bed bath & beyond inc. - national bank · bed bath & beyond inc. meeting date: 07/01/2016...
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Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Bed Bath & Beyond Inc.
Meeting Date: 07/01/2016
Record Date: 05/06/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 075896100
Ticker: BBBY
Shares Voted: 7,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Warren Eisenberg 1a
Mgmt ForForForElect Director Leonard Feinstein 1b
Mgmt ForForForElect Director Steven H. Temares 1c
Mgmt AgainstAgainstForElect Director Dean S. Adler 1d
Mgmt AgainstAgainstForElect Director Stanley F. Barshay 1e
Mgmt ForForForElect Director Geraldine T. Elliott 1f
Mgmt ForForForElect Director Klaus Eppler 1g
Mgmt ForForForElect Director Patrick R. Gaston 1h
Mgmt ForForForElect Director Jordan Heller 1i
Mgmt AgainstAgainstForElect Director Victoria A. Morrison 1j
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProxy Access 4
SH ForForAgainstAdopt Share Retention Policy For Senior Executives
5
SH ForForAgainstSubmit Severance Agreement (Change-in-Control) to Shareholder Vote
6
EMC Corporation
Meeting Date: 07/19/2016
Record Date: 05/13/2016
Country: USA
Meeting Type: Special
Primary Security ID: 268648102
Ticker: EMC
Shares Voted: 13,018
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
CONSTELLATION BRANDS, INC.
Meeting Date: 07/20/2016
Record Date: 05/23/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 21036P108
Ticker: STZ
Shares Voted: 2,353
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jerry Fowden Mgmt For For For
Mgmt ForForForElect Director Barry A. Fromberg 1.2
Mgmt ForForForElect Director Robert L. Hanson 1.3
Mgmt ForForForElect Director Ernesto M. Hernandez 1.4
Mgmt WithholdWithholdForElect Director James A. Locke, III 1.5
Mgmt ForForForElect Director Daniel J. McCarthy 1.6
Mgmt ForForForElect Director Richard Sands 1.7
Mgmt ForForForElect Director Robert Sands 1.8
Mgmt ForForForElect Director Judy A. Schmeling 1.9
Mgmt ForForForElect Director Keith E. Wandell 1.10
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SABMiller plc
Meeting Date: 07/21/2016
Record Date: 06/17/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G77395104
Ticker: SAB
Shares Voted: 6,509
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt WithholdWithholdForApprove Remuneration Report 2
Mgmt ForForForRe-elect Jan du Plessis as Director 3
Mgmt ForForForRe-elect Alan Clark as Director 4
Mgmt ForForForElect Domenic De Lorenzo as Director 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
SABMiller plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Mark Armour as Director 6
Mgmt ForForForRe-elect Dave Beran as Director 7
Mgmt ForForForRe-elect Geoffrey Bible as Director 8
Mgmt ForForForRe-elect Dinyar Devitre as Director 9
Mgmt ForForForRe-elect Guy Elliott as Director 10
Mgmt ForForForRe-elect Lesley Knox as Director 11
Mgmt ForForForRe-elect Trevor Manuel as Director 12
Mgmt ForForForRe-elect Dr Dambisa Moyo as Director 13
Mgmt ForForForRe-elect Carlos Perez Davila as Director 14
Mgmt ForForForRe-elect Alejandro Santo Domingo Davila as Director
15
Mgmt ForForForRe-elect Helen Weir as Director 16
Mgmt ForForForApprove Final Dividend 17
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
18
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
19
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
23
National Grid plc
Meeting Date: 07/25/2016
Record Date: 06/07/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G6375K151
Ticker: NG.
Shares Voted: 5,354
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
National Grid plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForRe-elect Sir Peter Gershon as Director 3
Mgmt ForForForRe-elect John Pettigrew as Director 4
Mgmt ForForForRe-elect Andrew Bonfield as Director 5
Mgmt ForForForRe-elect Dean Seavers as Director 6
Mgmt ForForForElect Nicola Shaw as Director 7
Mgmt ForForForRe-elect Nora Mead Brownell as Director 8
Mgmt ForForForRe-elect Jonathan Dawson as Director 9
Mgmt ForForForRe-elect Therese Esperdy as Director 10
Mgmt ForForForRe-elect Paul Golby as Director 11
Mgmt ForForForRe-elect Ruth Kelly as Director 12
Mgmt ForForForRe-elect Mark Williamson as Director 13
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
14
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForForApprove Remuneration Report 16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise the Company to Call General Meeting with 14 Working Days' Notice
21
McKesson Corporation
Meeting Date: 07/27/2016
Record Date: 05/31/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 58155Q103
Ticker: MCK
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
McKesson Corporation
Shares Voted: 2,236
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Andy D. Bryant Mgmt For For For
Mgmt ForForForElect Director Wayne A. Budd 1b
Mgmt ForForForElect Director N. Anthony Coles 1c
Mgmt ForForForElect Director John H. Hammergren 1d
Mgmt ForForForElect Director M. Christine Jacobs 1e
Mgmt ForForForElect Director Donald R. Knauss 1f
Mgmt ForForForElect Director Marie L. Knowles 1g
Mgmt ForForForElect Director Edward A. Mueller 1h
Mgmt ForForForElect Director Susan R. Salka 1i
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstPro-rata Vesting of Equity Awards 4
SH ForForAgainstReport on Political Contributions 5
Electronic Arts Inc.
Meeting Date: 07/28/2016
Record Date: 06/06/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 285512109
Ticker: EA
Shares Voted: 4,449
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leonard S. Coleman Mgmt For For For
Mgmt ForForForElect Director Jay C. Hoag 1b
Mgmt ForForForElect Director Jeffrey T. Huber 1c
Mgmt ForForForElect Director Vivek Paul 1d
Mgmt ForForForElect Director Lawrence F. Probst, III 1e
Mgmt ForForForElect Director Talbott Roche 1f
Mgmt ForForForElect Director Richard A. Simonson 1g
Mgmt ForForForElect Director Luis A. Ubinas 1h
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Electronic Arts Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Denise F. Warren 1i
Mgmt ForForForElect Director Andrew Wilson 1j
Mgmt ForForForAmend Executive Incentive Bonus Plan 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForRatify KPMG LLP as Auditors 6
Saputo Inc.
Meeting Date: 08/02/2016
Record Date: 06/10/2016
Country: Canada
Meeting Type: Annual
Primary Security ID: 802912105
Ticker: SAP
Shares Voted: 10,087
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Emanuele (Lino) Saputo Mgmt For For For
Mgmt ForForForElect Director Lino A. Saputo, Jr. 1.2
Mgmt ForForForElect Director Henry E. Demone 1.3
Mgmt ForForForElect Director Anthony M. Fata 1.4
Mgmt ForForForElect Director Annalisa King 1.5
Mgmt ForForForElect Director Karen Kinsley 1.6
Mgmt ForForForElect Director Tony Meti 1.7
Mgmt ForForForElect Director Diane Nyisztor 1.8
Mgmt ForForForElect Director Franziska Ruf 1.9
Mgmt ForForForElect Director Annette Verschuren 1.10
Mgmt ForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
MgmtShareholder Proposals
SH AgainstAgainstAgainstSP1: Adopt Measures, Targets And Deadlines Regarding Female Representation
3
SH ForForAgainstSP2: Advisory Vote on Executive Compensation
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Michael Kors Holdings Limited
Meeting Date: 08/04/2016
Record Date: 06/01/2016
Country: Virgin Isl (UK)
Meeting Type: Annual
Primary Security ID: G60754101
Ticker: KORS
Shares Voted: 7,291
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael Kors Mgmt For For For
Mgmt ForForForElect Director Judy Gibbons 1b
Mgmt ForForForElect Director Jane Thompson 1c
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The J. M. Smucker Company
Meeting Date: 08/17/2016
Record Date: 06/20/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 832696405
Ticker: SJM
Shares Voted: 3,020
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kathryn W. Dindo Mgmt For For For
Mgmt ForForForElect Director Paul J. Dolan 1b
Mgmt ForForForElect Director Jay L. Henderson 1c
Mgmt ForForForElect Director Nancy Lopez Knight 1d
Mgmt ForForForElect Director Elizabeth Valk Long 1e
Mgmt ForForForElect Director Gary A. Oatey 1f
Mgmt ForForForElect Director Sandra Pianalto 1g
Mgmt ForForForElect Director Alex Shumate 1h
Mgmt ForForForElect Director Mark T. Smucker 1i
Mgmt ForForForElect Director Richard K. Smucker 1j
Mgmt ForForForElect Director Timothy P. Smucker 1k
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The J. M. Smucker Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReport on Plans to Increase Renewable Energy Use
4
ARM Holdings plc
Meeting Date: 08/30/2016
Record Date: 08/25/2016
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G0483X122
Ticker: ARM
Shares Voted: 15,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Cash Acquisition of ARM Holdings plc by SoftBank Group Corp
Mgmt For For For
ARM Holdings plc
Meeting Date: 08/30/2016
Record Date: 08/25/2016
Country: United Kingdom
Meeting Type: Court
Primary Security ID: G0483X122
Ticker: ARM
Shares Voted: 15,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForForForApprove Scheme of Arrangement 1
Alimentation Couche-Tard Inc.
