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For peer review only
Protocol for a Randomised controlled, open label trial of Ex-vivo Normothermic Perfusion versus Static Cold Storage in
Donation after Circulatory Death Renal Transplantation
Journal: BMJ Open
Manuscript ID bmjopen-2016-012237
Article Type: Protocol
Date Submitted by the Author: 10-Apr-2016
Complete List of Authors: Hosgood, Sarah; University of Cambridge, Dept of Surgery Saeb-Parsy, Kourosh; University of Cambridge, Dept of Surgery Wilson, Colin; Freemans Hospital, Transplantation
Callaghan, Christopher; Guy's and St Thomas's, Transplantation Collett, Dave; NHS Blood and Transplant, Statistics and Clinical Audit Nicholson, Michael; University of Cambridge, Dept of Surgery
<b>Primary Subject Heading</b>:
Surgery
Secondary Subject Heading: Renal medicine
Keywords: Transplant medicine < INTERNAL MEDICINE, Renal transplantation < NEPHROLOGY, TRANSPLANT SURGERY
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1
A Protocol of a Randomised controlled, open label trial of Ex-vivo Normothermic
Perfusion versus Static Cold Storage in Donation after Circulatory Death Renal
Transplantation
1
Sarah A Hosgood, 1
Kourosh Saeb-Parsy, 2
Colin Wilson, 3
Christopher Callaghan, 4
Dave
Collett, 1
Michael L Nicholson.
1
University of Cambridge, Department of Surgery, Addenbrooke’s Hospital, Level 9. Hill’s
Road. Cambridge CB2 OQQ 2
Freeman Hospital, Freeman Rd, High Heaton, Newcastle upon Tyne, Tyne and Wear NE7
7DN 3
Guy’s & Thomas’ NHS Foundation Trust, Great Maze Pond, London SE1 9RT 4
NHS Blood and Transplant Fox Den Road, Stoke Gifford, Avon, Bristol BS34 8RR
Correspondence
Dr Sarah Hosgood
University of Cambridge,
Department of Surgery,
Addenbrooke’s Hospital,
Level 9.
Hill’s Road.
Cambridge
CB2 OQQ
Tel 01223 762002
Email [email protected]
Trial Registration Number: SRCTN15821205
Protocol Version 1.1 Date: 4th
November 2015
Funder: Kidney Research UK (SP/MEKC/1/2014)
Sponsor: University of Cambridge and University Hospitals of Cambridge Foundation Trust
Cambridge CB2 OQQ. Mr Stephen Kelleher Tel 01223 596472.
Email: r&[email protected]
Role of Sponsor
• Central data collection and verification of SAEs. Reporting safety information
and checking for (annually) and notifying PIs of updates to the Reference
Safety Information for the trial.
Contributors
The study protocol was derived by (MLN, SAH, KSP, CW and CC). MLN wrote the original
draft which was reviewed and revised by all the co-authors. DC performed the statistics.
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Abstract
Introduction
Ex-vivo normothermic perfusion (EVNP) is a novel technique that reconditions the kidney
and restores renal function prior to transplantation. Phase I data from a series of EVNP in
donation after circulatory death (DCD) and extended criteria donor (ECD) kidneys has
established the safety and feasibility of the technique in clinical practice.
Methods and analysis
This is a UK based phase II multicentre randomized controlled trial to assess the efficacy of
EVNP compared to the conventional static cold storage technique in DCD kidney
transplantation. Four hundred patients receiving a kidney from a DCD donor (Category III,
controlled) will be recruited into the study. On arrival at the transplant centre, kidneys will be
randomized to receive either EVNP (n = 200) or remain in static cold storage (n = 200).
Kidneys undergoing EVNP will be perfused with an oxygenation packed red cell solution at
near body temperature for 60 minutes prior to transplantation. The primary outcome measure
will be determined by rates of delayed graft function (DGF) defined as the need for dialysis
in the first week post-transplant. Secondary outcome measures include graft function in the
first 7 days post-transplant, duration of DGF, rates of primary non function, patient and graft
survival at 1 year, complications, rates of acute rejection and length of hospital stay. The
level of fibrosis and inflammation will also be measured using tissue, blood and urine
samples.
Ethics and dissemination
The study has been approved by the NHS Health Research Authority Research Ethics
Committee. The results are expected to be published in 2020.
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Strengths and Limitations
• This is a large multicentre randomized controlled trial. It will provide evidence of the
effect of ex-vivo normothermic perfusion on early graft function in DCD kidney
transplantation.
• The secondary objectives will allow us to examine of the impact of EVNP on rates of
acute rejection and longer-term graft function and survival.
• Tissue, blood and urine samples will enable a more in depth analysis of the effects of
EVNP on ischaemia reperfusion
• The limitation of this study is the lack of blinding. Due to the nature of the technique
and in order to report safety outcomes, it is not possible to blind the surgical team to
the allocation of the kidney.
• Delayed graft function defined as dialysis within the first week of transplantation is
subjective. However, it is the best accepted measure of early graft function.
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Introduction
Kidney transplantation continues to be limited by a shortage of organ donors. In response to
this there has been an increase in the use of kidneys from marginal donors and a significant
proportion of transplant kidneys are now provided by donation after circulatory death (DCD)
donors 1. DCD kidneys inevitably sustain a warm ischaemic insult prior to retrieval and 50-
60% of these kidneys have delayed graft function (DGF) after transplantation 1. DGF is
associated with an increased risk of acute rejection, longer in-patient stay and therefore
greater cost, and may also reduce allograft survival 1-7
. Moreover, when compared to
standard criteria donors, DCD kidneys are three times more likely to be declined for
transplantation due to concerns over their quality 8, 9
.
Organ preservation has traditionally relied on hypothermic techniques based on the principle
that refrigeration reduces cellular metabolism and tissue oxygen requirements. The problem
is that in the anoxic hypothermic environment anaerobic cellular respiration continues, albeit
at a slow pace. Oxidative phosphorylation is uncoupled and mitochondrial ATP production
by chemiosmosis ceases 10
. ATP continues to be generated at a much slower rate by
substrate-based phosphorylation in the glycolytic pathway. This leads to depletion of
intracellular ATP stores. Anaerobic respiration generates lactic acid leading to worsening
intracellular acidosis and eventually loss of cell viability 10
. The initial warm ischaemic
injury sustained by DCD kidneys makes them less tolerant of cold ischaemic injury during
hypothermic preservation 11, 12
.
Normothermic perfusion techniques offer an alternative form of organ preservation and
resuscitation that has the potential to limit some of the effects of hypothermic preservation
techniques 13
. Ex-vivo normothermic perfusion (EVNP) is a novel technique that may help to
recondition ischaemically injured kidneys prior to transplantation 13
. The aim of EVNP is to
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restore metabolism and function to the kidney prior to transplantation by circulating a warm
oxygenated red cell based solution through the kidney.
EVNP has recently been introduced into clinical practice for kidneys from marginal donors
13-17. The early experience of renal transplantation after EVNP shows that the technique is
feasible, safe and may improve early graft function.
This study will investigate the effect of 60 minutes EVNP in kidneys from DCD donors
compared to the traditional technique of static cold storage
The primary outcome measure will be delayed graft function (DGF) defined as the need for
dialysis in the first 7 days post-transplantation. Secondary outcome measures will include
more sensitive measures of renal function over the first 7 days post-transplant, length of
hospital stay, graft and patient survival at 1 year and rates of acute rejection. Fibrosis,
inflammatory markers and urinary biomarkers will also be examined in tissue, blood and
urine.
Methods
Study type
A randomised controlled, open label trial of the effect of EVNP on initial graft function in
donation after circulatory death kidney transplantation. Figure 1 summaries the design of the
trial.
Eligibility
Patients will be eligible for the trial if they meet the following criteria; patients undergoing a
DCD kidney transplantation (Maastricht Categories III & IV); the donor and recipient must
be ≥ 18 years and it must be the patient’s 1st or 2
nd kidney transplant.
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Written informed consent will be taken from all patients included in the trial by a qualified
member of the study team. Patients will not be eligible if the donor or recipient is under the
age of 18 years, the DCD donor is in Maastricht Categories I & II, patients receiving a 3rd
or
subsequent kidney transplant, patients receiving multi-organ transplants e.g. simultaneous
pancreas-kidney transplantation, patients receiving dual kidney transplants, paediatric en-bloc
kidney transplants or kidneys that have been preserved by hypothermic machine perfusion.
There will be four participating centres in the UK; Cambridge (lead), Newcastle, Guy’s and
Edinburgh.
Randomisation
Patients will be allocated at random in a 1:1 ratio to either static cold storage (CS) plus 1 hour
of EVNP (n = 200) or CS (n = 200) only. A patient information sheet will be given to
potential recruits on admission for DCD kidney transplantation and written informed consent
will then be obtained. Randomisation will be performed after the transplant recipient and
kidney have both arrived in the transplanting centre and a final decision to proceed with
transplantation has been made by a member of the study team. The randomisation will be
performed on a web based system (sealedenvelope) which uses a computer generated
randomisation sequence. In cases where paired kidneys from the same donor are transplanted
in the same centre, one kidney from the pair will be randomly allocated to CS and the other to
EVNP. In these cases the randomisation will also determine which kidney (right or left) will
be transplanted first. Due to the nature of the trial, no-one is blinded to treatment allocation.
Multiple vessels
DCD kidneys with multiple renal arteries will not be excluded from the trial as EVNP is
technically possible in such kidneys. Nonetheless, EVNP may prove to be very difficult in
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kidneys with particularly complex vascular anatomy. If such a kidney is randomised to
EVNP then the local investigator may decide to use CS alone. Nonetheless, the recipient will
be analysed in the EVNP arm of the study in line with the intention to treat basis. As per
protocol analysis will also be performed to assess the effects of the actual preservation
method.
Kidney retrieval
All kidneys will be retrieved by UK national retrieval teams. Following in situ flushing of the
abdominal organs with hyperosmolar citrate solution or University of Wisconsin (UW)
solution, kidneys will be removed and then placed individually in preservation solution and
packed in ice. The perfusion solution used will be recorded.
Ex-vivo normothermic perfusion
The EVNP circuit has been designed using paediatric cardiopulmonary bypass technology
(Medtronic, Watford, UK) and consists of a centrifugal blood pump (Bio-pump 560), a heat
exchanger, a venous reservoir (Medtronic), 1/4 inch PVC tubing and an Affinity membrane
oxygenator (Medtronic). The hardware includes a speed controller, a TX50P flow transducer
and a temperature probe (Cole-Parmer, London, UK). Two infusion pumps are also
incorporated into the system.
Perfusate
The circuit will be primed with perfusate solution (Ringer’s solution, Baxter Healthcare,
Thetford, Norfolk, UK) and one unit of O Positive or O Negative packed red cells from the
blood bank. Manntiol 10% (Baxter Healthcare), dexamethasone 8 mg (Organon Laboratories,
Cambridge, UK) and heparin (CP Pharmaceuticals, Wrexham, UK) will be added to the
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perfusate. Sodium bicarbonate 8.4% (Fresenius Kabi, Cheshire, UK) will be added to
normalize the pH. A nutrient solution (Synthamin 17, Baxter Healthcare) with sodium
bicarbonate 8.4%, insulin (Novo Nordisk, Denmark) and multivitamins (Cernevit, Baxter
Healthcare) will be infused into the circuit at a rate of 20 mL/h. Prostacyclin 0.5 mg (Flolan,
Glaxo-Wellcome, Middlesex, UK) will be infused into the arterial arm of the circuit at a rate
of 5 mL/h and glucose 5% (Baxter Healthcare) at 5 mL/h. Ringer’s solution will be used to
replace urine output mL for ml.
Perfusion Chamber
Kidneys undergoing EVNP will be placed in a custom designed sterile perfusion chamber
and the renal artery and vein will be cannulated and primed with cold 0.9% sodium chloride.
