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    G. Berendt Fall 2011

    Labor Law Outline

    I. The NLRA and NLRB (Assignments 1 & 2)A. Evolution of Labor Law

    1. Generally

    i. Labor Law = the regulatory scheme of collective bargaining established

    under the NLRA (Wagner Act of 1935 and as amended by the Taft-HartleyAct of 1947)

    ii. Relationship b/t employees and employers in the presence of a union

    iii. Motivation to join a union: strength in numbers in negotiations, protection,economics (to be treated fairly), union will negotiate on basis of seniority, not

    performance

    a. Changes employment at willb. Montana is unique because employment is for cause there, not at

    will

    iv. Administered by the NLRB instead of by the courtsa. Primary forum for adjudication is an administrative tribunal

    v. Largely federal law states cannot prescribe or affect itvi. Defining and central theme = unionization and collective bargaining

    vii. Once organized, the union is the single, collective voice for the employees,whether they support the union or not, and they are forbidden to bargain

    individually with the employer

    a. Employer must negotiate in good faith for the terms and conditionsof employment

    2. Pre-NLRA

    i. 1850s Formation of the first national unions, representing one craft oroccupation in different localities

    ii. 1869 Noble Order of the Knights of Labor

    a. Merged trade union and political endeavorsb. Only admitted the skilled and unskilled workers and farmers butexcluded professionals

    c. Chicago Haymarket Riot ended its popularity

    iii. 1880s - American Federation of Labora. Did away with the radicalism of the Knights and focused on a

    narrower trade-union philosophy that lessened emphasis on social

    reform through politics and more on building disciplined unions,which thru collective bargaining, would be business-like in

    improving wages and working conditions

    b. Began the political philosophy that lasted through 1920s of

    voluntarism = a commitment to the private ordering of laborrelations thru collective bargaining

    c. 1890s leading labor organization but remained a craft union

    iv. 1890 United Mine Workers organized the first permanent industrial union

    3. At Common Law

    i. Originally, union activity was held as criminal conspiracy (Philadelphia

    Cordwainers)ii. Commonwealth v. Hunt ended criminal conspiracy indictments shifted

    labor cases from criminal to civil courts

    iii. Holmes Dissent in Vegelahn v. Guntner

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    a. Policy of allowing free competition justifies intentional inflicting of

    temporal damage, including interference with business, when it is

    done as an instrumentality in reaching victory in labor disputeb. To exclude the relationship b/t employers and employees from this

    competition would be to narrow it too far capitalism is good for

    the employer is business, it should be allowed and good for

    employees too (supply and demand in labor relations)c. Conduct done by a group is not unlawful if an individual could do it

    by himselfiv. Anti-trust laws Courts used anti-trust reasoning to attack organized labor

    amendment to the Clayton Act attempted to free labor from anti-trust

    arguments but was struck down by the SC

    4. 20t h Century Legislation

    i. Railway Labor Act

    a. Prohibited interference, influence, or coercion by either party over

    the self-organization of employees

    b. Duties imposed: to make/maintain agreements about rates of pay

    and working conditions, abide by the agreement until settlementprocedures are exhausted (negotiation, mediation, voluntary

    arbitration, and conciliation) before resorting to self-helpc. Formed the National Railroad Adjustment Board and the National

    Mediation Board

    ii. Norris-LaGuardia Act (1932)a. Congress took away courts jurisdiction over labor exercised

    authority under Art III to limit jurisdiction

    i. Taft-Hartley gave it back a little bit in context of K no

    strike clauses courts can enforce the K violation if unionstrikes

    b. Promoted unionization (in response to courts growing hostilitytoward organized labor), collective bargaining, and concertedactivities

    c. Set limitations on the jurisdiction of federal courts to issue

    injunctions in labor disputesiii. National Industrial Recovery Act (1933)

    a. Struck down as violating the delegation doctrine and separation of

    powersiv. Wagner Act (1935) written by Leon Keyserling from SC

    a. Original NLRA

    b. Almost vetoed by FDR Frances Perkins convinced Eleanor R to

    get FDR not to veto itc. Supplied shield against exercise of employer power to frustrate the

    organization of employees for collective bargaining

    d. Declared unfair labor practices of employers that violated basicrights of employees

    e. Imposed a duty on employee to bargain with the union

    f. Heavily favored labor organizationsg. Formed the NLRB

    h. Constitutional under NLRB v. Jones & Laughlin Steel effect is

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    that it legitimized the new branch of government in administrative

    agencies like the NLRB

    i. 7 gave employees the right to unionize and collectively organizeand provided remedies for violations union was the exclusive

    bargaining rep to determine wages/hours/benefits

    j. The War years b/t Wagner and Taft-Hartley introduced

    arbitration/mediation as primary dispute resolution so that strikeswould not interrupt the war effort

    i. Unions struck anyway leading to a negative reaction toorganized labor and a power shift in Congress to become

    Republican

    v. Taft-Hartley Act (Labor Management Relations Act) - 1947

    a. Vetoed by Truman but Congress overruled vetob. Retained the unfair labor practices for employers in Wagner Act and

    reaffirmed the endorsement of collective bargaining

    c. Gave president authority to declare a national emergency dispute toforce the union and employer back to bargaining table and stop

    utilizing self-help tacticsi. Truman invoked it in Youngstown Steel to take over steel

    industry after a strike and SC struck it downd. Added provisions defining unfair labor practices by labor

    organizations and gave workers the right to refrain

    i. Appeared to take away the secondary boycott (picketingcustomers of the employer until the customer no longer is a

    customer of the employer)

    e. Increased NLRB members from 3 to 5 and separated its

    prosecutorial and judicial functionsf. Suits in federal courts allowed to enforce collective-bargaining

    agreementsg. Right to Work laws = reaction to compulsory unionization in the

    collective bargaining agreement (union compulsory clause forces

    all employees to join the union w/in 30 days)

    i. 14 left this provision to the statesh. 301 exception to the Norris-LaGuardia Act provides that an

    employer/employees can file in federal court for breach of K

    vi. Landrum-Griffin Act (Labor-Management Reporting and Disclosure Act) -1959

    a. Curbed abuses and improper union activities amended the

    secondary boycott prohibitions and added prohibition against

    blackmail picketing (used to hurt the business enough to getrecognition by the union)

    b. Imposed fiduciary responsibility on unions sometimes called the

    Union Members Bill of Rightsi. Fairness and financial disclosure

    ii. Jimmy Hoffas abuses led to the enactment

    c. Amended the NLRA to tighten the Acts secondary boycottprovisions and the placing of restrictions on organizational and

    recognition picketing

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    vii. Health Care Industry Amendments 1974

    a. NLRB declined to assert jurisdiction over non-profits or healthcare

    institutions over the yearsb. Amendments to the NLRA to direct the NLRB to assert jurisdiction

    over these entities

    i. NLRB has no jurisdiction over government entities

    ii. Notice requirement so hospitals can arrange for care when/ifnurses strike

    viii. Future Legislation:a. EFCA would substitute NLRB election process with a card count

    certification; include interest arbitration as remedy for stalling

    negotiation process once union is recognized; includes punitive

    damages and mandatory injunctive relief as remediesb. Respect Act overturns supervisor cases

    c. Arbitration Fairness Act pre-dispute arbitration agreements could

    be used to get around remedies for civil rights violations

    B. NLRB

    1. Generallyi. Administrative procedures and remedies instead of judicial adjudication

    ii. Precluded private litigation to enforce workers statutory rights

    iii. Confined the role of the courts

    iv. Created to administer the statute

    2. Jurisdiction

    i. Primary measure of NLRB jurisdiction is commerce

    a. 9(c)(1) & 10(a)

    b. Coextensive with the power of Congress to legislate under thecommerce clause (Jones & Laughlin Steel)

    ii. Extends to:

    a. Non-retail businessb. Office buildings

    c. Retail enterprises

    d. Public utilitiese. Newspapers

    f. Radio/telegraph/television/telephone enterprises

    g. Hotels/motels/residential apartment houses

    h. Privately operated health care institutionsi. Transportation enterprises

    j. Transit systems

    k. Taxicab companies

    l. Associationsm. DC enterprises

    n. National defenseo. Private universities and colleges

    p. Symphony orchestras

    q. Law firms and legal assistance programsr. Employers that provide social services

    s. Lawful gambling casinos

    iii. 14(c) authorizes the Board to refuse jurisdiction over any employer whose

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    labor dispute is not sufficiently substantial, but the Board cannot refuse a

    labor dispute over which it would have asserted jurisdiction under the

    standards of Aug 1 1959a. No Mans Land If congress gave statutory jurisdiction to an

    agency then states cant enter, but if NLRB does not assert

    jurisdiction then those orgs are left in the middle

    iv. Limited to enterprises whose affect on commerce is substantial and throughthe definitions of employer and employee in 2(2) and (3) and