Meeting Date: 09/20/2016
Record Date: 07/25/2016
Country: Canada
Meeting Type: Annual
Primary Security ID: 01626P403
Ticker: ATD.B
Shares Voted: 9,112
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
Mgmt
Mgmt ForForForElect Director Alain Bouchard 1.1
Mgmt ForForForElect Director Nathalie Bourque 1.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Alimentation Couche-Tard Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jacques D'Amours 1.3
Mgmt ForForForElect Director Jean Elie 1.4
Mgmt ForForForElect Director Richard Fortin 1.5
Mgmt ForForForElect Director Brian Hannasch 1.6
Mgmt ForForForElect Director Melanie Kau 1.7
Mgmt ForForForElect Director Monique F. Leroux 1.8
Mgmt ForForForElect Director Real Plourde 1.9
Mgmt ForForForElect Director Daniel Rabinowicz 1.10
Mgmt ForForForElect Director Jean Turmel 1.11
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
SH ForForAgainstSP 1: Approve Human Rights Risk Assessment 3
Diageo plc
Meeting Date: 09/21/2016
Record Date: 09/19/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G42089113
Ticker: DGE
Shares Voted: 12,668
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect Peggy Bruzelius as Director 4
Mgmt ForForForRe-elect Lord Davies of Abersoch as Director 5
Mgmt ForForForRe-elect Ho KwonPing as Director 6
Mgmt ForForForRe-elect Betsy Holden as Director 7
Mgmt ForForForRe-elect Dr Franz Humer as Director 8
Mgmt ForForForRe-elect Nicola Mendelsohn as Director 9
Mgmt ForForForRe-elect Ivan Menezes as Director 10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Diageo plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Philip Scott as Director 11
Mgmt ForForForRe-elect Alan Stewart as Director 12
Mgmt ForForForElect Javier Ferran as Director 13
Mgmt ForForForElect Kathryn Mikells as Director 14
Mgmt ForForForElect Emma Walmsley as Director 15
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
16
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise EU Political Donations and Expenditure
21
IMS Health Holdings, Inc.
Meeting Date: 09/22/2016
Record Date: 08/12/2016
Country: USA
Meeting Type: Special
Primary Security ID: 44970B109
Ticker: IMS
Shares Voted: 16,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForEliminate Supermajority Vote Requirement 2
Mgmt ForForForAmend Charter to Reflect Changes in Capital 3
Mgmt ForForForAdvisory Vote on Golden Parachutes 4
Mgmt ForForForAdjourn Meeting 5
NIKE, Inc.
Meeting Date: 09/22/2016
Record Date: 07/22/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 654106103
Ticker: NKE
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
NIKE, Inc.
Shares Voted: 7,107
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan B. Graf, Jr. Mgmt For For For
Mgmt ForForForElect Director Michelle A. Peluso 1.2
Mgmt ForForForElect Director Phyllis M. Wise 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
SH ForForAgainstReport on Political Contributions 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
ConAgra Foods, Inc.
Meeting Date: 09/23/2016
Record Date: 07/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 205887102
Ticker: CAG
Shares Voted: 9,891
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bradley A. Alford Mgmt For For For
Mgmt ForForForElect Director Thomas K. Brown 1.2
Mgmt ForForForElect Director Stephen G. Butler 1.3
Mgmt ForForForElect Director Sean M. Connolly 1.4
Mgmt ForForForElect Director Steven F. Goldstone 1.5
Mgmt ForForForElect Director Joie A. Gregor 1.6
Mgmt ForForForElect Director Rajive Johri 1.7
Mgmt ForForForElect Director W.G. Jurgensen 1.8
Mgmt ForForForElect Director Richard H. Lenny 1.9
Mgmt ForForForElect Director Ruth Ann Marshall 1.10
Mgmt ForForForElect Director Timothy R. McLevish 1.11
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
ConAgra Foods, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Open Text Corporation
Meeting Date: 09/23/2016
Record Date: 08/12/2016
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 683715106
Ticker: OTC
Shares Voted: 8,094
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director P. Thomas Jenkins Mgmt For For For
Mgmt ForForForElect Director Mark Barrenechea 1.2
Mgmt ForForForElect Director Randy Fowlie 1.3
Mgmt ForForForElect Director Gail E. Hamilton 1.4
Mgmt ForForForElect Director Brian J. Jackman 1.5
Mgmt ForForForElect Director Stephen J. Sadler 1.6
Mgmt ForForForElect Director Michael Slaunwhite 1.7
Mgmt ForForForElect Director Katharine B. Stevenson 1.8
Mgmt ForForForElect Director Deborah Weinstein 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForApprove Stock Split 3
Mgmt ForForForApprove Shareholder Rights Plan 4
Mgmt ForForForAmend Stock Option Plan 5
Westar Energy, Inc.
Meeting Date: 09/26/2016
Record Date: 08/22/2016
Country: USA
Meeting Type: Special
Primary Security ID: 95709T100
Ticker: WR
Shares Voted: 10,130
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Westar Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
General Mills, Inc.
Meeting Date: 09/27/2016
Record Date: 07/29/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 370334104
Ticker: GIS
Shares Voted: 7,689
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson Mgmt For For For
Mgmt ForForForElect Director R. Kerry Clark 1b
Mgmt ForForForElect Director David M. Cordani 1c
Mgmt ForForForElect Director Roger W. Ferguson, Jr. 1d
Mgmt ForForForElect Director Henrietta H. Fore 1e
Mgmt ForForForElect Director Maria G. Henry 1f
Mgmt ForForForElect Director Heidi G. Miller 1g
Mgmt ForForForElect Director Steve Odland 1h
Mgmt ForForForElect Director Kendall J. Powell 1i
Mgmt ForForForElect Director Robert L. Ryan 1j
Mgmt ForForForElect Director Eric D. Sprunk 1k
Mgmt ForForForElect Director Dorothy A. Terrell 1l
Mgmt ForForForElect Director Jorge A. Uribe 1m
Mgmt ForForForApprove Non-Employee Director Omnibus Stock Plan
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
AGL Energy Ltd.
Meeting Date: 09/28/2016
Record Date: 09/26/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q01630195
Ticker: AGL
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AGL Energy Ltd.
