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    TRIBHUVAN UNIVERSITYINSTITUTEOF ENGINEERING

    Kathmandu Engineering College

    Case Study on Organization and Management

    Study on the Organization and Working Mechanism of FMIS in

    Nepal

    Submitted To: Submitted By:

    Department of Science and Humanities Peeyush Tiwari

    Kathmandu Engineering College Pawan Adhikari

    Kalimati,Kathmandu Binayak Budhathoki

    Dirghayu Lakhey

    Sabin K. Karki

    Ronam Adhikari

    Nishiv Bhandari

    Submitted date: 2067/02/09

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    Table of contents:

    Preface.3

    Introduction.4

    Acknowledgment.6

    Abstract....7

    FMIS.8

    AMIS.... 9

    FMIS in Nepal.10

    FMIST..10

    CMIS13

    Water acqustion..14

    Maintenance works operation and cost...15

    Organizational aspect17

    Financial aspect...19

    Motivational aspect.22

    System strength26

    System weakness......28

    Suggestions...29

    List of abbreviation.30

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    Preface

    Organization is a form of human association with common objective, effort,

    effective coordination to achieve a goal. Management is a social process involving

    coordination of human and resources through the function of planning, organizing,direction and controlling activities of organization. As engineering science itself

    involves the art of managing an initiative so that it is properly undertaken,

    economically feasible and have a robust managerial aspect. Therefore, as the

    student of engineering, one must have a proper knowledge and understanding on

    the basic principles of Organization and Management (O&M). This case study,

    therefore is instrumental in further honing up the skills and know how that we

    developed by studying the theoretical aspect of O&M. Therefore, by self

    undertaking of a study allowed us to see firsthand into the organization and

    managerial prospects of a real world project/institution.

    We therefore hope that this study would be real fruitful in the upcoming days as we

    become associated with an organization as a professional and have to make use of

    the know-how gained during this period.

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    Introduction

    The concept of FMIS is actually not a new implementation in any case. Actually,

    the prospect of community managed irrigation systems has been dated since the

    dawn of mankind. Since human beings have started farming and settlement, the

    needs for irrigation have begun. In the earliest of times, the basic irrigation

    channels were built and managed by a single community, or a tribe. However, with

    the advent of Roman times, the idea of large scale irrigation system was

    propounded, where large scale-multi storied aqueducts were built and managed by

    the state. In the developed countries, where even farming has been a sort of

    corporate controlled, large irrigation systems have been a commonplace. Even in

    Nepal, there are a few large scale irrigation systems viz. the Chandra Canal, the

    Koshi Pump Canal etc. However, a sizable portion (about sixty percent) of the

    Nepalese irrigation system has been constructed, controlled and managed by the

    local farmers.

    The basic concept behind the modern idea of FMIS has been the proper and

    efficient management of the local irrigation systems by the local people once it is

    constructed (usually with the aid of the state/donor agency). In a sort, the workingof the FMIS can be analogous to the working of a large sized corporation.

    Supposing an irrigation system sustaining a village of about thousand houses, the

    total number of stakeholders is around 30,000. The basic chain of command can be

    drawn analogous to the management model of a corporation, the Water Users

    Association (WUA) being analogous to the Board of Directors as well as the

    management facet of a company, whereas the users can be compared with the staff,

    as well as the shareholders who are responsible for the general working of the

    system as well as the beneficiaries.

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    The basic objectives of our case study are as follows:

    1. Understanding the organization and management framework of a FMIS and

    draw parallels with the O&M theory that we have studied.

    2. Understanding the operational aspect of the system viz. Operation,

    Maintenance, Resource allocation and management etc.

    The concept of the Farmers Managed Irrigation System as well as similar models

    has garnered a lot of attention nowadays. The current Nobel Prize for Economics

    has been awarded to Elinor Ostrom for her work related to such irrigation systems

    in Nepal. Hence we decided that the concept of Organization and Management

    could be studied in a detailed manner if some basic organization/institution was

    considered. Hence, the FMISs, as relatively new and revolutionary concept it is in

    the field of mainstream organization and management, this institution was chosen

    for our case study. We hope this study will further invigorate our understanding of

    the essentials of organization and management theory.