    supervisor in 2(11)a. Excluded from NLRBs reach: agricultural workers, domestics,

    public employees (federal/state/local governments), fed reserve

    banks, RR and airlines subject to the Railway Labor Act,

    independent contractors and supervisors (including most nurses)b. Hospitals: Exclusion of nonprofit hospitals was deleted by the 1974

    healthcare amendments today nonprofit hospitals, health-

    maintenance orgs, health clinics, nursing homes, and extended-carefacilities are covered under 2(14)

    i. House staff in hospitals (interns, residents, fellows) arestatutory employees entitled to protection

    c. Graduate Students: primarily students functioning in an academic

    relationship w/their school, not statutory employees entitled to

    organize (Brown University)

    i. IL law = if student is workin in department related to studies= student; if not related = employee

    ii. No NLRA exclusion of students so conflicting decisions by

    Boardd. Public employees: under the Federal Labor Relations Authority (not

    NLRB) and are forbidden to strike (pg 60-61)

    e. Religious schools: excluded workers in church-operated schools(Catholic Bishop of Chicago)

    f. Independent Contractors right of control test and on the basis of

    the total factual context assessed through agency principles

    i. Wither the employee has control over how the work getsdone or over just the work product

    ii. If employer controls the manor/result = employee

    iii. If employer contracts for result but nothing to do with themanor of execution = Independent Contractor

    g. Agricultural workers

    i. Excluded since 1935 made sense during that period of time

    b/c of the recession and farm ownershiph. Supervisors

    i. 2(11) defines supervisor as an individual who exercisesindependent judgment in performing their employment

    function, such as directing others, to hire, transfer, suspend,

    lay off, recall, promote, adjust grievances, etc. that is not

    merely of a routine or clerical natureii. Context of nurses:

    1. Nurses act on behalf of the employer, not exclusively

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    on behalf of patients (NLRB v. Health Care)

    2. Nurses generally assign tasks to others and often

    responsibly direct others (NLRB v. KentuckyRiver)

    i. Managers

    i. Non-statutory exclusion of managers employer should

    have the loyalty of its managers who have authority tocommit management resources to set institutional policy or

    implement policy at the highest levelsii. University faculty: termed managerial so they are

    excluded from the Act (Yeshiva University) but no hard and

    fast rule is adopted about faculty members

    j. Confidential employeesi. Excluded even if they are statutory employees under 2(3)

    ii. Test = whether an employee assists and acts in a confidential

    capacity to persons who formulate, determine, and effectuatemanagement policies in the field of labor relations (labor-

    nexus test)iii. Individual must have some connection to personnel and

    collective bargaining and either have access to materials or

    be present with those decisions are made

    iv. Example: secretary taking notes during meeting, person in

    charge of personnel files

    3. Organization

    i. Function = to prevent and remedy violations of the NLRA (unfair labor

    practices) and to conduct secret-ballot elections on the question whetheremployees which to be represented by a union

    ii. Members are appointed to 5 year terms by the President, subject to Senate

    confirmationiii. 5 members that sit in 3 member panels

    iv. Adjudicative and prosecuting functions were separated in the Taft-Hartley

    Act

    a. General Counsel oversees prosecuting functions and is appointed bythe President with consent from the Senate for a 4 year term

    b. 3(d) provides that the General Counsel supervises all NLRB

    attorneys and regional offices and gives GC final authority over theinvestigation of charges filed by aggrieved persons, issuance of

    complaints, and prosecution before the Board

    i. Issuance of complaints is initially controlled by the regional

    directors and their decisions are subject to review by the GCc. GCs decision not to issue a complaint or to withdraw a complaint is

    not reviewable by the Board or by the courts but it does haveprocedures for giving the charging party reasons for refusal and

    appeals to its office

    d. GC does not initiate ULP case on its own motion requires a charge

    to be filed first

    4. Procedure

    i. Any person may file a charge in the regional office for the area where the

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    ULP occurred

    ii. 6 month statute of limitations must file w/in 6 months of the violation

    a. 10(b) provides a 6 month window for the individual to file a chargestarting with the point when the claimant discovers or should have

    discovered the misconduct

    iii. Employees of the regional office will investigate the charges and discuss them

    with the parties high % result in settlements before formal litigation beforethe board (90%ish)

    iv. Formal proceedings are begun by the issuance of a complaint and setting thetime and place of hearing

    v. A hearing on the complaint is held before an Administrative Law Judge (ALJ)

    who is appointed by the Board, independent of the Board, and can be

    removed only for good causea. The complaint is prosecuted by an attorney from the regional office

    but the charging party may intervene with own counsel

    b. Rules of evidence apply (10(b))c. GC has the burden

    vi. ALJ files a decision setting forth findings of fact and proposed dispositionof the case

    a. If no exceptions, the Board usually adopts the decision of the ALJ

    b. If exceptions are filed, then the Board will review the case on the

    basis of the briefs and w/o oral argument

    vii. 10(j) and (l) (j) gives NLRB discretion whether to apply for injunction

    5. Judicial Review

    i. NLRB Review:

    a. Typical remedial order of the NLRB is to cease and desist fromthe unlawful behavior and post notice of the action in the workplace

    (and reinstatement with back pay if appropriate)

    b. ULP order is not self-executing if compliance is not forthcoming,the Board must seek enforcement by petitioning the court of appeals

    (10(e))

    c. Enforcement order entered by the court = injunction and its

    violation is punishable by an action for contemptii. Appeals to Federal Courts of Appeals

    a. Any person aggrieved by a Board order may also seek judicial

    review in the appeals courtsi. 10(f) provides wider choice of forums for review than the

    Board has to seek enforcement so usually a forum-shopping

    race to file with a favorable appellate court after decision is

    handed downb. Charging party cannot maintain a contempt action for violation of

    the judicially-enforced Board order, only the Board can do thatiii. Scope of Review

    a. 10(e) findings of the Board with respect to questions of fact, if

    supported by substantial evidence on the record considered as a

    whole, is conclusiveb. The court will uphold the Boards decision if based on

    facts/substantial evidence and the Boards expertise

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    c. Courts have less discretion in overturning an ALJ than the Board,

    whose policy is not to overrule the ALJ credibility determinations

    unless incorrectness is shown by a clear preponderance ofevidence

    d. In general, NLRBs findings of law are reviewed to determine

    whether they have a reasonable basis in law and are upheld unless

    they are irrational or inconsistent with the Acti. Two part test of deference: did Congress directly speak on

    this issue and if not then is the Boards decision based on apermissible construction of the statute

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    II. The Election Process - 8(a)(1) Violations (Assignment 3)A. 8(a)(1) v. 8(b)(1)(A)

    1. 8(a)(1)

    i. ULP = employer to interfere, restrain, coerce employees

    ii. Interfere = standing in the doorway

    iii. Coercion = pulling a gun and threateningiv. Restrain = physically holding you back

    2. 8(b)(1)(A)

    i. ULP = labor organization to restrain, coerceii. (1)(B) Prohibits unions from coercing the employer in its selection of

    representatives for collective bargaining

    iii. Missing element from 8(a) = interference asymmetry of the statutea. Employers have a different standing maintains power and

    authority whereas the union doesnt so the employer can interfere in

    ways a union cannot

    B. 8(c) and Freedom of Speech Threats v. Predictions

    1. Expression of any views/argument/opinion that does not, by its own terms,threaten force or economic reprisal ULP (Golub)i. Volition helps define the line b/t threat and predictions

    a. Volition = control; prediction on a matter that is outside ofemployers control is legal; a prediction that involves a matter that

    the employer does control is more of a threat

    ii. Threat of reprisal = adverse consequences will be deliberately inflicted inreturn; more than a mere prediction of adverse consequences

    iii. Employer is free to tell employees what he reasonably believes will be the

    likely economic consequences of unionization that are outside his control, as

    distinguished from threats of economic reprisal taken on his own volition

    iv. Predictions based on objective facts so allowablev. Hays dissent in Golub = people listen more carefully for implications in

    employers speeches and are more sensitive to implicit threatsvi. Employer is free to communicate to his employees any of his general views

    about unionism or specific views about a particular union, as lon as they dont

    contain a threat (Gissel)

    a. Prediction must be based on objective fact to demonstrably probable

    consequences beyond his control or to convey a managementdecision already arrived at to close the plant in case of unionization

    b. If there is any implication that the employer may or may not take

    action based on his own initiative and for reasons unrelated to

    economic necessities then it is no longer protected by the 1st

    Amendment

    c. Implied threat = statement in the form of a prediction not based on

    objective facts outside the employers controld. Brinksmanship employers going too far to try to find the line b/t

    threats and predictions

    vii. Predictions based on common sense and general experience are adequate

    protections under 1st Amendment and 8(c)

    2. NLRB applies the totality of conduct approach

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    i. Words and conduct that are so intertwined as to be considered a single

    coercive act

    ii. Board does not assess the impact of the conduct

    3. Laboratory Conditions General Shoe

    i. In election proceedings, it is the Boards function to provide a laboratory in

    which an experiment may be conducted, under conditions as nearly ideal as

    possible to determine the uninhibited desires of the employeesii. = Circumstances surrounding an election should be free of pollutants to

    ensure that the employees have the most freedom to make an informeddecision

    iii. Election can be set aside if the conditions are tainted, even if no ULP is found

    to have been committed

    a. Standard is where the misconduct tends to interfere withemployees freedom of choice would well have affected the voting

    b. More restrictive than test of conduct that = 8(a)(1) violation

    c. Board approaches election objections with a strong presumptionthat ballots cast accurately reflect employee choice so the burden is

    heavier to show that the conduct tended to interfere withemployee choice.