Shares Voted: 42,277
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2 Approve the Remuneration Report Mgmt For Against Against
Mgmt ForForForElect Belinda Jane Hutchinson as Director 3a
Mgmt ForForForElect Jacqueline Cherie Hey as Director 3b
Mgmt ForForForElect Diane Lee Smith-Gander as Director 3c
Mgmt ForForForApprove the Grant of Performance Rights to Andrew Vesey, Managing Director and Chief Executive Officer of the Company
4
Mgmt ForForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Anheuser-Busch InBev SA
Meeting Date: 09/28/2016
Record Date: 09/14/2016
Country: Belgium
Meeting Type: Special
Primary Security ID:
Ticker: ABI
Shares Voted: 2,893
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForForApprove Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA
A.1
MgmtReceive Special Board Report and Special Auditor Report Re: Item 1
B.2
MgmtReceive Information on Modifications to the Assets and Liabilities of the Merging Companies
B.3
Mgmt ForForForApprove Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction
B.4
Mgmt ForForForApprove Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction
B.5
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
C.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
SABMiller plc
Meeting Date: 09/28/2016
Record Date: 09/26/2016
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G77395104
Ticker: SAB
Shares Voted: 8,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA/NV
Mgmt For For For
SABMiller plc
Meeting Date: 09/28/2016
Record Date: 09/26/2016
Country: United Kingdom
Meeting Type: Court
Primary Security ID: G77395104
Ticker: SAB
Shares Voted: 8,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForForForApprove Scheme of Arrangement 1
Darden Restaurants, Inc.
Meeting Date: 09/29/2016
Record Date: 08/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 237194105
Ticker: DRI
Shares Voted: 9,740
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Margaret Shan Atkins Mgmt For For For
Mgmt ForForForElect Director Jean M. Birch 1.2
Mgmt ForForForElect Director Bradley D. Blum 1.3
Mgmt ForForForElect Director James P. Fogarty 1.4
Mgmt ForForForElect Director Cynthia T. Jamison 1.5
Mgmt ForForForElect Director Eugene I. (Gene) Lee, Jr. 1.6
Mgmt ForForForElect Director William S. Simon 1.7
Mgmt ForForForElect Director Charles M. (Chuck) Sonsteby 1.8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Darden Restaurants, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstAdopt a Policy to Phase Out Non-Therapeutic Use of Antibiotics in the Meat Supply Chain
4
Informa plc
Meeting Date: 10/10/2016
Record Date: 10/06/2016
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G4770L106
Ticker: INF
Shares Voted: 35,763
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Matters Relating to Acquisition of Penton Business Media Holdings, Inc.
Mgmt For For For
Monster Beverage Corporation
Meeting Date: 10/11/2016
Record Date: 08/26/2016
Country: USA
Meeting Type: Special
Primary Security ID: 61174X109
Ticker: MNST
Shares Voted: 3,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Increase Authorized Common Stock Mgmt For Against Against
Telstra Corporation Limited
Meeting Date: 10/11/2016
Record Date: 10/09/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8975N105
Ticker: TLS
Shares Voted: 148,417
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
3a Elect Craig Dunn as Director Mgmt For For For
Mgmt ForForForElect Jane Hemstritch as Director 3b
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telstra Corporation Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Nora Scheinkestel as Director 3c
Mgmt ForForForApprove the Grant of Performance Rights to Andrew Penn, Chief Executive Officer of the Company
4
Mgmt ForForForApprove the Remuneration Report 5
The Procter & Gamble Company
Meeting Date: 10/11/2016
Record Date: 08/12/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 742718109
Ticker: PG
Shares Voted: 7,016
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Francis S. Blake Mgmt For For For
Mgmt ForForForElect Director Angela F. Braly 1b
Mgmt ForForForElect Director Kenneth I. Chenault 1c
Mgmt ForForForElect Director Scott D. Cook 1d
Mgmt ForForForElect Director Terry J. Lundgren 1e
Mgmt ForForForElect Director W. James McNerney, Jr. 1f
Mgmt ForForForElect Director David S. Taylor 1g
Mgmt ForForForElect Director Margaret C. Whitman 1h
Mgmt ForForForElect Director Patricia A. Woertz 1i
Mgmt ForForForElect Director Ernesto Zedillo 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Consistency Between Corporate Values and Political Activities
4
SH AgainstAgainstAgainstReport on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
CSL Ltd.
Meeting Date: 10/12/2016
Record Date: 10/10/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q3018U109
Ticker: CSL
Shares Voted: 8,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Marie McDonald as Director Mgmt For For For
Mgmt ForForForElect Megan Clark as Director 2b
Mgmt ForForForElect Tadataka Yamada as Director 2c
Mgmt ForForForApprove the Remuneration Report 3
Mgmt ForForForApprove the Grant of Performance Options and Performance Rights to Paul Perreault, Chief Executive Officer and Managing Director of the Company
4
Mgmt AgainstAgainstForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Intercontinental Exchange, Inc.
Meeting Date: 10/12/2016
Record Date: 08/24/2016
Country: USA
Meeting Type: Special
Primary Security ID: 45866F104
Ticker: ICE
Shares Voted: 1,675
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Increase Authorized Common Stock Mgmt For For For
Paychex, Inc.
Meeting Date: 10/12/2016
Record Date: 08/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 704326107
Ticker: PAYX
Shares Voted: 6,906
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director B. Thomas Golisano Mgmt For For For
Mgmt ForForForElect Director Joseph G. Doody 1b
Mgmt ForForForElect Director David J.S. Flaschen 1c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Paychex, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Phillip Horsley 1d
Mgmt ForForForElect Director Grant M. Inman 1e
Mgmt ForForForElect Director Pamela A. Joseph 1f
Mgmt ForForForElect Director Martin Mucci 1g
Mgmt ForForForElect Director Joseph M. Tucci 1h
Mgmt ForForForElect Director Joseph M. Velli 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Singapore Telecommunications Limited
Meeting Date: 10/14/2016
Record Date:
Country: Singapore
Meeting Type: Special
Primary Security ID: Y79985209
Ticker: Z74
Shares Voted: 179,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Proposed Acquisition of Shares in Intouch Holdings Public Company Limited,the Proposed Acquisition of Shares in Bharti Telecom Limited, and the Proposed Placement of Shares in Singapore Telecommunications Limited
Mgmt For For For
Aurizon Holdings Ltd.
Meeting Date: 10/18/2016
Record Date: 10/16/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q0695Q104
Ticker: AZJ
Shares Voted: 216,807
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Russell Caplan as Director Mgmt For For For
Mgmt ForForForElect Michael Fraser as Director 2b
Mgmt ForForForElect Kate Vidgen as Director 2c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Aurizon Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove the Remuneration Report 3
Cintas Corporation
Meeting Date: 10/18/2016
Record Date: 08/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 172908105
Ticker: CTAS
Shares Voted: 4,053
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerald S. Adolph Mgmt For For For
Mgmt ForForForElect Director John F. Barrett 1b
Mgmt ForForForElect Director Melanie W. Barstad 1c
Mgmt ForForForElect Director Robert E. Coletti 1d
Mgmt ForForForElect Director Richard T. Farmer 1e
Mgmt ForForForElect Director Scott D. Farmer 1f
Mgmt ForForForElect Director James J. Johnson 1g
Mgmt ForForForElect Director Joseph Scaminace 1h
Mgmt ForForForElect Director Ronald W. Tysoe 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Amcor Limited
Meeting Date: 10/20/2016
Record Date: 10/18/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q03080100
Ticker: AMC
Shares Voted: 40,203
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect A (Armin) Meyer as Director Mgmt For For For
Mgmt ForForForElect K J (Karen) Guerra as Director 2b
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Amcor Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove the Remuneration Report 3
St. Jude Medical, Inc.