Perfusion Parameters
Kidneys will be perfused at a set mean arterial pressure (75 mmHg). The plasma-free red
cell-based perfusate will be circulated from the venous reservoir through the centrifugal
pump into the membrane oxygenator, where it is oxygenated and also warmed to 35-36◦C. It
will then flow through the arterial limb of the circuit to the renal artery. Venous return from
the renal vein will be fed back into the reservoir.
Renal blood flow (RBF) will be monitored continuously during EVNP. Intra-renal resistance
(IRR) will be calculated (mean arterial pressure/RBF) every 5 min until the end of perfusion.
The total urine output will be recorded. Blood gas analysis will be used to measure the acid
base balance pre and post EVNP.
Post-perfusion
After EVNP, kidneys will be flushed with approximately 500 mL of cold (4◦C) hyperosmolar
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citrate (HOC, Baxter Healthcare, UK) to remove the perfusate and then placed back in ice
until transplanted. Prior to transplantation the arterial Carrel patch may have to be excised
along with a short segment of vein in order to remove the cannula ligature sites.
EVNP Assessment Scoring (Table 1)
An assessment score will be recorded for all kidneys undergoing EVNP but will not be used
to make decisions about the suitability of kidneys for transplantation 13
.
Transplantation
This will be performed using standard techniques. Anaesthesia will be given according to
local protocols. Kidneys will be transplanted into either iliac fossa with anastomosis of the
artery to either the common, external or internal iliac arteries. The vein will be anastomosed
to either the common or the external iliac vein. The ureteric anastomosis will be performed
as an extravesical onlay over a double J stent.
Immunosuppressive therapy
All centres will use similar immunosuppressive protocols as follows: Patients will receive
20mg of basiliximab i.v. pre-transplant and 20mg i.v. on postoperative day 4. Patients will
receive a bolus of methylprednisolone i.v. at induction of anaesthesia using a dosage
according to local practice. The post-transplant oral prednisolone regimen will also be
according to local practice.
Patients may be treated with either tacrolimus or cyclosporine according to local protocols.
There will be no restriction on the formulation of the prescribed calcineurin inhibitors.
Tacrolimus will be prescribed to achieve target trough levels of 3-12 ng/ml. Cyclosporin will
be prescribed to achieve target trough levels of 100-250 ng/ml. The first dose of calcineurin
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inhibitor may be given pre- or post-operatively. All patients will receive mycophenolate as
either mycophenolate mofetil (Cellcept) at a starting dose of at least 1g/day or mycophenolate
sodium (Myfortic) starting at a dose of at least 720mg/day.
Anti-microbial and anti-thrombotic prophylaxis will be given according to local protocols. It
is expected that patients will also receive prophylaxis against Pneumocystis jiroveci
pneumonia, oral candidiasis and cytomegalovirus (Valganciclovir for 100 days in CMV +ve
donor to CMV –ve recipient transplants).
Outcomes
Primary outcome measure
The primary outcome measure is delayed graft function (DGF) defined as the need for
dialysis in the first 7 days post-transplantation 18
.
Secondary outcome measures
The secondary outcome measures include incidences of primary non-function (PNF) defined
as the permanent lack of allograft function from the time of transplantation. This will include
graft losses due to irreversible rejection and vascular thrombosis. The cause of graft loss will
be recorded. The duration of DGF in days. Functional DGF (fDGF) defined as <10% fall in
serum creatinine for 3 consecutive days in the first week post-transplant. Creatinine reduction
ratio day 2 (CRR2 = creatinine day 1 – creatinine day 2/ creatinine day 1) and Creatinine
reduction ratio day 5 (CRR 5 = pre-transplant creatinine - creatinine day 5/ pre-transplant
creatinine) 19
. Length of hospital stay, rates of biopsy-proven acute rejection rate and
measures of renal function (serum creatinine and eGFR) at 1, 3, 6 and 12 months post-
transplant. Patient survival (time from transplant to death) and allograft survival (time from
transplant to graft loss or return to dialysis) will be recorded. The EVNP score will be
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calculated for each kidney undergoing EVNP (Table 1). Arterial and venous samples will be
collected during perfusion and used to measure oxygen consumption, acid base balance and
concentrations of sodium, potassium, glucose, lactate and calcium. Concentrations of sodium,
potassium will also be measured in the urine at the end of EVNP.
Renal fibrosis
One of the commonest causes for graft failure after transplantation is the development of
chronic allograft nephropathy 20
. The aim of this study is to determine if EVNP can slow the
progression of fibrosis. Biopsies of the kidney will be taken pre-transplant and after 3
months. Biopsies will be fixed in formalin and paraffin embedded cut sections of the graft
with be stained with sirius red (stains for collagen III). The degree of fibrosis will be
quantified using computerised digital image analysis.
Injury markers
Ischaemia reperfusion injury is a leading cause of early graft dysfunction. The aim of this
study is to determine if EVNP can reduce the amount inflammation and injury after
transplantation. Blood and urine samples will be collected pre and post-transplant and used to
measure inflammation [inflammatory cytokines Interleukin-6 (IL-6), Tumour Necrosis Factor
alpha, (TNF-α), Interleukin- 8 (Il-8)] and kidney injury [neutrophil gelatinase-associated
lipocalin (NGAL), Liver fatty acid binding protein (L-FABP)]. Further biopsies of the kidney
will be taken and snap frozen in liquid nitrogen pre-implantation and 30 minutes post-
transplant (analysis to be determined).
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Sample storage
Samples will be stored in the clinical and research laboratories within the participating
centres. Samples will be coded and donor identifiable material will only be available to the PI
and the research team at the participating centres. Samples are appropriately labelled in
accordance with the trial procedures to comply with the 1998 Data Protection Act. Biological
samples collected from participants as part of this trial will be transported, stored, accessed
and processed in accordance with national legislation relating to the use and storage of human
tissue for research purposes and such activities shall at least meet the requirements as set out
in the 2004 Human Tissue Act and the 2006 Human Tissue (Scotland) Act.”
On completion of the trial samples will be disposed of in accordance with the Human Tissue
Authority’s Code of Practice.
Statistics
Sample size determination
The trial size was calculated with respect to the primary end-point, which is delayed graft
function defined as the requirement for dialysis in the first 7 days post-transplantation. Based
on 5 years of data from the three participating centres, the overall rate of DGF in DCD kidney
transplants is 50%. In a pilot series of kidney transplants from extended criteria donors, 18
kidneys undergoing CS followed by 1 hour of EVNP were compared to a historical control
group of 47 ECD transplants after CS alone. The DGF rates were 1/18 (6%) in the EVNP
group compared to 17/47 (36%) in the CS group 14
.
Using a fixed sample size study, with interim analyses after 125 and 250 patients have been
enrolled and reached 365 days post-transplant, a total of 376 patients receiving a DCD kidney
(Maastricht category III & IV controlled donors) will be required to detect a 30% relative
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reduction in DGF (from 50 to 35%) with a power of 80% and a statistical significance of α =
0.05. To allow for study withdrawal rate of 6%, a total of 400 patients will be recruited.
Interim Analysis
Two interim analyses will be performed during the study period. The first of these will be
after 125 patients have received a transplant and reached 7 days post-transplant and the
second after 250 patients have been recruited (and have received a transplant and reached 7
days post-transplant).
Analysis population and principles
The population used for efficacy analyses will be an intent to treat population including all
eligible randomised patients. This will be the primary analysis for the trial. Characteristics of
all randomised patients will be tabulated by arm of the trial to describe the cohort.
The primary and secondary outcome will also be analysed per protocol.
Analysis of primary and secondary outcomes
The analyses will be described in detail in a full Statistical Analysis Plan. This section
summarises the main issues. A full statistical analysis plan will be drawn up prior to the first
interim analysis.
Primary analysis
The number of patients whom experience delayed graft function between the two groups will
be compared using a logistic regression model adjusting for cold ischemic time and donor
age.
Secondary outcomes
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Primary non-function: The number of patients experiencing primary non-function in each
arm will be compared using a Fisher’s exact text. The cause of graft loss will be tabulated by
arm. The duration of DGF in days will be summarised using the Kaplan Meier estimate of the
duration of DGF for all those who experienced DGF and compared using a log rank test.
The number of participants whom experience functional DGF: The number of patients in
each arm will be compared using a Fisher’s exact test. The Creatinine reduction ratio day 2
and day 5 will be compared by arm using a two sample t-test. The length of hospital stay
defined from admission to discharge will be estimated using the Kaplan Meier method, with
deaths in hospital censored, and compared between arms using the log-rank test.
Biopsy-proven acute rejection rate; the number of patients in each arm will be compared
using a Fisher’s exact test. Longitudinal changes in serum creatinine and eGFR will be
separately assessed at 1, 3, 6 and 12 months post-transplant and mean values compared using
two-way ANOVA with repeated measures for patients in each arm of the trial. Any
difference between arms in the way serum creatinine and eGFR changes over time will also
be assessed using this model. Patient survival (time from transplant to death) and Allograft
survival (time from transplant to graft loss or return to dialysis) will be analysed using a
Kaplan-Meier estimate of the probability of an event after 12 months and a log rank test.
Time to graft loss or return to dialysis will be modelled.
Analysis Population and Missing Data
Normally if a patient experiences DGF, they would remain in hospital for a minimum of 7
days. Hence for pragmatic reasons, if a patient is discharged from the hospital prior to 7 days
post-transplant and the patient is known to be alive at 7 days post-transplant, then such
patients will be imputed to have not experienced DGF. Some patients may also withdraw
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consent, be withdrawn or die during the conduct of the trial. In either of these cases, it is
impossible to know whether such patients are either less or more likely to experience DGF
had they not experienced early censoring. Sensitivity analyses will be performed to account
for this.
Safety outcomes
Incidences of acute rejection, renal artery or renal vein thrombosis, complications of the renal
transplant biopsy and the number of hospital admission for any recognised complication of
renal transplantation and immunosuppression will be summarised by arm.
The University of Cambridge and Cambridge University Hospital NHS Foundation Trust will
be the sponsor for this study. A Trial Steering Committee will meet 6 monthly to review the
trial, monitor recruitment rates to consider protocol amendments and provide advice. A Trial
Management Group will be responsible for the ethics committee application and the
production of reports and the day to day running of the trial. A data monitoring committee
will consist of three independent members with expertise in renal transplantation, clinical
trials and statistics. They will meet at least annually to review data, primarily concentrating
on patient safety.
Data handling
A data will be collected prospectively and recorded on the electronic case report forms. The
data will be monitored by the trial manager and audited each month. Each participant will be
allocated a unique study number and will be identifiable by this number throughout the
course of the study. This number will be used on all documentation and during analysis of the
results. Tissue, blood and urine samples will be coded with a unique number. Any data that
is transferred will be carried out under the NHS Code of Practice on Confidentiality.
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Ethical Considerations
The study protocol and trial documents including the consent form and participant
information sheet have been approved by the NHS Health Research Authority East of
England, Cambridge Central Research Committee (15/EE/0356). Approval has also been
granted by the NHS Research & Development (R&D) department and will be sought at each
participating centre. Substantial amendments will require ethical review. Amendments will
also need to be reviewed and accepted by the NHS R&D departments before they can be
implemented in practice at sites.
Insurance of negligent or non-negligent harm will be covered under the University's clinical
trial policy.
There are no conflicts of interest for the PIs or members of the study team.
Dissemination
The results of the study will be submitted for peer review for publication in a scientific
journal. The results of the study will also be presented at national and international meetings.
Acknowledgements
This study was supported by Kidney Research UK, the Cambridge National Institute for
Health Research (NIHR) Cambridge Biomedical Research Centre and the NIHR Blood and
Transplant Research Unit in Organ Donation and Transplantation at the University of
Cambridge in collaboration with Newcastle University and in partnership with NHS Blood
and Transplant (NHSBT). The views expressed are those of the authors and not necessarily
those of the NHS, the NIHR, the Department of Health or NHSBT.
