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FASS

Third edition

January 2010

Guide for the Care and Useof Agricultural Animals inResearch and Teaching


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Committees to revise the Guide for the Care and Use of Agricultural Animals

in Research and Teaching , 3rd edition

Writing Committee

John McGlone, PhD

Steven Ford, PhD

Frank Mitloehner, PhD

Temple Grandin, PhD

Pamela Ruegg, DVM

Carolyn Stull, PhDGregory Lewis, PhD

Janice Swanson, PhD

Wendy Underwood, DVM

Joy Mench, PhD

Terry Mader, PhD

Susan Eicher, PhD

Patricia Hester, PhDJaneen Salak-Johnson, PhD

Michael Galyean, PhD, Liaison to the FASS Board

Subcommittees

Institutional PoliciesStephen Ford, PhD, ChairJames Swearengen, DVMDon Lay, PhDW. Ronald Butler, PhDFrank Bartol , PhD

Agricultural Animal Health Care

Wendy Underwood, DVM, ChairMichele Bailey, DVMSteven Berry, DVMGail Golab, PhD, DVM

Husbandry, Housing, and BiosecurityFrank Mitloehner, PhD, ChairJames Swearengen, DVMCurt Gooch, PEPius Mwangi Ndewga, PhDLarry Jacobson, PhD

Environmental EnrichmentJoy Mench, PhD, ChairRuth Newberry, PhDSuzanne Millman, PhDCassandra Tucker, PhD

Larry Katz, PhD Animal Handling and Transport

Temple Grandin, PhD, ChairJoseph Stookey, PhDMhairi Sutherland, PhDA. Bruce Webster, PhDCarolyn Stull, PhDJeffrey Hill, PhD

Beef CattleTerry Mader, PhD, ChairAllen Trenkle, PhDJames W. Oltjen, PhDTami Brown-Brandl, PhDJohn Arthington, PhDLarry Hollis, DVM

Scott Willard, PhD

Dairy Cattle Pamela Ruegg, DVM, and Susan Eicher, PhD, Co-ChairsBill Bickert, PhDRandy Shaver, PhDNigel Cook, PhDPaul Fricke, PhDSheila McGuirk, PhD, DVMDoug Reinemann, PhD

HorsesCarolyn Stull, PhD, ChairAnne Rodiek, PhDRobert Coleman, PhDSarah Ralston, VMD, PhDDonald Topliff, PhDSuzanne Millman, PhD

PoultryPatricia Hester, PhD, ChairKen Anderson, PhDInma Estevez, PhDKen Koelkebeck, PhDSally Noll, PhDRobert Porter, PhD, DVMCarl Mike Turk, BS

Bruce Webster, PhDSheep and Goats

Gregory Lewis, PhD, ChairWilliam GavinArthur L. Goetsch, PhDJ. Bret TaylorMichael Thonney, PhD

SwineJaneen Salak-Johnson, PhD, ChairJoe Cassady, PhDMatthew B. Wheeler, PhDAnna Johnson, PhD

Available at http://www.fass.orgor from FASS Inc.

Champaign, ILTelephone: 217-356-3182

Fax: 217-398-4119E-mail: [email protected]

Third editionJanuary 2010

ISBN: 978-1-884706-11-0© 2010. All rights reserved.


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Guide Revision Committees for the First Revised Edition (1999)

Stanley Curtis, FASFAS liaison to the steering and development committee

Guide Revision CommitteeJoy A. Mench, ChairMargaret E. Benson

James V. CraigKatherine A. Houpt

John J. McGloneJack L. Albright

Leslie L. Christianson

Adele P. DouglassWilliam G. KvasnickaNeal R. Merchen

Subcommittees

Beef Neal R. Merchen, ChairG. LeRoy HahnWilliam G. KvasnickaMichael L. GalyeanDavid P. HutchesonJanice C. Swanson

Dairy Cattle and VealJack L. Albright, ChairRuth BlauwiekelKenneth E. OlsonWilliam G. Bickert James L. Morrill Jr.Carolyn L. Stull

HorsesKatherine A. Houpt, ChairHarold F. HintzSandi LiebJames A. DeShazerK. Douglas ButlerStephen G. JacksonThomas Tobin

PoultryJames V. Craig, ChairGerald B. HaventseinKarl E. NestorPaul B. SiegelWilliam F. DeanKenneth K. KrugerGraham H. PurchaseGarrett L. van Wicklen

Sheep and GoatsMargaret E. Benson, ChairFrank C. HindsCarl S. MenziesCindy B. Wolf Dexter W. JohnsonLarry S. KatzCristine S. F. Williams

SwineJohn J. McGlone, ChairJ. Joe FordPaul L. SundbergLeslie L. ChristiansonE. T. KornegayLisa Tokach

Guide Revision Committees for the First Edition (1988)

Steering CommitteeJoy A. Mench, Chair

Alden Booren

Glenn GrayKirklyn Kerr

David L. ZartmanJack L. Albright

Leslie L. ChristiansonVirgil Hayes

Alvin Melliere

Guide Development CommitteeStanley E. Curtis, Chair

Jack L. Albright Harold W. Gonyou

John J. McGloneJames V. Craig

Katherine A. Houpt W. Ray Stricklin


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i

Table of Contents

Preface vi

Chapter 1: Institutional Policies 1Monitoring the Care and Use of Agricultural Animals 1

Protocol Review 2

Written Operating Procedures 3

Animal Health Care 3

Biosecurity 3

Personnel Qualifications 3

Occupational Health 4

Special Considerations 5

Chapter 2: Agricultural Animal Health Care 8

Animal Procurement 8Veterinary Care 9

Surgery 10

Zoonoses 12

Residue Avoidance 12

Restraint 14

Transgenic and Genetically Engineered and Cloned Animals 14

Euthanasia 14

Chapter 3: Husbandry, Housing, and Biosecurity 16Facilities and Environment 16

Feed and Water 21

Husbandry 22

Standard Agricultural Practices 24Handling and Transport 24


Biosecurity 25

Biocontainment 26

Chapter 4: Environmental Enrichment 30Cattle 31

Horses 31

Poultry 33

Physical Enrichment 33

Sheep and Goats 35

Swine 35

General Considerations 38

Chapter 5: Animal Handling and Transport 45Biomedical Versis Agricultural Research Requirements 45

Flight Zone and Behavior Principles 46

Aids for Moving Animals 47

General Principles of Restraint and Handling Principles to Prevent

Behavioral Agitation During Restraint for All Species 50

Recommendations for Each Species 50

Transport 54


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Chapter 6: Beef Cattle 61Facilities and Environment 61

Feed and Water 64

Husbandry 66

Standard Agricultural Practices 67

Environmental Enrichment 69

Handling and Transport 69


Euthanasia 71

Chapter 7: Dairy Cattle 74Facilities and Environment 74

Feed and Water 78

Husbandry 79





Euthanasia 85

Chapter 8: Horses 89

Facilities and Environment 89Feed and Water 92

Husbandry 95




Euthanasia 99

Chapter 9: Poultry 102Facilities and Environment 102

Feed and Water 105

Husbandry 108





Euthanasia 120

Chapter 10: Sheep and Goats 128Facilities and Environment 128

Feed and Water 130

Husbandry 132





Euthanasia 138

Chapter 11: Swine 142Facilities and Environment 142

Feed and Water 143

Husbandry 143





Euthanasia 152

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iii

Appendix 1 156

Appendix 2 157

Index 159


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Preface

This is the third edition of the Guide for the Care and Use of

Agricultural Animals in Research and Teaching , commonly re-

ferred to as the Ag Guide. The first edition was published in

1988 and the first revised edition was published in 1999.

This third edition differs from the past editions in several

meaningful ways. For the first time, the Ag Guide is available

online at no cost to readers. This is possible thanks to countless

hours of voluntary time by 62 authors.

Authors included experts in each species and in animal care

and use including animal scientists, veterinarians, teachers, and

engineers. Experts reviewed the scientific literature to update

the Ag Guide. Authors were chosen for their prominence in the

many fields of the animal sciences so that the best available sci-

ence could be applied to this revision.

The full name of the Ag Guide has changed in this edition.

Previous editions were titled the Guide for the Care and Use of

Agricultural Animals in Agricultural Research and Teaching . This

edition drops the second use of the word agricultural in the title.

By doing so, the title reflects a new philosophy. Farm animals

have certain needs and requirements and these needs and re-

quirements do not necessarily change because of the objectives

of the research or teaching activity. Therefore, regardless of the

teaching or research objective, the FASS Ag Guide should serve

as a primary reference document for the needs and requirements

of agricultural animals.

The writing team included two co-chairs and species and topicchapter sub-committee chairs. Each chapter sub-committee chair

had a sub-committee of species and/or topic experts. Individual

chapters were updated based on the scientific literature. Then,

each chapter writing team reviewed all the other chapters. The

co-chairs and sub-committee chairs met in person and online

to discuss difficult matters and they solicited input from other

outside experts, especially in the specialized area of genetically

modified and cloned farm animals. After a first draft of the cur-

rent edition was produced, it was sent to three fully constituted

Institutional Animal Care and Use Committees (IACUC) for

peer review. Each peer-review IACUC included experts on farm

animal care and a range of other species normally found at major

research institutions. In addition, these IACUCs included non-scientific and administrative representatives and farm animal us-

ers and experts. Their peer-review comments were incorporated

and then a 60-day period of public comment was opened during

July and August 2009. After public comments were considered,

the final version was produced and made available online.