    4. Remedies available for 8(a)(1) violations

    i. Set aside the election

    ii. Cease and desist and post notice

    5. Captive audience speeches and home campaigning

    i. Irrespective of 8(a)(1) NLRB says there are certain kinds of captive

    audience speeches that are objectionable irrespective of the content based on

    their location, size of the group, position of the speaker in the managerialhierarchy and the tenor of the remarks

    ii. NLRB will set aside the election

    C. Coercion1. Critical Period for Objectionable Conduct

    i. Regulates through 9 with laboratory conditions standard

    ii. Critical period = SOL for objectionable conducta. Begins with the filing of the petition (by the union) and this is when

    the laboratory conditions start

    b. Ends with the holding of a valid election 5 days after the election

    for it to be validated or objections to be filed

    2. Overlapping ULP and Objectionable Conduct

    i. ULP standard for 8(a)(1) is the tendency to interfere, coerce, threaten

    ii. OBJ violation of laboratory standard

    a. OBJs that are not generally ULPs - captive audience speeches,misrepresentations

    iii. In the overlap, if a ULP occurs during the OBJ period, it is a fortiori

    (automatically follows) that the ULP is also OBJ

    3. Anti-union films

    i. Generally lawful and unobjectionable under General Shoe, if used in a

    context free from other unlawful or objectionable conduct

    4. Bargaining-from-scratch

    i. Distinguish b/t situations where remarks can be interpreted either as a threat

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    to discontinue existing benefits (futility message) from remarks that merely

    describe bargaining strategy referring to the normal give and take of

    negotiations to remind employees that unionization is no guarantee ifincreased benefits

    ii. Legal: Under the NLRB, we have to bargain in good faith and we intend to

    and it isnt guaranteed that we can preserve anything we bargain from

    scratchiii. Futility v. accurate statement of law and facts

    a. Bargaining might not lead to anything more, not guarantee, mayhave to reduce benefits = legal

    b. Illegal = I wont give anything to the union

    iv. Totality of the circumstances = legal for an employer to say: if you select a

    union, we have a legal obligation to bargain in good faith which means wehave to bargain over wages/hours/conditions of employment and everything

    you have now is on the table; union can promise everything but employer has

    to agree; will bargain in good faith but nothing guaranteeda. Illegal = threat that everything they have will be taken away and

    will retaliate by withdrawing benefitsb. Look for a retaliatory message

    5. Interrogation

    i. Coercion can happen w/o threats depending on the circumstances under

    which employees are addressed about their unionizing activities

    ii. Case by case totality test guided by theBourne factors:

    a. The background, history of employer hostility and discrimination

    b. The nature of the information sought

    c. Identity of the questioner

    d. Place and method of the interrogatione. Truthfulness of the reply

    iii. Questions gauging nothing more than the numerical support for a union unlawful interrogation

    iv. Its about the content of the questionsa. Intrusive = who here wants to support the union and discuss it with

    me

    b. Not intrusive = what can the union give you that the company cant,to a group of employees

    c. Look for intrusion make a factual distinction based on whether it

    is intrusive or a reasonable discussion about the pros/cons of

    unionization so as not to deprive the employees of a healthydebate/discussion

    6. Pollingi. A poll of employees and their support of a union violates 8(a)(1) if these

    safeguards are absent after a demand for recognition has been made:

    (Struksnes test)

    a. The purpose of the poll is to determine the truth of the unions claimof majority (union has made a demand for recognition gives

    employer a legitimate reason for the poll)

    b. This purpose is communicated to the employeesc. Assurances against reprisals are given

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    d. The employees are polled by secret ballot

    e. The employer has not engaged in ULPs or otherwise created a

    coercive atmospheref. Berendts suggested additional factor: NLRB conducts the poll after

    the petition is filed so employer cannot justify taking one

    ii. Once an election is pending, polling is likely to be found as interfering with

    the election7. Surveillance

    i. Presumed violative unless employer can come up with a reasonable, objectivejustification for the surveillance

    ii. Focus on intrusion and expectation of privacy

    iii. Is there an impression that the employer is trying to acquire information that

    he can use to retaliate against the employee or does the employer have alegitimate reason for being there

    8. 24-Hour Rule

    i. Peerless Plywood rule a massed captive audience speech on companyproperty w/in 24 hours of the election automatically violates the laboratory

    conditions9. Milchem rule? Campaigning too close to the polling place???

    D. Campaign Misrepresentations1. Generally

    i. Objectionable conduct, generally not ULP b/c 8(c) protects themii. Fundamental question of government regulation is who is involved and who

    should determine the truth or falsity of the statements

    2. Original Board position (no longer current law) Hollywood Ceramics

    i. Election is set aside only where there is 1) a misrepresentation or campaigntrickery that involves a substantial departure from the truth 2) at a time which

    prevents the other party from making an effective reply and 3) that is

    expected to have a significant impact on the outcome of the electionii. Reversed in Shopping Kart

    iii. Reinstated by General Knit of CA

    iv. Problems with this position: empirical research, difficulties administering the

    test, subjective, inconsistent and discriminatory in application (harder for

    employers than unions)

    3. Getman Goldberg Study

    i. Promoted elimination of the Hollywood Ceramics doctrine

    ii. Theorized that election campaign communications play a limited role in the

    employees ultimate vote

    4. Current Law Midland National Life

    i. Reinstated Shopping Kart and overruled General Knit and HollywoodCeramics

    ii. Elections will not be set aside based on the substance of the representation

    BUT on the deceptive manner in which it was made

    a. Board no longer inquires into the truth/falsity of the statements if

    employees can independently evaluate their decisioniii. As long as campaign material is what it purports to be (mere propaganda of a

    particular viewpoint) then its ok

    iv. Where, due to forgery, no voter could recognize the propaganda for what it is,

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    then the Board will intervene

    v. Court reasoned that employees are to be assumed mature individuals who are

    capable of recognizing propaganda for what it isvi. No longer probes the truth or falsity of the campaign statements but will

    intervene in cases where a party has used forged documents

    5. Racial Propaganda Appeals to Prejudice

    i. Sewell Doctrinea. Racial propaganda will not be tolerated unless the statements are

    truthful, temperate, and germane to a partys position and do notdeliberately seek to overstress and exacerbate racial feelings by

    irrelevant and inflammatory appeals

    b. Objectionable if it is intemperate, untruthful, irrational,

    inflammatory appeals to base instincts, rather than reason, andirrelevant

    c. Comments about a unions position on segregation or monetary

    contributions toward eliminating segregation are oki. Bancroft case appeal to racial solidarity based on a

    relevant issue; appeal to racial self-consciousness okd. As long as the party limits itself to truthfully setting forth another

    partys position on matters of racial interest, then wont set aside the

    election

    E. Third Party Interference and Agency1. Apparent Authority

    i. 2(2) incorporates the common law agency as the test of employer

    responsibility

    ii. 2(13) makes apparent authority available to charge a union with theunauthorized acts of its authorized representatives and subjects unions as well

    as employers to agency principles

    iii. Apparent authority = employer responsible for actions/statements ofsupervisor if employees may reasonably believe that the supervisor speaks for

    management any individual reasonably understood by the workforce to act

    for management in given circumstances would be an agent of the employeriv. Limitations: employers can limit liability if they direct supervisors not to

    interfere and promptly tell the employees of such directions and disavow

    supervisors conduct and promptly communicate such to the employees

    v. Nonsupervisory employees responsibility is usually not imputed to theemployer unless the employee has some special relationship with

    management or unless management has instigated or condoned the conduct

    vi. Union liability attempts to impose responsibility on unions for employees

    who have no position in the union frequently fail absent proof of unionauthorization or ratification

    a. The activist employee must ordinarily have functioned as theunions presence in the plant or its conduit to the workforce

    b. Asymmetry of the statute

    2. 3rd Parties

    i. Outsider conduct generally is not imputed to the employer unless there is ashowing that the employer instigated or aided the outside activity or failed to

    disavow it under circumstances that made such failure adoption

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    ii. Although not imputed to the company, can still destroy laboratory conditions

    and warrant setting aside an election

    F. Promises of Benefit1. Fist in a velvet glove NLRB v. Exchange Parts

    i. Well-timed benefits given before an election are called the fist in the velvet

    glove b/c employees are not likely to miss the inference that the source of

    benefits now conferred is also the source from which future benefits mustflow and which may dry up if it is not obliged

    ii. Benefit is new and took the employer took the opportunity to assocate itselfwith the benefit as the source of all benefits

    iii. Remedy: cease and desist

    2. Russell Stover Candies

    i. Employer must proceed as it would have done had the union not beenconducting its campaign