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References
1: Summers DM, Watson CJ, Pettigrew GJ, Johnson RJ, Collett D, Neuberger JM,
Bradley JA. Kidney donation after circulatory death (DCD): state of the art. Kidney Int. 2015
Aug;88(2):241-9.
2: Saidi RF, Elias N, Kawai T, et al. Outcome of kidney transplantation using expanded
criteria donors and donation after cardiac death kidneys: Realities and costs. Am J Transplant
2007; 7: 2769–2774.
3: van der Vliet JA, Warle MC, Cheung CL, Teerenstra S, Hoitsma AJ. Influence of
prolonged cold ischemia in renal transplantation. Clin Transplant 2011; 25: E612–E616.
4: Snoeijs MG, Winkens B, Heemskerk MB, et al. Kidney transplantation from donors after
cardiac death: A 25-year experience. Transplantation 2010; 90: 1106–1112.
5: Yarlagadda SG, Coca SG, Formica RN, Jr, Poggio ED, Parikh CR. Association between
delayed graft function and allograft and patient survival: A systematic review and meta-
analysis. Nephrol Dial Transplant 2009; 24: 1039–1047.
6: Rao PS, Ojo A. The alphabet soup of kidney transplantation: SCD, DCD, ECD–
fundamentals for the practicing nephrologist. Clin J Am Soc Nephrol 2009; 4: 1827–1831.
7: Quiroga I, McShane P, Koo DD, et al. Major effects of delayed graft function and cold
ischaemia time on renal allograft survival. Nephrol Dial Transplant 2006; 21: 1689–1696.
8: Dare AJ, Pettigrew GJ, Saeb-Parsy K. Preoperative assessment of the deceased-donor
kidney: from macroscopic appearance to molecular biomarkers. Transplantation 2014 Apr
27;97(8):797-807.
9: Callaghan CJ, Harper SJ, Saeb-Parsy K, Hudson A, Gibbs P, Watson CJ, et al. The discard
of deceased donor kidneys in the UK. Clin Transplant 2014 Mar;28(3):345-353.
10: Nourbakhsh N, Singh P. Role of renal oxygenation and mitochondrial function in the
pathophysiology of acute kidney injury. Nephron Clin Pract. 2014;127(1-4):149-52
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11: Summers DM, Johnson RJ, Allen J, Fuggle SV, Collett D, Watson CJ, Bradley JA.
Analysis of factors that affect outcome after transplantation of kidneys donated after cardiac
death in the UK: a cohort study. Lancet. 2010 Oct16;376(9749):1303-11.
12: Summers DM, Johnson RJ, Hudson A, Collett D, Watson CJ, Bradley JA. Effect of donor
age and cold storage time on outcome in recipients of kidneys donated after circulatory death
in the UK: a cohort study. Lancet. 2013 Mar 2;381(9868):727-34.
13: Hosgood SA, Nicholson ML. First in Man Renal Transplantation after Ex Vivo
Normothermic Perfusion. Transplantation 2011 Aug 11.
14: Nicholson ML, Hosgood SA. Renal transplantation after ex vivo normothermic perfusion:
the first clinical study. Am J Transplant 2013 May;13(5):1246-1252.
15: Hosgood SA, Nicholson ML. The first clinical case of intermediate ex vivo normothermic
perfusion in renal transplantation. Am J Transplant 2014 Jul;14(7):1690-1692.
16: Hosgood SA, Nicholson ML. Ex vivo normothermic perfusion of declined human
kidneys after inadequate in situ perfusion. Am J Transplant 2014 Feb;14(2):490-491.
17: Hosgood SA, Barlow AD, Hunter JP, Nicholson ML. Ex-vivo normothermic perfusion -
an innovative technology for quality assessment of marginal donor kidney transplants. 2015
Br J Surg. 2015 Oct;102 (11):1433-40.
18: Mallon DH, Summers DM, Bradley JA, Pettigrew GJ. Defining delayed graft function
after renal transplantation: simplest is best. Transplantation. 2013 Nov 27;96(10):885-9.
19: Vilar E, Varagunam M, Yaqoob MM, Raftery M, Thuraisingham R. Creatinine reduction
ratio: a useful marker to identify medium and high-risk renal transplants. Transplantation.
2010 Jan 15;89(1):97-103.
20: Boor P, Floege J. Renal allograft fibrosis: biology and therapeutic targets. Am J
Transplant. 2015 Apr;15(4):863-86. doi: 10.1111/ajt.13180. Epub 2015 Feb 17. Review.
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EVNP Score
Macroscopic appearance Points
Excellent perfusion with global and even pink appearance 1 point
Moderate perfusion with some areas of patchy or mottled perfusion 2 points
Poor perfusion with a globally mottled and purple appearance 3 points
Mean Renal Blood Flow (ml/min/100g) <50ml/min/100g 1 point
Mean Renal Blood Flow (ml/min/100g) <50ml/min/100g 0 point
Total Urine Output (ml) <43ml/hr 1 point
Total Urine Output (ml) >43ml/hr 0 point
Table 1: Ex-vivo normothermic perfusion (EVNP) score. Scores for macroscopic appearance,
renal blood flow and urine output will be added to yield an overall assessment score ranging
from 1 (the highest quality) to 5 (the lowest quality).
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Figure 1: Trial Design
Inclusion criteria 1. Patients undergoing DCD kidney
transplantation (Maastricht III & IV)
2. DCD donor age ≥ 18 years
3. Transplant recipients aged ≥ 18 years
4. Patients undergoing a1st or 2nd kidney
transplant
5. Patients who have given written informed
consent
Exclusion criteria 1. DCD donors <18 years old
2. DCD (Maastricht I & II)
3. Patients receiving a 3rd
or
subsequent kidney transplant
4. Patients receiving multi-organ
transplants e.g. simultaneous
pancreas-kidney transplantation
5. Patients receiving dual kidney
transplants
6. Paediatric en-bloc kidney
transplants
7. Organ preservation by
hypothermic machine perfusion
Donation after Circulatory Death Kidney
Patient information sheet and informed consent
Arrival of kidney
Randomisation
Sealed envelope
Single kidney Pair of kidneys
EVNP CS
Randomisation EVNP/CS
• Left or right kidney
• Transplanted 1st or 2nd
EVNP Protocol and
Assessment score
Biopsy and Transplantation
Primary Outcome Measures (recorded
on the eCRF)
1: Delayed graft function (DGF) defined
as the need for dialysis in the first 7 days
post-transplantation.
Secondary Outcome Measures (recorded
on the eCRFs) 1: Primary non-function (PNF)
2: Duration of DGF in days
3: Functional DGF (fDGF)
4: Creatinine reduction ratio day 2
5: Creatinine reduction ratio day 5
6: Length of hospital stay
7: Biopsy-proven acute rejection rates.
8: Serum creatinine and eGFR at 1, 3, 6 and
12 months.
9: Patient survival (time from transplant to
death).
10: Allograft survival (time from transplant
to graft loss or return to dialysis)
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Patient Information Sheet Version 1.1 4th November 2015
Page 1 of 5
Pre-Transplant Patient Information Sheet
You are being invited to take part in a research study. Before you decide, it is important for
you to understand why the research is being done and what it will involve. Please take time
to read the following information carefully and discuss it with others if you wish. Ask us if
there is anything that is not clear or if you would like more information. Take time to decide
whether or not you wish to take part.
Study Title: Ex-vivo Normothermic Perfusion Trial
Summary
We would like to assess whether a new technique of kidney preservation can improve early
graft function compared to the standard cold storage technique.
1 What is the purpose of the study?
When kidneys are removed from an organ donor they are normally stored on ice until they
are ready to be transplanted. A kidney can be preserved safely at a low temperature in
these conditions. However, there is some degree of deterioration and the longer they are
left in this condition the more they deteriorate (rather like food that is kept in the fridge).
We have developed a technique that may improve the quality of the kidney. This involves
placing the kidney on a machine and passing a warmed, oxygen-rich solution containing red
blood cells through it for about one hour. Under these conditions the kidney can start to
function again and produce urine. This improves the condition of the kidney and may
improve function after transplantation.
2 How is this study designed?
This study will assess the technique of warming a kidney and compare it to the standard
cold storage technique that is commonly used. Kidneys will be randomly assigned to receive
either the warming technique or standard cold storage.
3 Why have I been invited?
The kidney you are being offered is a suitable match for you. It is a kidney from a donation
after circulatory death donor and meets the criteria for entry into the trial.
4 Do I have to take part?
It is completely your choice whether you want to take part. If you decline to be included in
the study the kidney will undergo the standard cold storage technique of preservation with
no intervention.
5 What will happen to me if I take part?
You will be prepared for surgery in the normal way. Standard practice involves keeping the
transplant kidney under cold storage in ice until the time of the transplant operation. If you
consent to take part in this trial then your kidney will be randomly assigned to either
standard practice or to having warm perfusion for one hour immediately before the kidney
is transplanted. Should there be any problem with the warm perfusion procedure then the
kidney can be quickly removed from the perfusion machine and returned to cold storage in
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Patient Information Sheet Version 1.1 4th November 2015
Page 2 of 5
ice before transplantation. This failsafe position has not been required so far in our first 40
cases.
During the transplant operation we will also take a small tissue biopsy from the kidney 30
minutes after it has been transplanted. Although there is a small risk of causing bleeding
from the kidney biopsy site (<5%) your surgeon will be able to repair the bleeding site if this
happens.
6 What do I have to do?
After your transplant you will receive the normal standard care but will also be asked to
provide a few additional blood and urine samples for analysis. Your participation in this
study will not affect the way you are followed up after a transplant. The normal follow up
involves clinical visits at least twice a week for six weeks and then weekly for a further six
weeks.
At three months after your transplant we will plan to perform a routine needle biopsy of the
kidney to look for scarring. This would help us with our research but it is not compulsory.
Needle biopsies have a good safety record but there is a small risk (less than 1%) of
significant bleeding.
After three months you will be seen either in Cambridge or your local centre. The length
between clinical visits will be gradually extended after the first three months.
7 What are the alternatives for treatment?
If you decide not to take part in the trial the kidney will not receive any intervention and will
be transplanted as normal.
8 What are the possible disadvantages and risks of taking part?
There are no potential side effects to you. This technique of perfusion is applied to the
kidney only, before it is transplanted. There is a small risk that the kidney might be damaged
during the assessment and therefore could not be transplanted. This has not happened in
our experience of 40 cases so far but it remains as a potential risk. Although your kidney
may be deemed suitable for transplantation it is a kidney from a marginal donor and we
know that this increases the rate of delayed graft function. This means that it may take
some time for the kidney to start to function fully. There is also a small risk that the kidney
will never function.
9 What are the possible benefits of taking part?
This trial is being performed because we are uncertain whether or not warm perfusion
improves the outcome of kidney transplantation. Our experience so far suggests that using
this technique to recondition the kidney can result in better postoperative function. It is
also possible however that warm perfusion worsens the outcome of a kidney transplant.
10 What happens when the research study stops?
At the end of the research study you will continue to be followed up for your kidney
transplant either at Addenbrooke’s Hospital or at your local renal hospital.
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10 What if new information becomes available?
If new information becomes available your Transplant Consultant might consider it to be in
your best interests to withdraw you from the study. He/she will explain the reasons and
arrange for your care to continue.
12 What will happen if I do not want to carry on with the study?
You will be given normal care after the kidney transplant. If you withdraw from the study we
will ask permission to use the data collected up to your withdrawal.
13 What will happen to the samples I give?
All urine, blood and tissue samples requested following renal transplantation, either
routinely or because of a clinical need, will be tested or disposed of according to normal
hospital policies and procedures. We will keep a small amount of these samples within the
Hospital in a secured area for analysis at a later date. Once analysed, these will be disposed
of according to normal hospital policy. Tissue samples will also be kept within the hospitals
pathology department.
14 What will happen to the results of the research study?
The results of the research will be published in specialist journals in order to inform other
transplant doctors around the world. You will not be identified in any report or publication.
You will be able to get a copy of the results by asking the kidney doctors in the follow up
clinic.
