BSE Institute Limited (BIL)

BSE Institute limited is a wholly owned subsidiary of the BSE Limited. BSE Institute inherits from BSE the knowledge and insights into the capital markets industry, garnered over the past 140 years.

Ÿ At BSE Institute we believe that insightful nancial professionals will drive innovation, growth, and value in today's dynamic world economy. Hence, our open registration programs are designed to transform good professionals into great leaders.

Ÿ The courses designed at BSE Institute help in developing the required capabilities, understanding the trends and in preparing for what's around the bend.

Ÿ With a diverse mix of participants, experiential and holistic learning, faculty with vast industry experience, and strong corporate involvement, learning at BSE Institute is a unique experience.

Ÿ We credit ourselves for having trained over 10,000 participants in various courses offered at the institute.

This ve days program for market professionals in the mid to senior levels working in the

securities markets provides a unique experience of learning various aspects of the policy

and practice. The program is primarily meant for international audience and thus consists

of a right mix of class room lectures/presentations, practical /simulation

exercises/demonstrations, interface with leading professionals and practitioner and

visits to major nancial institutions in Mumbai.

Objectives

Program Content

Products on Stock Exchanges

Equity / Stock Markets, Basket Trading, Derivatives, Debt Markets- Retail and Wholesale, Interest Rate Futures, Exchange Traded Funds, Mutual Funds (Close Ended)

Primary Markets

Contents of Prospectus-Red Herring, IPO Process, Fixed Price Method, Book Building Process.

Indices

Indexing Concept, Global and Indian Indexing Scenario, Active v/s Passive Debate, Index Based Products.

Primary Markets

Contents of Prospectus-Red Herring, IPO Process, Fixed Price Method, Book Building Process.

Stock Markets Functioning

Concept of Brokers, Sub-Brokers & Remisiers, Trade Transaction Flow, Listing Procedure, Categories of Scripts: Large, Medium & Small.

Trading Mechanism

Membership Requirement, Trading Clearing & Settlement Procedure- Rolling Settlement, Pay-in, Pay-out Schedule Contract Note Specications, Auction Mechanism, Demo of the Trading Screen, Emerging Issues: Margin Trading & Borrowing and Lending of Securities.

Risk Management System

Capital Adequacy Requirements, Intra day Trading limits, Gross Exposure Limit, Margining Procedure.

Dematerialization of Shares and Depositories

Introduction to the Concept, Benecial & Registered Owner, Role of Depositories, Dematerialization Procedure, Advantages.

Surveillance

Objective of Surveillance, Procedures involved in Position Monitoring of Brokers, Price Monitoring & Investigations Procedures, Scrip Wise Circuit Filters, Market Wide Circuit Breakers, Money Laundering

Derivatives Markets

Introduction to Options and Futures, Explanation of Market Terminologies, Pay-off Structure, Basic Trading Strategies, Weekly Options.

Trading Mechanism in Derivatives Markets

Membership Requirements, Trading, Clearing and Settlement Procedure, Risk Management, Margining Mechanism Demonstration of the Trading Screen, Accounting and Taxation

Debt Markets

Debt Products traded in Stock Exchanges, Wholesale Debt Markets, Retail Debt Markets, Trading Mechanism in Debt Markets (Wholesale/Retail Debt Markets) Membership Requirements, Trading Mechanism, Risk Management

Commodity Market & Trading Corporate Actions

Bonus, Right, Dividend, Buy Back etc., Regulations to be followed by the Corporates, Impact on the Shareholders

FII Investments

Rules, Regulations and Bylaws on: Investment in Primary Markets, Investment in Secondary Markets.

Investing with Masters

Life & Times of Worlds Legendary Investors

• Regulator • Exchanges

• Banks • Depositories

• Broking Houses • Financial Institutions

Program Advantage

Study visits and walk and talk tours at:

Target Audience

Senior to Mid Level Ofcials from the Regulator, Securities Market Commission, Stock

Exchanges, Central and Commercial Banks, Financial Institutions, Broking Houses,

Corporates and other Financial Services.

Program Fees

US$ 3500 per participant (Includes accommodation on single room occupancy in a

reputed star hotel, local transport during the program, study visits, study material, tuition

fees, refreshments & lunch and participation certicate).

Venue

BSE Institute Limited, BSE Ltd., Mumbai, India.

Duration & Timing

12th to 16th October 2015

Registration

Use enclosed format with payment details

Last Date for Registrationth

15 October, 2015

1. BSE Institute Ltd. reserves the right to alter this program or presenter(s) without further notice; however the program is Terms and Conditions:

intended to run as advertised. 2. Registration for program must be accomplished by full payment. Registrants will be liable for payment in the event

of non-attendance unless cancelled or request for transfer is made in accordance. 3. Cancellations or transfers must be advised in writing and

received at least 15 days prior to the event. 4 BIL reserve all rights to determine procedures and criteria pertaining to admissions, qualications,

termination of admission of any participant at its sole discretion.

Special Offer: Hurry to grab this exclusive offer!!!

Ÿ Register three or more participants from the same organization on / before 25th August 2015 and avail “Flat 15% Discount” & after 25th August 10% on the total fees.

Few of Our International Clients

Jameela Ali Al HamhamiHead of Indices Section Muscat

Securities Market

Irene K J - mutisoManager, HR & Cor. Communication

Central Depository & Settlement Corp. Ltd.Nairobi, Kenya

Shirley Chih-Ho LiVice President

Taiwan Stock Exchange Corporation

The program was good and gave a good insight into the Indian Market which some can be used to improve our market back home.. The derivatives market course was the best.

“

”

Rajib ShomeSenior Manager

Reliance Brokerage Services Ltd. Bangladesh

Very interesting and interactive. Gives an idea of the indian market in practice and in-depth knowledge about it.

“”

Good Topics Covered. Excellent faculty in indexing, IPO's Procedures, Debt Market and Commodity Market. In addition to other interesting sessions.

“”

Good eye-opener. Great to interaction with various juridictions. I learnt quite a lot. Good Team work.

“”

The program is very helpful to undestand te India Capital Market. People are capable. Great Job !

“”

Most of the lectures are great. I got a great learning experience.“ ”

Nonofo PhalatseCDS Operations Ofcer

Botswana Stock Exchange

Subratty JawairaExaminer

Financial Services Commission, Mauritius

Email: nadeem.alam@bseindia.com / training@bseindia.com

16 20 November,