    3. The Damned if you do, damned if you dont position remedied by an

    exception

    i. A benefit may be postponed provided that the employer makes clear to

    employees that it will be implemented whether or not they select a union andthat the sole purpose of the postponement is to avoid the appearance ofinfluencing the election

    ii. Could then use it in negotiations should the union win

    iii. Hypo about dental insurance legal: under advise of counsel, during thependency of the union election, granting a benefit might violate the NLRA so

    will hold off

    4. Common Employer defenses:

    i. Regularly scheduled benefitii. Prior decsion that has been set in motion

    iii. Ojectively identifiable exigency emergency sitatuion like a competitor

    taking advantage of the situation5. Union version under Exchange Parts Savair case

    i. Fee waiver, limited only to those who sign up with the union before an

    election unfairly allows the union to buy endorsements and paint a falseportrait of employee support and = union bribe

    a. If the offer stands after the election, then no violation

    ii. Cant bribe the employees with free gifts

    a. But if its a trivial thing (pens/pencils/hats) then its ok

    6. Employers can link the future to the past in its campaigns

    i. General promises of an even better future are permitted

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    III. Concerted Activity & Access (Assignment 4)A. Clash of Legitimate Rights & Interests

    1. Union/Employee Rights v. Employer Rights

    i. Employees have 7 rights to pursue collective bargaining and representation

    (form, join, assist a labor organization)

    ii. Employers have a legitimate property interest in workplace order andefficiency mostly enforced by no-solicitation policies

    a. Interests include real property and trespass, equipment, management

    of business as employer sees fit

    2. Employee rights communication at work

    i. Republic Aviation SC acknowledges NLRB experience, expertise and the

    resulting power to draw inferences from the facts regarding a tendency to

    restrain employees concerning 7 rights & approves NLRB adoption ofpresumptions regarding employer rules restricting employee communication

    B. Employee Rights to Communication & NLRB Presumptions1. Prohibit wearing of union insignia presumptively invalid

    i. Unless there are special circumstances to rebut the presumption of invaliditya. This exception is narrow and includes circumstances when the

    display of union insignia and apparel is shown to jeopardizeemployee safety, exacerbate employee dissension, or unreasonably

    interfere with a public image the employer, through appearance-

    rules, has sought to establishb. Customer contact (like in retail outlets with uniform requirements)

    is not in and of itself a special circumstance justifying a total ban

    on union insignia and nor is a customers displeasure with union

    insigniac. It makes a difference though if the message is just a small button or

    provocative message/languageii. Republic Aviation rule

    2. Prohibit communications between on-duty employees presumptively valid

    3. Prohibit communications among off-duty employees (including breaks and

    lunch) presumptively invalid

    i. Board rules are privileged for retail establishments, health care facilities, or

    other employers on an as needed basis

    4. Oral v. Written communication

    i. Restricting distribution of literature to non-working areas presumptivelyvalid, irrespective of time

    5. Working Time v. Working Hours (Our Way)

    i. Prohibitions of communication while on working time (periods of actualwork) = Legal

    a. The rule must state with reasonable clarity that it does not applyduring employees non-work time i.e. only applies during working

    time

    ii. Prohibitions of communication while in working hours (from opening to

    closing of business, includes employees own time such as breaks) = Illegal

    6. Special circumstances for retail operations

    i. Retailers may ban solicitation and distribution at any time during business

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    hours, even during employees non-working time, on selling floors and in

    adjacent aisles and corridors, but not in such non-selling areas as public

    restrooms and restaurantsii. Hospitals: may generally ban all organizing activity, even during employees

    nonworking time, in patient care areas; including corridors on patients

    floors but not in visitor-access or patient-access areas

    7. New Technology - Emaili. Register Guard

    ii. Email is treated as if it is the use of company property which companies havemore compelling interest to prohibit matter is unresolved in federal courts

    C. Discriminatory Practices1. Content or application of no-solicitation rules differential treatment of pro-

    union activity is normally an unfair labor practice

    i. Beneficent acts exception: Despite some tolerance of an employer who

    permits occasional charitable solicitation during work hours, where incidents

    of charitable or beneficent solicitation cannot be characterized as few orisolated the Board will likely find the employers enforcement of a rule

    against union solicitation to be unlawful discrimination2. Disparate enforcement

    i. = An employer with a facially valid no-solicitation rule banning solicitation

    of any kind discharges employees for union solicitations on work time but

    during the previous year had allowed work-time non-union solicitations onother occasions

    3. Discharge of employee for violating an illegal rule = 8a3 and 8a1 violation

    4. Singling out union activity for prohibitions in the body of the rule itself

    5. Applying an otherwise valid rule in a discriminatory fashion

    6. Application of rule to activities of a similar character

    i. Unequal treatment of equals is discrimination

    ii. Discrimination in the enforcement of a no-solicitation policy occurs only ifthe prohibited groups or activities are comparable to those permitted

    7. NLRB current view: save for the limited beneficent acts exception, a

    lawful restriction on work-time solicitations must be applied in neutral

    fashion to union activities

    8. Proper remedy: 8a1, 8a3, Objectionable conduct if during the critical period

    D. Employer Property Rights (directed against 3rd parties)1. NLRB v. Magnavox Union may not waive employees 7 rights to

    distribute organizational literature on company property through

    acquiescence to an overly broad no-solicitation rule or in collective

    bargaining

    i. But does this rule deprive the employer of its bargain? Probably but employeerights are more important

    2. Babcock & Wilcox an employer may validly post his property against non-

    employee distribution of union literature if reasonable efforts by the union

    through other available channels of communication will enable it to reach

    the employees with its message and if the employers notice or order does not

    discriminate against the union by allowing other distribution

    i. The employer may not interfere with organization and the Union cannot insist

    that employer aid in organization

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    ii. But where the inaccessibility of employees makes ineffective the reasonable

    attempts by non-employees to communicate with them through the usual

    channels, the right to exclude from property should yield to the extent neededto permit communication of information on the right to organize

    a. If the location of a plant and the living quarters of the employees

    place them beyond reach of union

    b. Example: company town, resorts, oil drilling stationsiii. In application, this rule has been difficult for unions to satisfy that the usual

    channels have been inadequate

    3. Public Access

    i. Babcock rule applies in situations where organizers use private property, to

    which the public is not invited, in a manner inconsistent with the propertys

    intended purpose (Montgomery Ward)

    4. Comparative Standards

    i. NuTone enforcing a valid no-solicitation rule, employer does not have to

    give the union equal opportunity for expression of views if it uses working

    time for its anti-union message, while precluding employees from using the

    same time (not precluded from enforcing its no-solicitation rule)a. Must be in the absence of an unlawfully broad no-solicitation rule or

    a privileged no-solicitation ruleii. When there is an unlawfully broad or privileged broad (in a retail setting) no-

    solicitation rule and employer makes a speech to massed employees on

    working time on company property = ULP when it doesnt afford the unionequal time

    iii. Excelsior List requirement that w/in 7 days after an election has been

    approved, the employer must file with the Regional Director an election

    eligibility list, containing the names and addresses of all eligible voters

    5. 24-Hour Rule

    i. Employers and unions alike are prohibited from making election speeches oncompany time to massed assemblies of employees within 24 hours before a

    scheduled election (Peerless Plywood)

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    IV. Employer Support or Domination of Union (Assign. 5)A. 8(a)(2)

    1. Provisions

    i. Impedes unilateral management efforts to establish cooperative and

    participatory arrangements for employee involvement in workplace decision-

    making company unions2. Situations Implicating 8(a)(2)

    i. Company sponsored team management model

    ii. Recognition of a minority union (good faith in believing the union not adefense to a 8(a)(2) violation) (ILGWU Bernard Altman)

    iii. Favoritism of one union over another particularly during a challenging

    unions campaign to replace incumbenta. i.e. giving incumbent preferential treatment when communicating

    with employees

    b. Rule of thumb = proceed as you would have had the other union notbeen present ignore rival b/c you are under K

    iv. Domination of the union through support/bribes (sweetheart unions = unionwhose officials have been bought by the company so it no longer serves

    interests of employees against employer)v. Labor Management Reporting and Disclosure Act (LMRDA) union member

    bill of rights and union officers have fiduciary responsibilities

    3. Must an employer stay totally neutral when there are 2 unions on the scene?

    i. Should operate as if 2nd union is not there

    ii. 8(c) free speech provision allow employer to express a preference (employer

    has worked will with union A constructive relationship, you have no idea

    what youll get with union B, easy to make promises but hard to produce,recommend to take what you have and your and companys best interest

    served with union A)a. Illegal: You have better wages/benefits with Union A, go withUnion B and I cant tell you whats going to happen; subtext that

    employer will not bargain in good faith with Union B

    4. Remedies

    i. Mostly it is cease/desist and post notice, order to withdraw recognition ifwrongly supported

    ii. Remedial election is at discretion of regional director

    iii. Disestablishment is reserved for most extreme situations

    5. Analysis of 8(b)(2) cases

    i. Is it a labor organization?

    ii. Yes, was it dominated, supported?iii. Yes, what is the appropriate remedy?

