 5 µm PTFE membrane that induces

neovascularization at the tissue-membrane interface. This vascularizing membrane has been

glued onto a conventional immunoprotective PTFE membrane with a pore size of 0.45 µm.

The addition of an outer vascularizing layer was based on a series of investigations by Brauker

21

et al, and aimed at improving the physiological conditions in the device. When evaluating the

neovascularization at the membrane-tissue interface after s.c. implantation in rats, they found

that the PTFE membrane with a pore size of 5 µm had 80-100-fold more vascular structures

within 15 µm from the surface than a membrane with 0.02 µm pore size. The difference

occurred as early as 3 weeks after implantation and persisted for up to 1 year (Brauker JH et

al 1995). Brauker attributed this effect to the architecture of the surface of the 5 µm membrane

rather than to chemical or other properties. The improved neovascularization around implants

covered with the 5µm PTFE membrane has also been noted in humans (Tibell A et al 1992).

Brauker then studied the local inflammatory response around Boggs chambers containing

iso- allo- and xenografts. Empty devices and encapsulated isografts induced a mild

inflammatory reaction. Allografts induced a somewhat greater reaction while xenografts were

surrounded by a very severe inflammation. This difference in response is probably related to

the different immunogenicity of the antigens shed from the grafts. Brauker showed that

encapsulated mice embryonic lung xenografts were destroyed within 3 weeks while the

allografts were protected up to 1 year (Brauker JH et al 1996). This failure to protect

xenografts, may be related to the intense inflammatory reaction around such implants and to

the large pore size which allows e.g., immunoglobulins to cross the membrane (Brauker JH et

al 1992, 1996, Loudovaris T et al 1992b). Loudovaris et al also showed that if the mice were

treated with anti-CD4 antibodies, xenografts encapsulated in the Boggs chamber would

survive (Loudovaris T et al 1992a, 1996).

Andersson et al have studied human islets encapsulated in Boggs chambers and transplanted

to nude mice. Histological examination 1 to 2 months later showed well preserved islet

morphology. Maintained function was indicated by the presence of human C-peptide in mice

sera. However, encapsulated mouse and rat islets survived less well than human islets

indicating that rodent islets are more affected by the physiological milieu inside the device

(Andersson A et al 1994, 1996). Furthermore, when fetal porcine islet-like cell clusters were

transplanted to immunosuppressed C57BL/6 mice, encapsulated grafts did worse than free

grafts placed under the kidney capsule (Sandberg J-O et al 1995).

22

Weir´s group studied the number and volume of encapsulated islets required to cure diabetic

mice. They obtained cure in STZ-diabetic mice using 2 Boggs chambers with 500 islets each

(Suzuki K et al 1996, 1998a, Trivedi N et al 1997). They also showed reversal of diabetes in

nude mice, using 1200 rat islets encapsulated in the TheraCyte device and transplanted s.c.

(Tatarkiewicz K et al 1999). This group has developed a morphometric method to measure the

mass of islet tissue inside an immunoisolation device (Suzuki 1998b). Applying this technique,

they found that the amount of encapsulated islets needed to cure diabetes is equivalent to that

of a graft in an optimal transplant site, such as under the kidney capsule.

Loudovaris et al have explored the possibility of using the TheraCyte device for

encapsulation of insulinoma cell lines instead of primary islets (Loudovaris T et al 1999).

During the past 5 years, the TheraCyte device has also been extensively evaluated for

encapsulation of other tissues. Studies have been performed on genetically-engineered cells to

treat inborn errors of metabolism (Carr-Bendel VE et al 1997) and on cells secreting factor IX

in hemophilia (Brauker JH et al 1998). Another interesting application is in the field of anti-

tumor therapy. Geller et al reimplanted excised tumor tissue encapsulated in the TheraCyte

device. The shed antigens will then generate an antitumor response which, in experimental

models, can cure minimal residual disease (Geller R et al 1997a, b).

Common encapsulation problems

Despite some promising data mentioned above, a number of problems remain before islet

encapsulation can be successfully used in clinical work. Several of these problems are shared

by all the techniques used for encapsulation.

The inflammatory response to implanted devices. Implantation of artificial material in a living

body causes an inflammatory response (Icard P et al 1990, Soon-Shiong P et 1991, Fritschy

WM et al 1994, Brauker JH et al 1996). The reactions to implants could be divided into: an

acute inflammatory response, an chronic inflammatory response and the foreign body reaction

with the development of granulation tissue, foreign body giant cells, macrophages and fibrosis

(Anderson JM et al 1988). As discussed above, antigens shed from the encapsulated graft may

further enhance the reaction. For macroencapsulation devices, the surgical trauma caused by

the implantation procedure will also contribute to the inflammatory response. During the acute

23

phase, cytokines and other factors present in the surrounding tissues may cross the membrane.

These factors, as well as the avascular fibrotic capsule that usually develops around the

implant, may impair the functional capacity or even the survival of the encapsulated graft.

Poor graft survival. The ideal permeability of an immunoisolating membrane is a balance

between immunoprotection and tissue nutrition. If the pore size is too large, harmful factors

such as cytokines and antibodies or even immune cells may cross the membrane and damage

the encapsulated graft. If the pore size is too narrow, this will interfere with the nutritional

demands of the graft, jeopardizing graft survival (Colton K et al 1995, 1996). Oxygen is

considered to be one of the critical factors. Schrezenmeir et al have studied factors influencing

oxygen supply to the encapsulated graft. They suggested that the outer diameter of the device

should be less than 300 µm. Various methods to inhibit fibrous tissue formation or inducing

vascularization should also improve oxygen supply to the islets. Moreover, euglycemia

improves the chances of survival and function of the graft by preventing unnecessary oxygen

expenditure. The ratio between the diffusion distance and cell mass should also be taken into

consideration (Schrezenmeir J et al 1992, 1994).

A suitable implantation site is a problem especially for macroencapsulated grafts. In most

experiments, the epididymal fat pad, peritoneal cavity and s.c. tissue have been used for hollow

fibers and diffusion devices. For clinical trials, placement in the peritoneal cavity, the omentum,

on the surface of the liver or s.c. have been proposed. (Scharp DW et al 1991, 1992, 1994,

Juang J-H et al 1995). The latter site is known to have a poor blood supply but, on the other

hand the s.c. fat is safe and easily accessible for clinical use. As discussed above, the

physiological conditions inside the device will depend on the characteristics of the

immunoisolating membrane and on the properties of the surrounding tissue. These factors

influence the maximum loading density. If the loading density can be increased – i.e., more

islets can be packed into a given volume - the size of the device could be reduced which would

facilitate its clinical use.

The vascular devices are anastomosed as A-V shunts and require access to major vessels like

the iliac artery and vein. The need to implant several devices, the chronic treatment with

anticoagulants and the risks connected with vascular surgery especially in diabetic patients

seem to limit their usefulness in a clinical setting. For microencapsulated grafts, most groups

24

prefer implantation in the peritoneal cavity so the volume of the graft does not constitute a

problem (Soon-Shiong P et al 1992a, b, 1994). The major drawback is the risk of inducing

intraperitoneal adhesions.

Insufficient long-term stability of the immunoisolating membrane is a problem connected

especially with microencapsulated grafts. Major efforts have been made to improve the stability

of the capsule wall and the components of its structure (Wang T et al 1997, van Schilfgaarde

et al 1999). Macroencapsulation devices should be more chemically stable, but may be

susceptible to mechanical stress. Lanza et al reported that 80-90% of tubular membrane

diffusion devices transplanted into diabetic dogs had broken 5-7 months after implantation

(Lanza R et al 1992a).

In the following studies, we focused on use of the TheraCyte device for protection of

cellular allografts. Today, macroencapsulation is being explored for protection of many kinds

of secretory cells. However, in the field of islet transplantation, most recent research has

focused on microencapsulation. One important reason is the relatively great amount of tissue

needed to cure diabetes making it difficult to design reasonably-sized diffusion devices or

perfusion chambers. However, macroencapsulation devices have a number of advantages

including better physical and chemical stability and the possibility of retrieving the graft. To

facilitate the clinical use of macroencapsulation in islet transplantation, the survival of the

encapsulated graft should be improved and the loading density of these devices must be

increased.

25

Aims of the studies

The purpose of these studies were:

• To evaluate macroencapsulation as a method for protecting allogeneic parathyroid grafts in

humans.

• To assess the physiological conditions inside the TheraCyte immunoisolation device in

longitudinal studies.

• To evaluate the possible correlation between close vascular profiles and physiological

conditions in the device.

• To study the blood perfusion in the tissue surrounding the device in a longitudinal study.

• To develop strategies to improve the survival of encapsulated grafts.

26

Material and Methods

A. Immunoisolation devices and techniques used in the various studies

The immunoisolating membrane

We used devices made from an immunoisolating membrane developed by Baxter Healthcare

(Round Lake, IL, USA) in all studies. This membrane has two layers: the outer one consists of

polytetrafluoroethylene (PTFE) with a nominal pore-size of 5 µm (Gore, Flagstaff, AZ, USA)

which has been laminated onto an inner layer of PTFE (Biopore Millipore Corp, Bedford,

MA, USA) with a nominal pore-size of 0.45 µm. The inner layer provides immunoisolation

from host cells, but allows the penetration of dissolved molecules while the outer layer

promotes neovascularization in the surrounding host tissue (Brauker JH et al 1995). To

improve stability, an unwoven polyester mesh backing has been attached to the outer layer.

Prior to implantation, the membranes were hydrophilized by repeated wetting, first in 95%

ethanol for 1-2 min. and then three times in sterile saline. This bilayered membrane has been

used in two types of immunoisolating devices; the Boggs chamber and the TheraCyte

device, Fig. 1A and B.

Fig. 1A.

Boggs chamber

Fig. 1B.TheraCytedevice.

Fig. 2. Ultrastructure of the TheraCyte device.

Woven polyester exsertUnwoven polyester backing

A B

27

Devices used in various studies

The Boggs chamber (Baxter Health Care, Round Lake, IL, USA) belongs to the first

generation of the devices used in our trials. Its construction is shown in Fig. 1A. One

membrane is placed in a titanium ring. A silicon ring, to create a lumen, is placed on top and

the graft is loaded in the middle. The graft is then covered with another membrane and an

upper ring is pressed into the lower titanium ring to close the chamber. The volume of the

device is 5µl.