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    Acknowledgements

    We are greatly thankful to Mr. Shyam Krishna Joshi for providing us with a

    opportunity for our case study. We selected Farmers Managed Irrigation Systems

    Promotion Trust (FMIST) to perform our case study and our topic of study was

    Farmers Managed Irrigation System (FMIS) in Nepal. We would like to

    thankMr. Rajan Subedi for facilitating us in our visit and providing us with in-

    depth knowledge of the entire concept of FMIS, and also for contributing with

    his precious time and effort in making sure we had all the needed materials to

    start our case study. We would like to thank staffs of FMIST for providing us

    some information and documents related to our case.

    Finally, we would also like to thank our colleagues for being involved throughout

    the study and making it a success.

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    Abstract

    The Farmer Managed Irrigation Systems (FMIS) have been one of the most

    successfully implemented system of organization in the irrigation projects of

    Nepal. Especially in the Nepalese geographical context, where the hilly region

    accounts for the sizable portion of topography as well as population; it demands for

    an of widely distributed and indepent array of small irrigation systems rather that a

    single and large one. Therefore, for the proper organization, management and

    operation of these sorts of irrigation systems, the idea of such systems was

    implemented.

    In our case study, we have chosen a particular FMIS, the Chhattis Mauja

    Irrigation Project located at Butwal Municipality, Rupandehi. Since a visit to the

    actual irrigation system is not within our capabilities for this current study, the

    study was carried in co-ordination with Farmers Managed Irrigation Systems

    Promotion Trust (FMIST), situated at Anamnagar, Kathmandu. This body has beenactive in the promotion of the FMIS of Nepal.

    The objective of our study had been to observe how the principles of organization

    of management, including aspects of institution organization, resource allocation

    etc. have been implemented in the FMIS of Nepal.

    Of the various aspects of management, the division of study among the team

    members was done as follows:

    Organization and Management Aspect: Peeyush Tiwari

    Financial Aspect: Pawan Adhikari

    Motivational Aspect: Binayak Budhathoki and Sabin K. Karki

    Analysis of Strengths and Weakness: Nishiv Bhandari and Ronam Adhikari

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    Suggestions: Dirghayu Govind Lakhey

    The Farmers Managed Irrigation Systems (FMIS)

    Farmer Managed Irrigation Systems (FMISs) represent the decentralized natural

    resource management by the local community. Within the decentralized

    management systems, the community has developed its own organization system,

    norms and values governing the management of water resources, resource

    mobilization based on obligations and right to use the natural resources. FMISs

    have developed indigenous technology as well as responses to equity and

    transparency in the system management. Equity and transparency are generally two

    major characteristics of FMISs. However, there are now many challenges to theFMISs. In many cases, they are circumvented to come under the grip of centralized

    external management.

    In irrigation, two types of technology can be discerned: Farmer Managed Irrigation

    Systems (FMIS) technology and Agency Managed Irrigation Systems (AMIS)

    technology. Each of them has its own principles of water allocation and water

    distribution.

    In the following section, two technologies will be discussed with special reference

    to those structures in the system dividing the water to farmers or groups of farmers.These water division structures play the crucial role of regulating and dividing the

    flows of water to the various parts of the system.

    FMIS TECHNOLOGY

    FMIS are the results of communal efforts to exploit water resources. Fixed shares

    allocate the water. The shares are determined by consensus and are often

    proportional to the areas to be irrigated. Adjustments can be made, however, in

    terms of:

    i. Seepage losses

    ii. Larger shares for farmers who contributed more, either in labor or in money,to the construction

    iii. Larger shares for influential or powerful persons

    Basically, the water can be divided in two ways:

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    Proportional division: Each user or group of users receives a fixed continuous

    flow. In most cases weirs in line are placed perpendicular to the canal flow. Each

    weir has the same crest elevation, while the widths are based on the predetermined

    ratios of flows (shares). Consequently a consensus should be reached in terms of

    the widths of the weir openings. Although corrections can be made, this system has

    little flexibility. This method is widely used in the world: not only in Nepal, but

    also in Yemen, Tunisia, Spain, Indonesia, India, etc.

    Rotation: Each user or group of users receives a fixed flow over a certain period of

    time. In this case consensus should be reached on the time periods. Rotation is

    often only used in times of water shortages.