Meeting Date: 10/26/2016
Record Date: 09/16/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 790849103
Ticker: STJ
Shares Voted: 6,729
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForElect Director Stuart M. Essig 3a
Mgmt ForForForElect Director Barbara B. Hill 3b
Mgmt ForForForElect Director Michael A. Rocca 3c
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForApprove Omnibus Stock Plan 5
Mgmt ForForForDeclassify the Board of Directors 6
Mgmt ForForForProvide Proxy Access Right 7
Mgmt ForForForRatify Ernst & Young LLP as Auditors 8
Mgmt ForForForAdjourn Meeting 9
SH ForForAgainstReduce Supermajority Vote Requirement 10
Symantec Corporation
Meeting Date: 11/01/2016
Record Date: 09/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 871503108
Ticker: SYMC
Shares Voted: 22,148
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory S. Clark Mgmt For For For
Mgmt ForForForElect Director Frank E. Dangeard 1b
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Symantec Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Kenneth Y. Hao 1c
Mgmt AgainstAgainstForElect Director David W. Humphrey 1d
Mgmt ForForForElect Director Geraldine B. Laybourne 1e
Mgmt ForForForElect Director David L. Mahoney 1f
Mgmt ForForForElect Director Robert S. Miller 1g
Mgmt ForForForElect Director Anita M. Sands 1h
Mgmt ForForForElect Director Daniel H. Schulman 1i
Mgmt ForForForElect Director V. Paul Unruh 1j
Mgmt ForForForElect Director Suzanne M. Vautrinot 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
KLA-Tencor Corporation
Meeting Date: 11/02/2016
Record Date: 09/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 482480100
Ticker: KLAC
Shares Voted: 8,628
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward W. Barnholt Mgmt For For For
Mgmt ForForForElect Director Robert M. Calderoni 1.2
Mgmt ForForForElect Director John T. Dickson 1.3
Mgmt ForForForElect Director Emiko Higashi 1.4
Mgmt ForForForElect Director Kevin J. Kennedy 1.5
Mgmt ForForForElect Director Gary B. Moore 1.6
Mgmt ForForForElect Director Kiran M. Patel 1.7
Mgmt ForForForElect Director Robert A. Rango 1.8
Mgmt ForForForElect Director Richard P. Wallace 1.9
Mgmt ForForForElect Director David C. Wang 1.10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
KLA-Tencor Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cardinal Health, Inc.
Meeting Date: 11/03/2016
Record Date: 09/06/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 14149Y108
Ticker: CAH
Shares Voted: 5,824
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David J. Anderson Mgmt For For For
Mgmt ForForForElect Director Colleen F. Arnold 1.2
Mgmt ForForForElect Director George S. Barrett 1.3
Mgmt ForForForElect Director Carrie S. Cox 1.4
Mgmt ForForForElect Director Calvin Darden 1.5
Mgmt ForForForElect Director Bruce L. Downey 1.6
Mgmt ForForForElect Director Patricia A. Hemingway Hall 1.7
Mgmt ForForForElect Director Clayton M. Jones 1.8
Mgmt ForForForElect Director Gregory B. Kenny 1.9
Mgmt ForForForElect Director Nancy Killefer 1.10
Mgmt ForForForElect Director David P. King 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Automatic Data Processing, Inc.
Meeting Date: 11/08/2016
Record Date: 09/09/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 053015103
Ticker: ADP
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Automatic Data Processing, Inc.
Shares Voted: 4,734
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peter Bisson Mgmt For For For
Mgmt ForForForElect Director Richard T. Clark 1.2
Mgmt ForForForElect Director Eric C. Fast 1.3
Mgmt ForForForElect Director Linda R. Gooden 1.4
Mgmt ForForForElect Director Michael P. Gregoire 1.5
Mgmt ForForForElect Director R. Glenn Hubbard 1.6
Mgmt ForForForElect Director John P. Jones 1.7
Mgmt ForForForElect Director William J. Ready 1.8
Mgmt ForForForElect Director Carlos A. Rodriguez 1.9
Mgmt ForForForElect Director Sandra S. Wijnberg 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Newcrest Mining Ltd.
Meeting Date: 11/08/2016
Record Date: 11/06/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q6651B114
Ticker: NCM
Shares Voted: 33,661
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Peter Hay as Director Mgmt For For For
Mgmt ForForForElect Philip Aiken as Director 2b
Mgmt ForForForElect Rick Lee as Director 2c
Mgmt ForForForElect John Spark as Director 2d
Mgmt ForForForElect Vickki McFadden as Director 2e
Mgmt ForForForApprove the Grant of Performance Rights to Sandeep Biswas
3a
Mgmt ForForForApprove the Grant of Performance Rights to Gerard Bond
3b
Mgmt ForForForApprove the Remuneration Report 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Ramsay Health Care Ltd.
Meeting Date: 11/09/2016
Record Date: 11/07/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q7982Y104
Ticker: RHC
Shares Voted: 8,807
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2 Approve the Remuneration Report Mgmt For For For
Mgmt ForForForElect Kerry Chisholm Dart Roxburgh as Director
3.1
Mgmt AgainstAgainstForElect Bruce Roger Soden as Director 3.2
Mgmt ForForForApprove the Grant of Performance Rights to Christopher Paul Rex
4.1
Mgmt ForForForApprove Share Plan Grant Performance Rights to Bruce Roger Soden
4.2
Jack Henry & Associates, Inc.
Meeting Date: 11/10/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 426281101
Ticker: JKHY
Shares Voted: 5,889
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Matthew C. Flanigan Mgmt For For For
Mgmt ForForForElect Director John F. Prim 1.2
Mgmt ForForForElect Director Thomas H. Wilson, Jr. 1.3
Mgmt ForForForElect Director Jacque R. Fiegel 1.4
Mgmt ForForForElect Director Thomas A. Wimsett 1.5
Mgmt ForForForElect Director Laura G. Kelly 1.6
Mgmt ForForForElect Director Shruti S. Miyashiro 1.7
Mgmt ForForForElect Director Wesley A. Brown 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify PricewaterhouseCoopers, LLP as Auditors
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Wesfarmers Ltd.
Meeting Date: 11/10/2016
Record Date: 11/08/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q95870103
Ticker: WES
Shares Voted: 13,685
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Anthony (Tony) John Howarth as Director
Mgmt For For For
Mgmt ForForForElect Wayne G. Osborn Director 2b
Mgmt ForForForElect Vanessa M. Wallace as Director 2c
Mgmt ForForForElect Jennifer A. Westacott as Director 2d
Mgmt ForForForApprove the Remuneration Report 3
Mgmt ForForForApprove the Grant of Performance Rights to Richard Goyder, Group Managing Director of the Company
4
Mgmt ForForForApprove the Grant of Performance Rights to Terry Bowen, Finance Director of the Company
5
The Estee Lauder Companies Inc.
Meeting Date: 11/11/2016
Record Date: 09/12/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 518439104
Ticker: EL
Shares Voted: 4,628
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald S. Lauder Mgmt For For For
Mgmt WithholdWithholdForElect Director William P. Lauder 1.2
Mgmt WithholdWithholdForElect Director Richard D. Parsons 1.3
Mgmt ForForForElect Director Lynn Forester de Rothschild 1.4
Mgmt ForForForElect Director Richard F. Zannino 1.5
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Campbell Soup Company
Meeting Date: 11/16/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 134429109
Ticker: CPB
Shares Voted: 11,454
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bennett Dorrance Mgmt For For For
Mgmt ForForForElect Director Randall W. Larrimore 1.2
Mgmt ForForForElect Director Marc B. Lautenbach 1.3
Mgmt ForForForElect Director Mary Alice Dorrance Malone 1.4
Mgmt ForForForElect Director Sara Mathew 1.5
Mgmt ForForForElect Director Keith R. McLoughlin 1.6
Mgmt ForForForElect Director Denise M. Morrison 1.7
Mgmt ForForForElect Director Charles R. Perrin 1.8
Mgmt ForForForElect Director Nick Shreiber 1.9
Mgmt ForForForElect Director Tracey T. Travis 1.10
Mgmt ForForForElect Director Archbold D. van Beuren 1.11
Mgmt ForForForElect Director Les C. Vinney 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Sysco Corporation
Meeting Date: 11/16/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 871829107
Ticker: SYY
Shares Voted: 14,216
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel J. Brutto Mgmt For For For
Mgmt ForForForElect Director John M. Cassaday 1b
Mgmt ForForForElect Director Judith B. Craven 1c
Mgmt ForForForElect Director William J. DeLaney 1d
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sysco Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joshua D. Frank 1e
Mgmt ForForForElect Director Larry C. Glasscock 1f
Mgmt ForForForElect Director Jonathan Golden 1g
Mgmt ForForForElect Director Bradley M. Halverson 1h
Mgmt ForForForElect Director Hans-Joachim Koerber 1i
Mgmt ForForForElect Director Nancy S. Newcomb 1j
Mgmt ForForForElect Director Nelson Peltz 1k
Mgmt ForForForElect Director Edward D. Shirley 1l
Mgmt ForForForElect Director Richard G. Tilghman 1m
Mgmt ForForForElect Director Jackie M. Ward 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstPro-rata Vesting of Equity Awards 4
The Clorox Company
Meeting Date: 11/16/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 189054109
Ticker: CLX
Shares Voted: 5,660
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Amy Banse Mgmt For For For
Mgmt ForForForElect Director Richard H. Carmona 1.2
Mgmt ForForForElect Director Benno Dorer 1.3
Mgmt ForForForElect Director Spencer C. Fleischer 1.4
Mgmt ForForForElect Director Esther Lee 1.5
Mgmt ForForForElect Director A.D. David Mackay 1.6
Mgmt ForForForElect Director Robert W. Matschullat 1.7
Mgmt ForForForElect Director Jeffrey Noddle 1.8
Mgmt ForForForElect Director Pamela Thomas-Graham 1.9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Clorox Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carolyn M. Ticknor 1.10
Mgmt ForForForElect Director Christopher J. Williams 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstApprove Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares
4
Broadridge Financial Solutions, Inc.