Boggs chambers were used in our first study for the encapsulation of human autologous

parathyroid grafts. These were implanted s.c. in the patient’s lower arm. Control devices were

placed s.c. in nude mice (Balbc/nu, Mollegaard Research and Breeding Center, Ry, Denmark).

The TheraCyte device is a prefabricated teabag-shaped device with a polyethylene port that

permits access to the lumen for loading, Fig. 1B. It was developed to provide a construction of

defined integrity which can be loaded with less risk of contamination of its outer surface. This

device is available in three sizes with internal volumes of 4.5 µl, 20 µl and 40 µl, respectively.

The outer surface of the TheraCyte device is covered with a woven polyester mesh in order

to improve further the stability of the construct, Fig 2.

TheraCyte devices were used in all our studies, except for the study on the autologous

parathyroid grafts (see above). In the first study, they were used to encapsulate the human

allogeneic parathyroid implants. The devices were then placed s.c. in the patient’s lower arm.

Nude mice (Balbc/nu) served as a control and received a s.c. device, loaded with the same

parathyroid tissue. In rat studies, the devices were placed s.c. on the back of male Sprague-

Dawley (SD) rats (ALAB, Sollentuna, Sweden) weighing 200-250g.

Techniques for studies of the exchange across the membrane and of blood

perfusion in tissue around the device

The microdialysis technique provides an in vivo bioanalytical sampling technique for

monitoring chemical events occurring in a living body. A great advantage of microdialysis is

that it is atraumatic and does not disturb the physiology of the tissue studied. It is based on

28

continuous sampling of substances from the extracellular space (Ungerstedt U et al 1991).

Each molecule transported in the blood must pass the extracellular space before it enters the

cell and, vice versa, each molecule produced by the cell must pass the extracellular space

before reaching the blood stream. The microdialysis probe is a specially designed cannula, with

a semipermeable membrane at its tip. A perfusion medium is continuously pumped through the

probe and substances are filtered by diffusion from the extracellular fluid and into the perfusion

medium, Fig. 3A and B.

The concentration of a substance in the microdialysate does not correspond to that in the

extracellular fluid, but instead represents partial recovery. The recovery of a substance is

influenced by the properties of the microdialysis probe (molecular cut-off, probe thickness,

probe length), the speed of perfusion, local tissue resistance and the concentration of the

compound in the surrounding medium (Arner P et al 1991).

The microdialysis technique was introduced in 1972 by Delgado and collaborators for the use

in experimental brain research (Delgado JMR et al 1972) and was then further developed by

Ungerstedt (Ungerstedt U et al 1974). The first study in humans was performed by Lönnroth

(Lönnroth P et al 1987, 1990, 1991). Microdialysis has now been used in various studies of

tissues and organs including the central nervous system, s.c. adipose tissue, skeletal muscle,

heart and liver in animals as well as humans (Bolinder J et al 1989, 1992, 1993, Hagström-Toft

E 1992, Tossman U et al 1986, Meyerson BA et al 1990, Myerhoff C et al 1992, Scott DO et

al 1993, Deleu D et al 1993, Jansson PA et al 1993, Johansson U et al 1993).

Fig. 3A. Principle of microdialysis technique. Fig. 3B. The microdialysis probe.

29

We used microdialysis to study the exchange of glucose and insulin between the device’s

lumen and the microcirculation. In our studies, the microdialysis probes had a length of 10 mm,

a thickness of 0.5 mm, and molecular cut-off of 20 000 dalton (glucose study) or 100 000

dalton (insulin study). In the glucose study, Ringer-acetate solution (Pharmacia AB,

Stockhom, Sweden) served as the perfusion medium, while an albumin-containing medium

(RIA test, Pharmacia AB, Stockholm, Sweden) was used in the insulin study. The speed of

perfusion was 2 ul min-1. The afferent part of the probe was connected to a microdialysis

pump (CMA 102, CMA Microdialysis, Stockholm, Sweden) and the efferent part was

connected to a microfraction collector (CMA 142, CMA Microdialysis, Stockholm, Sweden).

The laser Doppler technique is based on sending light from a helium-neon laser which is

transmitted via a fiber optic guide to the tissue, where it interacts with both stationary

structures and moving blood cells in a sample volume of approximately 1 mm3. The back-

scattered light from a moving cell is shifted in frequency according to the Doppler principle,

while the light scattered from stationary structures remains at its original frequency, Fig. 4.

The mixing of these two types of

backscattered light at a photodetector results

in a phenomenon known as light-beating. If

only a small proportion of the back-scattered

light is Doppler-shifted, one can assume that

the beating is derived almost exclusively from

interactions between shifted and unshifted

light (Nilsson GE et al 1980). Laser Doppler

perfusion monitoring (LDPM) usually shows a

linear correlation to various particle

concentrations and flow velocities.

This technique was first mentioned by Stern, describing the in vivo evaluation of

microcirculation by coherent light scattering (Stern MD 1975, 1977). Laser Doppler is an

effective way to measure microcirculation in various tissues and organs (Fagrell B 1985, Ahn

H et al 1987, Green M et al 1988, Wheatley AM et al 1993, Jörneskog G et al 1994, Catalano

M et al 1997, Thollander M et al 1997). It gives immediate results, can be non-invasive and

Fig. 4

30

allows repeated or continuous longitudinal measurements.

In our studies, laser Doppler was used to determine the blood perfusion in the tissue around

the TheraCyte device. A laser Doppler with a working wave length of 780 nm (PF 4001,

Perimed AB, Järfälla, Sweden) was used. The probe (PF 402 φ 0.5 mm, fiber separation 0.15

cm) was calibrated before each experiment, in accord with manufacturer’s instructions. The

laser Doppler equipment was connected to a computer and the Perisoft program (version 5.10

C2, Perimed AB, Järfälla, Sweden) was used to record data and basic calculations.

Preparation of rat islets

Pancreases were harvested from SD rats of the same inbred strain as the recipient rats. The

pancreatic islets were isolated using a modification of the technique described by Gray (Gray

DWR et al 1984 and 1986a, Hesse et al 1992) Collagenase solution (2 mg/ml, Sigma type VI,

Sigma Chemicals LTD, St. Louis, MO, USA) was injected into the bile duct until the pancreas

was well distended. The pancreatic tissue was then disintegrated at 37°C. The islets were

separated from exocrine tissue by centrifugation using a discontinuous Ficoll density gradient.

Isolated islets were then cultured at a temperature of 37 °C overnight, using RPMI 1640

medium (11.1 mM glucose, ICN Biomedicals, Costa Mesa, CA, USA), supplemented with

10% fetal calf serum and penicillin-streptomycin solution.

As a control for islet quality, implants were placed under the kidney capsule in nude mice.

Black 6 nu/nu mice (BomMice, Bomholt Gaard Breeding and Research Center LTD., Ry,

Denmark) weighing 25-30g were made diabetic by injecting streptozotocin i.v. (250 mg/kg

BW, Sigma Chemicals LTD). Diabetes was defined as a blood glucose level > 20 mmol/L for

two consecutive days. Each mouse received 450-500 rat islets, via a braking pipette, under the

left kidney capsule.

Histological studies

Preparation of histological specimens. The devices were explanted, together with a thin rim

of the surrounding s.c. tissue. Specimens were fixed in Histofix (Histolab Products AB, Västra

Frölunda, Sweden) or 4% phosphate-buffered formalin and then dehydrated and embedded in

paraffin according to routine methods. The blocks were cut in a microtome (Leica

31

Microsystems AB, Sollentuna, Sweden) with a section thickness of approximately 5 µm.

Sections were stained with hematoxylin-eosin. All histological evaluations were performed

with the light microscope by the same investigator. The sections were coded to ensure a

blinded evaluation.

Evaluation of encapsulated parathyroid tissue. All sections were qualitatively evaluated with

the light microscope. In the autologous implant study, semiquantitative estimates of

parathyroid tissue, fibrosis and necrosis were also made. On the section containing most tissue,

we estimated the volume densities (Vv´s) of these parameters by point-counting in a projection

microscope (magnification 300X), using a grid with 2.5 cm between the test points. The results

are presented as volume fractions (%). In the allogeneic implant study, the small devices

explanted from patients and nude mice were also evaluated by this semiquantitative technique.

Evaluation of vascular profiles and fibrosis around the TheraCyte device. The membranes

were divided longitudinally before embedding. We performed a semiquantitative evaluation of

vascular profiles on one central section. The number of vascular profiles within 15 µm from the

surface was counted along the entire length of the membrane on both sides (approx. 7.5 cm)

with the light microscope. In addition, in Paper III, micrographs were taken along one cm in

the middle of the membrane on both membrane surfaces (final magnification x 325). On these

micrographs, we counted the number of vascular profiles within 250 µm from the surface of

the membrane. The values were expressed as the number of vascular profiles/cm. The thickness

of the fibrous tissue reaction around the device, also measured at eight evenly distributed

points along each membrane surface, was expressed as a mean thickness (µm) for each device.

Morphometric studies of encapsulated islet grafts. After the entire membranes had been

embedded, serial transverse sectioning was performed. Sections at intervals of 400 µm were

stained with hematoxylin and eosin for histological evaluation. Approximately 25-30 section-

levels were evaluated from each membrane. Six pairs of devices were evaluated by

morphometry, using stereological techniques. From the sections containing grafted tissue in the

device, micrographs were taken, covering the entire area of the graft. The area of the tissue

was then measured on printed copies at a final magnification of 30.5x in a semiautomatic

interactive image analyzer (Videoplan, Zeiss, Oberkuchen, Germany). The total volume of the

32

encapsulated graft could then be calculated according to Cavalier’s principle (Sterio DC 1984).

Every other section containing grafted tissue was then evaluated in a computer-assisted

stereological system (Cast GRID System, Olympus, Albertslund, Denmark). At a final

magnification of 390x, point-counting was performed in every other visual field. Conventional

stereological principles were used to estimate volume densities (Vv´s) of viable endocrine cells,

fibrotic and necrotic tissue and the absolute volumes of these parameters were then calculated

(Weibel ER et al 1979).