This edition expands on information on some topics that were

covered incompletely in past editions due in large part to a de-

veloping literature. With more information now available on (a)

environment enrichment and (b) handling and transport, these

topics now have dedicated chapters. In addition, new informa-

tion is included on biosecurity and genetically engineered and

cloned farm animals. Several species chapters were expanded to

be more complete and the veal chapter was eliminated in favor ofincorporating calf care into the beef and dairy cattle chapters.

This guide has been deliberately written in general terms so

that the recommendations can be applied in the diverse institu-

tions that use agricultural animals in agricultural research and

teaching in the United States. In the context of this guide, the

verb must is used for considerations or practices that are viewed

as imperatives. The verb should indicates a strong recommen-

dation but one for which alternative strategies might be justi-

fied after careful consideration. A recommendation connotes a

practice or policy that is generally preferred but for which there

are acceptable alternatives. It should be emphasized, however,

that professional judgment is essential in the application of these

guidelines. Veterinarians, institutional animal care and use com-

mittees, and users of agricultural animals must play a critical

role in making specific suggestions regarding animal care and use

at their institution. The US Government Principles for the Utili-

zation and Care of Vertebrate Animals Used in Testing, Research,

and Training of the IRAC (1985; Appendix 1) are endorsed in

this guide as a basis for professional judgments about the ap-

propriate treatment and use of agricultural animals in research

and teaching activities. These judgments can be validated by

third-party peer review, such as that provided by accreditation

through Association for Assessment and Accreditation of Labo-

ratory Animal Care International (AAALAC).

FASS solicits comments and suggestions related to this cur-rent edition of the Ag Guide during the period from now until

the next revision is undertaken. Comments will be kept on file

until the next revision. Comments about this version should be

addressed in writing or by e-mail to

Federation of Animal Science Societies

2441 Village Green Place

Champaign, IL 61822

Telephone: 217-356-3182

Fax: 217-398-4119

E-mail: [email protected]

Champaign, IL, November 16, 2009

Co-chairs:

John J. McGlone, PhD Janice Swanson, PhD

Texas Tech University Michigan State University

Technical editor:

Louise Adam

Federation of Animal Science Societies

Liaison to the FASS Board:

Michael Galyean


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Scientific and professional judgment and concernfor the humane treatment of animals are requiredfor the proper care of animals used in agricultural

research and teaching (referred to in this guide as ag-ricultural animal care and use). Because a variety ofmanagement systems and physical accommodationsmay be used for agricultural animals, an understanding

of the husbandry needs of each species and of the par-ticular requirements of agricultural research and teach-ing is essential for an effective institutional program ofagricultural animal care and use (Stricklin and Mench,1994; Granstrom, 2003). Critical components of sucha program should include 1) clearly established linesof authority and responsibility; 2) an active Institu-tional Animal Care and Use Committee (IACUC); 3)procedures for self monitoring of the IACUC throughsemi-annual review of programs and facility oversightby the institutional officer; 4) appropriately maintainedfacilities for proper management, housing, and sup-port of animals; 5) an adequate program of veterinary

care; and 6) training and occupational health programsfor individuals who work with the animals (ARENA/OLAW, 2002). This chapter is intended to aid in thedevelopment of institutional policies and programs foragricultural animal care and use.

MONITORING THE CARE AND USE

OF AGRICULTURAL ANIMALS

Each institution should establish an agricultural ani-mal care and use program with clearly designated linesof authority in accordance with this guide and in com-pliance with applicable federal, state, and local laws,regulations, and policies.

The chief executive officer or responsible administra-tive official of the institution should appoint a com-mittee, the IACUC, to monitor the care and use ofagricultural animals in agricultural research and teach-ing activities. The IACUC should be composed of indi-viduals who are qualified by experience or training toevaluate the programs and proposals under review andshould include at least one individual from each of thefollowing categories (no individual category should beover-represented):

• A scientist who has experience in agriculturalresearch or teaching involving agriculturalanimals;

• An animal, dairy, or poultry scientist who hastraining and experience in the management ofagricultural animals;

• A veterinarian who has training and

experience in agricultural animal medicine andwho is licensed or eligible to be licensed topractice veterinary medicine;

• A person whose primary concerns are in anarea outside of science (e.g., a faculty memberfrom a nonscience department, a staff member,a student, a member of the clergy, or aninstitutional administrator);

• A person who is not affi liated with theinstitution and who is not a family memberof an individual affi liated with the institution.This public member is intended to provide

representation for general community interestsin the proper care and treatment of animalsand should not be a person who uses animalsin agricultural or biomedical research orteaching activities at the college or universitylevel; and

• Other members as required by institutionalneeds and applicable laws, regulations, andpolicies.

Because of experience and training, however, oneindividual may adequately fulfill more than a singlerole on the IACUC, but the committee should not have

fewer than 5 members. It is strongly recommended thatthis committee be one that also monitors the care anduse of laboratory animals at the institution, provid-ing that the special membership requirements outlinedabove are met. This recommendation can be fulfilled byseveral different types of committee structures, includ-ing a single institutional committee, unit committees(e.g., departmental, college, or program) that reviewagricultural as well as biomedical uses of animals. Theoverriding goal should be to facilitate centralized, uni-form, and high-quality oversight of the institution’s ani-mal care program.

Chapter 1: Institutional Policies

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The IACUC should meet at regular intervals, as ap-propriate, to ensure that the use of agricultural animalsin research and teaching programs is humane, appro-priate, and in accordance with this guide. Meetings ofthe IACUC need not always be conducted in person.Electronic technology, including web-based or telecom-munications, can allow the committee to function ap-propriately. Such communications must be held with a

quorum of members in real time and provide the sameinteractive opportunities as a face-to-face meeting. Itis preferred that the IACUC work with investigatorsto resolve issues while ensuring animal health. The IA-CUC is authorized to

• review and approve or disapprove protocolsand other proposed activities, or proposedsignificant changes in activities, related toagricultural animal care and use in researchand teaching;

• conduct, at least twice a year, an inspectionof agricultural animal facilities and study

areas and review of the overall agriculturalanimal care and use program, and to provide awritten report to the responsible institutionaloffi cial regarding the institution’s compliancewith this guide;

• investigate concerns, complaints, or reports ofnoncompliance involving agricultural animalsat the facility;

• suspend an activity involving agriculturalanimals when it is not in compliance withapproved protocols or written operatingprocedures (see section on Written Operating

Procedures);• make recommendations regarding thedevelopment and implementation ofinstitutional policies and procedures tofacilitate, support, and monitor the humaneand appropriate use of animals in agriculturalresearch and teaching as well as any otheraspect of the agricultural animal careprogram; and

• perform other functions as may be requiredby institutional need and by applicable laws,regulations, and policies.

Other useful information about IACUC functionscan be found in the Institutional Animal Care and UseCommittee Guidebook (ARENA/OLAW, 2002), thePublic Health Service Policy on Humane Care and Useof Laboratory Animals (PHS, 2002), and Silverman etal. (2006).

PROTOCOL REVIEW

The review of research and teaching activities usinganimals is one of the most important functions of theIACUC. Protocols describing these activities must be

reviewed before the initiation of the research or teach-ing activity to determine whether the proposed careand use of animals is appropriate and humane. Ap-proval of the protocol may be granted, withheld pend-ing modifications, or denied. The IACUC should per-form a complete review at least once every three years,with additional continuing reviews if and when deemednecessary by the IACUC. The following topics should

be considered in the preparation and review of animalcare protocols:

• Objectives and significance of the research orteaching activity;

• Unnecessary duplication of previous studies;• Availability or appropriateness of alternative

procedures or models (e.g., less invasiveprocedures, cell or tissue culture, or computersimulations) for the proposed research orteaching activity. It should be noted, however,that hands-on training involving animalsis a particularly important component of

agricultural research and teaching;• Aspects of the proposed experiment or

demonstration having to do directly withanimal care and use, including justificationfor the species and (or) strain of animal used;

justification for the number of animals used;and a description of procedures that maycause discomfort, distress, or pain and ofmethods of alleviation including anesthesia,analgesia, tranquilizers, and nonpharmacologicmeans, as well as justification for anyprocedures that involve unalleviated pain,

discomfort, or distress;• Appropriateness of procedures and post-

procedural care;• Criteria and process for timely intervention,

removal of animals from a study, or euthanasiaif painful and stressful outcomes areanticipated;

• Unusual husbandry requirements (Note:describing a procedure as a “standard farmpractice” may be acceptable if the institution’swritten operating procedure is being usedor if the practice is needed to serve as an

appropriate control);• Aspects of animal husbandry not coveredunder written operating procedures (seesection on Written Operating Procedures);

• Method of euthanasia or disposition of theanimal; and

• Responsibilities, training, and qualifications of theresearchers, teachers, students, and animal carepersonnel involved in the proposed activities.