15 Will my General Practitioner/Family Doctor (GP) be involved?
Participation in this trial will not affect your treatment and follow-up by your GP after
discharge from the hospital.
16 Who is organising the research?
The research is being organised by doctors at the Cambridge Transplant Unit. The trial is
funded by Kidney Research UK and approximately 400 patients will be recruited.
17 Who has reviewed the study?
The study has been reviewed by the transplant doctors in Cambridge, Kidney Research UK
and the Local Research Ethics Committee.
18 Will my taking part in this study be kept confidential?
We will follow ethical and legal best practice and all information about you will be handled
confidentially. If you join the study, some parts of your medical records and the data
collected for the study will be looked at by authorised persons from the research team. They
may also be looked at by representatives of the regulatory authority or by those responsible
for research and development audit (for monitoring the quality of the research). All have a
duty of confidentiality to you as a research participant and will do their best to meet this
duty. Our procedure for handling, processing, storage and destruction of data will match the
Data Protection Act 1998. Your name will not be disclosed outside the hospital. The data
collected will be stored and retained securely for 10 years and it will also be disposed of
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securely. You have the right to check the accuracy of data held about you and correct any
errors.
19 What if there is a problem?
Any complaint about the way you have been dealt with during the trial or any possible harm
you might suffer will be addressed. If you have any concerns about any aspect of this trial
you should speak to your trial doctor who will do their best to answer your questions.
In the event that something does go wrong and you are harmed by taking part in the
research and this is due to someone’s negligence then you may have grounds for a legal
action for compensation against Cambridge University Hospitals NHS Foundation Trust or
the University of Cambridge. The normal National Health Service complaints mechanisms
will still be available to you (if appropriate). The University has obtained insurance, which
provides no-fault compensation i.e. for non-negligent harm, you may be entitled to make a
claim for this.
Obtaining further information
If you have any questions or concerns about any aspect of this study, you should ask to
speak to the researchers who will do their best to answer your questions or to Professor
Michael Nicholson (01223 339221).
Complaints and Independent Advice
If you wish to speak to an independent body about any concerns or complaints about any
aspect of the way you have been approached or treated during this trial, you can do this
through the Addenbrooke’s Kidney Patient’s Association or the Patient Advice and Liaison
Service (PALS) at Addenbrooke’s Hospital. The formal NHS complaints procedure is also
available to you. Details can be obtained through the hospital.
Complaints
If you remain unhappy and wish to complain formally, you can do this through the NHS
complaints procedure.
NHS based research
If you are harmed by taking part in this research project, there are no special compensation
arrangements. If you are harmed due to someone’s negligence, then you may have grounds
for a legal action but you may have to pay for it. Regardless of this, if you wish to complain,
or have any concerns about any aspect of the way you have been approached or treated
during the course of this study, the normal National Health Service complaints mechanisms
will be available to you.
Contacts for further information
A) General information about research can be found on www.nres.org.uk;
www.addenbrookes.nhs.uk; or www.instituteofclinicalresearch.org.uk
B) For specific information about this research project, contact Professor Michael Nicholson,
01223 339221.
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C) For advice on whether you should participate in the study, contact either Professor
Michael Nicholson on 01223 339221, or one of the other transplant doctors on G5 on 01223
217306.
D) For independent advice you can also contact the Patient Advice and Liaison Service
(PALS) on 01223 216 756, email [email protected]
E) Addenbrooke’s Kidney Patient’s Association email [email protected]
Thank you for reading this information sheet and for considering taking part in this study. If
you agree to take part you will be given a copy of this information sheet and a signed copy
of your consent form to keep.
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Patient consent form v1.1 EVNP DCD Trial 4th Nov 2015 Page 1
Patient Consent Form
Patient Identification Number:
Ex-vivo Normothermic Perfusion Kidney Trial
1. I confirm that I have read and understood the information sheet for the above study. I
have had the opportunity to consider the information, ask questions and have had these
answered satisfactorily.
Initial
2. I understand that my participation is voluntary and that I am free to withdraw at any time
without giving any reason, without my medical care or legal rights being affected.
Initial
3. I understand that relevant sections of my medical notes and data collected during the
study, may be looked at by individuals from the Cambridge University Hospitals NHS
Foundation Trust, where it is relevant to my taking part in this research. I give permission
for these individuals to have access to my medical records.
Initial
4. I agree for the storage and analysis of my serum, urine and kidney biopsy samples. I
understand that these samples may be kept for analysis at a later date.
Initial
5. I agree to take part in the above study.
Initial
Name of Participant ……………………………………………………………………………………………….
Signature………………………………………………………………… Date………………………………
Name of Person Taking Consent ………………………………………………………………………………
Signature………………………………………………………………… Date………………………………
Name of Principal Investigator: Professor Michael Nicholson (Consultant Transplant Surgeon)
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SPIRIT 2013 Checklist: Recommended items to address in a clinical trial protocol and
related documents*
Section/item ItemNo
Description
Administrative information
Title 1 Descriptive title identifying the study design, population, interventions,
and, if applicable, trial acronym
Trial registration 2a Trial identifier and registry name. If not yet registered, name of
intended registry
2b All items from the World Health Organization Trial Registration Data
Set
Protocol version 3 Date and version identifier
Funding 4 Sources and types of financial, material, and other support
Roles and
responsibilities
5a Names, affiliations, and roles of protocol contributors
5b Name and contact information for the trial sponsor
5c Role of study sponsor and funders, if any, in study design; collection,
management, analysis, and interpretation of data; writing of the report;
and the decision to submit the report for publication, including whether
they will have ultimate authority over any of these activities
5d Composition, roles, and responsibilities of the coordinating centre,
steering committee, endpoint adjudication committee, data
management team, and other individuals or groups overseeing the
trial, if applicable (see Item 21a for data monitoring committee)
Introduction
Background and
rationale
6a Description of research question and justification for undertaking the
trial, including summary of relevant studies (published and
unpublished) examining benefits and harms for each intervention
6b Explanation for choice of comparators
Objectives 7 Specific objectives or hypotheses
Trial design 8 Description of trial design including type of trial (eg, parallel group,
crossover, factorial, single group), allocation ratio, and framework (eg,
superiority, equivalence, noninferiority, exploratory)
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2
Methods: Participants, interventions, and outcomes
Study setting 9 Description of study settings (eg, community clinic, academic hospital)
and list of countries where data will be collected. Reference to where
list of study sites can be obtained
Eligibility criteria 10 Inclusion and exclusion criteria for participants. If applicable, eligibility
criteria for study centres and individuals who will perform the
interventions (eg, surgeons, psychotherapists)
Interventions 11a Interventions for each group with sufficient detail to allow replication,
including how and when they will be administered
11b Criteria for discontinuing or modifying allocated interventions for a
given trial participant (eg, drug dose change in response to harms,
participant request, or improving/worsening disease)
11c Strategies to improve adherence to intervention protocols, and any
procedures for monitoring adherence (eg, drug tablet return,
laboratory tests)
11d Relevant concomitant care and interventions that are permitted or
prohibited during the trial
Outcomes 12 Primary, secondary, and other outcomes, including the specific
measurement variable (eg, systolic blood pressure), analysis metric
(eg, change from baseline, final value, time to event), method of
aggregation (eg, median, proportion), and time point for each
outcome. Explanation of the clinical relevance of chosen efficacy and
harm outcomes is strongly recommended
Participant
timeline
13 Time schedule of enrolment, interventions (including any run-ins and
washouts), assessments, and visits for participants. A schematic
diagram is highly recommended (see Figure)
Sample size 14 Estimated number of participants needed to achieve study objectives
and how it was determined, including clinical and statistical
assumptions supporting any sample size calculations
Recruitment 15 Strategies for achieving adequate participant enrolment to reach
target sample size
Methods: Assignment of interventions (for controlled trials)
Allocation:
Sequence
generation
16a Method of generating the allocation sequence (eg, computer-
generated random numbers), and list of any factors for stratification.
To reduce predictability of a random sequence, details of any planned
restriction (eg, blocking) should be provided in a separate document
that is unavailable to those who enrol participants or assign
interventions
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Allocation
concealment
mechanism
16b Mechanism of implementing the allocation sequence (eg, central
telephone; sequentially numbered, opaque, sealed envelopes),
describing any steps to conceal the sequence until interventions are
assigned
Implementation 16c Who will generate the allocation sequence, who will enrol participants,
and who will assign participants to interventions
Blinding
(masking)
17a Who will be blinded after assignment to interventions (eg, trial
participants, care providers, outcome assessors, data analysts), and
how
17b If blinded, circumstances under which unblinding is permissible, and
procedure for revealing a participant’s allocated intervention during
the trial
Methods: Data collection, management, and analysis
Data collection
methods
18a Plans for assessment and collection of outcome, baseline, and other
trial data, including any related processes to promote data quality (eg,
duplicate measurements, training of assessors) and a description of
study instruments (eg, questionnaires, laboratory tests) along with
their reliability and validity, if known. Reference to where data
collection forms can be found, if not in the protocol
18b Plans to promote participant retention and complete follow-up,
including list of any outcome data to be collected for participants who
discontinue or deviate from intervention protocols
Data
management
19 Plans for data entry, coding, security, and storage, including any
related processes to promote data quality (eg, double data entry;
range checks for data values). Reference to where details of data
management procedures can be found, if not in the protocol
Statistical
methods
20a Statistical methods for analysing primary and secondary outcomes.
Reference to where other details of the statistical analysis plan can be
found, if not in the protocol
20b Methods for any additional analyses (eg, subgroup and adjusted
analyses)
20c Definition of analysis population relating to protocol non-adherence
(eg, as randomised analysis), and any statistical methods to handle
missing data (eg, multiple imputation)
Methods: Monitoring
Data monitoring 21a Composition of data monitoring committee (DMC); summary of its role
and reporting structure; statement of whether it is independent from
the sponsor and competing interests; and reference to where further
details about its charter can be found, if not in the protocol.
Alternatively, an explanation of why a DMC is not needed
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21b Description of any interim analyses and stopping guidelines, including
who will have access to these interim results and make the final
decision to terminate the trial
Harms 22 Plans for collecting, assessing, reporting, and managing solicited and
spontaneously reported adverse events and other unintended effects
of trial interventions or trial conduct
Auditing 23 Frequency and procedures for auditing trial conduct, if any, and
whether the process will be independent from investigators and the
sponsor
Ethics and dissemination
Research ethics
approval
24 Plans for seeking research ethics committee/institutional review board
(REC/IRB) approval
Protocol
amendments
25 Plans for communicating important protocol modifications (eg,
changes to eligibility criteria, outcomes, analyses) to relevant parties
(eg, investigators, REC/IRBs, trial participants, trial registries, journals,
regulators)
Consent or assent 26a Who will obtain informed consent or assent from potential trial
participants or authorised surrogates, and how (see Item 32)
26b Additional consent provisions for collection and use of participant data
and biological specimens in ancillary studies, if applicable
Confidentiality 27 How personal information about potential and enrolled participants will
be collected, shared, and maintained in order to protect confidentiality
before, during, and after the trial
Declaration of
interests
28 Financial and other competing interests for principal investigators for
the overall trial and each study site
Access to data 29 Statement of who will have access to the final trial dataset, and
disclosure of contractual agreements that limit such access for
investigators
Ancillary and
post-trial care
30 Provisions, if any, for ancillary and post-trial care, and for
compensation to those who suffer harm from trial participation
Dissemination
policy
31a Plans for investigators and sponsor to communicate trial results to
participants, healthcare professionals, the public, and other relevant
groups (eg, via publication, reporting in results databases, or other
data sharing arrangements), including any publication restrictions
31b Authorship eligibility guidelines and any intended use of professional
writers
31c Plans, if any, for granting public access to the full protocol, participant-
level dataset, and statistical code
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Appendices
Informed consent
materials
32 Model consent form and other related documentation given to
participants and authorised surrogates
Biological
specimens
33 Plans for collection, laboratory evaluation, and storage of biological
specimens for genetic or molecular analysis in the current trial and for
future use in ancillary studies, if applicable
*It is strongly recommended that this checklist be read in conjunction with the SPIRIT 2013
Explanation & Elaboration for important clarification on the items. Amendments to the
protocol should be tracked and dated. The SPIRIT checklist is copyrighted by the SPIRIT
Group under the Creative Commons “Attribution-NonCommercial-NoDerivs 3.0 Unported”
license.