Evaluation of subcapsular islet grafts in control nude mice. The graft-bearing kidneys from

control nude mice were evaluated qualitatively with the light microscope.

Immunohistochemistry. In the encapsulated parathyroid grafts, the presence of viable

parathyroid cells was verified by immunohistochemistry, using an antiserum against human

parathyroid hormone 1-38 (Peninsula Laboratories Inc, St. Helens, Merseyside, England). In

encapsulated islet grafts and islet graft-bearing kidneys, the presence of viable islets was

verified by using antibodies against insulin (Dako, Glostrup, Denmark).

Biochemical methods

The serum levels of human intact PTH were analyzed by an immunoradiometric assay (IRMA,

Nichols Institute of Diagnostics, San Juan Capistrano, CA, USA). This intact PTH assay has a

sensitivity of 1 ng/L and a reference interval of 8 - 51 ng/L. The insulin levels in the

microdialysates were analyzed with a RIA kit (Pharmacia AB, Uppsala, Sweden). The blood

glucose levels in capillary samples from the tail vein in rats and mice were analyzed on site

using a blood glucose meter (Glucometer Elite, Bayer Diagnostics, Gothenburg, Sweden).

The measuring range of this meter is 1.1 - 33.3 mmol/L. For analyses of glucose

concentrations in the mecrodialysates, we diluted the microdialysate samples (10µl) by adding

20 µl distilled water and performed the analyses twice, using a Select Biochemistry Analyzer

(YSI model 2700, Yellow Springs, OH, USA).

Immunological methods

33

Mixed lymphocytic culture was performed using a pool of MNC cells as the positive control.

The stimulator cells were inactivated by irradiation with 20 Gy. The tests were performed in a

microculture system and were harvested on day 6 (Solheim BG et al 1993). MLC reactivity

was expressed as relative response (RR). The RR was defined as cpm of [(R + Dx) - (R + Rx)

/ (R + Px) - (R + Rx)] *100, where P is the pooled control, R= recipient cells, D= donor cells

and X= irradiated fraction.

Analysis of panel-reactive antibodies. Analyses of antibodies against unfractionated

lymphocytes and enriched T cells was made against a panel of lymphocytes using an ordinary

microlymphocytotoxicity test with incubation for 90 minutes, at 37°C. Screening for B cell

antibodies was performed against the same panel according to the standard NIH technique,

with incubation for 195 minutes at 22°C. The cytotoxic reaction was judged to be positive

when at least 50% of the individual panel lymphocytes were killed. The patient’s serum was

judged to be positive if it reacted with more than 10% of the panel. Sera with B cell antibodies

were platelet-absorbed and retested against the T and B cell panels.

Data presentation

Results are presented as mean ± SD. A p-value of <0.05 was considered statistically

significant. The methods used for the statistical analyses are presented in each individual study.

Material and Methods

B. Designs of the individual studies

In the patient studies, informed consent was obtained from all participants. The patient study

protocols were approved by the local ethics committee. In the animal studies, study protocols

were approved by the animal ethics committee. The experimental studies were performed in

accordance with “Principals of Laboratory Animal Care” published by NIH and Swedish

Legislation for the protection of animals.

34

Paper I. Histological studies on the survival of encapsulated autologous and

allogeneic parathyroid tissue in humans.

Autologous parathyroid transplantation study. To study the survival of encapsulated

parathyroid tissue in the absence of an alloresponse, six patients received a s.c. implant of their

own parathyroid tissue in conjunction with an operation for parathyroid hyperplasia. One

patient with a parathyroid adenoma was also included. The tissue was minced with

microscissors and encapsulated in a Boggs chamber. The devices were explanted after 2 or 4

weeks for histological evaluation. For comparison, encapsulated tissue from five of seven

patients was also placed s.c. in nude mice and explanted after the same period.

Allogeneic parathyroid transplantation study. In this study, four patients with

hypoparathyroidism and unstable calcium levels, in spite of pharmacological treatment,

received macroencapsulated allogeneic parathyroid grafts. The donors were patients

undergoing parathyroidectomy due to parathyroid adenoma or parathyroid hyperplasia. They

were blood group-compatible but HLA-mismatched in relation to the recipients. The patients

received no immunosuppressive or anti-inflammatory drugs.

One to three 40µl TheraCyte devices were implanted s.c. in each patient’s lower arm. In 3

patients, a small device holding 4.5 µl was also implanted sc. and removed after 4 weeks to

evaluate early changes in the implanted tissue. The large devices were explanted 8.5-14 months

after implantation. During the follow-up period, blood samples for analyses of parathyroid

hormone were obtained from both arms at least twice monthly. Mixed lymphocyte culture

(MLC) was performed in the four donor-recipient pairs. Peripheral blood leukocytes (PBL)

from the donor were isolated and frozen at the time of donation. PBL from the recipient were

obtained before implantation and during the follow-up period, the last sample being taken at

the time of explantation. Panel reactive antibodies were analyzed in sera obtained before

implantation and at the time of explantation.

In three of the four allogeneic implant cases, a nude mouse was transplanted with encapsulated

parathyroid tissue from the same donor as a control. The mice implants were also harvested

after 4 weeks. All devices were prepared for histology and evaluated as described above.

35

Paper II. Longitudinal studies on the insulin permeability of the TheraCyte

device and histological evaluation of close vascular profiles.

In vitro studies. To determine the recovery of insulin with our microdialysis set-up, recoveries

at various insulin concentrations were studied in vitro. Solutions of human insulin (Actrapid,

Novo Nordisk, Bagsvaerd, Denmark) at concentrations of 100 (n=2), 200 (n=2) and 300 (n=3)

µU/ml were prepared by adding a dilution medium (Pharmacia RIA test, Uppsala, Sweden)

containing albumin. The microdialysis probe was immersed in a test tube containing one of the

three insulin concentrations and microdialysate samples were collected every 15 minutes up to

180 minutes in plastic tubes (CMA Microdialysis, Stockholm, Sweden) and frozen at - 20 °C,

pending analysis.

In vivo insulin permeability of the

TheraCyte device. Empty devices were

implanted s.c. in rats. To imitate insulin

secretion from encapsulated islets, human

insulin (Actrapid, 10U/kg) was injected

via the device port, Fig. 5. To register the

passage of insulin across the membrane, a

microdialysis probe was placed in the s.c.

tissue on the other side of the back. To

ensure that the insulin recovered in the

microdialysate had reached the site of the

recording microdialysis probe via the

systemic circulation, the probe was placed

at least 7-10 cm away from the injection

site. In the control group, a corresponding

dose of insulin was injected s.c.. Each

study group contained 6 rats.

The microdialysate samples were collected every 15 minutes for 240 minutes and later

analyzed for insulin, as described above. Studies were performed on day 1, or at 1, 2 or 4

Fig. 5. Schematic presentation of in vivoinsulin permeability study.

36

weeks and 3 months after implantation of the device. The blood glucose levels of the rats were

followed during the experiment. Histological evaluation of close vascular profiles was

performed on devices that had been implanted at least 1 week or more.

The area under the curve (AUC), the time-to-peak (TTP) and peak concentrations of insulin

(Cmax) were calculated for the various groups. The k-values (percentage of change in insulin

concentration/minute) were also calculated for the ascending and descending parts of the

curves. For the ascending parts, k-values (ka) were calculated between 15 and 90 minutes

while, for the descending parts of the curves, k-values (kd) were calculated from the point

where the curve started to descend until the end of the experiment. Analysis of variance

(ANOVA) and the unpaired Student’s t test, with Bonferroni’s correction were used for the

statistical evaluation.

Paper III. Longitudinal studies on the glucose permeability of the TheraCyte

device and histological evaluation of vascular profiles around the implant.

In vitro studies. To determine the recovery of

glucose with our microdialysis set-up, the recoveries

at various glucose concentrations were studied in

vitro. Solutions with glucose concentrations of 6.7,

13.4 and 27.2 mmol/l were prepared. One

microdialysis probe was immersed in a test tube

containing one of the three glucose concentrations

(free probe) and the other probe was introduced into

a Theracyte device and then immersed in the same

glucose concentrations (device probe), Fig. 6. The

microdialysates were collected every 5 minutes up to

60 minutes and the glucose concentrations were

analyzed as described above. Four microdialysis runs

were performed for each concentration.

Fig. 6. In vitro glucose permeabilitystudy.

37

In vivo glucose permeability of the

Theracyte device. Empty devices were

implanted s.c. in rats. One microdialysis probe

was introduced into the device (device probe)

and the other probe (s.c. probe) was placed

directly in the s.c. fat on the other side of the

back, Fig. 7A and B.

The glucose recoveries from the two probes were then studied during an IVGTT. The

microdialysate samples were collected every 5 minutes up to 100 minutes and the glucose

concentrations were analyzed. The blood glucose level of the rat was followed every 5 minutes on

site, with a blood glucose meter. Studies were performed on day 1, or at 1, 2 or 4 weeks and 3

months after implantation of the device. Eight rats were studies at each time point. Histological

evaluations of vascular profiles within 15µm and 250µm from the membrane surface were

performed on devices implanted for 1 week or more.

To describe the glucose kinetics, we calculated the Cmax, TTP and AUC in the microdialysates

and in blood at the various times. The first blood glucose obtained after the glucose infusion was

usually above the measurement range. Therefore, the second value (at 10 min) was used to

calculate the Cmax in blood. The blood glucose values, when inserted in a line-log diagram

Fig. 7A. Microdialysis set-up for in vivoglucose permeability study.

Fig. 7B. Schematic presentation of glucosepermeability study.

38

showed a biphasic disappearance pattern. Therefore, we analyzed AUC for these two periods

separately, AUC 0-40 and AUC 40-100.

For longitudinal comparisons of the glucose kinetics in blood at various times, analysis of

variance (ANOVA) and the unpaired Student’s t-test, with Bonferroni’s correction, were

performed. For comparisons of the glucose kinetics in s.c. fat and in the device at each time-point,

Wilcoxon’s matched-pairs signed-rank tests were used. To compare the number of vascular

profiles in the various groups, ANOVA and the unpaired Student’s t-test with Bonferroni’s

correction were used. Relations between the numbers of vascular profiles at 1, 4 weeks and 3

months and glucose kinetics were evaluated by linear regression analysis.