    6. 2(5) = definition of a labor organization = exists to deal with employer on

    terms/conditions of employment

    i. Deal =

    a. Cabot Carbon case dealing is confined to bargaining

    b. Streamway rejected this definition

    ii. Streamway factors for committees that labor organization:

    a. Continuous rotation of membersb. No employer hostility or anti-union animus

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    c. Whether the employees/committee considered the committee to

    resemble a labor organization

    d. No encouragement of employees in the mistaken belief that acommittee is truly representative and affords an agency for

    collective bargaining

    e. Employees are free to choose for themselves

    7. 8(a)(2)s ban on employer-sponsored forms of employee representation doesnot outlaw all forms of employee involvement (Streamway)

    8. Electromation rejects Streamway

    i. Core element of a labor organization is that it deals concerning conditions

    of employment dealing with contemplates a pattern or practice of a

    bilateral mechanism involving proposals from an employee committee

    concerning terms and conditions of employment coupled with considerationof those proposals by management in a give and take fashion

    ii. Does not matter if employer had no anti-union animus

    iii. purpose = what committee is set up to doiv. motive = hostility/or not toward unions

    9. Test for 8(a)(2) violation (Electormation):i. Is the team committee a labor organization under 2(5)?

    a. Employee participation?

    b. Purpose to deal with employers?

    c. Concerning conditions of employment?

    d. If there is an employee representation committee, does thecommittee in some way represent the employees?

    ii. Has the employer dominated or interfered with the formation/administration

    of the committee or contributed financial or other supporta. Focuses on the purpose of the committee and if the purpose is to

    deal with conditions of employment and if it has unfettered power to

    determine its own actions and independence (lack of control byemployer evidenced by membership on the committee, participation,

    financial support etc.)

    B. Neutrality Agreements1. Agreement b/t union and employer that employer will remain neutral in

    any organizing campaign conducted by the union in the future at other

    plants

    i. Employer agrees not to resist the unions organizational campaign

    2. Dana Corp

    3. Do not violate 8(a)(2) as support

    4. Do not violate 8(b)(1)(a) denying employees right to a debate

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    V. Protected Activity (Assignment 6)A. Generally

    1. 8(a)(3)

    i. Violation if the employer discriminated against because of 7 activities and

    that discrimination tended to encourage or discourage union membership

    ii. Discriminate = treating union different from non-unioniii. Hire/tenure of employment = not just discharge/discipline but also

    promotion, suspension, lay off, recall

    iv. Encourage or discourage membership in labor organization = mostlyactions that discourage membership

    v. Proviso: employers can agree to and enforce lawful union security clauses in

    non-right-to-work-statesa. In a right-to-work-state, it would be illegal for employer to force an

    employee into a union

    2. 7

    i. Right to join/support a union and bargain collectively and any other

    concerted activity that is for the purpose of collective bargaining/othermutual aid or protection

    ii. Protected activity can be lost if the activity is abusive

    3. Concerted Interobo Doctrine (when there is a union and a K)

    i. An individuals assertion of a right grounded in a collective-bargaining

    agreement is recognized as concerted activity and is accorded 7 protection

    ii. Concerted = activity of employees who have joined together to achievecommon goals (City Disposal)

    iii. BUT even a lone employee, acting in invocation of a right grounded in his

    collective-bargaining agreement is acting concertedlyiv. Requirements: (City Disposal)

    a.As long as the employees statement or action is based on areasonable and honest belief that he is being, or has been, asked to

    perform a task that he is not required to perform under his

    collective-bargaining agreement, andb. The statement/action is reasonably directed toward the enforcement

    of a collectively bargained right

    c. Employee not required to use the magic words in invoking an

    explicit contract provision as long as the assertion was essentially areference to the provision

    4. Protection w/o Union

    i. Meyers objective standard of concerted activity

    a. To be concerted, it has to be with or on the authority of otheremployees, not solely by and on behalf of the employee himself

    b. Includes those circumstances where individual employees seek toinitiate or induce or prepare for group action as well as individual

    employees bringing truly group complaints to management

    i. So it can be a single conversation b/t 2 employees

    ii. It has to at least look toward group action request to jointogether is protected (Mushroom Transp v. NLRB)

    ii. A reasonable employee who has been rejected should know that it is unlikely

    that he/she will achieve concerted activity and may be terminated anyway

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    iii. Has to be objectively deducted that activity is concerted by the employer

    5. Motive

    i. Unimportant for 8(a)(1)ii. Important for 8(a)(3) need to show intent/motive

    iii. Unimportant for 8(a)(2)

    6. Requirements for 8(a)(3) violation when an employee complains:

    i. Actual concerted activity (not constructive)a. Actual concerted activity = 2 people in making the complaint or a

    second person who authorizes the person to complain on their behalfii. Has to remain protected

    iii. Employer has to know of the concerted activity

    iv. Employer must be motivated to retaliate against the employee

    7. 7s Mutual Aid or Protection Clause

    i. The dispute underlying the activity must be connected to the terms and

    conditions of work

    a. Whatever is reasonably related to the employees jobs or their statusas employees in the plant may be the subject of plant

    communication/concerted activity (Eastex)ii. 2(3) does not limit employee to employees to a particular employer

    protects employees when they engage in concerted activity in support of

    employees/employers other than their own (Eastex)

    iii. Employees do not loose their protected status when they seek to improve the

    terms/conditions of employment through channels outside the immediateemployee-employer relationship

    a. Eastex employees could distribute literature about legislation in

    TX that would incorporate right-to-work into the state constitutionb. The scope of the clause includes appeals through administrative,

    judicial, and legislative forums to protect their interests as

    employeesiv. SC recognized in Eastex that some employee communications may become

    too attenuated that it breaks the connection to conditions of employment but

    says that the NLRB should address it case by case

    v. Its ok if the issue cuts across all labor situations, not the immediate laborrelations b/t the employees and employer

    B. Loss of Protected Status1. Employees who engage in concerted activities may lose their 7 & 8

    protections if they engage in unprotected activity

    2. Test for loss of protected status: (Elk Lumber)

    i. Whether the activity is so indefensible that it warrants the employer

    discharging the employeesii. Either an unlawful objective or an improper means may render employee

    conduct unprotected

    3. Partial Strikes/Slowdowns

    i. Elk Lumber employees slowdown was an improper means to achieve anotherwise lawful objective (to induce employer to increase the hourly rate of

    pay)

    ii. Slowdown = partial strike which is usually unprotected b/c the means are

    improper

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    iii. Montgomery Ward when an employee agrees to work, agrees to work

    faithfully, diligently, in good faith

    a. Shouldnt engage in partial strike if going to strike then strike andnot get paid; dont get paid for a job well done when the job is not

    well done (not good faith)

    4. Indefensible

    i. A presumption that a single concerted refusal to work is protected and thatpresumption is only rebutted when the stoppage is part of a plan or pattern of

    intermittent action inconsistent with a genuine strike or genuine performance

    by the employees of expected worka. If repeated, then indefensible

    ii. The Acts protection is lost only if job-related concerted activity is unlawful,

    violent, in breach of contract, or otherwise indefensible WashingtonAluminum

    iii. Spontaneous strike w/o notice by unrepresented employees to protest unsafe

    working conditions = protected Washington Aluminum

    iv. One-time refusal to work overtime = protected (Polytech)

    v. The reasonableness of employees to engage in concerted activities isirrelevant to the determination of whether a labor dispute exists or not

