ca events swift 15022 - bnp paribas
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Table of Contents
SWIFT ISO 15022 MESSAGES
Corporate Actions
relating to
SWIFT Release 2012December 2012
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The information contained in this document may not be reproduced in any form without the express permission of BNP Paribas SecuritiesServices and, in the case of such authorised use, care must be taken to ensure that this is a form which accurately reflects the informationpresented herein.
Whilst BNP Paribas Securities Services believes that the information is correct at the date of issue, no warranty or representation is given tothis effect and no responsibility can be accepted by BNP Paribas Securities Services to any intermediaries or end users for any action takenon the basis of the information.
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TABLE OF CONTENTS:
1- INTRODUCTION .................................................................................................................................................................... 5
OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE .................................................................................................................................................................................... 6
2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE ................................................................................... 8
2.1 - CORPORATE ACTIONS MANDATORY ....................................................................................................................................................................................................... 8
A. A. Mandatory Corporate Actions with securities movements: ......................................................................................................................... 8
Mandatory Corporate Actions with debit and credit securities movements ........................................................................................................................................... 8
Mandatory Corporate Actions with credit securities movements only .................................................................................................................................................. 17
B. B. Mandatory Corporate Actions with cash only: ............................................................................................................................................ 25
C. Mandatory Corporate Actions with cash & securities: ........................................................................................................................................................................ 35
2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS ....................................................................................................................................................................................... 45
C. A. Voluntary Corporate actions with rights distribution or ex date ............................................................................................................... 45
Voluntary Corporate actions with rights distribution ............................................................................................................................................................................... 45
3 - MT 567 CONFIRMATION INSTRUCTION ............................................................................................................................ 74
ACCEPTED Status .................................................................................................................................................................................................................................. 74 REJECTED Status ...................................................................................................................................................................................................................................... 78 CANCELLED Status ................................................................................................................................................................................................................................... 82 PENDING Status........................................................................................................................................................................................................................................ 85
4 - MT566 PAYMENT CONFIRMATION .................................................................................................................................... 89
Payment with Cash Credit Only ................................................................................................................................................................................................................. 89 Payment with Securities movements ........................................................................................................................................................................................................ 94
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Payment with Cash and Securities Movements ....................................................................................................................................................................................... 99
5 - MT568 MESSAGES ............................................................................................................................................................ 105
MT568 Corporate Actions on Flows of Creation: ................................................................................................................................................................................... 105
MT568 Corporate Actions on Flows of Mutation ................................................................................................................................................................................... 109 MT568 Clients FOREX Confirmation .................................................................................................................................................................................................... 113 MT568 DEPOSITORY FOREX CONFIRMATION ............................................................................................................................................................................... 117
MT568 PREMIUM ....................................................................................................................................................................................................................................... 120
6 - MT508 BLOCKING / UNBLOCKING..................................................................................................................................... 123
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1- INTRODUCTION
We are pleased to present our SWIFT ISO 15022 Messages Standard for Corporate Actions. This user guide provides some templates ofcorporate action SWIFT messages for the local custody product line of BNP Paribas.
How to use this booklet:
This booklet provides detailed templates of the MT 56X messages sent to you, sequence by sequence and field by field. It shows themandatory or optional presence of the sequence or field.
A sequence or a subsequence can be: 1) reported (Mandatory) or 2) reported in specific cases (Optional) or 3) never reportedby BNP Paribas Securities Services (Not used)
A field is considered as mandatory if this is a mandatory field for Swift or if an optional field has been made mandatory for BNPParibas for processing purposes.
The Following information is given for every field:- Qualifier (SWIFT standard)- Field definition (SWIFT definition)- Content (SWIFT description)- Example (SWIFT format, examples are related to BNP Paribas activity)
- Comments (BNP Paribas): please read this column carefully, explanation, use and restrictions are detailed here.
Should you need more information on the contents of this document, please contact us.
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OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE
Messages are sent for each safekeeping custody account that you own with BNP Paribas, except for the pre-announcement where you havethe choice to receive messages either for one account or for a set of your accounts (called client ID).
Message content Subscription Trigger Frequency
PRE-ANNOUNCEMENT (MT564)Description of the event as soon asavailable by BNP Paribas
For subscriptions only, with the following twooptions:
- message sent on position only or systematicsending- message sent per safekeeping account orper client ID
Sent upon receipt of the event by BNPParibas
Online
ANNOUNCEMENT (MT564)Details of event and eligible position senton first eligibility date
For subscriptions only for Mandatory CorporateActions
NB: subscription is not needed for VoluntaryCorporate Actions
Sent on first eligibility date of thecorporate action
Sent on overnight batch or online
CHANGE OF ELIGIBILITY (MT564)
only sent for VOLU CA
Information about any change impactingeligible positions
Message sent for Voluntary Corporate Action forsubscriptions only with the following option:
- message sent on overnight batch or online
Sent when eligible positions areupdated with eligible receipts ordeliveries of securities concerned bythe event
Sent on overnight batch or online
REMINDER (MT564)
only sent for VOLU CA
Reminder that all or part of eligibleposition is uninstructed for voluntaryevents
Message sent for VOLU Corporate Action forsubscriptions only
Sent at Day-2, Day-1 and Day ofclients deadline date and as long aspart of the eligible position isuninstructed
Sent on overnight batch
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Message content Subscription Trigger Frequency
CASH PREADVICE (MT564)Details of the cash movements including
Forexgenerated by the event
For subscriptions only with the following twooptions:- Offset of sending may be chosen at Day-3 or
Day-2 or Day-1 of payment date- Re-sending of the message can be chosen:
either the Pre advice is re-sent for any changeon the message or the Pre advice is re-sent forany change except a position change
Sent upon subscription either at D-3,D-2 or D-day before payable date.
Depending of subscription option, thepre-advice is resent :- for any change on the messageor- for any change except entitledposition
For clients with FOREX, one cash pre-advice will be systematically resent onpayable date morning
Sent on overnight batch
PAYMENT CONFIRMATION (MT566)Payment of the corporate action (cashamounts always in the event currency)
Systematic sending (subscription is not required)Sent upon payment of the corporateaction
Sent on overnight batch or online
FOREXCONFIRMATION(MT 568)
Additional information to the payment :
Forexdetails and cash movementsresulting from depository Forexorclients Forex
Systematic sending (subscription is not required)message linked to payment confirmation MT566
Sent upon receipt of depository or
clients ForexrateSent online
CA ON FL OWS CONFIRMATION(MT 568)
Additional message to the clearingmessage in case of corporate action onflows
For subscriptions onlySent upon settlement of the trade (inaddition to the clearing message)
Sent online
TAX CREDIT & PREMIUM ADVICE(MT 568) Tax notice of capital gainTax credit For subscriptions only Sent when tax credit or premium istriggered on the corporate action Sent on overnight batch or online
SECURITIES BLOCKING ADVICE(MT508)
Advice of blocking on old shares For subscriptions onlySent when a blocking movement istriggered on old shares on thecorporate action
Sent on overnight batch
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2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE
2.1 - CORPORATE ACTIONS MANDATORY
A. Mandatory Corporate Actions with securities movements:
Mandatory Corporate Actions with debit and credit securities movements
Mandatory Corporate Actions such as: Assimilation (PARI), Stock Split (SPLF), Reverse Stock (DVSE), Merger (MRGR), Scrip DivIDend (DVSC),Conversion (CONV), Automatic warrants exercise (EXWA) and Redenomination (REDO) or ) or Credit Event (CREV), for which there is a debit of oldsecurities and a credit of new securities will be announced according to the below template:
SEQUENCE A: Mandatory General Information
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M GENLStart of the General Informationblock
Qualifier GENL :16R:GENL
20C M CORP Corporate action referenceQualifier CORPfollowed by //Corporate Action Reference
:20C::CORP//16x
20C M SEME Senders Reference NumberQualifier SEMEfollowed by // BNPParibas Reference
:20C::SEME//16x
23G M
NEWM NEWM: New notificationQualifier NEWMwhen new first
message
:23G:NEWMUse of all message functions from NEWM to REPE
Can be followed by the sub function: COPY This is amessage sent simultaneously with the original message,as a copy.REPL
REPLreplacement of preliminaryinformation previously sent
Qualifier REPLwhen replacementmessage
:23G:REPL
WITHWITH to cancel a notice alreadysent
Qualifier WITH when cancellationby the market
:23G:WITH
CANCCANCto confirm a BNP Paribascancellation
Qualifier CANCwhen cancellationby BNP Paribas
:23G:CANC
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
REPE REPEonly for cash Pre-adviceQualifier REPEwhen cash
Pre-advice
:23G:REPE
22F M CAEV Corporate action event indicatorQualifier CAEV followed by //qualified generic field indicator
:22F::CAEV//xxxxex : :22F::CAEV//CREV
22F M CAMV Mandatory/ Voluntary indicatorQualifier CAMVfollowed by //qualifiedMAND
:22F::CAMV//MAND
25D MPROC
Processing status
Qualifier PROCfollowed by // PRECfor preliminary information or COMPfor complete information or
PREUfor preliminary andunconfirmed information
:25D::PROC//PRECor:25D::PROC//COMP
Or:25D::PROC//PREU
Milan : not used
OPTIONAL SUB SEQUENCE A1: Linkages: Subsequence used if in sequence A , field 23G is different f rom NEWM (Ex: REPL, CANC, WITH, or REPE)
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M LINK Start of the linkage block Qualifier LINK :16R:LINK
22F O LINK Linkage Type IndicatorQualifier LINKfollowed by //codeword INFO
:22F:LINK//INFO
13A O LINKNumber ID of the MT of thelinked transaction
Qualifier LINKfollowed by // thetype of transaction which is linkedto this one Populated as564when a MT564 has beenpreviously sent
:13A::LINK//564
20C M PREV Previous reference
Qualifier PREVfollowed by // theSEME of the previous message orin case of COPY message : thecorporation action ID
:20C::PREV// 16xor:20C::PREV// CA ID (for COPY)
16S M LINK End of the linkage block Qualifier LINK :16S:LINK
16S M GENLEnd of the General Informationblock
Qualifier GENL :16S:GENL
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SEQUENCE B :MANDATORY UNDERLYING SECURITIES:PARENTS SECURITY GENERATING THE CORPORATE ACTION
FieldBNP Paribas
Status
Qualifier Field Definition Content Example Comments
16R M USECUStart of Underlying Securitiesblock
Qualifier USECU :16R:USECU
35B MIdentification of FinancialInstrument
TheISINcode + securitydescription
:35B: ISIN GB00B0D09R62/HENDERSON GBL INVS
Rare in case of several old shares:The ISIN code is the main ISIN code for the corporate action.For announce only: the ISIN codes of the other securitiesalong with the details of t heir eligible position will be reportedin tag 70E (ADTX) of sequence D.