The US Government Principles for the Utilizationand Care of Vertebrate Animals Used in Testing, Re-search, and Training (Appendix 1 of this guide) state

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that “Procedures involving animals should be designedand performed with due consideration of their relevanceto human or animal health, the advancement of knowl-edge, or the good of society.” Because IACUCs are notordinarily constituted to function as scientific peer-re-view committees, the IACUC should be judicious inreviewing the merit of proposed research and teach-ing activities (Mann and Prentice, 2004). Institutions

should consider developing other mechanisms for peermerit review of research projects that have not alreadybeen reviewed by outside agencies. Although qualifiedpeer review of research and teaching is important toconsider, such peer review does not eliminate the needfor the IACUC to thoughtfully review animal use.

Institutions must develop policies for animal care anduse related to research conducted off site as well asresearch using privately owned animals on and off site.The fact that research is conducted off site does notlessen the responsibility of the institution to assure ap-propriate and humane animal care and use.

IACUCs are encouraged to work with investigators

to help them refine their protocols and proposed animalcare and use practices.

The common acceptance and use in animal agricul-ture of a production system, management practice, orroutine procedure does not reduce the responsibility ofevery animal user to follow applicable laws, regulations,and policies, including the standards outlined in thisguide. Exceptions to some provisions, however, may be

justifiable to obtain new knowledge or to demonstratemethods commonly used in commercial agriculturalanimal production. For example, applied research andteaching may require the use of production practicesthat are consistent with those currently in use in the

appropriate industry even though those practices differfrom those outlined in this guide; also, research andteaching dealing with infectious diseases, toxins, orproducts of biotechnology may require special facilities.Exceptions to this guide should be stated explicitly inresearch and teaching protocols and be reviewed andapproved by the IACUC.

WRITTEN OPERATING

PROCEDURES

It is important to develop written policies or pro-cedures for animal care and husbandry in the form ofwritten operating procedures for each operating unitin the program. The IACUC must review and approveall written operating procedures involving the potentialto cause pain or distress and should review all writ-ten operating procedures pertaining to animal care andhusbandry. The written procedures must be filed in theappropriate administrative office and in locations ac-cessible to those individuals involved in carrying outthe designated procedures and must be monitored regu-larly by personnel designated by the institution.

There are certain commercial husbandry practicesroutinely carried out on agricultural animals that maycause temporary discomfort or pain. These standardagricultural practices (see Chapter 3 and Chapters 6to 11) need not necessarily be described separately foreach study, experiment, or demonstration, but are ac-ceptable as written operating procedures provided thatthe practices 1) are warranted to sustain the long-term

welfare of the animal and(or) the animal’s caretakersor handlers; 2) are performed by or under the directsupervision of capable, trained, and experienced per-sonnel; and 3) are performed with precautions taken toreduce pain, stress, and infection. The written operat-ing procedures for alleviating pain and distress shouldbe reviewed and approved by the IACUC.

Husbandry procedures and production methods atagricultural research facilities should be revised as re-search demonstrates improvements. Research on im-proved methods and procedures is encouraged.

ANIMAL HEALTH CAREAdequate health care and records thereof must be

provided for all agricultural animals used in researchand teaching (see Chapter 2: Agricultural AnimalHealth Care). Institutional requirements will determinewhether full-time, part-time, or consulting veterinaryservices are appropriate.

BIOSECURITY

It is essential that the agricultural animal care staffmaintain a high standard of biosecurity to protect theanimals from pathogenic organisms that can be trans-ferred by humans. For additional details on biosecurityissues, see Chapter 3: Husbandry, Housing, and Bios-ecurity.

PERSONNEL QUALIFICATIONS

It is the responsibility of the institution to ensurethat scientists, agricultural animal care staff, students,and other individuals who care for or use agriculturalanimals are qualified to do so through training or expe-rience. Appropriate supervision should be provided topersonnel until their competency is assured. Trainingprograms should be tailored to institutional animal userneeds but provide information about the humane careand use of agricultural animals, including, if applicable,1) husbandry needs, proper handling, surgical proce-dures, and pre- and post-procedural care; 2) methodsfor minimizing the number of animals used and tech-niques for minimizing pain and distress, including theproper use of anesthetics, analgesics, tranquilizers, andnonpharmocologic methods; 3) methods for reportingdeficiencies in the animal care program; 4) use of infor-mation services such as the Animal Welfare Informa-

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tion Center at the National Agricultural Library (NRC,1991; CFR, 1992); and 5) methods of euthanasia. Re-cords of participation in training programs should bemaintained and available for review as needed.

Employees who provide routine animal care shouldparticipate regularly in in-service education and train-ing relevant to their responsibilities. Formal or on-the-

job training opportunities should be made available to

all technical and husbandry support staff, includingthose who are temporary or part-time employees. Itis recommended that the training program include in-formation provided by experts from a broad range ofdisciplines such as animal husbandry, behavior, nutri-tion, environmental physiology, experimental surgery,veterinary clinical and diagnostic medicine, agricul-tural engineering, and instrumentation, and others asdeemed appropriate. A variety of reference materialsis available for use in training programs (Kreger, 1995;Underwood, 2005).

In addition to having in-house training, it is desir-able for agricultural animal care staff to be profession-

ally trained or certified. Many states have colleges withaccredited programs in veterinary technology (AVMA,2007). Technician and technologist certification is avail-able through the American Association for LaboratoryAnimal Science (AALAS), although that program pri-marily emphasizes the care and use of laboratory animalsrather than agricultural animals. Animal scientists witheducational credentials ranging from the baccalaureateto the doctorate who seek recognition of their expertisein the biology and production of agricultural animals canbe certified by examination by the American Registry ofProfessional Animal Scientists (ARPAS).

OCCUPATIONAL HEALTH

An occupational health and safety program must beestablished for individuals who work with agriculturalanimals. The program should be consistent with fed-eral, state, and local regulations and will depend on thefacilities, research activities, and hazards involved. Thedegree of participation of individuals in the programshould be based on an assessment of risk by health andsafety specialists involving consideration of the hazardsposed by the animals and materials used; the duration,frequency, and intensity of exposure; the susceptibility

of the personnel; and the history of occupational injuryand illness in the particular workplace (Clark, 1993).

General guidelines for such programs have been pub-lished by the NRC (1997). The program for individu-als working with agricultural animals may include aphysical examination before placement, periodic medi-cal evaluations for people in some job categories, sur-veillance to ensure protection from health hazards,and provisions for treating illness or injury. The pro-gram should also include an educational component toteach personnel about agricultural animal diseases and

zoonoses, physical hazards, personal hygiene, precau-tions to be taken by individuals who are at unusualrisk (e.g., pregnant women), and other considerationsas appropriate (e.g., safety precautions with chemicals,radiation, and other hazardous agents that are part ofa particular experimental protocol).

An appropriate immunization schedule should beadopted. It is important that all agricultural animal

caretakers be immunized against tetanus every 10 yearsbased on the institution’s risk assessment. Immuniza-tions should be offered to people (before exposure) whohandle animals and risk infection from certain infectiousagents. Prophylactic vaccinations should also be con-sidered when research is being conducted on infectiousdiseases for which effective vaccines are available.

Persons working with farm animals may develop al-lergies. The occupational safety and health programshould identify high-risk areas with potential for allergydevelopment. Persons with known allergies should beprovided personal protective equipment or avoid expo-sure to animals.

Physical injuries constitute health hazards for indi-viduals working with agricultural animals. Institutionsshould identify high-risk areas and tasks and should ed-ucate animal care personnel about methods for reducingrisk. Injuries can be minimized by providing training inproper animal handling, lifting, and equipment use. Ac-cess to first aid and medical treatment should be readilyavailable, and personnel should be trained and familiarwith access procedures. Such access may include read-ily available and properly stocked first-aid kits. Casesof animal bites and scratches should be documented,and tetanus prophylaxis should be considered.

Caretakers working with agricultural animals in

closed buildings may develop respiratory problems, in-cluding chronic and irreversible lung damage (Kirkhornand Garry, 2000). Appropriate respiratory protectionshould be provided for these individuals.

Zoonoses can also be a serious risk. Personnel (in-cluding animal care staff, technicians, investigators,clinicians, students, maintenance workers, and securitystaff) who have contact with or an opportunity for con-tact with animals or their excreta, products, or tissuesshould be made aware of hazards that have been iden-tified and that are determined to be a risk (Acha andSzyfres, 2001, 2003). Zoonotic disease in animal popu-lations should be screened for or monitored regularly asappropriate. Table A-1 in Appendix 2 of this guide liststhe most common zoonotic diseases found in agricul-tural animals and the means by which they are spread;refer to Chapter 2: Agricultural Animal Health Care formore information.

The noise level in some animal facilities may some-times be high. When personnel are exposed to noiseexceeding federal standards, appropriate protectionprograms should be implemented (CFR, 1995).

