Bolton Capital Group

Since 1985, our experienced financial professionals have provided domestic and

international clients with independent advice and access to global markets and products

along with customized solutions for managing their finances.

Financial Institution Strength

and Stability

Bolton offer clients a range of custody,

clearing and settlement options with

institutions owned by the world’s

premier banks including:

Bank of New York Mellon, the oldest

US banking concern founded by

Alexander Hamilton in 1784 is ranked by

Global Finance 2014 among the world’s

50 safest banks with over $28 trillion in

assets under custody and

administration. Clearing and custody

for accounts is provided by Pershing,

LLC, a wholly owned subsidiary founded

in 1939 and a member of the New York

Stock Exchange, FINRA and SIPC.

Royal Bank of Canada is the oldest

Canadian bank founded in 1854 and is

ranked by Global Finance 2014 among

the world’s 50 safest banks. Clearing

and custody is provided by RBC Capital

Markets Corporation, a member of the

New York Stock Exchange, FINRA and

SIPC.

Deutsche Bank Cayman is a wholly

owned subsidiary of Deutsche Bank AG,

the world’s third largest bank ranked by

account assets and provides clients with

a full range of global wealth

management capabilities

Strict Privacy and

Confidentiality Protections

Bolton offers multiple custody

solutions and jurisdictions for

achieving maximum privacy and

confidentiality protections for client

account information. While US

regulations impose strict requirements

for maintaining the confidentiality of

account information, non-US clients

may hold assets in other jurisdictions

through Bolton including Cayman

Islands, Singapore and Switzerland.

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BOLTON CAPITAL

GROUP

Independent Since 1985

BOLTON GLOBAL CAPITAL

Member FINRA SIPC

BOLTON SECURITIES

Member FINRA SIPC

579 Main Street

Bolton, MA 01740

(978) 779-5361

www.boltoncap.com

Investing and Trading

Access to all Major Global Exchanges and

Currencies

We offer institutional and retail clients

multicurrency execution capabilities in over 65

exchanges. Clients can buy and sell global fixed

income securities and non-U.S. dollar-denominated

bonds assisted by our expertise and local market

experience in Central and South America, Europe

and Asia. As we conduct all fixed income business on

an agency only basis, our clients can take advantage

of the best available pricing through our broad

network of counter party bond dealers and can

execute their trade in nearly 50 currencies.

Improved Liquidity for Fixed Income Securities

Our fixed income platform provides advisors and

their clients with access to over 150 global dealers

and counterparties in corporate, government and

emerging market bonds as well as structured

products, certificates of deposit and commercial

paper. As we maintain no securities inventory or

commitments to distribute investment banking

products, we strive to ensure that our clients have

the broadest possible access to competitive pricing

for their fixed income investments.

Multi-Currency Accounts

Clients can hold cash positions in their investment

accounts in over 50 foreign currencies and can

receive monthly account statements of assets

expressed as a value in both US and in foreign

currencies. These multi-currency statements can be

received by the client electronically, in paper form or

both. Clients can also execute security transactions

on more than 65 exchanges around the world. We

also offer a range of debit/credit/ATM cards for

accessing account cash and making purchases.

Financial Management

Enhanced Liquidity with Access to Low Cost

Credit

Our low cost margin and collateralized loan rates

allow clients to achieve maximum liquidity in their

investment portfolios by providing credit secured by

portfolio assets. The rates available to our clients are

substantially lower than those of more traditional

lending sources such as banks and credit card

companies and allow clients access to funds without

the need to sell account positions.

Worldwide Access to Account Services and Cash

Clients can access the funds in their accounts and

make purchases with the Visa/ATM-Debit card at

banks, ATM terminals, retail establishments, hotels

and restaurants throughout the world. We also offer

an international American Express charge card for

foreign clients who want a US dollar denominated

credit card. Our platform provides a robust

collection of financial management features

including on-line banking, ACH funds transfer and

automated bill payment. Clients also have full

internet access to view their accounts and execute

transactions on a global basis.

Customized Investment Solutions

Clients have access to the full range of traditional as

well as alternative investments and non-correlated

assets on our platform including individual accounts

managed by the industry’s premier money

management firms. Our separately managed

account platforms include more than 300 money

management firms focusing on domestic and

international equity and fixed income positions with

a complete range of investment styles and

objectives. We also offer new issue securities,

structured products, commodities trading and other

alternative investments.