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OPTIONAL SUB SEQUENCE B1:FINANCIAL INSTRUMENTATTRIBUTES:This sub-sequence will be activated only when the underlying security is a debt instrument
Field BNP ParibasStatus
Qualifier Field Definition Content Example Comments
16R M FIA Start of FIA block Qualifier FIA :16R:FIA
12A O CLAS Type of Financial Instrument QualifierCLAS :12A::CLAS Milan:Only the first and the second characters of the CFIcategory can be used.
94B O PLIS Place of listing Qualifier PLIS followed by // EXCH
(for Stock Exchange)/ MIC (Marketidentification Code of security)
:94B::PLIS//EXCH/ALXP
Only for underlying securities Bonds or Notes
11A O DENO Currency of DenominationQualifier DENOfollowed by //currency of debt instrument
:11A:: DENO//XXX
98A O MATU Maturity dateQualifier MATUfollowed by // andthe maturity date
:98A::MATU//YYYYMMDD
98A O ISSU Issue dateQualifier ISSUfollowed by // and
the issue date:98A::ISSU//YYYYMMDD
16S M FIA End of FIA block Qualifier FIA :16S:FIA
MANDATORY SUB SEQUENCE B2:ACCOUNT INFORMATION:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M ACCTINFOStart of the account informationblock
QualifierACCTINFO :16R:ACCTINFO
97A M SAFESafekeeping Account of the client
(depending on its subscription)
In option A : Qualifier SAFEfollowed by // and account numberorIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number
:97A::SAFE//99999L
:97A::SAFE//GENR3893717
If the client has subscribed for pre-announcement MT564per client ID , then the field will be populated with the sub-
qualifier GENR + client ID
Otherwise this is the clients security account (long code orshort code depending on client subscription).
The client can subscrive for a reporting eventNotification_information_consolidated For this messaegthe consolidated and not the detailed position will bereported.The qualifier GENR will be reported tegether with clientID.
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
94A O SAFE Place of safekeeping
In option F : Qualifier SAFEfollowed by //Place Code and BICcodeorIn option B : Qualifier SAFEfollowed by//Place Code anddepositary country
:94F::SAFE//CUST/PBESXXX or
:94B::SAFE//SHHE/ES or
:94F::SAFE//ICSD/CEDELULL
Rules about population of place types:
CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found
for the depositary, it is followed by the ISO countrycode of the depositary
ICSD is used for EUROCLEAR Luxembourg orCLEARSTREAM
Frankfurt:
94B::SAFE/PARB/CBFF/
94B::SAFE/PARB/CBLU/
93A O ELIG Eligible position of the client
In option B : Qualifier ELIGfollowedby: //FAMT face amountor //UNIT number of shares
Can be signed for negative position
:93B::ELIG//FAMT/800,
:93B::ELIG//UNIT/800,
:93B::ELIG//UNIT/N1000
In Pre-announcement all the positions are reported exceptthe ELIG one. Mandatory as from the announce
93A O SETTBalance of settled securities inyour safekeeping account
In option B : Qualifier SETTfollowed by: //FAMT face amount or//UNIT number of shares
Can be signed for negative position
:93B::SETT//FAMT/1000,
:93B::SETT//UNIT/1000,
:93B::SETT//UNIT/N1000,
Pre-announcement case: if the client has subscribed to aGENR pre-announcement, balance will be the sum of allthe safekeeping accounts under the client ID.Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder
93A O PENDBalance of securities pendingdeliveries
In option B : Qualifier PENDfollowed by: //FAMT// face amountor //UNIT //number of shares
This qualifier is never signed
:93B::PEND//FAMT/300,
:93B::PEND//UNIT/300,
Frankfurt: Current Pending Deliveries forNotification_information. Entitled Pending Deliveries forNotification_entitlement and remindeNot available for information schedules
93A O PENRBalance of securities pending
receipts
In option B : Qualifier PENRfollowed by: //FAMT// face amountor //UNIT //number of shares
This qualifier is never signed
:93B::PENR//FAMT/100,
:93B::PENR//UNIT/100,
Current Pending Receipts for Notification_information.Entitled Pending Receipts for Notification_entitlement andreminder
Not available for information schedules
93a O LOAN On loan Balance QualifierLOANfollowed by // andEligible or non eligible quantity on loan
:93B::LOAN//UNIT/100,
93a O BORR Borrowed balance QualifierBORRfollowed by // andEligible or non eligible quantity
borrowed
:93B::BORR//UNIT/100,
16S M ACCTINFO End of Account Information Block QualifierACCTINFO :16S:ACCTINFO
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16S M USECUEnd of Underlying Securities
block
Qualifier USECU :16S:USECU
Optional Sequence D: Opti onal Corporate Actions Details:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M CADETL Start and name of the block Qualifier CADETL :16R:CADETL
98AO
ANOU Announcement dateQualifierANOU followed by // andthe announcement date of event
:98A::ANOU//YYYYMMDD
98A
O
XDTE Ex-date
In option A: Qualifier XDTE followedby // ex date of eventIn option B: Qualifier XTDE followedby UKWN[SR2011]
:98A::XDTE//YYYYMMDD
Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : YesMilan :
CONV: No INCR, DECR : yes
Athens: Yes
98A
O
EFFDEffective date of detachmentevent
In Option A: Qualifier EFFDfollowed by // effective date
:98A::EFFD//YYYYMMDD
Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : NoMilan :
CONV only
Athens: Yes
98A
O
RDTE Record DateIn Option A: Qualifier RDTEfollowed by // and record date
:98A::RDTE//YYYYMMDD
Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : NoMilan :
CONV: No INCR, DECR : yes
Athens: REDO: No
98a O TSDT Trading suspend Date/Time In Option A:
Qualifier TSDTfollowed by // and lasttrade dateOrIn Option B:Qualifier TSDTfollowed by
OPENUKWN[SR2011]
:98A::TSDT//20070309
or:98B::TSDT//OPEN
Last trading date from the schedule
Frankfurt: Yes
Milan: Yes
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
98a O MEET Meeting date/time QualifierMEETfollowed by // andShareholders Meeting date
:98A::MEET//YYYYMMDD
98a O SXDT Special Ex-date/time QualifierSXDTfollowed by // andSpecial Ex-date/time
:98A::SXDT//YYYYMMDD
98A O RESU Result Publication QualifierRESUfollowed by // andResult publication date
:98A::RESU//YYYYMMDD
98A O LOTO Lottery date/Time Qualifie rLOTOfollowed by // anddate and/or time of lottery
:98A::LOTO// YYYYMMDD For CA Type DRAW only
22F O ESTA Corporate Action event stage QualifierESTAfollowed by // and .
:22F::ESTA//UNAC
or
:22F::ESTA//APPD
ESTA//APPD Approved at the relevant meeting through
consent or according to the terms of the event.
ESTA//SUAP Subject to approval at the relevant meeting
through consent or according to the terms of the CA event.
70E
OADTX Additional text
Option E: QualifierADTXwith theadditional text
:70E::ADTX//
16S M CADETL End of corporate detail sequence Qualifier CADETL :16S:CADETL
REPETITIVE OPTIONAL SEQUENCE E :CORPORATEACTIONS OPTIONS:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M CAOPTN Start and name of the block Qualifier CAOPTN :16R:CAOPTN
13AM
CAON CA option numberQualifier CAON followed by // andthe option number
:13A::CAON//001
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
22F
M
CAOP CA option codeQualifier CAOPfollowed by //SECU
:22F::CAOP//SECU
Frankfurt: SECU, CASH and CASEMilan:
CONV, for madatory conversion SECU FOR Increase, Decrease
Athens : SECU
22F
O
DISF Disposition of Fractions
Qualifier DISF followed by //
CINL, RDDN, RDUP, STAN, DIST,UKWN
:22F::DISF//CINL
or:22F::DISF//RDDNor
:22F::DISF//RDUPor:22F::DISF//STANor:22F::DISF//DIST
or22F::DISF//UKWN
Frankfurt: Yes
Milan: Yes
17BM
DFLT Default processing Flag Qualifier DFLTfollowed by // Y :17B::DFLT//Y
REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M SECMOVE Securities movements SECMOVE :16R:SECMOVE
22H M CRDBType of entries in order to specifyeither debit or credit
Qualifier CRDBfollowed //DEBT :22H::CRDB//DEBT
Note: Regarding Stock Split: depending on the market,there will only be a credit of NEW SHS and no movementof OLD.Regarding Reverse Stock Split: depending on the market,there will only be a debit of NEW SHS and no movementon OLD.This first part of subsequence E1 concerns new shares
35BM Identification code of the new
shares.ISIN+ ISIN code + Description ofSecurity
:35B:ISIN GB00B0D09R62/HENDERSON GBL INVS/
If new ISIN not known: /XX/ and description or ISIN ofprovisional security non negotiable.