Work assignments and health records should be a partof an occupational health program. Records should be

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kept of individual work assignments and should includethe date and time of injuries or unusual illnesses. Su-pervisors should be instructed to fully inform personnelof potential health hazards, and personnel should be in-structed to notify their supervisor if a zoonosis occurs.

SPECIAL CONSIDERATIONS

Hazardous Materials

The use of certain hazardous biological, chemical,or physical materials necessitates compliance with ap-plicable laws and regulations as well as compliancewith guidelines issued by granting agencies and or-ganizations. Institutions should have written policiesgoverning experimentation with hazardous materialsand should ensure that staff members conducting andsupporting research projects involving hazardous ma-terials are qualified to assess the dangers to animalsand humans and are capable of selecting appropriatesafeguards. Special facilities and equipment may be re-quired for certain hazardous materials, and additionalrequirements exist for those biological materials ortoxins deemed as select agents by federal law. Furtherinformation about recommended practices and proce-dures can be found in publications by CDC and NIH(2000, 2007), CFR (2005), and NRC (1997).

Genetically Engineered and Cloned Animals

As advancements in research drive the discoveryand development of new technologies, specific consid-erations may need to be made for the care and use of

agricultural animals in research and teaching. Institu-tions, researchers, and IACUCs should assure that as-sessment of animal care and use protocols reflects dif-ferences in various animal technologies. Guidelines forresearch involving genetically engineered (GE) animalsor livestock clones do not differ materially from thosethat apply to conventional animals used in research ex-cept under special conditions. The published scientificliterature has not established the need for unique guide-lines. The general standards of care associated with GEor cloned agricultural animals should be the same asthose applied to all agricultural animals in research un-less the specific genetic modification requires an altera-tion in management within the research environment tospecifically facilitate animal welfare.

In the future, institutions may wish to establishguidelines used in keeping with federal, state, and lo-cal government regulatory requirements. The animalbiotechnology industry recently released guidelines forresearch and development with GE animals as a stew-ardship program for GE animals (Biotechnology Indus-try Organization, 2009). The BIO Guidance providesinformation for the development and implementation ofstewardship programs for all institutions and research-

ers that plan to engage in research and development,and possible commercialization, of GE animals.

Research Involving Genetic Engineering of

Agricultural Animals

Genetic engineering of agricultural animals is thedirect manipulation of an organism’s genes, includ-

ing heritable and nonheritable recombinant DNAconstructs. Genetic engineering is different from tra-ditional breeding, in which the organism’s genes aremanipulated indirectly. The genetic engineering of ag-ricultural animals has been extensively reviewed (Na-tional Research Council, 2002; Council on AgriculturalScience and Technology, 2003, 2007, 2009; Wheeler,2007). All GE animals in the United States are in re-search and development, with currently only one ap-proved product from a GE agricultural animal in theUnited States. Animal welfare for GE animals used inresearch is regulated by law, regulations, and guidelines

of the US Department of Agriculture (USDA) and theNational Institutes of Health (NIH). For animals usedin biomedical research, their needs for thermal comfort,humidity control, floor space, and husbandry practicesshould be based on the performance standards outlinedin this Ag Guide. Animals in certain biomedical set-tings and with certain genetic backgrounds may havespecial requirements that should be understood so thatanimals are comfortable. The same performance stan-dards that indicate adequate animal welfare in an agri-cultural setting will apply for animals in a biomedicalsetting. Welfare of animals used in biomedical researchis currently regulated by law, regulations, and guide-

lines of the USDA and the NIH. Specific informationcan be obtained by reviewing the NIH guidelines forresearch involving recombinant DNA molecules (NIH,2002) and the Animal Welfare Act regulations overseenby USDA. Furthermore, the US Food and Drug Admin-istration (FDA) recently released guidance for industrythat may be helpful in the conduct of research with GEanimals (FDA, 2009).

Research Involving Cloning of Agricultural

Animals

Animal cloning is an assisted reproductive technology(FDA, 2008) similar to artificial insemination, embryotransfer, and in vitro fertilization. The current tech-nique used for animal cloning is somatic cell nucleartransfer (SCNT). In research, GE animals may be pro-duced using SCNT. There are no published US guide-lines for unique requirements regarding the care anduse of animal clones in research. The care and use ofanimal clones in research does not differ from care pro-vided for conventional animals to assure good animalwelfare and animal well-being. In addition, because theprogeny of animal clones are not clones, clearly progenydo not require special consideration.



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Disposition of Animal Clones

The disposition of animal clones may be of interestto animal agriculture, stakeholders in the food chain,and the US government because of issues involving theemergence of new policies by international country gov-ernments. Thus, it is recommended that institutionsand researchers participate in the Livestock IndustryClone Registry whereby animal clones are registeredin the database or registry. This Registry is part ofthe Supply Chain Management program developed bythe livestock cloning companies in the United States toidentify cattle and porcine clones in the United States.For more information about the registry, please seewww.livestockcloneregistry.com.

Commercial Animal Cloning

In contrast to research with agricultural animalclones, commercial livestock cloning has been conduct-ed in the United States for food purposes since the US

Food and Drug Administration’s 2008 conclusion thatcloning and products of animal clones and progeny aresafe. Information within their comprehensive scientificrisk assessment might be useful in the future as agricul-tural animal clones are used in research (FDA, 2008).Furthermore, all commercially produced animal clonesin the United States are registered in the aforemen-tioned Livestock Industry Clone Registry.

Regardless of the animal technology, the IACUCshould monitor the care and use of the agriculturalanimals in research and teaching activities and conductcareful review of protocols as noted earlier in Chapter1 with respect to scientific protocols, public safety andanimal welfare. Aspects of the review should includeadequacy of methods to individually identify researchanimals and assure that the disposition of the researchanimals meets any federal, state and local governmentlaws and regulations. Furthermore, institutions are re-quired to meet federal, state and local laws and regu-lations regarding biosafety, biosecurity, and environ-mental issues in the conduct of research with animalsderived from new technologies (see Chapter 3: Husband-ry, Housing, and Biosecurity). International guidelinesfor GE animals either have not been initiated or arein various stages of development. Recently, the Codex

Alimentarius (2008) adopted a new guideline for theconduct of food safety risk assessment for GE animalswhich might be helpful for institutions and researchers.As research with GE animals, animal clones, or animalsderived using other technologies advances, institutionsand researchers should keep abreast of new guidelinesor policies being developed both domestically and in-ternationally.

REFERENCES

Acha, P. N., and B. Szyfres. 2001. Zoonoses and communicable dis-eases common to man and animals. 3rd ed. Vol. I: Bacteriosisand Mycoses. Pan American Health Organization, Washington,DC.

Acha, P. N., and B. Szyfres. 2003. Zoonoses and communicable dis-eases common to man and animals. 3rd ed. Vol. II: Chlamydio-ses, Rickettsioses and Viroses; Vol. III: Parasitoses. Pan Ameri-can Health Organization, Washington, DC.

ARENA and OLAW. 2002. Institutional Animal Care and Use Com-mittee Guidebook. Department of Health and Human Services,Washington, DC. (Copies available from OLAW).

AVMA. 2007. Veterinary technician information available online.Page iii in 2007 AVMA Membership Directory and ResourceManual. AVMA, Schaumburg, IL.

Biotechnology Industry Organization. 2009. BIO Guidance for Ge-netically Engineered Animal Stewardship.

CDC and NIH. 2000. Primary Containment for Biohazards: Selec-tion, Installation, and Use of Biological Safety Cabinets. 2nded. US Govt. Printing Office, Washington, DC.

CDC and NIH. 2007. Biosafety in Microbiological and BiomedicalLaboratories. 5th ed. Department of Health and Human Ser-vices, US Govt. Printing Office, Washington, DC.

CFR. 1992. Title 9 (Animals and Animal Products), Subchapter A

(Animal Welfare), Parts 1–4 (9 CFR 1–4).CFR. 1995. Occupational noise exposure. 29 CFR, Sec. 1910.95. Of-

fice Fed. Reg. Natl. Archiv. Records Admin., Natl. Archiv. US,Washington, DC.

CFR. 2005. Possession, use, and transfer of biological agents andtoxins. 7 CFR, Part 331 and 9 CFR, Part 121.

Clark, J. M. 1993. Planning for safety: Biological and chemical haz-ards. Lab. Anim. 22:33–38.

Codex Alimentarius. 2008. Guideline for the Conduct of Food SafetyAssessment of Foods Derived from rDNA Animals. http://www.codexalimentarius.net/download/standards/11023/CXG_068e.pdf

Council for Agricultural Science and Technology (CAST). 2003.Animal Agriculture’s Future through Biotechnology, Part 1,Biotechnology in Animal Agriculture: An Overview. Issue

Paper 23. CAST, Ames, Iowa. http://www.cast-science.org/websiteUploads/publicationPDFs/animalbiotech.pdf Council for Agricultural Science and Technology (CAST). 2007.