Paper IV. Longitudinal studies on the microcirculation around the TheraCyte

device.

In this study, laser Doppler was used to measure the blood perfusion through our bilaminar PTFE

membrane. The in vitro experiments described below were designed to evaluate the reliability of

the laser Doppler measurements under such conditions.

In vitro study I. This study was done to ensure that the signal measured through the membrane

wall was linear to the concentrations of particles. The laser Doppler probe was introduced via the

port into the device. The device was then immersed in standard motility solutions (PF 1001,

Perimed AB, Järfälla, Sweden) with concentrations of 1.6%, 3.2%, 6.3%, 12.5%, 25%, 50% and

100% and the laser Doppler perfusion monitoring (LDPM) were recorded. Six recordings were

performed at each concentration.

In vitro study II. This study was done to ensure that the signal measured through the device wall

was linear to the flow velocity. Pig blood (hematocrit 0.75%) was circulated through a plastic

tube at various flow velocities, 30, 60, 120 and 240 µl/ min. A laser Doppler probe recorded the

flow through the device wall. Comparative measurements were made by a second probe placed

directly on the plastic tube. The study was performed three times.

39

In vivo measurements of the perfusion around the TheraCyte device. We then evaluated the

microcirculation around empty TheraCyte devices implanted s.c. in rats. Studies were

performed on day 1 or at 1, 2, 4 weeks or at 2, 3 and 12 months after implantation. Ten rats were

studied at each time point.

A laser Doppler probe was introduced via the

device port and tissue perfusion was

measured from the bottom of the device and

every 5 mm for a total of 30 mm, Fig. 8.

Since the rats were studied at various times

after implantation, their weights at the time of

evaluation ranged between 250-450g. To

investigate whether this growth also caused

changes in the perfusion of the s.c. tissue, we

performed control studies in 2 groups of rats,

one weighing approximately 250g and

another weighing approximately 450g.

In these control studies, the laser Doppler probe was placed on the side of the back,

corresponding to the site used for device implantation, and the perfusion was measured every 5

mm for a total of 30 mm. Each control group contained 6 rats.

The rat's temperature was kept stable during the experiments (37°-38°C), using temperature

controller CMA/150 (CMA Microdialysis, Stockholm, Sweden). A catheter was introduced into

the carotid artery and the arterial blood pressure of the rats was monitored continuously during

the experiment (GRASS Polygraph, Model 7D and Gould P231D transducer, Quincy, MA,

USA). Only rats with a stable mean arterial blood pressure (85-110 mmHg) were included in the

analysis. The LDPM are presented as mean perfusion units (PU). Kruskal-Wallis and Dunn’s

multiple comparison tests were used for the analyses.

Fig. 8. Laser Doppler set-up for in vivostudies of blood perfusion around the device.

40

Paper V. Evaluation of preimplantation as a method to improve survival of

encapsulated islet grafts.

Empty 20µl TheraCyte devices were

implanted s.c. in SD rats. After 3 months

another device loaded with 1500 syngeneic rat

islets was implanted s.c. in the free side of the

back. The device implanted 3 months earlier

was opened and loaded in situ with 1500 islets

from the same isolation, Fig. 9. Both devices

were explanted two weeks later. The

specimens were serially sectioned and

stereological analyses of the encapsulated islet

graft were performed, as described above. The

volume densities and absolute volumes of

viable endocrine cells, fibrotic tissue and

necrosis were estimated. Six pairs of devices

were evaluated.

The Wilcoxon signed rank test was used to compare the results in the preimplanted and non-

preimplanted devices.

As a control for islet quality, islets from the same batch were also transplanted under the kidney

capsule of a diabetic nude mouse. The blood glucose levels of the mice were monitored for 8

weeks. The grafts were then explanted for histological evaluation and blood sugar levels were

followed for another three days.

Fig. 9. Schematic presentation of thepreimplantation study.

TheraCytedevice pre-implanted for3 months

TheraCyte deviceimplanted day 0

Hamilton syringeloading 1 500islets in situ.

41

Results and Discussion

Paper I. Histological studies on the survival of encapsulated autologous and allogeneic

parathyroid tissue in humans.

In the first paper of this thesis, we studied the use of a macroencapsulation device for

transplantation of human parathyroid tissue. To determine whether human parathyroid tissue

could survive under the physiological conditions present in the device, we took tissue from

patients operated on for hyperparathyroidism and implanted as encapsulated autologous grafts.

Since we wanted to evaluate graft survival in the presence of an immune response, we also

implanted encapsulated allogeneic grafts in patients with chronic hypoparathyroidism. Control

implants were performed in nude mice.

The histological findings in the autologous grafts 2-4 weeks after implantation were similar in

the devices implanted in humans, Figs. I:1A and B (see appendix), and nude mice. The mean

percentages of viable endocrine tissue were 22±7 in humans vs. 30±11 in nude mice. Fibrosis

was seen in 63±7% vs. 51±17% while the remaining parts of the grafts were necrotic.

These results indicate that the physiological conditions in the chamber can fulfill the

requirements of parathyroid tissue –i.e., in the best cases, 35-44% of the implants consisted of

viable endocrine cells.

In the following allogeneic study each patient received multiple implants. These were well

tolerated, and no local tenderness or macroscopic signs of inflammation or capsule formation

occurred around the devices. When the small control devices explanted at 4 weeks were

evaluated histologically, marked fibrosis was seen inside the devices and only 1%, 5% and 23%

of the implants, respectively, consisted of viable endocrine tissue. Similar findings were

observed in the grafts implanted in nude mice, Figs. I:2A and B (see appendix). However, the

lymphocytic inflammation around the devices was more marked in humans than in nude mice.

The large devices were explanted at 14, 13, 11 and 8.5 months after implantation, respectively.

Only a few clusters of surviving endocrine cells were identified. The rest of the grafts consisted

42

of fibrotic tissue, Fig. I:3 (see appendix). The implants were surrounded by a foreign body

reaction with fibrosis and the lymphocytic inflammation around the devices had increased

slightly, compared to that after 4 weeks. No significant improvements in calcium levels or in

serum PTH levels occurred after transplantation.

Two patients showed increases in their donor-specific mixed lymphocyte reactivity after

transplantation but no patient developed increased levels of panel reactive antibodies.

Discussion. Hypoparathyroidism will not become a common indication for allotransplantation,

but transplantation of parathyroid tissue can serve as a good model when evaluating

encapsulation techniques. The amount of tissue needed for a measurable effect is small, thereby

avoiding problems with up-scaling the size of the device and limiting the trauma to the patient.

Moreover, parathyroid tissue is easily accessible and graft function can be assessed by

measurements of PTH levels. In contrast to the diabetic population, a patient with

hypoparathyroidism is at a low risk of needing an organ transplant and thus the development of

HLA antibodies is less likely to be a disadvantage for the patient. In the future, encapsulation

may become a valuable therapeutic alternative for some of these patients who are not well

managed by conventional treatment.

The results in the autologous study indicate that this device can fulfill the physiological

requirements of parathyroid tissue. However, in the allogeneic implants the percentage of

endocrine cells at 4 weeks was usually lower than in the autologous ones - in the best case,

23%. The amount of fibrotic tissue was even greater than in the autografts. A mild-to-

moderate infiltration of mononuclear cells occurred around the allografts and two patients

increased their lymphocyte reactivity against the parathyroid donor. It is possible that

immunological factors contributed to the outcome as allo-antigens will shed through the

membrane and may activate the immune system. This should increase the production of

cytokines and other mediators of inflammation in the surrounding tissue and these factors may

cross the membrane and damage the graft (Zekorn T et al 1990, Brauker JH et al 1996).

However, experiments in rodents indicate that this membrane is alloprotective, even if it has

not been previously evaluated in humans (Brauker JH et al 1992, Loudovaris T et al 1992a,

b). Furthermore, previous experimental studies indicate that the risk of sensitization is

43

significantly reduced if islets are encapsulated instead of transplanted as free grafts (Tibell A et

al 1999). In the present study, none of the patients receiving of parathyroid allografts

developed panel reactive antibodies. Particularly note worthy is, that the amounts of surviving

endocrine tissue was similar in devices placed in T-cell-deficient mice as in those implanted in

the patients. This indicates that the quality of the parathyroid tissue or an inadequate

physiological milieu rather than immunological factors were responsible for the poor graft

survival.

The different methods used for preparation of autografts and allografts may also have affected

the results. Loading of the TheraCyte device used in the allogeneic study requires that the

tissue is broken down into smaller fragments. This procedure disrupted the tissue architecture

and may also have damaged the endocrine cells, thereby making way for the more robust

fibroblasts. In future studies, less traumatic methods for preparation of the parathyroid tissue

should be sought (Wozniewisc B et al 1996).

To improve the physiological conditions for the encapsulated cells, the TheraCyte device

was designed using a membrane with an outer layer that induces neovascularization of the

device surface (Brauker JH et al 1995). Nevertheless, survival of our encapsulated parathyroid

grafts was unsatisfactory. Likewise, in an unpublished pilot study in which encapsulated human

islets were implanted s.c. in volunteers, histological graft survival was poor (Tibell A et al,

personal communication).

Since encapsulated grafts are dependent on the diffusion of oxygen and nutrients from the

surrounding microcirculation an insufficient exchange across the membrane will negatively

affect graft survival. The permeability of immunoisolating membranes have so far usually been

defined only in vitro. However, after implantation, the exchange may be affected by additional

factors, including protein deposits in the membrane, and various degrees of edema,

vascularization and fibrosis in the surrounding tissue. Thus, in vitro testing does not necessarily

reflect the in vivo characteristics of a device. The following two studies were designed to

improve our understanding of the in vivo performance of the TheraCyte device as regards

the exchange between the device lumen and the microcirculation and how it changes over time.

44

Paper II. Longitudinal studies on insulin permeability of the TheraCyte device

and histological evaluation of close vascular profiles.