16S M SECMOVE Securities movements End of subsequence :16S:SECMOVE
REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M SECMOVE Securities movements Start of subsequence :16R:SECMOVE
22HM
CRDBType of entries in order to specifyeither debit or credit
Qualifier CRDBfollowed by//CRED :22H::CRDB//CRED This second part of subsequence E1 concerns new shares
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
22H O TXAP Issuer/Offeror Taxability IndicatorQualifier TXAP followed by // andcode TXBL
:22H::TXAP//TXBL If security proceeds are taxable
35B M Identification code of the rights orold securities ISIN+ ISIN code + Description ofSecurity :35B:ISIN GB00B0D09R62/HENDERSON GBL INVS/
22F O DISF Disposition of fractionsQualifier DISFfollowed by// RDDNor RDUP or CINL
:22F::DISF//RDDN or RDUP orCINL
RDDN is used for rounding down to nearest integer ,RDUP for rounding up to nearest integerCINL is used for take cash in lieu of fractions,Frankfurt : YesMilan: NoAthens: No
92A O NEWORate: Quantity of new securitiesfor a given quantity of underlyingsecurities
Option D: Qualifier NEWOfollowedby the ratioorOption K: Qualifier NEWOfollowedby //OPEN (when ratio is unknown)
:92D::NEWO//2,/1,
:92K::NEWO//OPEN
98A M PAYD Payment date
Option A: Qualifier PAYDfollowedby the Payment dateOptions B: Qualifier PAYDfollowed
by OPEN (when payment date isnot determined)
:98A::PAYD//YYYYMMDD
:98B::PAYD//OPEN
Frankfurt : YesMilan: Yes
98A O DIVRDate on which new securities willbegin to accrue the value, or beentitled to a coupon
Option A: Qualifier DIVRfollowedby the coupon ranking date
:98A::DIVR//YYYYMMDD
16S M SECMOVE Securities movements End of subsequence :16S:SECMOVE
OPTIONAL SEQUENCE F:ADTX: ADDITIONAL INFORMATION:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M ADDINFO Start and name of the block QualifierADDINFO :16R:ADDINFO
70E O ADTX Additional textQualifierADTX followed by theadditional information
:70E::ADTX//
70
E O INCOSpecific conditions linked to theCA that cannot be formatted
Option E:
Qualifier INCO with the additionaltext
:70E::INCO//
70E O COMP
Information to be complied with.(Used for information conditionalto the account owner)
Option E:Qualifier COMPwith the additionaltext
:70E::COMP//
95A O MEREParty which is the finaldestination of the message
In option Q:Qualifier MEREfollowed by //nameof receiver of information
:95Q::MERE//corporate actiondept
16S M ADDINFO End of the block QualifierADDINFO :16S:ADDINFO
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Mandatory Corporate Actions with credit securities movements only
Mandatory Corporate Actions such as Bonus Issue (BONU), Spin Off (SOFF), Intermediate Securities Distribution (RHDI) or Credit Event (CREV) forwhich there is an only a credit of new securities will be announced according to the below template:
SEQUENCE A : MANDATORY GENERAL INFORMATION
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M GENLStart of the General Informationblock
Qualifier GENL :16R:GENL
20C M CORP Corporate action referenceQualifier CORPfollowed by //Corporate Action Reference
:20C::CORP//16x
20C M SEME Senders Reference NumberQualifier SEMEfollowed by // BNPParibas Reference
:20C::SEME//16x
23G M
NEWM NEWM: New notificationQualifier NEWMwhen new firstmessage
:23G:NEWMUse of all message functions from NEWM to REPECan be followed by the sub function: COPY This is a messagesent simultaneously with the original message, as a copy.REPL
REPL replacement of preliminaryinformation previously sent
Qualifier REPLwhen replacementmessage
:23G:REPL
WITHWITH to cancel a notice alreadysent
Qualifier WITH when cancellationby the market
:23G:WITH
CANCCANCto confirm a BNP Paribascancellation
Qualifier CANCwhen cancellationby BNP Paribas
:23G:CANC
REPE REPEonly for cash Pre-adviceQualifier REPEwhen cash Pre-advice
:23G:REPE
22F M CAEV Corporate action event indicatorQualifier CAEV followed by //qualified generic field indicator
:22F::CAEV//xxxx
22F M CAMV Mandatory/ Voluntary indicatorQualifier CAMVfollowed by //qualifiedMAND
:22F::CAMV//MAND
25D M PROC Processing status
Qualifier PROCfollowed by // PRECfor preliminary information or COMPfor complete informationPREUfor preliminary and
unconfirmed information
:25D::PROC//PRECor:25D::PROC//COMPOr
:25D::PROC//PREU
Milan : not used
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OPTIONAL SUBSEQUENCE A1:LINKAGES:SUBSEQUENCE USED IF,IN SEQUENCE A ,FIELD 23GIS DIFFERENT TO NEWM.
Field BNP ParibasStatus Qualifier Field Definition Content Example Comments
16R M LINK Start of the linkage block Qualifier LINK :16R:LINK
22F O LINK Linkage Type IndicatorQualifier LINKfollowed by //codeword INFO
:22F:LINK//INFO
13A O LINKNumber ID of the MT of the linkedtransaction
Qualifier LINKfollowed by // thetype of transaction which is linkedto this one Populated as564 whena MT564 has been previously sent
:13A::LINK//564
20C M PREV Previous reference
Qualifier PREV followed by // theSEME of the previous message orin case of COPY message : thecorporation action ID
:20C::PREV// 16xor:20C::PREV// CA ID (for COPY)
16S M LINK End of the linkage block Qualifier LINK :16S:LINK
16S M GENL End of the General Informationblock
Qualifier GENL :16S:GENL
SEQUENCE B :MANDATORY UNDERLYING SECURITIES:PARENTS SECURITY GENERATING THE CORPORATE ACTION
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M USECUStart of Underlying Securitiesblock
Qualifier USECU :16R:USECU
35B MIdentification of FinancialInstrument
TheISINcode + securitydescription
:35B:ISIN GB00B0D09R62/HENDERSON GBL INVS/
Rare in case of several old shares:The ISIN code is the main ISIN code for the corporate action.For announce only: the ISIN codes of the other securitiesalong with the details of their eligible position will be reportedin tag 70E (ADTX) of sequence D.
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OPTIONAL SUB SEQUENCE B1:FINANCIAL INSTRUMENTATTRIBUTES:This sub sequence will be activated only when the underlying security is a debt instrument
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M FIA Start of FIA block Qualifier FIA :16R:FIA
12A OCLAS Type of Financial Instrument
Qualifier CLAS :12A::CLASMilan:
Only the first and the second characters of the CFIcategory can be used.
94B O PLIS Place of listingQualifier PLIS followed by // EXCH(for Stock Exchange)/ MIC (Marketidentification Code of security)
:94B::PLIS//EXCH/ALXP Only for underlying securities Bonds or Notes
11A O DENO Currency of DenominationQualifier DENOfollowed by //currency of debt instrument
:11A:: DENO//XXX
98A O MATU Maturity dateQualifier MATUfollowed by // andthe maturity date
:98A::MATU//YYYYMMDD
98A O ISSU Issue date Qualifier ISSUfollowed by // andthe issue date :98A::ISSU//YYYYMMDD
16S M FIA End of FIA block Qualifier FIA :16S:FIA
MANDATORY SUB SEQUENCE B2:ACCOUNT INFORMATION:
FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16R M ACCTINFO Start of the account information block Qualifier ACCTINFO :16R:ACCTINFO
97A M SAFESafekeeping Account of the client(depending on its subscription)
In option A : Qualifier SAFEfollowed by // and account numberorIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number
:97A::SAFE//99999L
:97A::SAFE//GENR3893717
If the client has subscribed for pre-announcementMT564 per client ID , then the field will be populatedwith the sub-qualifier GENR + client ID
Otherwise this is the clients security account. Longcode or short code depending on client subscription
Frankfurt commented: The client can subscribe for areporting event Notification_information_consolidatedFor this message the consolidated and not the detailedposition will be reported.The qualifier GENR will be reported together withclientID.
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FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
94A O SAFE Place of safekeeping.