The Role of Transgenic Livestock in the Treatment of HumanDisease. Issue Paper 35. CAST, Ames, Iowa. http://www.cast-science.org/websiteUploads/publicationPDFs/Medica-tions_Issue_Paper_35_final_pdf142.pdf

Council for Agricultural Science and Technology (CAST). 2009. An-imal Productivity and Genetic Diversity: Cloned and Transgen-ic Animals. Issue Paper 43. CAST, Ames, Iowa. http://www.cast-science.org/websiteUploads/publicationPDFs/CAST%20Animal%20Productivity165.pdf

FDA. 2008. Animal Cloning – A Risk Assessment. http://www.fda.gov/AnimalVeterinary/SafetyHealth/AnimalCloning/ucm055489.htm

FDA. 2009. Guidance for Industry 187 Regulation of GeneticallyEngineered Animals Containing Heritable Recombinant DNAProducts.

Granstrom, D. E. 2003. Agricultural (nonbiomedical) animal researchoutside the laboratory: A review of guidelines for institutionalanimal care and use committees. ILAR J. 44:206–210.

Kirkhorn, S. R., and V. F. Garry. 2000. Agricultural lung diseases.Environ. Health Perspect. 108(Suppl. 4):705–712.

Kreger, M. D. 1995. Training materials for animal facility personnel.AWIC Quick Bibliography Series, 95–08. Natl. Agric. Library,Beltsville, MD.

Mann, M. D., and E. D. Prentice. 2004. Should IACUC review scien-tific merit of animal research projects? Lab. Anim. 33:1.

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NIH. 2002. NIH Guidelines for Research Involving RecombinantDNA Molecules. National Institutes of Health, Bethesda, MD.http://oba.od.nih.gov/oba/rac/guidelines_02/NIH_Guide-lines_Apr_02.htm.

NRC. 2002. Animal biotechnology: Science-based concerns. http://www.nap.edu/openbook.php?isbn=0309084393&page=R1. Na-tional Academies Press, Washington, DC.

NRC. 1991. Education and Training in the Care and Use of Labora-tory Animals: A Guide for Developing Institutional Programs.Natl. Acad. Press, Washington, DC.

NRC. 1997. Occupational Health and Safety in the Care and Use ofResearch Animals: A Guide for Developing Institutional Pro-grams. A Report of the Institute of Laboratory Animal Re-sources Committee on Occupational Safety and Health in Re-search Animal Facilities. Natl. Acad. Press, Washington, DC.

PHS. 2002. Public Health Service Policy on Humane Care and Useof Laboratory Animals. Department of Health and Human Ser-vices, Washington, DC.

Prentice, E. D., D. A. Crouse, and M. D. Mann. 1992. Scientificmerit review: The role of the IACUC. Ilar News 34:15–19.

Silverman, M. A., J. Suckow, and S. Murphy, ed. 2006. The IACUCHandbook. 2nd ed. CRC Press, Boca Raton, FL.

Stricklin, W. R., and J. A. Mench. 1994. Oversight of the use ofagricultural animals in university teaching and research. IlarNews 36:9–14.

Underwood, W. J. 2005. Training for best practices for agriculturalprogram. Lab. Anim. 34:8.

Wheeler, M. B. 2007. Agricultural applications for transgenic live-stock. Trends Biotechnol. 25:204.



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Agricultural animal health care involves propermanagement and husbandry as well as veteri-nary care. Proper management is essential for

the well-being of animals, the validity and effective-ness of research and teaching activities, and the healthand safety of animal care personnel. Sound animal hus-bandry programs provide systems of care that permitthe animals to grow, mature, reproduce, express somespecies-specific behavior, and be healthy. Specific op-erating procedures depend on factors that are uniqueto individual institutions. Well-trained and motivatedpersonnel can often achieve high-quality animal carewith less than ideal physical plants and equipment.

ANIMAL PROCUREMENT

When an institution acquires new animals, atten-tion must be paid to applicable international, federal,and state regulations and institutional procedures, par-ticularly those dealing with transportation and animal

health. All animals must be obtained and transportedlegally. The attending veterinarian, in conjunction withthe principal scientist, should formulate written pro-cedures to assess the health status of a herd or flockobtained from a vendor before acquiring animals. Theinstitution should develop a mechanism and process ofcontrol for animal acquisition that ensures coordinationof resources that will preclude the arrival of animals inadvance of preparation of adequate housing and ap-propriate veterinary quarantine procedures. Qualitycontrol for vendors and knowledge of the history ofpurchased animals is part of an adequate institutionalveterinary care program. Animals of unknown origin

or from stockyards should only be used if necessary;such animals may pose significant unknown health riskscompared with animals of known origin and thereforeshould be handled appropriately. Newly acquired ani-mals should undergo a quarantine and acclimation pe-riod, including preventive and clinical treatments asappropriate for their health status.

Acclimation and Stabilization

Newly arrived animals require a period of acclima-tion. Acclimation refers to a stabilization period, before

animal use, which permits physiological and behavioraladaptation to the new environment. The attending vet-erinarian should establish general acclimation guide-lines for each species. Any modifications to the generalprogram should be discussed with the attending vet-erinarian before animals are shipped. In some cases,animals may require an extended acclimation periodbecause of their history or health status. On the otherhand, some studies, such as comparisons of metaphy-lactic treatments for shipping fever, need to begin assoon as animals arrive. Such exemptions from the ac-climation period must be scientifically justified and ap-proved by the Institutional Animal Care and Use Com-mittee (IACUC).

Quarantine

Quarantine is the separation of newly receivedanimals from those already in the facility or on thepremises until the health of the new animals has beenevaluated and found to be acceptable. The attendingveterinarian should ensure that quarantine facilities orlocations are appropriate and that quarantine proce-dures are consistent with current veterinary practic-es and applicable regulations. The quarantine periodshould be long enough to observe signs of infectiousdisease or obtain diagnostic evidence of infection sta-tus. Quarantine and testing of animals before intro-duction is especially important for herds or flocks thathave attained specific-pathogen-free status, but theseadditions should be discouraged. If the health historyof newly received animals is unknown, the quarantine

program should be more comprehensive and sufficientlylong to allow expression or detection of diseases presentin the early incubation stage. Exceptions to quarantinepractices should be approved by the attending veteri-narian in advance of shipment of the animals.

The attending veterinarian, or skilled personnel un-der the direction of the attending veterinarian, shouldperform an initial examination and subsequent dailyobservations for newly arrived animals. Animals shouldbe observed in quarantine until they are cleared for in-troduction into a herd or facility. During the quarantineperiod, animals should be vaccinated and treated fordiseases and parasites as appropriate to protect their

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health and maintain the health of animals in the homefacility. In addition to having adequate quarantine pro-cedures, research facilities and animal use protocolsshould be designed to minimize the risk of introducingor transmitting disease agents.

VETERINARY CARE

Attending Veterinarian

The agricultural animal health care program is theresponsibility of the attending veterinarian. The In-stitute for Laboratory Animal Research (ILAR), Na-tional Research Council Guide for the Care and Useof Laboratory Animals (The ILAR Guide; Clark, 1996)defines the attending veterinarian as “a veterinarianwho has direct or delegated authority” and who “shouldgive research personnel advice that ensures that hu-mane needs are met and are compatible with scientificrequirements.” Animal Welfare Act regulations and the

Public Health Service policy require that the attendingveterinarian have the authority to oversee the adequa-cy of other aspects of animal care and use, includinganimal husbandry and nutrition, sanitation practices,zoonoses control, and hazard containment.

Research and teaching institutions must provideinvestigators and instructors with access to a veteri-narian who has experience in the care of agriculturalanimals. The veterinarian can be full-time or part-timeand must have authority to ensure that the provisionsof the program are met. The attending veterinarianmust be provided access to all research and teachinganimals and to any related documents including health

care records. The attending veterinarian also must beinvolved in the development and oversight of the veteri-nary care program, as well as in other aspects of animalcare and use such as protocol review, establishment ofanesthetic and analgesic guidelines, study removal cri-teria, training of animal users, and responsible conductof research activities. Veterinary involvement in theseactivities helps to ensure animal health and well-being.The attending veterinarian is not required to be thesole provider of veterinary care and can delegate au-thority to another qualified veterinarian. However, theattending veterinarian must communicate with, andoversee veterinary care provided by, other veterinari-

ans. When necessary, the attending veterinarian shouldutilize the expertise of other professionals when makingdeterminations about agricultural animal care. Trainednonveterinary staff may administer treatments accord-ing to standard operating procedures approved by theattending veterinarian.

Preventive Medicine

Adequate agricultural animal health care in researchand teaching involves a written and implemented pro-

gram for disease prevention, surveillance, diagnosis,treatment, and endpoint resolution. The objectives ofsuch a program are to ensure animal health and well-being, minimize pain and distress, maintain animalproduction, prevent zoonoses, provide assistance to in-vestigators on study-related animal health issues, andavoid contaminants or residues in animal products. Theprogram should include training for animal users re-

garding animal behavior, humane restraint, anesthesia,analgesia, surgical and postsurgical care, and euthana-sia.