    In both cases the technology is transparent: everybody can understand the principle

    and can clearly observe whether the water is divided according to the agreed

    shares. The technology renders social control possible.

    AMIS TECHNOLOGY

    Where fixed water shares are the cores of FMIS technology, the AMIS technology

    is based on water requirements derived from calculations and assumptions in the

    fields of soils, water, plant and climate. These water requirements are not uniform

    but differ in time and place. For this reason the flows in the system should be

    regulated and measured. Consequently the system should be equipped with

    movable gates.

    Because of the possibility to regulate the water, these systems are very flexible

    (contrary to the FMIS technology). Due to this flexibility varying water demands

    by (groups of) farmers can be accommodated. In theory therefore, AMIS

    technology might be considered superior to the FMIS technology. In practice

    however the following problems emerge:

    In smallholder schemes, there are numerous small plots with different soils

    (percolation losses) and different crops (evapotranspiration). To accurately

    determine the water requirements means collection of huge amounts of data. Many

    irrigation agencies do not have enough staff for such an undertaking. As a result,

    water distribution is not according to water requirements.

    Moveable water division structures are often complicated and difficult to handle.

    Trained staff is not always available. Again, if these structures are not operated

    according to hydraulic standards, there will be unequal water distribution.

    Moreover these structures are often not transparent. The hydraulic principles are

    beyond farmers comprehension. In many cases these three problems result in

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    unequal water distribution, farmers interfering with the operation, or even worse:

    farmers breaking the gates. In short, very few AMIS are performing as designed.

    Due to these aspects, in a country like Nepal, the implementation of the concept of

    FMIS is often favored over other concepts.

    FMIS in Nepal

    Nepal is known for its tradition of farmer managed irrigation systems (FMIS). In

    this country, farmers are collectively engaged in irrigated agricultural development

    as an enterprise since time immemorial. There are thousands of FMIS in the

    country. These FMIS provide irrigation services to 70 percent of the country's total

    irrigated area of about one million ha. Hence, FMIS have gained on their own a

    status that is symbolic of the national heritage of a country. Thus, they are themainstay of the country's food security as well as social and political stability.

    Usually, these FMIS are location-specific, indigenous in their management

    practices and representative of the local organizational needs and services. They

    represent a sustained pattern of organizations that are essentially autonomous.

    Indigenous operational strengths of FMIS provide a basic hope for the sustainable

    management and development of the nation's natural resources wherein water is

    the most precious resource of all.

    Despite the country's national FMIS heritage, there are no dedicated institutionalmeans to recognize the FMIS that have been surviving in the face of all sort of

    social, organizational, economic, technical and environmental challenges. No self-

    initiated and systemic institutional support exists to facilitate these FMIS to

    develop their comparative capacity vis--vis the challenges. Besides this, these

    FMIS have largely remained incommunicative to the global community. Such a

    situation has constrained the FMIS from evolving into a competitive socio-

    economic entity. There is, therefore, a clear need to conserve and preserve such a

    national heritage in the form of FMIS as competitive functional institutions in the

    diverse socio-economic and geographical setting of Nepal.

    Farmers Managed Irrigation Systems Promotion Trust (FMIST)

    In June 1998, the FMIS Promotion Trust as a non profit, non partisan, non

    governmental, professional organization was legally registered with the

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    government under the Association Registration Act 2034 B.S. The trust is moving

    ahead in the following identified areas of program activities:

    Providing FMIS the due recognition, thereby enhancing them for the

    organizational and management innovations, and indigenous performance;

    Promoting the values of the FMIS in the wider context and sharing of

    information about their institutions;

    Bringing them into the global stream of creativity, well being and self

    governance in a way that makes themselves aware of the value and

    uniqueness of their own institutional assets;

    Disseminating the knowledge on FMIS through the seminars, dialogues,

    workshops and resource contributions; and

    Developing human resources through applied research, education and

    training in FMIS.

    The specific objectives of the trust are:

    To annually recognize one FMIS by awarding it for its best practice in an

    operational theme that helps in sustainable organization, management and

    technology of an irrigated agricultural system.