In option F : Qualifier SAFEfollowed by //Place Code and BICcode orIn option B : Qualifier SAFEfollowed by//Place Code anddepositary country
:94FSAFE//CUST/PBESXXXor:94B::SAFE//SHHE/ES or
:94F::SAFE//ICSD/CEDELULL
Rules about population of place types:
CUST is followed by the BIC code of thedepositary
SHHE is used when no BIC code has been foundfor the a depositary, it is followed by the ISOcountry code of the depositary
ICSD is used for EUROCLEAR Luxembourg orCLEARSTREAM
Frankfurt:94B::SAFE/PARB/CBFF/
94B::SAFE/PARB/CBLU/
93A O ELIG Eligible position of the client
In option B : Qualifier ELIGfollowedby: //FAMT face amountor //UNIT number of sharesCan be signed for negative position
:93B::ELIG//FAMT/800,
93B::ELIG//UNIT/800,
:93B::ELIG//UNIT/N1000
In Pre-announcement all the positions are reportedexcept the ELIG one. Mandatory as fr om the announce
93A O SETTBalance of settled securities in yoursafekeeping account
In option B : Qualifier SETTfollowed by: //FAMT face amount or//UNIT number of shares
Can be signed for negative position
:93B::SETT//FAMT/1000,
:93B::SETT//UNIT/1000,
:93B::SETT//UNIT/N1000,
Pre-announcement case: if the client has subscribed toa GENR pre-announcement, balance will be the sum ofall the safekeeping accounts under the client ID.Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder
93A O PEND
In option B : Qualifier PENDfollowed by: //FAMT// face amountor //UNIT //number of shares
This qualifier is never signed
:93B::PEND//FAMT/300,
:93B::PEND//UNIT/300,
Frankfurt: Current Pending Deliveries forNotification_information. Entitled Pending Deliveries forNotification_entitlement and remindeNot available for information schedules
93A O PENR Balance of securities pending receipts
In option B : Qualifier PENRfollowed by: //FAMT// face amountor //UNIT //number of shares
This qualifier is never signed
:93B::PENR//FAMT/100,
:93B::PENR//UNIT/100,
Frankfurt:Current Pending Receipts for Notification_information.Entitled Pending Receipts for Notification_entitlement
and reminderNot available for information schedules
93a O LOAN On loan Balance QualifierLOANfollowed by // and
Eligible or non eligible quantity on loan
:93B::LOAN//UNIT/100,
93a O BORR Borrowed balance QualifierBORRfollowed by // and
Eligible or non eligible quantityborrowed
:93B::BORR//UNIT/100,
16S M ACCTINFO End of Account Information Block QualifierACCTINFO :16S:ACCTINFO
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FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16S M USECU End of Underlying Securities block Qualifier USECU :16S:USECU
OPTIONAL SEQUENCE D :OPTIONAL CORPORATEACTIONS DETAILS:
Field
BNPPariba
sStatus
Qualifier Field Definition Content Example Comments
16R M CADETL Start and name of the block Qualifier CADETL :16R: CADETL
22F
O
RHDIIntermediate Securities Distribution typeindicator
Qualifier RHDI followed by // CAEVcode of the CA event with rights
Example::22F:RHDI//EXRI:22F:RHDI//MRGR
It will be populated only for RHDI CA event , as it willprecise the CA event type of exercise of rights (e x:BONU or EXRI or MRGR )Only used in event type RHDI.
RHDI//BIDS Repurchase offer
RHDI//DRIP Dividend reinvestment
RHDI//DVOP Dividend option
RHDI//EXOF Exchange offer
RHDI//EXRI Subscription rights
RHDI//MRGR Merger
RHDI//PRIO Distribution of open offer rights
98AO
ANOU Announcement dateQualifierANOU followed by // theannouncement date of event
:98A:ANOU//YYYYMMDD
98AO
EFFD Effective date of detachment eventIn Option A: Qualifier EFFDfollowed by // effective date
:98A::EFFD//YYYYMMDD
98a O MEET Meeting date/time Qualifier MEET followed by // andShareholders Meeting date
:98A::MEET//YYYYMMDD
22F O ESTA Corporate Action event stage Qualifier ESTA followed by // and .
:22F::ESTA//UNAC London:ESTA//APPD Approved at the relevant meeting throughconsent or according to the terms of the event.
ESTA//SUAP Subject to approval at the relevant meeting
through consent or according to the terms of the CA event.
22F O ADDB Additional business process indicator Qualifier ADDB followed by // thenone or more of the following codes
ACLA, ATXF, CNTR and NAMC
ADDB//ACLA London:ADDB //ACLA - Automatic market claims
ADDB //ATXF - Subject to transformation
ADDB//CNTR - Cancel underlying trades
ADDB//NAMC - No automatic market claims
22F O CHAN Change Type indicator Qualifier CHAN followed by // and :22F::CHAN// DECI
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Field
BNPPariba
sStatus
Qualifier Field Definition Content Example Comments
Sub CA reporting qualifier DECI98A
OXDTE Ex Date
In Option A: Qualifier XDTEfollowed by // and ex date
:98A::XDTE//YYYYMMDD
98AO
RDTE Record DateIn Option A: Qualifier RDTEfollowed by // record date
:98A::RDTE//YYYYMMDD
70E
MADTX Additional text
Option E: QualifierADTXwith theadditional text
:70E::ADTX//
16S M CADETL End of corporate detail sequence Qualifier CADETL :16S:CADETL
REPETITIVE OPTIONAL SEQUENCE E:CORPORATEACTIONS OPTIONS:
FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16R M CAOPTN Start and name of the block Qualifier CAOPTN :16R:CAOPTN
13A M CAON CA option number Qualifier CAON followed by // andthe option number
:13A::CAON//001
22F
M
CAOP CA option codeQualifier CAOPfollowed by //SECU
:22F::CAOP//SECU
Frankfurt: SEU, CASH and CASEMilan:
CONV, for mandatoryconversion
SECU for increase, DecreaseAthens : SECU
17B M DFLT Default processing Flag Qualifier DFLTfollowed by // Y :17B::DFLT//Y
98A O EXPI Expiry date / timeQualifier EXPIfollowed by //YYYYMMDD
:98A::EXPI//21121029 Used for RHDI events types
REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:
FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16R M SECMOVE Securities movements SECMOVE :16R:SECMOVE
22H M CRDB Type of entries in order to specifyeither debit or credit
Qualifier CRDBfollowedby//CRED
:22H::CRDB//CRED This first part of subsequence E1 concerns new shares
35B M Identification code of the parentsecurities
ISIN+ ISIN code + Description ofthe old securities
:35B:ISIN GB00B0D09R62/HENDERSON GBL INVS/
If new ISIN not known: /XX/ and description or ISINof provisional security non negotiable.
22F M DISF Disposition of fractionsQualifier DISFfollowed by//RDDN or RDUP or CINL
:36B::DISF//RDDN or RDUP or CINLRDDN is used for rounding down to nearest integerRDUP for rounding up to nearest integerCINL is used for take cash in lieu of fractions
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FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
92A M ADEXRate: Quantity of new securitiesfor a given quantity of underlyingsecurities
Option D: QualifierADEXfollowed by the ratioorOption K: QualifierADEXfollowed by //OPEN (when ratiois unknown)
:92D::ADEX//1,/1,
:92K::ADEX//OPEN
98A M PAYD Payment date
Option A: Qualifier PAYDfollowed by the Payment dateOptions B: Qualifier PAYDfollowed by OPEN (whenpayment date is not determined)
:98A::PAYD//YYYYMMDD
:98A::PAYD//OPEN
98A O DIVRDate on which new securities willbegin to accrue the value, or beentitled to a coupon
Option A: Qualifier DIVRfollowedby the coupon ranking date
:98A::DIVR//YYYYMMDD
16S M SECMOVE End of block Securitiesmovements
:16S:SECMOVE
70E O ADTX Additional text QualifierADTX followed by theadditional information
:70E::ADTX//
16S M CAOPTN End of block Qualifier CAOPTN :16S:CAOPTN
Field Status Qualifier Message Field Definition Content Example Comments
70E O ADTX ALL Additional text ADTX follows by // :70E::ADTX// 70E. all qualifiers to be reported as an optional
field
70E O CETI ALL Certification breakdown CETI followed by // :70E::CETI//
70E O COMP ALL Information to be compled with COMP followed by // :70E::COMP//
70E O INCO ALL Information Conditions INCO followed by // :70E::INCO//
70E O TXNR ALL Narrative version TXNR followed by // :70E::TXNR//
16S M CAOPTN ALL End of block Qualifier CAOPTN :16S:CAOPTN
OPTIONAL SEQUENCE F:ADTX: ADDITIONAL INFORMATION:
FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16R M ADDINFO Start and name of the block QualifierADDINFO :16R:ADDINFO
70E O ADTX Additional textQualifierADTX followed by theadditional information
:70E::ADTX//
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FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
70
E O INCO
Specific conditions linked to the
CA that cannot be formatted
Option E:
Qualifier INCO with the additionaltext
:70E::INCO//
70E O COMP
Information to be complied with.(Used for information conditionalto the account owner)
Option E:Qualifier COMPwith the additionaltext
:70E::COMP//
95A O MEREParty which is the finaldestination of the message
In option Q:Qualifier MEREfollowed by //nameof receiver of information
:95Q::MERE//corporate action dept
16S M ADDINFO End of the block QualifierADDINFO :16S:ADDINFO
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B. Mandatory Corporate Actions with cash only:
Mandatory Corporate Actions, such as decrease of capital (DECR) for which there is only a credit of cash, will be announced according to the belowtemplate:
SEQUENCE A : MANDATORY GENERAL INFORMATION
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M GENLStart of the General Informationblock
Qualifier GENL :16R:GENL
20C M CORP Corporate action referenceQualifier CORPfollowed by //Corporate Action Reference
:20C::CORP//16x
20C M SEME Senders Reference Number Qualifier SEMEfollowed by //Paribas Reference
:20C::SEME//16x
23G M
NEWM NEWM: New notificationQualifier NEWMwhen new firstmessage
:23G:NEWMUse of all message functions from NEWM to REPECan be followed by the sub function: COPY This is amessage sent simultaneously with the original message, asa copy.