Islet transplantation is an important possible application of the encapsulation technique. In this

context, the question of insulin permeability is crucial. In Paper II, we evaluated the insulin

permeability of the TheraCyte device in vivo. Since there is limited experience in measuring

insulin with microdialysis, we started by evaluating the recovery of insulin in vitro. In this

study, insulin concentrations in the microdialysates reached stable levels after approximately 30

minutes. The insulin recoveries were 12%, 10% and 9% at insulin concentrations of 100, 200

and 300 µU/ml, respectively, in the surrounding solutions, Fig. II:1.

0

10

20

30

40

50

0 30 60 90 120 150 180

Time (min)

Insu

lin c

onc

(µU

/ml)

300 µU/ml200 µU/ml100 µU/ml

Fig. II:1. Showing the in vitro recovery of insulin at various concentrations.

In the evaluation of insulin permeability of the TheraCyte device in vivo, control rats were

given a s.c. injection. In the study groups, insulin was instead injected into the device. The

resulting increases in insulin concentrations were recorded by a microdialysis probe placed s.c.

7-10 cm from the device or the s.c. injection site. In the control animals given a s.c. insulin

injection, the insulin concentrations in the microdialysate increased rapidly and reached a peak

(Cmax, µU/ml) of 103±16 after 83±23 minutes. In the rats studied one day after device

implantation, the increase was also rapid and Cmax was similar to that in the controls. In

contrast, in rats studied at 1, 2 and 4 weeks after device implantation, the curves were much

45

flatter and Cmax were significantly lower. At 3 months, the increase in insulin concentration

was again more rapid and the Cmax and time-to-peak (TTP, min.) did not differ significantly

from those in the control group. The results are shown in Fig. II:2A-B.

0

20

40

60

80

100

120

140

0 30 60 90 120

150

180

210

240

Time, min

uU/m

l

0

20

40

60

80

100

120

140

0 30 60 90 120

150

180

210

240

Time, min

uU/m

l

0

20

40

60

80

100

120

140

0 30 60 90 120

150

180

210

240

Time, minuU

/ml

0

20

40

60

80

100

120

140

0 30 60 90 120

150

180

210

240

Time, min

uU/m

l

Controls - s.c. inj

3 months - device inj

1 day - device inj 1 week - device inj

0

20

40

60

80

100

120

140

0 30 60 90 120

150

180

210

240Time, min

uU/m

l

0

20

40

60

80

100

120

140

0 30 60 90 120

150

180

210

240

Time, min

uU/m

l

2 weeks - device inj 4 weeks - device inj

Fig. II:2A Insulin recoveries after injection of insulin in the TheraCyte™ device at varioustimes after implantation.

The findings were similar when the areas under the curves (AUC, µU/ml-1) were calculated.

The value on day 1 was not significantly different from that in the control group. In the groups

studied at 1, 2 and 4 weeks after device implantation, the AUCs were significantly smaller, but

at 3 months, the AUC again increased and did not differ significantly from that in the controls,

Fig. II:2C.

0

20

40

60

80

100

120

s.c. 1 d 1 w 2 w 4 w 3 m

79%

50% 40%32%

71%

injection in the device

****

nsns

Pea

k in

sulin

con

c (µ

U/m

l)

ns

ns

* **

83.2%

51.2%49.4% 41.5%

80.4%

injection in the device

0

4000

8000

12000

16000

20000

s.c. 1 day 1 week 2 weeks 1 month 3 months

AU

C (µ

U/m

lx min

-1)

Fig. II:2B Peak insulin concentrations. Fig. II:2C Recovery of insulin expressed as

AUC.

46

The k-values (%/min.) for the ascending (ka-value) and descending (kd -value) parts of the

curves on day 1 were similar to those in the control group, while at 1, 2, and 4 weeks after

implantation both were significantly lower. At 3 months, insulin kinetics improved and neither

differed significantly from those in the control group, Table II:1.

Time after device Ka-value p-value vs Kd-value p-value vsimplantation (%/min) controls (%/min) controls

Control group (s.c. inj) 1.80±0.50 1.1±0.34Day 1 1.40±0.33 ns 0.67±0.14 ns1 week 0.84±0.35 p<0.05 0.56±0.10 p<0.052 weeks 0.51±0.16 p<0.001 0.56±0.16 p<0.054 weeks 0.46±0.15 p<0.001 0.41±0.13 p<0.053 months 1.20±0.51 ns 1.02±0.56 ns

No. of animals in each group: 6ka= k-value for the ascending part of the curve, kd= k-value for the descending part of the curve

Histological examination was performed on devices that had been implanted one week or

more. We found that the mean number of vascular profiles within 15 µm of the membrane

surface was 25±25/cm membrane length at 1 week. At 2 weeks, the number had increased to

71±28 (p<0.05 vs. 1 week). They then remained stable over the study period, with values of

64±17 at 4 weeks and 68±33 at 3 months (p<0.05 vs. 1 week for both comparisons). The

fibrotic reaction gradually increased and although no capsule had developed at 1 week, the

fibrotic layer around the implant had increased to 83± 79µm at 3 months. However, in spite of

this fibrous capsule, the membrane-tissue interface was still well vascularized, Table II:2 and

Fig II:3 (see appendix).

Table II:1 The percentage of change in insulin concentration per minute (k-value)

47

Time point No of vascular p vs Fibrosisprofiles within 15µ 1 week

1 week 25±10.3 - none2 weeks 70.6±11.5 p<0.05 4±74 weeks 64.3±6.9 p<0.05 53±413 months 68.2±10.9 p<0.05 83±79

Discussion. This study was designed to investigate the in vivo performance of an

immunoisolating device designed for encapsulation of secretory cells, such as pancreatic islets.

Normalization of the glucose metabolism in a diabetic recipient requires a rapid exchange of

insulin and glucose across the immunoisolating membrane. Thus, the diffusion barrier is

important not only for survival but also for the functional characteristics of the encapsulated

graft.

The in vivo diffusion barrier depends partly on the immunoisolating membrane but also on the

tissue reaction in the recipient. The development of an avascular foreign body reaction around

an implant, a common problem in the fields of macro- and microencapsulation, interferes with

the survival and function of the encapsulated islets, while well vascularized surrounding tissue

should be favorable (Anderson JM 1988). Thus, good biocompatability will facilitate graft

survival (Lum ZP et al 1991, Reach G et al, 1992, 1993, 1994, Lanza RP et al 1992b, c, d,

1996 and 1997a, Fan MY et al 1992, Clayton HA et al 1993, Zekorn T et al 1996).

In this study, insulin permeability of the TheraCyte device was studied in vivo at various

times after s.c. implantation of the device in rats. On day 1 after implantation, neither the

membrane nor the surrounding tissue reaction constituted a significant diffusion barrier for

insulin. However, in the studies performed between 1 and 4 weeks after device implantation,

the amounts of insulin recovered were lower and the changes in insulin concentrations

occurred more slowly than in the control group.

Table II:2. Histological evaluation of vascularization and fibrosis around the TheraCyte™ device.

48

Our main finding was, that although the diffusion barrier increased during the first 4 weeks, the

insulin recovery then improved. At 3 months after implantation, the insulin kinetics had almost

returned to baseline and was not significantly different from that in the control group. This is a

rather unexpected finding, since several publications have reported that an avascular fibrotic

capsule develops around the implant during the first months after implantation (Theodorou NA

et al 1988, Icard P et al 1990, Brauker JH et al 1996).

One explanation might be changes in, or even degradation of, the membrane material.

However, this is unlikely, since the devices have proved alloprotective for up to one year after

implantation. (Brauker JH et al 1996, own unpublished data). Changes in the surrounding

tissue seemed to be a more likely explanation. The neovascularization observed may improve

the transfer of insulin from the device to the systemic circulation. However, there was a time

lag between the occurrence of an increased number of vessels and the improved recovery of

insulin. This finding may indicate that the function of these new capillaries takes time to

develop fully.

Our results underline the importance of defining the functional characteristics of

macroencapsulation devices, not only in vitro but also in vivo, at various times after

implantation. To substantiate our findings further, we decided to study the permeability of a

low molecular weight substance of great importance in islet transplantation -i.e., glucose.

Paper III. Longitudinal studies on glucose permeability of the TheraCyte device and

histological evaluation of the vascular profiles around the implant.

In this study, we used microdialysis to evaluate glucose permeability of the TheraCyte device

at various times after s.c. implantation in rats. By introducing a microdialysis probe into the

device and another probe into the s.c. tissue, we compared the environment in the device to

that outside it during IVGTT. Thus, the in vivo diffusion barrier of the immunoisolation device

was evaluated.

First, the glucose permeability of the TheraCyte device was studied in vitro. The mean

glucose levels in the microdialysates recovered from free probes perfused in vitro were 36%,

49

35% and 36% at glucose concentrations of 6.7, 13.3 and 27.2 mmol/L, respectively. The

recoveries decreased to 25%, 24% and 22%, respectively, when the probe was placed in the

device.

In the in vivo study, glucose levels in the extracellular fluid in the device were compared to

those in s.c. fat at various times after device implantation. Since the rats were studied at

various times after implantation, the body weights differed between the groups. However,

glucose kinetics in blood during an IVGTT was similar in all groups, Table III:1.

Time after AUC p value Cmax p valueimplantation mmol/L x min-1 vs day 1 mmol/L vs day 1

Day 1 1549±271 - 29±3 -1 week 1401±320 ns 27±3 ns2 weeks 1489±179 ns 28±3 ns4 weeks 1738±367 ns 29±4 ns3 months 1399±177 ns 27±2 ns

Table III:1 The area under the curve (AUC) and peak glucose concentration (Cmax) in blood.

On day 1, the Cmax (mmol/L) in the device was significantly lower than that in the s.c. fat and

it remained reduced during the first month. However, at 3 months after implantation, the Cmax

in the device was about the same as that in the s.c. fat, Table III:2.

From day 1 to 4 weeks after implantation, the time-to-peak (TTP) in the device was

significantly longer than that in the s.c. fat, while at 3 months, the difference had decreased and

was no longer significant, Table III:2.

50

Peak glucose conc. (Cmax, mmol/L) Time-to-peak (TTP, min)

Device s.c. fat p value Device s.c. fat p valuedevice vs s.c. device vs s.c.