Meeting Date: 11/17/2016
Record Date: 09/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 11133T103
Ticker: BR
Shares Voted: 6,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt For For For
Mgmt ForForForElect Director Richard J. Daly 1b
Mgmt ForForForElect Director Robert N. Duelks 1c
Mgmt ForForForElect Director Richard J. Haviland 1d
Mgmt ForForForElect Director Brett A. Keller 1e
Mgmt ForForForElect Director Stuart R. Levine 1f
Mgmt ForForForElect Director Maura A. Markus 1g
Mgmt ForForForElect Director Thomas J. Perna 1h
Mgmt ForForForElect Director Alan J. Weber 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Pernod Ricard
Meeting Date: 11/17/2016
Record Date: 11/14/2016
Country: France
Meeting Type: Annual/Special
Primary Security ID: F72027109
Ticker: RI
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Pernod Ricard
Shares Voted: 2,926
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.88 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForApprove Termination Package of Alexandre Ricard
5
Mgmt AgainstAgainstForReelect Alexandre Ricard as Director 6
Mgmt ForForForReelect Pierre Pringuet as Director 7
Mgmt ForForForReelect Cesar Giron as Director 8
Mgmt ForForForReelect Wolfgang Colberg as Director 9
Mgmt ForForForRatify Appointment of Anne Lange as Director 10
Mgmt ForForForAppoint KPMG as Auditor 11
Mgmt ForForForAppoint Salustro Reydel as Alternate Auditor 12
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 970,000
13
Mgmt ForForForAdvisory Vote on Compensation of CEO, Alexandre Ricard
14
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
MgmtExtraordinary Business
Mgmt ForForForApprove Restricted Stock Grants to Executives Partially Compensating Losses under the Previous Benefit Pension Scheme
16
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
17
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
18
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
ResMed Inc.
Meeting Date: 11/17/2016
Record Date: 09/20/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 761152107
Ticker: RMD
Shares Voted: 7,423
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Carol Burt Mgmt For For For
Mgmt ForForForElect Director Rich Sulpizio 1b
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Sonic Healthcare Limited
Meeting Date: 11/17/2016
Record Date: 11/15/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8563C107
Ticker: SHL
Shares Voted: 32,348
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Jane Wilson as Director Mgmt For For For
Mgmt ForForForElect Philip Dubois as Director 2
Mgmt ForForForApprove the Remuneration Report 3
Mgmt ForForForApprove the Long Term Incentives for Colin Goldschmidt, Managing Director and Chief Executive Officer of the Company
4
Mgmt ForForForApprove the Long Term Incentives for Chris Wilks, Finance Director and Chief Financial Officer of the Company
5
New World Development Co. Ltd.
Meeting Date: 11/22/2016
Record Date: 11/14/2016
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y63084126
Ticker: 17
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
New World Development Co. Ltd.
Shares Voted: 595,272
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Doo Wai-Hoi, William as Director 3a
Mgmt ForForForElect Cheng Chi-Kong, Adrian as Director 3b
Mgmt AgainstAgainstForElect Cheng Kar-Shing, Peter as Director 3c
Mgmt AgainstAgainstForElect Liang Cheung-Biu, Thomas as Director 3d
Mgmt AgainstAgainstForElect Au Tak-Cheong as Director 3e
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3f
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt AgainstAgainstForAdopt New Share Option Scheme 7
Woolworths Ltd.
Meeting Date: 11/24/2016
Record Date: 11/22/2016
Country: Australia
Meeting Type: Annual
Primary Security ID: Q98418108
Ticker: WOW
Shares Voted: 24,212
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Holly Kramer as Director Mgmt For For For
Mgmt ForForForElect Siobhan McKenna as Director 2b
Mgmt ForForForElect Kathee Tesija as Director 2c
Mgmt ForForForApprove the Grant of Performance Share Rights to Brad Banducci, Managing Director and Chief Executive Officer of the Company
3
Mgmt ForForForApprove the Remuneration Report 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Chr.Hansen Holdings A/S
Meeting Date: 11/29/2016
Record Date: 11/22/2016
Country: Denmark
Meeting Type: Annual
Primary Security ID: K1830B107
Ticker: CHR
Shares Voted: 6,730
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 5.23 Per Share
3
Mgmt ForForForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
4
Mgmt ForForForAmend Articles Re: Change Computershare A/S as New Shareholder Register
5a
Mgmt ForForForAmend Articles Re: Editorial Changes 5b
Mgmt ForForForReelect Ole Andersen (Chairman) as Director 6a
Mgmt ForForForReelect Frédéric Stévenin as Director 6b1
Mgmt ForForForReelect Mark Wilson as Director 6b2
Mgmt ForForForReelect Dominique Reiniche as Director 6b3
Mgmt ForForForReelect Tiina Mattila-Sandholm as Director 6b4
Mgmt ForForForReelect Kristian Villumsen as Director 6b5
Mgmt ForForForElect Luis Cantarell Rocamora as Director 6b6
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 7
Mgmt ForForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Coloplast A/S
Meeting Date: 12/05/2016
Record Date: 11/28/2016
Country: Denmark
Meeting Type: Annual
Primary Security ID: K16018192
Ticker: COLO B
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Coloplast A/S
Shares Voted: 6,813
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Creation of DKK 15 Million Pool of Capital without Preemptive Rights
4.1
Mgmt ForForForApprove Remuneration of Directors 4.2
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4.3
Mgmt ForForForAuthorize Share Repurchase Program 4.4
Mgmt ForForForReelect Michael Rasmussen (Chairman) as Director
5.1
Mgmt ForForForReelect Niels Louis-Hansen (Vice Chairman) as Director
5.2
Mgmt ForForForReelect Per Magid as Director 5.3
Mgmt ForForForReelect Birgitte Nielsen as Director 5.4
Mgmt ForForForReelect Jette Nygaard-Andersen as Director 5.5
Mgmt ForForForReelect Brian Petersen as Director 5.6
Mgmt ForForForReelect Jorgen Tang-Jensen as Director 5.7
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6
MgmtOther Business 7
Christian Dior
Meeting Date: 12/06/2016
Record Date: 12/01/2016
Country: France
Meeting Type: Annual/Special
Primary Security ID: F26334106
Ticker: CDI
Shares Voted: 1,711
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Christian Dior
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions
3
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.55 per Share
4
Mgmt AgainstAgainstForRatify Appointment of Denis Dalibot as Director
5
Mgmt AgainstAgainstForReelect Denis Dalibot as Director 6
Mgmt ForForForReelect Renaud Donnedieu de Vabres as Director
7
Mgmt AgainstAgainstForReelect Segolene Gallienne as Director 8
Mgmt AgainstAgainstForReelect Christian de Labriffe as Director 9
Mgmt AgainstAgainstForAdvisory Vote on Compensation of Bernard Arnault, Chairman
10
Mgmt AgainstAgainstForAdvisory Vote on Compensation of Sidney Toledano, CEO
11
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
MgmtExtraordinary Business
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value
13
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
14
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million
15
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million
16
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 80 Million
17
Mgmt AgainstAgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
18
Mgmt AgainstAgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
19
Mgmt AgainstAgainstForAuthorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers
20
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Christian Dior
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
Mgmt AgainstAgainstForAuthorize up to 1 Percent of Issued Capital for Use in Stock Option Plans
22
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
23
Mgmt ForForForSet Total Limit for Capital Increase to Result from All Issuance Requests at EUR 80 Million
24
Fonterra Shareholders Fund
Meeting Date: 12/12/2016
Record Date: 12/08/2016
Country: New Zealand
Meeting Type: Annual
Primary Security ID: Q3R17B103
Ticker: FSF
Shares Voted: 168,631
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Kim Ellis as Director Mgmt For For For
AutoZone, Inc.