REPLREPL replacement ofpreliminary informationpreviously sent
Qualifier REPLwhen replacementmessage
:23G:REPL
WITHWITH to cancel a noticealready sent
Qualifier WITH when cancellationby the market
:23G:WITH
CANCCANCto confirm a BNP Paribascancellation
Qualifier CANCwhen cancellationby BNP Paribas
:23G:CANC
REPE REPEonly for cash Pre-adviceQualifier REPEwhen cash Pre-advice
:23G:REPE
22F M CAEV Corporate action event indicator Qualifier CAEV followed by //qualified generic field indicator
:22F::CAEV//xxxx
22F M CAMV Mandatory/ Voluntary indicatorQualifier CAMVfollowed by //qualifiedMAND
:22F::CAMV//MAND
25D M PROC Processing status
Qualifier PROCfollowed by //PRECfor preliminary information or
COMPfor complete informationPREUfor preliminary andunconfirmed information
:25D::PROC//PRECor
:25D::PROC//COMPOr
:25D::PROC//PREU
Milan: not used
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OPTIONAL SUB SEQUENCE A1:LINKAGES:SUBSEQUENCE USED IF,IN SEQUENCE A ,FIELD 23GIS DIFFERENT FROM NEWM.
FieldBNP Paribas
Status Qualifier Field Definition Content Example Comments
16R M LINK Start of the linkage block Qualifier LINK :16R:LINK
22F O LINK Linkage Type IndicatorQualifier LINKfollowed by //codeword INFO
:22F:LINK//INFO
13A O LINKNumber ID of the MT of thelinked transaction
Qualifier LINKfollowed by // thetype of transaction which islinked to this one Populatedas564 when a MT564 hasbeen previously sent
:13A::LINK//564
20C M PREV Previous reference
Qualifier PREV followed by //the SEME of the previousmessage or in case of COPYmessage : the corporationaction ID
:20C::PREV// 16xOr:20C::PREV// CA ID (for COPY)
16S M LINK End of the linkage block Qualifier LINK :16S:LINK
16S M GENLEnd of the General Informationblock
Qualifier GENL :16S:GENL
SEQUENCE B :MANDATORY UNDERLYING SECURITIES:PARENTS SECURITY GENERATING THE CORPORATE ACTION
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M USECUStart of Underlying Securitiesblock
Qualifier USECU :16R:USECU
35B MIdentification of Financial
Instrument
TheISINcode + security
description
:35B:ISIN GB00B0D09R62
/HENDERSON GBL INVS
Rare in case of several old shares:The ISIN code is the main ISIN code for the corporate action.For announce only: the ISIN codes of the other securitiesalong with the details of t heir eligible position will be reportedin tag 70E (ADTX) of sequence D.
OPTIONAL SUB SEQUENCE B1:FINANCIAL INSTRUMENTATTRIBUTES:This sub-sequence will be activated only when the underlying security is a debt instrument
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M FIA Start of FIA block Qualifier FIA :16R:FIA12A O CLAS Type of Financial Instrument QualifierCLAS :12A::CLAS Milan:
Only the first and the second characters of the CFIcategory can be used.
94B O PLIS Place of listing Qualifier PLIS followed by //EXCH (for Stock Exchange)/ MIC
(Market identification Code ofsecurity)
:94B::PLIS//EXCH/ALXP
Only for underlying securities Bonds or Notes
11A O DENO Currency of DenominationQualifier DENO followed by //currency of debt instrument
:11A:: DENO//XXX
98A O MATU Maturity dateQualifier MATUfollowed by //and the maturity date
:98A::MATU//YYYYMMDD
98A O ISSU Issue dateQualifier ISSUfollowed by // and
the issue date
:98A::ISSU//YYYYMMDD
16S M FIA End of FIA block Qualifier FIA :16S:FIA
MANDATORY SUB SEQUENCE B2:ACCOUNT INFORMATION:
FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16R M ACCTINFOStart of the accountinformation block
Qualifier ACCTINFO :16R:ACCTINFO
97A M SAFESafekeeping Account of theclient (depending on itssubscription)
In option A : Qualifier SAFEfollowed by // and accountnumber or In option C : QualifierSAFE followed by // GENR andBNP Paribas Clients ID numberorIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number
:97A::SAFE//99999Lor:97A::SAFE//GENR3893717
If the client has subscribed for pre-announcement MT564per client ID , then the field will be populated with the sub-qualifier GENR + client ID
Otherwise this is the clients security account. Long code orshort code depending on client subscription
The client can subscrive for a reporting eventNotification_information_consolidated For this messaeg theconsolidated and not the detailed position will be reported.The qualifier GENR will be reported together with clientID.
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FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
94A O SAFE Place of safekeeping.
In option F : Qualifier SAFEfollowed by //Place Code andBIC code orIn option B : Qualifier SAFEfollowed by//Place Code anddepositary country
:94F::SAFE//CUST/PBESXXXor:94B::SAFE//SHHE/ESor
:94F::SAFE//ICSD/CEDELULL
Rules about population of place types:
CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the
a depositary, it is followed by the ISO country code of thedepositary
ICSD is used for EUROCLEAR Luxembourg orCLEARSTREAM
93A O ELIG Eligible position of the client
In option B : Qualifier ELIGfollowed by: //FAMT face amountor //UNIT number of sharesCan be signed for negativeposition
:93B::ELIG//FAMT/800,
93B::ELIG//UNIT/800,
:93B::ELIG//UNIT/N1000
In Pre-announcement all the positions are reported exceptthe ELIG one. Mandatory as from the announce
93A O SETT
Balance of settled securities in
your safekeeping account
In option B : Qualifier SETTfollowed by: //FAMT face amountor //UNIT number of shares
Can be signed for negativeposition
:93B::SETT//FAMT/1000,
:93B::SETT//UNIT/1000,
:93B::SETT//UNIT/N1000,
Pre-announcement case: if the client has subscribed to aGENR pre-announcement, balance will be the sum of all thesafekeeping accounts under the client ID.
Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder
93A O PENDBalance of securities pendingdeliveries
In option B : Qualifier PENDfollowed by: //FAMT// faceamount or //UNIT //number ofshares
This qualifier is never signed
:93B::PEND//FAMT/300,
:93B::PEND//UNIT/300,
Frankfurt: Current Pending Deliveries forNotification_information. Entitled Pending Deliveries forNotification_entitlement and remindeNot available for information schedules
93A O PENRBalance of securities pendingreceipts
In option B : Qualifier PENRfollowed by: //FAMT// faceamount or //UNIT //number ofshares
This qualifier is never signed
:93B::PENR//FAMT/100,
:93B::PENR//UNIT/100,
Current Pending Receipts for Notification_information.Entitled Pending Receipts for Notification_entitlement andreminderIf the postion is zero the system will not report itNot available for information schedules
93a O LOAN On loan Balance QualifierLOANfollowed by // andEligible or non eligible quantity onloan
:93B::LOAN//UNIT/100,
93a O BORR Borrowed balance QualifierBORRfollowed by // and
Eligible or non eligible quantityborrowed
:93B::BORR//UNIT/100,
16S M ACCTINFOEnd of Account InformationBlock
QualifierACCTINFO :16S:ACCTINFO
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FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16S M USECUEnd of Underlying Securities
blockQualifier USECU :16S:USECU
OPTIONAL SEQUENCE D :OPTIONAL CORPORATEACTIONS DETAILS:
Field
BNP Paribas
Status Qualifier Field Definition Content Example Comments
16R M CADETL Start and name of the block Qualifier CADETL :16R: CADETL
98AO
ANOU Announcement dateQualifierANOU followed by //and the announcement date ofevent
:98A:ANOU//YYYYMMDD
98A
O
XDTE Ex Date
In option A: Qualifier XDTEfollowed by // ex date of eventInoption B: Qualifier XTDE followedby UKWN[SR2011]
:98A::XDTE//YYYYMMDD
Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : Yes
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
Milan : CONV: No INCR, DECR : yes
Athens: Yes
98A
O
RDTE Record DateIn option A: Qualifier RDTEfollowed by // and record date
:98A::RDTE//YYYYMMDD
Depending on the market practices, ex date, effective orrecord dates can be applicable to any above mandatoryeventsFrankfurt : NoMilan :
CONV: No INCR, DECR : yes
Athens: REDO: No
98a O TSDT Trading suspend Date/Time In Option A:
Qualifier TSDTfollowed by // andlast trade dateOr
In Option B:Qualifier TSDTfollowed by
OPENUKWN[SR2011]
:98A::TSDT//20070309
or:98B::TSDT//OPEN
Last trading date from the schedule
Frankfurt: Yes
Milan: Yes
98A O EFFD Effective DateIn option A: Qualifier EFFDfollowed by // effective-date
:98A::EFFD//YYYYMMDD
98a O MEET Meeting date/time Qualifier MEET followed by // and
Shareholders Meeting date
:98A::MEET//YYYYMMDD
98a O SXDT Special Ex-date/time Qualifier SXDT followed by // andSpecial Ex-date/time
:98A::SXDT//YYYYMMDD
22F O ESTA Corporate Action event stage Qualifier ESTA followed by // and .
:22F::ESTA//UNAC
22F O ADDB Additional Business processIndicator
Qualifier ADDB followed by // andcode CAPA
:22F::ADDB//CAPA In MT564 Cash preadvice only
22F O ESTA Corporate Action event stage Qualifier ESTA followed by // and .