    5. Disloyalty & Insubordination

    i. Disloyalty and insubordination are unprotected as indefensible

    ii. Disloyalty = attack on product/service, no connection b/t the labor dispute and

    the attack, failure to disclose the nature of the dispute, location of the conduct,excessive destructive nature of the conduct, although off duty, employees are

    not striking when they engage in the conduct

    a. Jefferson Standard leafleting made no reference to a labor dispute,

    only attacked the product of the broadcasting station; made noreference to wages/hours/terms of employment

    b. Discharge for cause under 10(c) was valid b/c of the disloyalty6. Wildcat strikes

    i. Unauthorized strikes there is a union and the employees take maters into

    their own hands w/o going through the union

    ii. Only minority strikes that support union objectives are protectediii. Unauthorized strikes undercut the majority union and the exclusivity concept

    so they are unprotected (Shop Rite Foods)

    7. Vandalism and Plant Seizures

    i. Unprotected activity

    8. Blue Flu

    i. Police started this kind of strike everyone calls in sick

    ii. Unprotected b/c police do not have the right to strikeiii. Work to rule police give too many parking tickets and people complain to

    put pressure on the government or work strictly according to the rules

    a. Unprotected

    9. Secondary Boycotts

    i. Violate 8(b)(4) so unprotected

    10. No Strike Clauses & 8(d) Mastro Plastics

    i. Employees lose protected status for:

    a. Engaging in a strike during a term of a K with a no-strike clause and

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    arbitration clause UNLESS the strike is for a serious ULP

    b. Engaging in a strike w/o giving 8(d)s 60 day notice and waiting

    for the K to terminate UNLESS the strike is in response to employerULP

    ii. 8(d) only applies to economic strikes, not strikes to protest ULP

    a. If the strike was not to terminate or modify the K but in protest of

    the ULP, the loss-of-status provision of 8(d) does not applyiii. Under a general no-strike clause, only strikes protesting non-serious

    employer ULP lose protected status strikes protesting serious ULPs areimmune from unspecific no-strike clauses and are protected

    11. Employee Violence and Misconduct

    i. Strikes and picketing create tense situations

    ii. Employees who leave the workplace that unduly threatens the health andsafety of others could lose protected status endangered anyone to the point

    that harm was foreseeable

    a. Harm both to people and damage to employers premises orequipment

    iii. Clear Pine Mouldings objective standard in denying protection tomisconduct that reasonably tends to coerce or intimidate verbal threats,even if ineffective would not necessarily be protected

    a. Did away with the requirement of a physical act for employee to

    lose protected status

    b. Test is if conduct/threat reasonably tends to coerce or intimidatec. Resembles tort of assault

    iv. Thayer Doctrine: (upheld in Kholer) Provocation of employee

    a. Where an employer who has committed an ULP dischargesemployees for unprotected acts of misconduct, the Board must

    consider both the seriousness of the employers unlawful acts and

    the seriousness of the misconduct in determining whetherreinstatement would effectuate policies of the Act

    b. Misconduct that is provoked by the employers ULP is not grounds

    for discharge employers should not be permitted to benefit from

    own unlawful acts, even if employee misconduct justifies disciplinec. Only serious misconduct during a strike will exclude the striker

    from the Acts protections

    v. Prevailing standard is that employees engaged in protected activity cannot bedismissed UNLESS their improprieties are so flagrant, violent or extreme as

    to render the individual unfit for further service

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    VI. Reprisals Against Protected Activity (Assignment 7)A. 8(a)(3) and 10(c)

    1. 8(a)(3) protects against discrimination satisfied if antiunion sentiment or

    animus was the motivating factor in the challenged employer action and its

    based on union activity

    2. 10(c) NLRB has no authority to reinstate employee who has beenterminated for cause

    i. Cause = requires a system of progressive discipline that is adhered to b/c cant

    look the other way and then fire the employee for it when employee engagesin union activity

    ii. You can fire an employee for any reason as long as the NLRA is not violated

    iii. You have to have a system of progressive discipline and adhere to it, not justlook away and then fire them for union activity under pretext of other

    violations

    a. Cant pick and choose what to allow and not allow (Edward Buddcase)

    B. Mixed/Dual Motive Cases1. Where the employer has legitimate and illegitimate reasons for a discharge,

    must prove that the actual motivation was the illegitimate reason (union or

    concerted activity) to find a violation

    2. Wright Line Test:

    i. GC has the burden to establish the prima facie case that the protected activitywas the substantial/motivating factor behind the discharge

    ii. Employer may rebut this prima facie case by proving by a preponderance of

    the evidence that the discharge would have occurred even absent theemployees protected conduct

    3. Transportation Mngt

    i. The burden of proving that the employers hostility to the union never shiftsbut even if that burden is carried, the employer can defend by showing that

    the decision would have been made anyway (affirms Wright Line)

    ii. If employee commits misconduct that is so egregious that she loses protected

    status, Wright Line still applies cannot pick and choose what violations toenforce and what not to enforce

    C. Remedies1. NLRB has broad discretion in crafting remedies

    2. Reinstatement

    i. If employer replaced the employee, the reinstated employee has preferential

    treatment

    3. Back payi. Narrow situations where NLRB has granted back pay w/o reinstatement

    4. Mitigation

    i. Subtracting interim actual earnings and unearned amounts due to failure of

    employee to pursue interim employment

    ii. Incentive for employer to help employees find other work

    iii. Employer has the burden to show employee did not mitigate damagesiv. Employee has legal obligation to mitigate damages but employer carries

    evidentiary burden

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    5. Interest

    i. % According to IRS scale computed on quarterly basis

    6. Other remedies

    i. Back benefits, retirement credits/contributions, healthcare, vacation benefits

    7. Effectiveness of Remedies

    i. Board orders must be remedial and not punitive

    D. Mixed Motive and Salts1. Salt = plants by the union to get them to unionize from the inside

    2. Refusal to hire a salt = violation of 8(a)(3)

    i. Town & Country a worker can still be an employee under the Act even if

    a union is paying the worker to organize the employers workforce

    3. Wright Line Test adjusted GC must prove:

    i. That the employer was hiring at the time of the alleged conductii. That the applicants had experience or training relevant to the positions for

    hire and

    iii. That antiunion animus contributed to the decision not to hire the applicants

    4. Remedy:

    i. Instatement and back pay are appropriate only if employer actually refuses tohire a union applicant (refusal to hire)

    ii. Refusal to consider cease and desist and rightful place consideration

    5. Get around this problem:

    i. Include in K that employee cant moonlight only work for employer

    E. Undocumented workers1. Back pay to an undocumented alien never authorized to work in the US is

    foreclosed by federal immigration policy

    2. No reinstatement b/c not here legally

    3. NLRB has no remedial authority b/c the employees are not entitled to work

    in the US

    F. Motive1. Unnecessary in an 8(a)(1) violation

    i. Violation if an employee is discharged for misconduct arising out of a

    protected activity, despite the employers good faith

    2. Necessary in an 8(a)(3) violation

    i. Unlawful motive can be proven by inference if the consequences are

    foreseeable wrongdoer is held to be liable for the foreseeable consequencesof his/her conduct

    ii. Employers conduct carries its own indicia of unlawful intent

    3. Burnup & Sims

    i. Once an employer shows a good faith belief tht an employee engaged inmisconduct justifying discharge, the GC has the burden of showing that in

    fact no misconduct occurred, or if it did that it was not sufficient to justify

    discharge

    4. Union caused discrimination

    i. 8(b)(1)(a) and 8(b)(2) involves union requesting termination of a member

    ii. Remedies are usually shared b/t the employer and the unioniii. Super seniority under a K for union stewards is presumptively valid

    (Dairylea Coop) but become presumptively invalid when applied to benefits

    other than layoff and recall situations and when applied to members other

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    than stewards

    5. When 8a1 is violated, doesnt necessarily mean the others are too but if one

    of the subdivisions is violated then an 8a1 violation naturally follows

    G. Total Closing/Partial Closing/Runaway Shops1. Total Closings

    i. 8a1 cannot be independently violated (Textile Workers)

    a. On the face of the statute it looks like employer is violating 8a1BUT NLRB cant force an employer to stay open employer has

    private interests in his companyii. 8a3 violation

    a. No, a total closing cannot violate 8a3 b/c it does not discourage

    employee membership b/c the employer/employee relationship is

    destroyed no union membership if no employmentb. No statutory employees left when employer shuts down entirely

    c. Total closing cannot violate 8a3 even if motivated by hostility to the

    union

    2. Partial Closings/Runaway Shops (Darlington Mnfg)

    i. Partial closing = persons exercising control over a plant that is being closedfor anti-union reasons have an interest in another business that they wouldreap the benefit of the closing, act to close the plant with the purpose of

    producing that result, and occupy a relationship to the other business which

    makes it realistically foreseeable that its employees will fear that suchbusiness will also be closed if unionized

    ii. May be illegal if they chill employees desire for unionization in other

    locations

    iii. May also violate 8a5iv. If a partial closing ends the employment relationship (the terminated

    employees cannot be protected b/c no more relationship) BUT the employees

    in other plants/locations need to be protected and their desire to unionizemight be chilled by employers actions

    v. Not automatically illegal: Burden under 8a3 of showing anti-union animus is

    not carried by showing a partial closing still has to show the motivationa. Employer has affirmative defense of an economic reason to close

    the shop

    vi. Remedies:

    a. Terminated employees get back pay and moving expenses if its a

    runaway shop and preferential hiring in other parts as 3rd party

    beneficiaries to the vindication of remaining employees rights

    3. Announcing a decision to close

    i. Announcements are protected under 8c free speech but cannot make a threatto close

    a. Announcement = prediction based on existing facts not in retaliation

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    VII. Weapons of Economic Conflict (Assignment 8)A. Generally (now that the union is chosen)