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A Protocol for a Randomised controlled, open label trial of Ex-vivo Normothermic Perfusion versus Static Cold Storage
in Donation after Circulatory Death Renal Transplantation
Journal: BMJ Open
Manuscript ID bmjopen-2016-012237.R1
Article Type: Protocol
Date Submitted by the Author: 02-Aug-2016
Complete List of Authors: Hosgood, Sarah; University of Cambridge, Dept of Surgery Saeb-Parsy, Kourosh; University of Cambridge, Dept of Surgery Wilson, Colin; Freemans Hospital, Transplantation
Callaghan, Christopher; Guy's and St Thomas's, Transplantation Collett, Dave; NHS Blood and Transplant, Statistics and Clinical Audit Nicholson, Michael; University of Cambridge, Dept of Surgery
<b>Primary Subject Heading</b>:
Surgery
Secondary Subject Heading: Renal medicine
Keywords: Transplant medicine < INTERNAL MEDICINE, Renal transplantation < NEPHROLOGY, TRANSPLANT SURGERY
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1
A Protocol of a Randomised controlled, open label trial of Ex-vivo Normothermic
Perfusion versus Static Cold Storage in Donation after Circulatory Death Renal
Transplantation
1
Sarah A Hosgood, 1
Kourosh Saeb-Parsy, 2
Colin Wilson, 3
Christopher Callaghan, 4
Dave
Collett, 1
Michael L Nicholson.
1
University of Cambridge, Department of Surgery, Addenbrooke’s Hospital, Level 9. Hill’s
Road. Cambridge CB2 OQQ 2
Freeman Hospital, Freeman Rd, High Heaton, Newcastle upon Tyne, Tyne and Wear NE7
7DN 3
Guy’s & Thomas’ NHS Foundation Trust, Great Maze Pond, London SE1 9RT 4
NHS Blood and Transplant Fox Den Road, Stoke Gifford, Avon, Bristol BS34 8RR
Correspondence
Dr Sarah Hosgood
University of Cambridge,
Department of Surgery,
Addenbrooke’s Hospital,
Level 9.
Hill’s Road.
Cambridge
CB2 OQQ
Tel 01223 762002
Email [email protected]
Trial Registration Number: ISRCTN15821205
Protocol Version 1.1 Date: 4th
November 2015
Funder: Kidney Research UK (SP/MEKC/1/2014)
Sponsor: University of Cambridge and University Hospitals of Cambridge Foundation Trust
Cambridge CB2 OQQ. Mr Stephen Kelleher Tel 01223 596472.
Email: r&[email protected]
Role of Sponsor
• Central data collection and verification of SAEs. Reporting safety information
and checking for (annually) and notifying PIs of updates to the Reference
Safety Information for the trial.
Contributors
The study protocol was derived by (MLN, SAH, KSP, CW and CC). MLN wrote the original
draft which was reviewed and revised by all the co-authors. DC performed the statistics.
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Abstract
Introduction
Ex-vivo normothermic perfusion (EVNP) is a novel technique that reconditions the kidney
and restores renal function prior to transplantation. Phase I data from a series of EVNP in
extended criteria donor (ECD) kidneys has established the safety and feasibility of the
technique in clinical practice.
Methods and analysis
This is a UK based phase II multicentre randomized controlled trial to assess the efficacy of
EVNP compared to the conventional static cold storage technique in DCD kidney
transplantation. Four hundred patients receiving a kidney from a DCD donor (Category III
and IV, controlled) will be recruited into the study. On arrival at the transplant centre,
kidneys will be randomized to receive either EVNP (n = 200) or remain in static cold storage
(n = 200). Kidneys undergoing EVNP will be perfused with an oxygenation packed red cell
solution at near body temperature for 60 minutes prior to transplantation. The primary
outcome measure will be determined by rates of delayed graft function (DGF) defined as the
need for dialysis in the first week post-transplant. Secondary outcome measures include
incidences of primary non-function (PNF), the duration of DGF, functional DGF (fDGF)
defined as <10% fall in serum creatinine for 3 consecutive days in the first week post-
transplant, creatinine reduction ratio day 2 and day 5, length of hospital stay, rates of biopsy-
proven acute rejection, serum creatinine and eGFR at 1, 3, 6 and 12 months post-transplant
and patient and allograft survival. The EVNP assessment score will be recorded and the level
of fibrosis and inflammation will also be measured using tissue, blood and urine samples.
Ethics and dissemination
The study has been approved by the NHS Health Research Authority Research Ethics
Committee. The results are expected to be published in 2020.
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Strengths and Limitations
• This is a large multicentre randomized controlled trial. It will provide evidence of the
effect of ex-vivo normothermic perfusion on early graft function in DCD kidney
transplantation.
• The secondary objectives will allow us to examine of the impact of EVNP on rates of
acute rejection and longer-term graft function and survival.
• Tissue, blood and urine samples will enable a more in depth analysis of the effects of
EVNP on ischaemia reperfusion
• The limitation of this study is the lack of blinding. Due to the nature of the technique
and in order to report safety outcomes, it is not possible to blind the surgical team to
the allocation of the kidney.
• Delayed graft function defined as dialysis within the first week of transplantation is
subjective. However, it is the best accepted measure of early graft function.
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Introduction
Kidney transplantation continues to be limited by a shortage of organ donors. In response to
this there has been an increase in the use of kidneys from marginal donors and a significant
proportion of transplant kidneys are now provided by donation after circulatory death (DCD)
donors 1. DCD kidneys inevitably sustain a warm ischaemic insult prior to retrieval and 50-
60% of these kidneys have delayed graft function (DGF) after transplantation 1. DGF is
associated with an increased risk of acute rejection, longer in-patient stay and therefore
greater cost, and may also reduce allograft survival 1-7
. Moreover, when compared to
standard criteria donors, DCD kidneys are three times more likely to be declined for
transplantation due to concerns over their quality 8, 9
.
Organ preservation has traditionally relied on hypothermic techniques based on the principle
that refrigeration reduces cellular metabolism and tissue oxygen requirements. The problem
is that in the anoxic hypothermic environment anaerobic cellular respiration continues, albeit
at a slow pace. Oxidative phosphorylation is uncoupled and mitochondrial ATP production
by chemiosmosis ceases 10
. ATP continues to be generated at a much slower rate by
substrate-based phosphorylation in the glycolytic pathway. This leads to depletion of
intracellular ATP stores. Anaerobic respiration generates lactic acid leading to worsening
intracellular acidosis and eventually loss of cell viability 10
. The initial warm ischaemic
injury sustained by DCD kidneys makes them less tolerant of cold ischaemic injury during
hypothermic preservation 11, 12
.
Normothermic perfusion techniques offer an alternative form of organ preservation and
resuscitation that has the potential to limit some of the effects of hypothermic preservation
techniques 13
. Ex-vivo normothermic perfusion (EVNP) is a novel technique that may help to
recondition ischaemically injured kidneys prior to transplantation 13
. The aim of EVNP is to
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restore metabolism and function to the kidney prior to transplantation by circulating a warm
oxygenated red cell based solution through the kidney.
EVNP has recently been introduced into clinical practice for kidneys from marginal donors
13-17. The early experience of renal transplantation after EVNP shows that the technique is
feasible, safe and may improve early graft function.
This study will investigate the effect of 60 minutes EVNP in kidneys from DCD donors
compared to the traditional technique of static cold storage
The primary outcome measure will be delayed graft function (DGF) defined as the need for
dialysis in the first 7 days post-transplantation. Secondary outcome measures will include
more sensitive measures of renal function over the first 7 days post-transplant, length of
hospital stay, graft and patient survival at 1 year and rates of acute rejection. Fibrosis,
inflammatory markers and urinary biomarkers will also be examined in tissue, blood and
urine.
Methods
Study type
A randomised controlled, open label trial of the effect of EVNP on initial graft function in
donation after circulatory death kidney transplantation. Figure 1 summaries the design of the
trial.
Eligibility
Patients will be eligible for the trial if they meet the following criteria; patients undergoing a
DCD kidney transplantation (Maastricht Categories III & IV); the donor and recipient must
be ≥ 18 years and it must be the patient’s 1st or 2
nd kidney transplant.
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Written informed consent will be taken from all patients included in the trial by a qualified
member of the study team. Patients will not be eligible if the donor or recipient is under the
age of 18 years, the DCD donor is in Maastricht Categories I & II, patients receiving a 3rd
or
subsequent kidney transplant, patients receiving multi-organ transplants e.g. simultaneous
pancreas-kidney transplantation, patients receiving dual kidney transplants, paediatric en-bloc
kidney transplants or kidneys that have been preserved by hypothermic machine perfusion.
There will be four participating centres in the UK; Cambridge (lead), Newcastle, Guy’s and
Edinburgh.
Randomisation
Patients will be allocated at random in a 1:1 ratio to either static cold storage (CS) plus 1 hour
of EVNP (n = 200) or CS (n = 200) only. A patient information sheet will be given to
potential recruits on admission for DCD kidney transplantation and written informed consent
will then be obtained (Appendix 1 and 2). Randomisation will be performed after the
transplant recipient and kidney have both arrived in the transplanting centre and a final
decision to proceed with transplantation has been made by a member of the study team. The
randomisation will be performed on a web based system (sealedenvelope) which uses a
computer generated randomisation sequence. In cases where paired kidneys from the same
donor are transplanted in the same centre, one kidney from the pair will be randomly
allocated to CS and the other to EVNP. In these cases the randomisation will also determine
which kidney (right or left) will be transplanted first. Due to the nature of the trial, no-one is
blinded to treatment allocation.
Multiple vessels
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DCD kidneys with multiple renal arteries will not be excluded from the trial as EVNP is
technically possible in such kidneys. A cannula that preserves the carrel patch or a graft
reconstruction using donor vessels will be used where possible. Nonetheless, EVNP may
prove to be very difficult in kidneys with particularly complex vascular anatomy. If such a
kidney is randomised to EVNP then the local investigator may decide to use CS alone.
Nonetheless, the recipient will be analysed in the EVNP arm of the study in line with the
intention to treat basis. As per protocol analysis will also be performed to assess the effects
of the actual preservation method.
Kidney retrieval
All kidneys will be retrieved by UK national retrieval teams. Following in situ flushing of the
abdominal organs with hyperosmolar citrate solution or University of Wisconsin (UW)
solution, kidneys will be removed and then placed individually in preservation solution and
packed in ice. The perfusion solution used will be recorded.
Ex-vivo normothermic perfusion
The EVNP circuit has been designed using paediatric cardiopulmonary bypass technology
(Medtronic, Watford, UK) and consists of a centrifugal blood pump (Bio-pump 560), a heat
exchanger, a venous reservoir (Medtronic), 1/4 inch PVC tubing and an Affinity membrane
oxygenator (Medtronic). The hardware includes a speed controller, a TX50P flow transducer
and a temperature probe (Cole-Parmer, London, UK). Two infusion pumps are also
incorporated into the system.
Perfusate
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The circuit will be primed with perfusate solution (Ringer’s solution, Baxter Healthcare,
Thetford, Norfolk, UK) and one unit of O Positive or O Negative packed red cells from the
blood bank. Manntiol 10% (Baxter Healthcare), dexamethasone 8 mg (Organon Laboratories,
Cambridge, UK) and heparin (CP Pharmaceuticals, Wrexham, UK) will be added to the
perfusate. Sodium bicarbonate 8.4% (Fresenius Kabi, Cheshire, UK) will be added to
normalize the pH. A nutrient solution (Synthamin 17, Baxter Healthcare) with sodium
bicarbonate 8.4%, insulin (Novo Nordisk, Denmark) and multivitamins (Cernevit, Baxter
Healthcare) will be infused into the circuit at a rate of 20 mL/h. Prostacyclin 0.5 mg (Flolan,
Glaxo-Wellcome, Middlesex, UK) will be infused into the arterial arm of the circuit at a rate
of 5 mL/h and glucose 5% (Baxter Healthcare) at 5 mL/h. Ringer’s solution will be used to
replace urine output mL for ml.