:22F::ESTA//UNAC
70E O ADTX Additional text
QualifierADTXfollowed by theadditional text
70E::ADTX//
16S M CADETL End of corporate detail sequence Qualifier CADETL :16S:CADETL
REPETITIVE OPTIONAL SEQUENCE E :CORPORATEACTIONS OPTIONS:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M CAOPTN Start and name of the block Qualifier CAOPTN :16R:CAOPTN
13A M CAON CA option numberQualifier CAON followed by //and the option number :13A::CAON//001
22F M CAOP CA option codeQualifier CAOPfollowed by //CASHdistribution of cash
:22F::CAOP//CASH
Frankfurt: SECU, CASH and CASEMilan:
CONV, for mandatory conversion SECU for Increase and Decrease
Athens: SECU
17B M DFLT Default processing Flag Qualifier DFLTfollowed by // Y :17B::DFLT//Y
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REPETITIVE OPTIONAL SUBSEQUENCE E2: CASH MOVEMENTS:
Field
BNP Paribas
Status Qualifier Field Definition Content Example Comments
16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R:CASHMOVE
22H M CRDB Indicator Credit/Debit indicator
Qualifier CRDBfollowed byCRED if amount to be creditedand DEBT if amount to bedebited
:22H:CRDB//CREDThe direction of the movement is given by the indicator CRDB:if the position is negative the indicator will be followed by thequalifier DEBT
97A M CASH Cash accountQualifier CASHfollowed byclients cash account
97A:CASH//XXXXXXXXX
90A O OFFR Price to receive
Option F: Qualifier OFFRfollowed by the Currency Codeand price.
:90A::OFFR
19A M ENTL Entitled amountQualifier ENTL followed byclients entitlement amount
19A:ENTL//GBP10000, Amount in depositary currency before clients Forex
98a M PAYD Clients Payment dateOption A: Qualifier PAYDfollowed by payable date orExpected settlement date
:98A::PAYD//YYYYMMDD
98a M VALU Clients Value-date
Option A: Qualifier VALUfollowed by clients value-date
Option B: Qualifier VALUfollowed by UKWN
98A::VALU//YYYYMMDDor:98B::VALU//UKWN
16S M CASHMOVE End of the block Qualifier CASHMOVE :16R: CASHMOVE
The two subsequences below are only activated in the case of clients Forex
16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16S: CASHMOVEThis is the reversed cash amount in depositary currencybefore application of the clients FOREX.
22H M CRDB Indicator Credit/Debit indicator
Qualifier CRDBfollowed byCRED if amount to be creditedand DEBT if amount to bedebited
:22H:CRDB//DEBTSub qualifier DEBTif 22H/CRDB of previous E2 is CREDSub qualifi er CREDif 22H/DEBT of previous E2 is DEBT
97A M CASH Cash account Qualifier CASHfollowed byclients cash account
97A:CASH//XXXXXXXXX
19A M ENTL Entitled amountQualifier ENTLfollowed byclients entitlement amount (paidon firm or pending position)
19A:ENTL//GBP10000,
98a M PAYD Clients Payment dateOption A: Qualifier PAYDfollowed by payable date orExpected settlement date
:98A::PAYD//YYYYMMDD
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98a M VALU Clients Value-date
Option A: Qualifier VALUfollowed by payment clientsvalue-date
Option B: Qualifier VALUfollowed by UKWN (if payment isnon contractual with recovery)
98A::VALU//YYYYMMDDor:98A::VALU//UKWN
16S M CASHMOVE End and name of the block Qualifier CASHMOVE :16S: CASHMOVE
16R CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVEThis subsequence is only activated in case of clients ForexThis corresponds to the cash amount in clients preferredcurrency.
22H M CRDB Indicator Credit/Debit indicator
Qualifier CRDBfollowed byCRED if amount to be creditedand DEBT if amount to bedebited
:22H:CRDB//CRED
97A M CASH Cash accountQualifier CASHfollowed byclients cash account
:97A:CASH//XXXXXXXXX
19A M Amount
Cash amountQualifier ENTLfollowed byclients entitlement amount inclients preferred currency
:19A:ENTL//EUR15000,In this example, the client has asked to receive EUR insteadof GBP.
Resulting amount after FOREX Qualifier RESUfollowed byclients entitled amount afterFOREX
:19A:RESU//EUR15000, This is the resulting cash amount after clients Forex..
Net amount before FOREX
Qualifier NETTfollowed byclients entitled amount inschedule currency ( beforeclients FOREX
:19A:NETT//GBP10000,
98a M PAYD Clients Payment dateOption B: Qualifier PAYDfollowed by date code KKWN
:98B::PAYD//UKWN
98a M VALU Clients Value-dateOption B: Qualifier VALUfollowed by UKWN
:98A::VALU//UKWN
92B M EXCH Exchange-rateOption B: Qualifier EXCHfollowed by clients exchange-rate
92B:EXCH//GBP/EUR/0,6666
16S M CASHMOVE End and name of the block Qualifier CASHMOVE :16S: CASHMOVE
70 E M ADTX Additional textQualifier ADTX followed by theadditional text
:70E ::ADTX//
16S M CAOPTN End of block Qualifier CAOPTN :16S:CAOPTN
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OPTIONAL SEQUENCE F :ADDITIONAL INFORMATION:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M ADDINFO Start and name of the block QualifierADDINFO :16R:ADDINFO
70E O ADTX Additional textQualifierADTX followed by theadditional information
:70E::ADTX//
70E O INCO
Specific conditions linked tothe CA that cannot beformatted
Option E:Qualifier INCO with the additionaltext
:70E::INCO//
70E O COMP
Information to be compliedwith. (Used for informationconditional to the accountowner)
Option E:Qualifier COMPwith the additionaltext
:70E::COMP//
95a O MEREParty which is the finaldestination of the message
In option Q:Qualifier MEREfollowed by//name of receiver of information
:95Q::MERE//corporate actiondept
16S M ADDINFO End of the block QualifierADDINFO :16S:ADDINFO
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C. Mandatory Corporate Actions with cash & securities:
Mandatory Corporate Actions such as Final redemption (REDM), Early redemption (BPUT), Partial redemption (PCAL), for which there is a debit of oldsecurities and a credit of cash will be announced according to the below template:
SEQUENCE A : MANDATORY GENERAL INFORMATION
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M GENLStart of the General Informationblock
Qualifier GENL :16R:GENL
20C M CORP Corporate action referenceQualifier CORPfollowed by //Corporate Action Reference
:20C::CORP//16x
20C M SEME Senders Reference NumberQualifier SEMEfollowed by //Paribas Reference
:20C::SEME//16x
23G M
NEWM NEWM: New notification Qualifier NEWMwhen new firstmessage
:23G:NEWMUse of all message functions from NEWM to REPECan be followed by the sub function: COPY This is a messagesent simultaneously with the original message, as a copy.REPL
REPL replacement ofpreliminaryinformation previously sent
Qualifier REPLwhenreplacement message
:23G:REPL
WITHWITH to cancel a notice alreadysent
Qualifier WITH when cancellationby the market
:23G:WITH
CANCCANCto confirm a BNP Paribascancellation
Qualifier CANCwhencancellation by BNP Paribas
:23G:CANC
REPE REPEonly for cash Pre-adviceQualifier REPEwhen cash Pre-advice
:23G:REPE
22F M CAEV Corporate action event indicatorQualifier CAEV followed by //qualified generic field indicator
:22F::CAEV//xxxx
22F M CAMV Mandatory/ Voluntary indicatorQualifier CAMVfollowed by //qualifiedMAND :22F::CAMV//MAND
25D M PROC Processing status
Qualifier PROCfollowed by //
PRECfor preliminary informationor COMPfor complete informationPREUfor preliminary and
unconfirmed information
:25D::PROC//PREC
or:25D::PROC//COMPOr
:25D::PROC//PREU
Milan: not used
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OPTIONAL SUB SEQUENCE A1:LINKAGES:SUBSEQUENCE USED IF,IN SEQUENCE A ,FIELD 23GIS DIFFERENT FROM NEWM.
FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16R M LINK Start of the linkage block Qualifier LINK :16R:LINK
22F O LINK Linkage Type IndicatorQualifier LINKfollowed by //codeword INFO
:22F:LINK//INFO
13A O LINKNumber ID of the MT of the linkedtransaction
Qualifier LINKfollowed by // the typeof transaction which is linked to thisone Populated as564 when aMT564 has been previously sent
:13A::LINK//564
20C M PREV Previous reference
Qualifier PREV followed by // SEMEof the previous message or in case ofCOPY message : the corporationaction ID
:20C::PREV// 16xOr:20C::PREV// CA ID (for COPY)
16S M LINK End of the linkage block Qualifier LINK :16S:LINK
16S M GENLEnd of the General Informationblock
Qualifier GENL :16S:GENL
Sequence B: Mandatory Underlying Securities: Parents security generating the corporate action
FieldBNP
ParibasStatus
Qualifier Field Definition Content Example Comments
16R M USECUStart of Underlying Securitiesblock
Qualifier USECU :16R:USECU
35B MIdentification of FinancialInstrument
TheISINcode + security description:35B:ISIN GB00B0D09R62/HENDERSON GBL INVS
Rare in case of several old shares:The ISIN code is the main ISIN code for the corporateaction. For announce only: the ISIN codes of the othersecurities along with the details of their eligible positionwill be reported in tag 70E (ADTX) of sequence D.
OPTIONAL SUB SEQUENCE B1:FINANCIAL INSTRUMENTATTRIBUTES:This sub-sequence will be activated only when the underlying security is a debt instrument
FieldBNP Paribas
Status Qualifier Field Definition Content Example Comments
16R M FIA Start of FIA block Qualifier FIA :16R:FIA
22F O MICO Type of FinancialInstrument
Qualifier MICO followed by the methodof interest computation
[CM 2659] if the accrual method isUNKNOWN or even another (forexample value OAT) we report OTHR
now[CM 2659]
:22F::MICO//A001
[CM 2659] :22F::MICO//OTHR[CM 2659]
Applicable to CA type event : redemptionThe values will be retrieved from Financial Instrument
12A O CLAS Type of Financial QualifierCLAS :12A::CLAS Milan:
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
Instrument Only the first and the second characters of the CFI
category can be used.