Day 1 6.8±1.5 7.7±1.3 p<0.05 16±9 8±2 p<0.051 week 4.3±0.8 6.4±1.0 p<0.01 18±4 12±2 p<0.012 weeks 4.5±1.2 5.9±0.7 p<0.01 21±7 12±3 p<0.014 weeks 4.7±0.4 6.4±1.2 p<0.01 22±8 14±4 p<0.053 months 5.9±0.8 6.0±0.8 ns 17±7 13±5 ns

Table III:2 Peak glucose concentrationand time-to-peak after device implantation.

Due to the biphasic character of the glucose disappearance curves in blood, AUC was

calculated separately for the two periods. When AUC (mmol/l -1) was calculated for the early

phase (0-40 minutes) on day 1, no significant difference in glucose recovery was found

between the device and s.c. fat. Between 1 and 4 weeks, the AUCs 0-40 in the device were

significantly smaller. Again the difference disappeared at 3 months, Table III:3. When AUC

was calculated for the late phase (40-100 minutes), no significant differences were found on

day 1 and 1 week after implantation of the device. At 2 weeks, the AUC40-100 in the device was

smaller than that in the s.c. fat (p<0.05). At 4 weeks, again no significant difference was found,

while at 3 months, the AUC40-100 in the device was significantly larger than that in the s.c. fat,

Table III:3.

Early phase (0-40 min) Late phase (40-100 min) Total AUC (0-100 min)

Device s.c. fat p value Device s.c. fat p value Device s.c. fat p value

Day 1 187±38 200±34 ns 176±63 161±46 ns 363±89 361±76 ns1 week 139±32 181±32 p<0.05 112±39 126±27 ns 250±67 307±56 p<0.052 weeks 136±39 182±22 p<0.05 116±46 143±42 p<0.05 252±76 324±62 p<0.054 weeks 153±12 191±38 p<0.05 170±35 163±57 ns 323±41 355±90 ns3 months 175±24 163±23 ns 175±42 135±28 p<0.05* 350±59 298±42 p<0.05

Table III:3. Area under the curve (AUC, mmol/L x min-1) during IVGTTs performed at various times after device implantation

51

Over the first 4 weeks, the number of vascular profiles within 15 µm of the surface of the

device increased from 13±7 /cm at 1 week to 69±26 /cm at 4 weeks (p<0.01 vs. 1 week).

However, at 3 months, the numbers had decreased to a mean of 28±12 /cm. In contrast, the

number of vascular profiles within 250 µm remained stable over the first month, but increased

significantly at 3 months (p<0.05 vs. 1 w). Over the study period, a gradual increase in fibrotic

reaction around the implant was observed, Table III:4. We also studied the number of vascular

profiles in untouched s.c. tissue. The numbers were very low, 6±4 within 15 µm and 15±5

within 250 µm from a line drawn s.c. on the histological section.

Time after Vascular p vs Vascular p vs Fibrosisimplantation profiles 1 w profiles 1 w (µm)

15 µm 250 µm

1 week 13±7 227±115 none2 weeks 42±27 p<0.05 186±35 ns 3±54 weeks 69±26 p<0.01 289±38 ns 15±93 months 28±12 p<0.05 371±74 p<0.05 66±60

Correlation analyses were performed to evaluate whether there was a relation between the

vascular profiles and glucose kinetics. The number of close vascular profiles (within 15 µm)

did not correlate with the various parameters describing glucose kinetics, but, the number of

vascular profiles within 250 µm showed significant relations to AUC 0-40 (p<0.01), AUC40-100

(p<0.05), AUC0-100 (p<0.01) and to Cmax (p< 0.001), but not to the TTP.

Discussion. In this study, we evaluated the diffusion of glucose into the TheraCyte device in

vivo. We found that, during the first month after implantation, the device significantly impairs

the glucose kinetics. However, at 3 months, glucose kinetics in the device was similar to that in

the s.c. fat. The results provide support for the findings in Paper II and thus, not surprisingly,

the in vivo permeabilities for glucose and insulin seem to vary in parallel.

Table III:4. Histological evaluation of the vascularization and fibrosis around the TheraCyte™ device.

52

Encapsulated grafts are dependent on a good exchange with the surrounding microcirculation.

Normal s.c. fat tissue has low vascularity but histological examination showed that

vascularization is significantly increased around the TheraCyte device. Usually, the number

of close vascular profiles at the device-tissue interface at 1 week are used as the baseline level.

However, we found that the numbers in untouched s.c. tissue was even lower, indicating that

the number of vessels around the device increase as early as during the first week, Table III:4.

The membrane is only one part of the in vivo diffusion barrier as, with time, materials

implanted in the living body usually become surrounded by an avascular fibrotic capsule that

further impairs the exchange. When developing the TheraCyte device, Brauker et al (1995)

compared the tissue reactions around many types of membrane materials with the aim of

finding a membrane that modifies the foreign body reaction and induces neovascularization at

the membrane-tissue interface. They and others studying this membrane evaluated only so-

called close vascular structures, defined as vascular profiles within 15 µm of the membrane

surface, hypothesizing that these are the most important vessels for nutrition of the

encapsulated graft (Brauker JH et al 1995, Padera R et al 1996). We used the same

methodology in our study on insulin exchange. However, in that study, the development of

close vascular profiles evaluated histologically did not correlate in time with the improvements

in insulin exchange, instead, the increase in number of vessels occurred earlier. We suggested

that a lag time for maturation may be required before the new formed vessels are fully

functional.

Macro- and microencapsulated grafts, can survive in spite of that the diffusion distance

between the central parts of the graft and the device surface may be several 100µm. This

suggests that vessels more than 15 µm away from the membrane may also play a role in

nutrition of encapsulated grafts. When we counted the vascular profiles between the outer

supportive mesh and the membrane surface, a distance of 250 µm, we found a significant

correlation between the histological and functional findings. Systematic studies are needed to

define which distance best correlates to the functional findings and such investigations are now

being done.

Our data indicate that the local environment in the Theracyte device at 3 months after

53

implantation is comparable to that in the surrounding adipose tissue, as regards glucose and -

in our earlier study - insulin exchange. It seems reasonable to assume that the immunoisolating

membrane constitutes a diffusion barrier even 3 months after implantation. Our findings

indicate that the effect of this barrier is counteracted by increased vascularization in the

surrounding tissue. Furthermore, we hypothesize that the time-related changes in exchange are

correlated to changes in perfusion of the surrounding tissue rather than in the membrane

material. This hypothesis is evaluated in Paper IV.

Paper IV. Longitudinal studies on the microcirculation around the TheraCyte

device.

In this study, the laser Doppler technique was used to evaluate the microcirculation around the

TheraCyte device in vivo, using a recording probe placed inside the device. However, we

first confirmed the applicability of the laser Doppler technique for measuring blood perfusion

through the device wall in vitro. When the laser Doppler probe was placed in a device and then

immersed in standard motility solutions, a high correlation (r2= 0.9904) between various

concentrations and perfusions was found. When the blood flow in a plastic tube was recorded,

the laser Doppler measurements showed a linear correlation with the flow velocity, both when

recorded through the membrane and directly on the tube (r2= 0.9999 and r2= 0.9910,

respectively), Figs. IV:1A and B. However, when measurements were performed through the

membrane, the values were 45% (range 42%-52%) lower than when the probe was placed

directly on the tube. Thus, the technique seems to permit evaluation of tissue perfusion around

the TheraCyte device.

Linearity of concentration

0 10 20 30 40 50 60 70 80 90 100-100

0

100

200

300

r2= 0.9904

n = 6

PerfusionUnits(

PU)

LDPM

Dilutionof standardmotility (%)

Linearity of velocity

0 25 50 75 100 125 150 175 200 225 250 275-100

0

100

200

300

400

500

600

700

800

900

1000

Device (r 2 = 0.9999 )

Tube (r 2 = 0.9910)

n = 3

Flow (µ l/min)

Per

fusi

on

Un

its

(PU

)L

DP

M

Fig. IV:1A Fig. IV:1B

Per

fusi

on U

nits

(P

U)

LDP

M

Linearity of concentration

Dilution of standard motility (%)

Linearity of velocity

Per

fusi

on U

nits

(P

U)

LDP

M

Flow (µL/min)

54

Since the rats were studied at various times after implantation, their body weights differed in

the study groups. However, no differences in perfusion in the s.c. tissue was noted between

control rats weighing 250g and another control group weighing 450g. The mean perfusions

were 154±49 PU vs.139±53 PU, respectively (ns).

When evaluating the perfusion in the tissue surrounding the device, the probe was introduced

via the port and repeated measurements were performed along the device, Fig. IV:2 (see

appendix). On day 1, at 1, and 2 weeks and 2, 3 and 12 months, the mean laser Doppler

perfusion measurements (LDPM) values were similar-i.e., 158±42, 148±50, 133±28, 138±41,

165±43 and 160±29 PU, respectively. Only the value recorded at 4 weeks, 72±17, differed

significantly from that on day 1 after implantation (p<0.01), Fig.IV:3.

Fig.IV:3

55

Discussion. The TheraCyte device was designed to improve the physiological conditions for

the graft by increasing the perfusion in the surrounding tissue. Up till now, the effectiveness of

the outer vascularizing membrane has mainly been evaluated by histological methods that

involve counting the number of vascular profiles within 15 µm of the device surface. These

increase significantly already during the first 2 weeks, while our functional studies indicate a

nadir in the exchange around 4 weeks after implantation followed by an improvement at 3

months. This laser Doppler study showed significantly lower perfusion around the device at 4

weeks after implantation, supporting the view that the physiological conditions around this

time may be suboptimal for the encapsulated cells. From 2 months onwards, the perfusion

remained stable for at least one year. This is a promising finding indicating a long-term effect

of the outer vascularizing membrane.

Laser Doppler is an effective way to measure the microcirculation in various tissues and organs

(Stern MD 1975, Fagrell B 1985, Ahn H et al 1987, Green M et al 1988, Wheatly AM et al

1993, Jörneskog G et al 1994, Catalano Met al 1997, Thollander M et al 1997). It gives

immediate results, can be non-invasive and allows repeated or continuous longitudinal

measurements. Compared to histology, it is less laborious, less time-consuming and less

investigator-dependent. Moreover, while microscopy permits detailed evaluation of various

histological features of the foreign body reaction, the laser Doppler technique provides

additional functional information- namely, data on tissue perfusion. To our knowledge, laser

Doppler has not been used previously to study macroencapsulation devices. Our findings

suggest that this is a quick and effective method for screening the biocompatibility of

macroencapsulation devices.