Meeting Date: 12/14/2016
Record Date: 10/17/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 053332102
Ticker: AZO
Shares Voted: 977
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks Mgmt For For For
Mgmt ForForForElect Director Linda A. Goodspeed 1.2
Mgmt ForForForElect Director Sue E. Gove 1.3
Mgmt ForForForElect Director Earl G. Graves, Jr. 1.4
Mgmt ForForForElect Director Enderson Guimaraes 1.5
Mgmt ForForForElect Director J. R. Hyde, III 1.6
Mgmt ForForForElect Director D. Bryan Jordan 1.7
Mgmt ForForForElect Director W. Andrew McKenna 1.8
Mgmt ForForForElect Director George R. Mrkonic, Jr. 1.9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AutoZone, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Luis P. Nieto 1.10
Mgmt ForForForElect Director William C. Rhodes, III 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAmend Nonqualified Employee Stock Purchase Plan
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Swedish Match Ab
Meeting Date: 12/16/2016
Record Date: 12/09/2016
Country: Sweden
Meeting Type: Special
Primary Security ID: W92277115
Ticker: SWMA
Shares Voted: 12,548
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting; Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForApprove Agenda of Meeting 5
Mgmt ForForForApprove Extraordinary Dividends of SEK 9.50 Per Share
6
MgmtClose Meeting 7
New World Development Co. Ltd.
Meeting Date: 12/29/2016
Record Date:
Country: Hong Kong
Meeting Type: Special
Primary Security ID: Y63084126
Ticker: 17
Shares Voted: 782,717
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Sale and Purchase Agreement and Related Transactions
Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Intuit Inc.
Meeting Date: 01/19/2017
Record Date: 11/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 461202103
Ticker: INTU
Shares Voted: 3,927
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Eve Burton Mgmt For For For
Mgmt ForForForElect Director Scott D. Cook 1b
Mgmt ForForForElect Director Richard L. Dalzell 1c
Mgmt ForForForElect Director Diane B. Greene 1d
Mgmt ForForForElect Director Suzanne Nora Johnson 1e
Mgmt ForForForElect Director Dennis D. Powell 1f
Mgmt ForForForElect Director Brad D. Smith 1g
Mgmt ForForForElect Director Raul Vazquez 1h
Mgmt ForForForElect Director Jeff Weiner 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Becton, Dickinson and Company
Meeting Date: 01/24/2017
Record Date: 12/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 075887109
Ticker: BDX
Shares Voted: 2,686
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson Mgmt For For For
Mgmt ForForForElect Director Catherine M. Burzik 1.2
Mgmt ForForForElect Director R. Andrew Eckert 1.3
Mgmt ForForForElect Director Vincent A. Forlenza 1.4
Mgmt ForForForElect Director Claire M. Fraser 1.5
Mgmt ForForForElect Director Christopher Jones 1.6
Mgmt ForForForElect Director Marshall O. Larsen 1.7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Becton, Dickinson and Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gary A. Mecklenburg 1.8
Mgmt ForForForElect Director James F. Orr 1.9
Mgmt ForForForElect Director Willard J. Overlock, Jr. 1.10
Mgmt ForForForElect Director Claire Pomeroy 1.11
Mgmt ForForForElect Director Rebecca W. Rimel 1.12
Mgmt ForForForElect Director Bertram L. Scott 1.13
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearNoneAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstRequire Independent Board Chairman 5
Metro Inc.
Meeting Date: 01/24/2017
Record Date: 12/09/2016
Country: Canada
Meeting Type: Annual
Primary Security ID: 59162N109
Ticker: MRU
Shares Voted: 16,587
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Maryse Bertrand Mgmt For For For
Mgmt ForForForElect Director Stephanie Coyles 1.2
Mgmt ForForForElect Director Marc DeSerres 1.3
Mgmt ForForForElect Director Claude Dussault 1.4
Mgmt ForForForElect Director Russell Goodman 1.5
Mgmt ForForForElect Director Marc Guay 1.6
Mgmt ForForForElect Director Christian W.E. Haub 1.7
Mgmt ForForForElect Director Michel Labonte 1.8
Mgmt ForForForElect Director Eric R. La Fleche 1.9
Mgmt ForForForElect Director Christine Magee 1.10
Mgmt ForForForElect Director Marie-Jose Nadeau 1.11
Mgmt ForForForElect Director Real Raymond 1.12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Metro Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Line Rivard 1.13
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
SH AgainstAgainstAgainstSP 1: Approve the Creation of Strategic Perspectives Committee
4
Sodexo
Meeting Date: 01/24/2017
Record Date: 01/19/2017
Country: France
Meeting Type: Annual
Primary Security ID: F84941123
Ticker: SW
Shares Voted: 3,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.40 per Share and an Extra of EUR 0.24 per Share to Long-Term Registered Shares
3
Mgmt ForForForApprove Health Insurance Coverage Agreement with Sophie Bellon, Chairman of the Board
4
Mgmt ForForForApprove Health Insurance Coverage Agreement with Michel Landel, CEO
5
Mgmt AgainstAgainstForReelect Patricia Bellinger as Director 6
Mgmt ForForForReelect Michel Landel as Director 7
Mgmt ForForForElect Cecile Tandeau as Director 8
Mgmt ForForForRenew Appointment of PricewaterhouseCoopers Audit as Auditor
9
Mgmt ForForForAppoint Jean-Baptiste Deschryver as Alternate Auditor
10
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 735,000
11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sodexo
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote on Compensation of Pierre Bellon, Chairman of the Board until Jan. 26, 2016
12
Mgmt ForForForAdvisory Vote on Compensation of Sophie Bellon, Chairman of the Board since Jan. 26, 2016
13
Mgmt ForForForAdvisory Vote on Compensation of Michel Landel, CEO
14
Mgmt ForForForAuthorize Repurchase of Up to 5 Percent of Issued Share Capital
15
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
16
UGI Corporation
Meeting Date: 01/24/2017
Record Date: 11/14/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 902681105
Ticker: UGI
Shares Voted: 10,750
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director M. Shawn Bort Mgmt For For For
Mgmt ForForForElect Director Richard W. Gochnauer 1.2
Mgmt ForForForElect Director Frank S. Hermance 1.3
Mgmt ForForForElect Director Anne Pol 1.4
Mgmt ForForForElect Director Marvin O. Schlanger 1.5
Mgmt ForForForElect Director James B. Stallings, Jr. 1.6
Mgmt ForForForElect Director Roger B. Vincent 1.7
Mgmt ForForForElect Director John L. Walsh 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Ashland Global Holdings Inc.