11A ODENO
Currency of denomination
Populated with the currencyof the security only for theCA type Interest
Collection.
Qualifier DENO :11A::DENO//EUR
92A O PRFC Current Poll factor QualifierPRFC flowed by // and the pool
factor
:92A::PRFC//0,5 Applicable to CA type event : redemption
The values will be retrieved from the schedule
92A O NWFC Next Poll factor QualifierNWFC flowed by // and thepool factor
:92A::NWFC//0,5 Applicable to CA type event : redemptionThe values will be retrieved from the schedule
94B O PLIS Place of listingQualifier PLIS followed by // EXCH (forStock Exchange)/ MIC (Marketidentification Code of security)
:94B::PLIS//EXCH/ALXP
12A O OPST Option style
Qualifier OPST followed by // and
AMER(American style)Or EURO(European style)
12a::OPST//AMER
11A O DENOCurrency ofDenomination
Qualifier DENOfollowed by // currencyof debt instrument
:11A:: DENO//XXX
98A O MATU Maturity dateQualifier MATUfollowed by // and thematurity date
:98A::MATU//YYYYMMDD
98A O ISSU Issue dateQualifier ISSUfollowed by // and theissue date
:98A::ISSU//YYYYMMDD
16S M FIA End of FIA block Qualifier FIA :16S:FIA
MANDATORY SUB SEQUENCE B2:ACCOUNT INFORMATION:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M ACCTINFOStart of the account informationblock
Qualifier ACCTINFO :16R:ACCTINFO
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
97A M SAFESafekeeping Account of the client(depending on its subscription)
In option A : Qualifier SAFEfollowed by // account number orIn option C : Qualifier SAFEfollowed by // GENR and BNPParibas Clients ID number
:97A::SAFE//99999L
:97A::SAFE//GENR3893717
If the client has subscribed for pre-announcement MT564per client ID , then the field will be populated with the sub-
qualifier GENR + client ID
Otherwise this is the clients security account. Long code orshort code depending on client subscription
The client can subscrive for a reporting eventNotification_information_consolidated For this messaeg theconsolidated and not the detailed position will be reported.The qualifier GENR will be reported together with clientID.
94A O SAFE Place of safekeeping.
In option F : Qualifier SAFEfollowed by //Place Code andBIC code or
In option B : Qualifier SAFEfollowed by//Place Code anddepositary country
:94FSAFE//CUST/PBESXXXor:94B::SAFE//SHHE/ES
:94F::SAFE//ICSD/CEDELULL
Rules about population of place types:
CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the
a depositary, it is followed by the ISO country code of thedepositary
ICSD is used for EUROCLEAR Luxembourg or
CLEARSTREAM
Frankfurt:94B::SAFE/PARB/CBFF/
94B::SAFE/PARB/CBLU/
93A O ELIG Eligible position of the client
In option B : Qualifier ELIGfollowed by: //FAMT face amountor //UNIT number of sharesCan be signed for negativeposition
:93B::ELIG//FAMT/800,
93B::ELIG//UNIT/800,
:93B::ELIG//UNIT/N1000
In Pre-announcement all the positions are reported exceptthe ELIG one. Mandatory as from the announce
93A O SETTBalance of settled securities inyour safekeeping account
In option B : Qualifier SETTfollowed by: //FAMT face amountor //UNIT number of shares
Can be signed for negative
position
:93B::SETT//FAMT/1000,
:93B::SETT//UNIT/1000,
:93B::SETT//UNIT/N1000,
Pre-announcement case: if the client has subscribed to aGENR pre-announcement, balance will be the sum of all thesafekeeping accounts under the client ID.Frankfurt: Current Settled position forNotification_information. Entitled Settled Position forNotification_entitlement and reminder
93A O PENDBalance of securities pendingdeliveries
In option B : Qualifier PENDfollowed by: //FAMT// faceamount or //UNIT //number ofshares
This qualifier is never signed
:93B::PEND//FAMT/300,
:93B::PEND//UNIT/300,
:93C::PEND//UNIT/NELG/300,
Frankfurt: Current Pending Deliveries forNotification_information. Entitled Pending Deliveries forNotification_entitlement and reminderNot available for information schedules
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
93A O PENR Balance of securities pendingreceipts
In option B : Qualifier PENRfollowed by: //FAMT// face
amount or //UNIT //number ofshares
This qualifier is never signed
:93B::PENR//FAMT/100,
:93B::PENR//UNIT/100,
93a O LOAN On loan Balance QualifierLOANfollowed by // and
Eligible or non eligible quantity onloan
:93B::LOAN//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice
93a O BORR Borrowed balance QualifierBORRfollowed by // andEligible or non eligible quantity
borrowed
:93B::BORR//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice
16S M ACCTINFO End of Account Information Block QualifierACCTINFO :16S:ACCTINFO
16S M USECUEnd of Underlying Securitiesblock
Qualifier USECU :16S:USECU
OPTIONAL SEQUENCE D :OPTIONAL CORPORATEACTIONS DETAILS:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M CADETL Start and name of the block Qualifier CADETL :16R: CADETL
98aO
ANOUAnnouncement date QualifierANOU followed by //
announcement date of event:98A:ANOU//YYYYMMDD
98a
O
XDTE
Ex Date
In Option A: Qualifier XDTEfollowed by // ex date
:98A::XDTE//YYYYMMDD
Frankfurt : YesMilan :
CONV: No INCR, DECR : yes
Athens: Yes
98a
O
EFFD
Effective date of detachmentevent
In Option A: Qualifier EFFDfollowed by // and effective date
:98A::EFFD//YYYYMMDD
Frankfurt : NoMilan :
CONV only
Athens: Yes
98a
O
RDTE
Record Date
In option A: Qualifier RDTEfollowed by // and Record date
:98A::RDTE//YYYYMMDD
Frankfurt : NoMilan :
CONV: No INCR, DECR : yes
Athens: REDO: no
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
98a O TSDT Trading suspend Date/Time In Option A:Qualifier TSDTfollowed by // and
last trade dateOrIn Option B:
Qualifier TSDTfollowed byOPENUKWN[SR2011]
:98A::TSDT//20070309or
:98B::TSDT//OPEN
Last trading date from the schedule
Frankfurt: Yes
Milan: Yes
98a O MEET Meeting date/time Qualifier MEET followed by // andShareholders Meeting date
:98A::MEET//YYYYMMDD
92a O BIDI Bid Interval Rate Qualifier BIDI followed by BidInterval Rate
:92A::BIDI//15 Euronext market : Acceptable price increment used for
submitting a bid. Used to report an offer price for Dutch
auction
22F O ADDB Additional Business processIndicator
Qualifier ADDB followed by // andcode CAPA
:22F::ADDB//CAPA In MT564 cash preadvice only
22F O ESTA Corporate Action event stage Qualifier ESTA followed by // and .
:22F::ESTA//UNAC
70E O ADTX Additional text QualifierADTXfollowed by the
additional text:70E::ADTX//
16S M CADETL End of corporate detail sequence Qualifier CADETL :16S:CADETL
REPETITIVE OPTIONAL SEQUENCE E :CORPORATEACTIONS OPTIONS:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M CAOPTN Start and name of the block Qualifier CAOPTN :16R:CAOPTN
13AM
CAON CA option numberQualifier CAON followed by //option number
:13A::CAON//001
22F M CAOP
CA option code
Qualifier CAOPfollowed by//CASH
:22F::CAOP// CASH
Depending initial fed received from sub custodian
Frankfurt: SECU, CASH and CASEMilan: CONV, for madatory conversion SECU FOR Increase, Decrease
Athens : SECU17B M DFLT Default processing Flag Qualifier DFLTfollowed by //Y :17B::DFLT//Y
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REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M SECMOVE Securities movements SECMOVE :16R:SECMOVE
22H M CRDBType of entries in order to specifyeither debit or credit
Qualifier CRDBfollowed by thecode DEBT
:22H::CRDB//DEBTThis first part of subsequence E1 concerns new shares
35B MIdentification code of the parentsecurities.
ISIN+ ISIN code + Description ofSecurity
:35B:ISIN GB00B0D09R62/HENDERSON GBL INVS/
If new ISIN not known: /XX/ and description or ISIN ofprovisional security non negotiable
98A M PAYD Clients Payment date
Option A: Qualifier PAYDfollowed by payable date orExpected settlement date
:98A::PAYD//YYYYMMDD
16S M SECMOVE End of subsequence :16S:SECMOVE
REPETITIVE OPTIONAL SUB SEQUENCE E2 CASH MOVEMENTS:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVE
22H M CRDB Indicator Credit/Debit indicator
Qualifier CRDBfollowed byCRED if amount to be creditedand DEBT if amount to bedebited
:22H:CRDB//CREDThe direction of the movement is given by the indicatorCRDB: if the position is negative the indicator will be followedby the qualifier DEBT.