    To provide the representatives of this FMIS the latest global exposure and

    orientation to the irrigated agricultural system development and management

    practices.

    To globally disseminate the basic features of the award winning FMIS.

    To conduct and encourage FMIS related research, education and training

    that directly helps to promote a knowledge-base on FMIS.

    To provide a forum for national and international dialogue on FMIS.

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    PART I

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    The Chhattis Mauja Irrigation System (CMIS)

    CMIS is located in Rupandehi District of Western DevelopmentRegion. It covers almost all wards of Shankarnagar, Aanandban,Karaiya, Makrahar and Gangoliya Village DevelopmentCommittees (VDCs) as well as ward numbers 10,11,12 and13 ofButwal Municipality. It is believed that it was initially constructedby the local people (Tharus) between the years 1846 and 1863during the Rana prime minister, Jung Bahadur. At that time the

    system used to serve only a few Maujas. Due to the migration ofpeople from the hills, it is observed that there is a significantexpansion of land currently serving 59 Maujas with a commandarea of 3500 ha (about 5,200 bigha or 67,600 ropani). At a timewhen this system used to serve only 36 Maujas, it was given thename CMIS.

    The system is about 150 years old. The name of WUA of thesystem is CKSS and is in existence since long. It was formally

    registered with the government agency in 2051 Bikram Sambat(1994 AD).

    Total benefited population is approximately 53,000 26,000males and 27,000 females. Total household is about 13,000. Anirrigation area unit is considered to be 25 bigha land. This unit isused for two purposes of WUA management. One is a criterion ofassigning one farmer per unit, called Kulara, in maintenanceworks of main canal and intake. Another is four representativesfrom each Kulara in the mass meeting representing the farmers ofthat Kulara. At present there are 162 Kulara in the system and648 representatives.

    The system has a central WUA committee and 59 Maujacommittees for branch canals. In addition, the Mauja committeesare grouped into nine Ilakas. Each Ilaka has one Ilaka memberwho is elected or chosen by consensus from among the

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    representatives and functions as a linkage between the centralcommittee and its Mauja committees.

    The central committee consists of 15 members of which twelveare elected members from among 648 representatives. Chairman,

    vice-chairman and member secretary of the committee areelected by 648 representatives in the mass meeting. Thesetwelve elected members nominate three other members in thecommittee. The Treasurer is nominated from among twelvemembers. At present there is one female member nominated inthe central committee. In addition, there are three paid staffs Meth Muktiyar and two peons. Meth Muktiyar is a key person inthe WUA management who undertakes the following tasks:

    Documentation of WUA records in maintenance works;

    Implementation of the decision of the executive committee;

    Schedule dates for irrigation;

    Supervision of water distribution and rotation;

    Conflict resolution due to water stealing; and1 Information dissemination to the Mauja committees.

    The committee consists of 1-11 members depending upon the

    size of the Mauja. Generally, the committee chairman acts as

    Muktiyar of that committee. There are two management staffs in

    each committee - Muktiyar (also paid in some committees) and

    Chaukidar/peon. The Mauja committees assign their respective

    Kularas in the maintenance works of main canal and intake as a

    part of their participation. In addition, these Kularas have also to

    carry out regular as well as emergency maintenance works of

    their branch and sub-branch canals.

    Water AcquisitionIrrigation water is abstracted from the Tinau river by a temporarytype open intake. The intake is made of river boulders andbrushes. The farmers have to engage repetitively andcontinuously for keeping the intake functioning during themonsoon period. The location of the intake is near the East-westHighway bridge at Butwal.

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    The first 4 km canal is commonly used by CMIS and Sorah MaujaIrrigation System (SMIS). At chainage 4 km, canal water is dividedfor two systems by a proportional divider 60% for CMIS and 40%for SMIS. The total length of CMIS main canal is 11.0 km. The

    discharge available for the system is approximately 4.0 m

    3

    /sec.There is continuous water supply to the branch canals during themonsoon period. So water duty for paddy used in the system isabout 1.10 liter/sec/ha.

    The central committee is responsible for water acquisition fromthe river, and delivery of the allocated water to the branch canals,that is, at the off-take points of the branch canals. These worksare managed and supervised by Meth-Muktiyar. Water distributionin the branch and sub-branch canals is managed by therespective Muktiyars.