Perfusion Chamber
Kidneys undergoing EVNP will be placed in a custom designed sterile perfusion chamber
and the renal artery and vein will be cannulated and primed with cold 0.9% sodium chloride.
Perfusion Parameters
Kidneys will be perfused at a set mean arterial pressure (75 mmHg). The plasma-free red
cell-based perfusate will be circulated from the venous reservoir through the centrifugal
pump into the membrane oxygenator, where it is oxygenated and also warmed to 35-36◦C. It
will then flow through the arterial limb of the circuit to the renal artery. Venous return from
the renal vein will be fed back into the reservoir.
Renal blood flow (RBF) will be monitored continuously during EVNP. Intra-renal resistance
(IRR) will be calculated (mean arterial pressure/RBF) every 5 min until the end of perfusion.
The total urine output will be recorded. Blood gas analysis will be used to measure the acid
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base balance pre and post EVNP.
Post-perfusion
After EVNP, kidneys will be flushed with approximately 500 mL of cold (4◦C) hyperosmolar
citrate (HOC, Baxter Healthcare, UK) to remove the perfusate and then placed back in ice
until transplanted. Prior to transplantation the arterial Carrel patch may have to be excised
along with a short segment of vein in order to remove the cannula ligature sites.
EVNP Assessment Scoring (Table 1)
An assessment score will be recorded for all kidneys undergoing EVNP but will not be used
to make decisions about the suitability of kidneys for transplantation 13
.
Transplantation
This will be performed using standard techniques. Anaesthesia will be given according to
local protocols. Kidneys will be transplanted into either iliac fossa with anastomosis of the
artery to either the common, external or internal iliac arteries. The vein will be anastomosed
to either the common or the external iliac vein. The ureteric anastomosis will be performed
as an extravesical onlay over a double J stent.
Immunosuppressive therapy
All centres will use similar immunosuppressive protocols as follows: Patients will receive
20mg of basiliximab i.v. pre-transplant and 20mg i.v. on postoperative day 4. Patients will
receive a bolus of methylprednisolone i.v. at induction of anaesthesia using a dosage
according to local practice. The post-transplant oral prednisolone regimen will also be
according to local practice.
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Patients may be treated with either tacrolimus or cyclosporine according to local protocols.
There will be no restriction on the formulation of the prescribed calcineurin inhibitors.
Tacrolimus will be prescribed to achieve target trough levels of 3-12 ng/ml. Cyclosporin will
be prescribed to achieve target trough levels of 100-250 ng/ml. The first dose of calcineurin
inhibitor may be given pre- or post-operatively. All patients will receive mycophenolate as
either mycophenolate mofetil (Cellcept) at a starting dose of at least 1g/day or mycophenolate
sodium (Myfortic) starting at a dose of at least 720mg/day.
Anti-microbial and anti-thrombotic prophylaxis will be given according to local protocols. It
is expected that patients will also receive prophylaxis against Pneumocystis jiroveci
pneumonia, oral candidiasis and cytomegalovirus (Valganciclovir for 100 days in CMV +ve
donor to CMV –ve recipient transplants).
Outcomes
Primary outcome measure
The primary outcome measure is delayed graft function (DGF) defined as the need for
dialysis in the first 7 days post-transplantation 18
.
Secondary outcome measures
The secondary outcome measures include incidences of primary non-function (PNF) defined
as the permanent lack of allograft function from the time of transplantation. This will include
graft losses due to irreversible rejection and vascular thrombosis. The cause of graft loss will
be recorded. The duration of DGF in days. Functional DGF (fDGF) defined as <10% fall in
serum creatinine for 3 consecutive days in the first week post-transplant. Creatinine reduction
ratio day 2 (CRR2 = creatinine day 1 – creatinine day 2/ creatinine day 1) and Creatinine
reduction ratio day 5 (CRR 5 = pre-transplant creatinine - creatinine day 5/ pre-transplant
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creatinine) 19
. Length of hospital stay, rates of biopsy-proven acute rejection rate and
measures of renal function (serum creatinine and eGFR) at 1, 3, 6 and 12 months post-
transplant. Patient survival (time from transplant to death) and allograft survival (time from
transplant to graft loss or return to dialysis) will be recorded. The EVNP score will be
calculated for each kidney undergoing EVNP (Table 1). The predictive value of this
assessment score on graft function and outcome will be evaluated. A clinical decision on the
suitability of the kidney for transplantation will be made using normal criteria prior to
perfusion. However, the EVNP assessment score will be taken into consideration. Arterial
and venous samples will be collected during perfusion and used to measure oxygen
consumption, acid base balance and concentrations of sodium, potassium, glucose, lactate
and calcium. Concentrations of sodium, potassium will also be measured in the urine at the
end of EVNP.
Renal fibrosis
One of the commonest causes for graft failure after transplantation is the development of
chronic allograft nephropathy 20
. The aim of this study is to determine if EVNP can slow the
progression of fibrosis. Biopsies of the kidney will be taken pre-transplant and after 3
months. Biopsies will be fixed in formalin and paraffin embedded cut sections of the graft
with be stained with sirius red (stains for collagen III). The degree of fibrosis will be
quantified using computerised digital image analysis.
Injury markers
Ischaemia reperfusion injury is a leading cause of early graft dysfunction. The aim of this
study is to determine if EVNP can reduce the amount inflammation and injury after
transplantation. Blood and urine samples will be collected pre and post-transplant and used to
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measure inflammation [inflammatory cytokines Interleukin-6 (IL-6), Tumour Necrosis Factor
alpha, (TNF-α), Interleukin- 8 (Il-8)] and kidney injury [neutrophil gelatinase-associated
lipocalin (NGAL), Liver fatty acid binding protein (L-FABP)]. Further biopsies of the kidney
will be taken and snap frozen in liquid nitrogen or stored in RNA later, pre-implantation and
30 minutes post-transplant. These will be used for light microscopy and RNA sequencing to
determine the degree of acute tubular, measure inflammatory cytokines and downstream
signalling molecules such as VEGF and EPO.
Sample storage
Samples will be stored in the clinical and research laboratories within the participating
centres. Samples will be coded and donor identifiable material will only be available to the PI
and the research team at the participating centres. Samples are appropriately labelled in
accordance with the trial procedures to comply with the 1998 Data Protection Act. Biological
samples collected from participants as part of this trial will be transported, stored, accessed
and processed in accordance with national legislation relating to the use and storage of human
tissue for research purposes and such activities shall at least meet the requirements as set out
in the 2004 Human Tissue Act and the 2006 Human Tissue (Scotland) Act.”
On completion of the trial samples will be disposed of in accordance with the Human Tissue
Authority’s Code of Practice.
Statistics
Sample size determination
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The trial size was calculated with respect to the primary end-point, which is delayed graft
function defined as the requirement for dialysis in the first 7 days post-transplantation. Based
on 5 years of data from the three participating centres, the overall rate of DGF in DCD kidney
transplants is 50%. In a pilot series of kidney transplants from extended criteria donors, 18
kidneys undergoing CS followed by 1 hour of EVNP were compared to a historical control
group of 47 ECD transplants after CS alone. The DGF rates were 1/18 (6%) in the EVNP
group compared to 17/47 (36%) in the CS group 14
.
Using a fixed sample size study, with interim analyses after 125 and 250 patients have been
enrolled and reached 365 days post-transplant, a total of 376 patients receiving a DCD kidney
(Maastricht category III & IV controlled donors) will be required to detect a 30% relative
reduction in DGF (from 50 to 35%) with a power of 80% and a statistical significance of α =
0.05. To allow for study withdrawal rate of 6%, a total of 400 patients will be recruited.
Interim Analysis
Two interim analyses will be performed during the study period. The first of these will be
after 125 patients have received a transplant and reached 7 days post-transplant and the
second after 250 patients have been recruited (and have received a transplant and reached 7
days post-transplant).
Analysis population and principles
The population used for efficacy analyses will be an intent to treat population including all
eligible randomised patients. This will be the primary analysis for the trial. Characteristics of
all randomised patients will be tabulated by arm of the trial to describe the cohort.
The primary and secondary outcome will also be analysed per protocol.
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Analysis of primary and secondary outcomes
The analyses will be described in detail in a full Statistical Analysis Plan. This section
summarises the main issues. A full statistical analysis plan will be drawn up prior to the first
interim analysis.
Primary analysis
The number of patients whom experience delayed graft function between the two groups will
be compared using a logistic regression model adjusting for cold ischemic time and donor
age.
Secondary outcomes
Primary non-function: The number of patients experiencing primary non-function in each
arm will be compared using a Fisher’s exact text. The cause of graft loss will be tabulated by
arm. The duration of DGF in days will be summarised using the Kaplan Meier estimate of the
duration of DGF for all those who experienced DGF and compared using a log rank test.
The number of participants whom experience functional DGF: The number of patients in
each arm will be compared using a Fisher’s exact test. The Creatinine reduction ratio day 2
and day 5 will be compared by arm using a two sample t-test. The length of hospital stay
defined from admission to discharge will be estimated using the Kaplan Meier method, with
deaths in hospital censored, and compared between arms using the log-rank test.
Biopsy-proven acute rejection rate; the number of patients in each arm will be compared
using a Fisher’s exact test. Longitudinal changes in serum creatinine and eGFR will be
separately assessed at 1, 3, 6 and 12 months post-transplant and mean values compared using
two-way ANOVA with repeated measures for patients in each arm of the trial. Any
difference between arms in the way serum creatinine and eGFR changes over time will also
be assessed using this model. Patient survival (time from transplant to death) and Allograft
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survival (time from transplant to graft loss or return to dialysis) will be analysed using a
Kaplan-Meier estimate of the probability of an event after 12 months and a log rank test.
Time to graft loss or return to dialysis will be modelled.
Analysis Population and Missing Data
Normally if a patient experiences DGF, they would remain in hospital for a minimum of 7
days. Hence for pragmatic reasons, if a patient is discharged from the hospital prior to 7 days
post-transplant and the patient is known to be alive at 7 days post-transplant, then such
patients will be imputed to have not experienced DGF. Some patients may also withdraw
consent, be withdrawn or die during the conduct of the trial. In either of these cases, it is
impossible to know whether such patients are either less or more likely to experience DGF
had they not experienced early censoring. Sensitivity analyses will be performed to account
for this.
Safety outcomes
Incidences of acute rejection, renal artery or renal vein thrombosis, complications of the renal
transplant biopsy and the number of hospital admission for any recognised complication of
renal transplantation and immunosuppression will be summarised by arm.
The University of Cambridge and Cambridge University Hospital NHS Foundation Trust will
be the sponsor for this study. A Trial Steering Committee will meet 6 monthly to review the
trial, monitor recruitment rates to consider protocol amendments and provide advice. A Trial
Management Group will be responsible for the ethics committee application and the
production of reports and the day to day running of the trial. A data monitoring committee
will consist of three independent members with expertise in renal transplantation, clinical
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trials and statistics. They will meet at least annually to review data, primarily concentrating
on patient safety.
Data handling
A data will be collected prospectively and recorded on the electronic case report forms. The
data will be monitored by the trial manager and audited each month. Each participant will be
allocated a unique study number and will be identifiable by this number throughout the
course of the study. This number will be used on all documentation and during analysis of the
results. Tissue, blood and urine samples will be coded with a unique number. Any data that
is transferred will be carried out under the NHS Code of Practice on Confidentiality.