The TheraCyte device is ported and thus allows cells to be transplanted at a given time after

implantation. The device is usually loaded outside the body, but in view of our findings, we

suggest that it should instead be filled in situ 2-3 months after implantation. Such an approach

would allow time for neovascularization of the tissue around the device and may improve early

graft survival and function.

56

Paper V. Evaluation of preimplantation as a method to improve survival of encapsulated

islet grafts.

In this study, the effect of preimplantation of the TheraCyte device on the survival of a later

implanted islet graft was evaluated using morphometric methods.

Syngeneic rat islets were placed in preimplanted and non-preimplanted devices and the

implants were removed after 2 weeks. The total volume (mm3) of the graft in the preimplanted

devices was 4.8±3.0 vs. 6.1±1.2 in non-preimplanted devices (ns). The volume density (Vv) of

viable islets was 0.22±0.04 in the preimplanted devices vs. 0.06±0.03 in the devices loaded

without preimplantation (p<0.05). The volume densities of fibrosis and necrosis were

0.64±0.13 vs.0.85±0.08 (p<0.05) and 0.11±0.14 vs. 0.09±0.07 (ns), respectively, Figs. V:1A

and V:2A (see appendix).

When the absolute volumes (mm3) of the various components were calculated, preimplanted

and non-preimplanted devices contained 1.1±0.7 endocrine cells vs. 0.4±0.2 (p<0.05). The

corresponding volumes of fibrotic tissue were 3.0±1.8 vs. 5.2±1.2 (p<0.05), while the amounts

of necrotic tissue did not differ significantly, Tables V:1.

Immunohistochemical evaluation of the encapsulated grafts showed viable endocrine tissue

staining positive for insulin, Figs. V:1B and V:2B (see appendix). Both pre-implanted and non-

preimplanted devices were surrounded by a foreign body reaction but the fibrosis was more

pronounced around the preimplanted ones. Still, preimplanted devices seemed to have more

vascular profiles in the vicinity of the membrane-tissue interface. Furthermore, vascular profiles

were more homogeneously distributed while in non-preimplanted devices vessels were seen

mainly on the side of the device facing the fascia.

The diabetic nude mice transplanted with free islets, all achieved normoglycemia within a few

days. After removal of the graft-bearing kidney they again became diabetic within 24 hours.

Histological evaluation showed viable endocrine tissue staining positive for insulin.

57

Device

preimplantation

Viable

endocrine

(Vv)

Fibrosis

(Vv)

Necrosis

(Vv)

Total

volume

(mm3)

Viable

endocrine

(mm3)

Fibrosis

(mm3)

Necrosis

(mm3)

1 Yes 0.25 0.71 0.04 1.55 0.39 1.10 0.06

1 No 0.07 0.70 0.23 4.64 0.32 3.25 1.07

2 Yes 0.23 0.55 0.06* 10.11 2.32 5.56 0.61

2 No 0.08 0.87 0.05 5.43 0.44 4.72 0.27

3 Yes 0.19 0.74 0.07 2.27 0.43 1.68 0.16

3 No 0.02 0.92 0.06 5.44 0.11 5.00 0.33

4 Yes 0.28 0.68 0.04 5.87 1.64 4.00 0.23

4 No 0.09 0.84 0.07 7.26 0.65 6.10 0.51

5 Yes 0.18 0.42 0.40 3.31 0.60 1.39 1.32

5 No 0.04 0.91 0.05 6.01 0.24 5.47 0.30

6 Yes 0.21 0.76 0.03 5.42 1.14 4.12 0.16

6 No 0.09 0.84 0.07 7.70 0.69 6.47 0.54

Total

preimplanted

Total non-

preimplanted

p-value

0.22±0.04

0.06±0.03

0.014

0.64±0.13

0.85±0.08

0.038

0.11±0.14

0.09±0.07

0.81

4.8±3.0

6.1±1.2

0.33

1.1±0.7

0.4±0.2

0.014

3.0±1.8

5.2±1.2

0.023

0.42±0.5

0.50±0.3

0.38

Table V:1. Comparison of six pairs of preimplanted and non-preimplanted devices showing

the volume densities (Vv´s) of viable islets, fibrosis and necrosis, the total volumes of the graft

and the volumes of viable islets, fibrosis and necrosis (mm3). * In this device, a part of the

tissue, 0.16, consisted of a blood clot that presumably entered the device during loading.

Discussion. Our findings indicate that preimplantation of the TheraCyte immunoisolating

device improves early survival of pancreatic islets when transplanted s.c. in rats. Furthermore,

preimplantation seems to reduce the growth of fibroblasts in the device.

58

In the light of our previous findings, it seemed likely that the physiological conditions in the

device vary at different times after implantation and that the first two months is a critical period

for graft survival. Thus, loading of the device should probably be delayed until about 3 months

after the implantation. Others have tried to improve graft survival in this kind of devices using

a 2-week preimplantation period (Tatarkiewicz et al 1999, Johnson RC et al, personal

communication). No beneficial effects were noted which, according to our functional studies,

may be explained by the fact that these grafts were transplanted at the time of the lowest

exchange between the device’s lumen and the surrounding microcirculation.

In the preimplanted device, the absence of local surgical trauma may also have contributed to

the improved islet survival. In contrast, the non-preimplanted device was placed in a fresh

wound and the grafted tissue was exposed to the inflammation involved in wound-healing and

an acute foreign body reaction. As a part of this response, macrophages are activated and

secretion of macrophage-derived cytokines such as IL1β and TNFα will occur (Fahey TJ et al

1990, Hubner G et al 1996). Such cytokines have negative effects on islets in vitro (Sandler S

et al 1987 and 1990, Eizirik DL et al 1991, Delany CA et al 1997, Hostens K et al 1999).

Interleukin-1 may also be a mediator of the β-cell damage in insulin-dependent diabetes

(Zekorn T et al 1991, Rabinovitch et al 1993, Mandrup-Poulsen T et al 1996). Furthermore,

toxic effects on microencapsulated islets exposed to IL-1β or a combination of interferon-γ and

TNF-α have also been reported and such effects may well have occurred in our study (Cole

DR et al 1992).

A large part of the grafts consisted of fibrotic tissue, especially in devices not preimplanted.

This tissue was mainly located in the periphery of the grafts and constitutes not only an

additional diffusion barrier but also competes with the endocrine cells for oxygen and nutrients

and may finally out rival the endocrine cells.

Fibroblast proliferation is frequently noted inside immunoisolating devices (Suzuki K et al 1998

a, b). One explanation may be that fibroblasts survive better than islets in the conditions inside

the device. The lower percentage of fibroblasts in preimplanted devices may then reflect a

better milieu in these devices. However, other mechanisms may also be involved. A freshly-

implanted device becomes surrounded by a healing wound with inflammation and fibroblast

59

proliferation (Mutsaers SE et al 1997). Macrophage-derived cytokines such as IL1β and

TNFα have been shown to stimulate fibroblast growth (Hunt TK et al 1984, Vilcek J et al

1986). Such cytokines and other growth factors that arise in the wound may cross the

membrane and cause development of fibrotic tissue even in the graft.

Even when using preimplantation, encapsulated cells are exposed to certain degrees of hypoxia

and inflammation. Treatment with drugs that increase graft resistance to such events may help

to prolong graft survival further. Lipid peroxidation inhibitors (lazaroids) can prolong the

survival of fetal dopaminergic neurones after transplantation in rats (Grasbon-Frodl EM et al

1996, Karlsson J et al 1999). Our own preliminary studies indicate beneficial effects also on

the functional survival of encapsulated islet grafts transplanted to diabetic nude mice.

Pharmacological treatment of the recipient to reduce the local inflammatory response may

further improve survival of the endocrine cells and both methods may also help to reduce the

development of fibrosis in the device.

* * *

60

Fig. I:1A. Macroencapsulated autologousparathyroid graft in a patient 2 weeks afterimplantation. Note the large central area ofnecrosis.

Fig. I:1B. Example of good survival of amacroencapsulated autologous parathyroidgraft in a patient 4 weeks after implantation.

Fig. I:2A. Macroencapsulated allogeneicparathyroid graft in a patient 4 weeks afterimplantation.

Fig. I:2B. The corresponding macro-encapsulated parathyroid graft in a nudemouse 4 weeks after implantation.

Fig. I:3. Macroencapsulated allogeneicparathyroid graft 12 months afterimplantation.

Fig. II:3. Cross-section of the TheraCytedevice showing several close vascular profilesin the vicinity of the device surface at 2 weeksafter implantation.

61

The TheraCyte™ immunoisolation device. Fig. IV:2. The blood perfusion around theTheraCyte™ device was measured at theintervals shown above.

Fig. V:1A. Cross-section of an islet graft in anon-preimplanted TheraCyte™ device twoweeks after s.c. implantation in a rat.

Fig. V:1B. Immunohistochemical staining forinsulin of the graft shown in Fig. V:1A.

Fig. V:2A. Cross-section of an islet graft in apreimplanted TheraCyte™ device two weeksafter islet transplantation.

Fig. V:2B. Immunohistochemical staining forinsulin of the graft shown in Fig. V:2A.

62

Summary

Immunosuppressive therapy is a major cause of morbidity and mortality in recipients of

allografts and limits the use of transplantation as treatment. For cellular grafts, encapsulation in

semipermeable membranes may provide another way to protect the graft from immune attack

and thus allow transplantation without need for pharmacological immunosuppression.

In the studies included in this thesis, we used immunoisolating devices consisting of a bilaminar

PTFE membrane. The inner layer of the membrane provides immunoprotection; the outer one

has been added to induce neovascularization in the surrounding tissue, the aim being to

improve the physiological conditions in the device. Experimental studies indicate that cellular

allografts encapsulated in this bilayered membrane are not rejected.