    1. Statute assumes parties will collectively bargain and anticipates coercion

    (self-help)

    B. Strikes/Lockouts

    1. Unemployed strikers are employees with respect to 7 rights even ifreplaced so recall cannot be based on union activity (Mackay Radio)

    2. Unions hate Mackay Radio b/c basically allows strikers to be replaced,

    diminishing the impact of the strike and putting jobs in jeopardy if it is ruled

    an economic strike (employees not fully protected)

    3. Replacements

    i. Economic Strikesa. Economic strikers may bepermanently replaced (Mackay Radio)

    and employer may grant permanent employment to those

    replacements not a ULP

    b. Economic strikers may be temporarily replaced

    ii. ULP Strikesa. ULP strikers can only be temporarily replaced

    4. Strikers Rights

    i. 7 and 13 give employees the right to strike

    ii. BUT employers can replace them (Mackay Radio)iii. Strikers REMAIN statutory employees and are protected from acts of

    discrimination (like during recall)

    iv. ULPs cannot be permanently replaced (if so then 8a1 and 8a3 violations)

    v. Economic strikers can be permanently replaced (Mackay Radio)vi. Neither economic nor ULP strikers are entitled to back pay for any period

    during which they withhold services voluntarily i.e. after a recall

    vii. Strikers rights to back pay start FROM: the point that employees ask to comeback OR the strike is settled and denied reinstatement

    viii. Before recall rights arise, union must make an unconditional request forreinstatement then employer must act promptly

    ix. Crossovers are no different from permanent replacement workers (TWA v.

    Flight Attendants)x. A wrongfully discharged striker is entitled to back pay from the date of the

    discharge even w/o requesting reinstatement

    xi. Economic strikers who unconditionally apply for reinstatement at a timewhen their positions are filled by permanent replacements 1) remain

    employees; 2) are entitled to full reinstatement upon the departure of

    replacements unless they have acquired regular and equivalent employment(Laidlaw Doctrine)

    5. Dilemma

    i. Status of the strike (ULP or economic) is not determined until a decision by

    the board/court could be many years from the time of the strike

    ii. Employee risk being replaced permanently if they are determined to be

    economic strikers

    iii. Employer risk if a ULP strike then have to reinstate employees and pay

    back pay (violates 8a3 and 8a1 if they fail to hire back the ULP strikers) and

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    employer would be liable to the replacements it promised would be

    permanent for K and tort action

    6. Conversion

    i. When the strike begins as an economic strike and then becomes a ULP strike

    b/c employer committed a ULP after the commencement of the strike

    ii. Strikers replaced before conversion have the rights of economic strikers and

    those replaced after conversion have the rights of ULP strikers7. Lockouts (American Shipbuilding)

    i. Offensive lockouts are LEGAL employers can lock out employeesfollowing an impasse in order to bring economic pressure on employees and

    the union

    ii. Do not carry own indicia of unlawful intent just part of the process

    iii. Not inherently destructive b/c employer is not discouraging unionmembership, rejecting the union, or trying to destroy it (different from Erie

    Resistor)

    iv. Employer CAN lock out employees to win concessions AND hire temporaryreplacements (Inter-Collegiate Press comparatively slight actions)

    a. Not inherently destructive because its for the purpose of bargainingwith the union

    b. Hiring permanent employees violation b/c induces people to cross

    the line to save their jobs

    C. Employer Interference with Strike1. Tests to determine whether the employers solicitation of workers to return

    to work is lawful AND not in violation of 8a3 for discrimination

    2. Super-seniority as a way to entice employees out of the strike

    i. Erie Resistor inherently destructive; wrongdoer should be held to foresee

    the possible violative consequences of conduct

    3. Test to whether it is 8a3 violation:

    i. Inherently destructivea. GC carries burden of establishing the prima facie case for 8a3

    employers conduct may have its own indicia of unlawful intent if it

    is foreseeable (Radio Officers)

    i. No need for subjective intent/smoking gunii. If it presents evidence of an inherently discriminatory

    conduct, then satisfies motive

    b. Burden shifts to employer to provide a legitimate business

    justification for the actionsi. Employer can refuse to reinstate un-replaced strikers for a

    good reason such as loss of customers but strikers remain

    statutory employees until they find other employmentc. NLRB balances the destruction of rights against the employers legit

    business reason

    ii. Characteristics of Inherently Destructive conduct:a. Effects the tenure of all strikers

    b. Hurts strikers but not non-strikers

    c. Offers a benefit to abandon the strike* still good law

    d. Cripples the strike efforte. Renders future bargaining difficult or impossible creating long-term

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    divisions among employees* still good law

    iii. Ambiguous (American Shipbuilding)

    a. Specific evidence of unlawful intent is necessary so ambiguous

    situations do not violate 8a3iv. Comparatively Slight

    a. Conduct has some negative affect and carries its own indicia of

    unlawful intentb. Burden shifts to employer to provide an LBJ, and if it does then it

    erases the inference of unlawful intent and no violation

    c. Different from Inherently destructive b/c no balancing by NLRBd. Example: Carmi case not enough teachers to open school so cant

    reward the teachers who break the strike by paying them to stay

    home should pay hourly for the hours at school

    D. Union Interference1. Employees have the right to refrain from a strike but to avoid being fined for

    not observing as a member, have to resign from the union before you cross

    2. Union can then charge you fair share fees as a non-member but cant fine

    you3. Union violates 8(b)(1)(A) by enforcing a rule that prevented employees from

    resigning prior to a strike or during a strike (Patternmakers v. NLRB)

    E. Multi-Employer Bargaining Units1. All employers have the same union

    2. When the union strikes one employer, the non-struck member employers can

    lock out employees and hire temporary replacements

    3. Still discourages union membership but is comparatively-slight (as opposed

    to the lock out in American Shipbuilding that was ambiguous)

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    VIII. Exclusive Representative Status (Assignment 9)A. 9 Election Process

    1. Ways to achieve recognized status by a Union

    i. Election process in section 9

    ii. Voluntary recognition based on authorization cards after employer checks

    iii. After polling or private electioniv. Remedial bargaining order

    2. Types of Petitions

    i. RC Request for Certification filed by unionii. RM Request by Management, filed by employer to test a unions initial or

    continuing claim of majority status

    iii. RD Request for Decertification filed by employees who no longer want theunion

    iv. UC Unit clarification filed by either union or employer

    a. Workplaces are not stagnant so when employee categories arecreated a question arises if the new ones are simply added to the unit

    or get their own determination thru electionv. AC Amendment of certification (name change)

    vi. UD De-authorization of union security filed by union employees

    B. QCR1. The election process is not self-regulating NLRB cannot initiate one on its

    own

    2. There must be substantial showing of interest by employees that they wish

    to be represented by a union

    i. One authorization card starts the QCRii. Substantial showing = 30% of employees in the unit support the petition

    and obtain the election

    iii. The card has to say I want the union has to state on its face that the unionwill be exclusive representative (single purpose)

    iv. Unions typically try to get 60-70% support before submitting the QCR

    v. 50%+1 of voters casting ballots to win the election

    vi. 50%+1 of employees in the unit for voluntary recognition or a remedialbargaining order