A mechanism for direct, frequent, and regular com-munication must be established among personnel whoare responsible for daily animal care and observation,animal users, and the attending veterinarian. This willhelp ensure that timely and accurate animal health in-formation is effectively communicated.

Sick, Injured, and Dead Animals

Animal care personnel must be trained to recognizesigns of illness and injury. In general, sick and injuredanimals should be segregated from the main group toprotect them and the other animals, observed at leastonce daily, and provided with veterinary care as ap-propriate. When animals are separated, a mechanismshould be in place to communicate to staff the statusof the animals and to ensure proper daily, weekend,holiday, and emergency care. In some circumstances,segregation is not feasible or may disrupt the socialhierarchy, cause additional stress to the animal, or ad-versely affect research. The advantages of segregationshould be weighed against its disadvantages, especially

for mild illnesses or injuries that can be easily managed.Care should be taken to minimize spread of pathogensfrom ill animals to healthy animals by observing ap-propriate biocontainment measures. Incurably ill ani-mals or ill or injured animals with unrelievable pain ordistress should be humanely killed as soon as possible.Unexpected deaths should be reported to the attend-ing veterinarian. Dead animals are potential sources ofinfection and should be disposed of promptly by a com-mercial rendering service or other appropriate means(e.g., burial, composting, or incineration), followingapplicable state and local ordinances and regulations.Postmortem examination of fresh or well-preserved ani-

mals may provide important animal health informationand aid in preventing further losses. When warranted,waste and bedding that have been removed from a siteoccupied by an animal that has died should be movedto an area that is inaccessible to other animals and thesite appropriately disinfected.

Medical Records

An important component of an agricultural animalhealth program is maintaining records that can beused to monitor animal health events, both physical

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and behavioral health events, as well as outcomes andlevels of production. Medical records should complywith the American College of Laboratory Animal Med-icine (ACLAM) (www.aclam.org/print/position_me-drecords.pdf) statement on medical records (Field etal., 2007).

Group health records may be appropriate for animalsthat are kept as cohorts (e.g., in a colony, school, flock,

herd, or room), particularly when animals undergo pe-riodic evaluation by means of examining several repre-sentative individuals of the group. The institution, un-der the guidance of the attending veterinarian, shoulddetermine the method(s) by which medical records aremaintained. Oversight of medical records is the respon-sibility of the attending veterinarian and the IACUC.When institutional representatives determine that amedical record should be created, the record typicallycontains the following information:

1. Identification of the animal(s) or group(s);2. Clinical information, such as the animal’s

behavior, results of physical examinations,and observed abnormalities, illnesses, and/orinjuries;

3. Immunizations and other prophylactictreatments and procedures;

4. Documentation and interpretation ofdiagnostic tests;

5. Documentation of research interventions;6. Treatments prescribed and administered;7. Clinical response and follow up information;8. Descriptions of surgical procedures, anesthesia,

analgesia, and perioperative care;9. Methods used to control pain and distress;10. Documentation of resolution;11. Documentation of euthanasia or other

disposition; and12. Necropsy findings if necropsy is indicated.

The record system must be structured so that infor-mation is easily collected, gathered, analyzed, summa-rized, and available to the veterinarian, the principalscientist, and the IACUC. The ACLAM statement onMedical Records for Animals used in Research Teachingand Testing suggests that:

Notations in the medical record should be madeby individuals who have administered treatments,or made direct observations or evaluations of theanimal(s) or their diagnostic results, or their des-ignee. Individuals typically responsible for mak-ing notations in the record include veterinary staff(veterinarians and/or veterinary technicians), ani-mal husbandry staff (animal care staff, managers,supervisors), and research staff (e.g., principal in-vestigators, study directors and/or research tech-nicians). All entries in the record should be dated,indicate the originator of the entry (e.g., initials,

signature, and electronic signature) and be legibleto someone other than the writer.

Vermin Control

Refer to Chapter 3: Husbandry, Housing, and Bios-ecurity for information on vermin control.

SURGERY

Multiple Major Surgical Procedures

The ILAR Guide differentiates major from minorsurgery as follows: “Major survival surgery penetratesand exposes a body cavity or produces substantial im-pairment of physical or physiologic functions (i.e., lapa-rotomy, thoracotomy, craniotomy, joint replacement,and limb amputation). Minor survival surgery does notexpose a body cavity and causes little or no physicalimpairment (i.e., wound suturing; peripheral-vessel can-

nulation; such routine farm-animal procedures as cas-tration, dehorning, and repair of prolapses; and mostprocedures routinely done on an “outpatient” basis inveterinary clinical practice).” Minimally invasive sur-gery such as laparoscopy may benefit the animal rela-tive to traditional surgical techniques.

Performance of more than one major survival surgi-cal procedure on a single animal is discouraged but maybe necessary to ensure or maintain the health of the an-imal. Long-lived animals may undergo multiple majorsurgeries, such as a cow that requires surgery for cor-rection of displaced abomasum and cesarean section fortherapeutic purposes. Multiple major survival surgeries

performed for nontherapeutic reasons should be per-formed only when justified and must be reviewed andapproved by the IACUC. Multiple major surgeries thatproduce minor physiologic or physical impairment andreduce overall animal use, such as multiple endoscopiclaparotomies in sheep for reproductive purposes, mightbe appropriate. Likewise, multiple surgical proceduresmight be justified when they are related componentsof the same project (e.g., cannulation of the digestivetract at several locations).

Anesthesia and Analgesia

Certain animal husbandry-related procedures (stan-dard agricultural practices) may be conducted withoutanesthesia after consideration and approval by the IA-CUC. These procedures should be performed early in thelife of the animal in accordance with accepted veterinarypractices. When surgery is performed on older animals,appropriate anesthesia and sterile instruments should beused, trauma minimized, and hemorrhage controlled. Itis important that husbandry practices be established tominimize stress, prevent infection, and ensure the comfortof the animals during the recovery period. Specific recom-

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mendations for each species are provided in subsequentchapters.

The attending veterinarian should advise investiga-tors about the choice and use of analgesics and/or anes-thetics or any other pain- or distress-relieving measure,including recommended times for withholding of foodand water. After being trained and subsequently super-vised by a qualified scientist or veterinarian, technical

personnel may administer anesthetics and analgesics aspart of a research or teaching protocol. If a painful ordistressful experimental procedure must be conductedwithout the use of an anesthetic or analgesic becausesuch use would prevent collection of useful data, thismust be scientifically documented in the animal careand use protocol and approved by the IACUC.

Paralytic drugs (e.g., succinylcholine, other curari-form drugs) are not anesthetics. They must not be usedunless animals are in a surgical plane of anesthesia andthus unconscious. Use of paralytic agents must be justi-fied in the animal use protocol and appropriate moni-toring for depth of anesthesia described.

Tranquilizers are psychotropic substances that altermental processes or behavior but do not produce an-esthesia (Upson, 1985). These medications can reducethe dose of anesthetic required. When used alone, tran-quilizers should only be used to allay fear and anxiety.Their use may render restraint less stressful and enableanimals to adapt more easily to novel situations.

Surgery Personnel

Inappropriately performed surgical techniques or in-adequate postoperative care will result in unnecessary

pain and distress. Experimental surgery on agriculturalanimals should be performed or supervised by an expe-rienced veterinarian or his/her designee in accordancewith established protocols approved by an IACUC. In-stitutions must provide basic surgical training and op-portunities to upgrade surgical skills for persons whowill conduct or assist with experimental surgery. Thetraining program must be reviewed by the IACUC andunder the direction of the attending veterinarian or his/her designee. Training provided must be documentedand the competency of personnel assured.

Surgical Facilities and Aseptic Technique

Major survival surgeries should be performed in fa-cilities designed and prepared to accommodate surgerywhenever possible, and appropriate aseptic surgicalprocedures should be employed. Good surgical practiceincludes the use of surgical caps, masks, gowns, andgloves, as well as aseptic surgical site preparation anddraping. Sterile instruments must be used. Manufac-turers’ recommendations must be followed for chemicalsterilants. For nonsurvival surgeries, during which theanimal is euthanized before recovery from anesthesia,

it may not be necessary to follow all aseptic techniques,but the instruments and surrounding area should beclean.

Minor surgical procedures that do not penetrate abody cavity or produce substantial impairment (e.g.,wound suturing, peripheral-vessel cannulation, certainstandard agricultural practices) may be performed un-der less stringent conditions if performed in accord with

standard veterinary practices (Brown et al., 1993).Therapeutic and emergency surgeries (e.g., caesar-ean section, treatment of bloat, repair of displaced abo-masum) may sometimes need to be performed in agri-cultural settings that are not conducive to rigid asepsis.However, every effort should be made to conduct suchsurgeries in a sanitary or aseptic manner and to useanesthetics and (or) analgesics commensurate with therisks to the animal’s well-being. Research protocolsthat carry a high likelihood of the need for emergencysurgery should contain provisions for handling antic-ipated cases. Surgical packs and equipment for suchevents should be prepared and be readily available for

emergency use.