Paper I describes our first experiences with transplanting human macroencapsulated

parathyroid tissue into patients. Encapsulated autologous grafts were studied 2-4 weeks after

implantation to determine whether the physiological conditions in the device allowed survival

of parathyroid tissue. Graft survival in the presence of an immune response was then evaluated

by implanting encapsulated allogeneic grafts. The autologous implants were placed in the first-

generation device - the Boggs chamber- while allografts were placed in the more recently

designed ported TheraCyte device. Both devices were made from the membrane described

above.

Histological evaluation of the autologous implants indicated that parathyroid tissue could

survive in this device when implanted s.c.. In the allogeneic study, small amounts of the

parathyroid tissue survived for one year in these non-immunosuppressed patients. However,

the vast majority of the grafts were fibrotic. The similar histological picture in control grafts

implanted in nude mice indicated that factors related to the preparation of the grafts or the

physiological conditions in the device rather than immunological damage was responsible for

the poor survival of the endocrine cells.

63

Islet transplantation is one important future clinical application of the encapsulation technique.

To improve our knowledge of the physiological conditions inside the device at various times

after transplantation, we evaluated the exchange of insulin and glucose between the device

lumen and the microcirculation in vivo, using the microdialysis technique (Paper II and III).

In both studies, empty TheraCyte devices were implanted s.c. in rats and we determined the

exchange across the membrane. In Paper II, insulin was injected into the device on day 1 or at

1, 2, 4 weeks or 3 months after implantation. The recovery was measured by inserting a

microdialysis probe s.c. 7-10 cm from the membrane. In the control group, insulin was injected

s.c. At 1, 2 and 4 weeks after implantation, the recovery of insulin after injection into the

device was significantly lower than that after s.c injection. However, at 3 months, recovery

improved and did not differ significantly from that in controls.

In paper III, the glucose kinetics in the device was compared to glucose kinetics in the s.c.

tissue during IVGTT. The results were similar to those in the insulin study, showing a

significant diffusion barrier during the first 4 weeks and an improved exchange 3 months after

implantation.

In both microdialysis studies, the histological examination showed an increased number of

vascular profiles within 15 µm of the membrane surface at 2, 4 weeks and 3 months after

transplantation, when compared to the number at 1 week. In the glucose study, the number of

vascular profiles within 250 µm was also counted and this number of vessels correlated

significantly to glucose kinetics whereas the number within 15 µm did not. Thus, vessels at a

distance more than 15 µm from the surface probably play an important role in nutrition of the

encapsulated graft.

We interpreted the variations in exchange with time noted in both microdialysis studies as

related to changes in blood perfusion in the tissue surrounding the device rather than to

changes in the membrane material. In Paper IV, laser Doppler was used to evaluate further the

blood perfusion around the device at various times after implantation. Again, empty devices

were implanted s.c. in rats. A laser Doppler probe was introduced via the port and the

microcirculation was measured along the device at different times between 1 day and 12

64

months after implantation. At 4 weeks, the perfusion was significantly reduced, but at 2

months, it had improved again and was the same as that on day 1. It then remained at a similar

level for at least one year. This is a promising observation indicating, together with our other

studies, that after an early period of reduced exchange between the device and

microcirculation, conditions improve about 2-3 months after implantation and then remain

stable.

Our findings also suggest that if the critical period of reduced exchange can be avoided,

survival of the encapsulated graft may be prolonged. By first implanting empty devices and

then loading the cells in situ 2-3 months later, the physiological conditions during the early

posttransplantation period should be improved.

In Paper V, this hypothesis was evaluated in a syngeneic rat model. Empty TheraCyte

devices were implanted s.c. and after 3 months, the device was filled in situ with 1500 islets. At

the same time, another device was filled with the an equal number of islets and implanted on

the other side of the back. Two weeks later, both implants were explanted and evaluated by

morphometry, using stereological techniques. The volume densities (Vv´s), and the absolute

volumes of viable islet tissue were larger in the preimplanted devices, while the Vv´s and the

total volumes of fibrotic tissue were smaller. As discussed above, these favorable effects may

be related to better physiological conditions in the preimplanted devices. Preimplantation also

avoids placing the encapsulated cells in a fresh wound and should thereby reduce the negative

effects caused by exposure to the inflammatory cytokines and fibroblast growth factors

involved in wound healing.

* * *

65

Conclusions

Allogeneic parathyroid tissue encapsulated in TheraCyte devices can survive for one year

after transplantation in non-immunosuppressed humans. However, marked growth of fibrotic

tissue occurs in the devices.

The exchange of insulin and glucose between the lumen of the device and blood is low 1-4

weeks after implantation but after 3 months, it improves and there seems to be no significant

diffusion barrier.

The number of vascular profiles within 15 µm of the device surface is significantly increased as

early as 2 weeks after implantation, while the number within 250 µm increases up to 3 months

after implantation. Only the number of vessels within 250 µm shows a significant correlation

to glucose exchange.

The blood perfusion in the s.c. tissue surrounding the device is lower at 4 weeks than that on

day 1 after implantation. It recovers at 2 months and then stays at a similar level for at least

one year.

Preimplantation of the device improves the survival of encapsulated syngeneic rat islets and

reduces the growth of fibrotic tissue inside the device.

Microdialysis and laser Doppler are useful techniques for evaluating the performance of

macroencapsulation devices in vivo. Such functional studies provides additional information to

that obtained by conventional methods such as in vitro testing of membrane permeability and

histological studies on biocompatibility.

66

Acknowledgments

I wish to express my sincere gratitude and appreciation to all those who have helped and

encouraged me throughout these studies and especially to:

My supervisor, tutor and friend, Annika Tibell for introducing me to the world of research

and sharing her great experience, for her enthusiastic guidance and invaluable advice in the

preparation of this thesis. For the nice memories during the long hours of standing and

operating on both humans and animals everywhere in Sweden.

My co-supervisor, Annika Wernerson for always being friendly and able to simplify all the

complicated histological techniques. For encouragement when everything seems impossible.

My mentor, Professor Carl-Gustav Groth who welcomed me to Sweden. For his generosity,

vision for the future and continuous support and who made me feel that I was doing the same

things he did 30 years ago.

My friends in the Xeno-islet transplantation group, Olle Korsgren, Lars Wennberg, William

Bennet, Torbjörn Lundgren, Guosheng Wu, Zhenshung Song, Jianguo Zhang and

Martin Wikström, for always being kind, helpful and sharing good and bad experiences in

islet transplantation and research.

My close friend and co-author Bertil Gazelius, for offering his valuable time to teach me

about laser-Doppler, for his big heart and high spirits which I shall never forget.

Our Xeno-lab maestro, Berit Sundberg for always being available to explain, help and support

the beginners, for the friendly attitude and high spirits. Silvia Nava, for glucose analyses and

preparation of the devices.

Professor Lennart Eriksson, head of the Department of Pathology for kindly providing

research facilities.

67

Anneli Hansson and Maria Jepsen for skillful preparation of the histological sections.

Marie Larsson our data expert, for excellent graphs and figures even at a distance.

My co-authors, Peter Arner and Kjell Hultenby, for their contributions and valuable advice.

Göran Lundgren, Gunnar Tydén and Bo-Göran Ericzon, for accepting me as a visiting

fellow in kidney and liver transplantation sections.

My senior colleagues on the transplantation ward, Christina Brattström, Frans Duraj,

Håkan Gäbel, Professor Olle Ringdén, Johan Sandberg, Jan Tollmer and Henryk

Wilczek, excellent teachers in transplantation surgery, immunosuppressives and research.

My senior colleagues from other Departments Professor Erna Möller, Professor Finn

Reinholt, Lennart Eleborg, Ulrika Broomé, Ingla Fehrman for extending my knowledge of

their specialties.

My friends and junior colleagues, Stefan Carlens, Ashok Gadré, Mikael Hartman, Patrik

Hentscke, Gustaf Herlenius, Hans Högglund, Jonas Mattsson, Grzegorz Nowak and

Gunnar Söderdahl, for accepting me in their group, improving my Swedish and for

unforgettable memories and laughs.

Ann-Christin Croon and Lena Svensson, transplantation coordinators, for the sightseeing in

the early mornings and late nights, and for making organ harvesting an enjoyable trip.

All the staff in the animal department especially Ingvild Halbig and Marina Nyborg, for the

friendship and good care of my rats and mice.

Ewa Söderberg, for her excellent secretarial work and for efficiently handling all my

administration.

68

Our friends from Baxter Healthcare Corporation in USA, Robert Johnson, James Brauker,

Tom Loudovaris, Robin Geller, Steven Neuenfeldt and Len Czuba for always being helpful

and for valuable advice.

Mr. Francis and Dr. Zoe Walsh, for their English corrections and for accepting that I am

always in a hurry to get it done.

Bo Nilsson, an excellent statistician, for his time, help and advice in all the studies.

Baxter Health Care for providing the immunoisolation devices and for economical support

for parts of Study I.

The staff in CMA microdialysis AB, Perimed AB and Agntho´s AB for providing

information, equipment and technical help.

My Mother, Rakyah Rafael, for being my first teacher and example, for providing me with

unlimited love, care and support.

My father, Saad Rafael, for unfailing support and friendship, for his care at a distance-for

dedicating his life to his family.

My brother, Ashraf, and My sister, Ellen, and their families for their care, support, warm

feelings and understanding.

My family in Sweden, my father-and mother-in-law, Ezat and Mervat, my sisters-and brother-

in-law, Nancy, Josef and Marina, who provided me with a very enjoyable social life, and took

good care of my son while I was busy.

Anton, my son, and the most precious treasure I have, who gave value to my life.

Riham, my life-companion, for pure love, patience, understanding, encouragement and for

accepting that I am away often. I am happy having you.

69

The studies included in thesis were supported by:

Karolinska Institutet,

the Swedish Medical Research Council,

the Swedish Institute,

the Foundation for International Surgical Co-operation,

the Swedish Medical Society,

the Swedish Society for Medical Research,

the Wiberg Foundation,

Jeansson Foundation,

Juvenile Diabetes Foundation,

the Knut and Alice Wallenberg Foundation,

Torsten and Ragnar Söderberg Foundation

and Martin Rind’s Foundation.

70

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