    C. Defeating the QCR1. Balancing of statutory objectives of employee choice and stability in

    commerce

    2. Blocking Charges

    i. Another union files an 8a2 charge against an employer for supporting the

    incumbent or other union illegallyii. Blocks the election

    3. Contract Bar

    i. Second union comes in to rival the incumbent

    ii. Employer naturally prefers the incumbent

    iii. Bars other petitions of other unions

    iv. Lasts for up to 3 yearsa. K for 1 year, lasts 1 year

    b. K for 2 years, lasts 2 years

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    c. K for 3 years, lasts 3 years

    d. K for 4 years, lasts for 3 years

    v. 30 day window b/t 90 and 60 days before expiration of the existing unions Kvi. Then window closes and there is a 60 day insulator period

    vii. EXCEPTIONS:

    a. Schism = union breaks off at the highest levels (division of the

    union)b. Defunctness = union has abandoned the employees

    c. Rapid expansion or contraction of the work force/unit = the K wassigned when the employer hadnt hired all of its employees so

    subsequent employees shouldnt be deprived of decision rights

    viii. Intervening Certification when another union wins an election and becomes

    certified while incumbent unions K is still in effect (American Seating)a. Bargaining with new union is immediate

    b. Old unions K merely defines the status quo from which to bargain

    and must be maintained until new K is negotiated

    c. Old unions K is void in the exclusive bargaining and check off

    provisions but voidable at the execution of a new Kd. IF Union #2 merely files the petition during the OP, then the

    employer still has obligation to bargain with the incumbent or riskviolating 8a5 (switch from Midwest Piping doctrine that allowed

    employer to place everything on hold until the contest was decided

    b/t the two unions) (RAC Del Caribe)

    4. Election Bar

    i. Chronologically comes first

    a. Election bar certification bar K bar with an executed K

    b. Does not prevent unit clarification

    ii. Source 9(c)(3)

    iii. Purpose no election in the unit or subdivision w/in 12 months of a validelection; protects employers/ees from non-stop petitions

    iv. Duration 12 months from the date of a valid election (no matter who wins)v. Effect petitions raising a QCR filed in this period will be dismissed, unless

    filed in the last 60 days of the period and the election will not be held until the

    12 months expires NO EXCEPTIONSvi. Operates regardless of the outcome of the election

    vii. Extensions - None

    5. Certification Year

    i. Source NLRB case lawii. Purpose gives a newly certified union and employer a year to bargain and

    reach agreement undistracted by a possible QCR; stabilizes relationships;employer cant withdraw and another union cant com in

    iii. Duration applies for 12 months after the certification of a union

    iv. Effect Any petition filed during the year will be dismissed unless an

    exception applies (same exceptions as K bar)v. Operates only when union wins election and is certified

    vi. Extensions may be extended if the employer refuses or fails to bargain in

    good faithvii. Presumptions:

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    a. During Union has ir-rebuttable presumption of majority status so

    an employer cannot withdraw recognition and must bargain or

    violates 8a5 and 8a1 (usual exceptions of schism, defunctness, rapidfluctuation apply)

    b. After Union has a rebuttable presumption of majority status

    employer can show that union did not have majority and withdraw

    recognitioni. Employer doubt that union does not have majority three

    views:1. Employer has a good faith doubt by establishing

    that the # of employees who crossed the picket line =

    those who do not support union

    2. Presume that people who crossed the picket linesupport the union in same proportion as those before

    the strike began

    3. CURRENT LAW: No presumption attached nosignificance to the act of crossing the picket line

    must show by objective basis and preponderance ofevidence that union lost majority status (AllentownMack & Levitz Furniture)

    a. Rumor is enough to = reasonable doubt

    ii. Employer can always file an RM if it believes union has lost

    majority status

    6. Voluntary Recognition Bar

    i. Employer can grant voluntary recognition to a union as long as the majority

    status is there and not a coerced majority and not assisting one union over theother in violation of 8a2

    ii. May recognize before the petition is filed

    iii. Recognition bar lasts for a reasonable time not to exceed 12 monthsiv. BEFORE voluntary recognition, employer must give employees 45 days

    notice and opportunity to change (Dana Corp)

    a. Neither the election bar nor the K bar will apply unless the

    employees are giving notice and 45 days to file a dcert petition + 45days passes w/o filing of a petition

    7. Voting Rights

    i. Temporarily replaced strikers = voteii. Permanently replaced economic strikers = vote until 12 months after the

    commencement of the strike (no voting rights if they have taken employment

    elsewhere or discharged for good cause)

    iii. Temporary replacements = no voting rightsiv. Permanent replacements = vote

    D. Appropriate Unit1. 9 gives NLRB authority to conduct elections for appropriate units

    i. Unit can be any unit and doesnt have to be the most appropriate, just

    appropriate

    2. Factors considered:

    i. Extent and type of union organization and the history of collective bargaining

    of the employer

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    ii. Nature of the work done

    iii. Method of payment

    iv. Supervised by same supervisorsv. Location(s)

    vi. Configuration of labor relations management

    vii. Desires of the employees themselves

    3. 9(b)i. Professional employees cannot be placed in a unit with non-professionals

    unless expressly consented toii. Craft units craft severance has been an issue; NLRB cannot decide that any

    craft unit is inappropriate on ground that a different unit has been established

    by a prior Board determination

    iii. Guards prohibition; guards cannot be in same unit as non-guards b/c ofpotential conflict of interest

    4. Globe elections = members are permitted to choose whether they want to be

    represented and decide by which union it wants to be represented by

    5. Hospital units = only 8 appropriate units in hospitals with 3 exceptions:

    i. Cases that present extraordinary circumstances (too few employees)cases in which nonconforming units already exist

    ii. Cases in which labor organizations seek to combine two or more of the 8

    units

    6. Single or Multi-Location Units

    i. Single location is presumptively appropriatea. Presumption can be overcome by looking at the centralized control

    of operations/employee interchange b/t facilities/common wages,

    benefits, terms of employmentii. Accretion (without an election) or self-determination election when new

    employees are sought to be added to existing unit

    7. Multi-employer unitsi. Employers and unions must consent to the initial formation of the multi-

    employer unit (after majority representative selected)

    ii. Rules for unilateral withdrawal (Retail Associates)

    a. Must be timely before negotiation for a successor agreement starts

    (if it has started, then it is bilateral and need permission from union

    and other employers)

    b. Must be unequivocal relatively permanent

    c. Impasse with union exception to allow unilateral withdrawal

    d. Exceptions: company is in dire economic straights and whipsawstrike

    E. Authorization Cards1. Purposes:

    i. Majority claim of a union seeking voluntary recognition

    ii. Toward the 30% necessary for a showing of interest to obtain an election

    iii. For the majority to get a bargaining order in light of an extreme ULP

    2. Must be single purpose for the 30% showing of interest purpose, recognition,

    and for a remedial bargaining order

    3. 10% is needed for showing of interest for a second union on the ballot

    4. 48 Hour Rule showing of interest must be filed within 48 hours of filing the

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    petition; if not then it will be dismissed

    5. Cards are considered stale after 1 year of filing the petition

    6. Authorization cards are used to determine majority status

    i. NLRB can refuse to count a card if it can be proven that the person who

    handed out the cards stated that the sole purpose of the card was to obtain an

    election (and nothing more) and on its face it states that the union will be the

    exclusive representative single purpose card (Cumberland Shoe doctrine)a. Essentially cancelling out the clear facial meaning of the card by the

    statements counted

    ii. Single purpose cards are presumptively valid

    F. Judicial Review

    1. Very little judicial review in representation cases

    2. Appellate court review allowed under 9(d) as an indirect method

    i. Union files an 8a5 petitionii. Employer can raise the representation question as a defense

    3. Unions do not have similar way to review

    4. Unions can, however, accuse the NLRB of acting outside its section 9

    authority, in contravention to statutory mandate/prohibition or deprivesemployees of a specific right - by, for example, combining professionals and

    non-professionals in the same unit District Cts review this accusation

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    IX. Remedial Bargaining Orders (Assignment 10)A. Generally

    1. Traditional = order to bargain in good faith (to remedy violation of 8a5 and

    8a1)

    2. Remedial = to remedy hallmark violations

    i. Hallmark violations = serious conduct in violation of 8a1 and 8a3ii. Example of hallmark violations =

    a. Highly coercive

    b. Resistant to correction by conventional remediesc. Could be expected to have long lasting effects in deterring

    employees from exercising their 7 rights

    iii. Discharge of union leaders or substantial number of union supporters,promises of benefits, threats to close

    iv. No need for 8a5 violation

    v. Usually based on majority based on cards and substitutes for election processwhere the employer has made the process impossible

    3. An employer can respond to unions demand for recognition w/o committinga ULP:

    i. Check the cardsii. Refuse to look at the cards

    iii. Tell union to file an RC petition

    iv. Could file an RM petitionv. Tell the union agent to leave

    vi. Refuse to meet at all

    B. Categories of ULPs1. Category 1

    i. Exceptional cases outrageous and pervasive ULPs

    ii. Remedy = issue a remedial bargaining order w/o card majority or demand forrecognition (Gissel dicta)

    iii. Non-majority order is controversial some members think it prevents

    employers from committing such bad ULPs, others think it takes employee

    choice awayiv. No 8a5 violation necessary

    2. Category 2

    i. Less extraordinary cases marked by les pervasive ULPs that still have atendency to undermine union majority

    ii. Remedy = remedial bargaining order where union has a majority and conduct

    reduced that majority (need majority status)

    iii. No need for 8a5 violationiv. No need for a reque