97A O CASH Cash accountQualifier CASHfollowed byclients cash account
:97A:CASH//XXXXXXXXX
19AO
ENTL Entitled amountQualifier ENTLfollowed byclients entitlement amount
:19A:ENTL//GBP10000, Amount in depositary currency before clients Forex
98A M PAYD Clients Payment date
Option A: Qualifier PAYDfollowed by payable date orExpected settlement date
:98A::PAYD//YYYYMMDDFrankfurt: YesMilan: YesAthens: No
92A O RATE Applicable rateOption A: Qualifier RATEfollowed by // and applicablerate
:92A::RATE//16,962425099
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
90A M OFFRCash price received per product
Option A: OFFRfollowed by//percentageOption B: OFFRfollowed by//
currency code and price
:90A:: OFFR //PRCT/100:90B:: OFFR //ACTU/GBP500
98A O VALU Clients Value-date
Option A: Qualifier VALUfollowed by // clients value-date
Option B: Qualifier VALUfollowed by // UKWN
98A::VALU//YYYYMMDDor:98A::VALU//UKWN
16S M CASHMOVE End of the block Qualifier CASHMOVE :16S: CASHMOVE
The two subsequences below are only activated in the case of clients Forex
16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVEThis corresponds to the reversed cash amount in depositarycurrency before application of the clients FOREX
22H M CRDB Indicator Credit/Debit indicator
Qualifier CRDBfollowed byCRED if amount to be creditedand DEBT if amount to bedebited
:22H:CRDB//DEBTSub qualifier DEBTif 22H/CRDB of previous E2 is CREDSub qualif ier CREDif 22H/DEBT of previous E2 is DEBT
97A M CASH Cash account Qualifier CASHfollowed byclients cash account
97A:CASH//XXXXXXXXX
19A M ENTL Entitled amountQualifier ENTLfollowed byclients entitlement amount (paid on firm or pending position)
19A:ENTL//GBP10000,
98A M PAYD Clients Payment dateOption A: Qualifier PAYDfollowed by payable date orExpected settlement date
:98A::PAYD//YYYYMMDD
98A M VALU Clients Value-date
Option A: Qualifier VALUfollowed by payment clientsvalue-date
Option B: Qualifier VALUfollowed by UKWN ( if paymentis non contractual withrecovery)
98A::VALU//YYYYMMDDor:98A::VALU//UKWN
16S M CASHMOVE End and name of the block Qualifier CASHMOVE :16S: CASHMOVE
16R M CASHMOVE Start and name of the block Qualifier CASHMOVE :16R: CASHMOVEThis subsequence is only activated in case of clients forexThis corresponds to the cash amount in clients preferredcurrency.
22H M CRDB Indicator Credit/Debit indicator
Qualifier CRDBfollowed byCRED if amount to be creditedand DEBT if amount to bedebited
:22H:CRDB//CRED
97A M CASH Cash account Qualifier CASHfollowed byclients cash account
:97A:CASH//XXXXXXXXX
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19A M Amount
Cash amountQualifier ENTLfollowed byclients entitlement amount inclients preferred currency
:19A:ENTL//EUR15000,In this example, the client has asked to receive EUR instead
of GBP.
Resulting amount after FOREX
Qualifier RESUfollowed byclients entitled amount after
FOREX :19A:RESU//EUR15000, This is the resulting cash amount after clients FOREX.
Net amount before FOREX
Qualifier NETTfollowed byclients entitled amount inschedule currency ( beforeclients FOREX)
:19A:NETT//GBP10000,
98A M PAYD Clients Payment dateOption B: Qualifier PAYDfollowed by date code UKWN
:98A::PAYD//UKWN
98A M VALU Clients Value-date
Option B: Qualifier VALUfollowed by UKWN ( if paymentis non contractual withrecovery)
:98A::VALU//UKWN
92B M EXCH Exchange-rateOption B: Qualifier EXCHfollowed by clients exchange-rate
:92B:EXCH//GBP/EUR/0,6666
16S M CASHMOVE End and name of the block Qualifier CASHMOVE :16S: CASHMOVE
70 E M ADTX Additional textQualifier ADTX followed by theadditional text
:70E ::ADTX//
16S M CAOPTN End of block Qualifier CAOPTN :16S:CAOPTN
OPTIONAL SEQUENCE F :ADDITIONAL INFORMATION:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M ADDINFO Start and name of the block QualifierADDINFO :16R:ADDINFO
70E O ADTX Additional textQualifierADTX followed by theadditional information
:70E::ADTX//
70E O INCO Specific conditions linked to the
CA that cannot be formattedOption E:Qualifier INCO with theadditional text
:70E::INCO//
70E O COMP
Information to be complied with.(Used for informationconditional to the accountowner)
Option E:Qualifier COMPwith theadditional text
:70E::COMP//
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
95A O MEREParty which is the finaldestination of the message
In option Q:Qualifier MEREfollowed by//name of receiver of
information
:95Q::MERE//corporateaction dept
16S M ADDINFO End of the block QualifierADDINFO :16S:ADDINFO
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2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS
A. Voluntary Corporate actions with rights distribution or ex date
Voluntary Corporate actions with rights distribution
Voluntary Corporate Actions such as Subscription offer (EXRI), Bonus issue (BONU), for which there is a rights distribution will be announcedaccording to the below templates, shown for EXRI and BONU events:
SUBSCRIPTION OFFER
SEQUENCEA: GENL MANDATORY GENERAL INFORMATION
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M GENLStart of the GeneralInformation block
Qualifier GENL :16R:GENL
20C M CORP Corporate action referenceQualifier CORPfollowed by//Corporate Action Reference
:20C::CORP//16x
20C O COAFOfficial Corporate actionevent reference
Qualifier COAFfollowed by //Official Corporate action eventreference
:20C::COAF//16xThis the official and unique reference assigned by the officialcentral body/entity within each market at the beginning of acorporate action event.
23G M
NEWM NEWM: New notificationQualifier NEWMwhen new firstmessage
:23G:NEWMUse of all message functions from NEWM to REPECan be followed by the sub function: COPY This is a messagesent simultaneously with the original message, as a copy.REPL
REPL replacement ofpreliminary informationpreviously sent
Qualifier REPLwhen replacementmessage
:23G:REPL
WITHWITH to cancel a noticealready sent
Qualifier WITH when cancellationby the market :23G:WITH
CANCCANCto confirm a BNPParibas cancellation
Qualifier CANCwhen cancellationby BNP Paribas
:23G:CANC
REPEREPEonly for cash Pre-advice
Qualifier REPEwhen cash Pre-advice
:23G:REPE
RMDRRMDR Reminder sent foruninstructed positions
Qualifier RMDRwhen there aresome uninstructed positions
:23G:RMDR
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FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
22F M CAEVCorporate action eventindicator
Qualifier CAEV followed by //qualified generic field indicator
:22F::CAEV//EXRI
22F M CAMVMandatory/ Voluntaryindicator
Qualifier CAMVfollowed by
//qualified VOLU :22F::CAMV/VOLU
25D M PROC Processing status
Qualifier PROCfollowed by //PRECfor preliminary information or
COMPfor complete informationPREUfor preliminary andunconfirmed information
:25D::PROC//PRECor
:25D::PROC//COMPOr:25D::PROC//PREU
OPTIONAL SUB SEQUENCEA1: LINK LINKAGES:SUBSEQUENCE USED IF IN SEQUENCEA,FIELD 23G,IS DIFFERENT FROM NEWM.
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M LINK Start of the linkage block Qualifier LINK :16R:LINK
22F O LINK Linkage Type IndicatorQualifier LINKfollowed by
//codeword INFO:22F:LINK//INFO
13A OLINK
Number ID of the MT of thelinked transaction
Qualifier LINKfollowed by //thetype of transaction which is linkedto this onePopulated as564 when a MT564has been previously sent
:13A::LINK//564
20C MPREV
OrCORP
Previous reference
Qualifier PREVfollowed by //theSEME of the previous messageor in case of COPY message : thecorporation action ID
:20C::PREV//16x
:20C::PREV//CA ID (forCOPY)
Corporate actions referenceQualifier CORP followed by // andthe reference of linked event
:20C::CORP//CA ID
16S M LINK End of the linkage block Qualifier LINK :16S:LINK
16S M GENLEnd of the GeneralInformation block
Qualifier GENL :16S:GENL
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SEQUENCE B: USECU MANDATORY UNDERLYING SECURITIES:PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field BNP ParibasStatus
Qualifier Field Definition Content Example Comments
16R M USECUStart of Underlying Securitiesblock
Qualifier USECU :16R:USECU
35B MIdentification of FinancialInstrument
TheISINcode + securitydescription
:35B::ISIN ES0178483139SOGECABLE SA
It is the ISIN of the rights
MANDATORY SUB SEQUENCE B2: ACCTINFO ACCOUNT INFORMATION:
FieldBNP Paribas
StatusQualifier Field Definition Content Example Comments
16R M ACCTINFOStart of the accountinformation block
Qualifier ACCTINFO :16R:ACCTINFO
97A M SAFESafekeeping Account ofthe client (depending on itssubscription)
In option A :
Qualifier SAFEfollowed by //andaccount numberIn option C :Qualifier SAFEfollowed by//GENR and BNP Paribas ClientsID number
:97A::SAFE//99999L:97A::SAFE//GENR3893717
If the client has subscribed for pre-announcement MT564 perclient ID , then the field will be populated with the sub-qualifier GENR + clien t IDOtherwise this is the clients security account. Long code orshort code depending on client subscription
94A O SAFE Place of safekeeping.
In option F :Qualifier SAFEfollowed by //PlaceCode and BIC code
In option B :Qualifier SAFEfollowed by//PlaceCode and depositary country
:94F::SAFE//CUST/PBESXXX
:94B::SAFE//SHHE/ES
:94F::SAFE//ICSD/CEDELULL
Rules about population of place types:
CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the
a depositary, it is followed by the ISO country code of thedepositary
ICSD is used for EUROCLEAR Luxembourg orCLEARSTREAM
93A O ELIGEligible pos