    Maintenance Works and Operation & Maintenance Cost

    The main resource of the system management is labormobilization. Major activities are maintenance works of intake,

    main canal, branch canal and sub-branch canals. These activitiesare carried out with the mobilization of Kularas. There is noregular source of cash income of the central and Maujacommittees. The management and administrative cost of thecommittees is covered by Khara and entrance fees.The schedule for maintenance work of main canal and intake isprepared by the central committee. The maintenance of maincanal is carried out once in a year, i.e. in the month of Falgun(February/March). The regular maintenance work of the intake is

    done before the monsoon period. The intake is of a temporarytype. The intake is to be maintained with frequent engagement ofthe Kularas during the monsoon period. The maintenance works in branch and sub-branch canals aredone as and when needed. These works are carried out by therespective Mauja committees.

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    Each Mauja committee has a number of user farmers in itsworkforce. The basis for labor mobilization is the area of the userfarmer served by the system. The man-days to be contributed perunit land is determined on the basis of total number of days

    required for maintenance works in case of branch canalmaintenance. There are mainly two types of fine levied by theMauja committees annual Khara and daily Khara. The userfarmer unable to participate in the maintenance works during thewhole year is charged with annual Khara. Annual Khara isdifferent in different Mauja committees varying from Rs 1,500 to3,000 per ha land. If a user farmer, a member of the workforce, isabsent from the daily works, he is charged with daily Khara. DailyKhara is Rs 75-100.Maintenance works of intake and main canal are carried out by

    the central committee with the supervision of Meth-Muktiyar. For

    the maintenance works of the main canal, all the members of the

    workforce of the Mauja committees are engaged for the required

    number of days. All the members must be present in the work.

    For example, Pradipnagar Mauja deputed 55 farmers for five days

    in the fiscal year 1998/99. However, the rule for maintenance

    works of the intake is different. The Mauja committee deputes the

    assigned number of Kularas from the workforce on rotational

    basis. If any assigned Kulara is absent in the working days, he ischarged with daily Khara by the central committee.

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    PART II

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    Organization Aspect:

    As for the organizational aspect of the CMIS, a clear picture can be obtained bylooking at the organization of the WUA. The WUA is primarily responsible for

    almost all the management aspect of the irrigation system, including managing day

    to day activities as well as formulating plans and policies. In general aspect, the

    WUA is the top body of the management pyramid, similar to the Board of

    Directors in a corporation.

    Similarly, the next level of organization is usually the other forms of manpower

    involved in the maintenance as well as the operation of the project itself. The

    maintenance personnel, as well as the Meth Mukhtiyar who make sure that the

    project is operating as per the principles and plans formulated by the WUA.

    Lastly, the bottom level of management is the users themselves. They ultimately

    shape up the top and middle level management as well as the system as whole.

    The Mauja committees are grouped into nine Ilakas. Each Ilakahas one Ilaka member who is elected or chosen by consensusfrom among the representatives and functions as a linkage

    between the central committee and its Mauja committees. Thecentral committee consists of 15 members of which twelve areelected members. The committee members depend upon the sizeof the Mauja. Chairman, vice-chairman and member secretary of thecommittee are elected in the mass meeting. Twelve elected members nominate

    three other members in the committee. The Treasurer is nominated from among

    twelve members. Kularas carry out regular as well as emergencymaintenance works of their branch and sub-branch canals.

    The organization of a typical FMIS is represented below in a graphic approach.

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    19

    TopLev

    el

    Mg

    mt

    Middle Level

    Management

    -Revenue, Profit costs

    - Measurements,

    schedules

    Low Level Management

    -Day to day operation

    Policies, Planning, Budgeting,

    Objectives

    (The Central Committee)

    ()

    ( Administration, Maintenance)

    Meth Mukhtiyar, Mukhtiyars

    (Peons, Villagers)

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    Financial aspect

    The management and administrative cost of the central committee and Mauja

    committees are met by annual Khara and daily Khara paid by the absentee Kularas.