Ethical Considerations
The study protocol and trial documents including the consent form and participant
information sheet have been approved by the NHS Health Research Authority East of
England, Cambridge Central Research Committee (15/EE/0356). Approval has also been
granted by the NHS Research & Development (R&D) department and will be sought at each
participating centre. Substantial amendments will require ethical review. Amendments will
also need to be reviewed and accepted by the NHS R&D departments before they can be
implemented in practice at sites.
Insurance of negligent or non-negligent harm will be covered under the University's clinical
trial policy.
There are no conflicts of interest for the PIs or members of the study team.
Dissemination
The results of the study will be submitted for peer review for publication in a scientific
journal. The results of the study will also be presented at national and international meetings.
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Acknowledgements
This study was supported by Kidney Research UK, the Cambridge National Institute for
Health Research (NIHR) Cambridge Biomedical Research Centre and the NIHR Blood and
Transplant Research Unit in Organ Donation and Transplantation at the University of
Cambridge in collaboration with Newcastle University and in partnership with NHS Blood
and Transplant (NHSBT). The views expressed are those of the authors and not necessarily
those of the NHS, the NIHR, the Department of Health or NHSBT.
Contributorship statement
Sarah A Hosgood, co-wrote the trial protocol, Kourosh Saeb-Parsy,
Colin Wilson,
and
Christopher Callaghan reviewed the protocol and aided in the study design. Dave Collett
carried out the statistics and Michael L Nicholson is the principal investigator. He designed
the study and wrote the protocol.
Competing interests
The authors have no competing interests.
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References
1: Summers DM, Watson CJ, Pettigrew GJ, Johnson RJ, Collett D, Neuberger JM,
Bradley JA. Kidney donation after circulatory death (DCD): state of the art. Kidney Int. 2015
Aug;88(2):241-9.
2: Saidi RF, Elias N, Kawai T, et al. Outcome of kidney transplantation using expanded
criteria donors and donation after cardiac death kidneys: Realities and costs. Am J Transplant
2007; 7: 2769–2774.
3: van der Vliet JA, Warle MC, Cheung CL, Teerenstra S, Hoitsma AJ. Influence of
prolonged cold ischemia in renal transplantation. Clin Transplant 2011; 25: E612–E616.
4: Snoeijs MG, Winkens B, Heemskerk MB, et al. Kidney transplantation from donors after
cardiac death: A 25-year experience. Transplantation 2010; 90: 1106–1112.
5: Yarlagadda SG, Coca SG, Formica RN, Jr, Poggio ED, Parikh CR. Association between
delayed graft function and allograft and patient survival: A systematic review and meta-
analysis. Nephrol Dial Transplant 2009; 24: 1039–1047.
6: Rao PS, Ojo A. The alphabet soup of kidney transplantation: SCD, DCD, ECD–
fundamentals for the practicing nephrologist. Clin J Am Soc Nephrol 2009; 4: 1827–1831.
7: Quiroga I, McShane P, Koo DD, et al. Major effects of delayed graft function and cold
ischaemia time on renal allograft survival. Nephrol Dial Transplant 2006; 21: 1689–1696.
8: Dare AJ, Pettigrew GJ, Saeb-Parsy K. Preoperative assessment of the deceased-donor
kidney: from macroscopic appearance to molecular biomarkers. Transplantation 2014 Apr
27;97(8):797-807.
9: Callaghan CJ, Harper SJ, Saeb-Parsy K, Hudson A, Gibbs P, Watson CJ, et al. The discard
of deceased donor kidneys in the UK. Clin Transplant 2014 Mar;28(3):345-353.
10: Nourbakhsh N, Singh P. Role of renal oxygenation and mitochondrial function in the
pathophysiology of acute kidney injury. Nephron Clin Pract. 2014;127(1-4):149-52
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11: Summers DM, Johnson RJ, Allen J, Fuggle SV, Collett D, Watson CJ, Bradley JA.
Analysis of factors that affect outcome after transplantation of kidneys donated after cardiac
death in the UK: a cohort study. Lancet. 2010 Oct16;376(9749):1303-11.
12: Summers DM, Johnson RJ, Hudson A, Collett D, Watson CJ, Bradley JA. Effect of donor
age and cold storage time on outcome in recipients of kidneys donated after circulatory death
in the UK: a cohort study. Lancet. 2013 Mar 2;381(9868):727-34.
13: Hosgood SA, Nicholson ML. First in Man Renal Transplantation after Ex Vivo
Normothermic Perfusion. Transplantation 2011 Aug 11.
14: Nicholson ML, Hosgood SA. Renal transplantation after ex vivo normothermic perfusion:
the first clinical study. Am J Transplant 2013 May;13(5):1246-1252.
15: Hosgood SA, Nicholson ML. The first clinical case of intermediate ex vivo normothermic
perfusion in renal transplantation. Am J Transplant 2014 Jul;14(7):1690-1692.
16: Hosgood SA, Nicholson ML. Ex vivo normothermic perfusion of declined human
kidneys after inadequate in situ perfusion. Am J Transplant 2014 Feb;14(2):490-491.
17: Hosgood SA, Barlow AD, Hunter JP, Nicholson ML. Ex-vivo normothermic perfusion -
an innovative technology for quality assessment of marginal donor kidney transplants. 2015
Br J Surg. 2015 Oct;102 (11):1433-40.
18: Mallon DH, Summers DM, Bradley JA, Pettigrew GJ. Defining delayed graft function
after renal transplantation: simplest is best. Transplantation. 2013 Nov 27;96(10):885-9.
19: Vilar E, Varagunam M, Yaqoob MM, Raftery M, Thuraisingham R. Creatinine reduction
ratio: a useful marker to identify medium and high-risk renal transplants. Transplantation.
2010 Jan 15;89(1):97-103.
20: Boor P, Floege J. Renal allograft fibrosis: biology and therapeutic targets. Am J
Transplant. 2015 Apr;15(4):863-86. doi: 10.1111/ajt.13180. Epub 2015 Feb 17. Review.
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EVNP Score
Macroscopic appearance Points
Excellent perfusion with global and even pink appearance 1 point
Moderate perfusion with some areas of patchy or mottled perfusion 2 points
Poor perfusion with a globally mottled and purple appearance 3 points
Mean Renal Blood Flow (ml/min/100g) <50ml/min/100g 1 point
Mean Renal Blood Flow (ml/min/100g) <50ml/min/100g 0 point
Total Urine Output (ml) <43ml/hr 1 point
Total Urine Output (ml) >43ml/hr 0 point
Table 1: Ex-vivo normothermic perfusion (EVNP) score. Scores for macroscopic appearance,
renal blood flow and urine output will be added to yield an overall assessment score ranging
from 1 (the highest quality) to 5 (the lowest quality).
Appendix 1: Patient information sheet
Appendix 2: Patient consent form
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Figure 1
210x297mm (300 x 300 DPI)
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Patient Information Sheet Version 1.1 4th November 2015
Page 1 of 5
Pre-Transplant Patient Information Sheet You are being invited to take part in a research study. Before you decide, it is important for you to understand why the research is being done and what it will involve. Please take time to read the following information carefully and discuss it with others if you wish. Ask us if there is anything that is not clear or if you would like more information. Take time to decide whether or not you wish to take part. Study Title: Ex-vivo Normothermic Perfusion Trial Summary We would like to assess whether a new technique of kidney preservation can improve early graft function compared to the standard cold storage technique. 1 What is the purpose of the study? When kidneys are removed from an organ donor they are normally stored on ice until they are ready to be transplanted. A kidney can be preserved safely at a low temperature in these conditions. However, there is some degree of deterioration and the longer they are left in this condition the more they deteriorate (rather like food that is kept in the fridge). We have developed a technique that may improve the quality of the kidney. This involves placing the kidney on a machine and passing a warmed, oxygen-rich solution containing red blood cells through it for about one hour. Under these conditions the kidney can start to function again and produce urine. This improves the condition of the kidney and may improve function after transplantation. 2 How is this study designed? This study will assess the technique of warming a kidney and compare it to the standard cold storage technique that is commonly used. Kidneys will be randomly assigned to receive either the warming technique or standard cold storage. 3 Why have I been invited? The kidney you are being offered is a suitable match for you. It is a kidney from a donation after circulatory death donor and meets the criteria for entry into the trial. 4 Do I have to take part? It is completely your choice whether you want to take part. If you decline to be included in the study the kidney will undergo the standard cold storage technique of preservation with no intervention. 5 What will happen to me if I take part? You will be prepared for surgery in the normal way. Standard practice involves keeping the transplant kidney under cold storage in ice until the time of the transplant operation. If you consent to take part in this trial then your kidney will be randomly assigned to either standard practice or to having warm perfusion for one hour immediately before the kidney is transplanted. Should there be any problem with the warm perfusion procedure then the kidney can be quickly removed from the perfusion machine and returned to cold storage in
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ice before transplantation. This failsafe position has not been required so far in our first 40 cases. During the transplant operation we will also take a small tissue biopsy from the kidney 30 minutes after it has been transplanted. Although there is a small risk of causing bleeding from the kidney biopsy site (<5%) your surgeon will be able to repair the bleeding site if this happens. 6 What do I have to do? After your transplant you will receive the normal standard care but will also be asked to provide a few additional blood and urine samples for analysis. Your participation in this study will not affect the way you are followed up after a transplant. The normal follow up involves clinical visits at least twice a week for six weeks and then weekly for a further six weeks. At three months after your transplant we will plan to perform a routine needle biopsy of the kidney to look for scarring. This would help us with our research but it is not compulsory. Needle biopsies have a good safety record but there is a small risk (less than 1%) of significant bleeding. After three months you will be seen either in Cambridge or your local centre. The length between clinical visits will be gradually extended after the first three months. 7 What are the alternatives for treatment? If you decide not to take part in the trial the kidney will not receive any intervention and will be transplanted as normal. 8 What are the possible disadvantages and risks of taking part? There are no potential side effects to you. This technique of perfusion is applied to the kidney only, before it is transplanted. There is a small risk that the kidney might be damaged during the assessment and therefore could not be transplanted. This has not happened in our experience of 40 cases so far but it remains as a potential risk. Although your kidney may be deemed suitable for transplantation it is a kidney from a marginal donor and we know that this increases the rate of delayed graft function. This means that it may take some time for the kidney to start to function fully. There is also a small risk that the kidney will never function. 9 What are the possible benefits of taking part? This trial is being performed because we are uncertain whether or not warm perfusion improves the outcome of kidney transplantation. Our experience so far suggests that using this technique to recondition the kidney can result in better postoperative function. It is also possible however that warm perfusion worsens the outcome of a kidney transplant. 10 What happens when the research study stops? At the end of the research study you will continue to be followed up for your kidney transplant either at Addenbrooke’s Hospital or at your local renal hospital.