Postsurgical Care

Appropriate facilities should be available for animalsthat are recovering from general anesthesia and majorsurgery. The following are required:

• Segregation from other animals until recoveryfrom anesthesia;

• Clean and sanitary recovery area;• Adequate space, with consideration for physical

comfort and well-being of the animal, in a placesuitable for recovery from anesthesia withoutinjury (e.g., a room or stall with protective cov-ering on floors and walls);

• Environmental controls sufficient to ensuremaintenance of environmental temperaturewithin the thermoneutral zone and animal tem-perature within the normal range during post-surgical recovery; and

• Trained personnel for postsurgical observationto help to ensure a safe recovery.

• Postsurgical observation should be provideduntil the animal is fully recovered from anes-

thesia, ambulatory, and able to safely return toits original housing location.

Signs of Pain and Distress

Pain is a sensation of discomfort that may lead todistress and feelings of urgency. Although pain anddistress in animals can often be detected by an expe-rienced observer, these conditions can sometimes beunapparent, especially in stoic animals. When unan-ticipated pain and (or) distress are detected, animal-



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care attendants or research staff should take immediateameliorative action as necessary and contact the at-tending veterinarian.

Pain can be one of the earliest signs of disease or injury. Animals in pain may become less active, restless,may continually get up and down, and refuse to stay inone place, reduce feed consumption, grind their teeth,or vocalize. Some animals become less active, whereas

others appear frightened or agitated. Animals in painmay resist handling or favor the painful area by adopt-ing an abnormal stance or abnormal behavior.

In some cases, pain may not be noticed until a physi-ological act is induced such as swallowing, coughing,chewing, or defecating. The observer should try to de-termine whether pain appears to be constant or associ-ated with a provoking act. Sudden, severe pain is oftenassociated with fractures, rupture or torsion of visceralorgans, or acute inflammatory processes and should beconsidered an emergency.

Relief of pain and/or distress in agricultural animalsinvolves removing or correcting the inciting cause when

possible, administering appropriate analgesics, and tak-ing steps to reduce stimulation of pain receptors (e.g.,immobilizing a fracture, elevating an injured claw bysecuring a wood block under the opposite claw). Reliefof pain should be one of the first tasks of the attendingveterinarian, adhering to the following principles (Ra-dostits et al., 1994):

• Relief of pain is a humane act;• Relief of pain must be initiated promptly once

it is deemed necessary;• It may be necessary to protect animals in pain

from self-injury.

The attending veterinarian must be familiar with an-algesics labeled for use in agricultural animals and mustbe able to prescribe and establish withdrawal times forextra-label use of analgesics when indicated. Animalswith severe or chronic pain that cannot be alleviatedmust be euthanized.

ZOONOSES

For the purposes of this guide, zoonotic diseases aredefined as infectious diseases in agricultural animalsused in research and teaching that can be transmitted

to humans and a natural reservoir for the infectiousagent is an agricultural animal. Table A1 in Appendix2 contains a list of many, but not all, zoonotic patho-gens, mode of transmission, disease signs in ruminants,and disease signs and symptoms in humans. A currentlist and incidence of notifiable diseases such as Q-fever(Coxiella burnetii ) may be obtained from the US Cen-ters for Disease Control and Prevention (http://www.cdc.gov/).

The attending veterinarian, working with the animalscientists, should establish appropriate preventive med-icine programs and husbandry practices to decrease the

likelihood of transmission of zoonotic agents. Each in-stitution must have an appropriate occupational healthand safety program for evaluating the human healthrisks associated with animal contact and must takesteps to ensure that health risks for each individual areassessed and managed to an acceptable level.

RESIDUE AVOIDANCEResidues of 3 groups of chemicals must be prevented

from occurring in research animals if those animals, ortheir products, are going into the human food chain.These are 1) approved drugs used according to di-rections on the label, 2) drugs used in an extra-labelfashion, and 3) other chemicals such as herbicides, pes-ticides, and wood preservatives. The Food Animal Resi-due Avoidance Database (FARAD; http://www.farad.org/) is a project sponsored by the USDA CooperativeState Research, Education and Extension Service. TheFARAD Compendium of FDA Approved Drugs provides

information about drugs that are available for treat-ing animal diseases, the withholding times for milk andeggs, and preslaughter withdrawal times for meat. In-formation about the drugs approved for use in foodanimals in the United States is included in this onlinedatabase (http://www.farad.org/). The FARAD com-pendium allows selection of over-the-counter productsthat satisfy particular needs as well as alerts to theneed for veterinary assistance with prescription drugs;FARAD also supplies estimated meat and milk with-drawal times for extra-label use of drugs.

Drug administration to animals destined to enter thefood chain requires special consideration. Before animals

may be slaughtered for human or animal food purposes,time must be allowed for medications, drugs approvedby the Food and Drug Administration (FDA), or sub-stances allowed by the FDA for experimental testingunder the Investigational New Animal Drug (INAD)exemption to be depleted from the tissues. Such use isonly permitted when it adheres to the regulations in theAnimal Medicinal Drug Use Clarification Act of 1994,Public Law 103-396 (http://www.fda.gov/cvm/amdu-catoc.htm). A record of the product used, dose, routeof administration, duration of treatment, and period ofwithdrawal must be maintained. Adherence to properwithdrawal times must be ensured before animals are

transported to the auction, market, or abattoir.

Drug Storage and Control

Pharmaceuticals intended for use in food-producinganimals must be managed responsibly. Storage shouldbe in an area that is clean and dry and that offersprotection from changes in temperature, sunlight, dust,moisture, and vermin. The manufacturer’s labelingshould be consulted for specific information regardingappropriate storage conditions and product shelf-life.In addition, the integrity of product containers should

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be periodically evaluated to assess for potential leakageor contamination of the stored product. Products indamaged containers or with missing or illegible labelsshould be disposed of properly.

To minimize the potential for treatment errors, prod-ucts should be physically segregated according to in-dicated use, with special attention to separate drugsthat are intended only for animals of a certain age or

production state (e.g., lactating, nonlactating, preg-nant, neonate). For large inventories, separate storagecabinets for each group of products will further reducethe opportunity for errors in selection and use. Whennecessary, lockable storage units should be used to pre-vent access by unauthorized persons.

Record Keeping

Records of all potentially harmful products used inthe facility, their storage, their use, and their disposalshould be maintained. Such record keeping should be

similar to the quality assurance programs used by re-sponsible farmers in the food animal industry. If usedin accord with the label and with allowance for thecorrect withdrawal time, approved drugs should not re-sult in violative residues. Record-keeping and manage-ment should be audited and should confirm that drugsare not outdated and that the directions on the labelhave been followed. Records should be maintained forat least 3 months or in timelines consistent with stateand federal requirements as they apply.

Quality Assurance Programs

The food animal industries have developed severalquality assurance programs such as the Milk and DairyBeef Quality Assurance Program (AgriEducation Inc.,Stratford, IA), the Beef Quality Assurance Program(National Cattlemen’s Beef Association, Englewood,CO), the United Egg Producers Five Star Quality As-surance Program (UEP, Atlanta, GA), the Pork QualityAssurance Program (National Pork Producers Council,Des Moines, IA), and the Veal Producer Quality Assur-ance Program (American Veal Association, Harrisburg,PA). Agricultural research or teaching programs usinganimals that may be slaughtered for human consump-

tion must institute quality assurance programs that areequivalent or superior to those used in the food animalindustries. Many food animal industries, private corpo-rations, and humane organizations have also developedanimal welfare assurance programs that should be ref-erenced.

Regulatory Oversight

In the event that animals are given a new animaldrug for investigational purposes, no meat, eggs, or milkfrom those animals may be processed for human food,

unless authorization has been granted by the FDA orthe USDA, and an appropriate INAD exemption fromthe FDA has been obtained for use of the investiga-tional drug. In such cases, the investigator must followspecifications outlined in the INAD. The authorizationto process meat, eggs, or milk from such animals forhuman food will depend on the development of datato show that the consumption of food from animals so

treated is consistent with public health considerationsand that the food does not contain the residues of harm-ful drugs or their metabolites. In the event that animalsare given a new animal drug, no meat, eggs, or milkfrom those animals may be processed for human foodconsumption under any circumstances. Proper methodsof disposal of such meat, eggs, and milk may include in-cineration, burial, or other procedures ensuring safety,sanitation, and avoidance of the human food supply.

Extra-Label Use

The use of different dosages, formulations, or routesof administration, or the treatment of animals for con-ditions not specifically mentioned on the product label,constitutes extra-label use. Such use may be consideredby licensed veterinarians when the health of the ani-mal is immediately threatened and when suffering ordeath would result from failure to treat the affectedanimal. Such use is only permitted when it adheresto the regulations promulgated by the FDA under theAnimal Medicinal Drug Use Clarification Act (AMD-UCA) of 1994, Public Law 103-396. The major prin-ciples guiding such use are that 1) there must be a validrelationship between veterinarian, client, and patient,

and 2) there must be an adequate safety margin in thewithdrawal time that is based on the most completepharmacokinetic data available. The FDA should becontacted whenever guidance is needed.