    There is no regular fund generation mechanism practiced in the system. The mainresource of the system management in CMIS is labor mobilization, as there are no

    any financial resources. The management and administrative cost of the

    committees is covered by Khara and entrance fees. The maintenance works in

    branch and sub-branch canals are done as and when needed. These works are

    carried out by the respective Mauja committees. Generally the maintenance of

    main canal is carried out once in a year. The regular maintenance work is done

    before the monsoon period.

    The source of cash for WUA is primarily Khara, assistance from other agencies,fees collected from outside visitors, fines against defaulters and entrance fee to

    new Mauja. However, no support from the government has been made so far

    except providing a few gabion boxes. Similarly, on the expenditure side, the large

    amount of cash collection is spent on operation of machine for the maintenance of

    diversion structure. Other expenditure includes salaries to Meth Mukhtiyar, repair

    of by-cycles as well as dress of Chaukidars. He expressed that the collection of fine

    is a very difficult task. The amount collected is deposited in the bank and regular

    auditing is done as per the financial rules. He explained the way of collecting laborcontributions for regular and emergency maintenance and opined that it was

    equitable based on water allocation. During the course of maintenance, if cash is

    required for buying construction materials or skilled manpower; the additional cash

    amount is collected from among the Mauja committees. The person who fails to

    pay the penalties in time may be charged with the interest on the amount fined.

    However, those who cannot contribute due to genuine reasons are exempted. If a

    person who wishes to pay cash and doesn't contribute as labor can pay Khara for a

    year round.

    Each Mauja committee has a number of user farmers in its workforce. The basis

    for labor mobilization is the area of the user farmer served by the system. The

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    man-days to be contributed per unit land is determined on the basis of total number

    of days required for maintenance works in case of branch canal maintenance.

    There are mainly two types of fine levied by the Mauja committees annual Khara

    and daily Khara. The user farmer unable to participate in the maintenance works

    during the whole year is charged with annual Khara. Annual Khara is different indifferent Mauja committees varying from Rs 1,500 to 3,000 per ha land. If a user

    farmer, a member of the workforce, is absent from the daily works, he is charged

    with daily Khara. Daily Khara is Rs 75-100. For the maintenance works of the

    main canal, all the members of the workforce of the Mauja committees are

    engaged for the required number of days. All the members must present in the

    work. We are provided with the financial record of 2055/56 which we included

    here.

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    22

    Operation and Maintenance Cost in the Fiscal Year 1998/99 (In NRs.) for entire system

    Description Unit Total

    Labor

    Total Valuation

    Cost

    O&M

    Cost/ha

    - Intake and main canal man-day 34,755 2,606,625 497

    - Branch canals (based onaverageof two Mauja committees) man-day 17,535 1,315,125 251

    Total 52,290 3,921,750 747nual Income and Expense of the Central Committee

    Expense Income

    escription Amount Description Amount

    Y 2051/52

    ary 68,600.00 fine 74,890.00

    zer 14,072.00 entrance fee 17,500.00

    hers 27,168.00 interest 2,648.00

    others 4,670.00

    deficit 10,132.00

    tal 109,840.00

    109,840.00

    Total bank balance 33,998.00

    Y 2052/53

    ary 71,400.00 fine 105,180.00

    nt Committee 34,500.00 entrnce fee 4,900.00

    hers 31,521.00 interest 3,265.00

    Others

    1,400.00

    Defecit22,676.00

    tal 137,421.00 137,421.

    00

    Total bank balance 13,095.00

    Y 2053/54

    ary 48,070.00 fine 96,030.0

    0

    zer 16,000.00 entrance fee 4,500.00

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    FY 2054/55Salary 49,370.00 fine 110,500.00

    Joint committee 7,550.00 entrance fee 6,500.00

    Others 26,075.10 interest 2,827.00

    Saving 44,987.90 others 8,156.00

    Total 127,983.00 127,983.00

    Total bank balance 69,122.20

    Motivational aspect:

    The process of influencing or stimulating a person to take action by creating a

    working atmosphere wherein the person is satisfied to fulfill his needs the goals of

    the organization

    The above mentioned best described the term Motivation. Motivation is defined as

    the internal forces that affect the direction, intensity and persistence of the persons

    voluntary choice of behavior. Direction refers to the fact that motivation is a goal

    oriented, not random .People is motivated to achieve something.