Meeting Date: 01/26/2017
Record Date: 12/05/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 044186104
Ticker: ASH
Shares Voted: 4,258
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brendan M. Cummins Mgmt For For For
Mgmt ForForForElect Director William G. Dempsey 1.2
Mgmt ForForForElect Director Jay V. Ihlenfeld 1.3
Mgmt AgainstAgainstForElect Director Barry W. Perry 1.4
Mgmt ForForForElect Director Mark C. Rohr 1.5
Mgmt ForForForElect Director George A. Schaefer, Jr. 1.6
Mgmt ForForForElect Director Janice J. Teal 1.7
Mgmt AgainstAgainstForElect Director Michael J. Ward 1.8
Mgmt ForForForElect Director William A. Wulfsohn 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Costco Wholesale Corporation
Meeting Date: 01/26/2017
Record Date: 11/18/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 22160K105
Ticker: COST
Shares Voted: 4,669
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan L. Decker Mgmt For For For
Mgmt ForForForElect Director Richard A. Galanti 1.2
Mgmt ForForForElect Director John W. Meisenbach 1.3
Mgmt ForForForElect Director Charles T. Munger 1.4
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Costco Wholesale Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Walgreens Boots Alliance, Inc.
Meeting Date: 01/26/2017
Record Date: 11/28/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 931427108
Ticker: WBA
Shares Voted: 6,330
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Janice M. Babiak Mgmt For For For
Mgmt ForForForElect Director David J. Brailer 1b
Mgmt ForForForElect Director William C. Foote 1c
Mgmt ForForForElect Director Ginger L. Graham 1d
Mgmt ForForForElect Director John A. Lederer 1e
Mgmt ForForForElect Director Dominic P. Murphy 1f
Mgmt ForForForElect Director Stefano Pessina 1g
Mgmt ForForForElect Director Leonard D. Schaeffer 1h
Mgmt ForForForElect Director Nancy M. Schlichting 1i
Mgmt ForForForElect Director James A. Skinner 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForApprove Executive Incentive Bonus Plan 4
SH ForForAgainstProxy Access 5
SH ForForAgainstApprove Report on Executive Pay & Sustainability Performance
6
Amdocs Limited
Meeting Date: 01/27/2017
Record Date: 11/30/2016
Country: Guernsey
Meeting Type: Annual
Primary Security ID: G02602103
Ticker: DOX
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Amdocs Limited
Shares Voted: 8,973
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert A. Minicucci Mgmt For For For
Mgmt ForForForElect Director Adrian Gardner 1.2
Mgmt ForForForElect Director John T. McLennan 1.3
Mgmt ForForForElect Director Simon Olswang 1.4
Mgmt ForForForElect Director Zohar Zisapel 1.5
Mgmt ForForForElect Director Julian A. Brodsky 1.6
Mgmt ForForForElect Director Clayton Christensen 1.7
Mgmt ForForForElect Director Eli Gelman 1.8
Mgmt ForForForElect Director James S. Kahan 1.9
Mgmt ForForForElect Director Richard T.C. LeFave 1.10
Mgmt ForForForElect Director Giora Yaron 1.11
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForApprove Dividends 3
Mgmt ForForForAccept Consolidated Financial Statements and Statutory Reports
4
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Hormel Foods Corporation
Meeting Date: 01/31/2017
Record Date: 12/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 440452100
Ticker: HRL
Shares Voted: 15,830
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gary C. Bhojwani Mgmt For For For
Mgmt ForForForElect Director Terrell K. Crews 1b
Mgmt ForForForElect Director Jeffrey M. Ettinger 1c
Mgmt ForForForElect Director Glenn S. Forbes 1d
Mgmt ForForForElect Director Stephen M. Lacy 1e
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Hormel Foods Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John L. Morrison 1f
Mgmt ForForForElect Director Elsa A. Murano 1g
Mgmt ForForForElect Director Robert C. Nakasone 1h
Mgmt ForForForElect Director Susan K. Nestegard 1i
Mgmt ForForForElect Director Dakota A. Pippins 1j
Mgmt ForForForElect Director Christopher J. Policinski 1k
Mgmt ForForForElect Director Sally J. Smith 1l
Mgmt ForForForElect Director James P. Snee 1m
Mgmt ForForForElect Director Steven A. White 1n
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 5
Aramark
Meeting Date: 02/01/2017
Record Date: 12/13/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 03852U106
Ticker: ARMK
Shares Voted: 14,572
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Eric J. Foss Mgmt For For For
Mgmt ForForForElect Director Pierre-Olivier Beckers-Vieujant 1.2
Mgmt ForForForElect Director Lisa G. Bisaccia 1.3
Mgmt ForForForElect Director Richard Dreiling 1.4
Mgmt ForForForElect Director Irene M. Esteves 1.5
Mgmt ForForForElect Director Daniel J. Heinrich 1.6
Mgmt ForForForElect Director Sanjeev K. Mehra 1.7
Mgmt ForForForElect Director Patricia Morrison 1.8
Mgmt ForForForElect Director John A. Quelch 1.9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Aramark
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen I. Sadove 1.10
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt AgainstAgainstForAmend Executive Incentive Bonus Plan 5
Imperial Brands PLC
Meeting Date: 02/01/2017
Record Date: 01/30/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4720C107
Ticker: IMB
Shares Voted: 8,914
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt AgainstAgainstForApprove Remuneration Policy 3
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForRe-elect Alison Cooper as Director 5
Mgmt ForForForElect Therese Esperdy as Director 6
Mgmt ForForForRe-elect David Haines as Director 7
Mgmt ForForForRe-elect Matthew Phillips as Director 8
Mgmt ForForForElect Steven Stanbrook as Director 9
Mgmt ForForForRe-elect Oliver Tant as Director 10
Mgmt ForForForRe-elect Mark Williamson as Director 11
Mgmt ForForForRe-elect Karen Witts as Director 12
Mgmt ForForForRe-elect Malcolm Wyman as Director 13
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
14
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
Mgmt ForForForAuthorise EU Political Donations and Expenditure
16
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Imperial Brands PLC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Mgmt ForForForAdopt New Articles of Association 21
Compass Group plc
Meeting Date: 02/02/2017
Record Date: 01/31/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G23296190
Ticker: CPG
Shares Voted: 22,104
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForElect Stefan Bomhard as Director 4
Mgmt ForForForRe-elect Dominic Blakemore as Director 5
Mgmt ForForForRe-elect Richard Cousins as Director 6
Mgmt ForForForRe-elect Gary Green as Director 7
Mgmt ForForForRe-elect Johnny Thomson as Director 8
Mgmt ForForForRe-elect Carol Arrowsmith as Director 9
Mgmt ForForForRe-elect John Bason as Director 10
Mgmt ForForForRe-elect Don Robert as Director 11
Mgmt ForForForRe-elect Nelson Silva as Director 12
Mgmt AgainstAgainstForRe-elect Ireena Vittal as Director 13
Mgmt ForForForRe-elect Paul Walsh as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Compass Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Increase in the Limit on the Aggregate Remuneration of the Non-Executive Directors
17
Mgmt ForForForAuthorise Political Donations and Expenditure 18
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise the Company to Call General Meeting with 14 Working Days' Notice
23
Rockwell Collins, Inc.
Meeting Date: 02/02/2017
Record Date: 12/05/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 774341101
Ticker: COL
Shares Voted: 5,568
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Chris A. Davis Mgmt For For For
Mgmt ForForForElect Director Ralph E. Eberhart 1.2
Mgmt ForForForElect Director David Lilley 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Atmos Energy Corporation
Meeting Date: 02/08/2017
Record Date: 12/15/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 049560105
Ticker: ATO
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Atmos Energy Corporation
Shares Voted: 6,897
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert W. Best Mgmt For For For
Mgmt ForForForElect Director Kim R. Cocklin 1b
Mgmt ForForForElect Director Kelly H. Compton 1c
Mgmt ForForForElect Director Richard W. Douglas 1d
Mgmt ForForForElect Director Ruben E. Esquivel 1e
Mgmt ForForForElect Director Rafael G. Garza 1f
Mgmt ForForForElect Director Richard K. Gordon 1g
Mgmt ForForForElect Director Robert C. Grable 1h
Mgmt ForForForElect Director Michael E. Haefner 1i
Mgmt ForForForElect Director Nancy K. Quinn 1j
Mgmt ForForForElect Director Richard A. Sampson 1k
Mgmt ForForForElect Director Stephen R. Springer 1l
Mgmt ForForForElect Director Richard Ware, II 1m
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tyson Foods, Inc.