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10 What if new information becomes available? If new information becomes available your Transplant Consultant might consider it to be in your best interests to withdraw you from the study. He/she will explain the reasons and arrange for your care to continue. 12 What will happen if I do not want to carry on with the study? You will be given normal care after the kidney transplant. If you withdraw from the study we will ask permission to use the data collected up to your withdrawal. 13 What will happen to the samples I give? All urine, blood and tissue samples requested following renal transplantation, either routinely or because of a clinical need, will be tested or disposed of according to normal hospital policies and procedures. We will keep a small amount of these samples within the Hospital in a secured area for analysis at a later date. Once analysed, these will be disposed of according to normal hospital policy. Tissue samples will also be kept within the hospitals pathology department. 14 What will happen to the results of the research study? The results of the research will be published in specialist journals in order to inform other transplant doctors around the world. You will not be identified in any report or publication. You will be able to get a copy of the results by asking the kidney doctors in the follow up clinic. 15 Will my General Practitioner/Family Doctor (GP) be involved? Participation in this trial will not affect your treatment and follow-up by your GP after discharge from the hospital. 16 Who is organising the research? The research is being organised by doctors at the Cambridge Transplant Unit. The trial is funded by Kidney Research UK and approximately 400 patients will be recruited. 17 Who has reviewed the study? The study has been reviewed by the transplant doctors in Cambridge, Kidney Research UK and the Local Research Ethics Committee. 18 Will my taking part in this study be kept confidential? We will follow ethical and legal best practice and all information about you will be handled confidentially. If you join the study, some parts of your medical records and the data collected for the study will be looked at by authorised persons from the research team. They may also be looked at by representatives of the regulatory authority or by those responsible for research and development audit (for monitoring the quality of the research). All have a duty of confidentiality to you as a research participant and will do their best to meet this duty. Our procedure for handling, processing, storage and destruction of data will match the Data Protection Act 1998. Your name will not be disclosed outside the hospital. The data collected will be stored and retained securely for 10 years and it will also be disposed of
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securely. You have the right to check the accuracy of data held about you and correct any errors. 19 What if there is a problem? Any complaint about the way you have been dealt with during the trial or any possible harm you might suffer will be addressed. If you have any concerns about any aspect of this trial you should speak to your trial doctor who will do their best to answer your questions. In the event that something does go wrong and you are harmed by taking part in the research and this is due to someone’s negligence then you may have grounds for a legal action for compensation against Cambridge University Hospitals NHS Foundation Trust or the University of Cambridge. The normal National Health Service complaints mechanisms will still be available to you (if appropriate). The University has obtained insurance, which provides no-fault compensation i.e. for non-negligent harm, you may be entitled to make a claim for this. Obtaining further information If you have any questions or concerns about any aspect of this study, you should ask to speak to the researchers who will do their best to answer your questions or to Professor Michael Nicholson (01223 339221). Complaints and Independent Advice If you wish to speak to an independent body about any concerns or complaints about any aspect of the way you have been approached or treated during this trial, you can do this through the Addenbrooke’s Kidney Patient’s Association or the Patient Advice and Liaison Service (PALS) at Addenbrooke’s Hospital. The formal NHS complaints procedure is also available to you. Details can be obtained through the hospital. Complaints If you remain unhappy and wish to complain formally, you can do this through the NHS complaints procedure. NHS based research If you are harmed by taking part in this research project, there are no special compensation arrangements. If you are harmed due to someone’s negligence, then you may have grounds for a legal action but you may have to pay for it. Regardless of this, if you wish to complain, or have any concerns about any aspect of the way you have been approached or treated during the course of this study, the normal National Health Service complaints mechanisms will be available to you. Contacts for further information A) General information about research can be found on www.nres.org.uk; www.addenbrookes.nhs.uk; or www.instituteofclinicalresearch.org.uk B) For specific information about this research project, contact Professor Michael Nicholson, 01223 339221.
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EVNP Normothermic Perfusion Trial
Patient Information Sheet Version 1.1 4th November 2015
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C) For advice on whether you should participate in the study, contact either Professor Michael Nicholson on 01223 339221, or one of the other transplant doctors on G5 on 01223 217306. D) For independent advice you can also contact the Patient Advice and Liaison Service (PALS) on 01223 216 756, email [email protected] E) Addenbrooke’s Kidney Patient’s Association email [email protected] Thank you for reading this information sheet and for considering taking part in this study. If you agree to take part you will be given a copy of this information sheet and a signed copy of your consent form to keep.
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Patient consent form v1.1 EVNP DCD Trial 4th Nov 2015 Page 1
Patient Consent Form
Patient Identification Number:
Ex-vivo Normothermic Perfusion Kidney Trial
1. I confirm that I have read and understood the information sheet for the above study. I have
had the opportunity to consider the information, ask questions and have had these answered satisfactorily.
Initial
2. I understand that my participation is voluntary and that I am free to withdraw at any time without giving any reason, without my medical care or legal rights being affected.
Initial
3. I understand that relevant sections of my medical notes and data collected during the study,
may be looked at by individuals from the Cambridge University Hospitals NHS Foundation Trust, where it is relevant to my taking part in this research. I give permission for these individuals to have access to my medical records.
Initial
4. I agree for the storage and analysis of my serum, urine and kidney biopsy samples. I understand that these samples may be kept for analysis at a later date.
Initial
5. I agree to take part in the above study. Initial
Name of Participant ………………………………………………………………………………………………. Signature………………………………………………………………… Date……………………………… Name of Person Taking Consent ……………………………………………………………………………… Signature………………………………………………………………… Date……………………………… Name of Principal Investigator: Professor Michael Nicholson (Consultant Transplant Surgeon)
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SPIRIT 2013 Checklist: Recommended items to address in a clinical trial protocol and
related documents*
Section/item ItemNo
Description
Administrative information
Title 1 Descriptive title identifying the study design, population, interventions,
and, if applicable, trial acronym
Trial registration 2a Trial identifier and registry name. If not yet registered, name of
intended registry
2b All items from the World Health Organization Trial Registration Data
Set
Protocol version 3 Date and version identifier
Funding 4 Sources and types of financial, material, and other support
Roles and
responsibilities
5a Names, affiliations, and roles of protocol contributors
5b Name and contact information for the trial sponsor
5c Role of study sponsor and funders, if any, in study design; collection,
management, analysis, and interpretation of data; writing of the report;
and the decision to submit the report for publication, including whether
they will have ultimate authority over any of these activities
5d Composition, roles, and responsibilities of the coordinating centre,
steering committee, endpoint adjudication committee, data
management team, and other individuals or groups overseeing the
trial, if applicable (see Item 21a for data monitoring committee)
Introduction
Background and
rationale
6a Description of research question and justification for undertaking the
trial, including summary of relevant studies (published and
unpublished) examining benefits and harms for each intervention
6b Explanation for choice of comparators
Objectives 7 Specific objectives or hypotheses
Trial design 8 Description of trial design including type of trial (eg, parallel group,
crossover, factorial, single group), allocation ratio, and framework (eg,
superiority, equivalence, noninferiority, exploratory)
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Methods: Participants, interventions, and outcomes
Study setting 9 Description of study settings (eg, community clinic, academic hospital)
and list of countries where data will be collected. Reference to where
list of study sites can be obtained
Eligibility criteria 10 Inclusion and exclusion criteria for participants. If applicable, eligibility
criteria for study centres and individuals who will perform the
interventions (eg, surgeons, psychotherapists)
Interventions 11a Interventions for each group with sufficient detail to allow replication,
including how and when they will be administered
11b Criteria for discontinuing or modifying allocated interventions for a
given trial participant (eg, drug dose change in response to harms,
participant request, or improving/worsening disease)
11c Strategies to improve adherence to intervention protocols, and any
procedures for monitoring adherence (eg, drug tablet return,
laboratory tests)
11d Relevant concomitant care and interventions that are permitted or
prohibited during the trial
Outcomes 12 Primary, secondary, and other outcomes, including the specific
measurement variable (eg, systolic blood pressure), analysis metric
(eg, change from baseline, final value, time to event), method of
aggregation (eg, median, proportion), and time point for each
outcome. Explanation of the clinical relevance of chosen efficacy and
harm outcomes is strongly recommended
Participant
timeline
13 Time schedule of enrolment, interventions (including any run-ins and
washouts), assessments, and visits for participants. A schematic
diagram is highly recommended (see Figure)
Sample size 14 Estimated number of participants needed to achieve study objectives
and how it was determined, including clinical and statistical
assumptions supporting any sample size calculations
Recruitment 15 Strategies for achieving adequate participant enrolment to reach
target sample size
Methods: Assignment of interventions (for controlled trials)
Allocation:
Sequence
generation
16a Method of generating the allocation sequence (eg, computer-
generated random numbers), and list of any factors for stratification.
To reduce predictability of a random sequence, details of any planned
restriction (eg, blocking) should be provided in a separate document
that is unavailable to those who enrol participants or assign
interventions
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Allocation
concealment
mechanism
16b Mechanism of implementing the allocation sequence (eg, central
telephone; sequentially numbered, opaque, sealed envelopes),
describing any steps to conceal the sequence until interventions are
assigned
Implementation 16c Who will generate the allocation sequence, who will enrol participants,
and who will assign participants to interventions
Blinding
(masking)
17a Who will be blinded after assignment to interventions (eg, trial
participants, care providers, outcome assessors, data analysts), and
how
17b If blinded, circumstances under which unblinding is permissible, and
procedure for revealing a participant’s allocated intervention during
the trial
Methods: Data collection, management, and analysis
Data collection
methods
18a Plans for assessment and collection of outcome, baseline, and other
trial data, including any related processes to promote data quality (eg,
duplicate measurements, training of assessors) and a description of
study instruments (eg, questionnaires, laboratory tests) along with
their reliability and validity, if known. Reference to where data
collection forms can be found, if not in the protocol
18b Plans to promote participant retention and complete follow-up,
including list of any outcome data to be collected for participants who
discontinue or deviate from intervention protocols
Data
management
19 Plans for data entry, coding, security, and storage, including any
related processes to promote data quality (eg, double data entry;
range checks for data values). Reference to where details of data
management procedures can be found, if not in the protocol
Statistical
methods
20a Statistical methods for analysing primary and secondary outcomes.
Reference to where other details of the statistical analysis plan can be
found, if not in the protocol
20b Methods for any additional analyses (eg, subgroup and adjusted
analyses)
20c Definition of analysis population relating to protocol non-adherence
(eg, as randomised analysis), and any statistical methods to handle
missing data (eg, multiple imputation)
Methods: Monitoring
Data monitoring 21a Composition of data monitoring committee (DMC); summary of its role
and reporting structure; statement of whether it is independent from
the sponsor and competing interests; and reference to where further
details about its charter can be found, if not in the protocol.
Alternatively, an explanation of why a DMC is not needed
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21b Description of any interim analyses and stopping guidelines, including
who will have access to these interim results and make the final
decision to terminate the trial
Harms 22 Plans for collecting, assessing, reporting, and managing solicited and
spontaneously reported adverse events and other unintended effects
of trial interventions or trial conduct
Auditing 23 Frequency and procedures for auditing trial conduct, if any, and
whether the process will be independent from investigators and the
sponsor
Ethics and dissemination
Research ethics
approval
24 Plans for seeking research ethics committee/institutional review board
(REC/IRB) approval
Protocol
amendments
25 Plans for communicating important protocol modifications (eg,
changes to eligibility criteria, outcomes, analyses) to relevant parties
(eg, investigators, REC/IRBs, trial participants, trial registries, journals,
regulators)
Consent or assent 26a Who will obtain informed consent or assent from potential trial
participants or authorised surrogates, and how (see Item 32)
26b Additional consent provisions for collection and use of participant data
and biological specimens in ancillary studies, if applicable
Confidentiality 27 How personal information about potential and enrolled participants will
be collected, shared, and maintained in order to protect confidentiality
before, during, and after the trial
Declaration of
interests
28 Financial and other competing interests for principal investigators for
the overall trial and each study site
Access to data 29 Statement of who will have access to the final trial dataset, and
disclosure of contractual agreements that limit such access for
investigators
Ancillary and
post-trial care
30 Provisions, if any, for ancillary and post-trial care, and for
compensation to those who suffer harm from trial participation
Dissemination
policy
31a Plans for investigators and sponsor to communicate trial results to
participants, healthcare professionals, the public, and other relevant
groups (eg, via publication, reporting in results databases, or other
data sharing arrangements), including any publication restrictions
31b Authorship eligibility guidelines and any intended use of professional
writers
31c Plans, if any, for granting public access to the full protocol, participant-
level dataset, and statistical code
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Appendices
Informed consent
materials
32 Model consent form and other related documentation given to
participants and authorised surrogates
Biological
specimens
33 Plans for collection, laboratory evaluation, and storage of biological
specimens for genetic or molecular analysis in the current trial and for
future use in ancillary studies, if applicable
*It is strongly recommended that this checklist be read in conjunction with the SPIRIT 2013
Explanation & Elaboration for important clarification on the items. Amendments to the
protocol should be tracked and dated. The SPIRIT checklist is copyrighted by the SPIRIT
Group under the Creative Commons “Attribution-NonCommercial-NoDerivs 3.0 Unported”
license.
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