    As seen from the organizational activities, the motivational factor to the CMIS

    organization is by two factors: Internal and External. As stated earlier the CMIS is

    established by the villagers themselves for their own welfare. So the sense of self

    ownership motivated them for the operation and maintenance of the Irrigation

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    system. Process theory motivation describes the process through which needs are

    translated into behaviors to satisfy their needs.

    The Douglas McGregor theory X is the traditional theory of what workers are

    liked and what management must do to manage them. Workers have to be

    persuaded and pushed into performance. Theory Y state that the individual have

    potential for development and self correction, will seek responsibility and will be

    motivated. The CMIS imposed fined for the absentees as the matter of correction.

    Each Mauja committee has a number of user farmers in its workforce. The Mauja

    committee deputes the assigned number of Kularas from the workforce on

    rotational basis. If any assigned Kulara is absent in the working days, he is charged

    with daily Khara by the central committee. There are mainly two types of fine

    levied by the Mauja committees annual Khara and daily Khara. The user farmerunable to participate in the maintenance works during the whole year is charged

    with annual Khara. Annual Khara is different in different Mauja committees

    varying from Rs 1,500 to 3,000 per ha land. If a user farmer, a member of the

    workforce, is absent from the daily works, he is charged with daily Khara. Daily

    Khara is Rs 75-100.

    The external factor of the motivation is the Award ceremony organized by the

    FMIST. One of the objective of the FMIST is to annually recognize one FMIS and

    awarded it for its best practice in an operational theme that helps in sustainable

    organization, management and technology of an irrigated agricultural system.

    The award theme for the Fiscal Year (FY) 1999/2000 was Resource Mobilization

    for Operation and Maintenance of Irrigation Systems. The stated theme was

    chosen taking into account the need of knowing the strength of the system in terms

    of its resource generation and its subsequent utilization. Chhattis Mauja Irrigation

    System (CMIS), Shankarnagar, Rupendehi district in western development region

    was selected for the best practice award in FY 1999/2000. The Trust officials

    developed a standard format for the evaluation of the contesting FMIS based on the

    questionnaire. Keeping account of the 24 questions contained in the questionnaire-

    set, necessary weightage was given based on the selected theme, out of 20.00 full

    marks. Accordingly, the three headings i.e., Description of WUAs, Information on

    Award Theme and Economic Activities carried respectively 3.25, 9.00 and 7.75

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    marks. On the basis of these criteria of evaluation, the process of scoring and short-

    listing was undertaken. One of the CMIS scoring is shown in the table below:

    SN DescriptionSpecificAllocation of

    Score to Sub-

    units

    Weightage

    A. Description of the WUAs

    1. WUA registration statusRegistered 0.25

    2.

    Women representation in the

    WUA

    11.00

    Total 1.25

    B. Information on Award Theme

    1.

    Resource

    mobilization

    Internal resource

    mobilization3.00

    2.Minuting status

    Written Minuting

    System2.00

    3. O&M rulesFull set of rules

    (defined 5 Nos.) 2.00

    4.

    Rules

    amendments

    Rules amended

    after formation2.00

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    Total 9.00

    C. Economic Activities

    1.

    Resource

    generation

    Internal resource

    generation (water

    fee collection,

    donation, fine

    collection,

    provident funds

    interest etc.

    2.75

    2.

    Rules

    implementation

    Strict

    implementation of

    rules

    2.00

    3.

    Status of bank

    account

    Bank account

    opened1.00

    4.Status of fund

    Fund deposited

    (provident/other)1.00

    5.

    Incremental

    status fund

    Fund status

    increased (in few

    years)1.00

    Total 7.75

    Grand Total (A+B+C) 18.00

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    Conclusions:

    System Strengths

    The WUA has established rules and procedures for system O&M. These rules and

    procedures are practiced by all concerned. The strengths of the WUA are briefly

    described below.

    Meeting Minutes

    Three types of meetings are held in the central committee monthly meeting,

    general body meeting and mass meeting. Monthly meetings are held in each

    month. In addition to regular monthly meetings, extra meetings are also called on

    to discuss specific issues arisen and activities to be carried out by the central

    committee. General body meetings are held twice in a year, i.e. in the month of

    Poush (December/January) and Srawan/Bhadra (July/August). Mass meeting with

    participation of 648 representatives is held for two main purposes: (a) discussion

    on the matters that are not authorized to take decision by the general body meeting

    and (b) election of the central committee which is held every two years. Mass

    meeting is generally held once in a year. The central committee properly

    documents the minutes of all the meetings.