For international clients, our platform offers more

than 2,000 offshore mutual funds which provide

substantial privacy protections and tax advantages

available only to non-US citizens. Foreign clients can

use these investment products to achieve broad

portfolio diversification across assets classes, foreign

and domestic markets as well as currencies.

Planning Services

We offer the full range of planning services for

assisting clients in:

Our advanced planning tools and technologies allow

our clients to develop comprehensive planning

strategies.

Consolidated Asset Management and Bill

Payment

Our advanced technologies allow clients to view all

of their accounts across asset classes and financial

institutions to manage their finances on a

consolidated basis. In addition to viewing the value

and positions in all their investment accounts held

through Pershing and RBC, they can view daily

values of accounts held at other financial institutions

including banks, brokerage firms, mutual fund

companies, insurance companies and mortgage

holders. Clients can also manage all of their finances

through a unified platform which provides electronic

deposits, manual and automated bill payment, check

writing and ACH. Clients can also take advantage of

low cost credit secured by investment account

assets.

International Trustee Services

International trusts are flexible instruments that

can be designed to meet the client’s personal,

family, and/or business needs. We can structure

and provide administration for a wide range of

trusts to suit the client’s individual needs and

circumstances. These include discretionary trusts,

fixed interest trusts, accumulations and

maintenance trusts, reserve powers trusts, private

trust companies and Sharia-compliant trusts.

Private Banking

Clients who require the privacy and confidentiality

protections afforded by some offshore jurisdictions,

can clear and custody investment accounts through

our relationship with financial institutions operating

in Cayman Islands, Singapore and Switzerland. For

privacy and security considerations, our clients can

choose to diversify their holdings on both our US

and private bank custody platforms and receive

consolidated monthly reports of all of their assets at

all financial institutions.

Commitment to Quality

For the past 30 years, Bolton has expanded its

business on a global basis by affiliating with financial

advisors who are committed to observing the

highest standards of professional conduct in

providing independent advice to their clients. Our

goal is to offer the broadest possible access to global

financial markets, products and services at a

competitive price and to clear and custody our client

assets through the world’s safest financial

institutions.

Projecting liquidity and Cash Flow Needs

Adjusting Asset Allocation to Mitigate Risks

Planning for Retirement and Estate Transfers

Implementing Tax Advantaged Structures

Consolidated Reporting of Assets & Liabilities

Excess Account Protection

Clients are afforded multiple layers of account protection in

addition to the strength and stability of Bank of New York

Mellon and/or Royal Bank of Canada.

SIPC: The Securities Investor Protection Corporation (SIPC®)

protects securities in client accounts up to $500,000

(including a maximum of $250,000 for claims for cash

awaiting reinvestment).

Pershing provides coverage in excess of SIPC from Lloyd’s

of London in conjunction with other insurers which

provides protection for assets held in custody by Pershing

up to an aggregate loss limit of $1 billion for eligible

securities over all client accounts and a per-client loss limit

of $1.9 million for cash awaiting reinvestment within the

aggregate loss limit of $1 billion.

RBC Capital Markets, LLC also has a policy from Lloyd’s of

London that covers additional asset protection up to $99.5

million per SIPC qualified account (of which $900,000 may

be in cash), subject to a total maximum aggregate of $400

million for RBC Capital Markets Corporation. Neither SIPC

nor excess of SIPC coverage protects against loss due to

market fluctuation of investments. For details, please see

www.sipc.org.

Additional coverage may be available through fidelity

bonding and/or errors and omissions insurance policies.

BOLTON CAPITAL GROUP Independent Since 1985

579 Main Street

Bolton, MA 01740

(978) 779-5361

www.boltoncap.com

Bolton Capital is not a FINRA broker dealer or registered investment advisor.

AFFILIATED OFFICES WORLWIDE

BOLTON GLOBAL CAPITAL Member FINRA, SIPC

BOLTON SECURITIES Member FINRA, SIPC

SEC Registered Investment

Advisor

BOLTON CAYMAN LTD CIMA Registered

Securities Advisor & Dealer

Pershing, LLC a subsidiary of

BNY MELLON

RBC Capital Markets

a subsidiary of

ROYAL BANK OF CANADA

Deutsche Bank Cayman a subsidiary of

DEUTSCHE BANK AG

Servicing Firms

Custodians