Organic Farming

Some institutions have organic farming components.The US National Organic Standards state that “pro-ducers must not withhold medical treatment from asick animal to maintain its organic status. All appro-priate medications and treatments must be used to re-

store an animal to health when methods acceptable toorganic production standards fail.” It is important thatresearch animals managed under organic standards beprovided prompt and adequate health care as necessaryeven if the animal will, as a result, be removed fromorganic production.

Hazardous Chemicals

There are many chemicals used on farms and in agri-cultural research establishments that could potentiallyresult in residues in the meat, milk, or eggs of animals



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exposed to these chemicals. Examples are pesticides forinsect control, herbicides, poisons for rodent control,wood preservatives, and disinfectants. Harmful prod-ucts should be properly labeled and stored, a recordof their purchase and expiration dates should be kept,and personnel must be informed of potential hazardsand wear appropriate protective equipment. Chemicalsmust be stored, used, and disposed of in a manner that

prevents contamination of animals and residues in milk,meat, or eggs.

RESTRAINT

Brief physical restraint of agricultural animals for ex-amination, collection of samples, and a variety of otherexperimental and clinical manipulations can be accom-plished manually or with devices such as stocks, headgates, stanchions, or squeeze chutes. It is important thatsuch devices be suitable in size and design for the ani-mal being held and be operated properly to minimize

stress and avoid pain and injury (Grandin, 1983a,b).Refer to Chapter 5: Animal Handling and Transportfor additional information. Personnel should be trainedon the use of hydraulically operated restraint devicesto prevent potential injury. Extended physical restraintshould be reviewed and approved by the IACUC.

TRANSGENIC AND GENETICALLY

ENGINEERED AND CLONED

ANIMALS

Recent years have seen a growing interest in the de-

velopment and use of transgenic and genetically modi-fied agricultural animals for agricultural and humantherapeutic purposes. A transgenic animal is one thatcarries a foreign gene that has been deliberately insertedinto its genome. Genetically engineered animal modelsrequire deliberate modification of the animal genomeby moving a desired trait into the genome. These modi-fications are accomplished by microinjection, retroviraltransfection, and a variety of other techniques.

It is important not to confuse genetically engineeredanimals with cloned animals. Genetically engineeredanimals may be produced by cloning as well as other

techniques noted above. The progeny of cloned animalsare not properly termed “cloned animals.” It is also im-portant to distinguish between research and commer-cial application of cloning techniques. Cloning technol-ogy has been reviewed by the FDA and is one of severalcommercially available assisted reproductive technolo-gies including in vitro fertilization and embryo trans-fer (FDA, 2008, 2009). As advancements in researchcontinue and new technologies are developed, specificconsiderations may need to be made for the care anduse of agricultural animals.

Both transgenic and genetically engineered animalmodels may have physiologic or phenotypic problems

including abortions, large offspring, enlarged umbilicus,retained placenta, hydrops, multiple births, and placen-ta deformities. The scientist is responsible for identify-ing physiologic and phenotypic changes and must havea plan to address changes that affect animal health tofacilitate and ensure animal welfare.

The US FDA is responsible for approving the use ofgenetically modified foods in the United States under

the Food, Drug, and Cosmetic Act of 1992 (FDCA; 21U.S.C. §301 et seq).

EUTHANASIA

Protocols for euthanasia should follow current guide-lines established by the American Veterinary MedicalAssociation (AVMA; www.avma.org) and copies ofthe protocols should be made available to all person-nel who euthanize animals. The agents and methodsof euthanasia appropriate for agricultural animals areavailable in the AVMA (2007) Guidelines for Eutha-

nasia (http:www.avma.org/issues/animal_welfare/euthanasia.pdf) or subsequent revisions of that docu-ment. Refer to Chapters 6 through 11 for species-spe-cific information on euthanasia and slaughter.

Euthanasia is the procedure of killing an animal rap-idly, painlessly, and without distress. Euthanasia mustbe carried out by trained personnel using acceptabletechniques in accordance with applicable regulationsand policies. The method used should not interfere withpostmortem evaluations. Proper euthanasia involvesskilled personnel to help ensure that the technique isperformed humanely and effectively and to minimizerisk of injury to people. Personnel who perform eutha-

nasia must have training and experience with the tech-niques to be used. This training and experience mustinclude familiarity with the normal behavior of agri-cultural animals and how handling and restraint affecttheir behavior. The equipment and materials requiredto perform euthanasia should be readily available, andthe attending veterinarian or a qualified animal scien-tist should ensure that all personnel performing eutha-nasia have demonstrated proficiency in the use of thetechniques selected.

Acceptable methods of euthanasia are those that ini-tially depress the central nervous system to ensure in-sensitivity to pain (Canadian Council on Animal Care,

1980). Euthanasia techniques should result in rapid un-consciousness followed by cardiac or respiratory arrestand the ultimate loss of brain function. In addition, thetechnique used should minimize any stress and anxi-ety experienced by the animal before unconsciousness(AVMA, 2007). For this reason, anesthetic agents aregenerally acceptable, and animals of most species canbe quickly and humanely euthanized with the appropri-ate injection of an overdose of a barbiturate. Certainother methods may be used for euthanasia of anesthe-tized animals because the major criterion (insensibility)has been fulfilled (Lucke, 1979).

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Physical methods of euthanasia (e.g., penetratingcaptive-bolt devices for large animals) may be used. Ev-ery attempt should be made to minimize stress to theanimal before euthanasia. Personnel must be trained onthe proper use of the captive bolt per species, and thecaptive bolt device must be appropriately maintained.

Electrocution is an acceptable means of euthanasiaif the electrodes are placed so that the current travels

through the brain and through the heart. Methods inwhich the current is directed through the heart only arenot acceptable (www.grandin.com). It is imperative toensure that the animal is indeed dead (i.e., no heart-beat and no possibility of recovery). Techniques thatapply electric current from head to tail, head to foot,or head to moistened metal plates on which the animalis standing are unacceptable (AVMA, 2007).

Agents that result in tissue residues cannot be usedfor euthanasia of animals intended for human or ani-mal food unless those agents are approved by the FDA.Carbon dioxide is the only chemical currently used foreuthanasia of food animals (primarily swine and poul-

try) that does not lead to tissue residues. The carcassesof animals euthanized by barbiturates may contain po-tentially harmful residues and should be disposed of ina manner that prevents them from being consumed byhuman beings or animals.

No matter what method of euthanasia is performed,personnel must ensure that death has occurred. Assur-ance of death may include ascertaining the absence ofheartbeat and respiration, lack of corneal or other re-flexes, and lack of physical movement. Personnel shouldbe trained on how to assure death in animals.

Humane Slaughter

Slaughter of animals entering the human food chainmust be accomplished in compliance with regulationspromulgated under the federal Humane Methods ofSlaughter Act (9 CFR. 313.1–90; CFR, 1987). Theseregulations outline the requirements for the humanetreatment of livestock before and during slaughter(http://www.animallaw.info/administrative/adus9c-fr313.htm). The Food Safety and Inspection Service isthe agency within the USDA responsible for ensuringcompliance with this Act.

When stunning is used during slaughter, stun-

ning must be done appropriately and effectively. Allequipment for stunning must be properly maintained,and personnel performing stunning must be properlytrained, including instruction in assessing insensibility.

The use of carbon dioxide alone or in combination withother gaseous inhalants remains controversial.

REFERENCES

American College of Laboratory Animal Medicine (ACLAM). 2004.Public Statements: Medical records for animals used in re-search, teaching and testing. http://www.aclam.org/aclam_

public.html.AVMA. 2007. Guidelines on Euthanasia. http://www.avma.org/is-sues/animal_welfare/euthanasia.pdf

Brown, M. J., P. T. Pearson, and F. N. Tomson. 1993. Guidelinesfor animal surgery in research and teaching. Am. J. Vet. Res.54:1544–1559.

Canadian Council on Animal Care. 1980. Guide to the Care andUse of Experimental Animals. Vol. 1. Can. Counc. Anim. Care,Ottawa, ON, Canada.

CFR. 1987. Title 21 CFR Parts 511 and 514. US Govt. Printing Of-fice. Washington, DC.

FDA. 2008. Animal Cloning: A Risk Assessment, FDA, 2008.http://www.fda.gov/downloads/AnimalVeterinary/SafetyHealth/AnimalCloning/UCM124756.pdf

FDA. 2009. FDA Guidance 187: Guidance for Industry on Regula-tion of Genetically Engineered Animals Containing HeritableRecombinant DNA Constructs; Availability. Docket No. FDA-2008-D-0394. Fed. Regist. 74(11):3057–3058.

Field, K., M. Bailey, L. Foresman, R. Harris, S. Motzel, R. Rockar,G. Ruble, and M. Suckow. 2007. Medical Records for Animalsused in Research, Teaching and Testing: Public Statement fromthe American College of Laboratory Animal Medicine. ILARJ. 48:37–41.

Grandin, T. 1983a. Design of ranch corrals and squeeze chutes forcattle. Pages 5251.1–5251.6 in Great Plains Beef Cattle Hand-book. Cooperative Extension Service, Oklaho

care and use of agricultural animals in research

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