    Strong Enforcement and Implementation of Rules and Criteria

    The rules and criteria for effective participation by the user farmers are clearly

    mentioned in its constitution. Since the WUA historically possesses strong

    organizational coherence in implementing the set rules, the central committee is in

    an advantageous position for effective enforcement of its rules and criteria in

    system O&M. These are also being amended as per the contemporary needs. The

    system has strict implementation mechanism of the rules. For example, if any

    farmer violated the rules, s/he is either forced to contribute reasonable physical

    labor while maintaining the system or pay required cash in the form of fine.

    Similarly, if s/he does not comply with them, s/he is deprived from irrigation

    facility for a defined period.

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    Effective Resource Mobilization

    The maintenance works in the system are done through mobilization of labor.

    There is no cash mobilization for performing the works. This is equally applicable

    to the maintenance works done by the central committee as well as the Mauja

    committees. Every year, the WUA has to make great effort to maintain the intake

    for diverting the water from the river. All Mauja committees assign a number of

    Kularas, depending on their command area, in performing the maintenance works

    of the intake.

    Accountability

    There is a clear-cut sharing of accountability for operation of canal systems

    between the central committee and Mauja committees.

    Account Keeping

    The central committee maintains regular account keeping in a transparent manner.

    Annual external auditing is regularly carried out.

    Knowledge and Skill

    Most of the central committee members have gained knowledge and skill for

    system O&M through training programs. Some have also enhanced their skill by

    performing as a resource person in effective labor mobilization for system O&M in

    training programs conducted by other agencies.

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    System Weaknesses

    Despite strong and effective implementation of the rules in maintenance works,

    some weaknesses of the WUA can be noted as mentioned below.

    Limited Documentation of the Information

    An effort has recently been made to prepare a list of user farmer members and

    corresponding area served by the different branch canals. Hence, the

    documentation of relevant information is in the beginning stage.

    Lack of Adequate Fund for Emergency Maintenance

    The management and administrative cost of the central committee and Mauja

    committees are met by annual Khara and daily Khara paid by the absentee Kularas.

    There is no regular fund generation mechanism practiced in the system. Hencethere is a great problem in generating fund for emergency works.

    Traditional Method

    Most of the functions of the WUA are confined to system O&M through labor

    mobilization. The central committee members have felt the need of modernizing

    the system in terms of resource generation and mobilization and improved

    agricultural activities.

    Lack of Interest Among Youths

    The people of young generation do not take much interest in the system

    management. People of this generation are encouraged much towards off-farm

    employment in urban center or foreign countries. If this persists for long, this

    system may be jeopardized some years later.

    Suggestions:

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    1 New areas for resource generation and mobilization are to be explored;

    2 The cash flow either through farmers contribution or other new sources are to

    be mobilized;

    3 Role of WUA should be diversified and involve income generating activitiessuch as establishing rice mills and dealership of agriculture inputs.

    4 The present level of resource generation can be increased by improving the

    agricultural production and enhancing agricultural support services in

    conjunction with crop diversification;

    5 Large labor-intensive O&M cannot be continued for long. Therefore,

    alternatives should be looked to improving the activity of labor in the system.

    6 Irrigation structures should be improved in a way that farmers can operate

    and maintain it easily;

    7 Improving the quality of labor would help attract the young people toparticipate in the irrigation system management.

    8 Telephone facility at the diversion structure and in the office of WUA and in

    each Mauja should be installed to communicate fast on the operational needs ofthe system. These facilities can also be utilized as Pay Phone by local people.

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    List Of Abbreviations:

    O&M: Organization and Management

    FMIS: Farmers Managed Irrigation Systems

    WUA: Water Users Association

    FMIST: Farmers Managed Irrigation Systems Promotion Trust

    AMIS: Agency Managed Irrigation Systems

    CMIS: Chattis Mauja Irrigation System

    ha. : Hectares