Meeting Date: 02/09/2017
Record Date: 12/12/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 902494103
Ticker: TSN
Shares Voted: 19,903
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John Tyson Mgmt For For For
Mgmt ForForForElect Director Gaurdie E. Banister, Jr. 1b
Mgmt ForForForElect Director Mike Beebe 1c
Mgmt ForForForElect Director Mikel A. Durham 1d
Mgmt ForForForElect Director Tom Hayes 1e
Mgmt ForForForElect Director Kevin M. McNamara 1f
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Tyson Foods, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cheryl S. Miller 1g
Mgmt ForForForElect Director Brad T. Sauer 1h
Mgmt ForForForElect Director Jeffrey K. Schomburger 1i
Mgmt ForForForElect Director Robert Thurber 1j
Mgmt ForForForElect Director Barbara A. Tyson 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstBoard Diversity 6
SH ForForAgainstProxy Access 7
SH ForForAgainstImplement a Water Quality Stewardship Policy
8
Time Warner Inc.
Meeting Date: 02/15/2017
Record Date: 01/03/2017
Country: USA
Meeting Type: Special
Primary Security ID: 887317303
Ticker: TWX
Shares Voted: 5,448
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Whole Foods Market, Inc.
Meeting Date: 02/17/2017
Record Date: 12/21/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 966837106
Ticker: WFM
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Whole Foods Market, Inc.
Shares Voted: 27,041
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John Elstrott Mgmt For For For
Mgmt ForForForElect Director Mary Ellen Coe 1b
Mgmt ForForForElect Director Shahid (Hass) Hassan 1c
Mgmt ForForForElect Director Stephanie Kugelman 1d
Mgmt ForForForElect Director John Mackey 1e
Mgmt ForForForElect Director Walter Robb 1f
Mgmt ForForForElect Director Jonathan Seiffer 1g
Mgmt ForForForElect Director Morris (Mo) Siegel 1h
Mgmt ForForForElect Director Jonathan Sokoloff 1i
Mgmt ForForForElect Director Ralph Sorenson 1j
Mgmt ForForForElect Director Gabrielle Sulzberger 1k
Mgmt ForForForElect Director William (Kip) Tindell, III 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH ForForAgainstProxy Access 5
SH ForForAgainstReport on Food Waste Management 6
Deere & Company
Meeting Date: 02/22/2017
Record Date: 12/30/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 244199105
Ticker: DE
Shares Voted: 5,613
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel R. Allen Mgmt For For For
Mgmt ForForForElect Director Crandall C. Bowles 1b
Mgmt ForForForElect Director Vance D. Coffman 1c
Mgmt ForForForElect Director Alan C. Heuberger 1d
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Deere & Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dipak C. Jain 1e
Mgmt ForForForElect Director Michael O. Johanns 1f
Mgmt ForForForElect Director Clayton M. Jones 1g
Mgmt ForForForElect Director Brian M. Krzanich 1h
Mgmt ForForForElect Director Gregory R. Page 1i
Mgmt ForForForElect Director Sherry M. Smith 1j
Mgmt ForForForElect Director Dmitri L. Stockton 1k
Mgmt ForForForElect Director Sheila G. Talton 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstProvide Right to Act by Written Consent 5
Novozymes A/S
Meeting Date: 02/22/2017
Record Date: 02/15/2017
Country: Denmark
Meeting Type: Annual
Primary Security ID: K7317J133
Ticker: NZYM B
Shares Voted: 12,357
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 4 Per Share
3
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4
Mgmt ForForForApprove Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK1.0 Million for Vice Chairman and DKK 500,000 for Other Directors; ApproveRemuneration for Committee Work
5
Mgmt ForForForApprove DKK 10 Million Reduction in Share Capital via Share Cancellation
6a
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Novozymes A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Share Repurchase Program 6b
Mgmt ForForForElect Jorgen Buhl Rasmussen (Chairman) as Director
7
Mgmt ForForForElect Agnete Raaschou-Nielsen (Vice Chairman) as Director
8
Mgmt ForForForReelect Heinz-Jurgen Bertram as Director 9a
Mgmt ForForForReelect Lars Green as Director 9b
Mgmt ForForForReelect Mathias Uhlen as Director 9c
Mgmt ForForForElect Kim Stratton as New Director 9d
Mgmt ForForForElect Kasim Kutay as New Director 9e
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 10
Mgmt ForForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
11
MgmtOther Business 12
Apple Inc.
Meeting Date: 02/28/2017
Record Date: 12/30/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 037833100
Ticker: AAPL
Shares Voted: 4,446
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James Bell Mgmt For For For
Mgmt ForForForElect Director Tim Cook 1.2
Mgmt ForForForElect Director Al Gore 1.3
Mgmt ForForForElect Director Bob Iger 1.4
Mgmt ForForForElect Director Andrea Jung 1.5
Mgmt ForForForElect Director Art Levinson 1.6
Mgmt ForForForElect Director Ron Sugar 1.7
Mgmt ForForForElect Director Sue Wagner 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Apple Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstDisclose Charitable Contributions 5
SH AgainstAgainstAgainstAdopt Policy to Increase Diversity of Senior Management and Board of Directors
6
SH ForForAgainstProxy Access Amendments 7
SH AgainstAgainstAgainstEngage Outside Independent Experts for Compensation Reforms
8
SH ForForAgainstAdopt Share Retention Policy For Senior Executives
9
KONE Oyj
Meeting Date: 02/28/2017
Record Date: 02/16/2017
Country: Finland
Meeting Type: Annual
Primary Security ID: X4551T105
Ticker: KNEBV
Shares Voted: 8,221
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.5475 per Class A Share and EUR 1.55 per Class B Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, and EUR 37,000 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
Mgmt ForForForFix Number of Directors at Eight 11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
KONE Oyj
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForReelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors
12
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForFix Number of Auditors at Two 14
Mgmt ForForForRatify PricewaterhouseCoopers and Niina Vilske as Auditors
15
Mgmt ForForForAuthorize Share Repurchase Program 16
MgmtClose Meeting 17
Novartis AG
Meeting Date: 02/28/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 8,080
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.75 per Share
3
Mgmt ForForForApprove CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForForApprove Maximum Remuneration of Directors in the Amount of CHF 8.5 Million
5.1
Mgmt ForForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million
5.2
Mgmt AgainstAgainstForApprove Remuneration Report (Non-Binding) 5.3
Mgmt ForForForReelect Joerg Reinhardt as Director and Chairman
6.1
Mgmt ForForForReelect Nancy C. Andrews as Director 6.2
Mgmt ForForForReelect Dimitri Azar as Director 6.3
Mgmt ForForForReelect Ton Buechner as Director 6.4
Mgmt ForForForReelect Srikant Datar as Director 6.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Elizabeth Doherty as Director 6.6
Mgmt ForForForReelect Ann Fudge as Director 6.7
Mgmt ForForForReelect Pierre Landolt as Director 6.8
Mgmt ForForForReelect Andreas von Planta as Director 6.9
Mgmt ForForForReelect Charles L. Sawyers as Director 6.10
Mgmt ForForForReelect Enrico Vanni as Director 6.11
Mgmt ForForForReelect William T. Winters as Director 6.12
Mgmt ForForForElect Frans van Houten as Director 6.13
Mgmt ForForForAppoint Srikant Datar as Member of the Compensation Committee
7.1
Mgmt ForForForAppoint Ann Fudge as Member of the Compensation Committee
7.2
Mgmt ForForForAppoint Enrico Vanni as Member of the Compensation Committee
7.3
Mgmt ForForForAppoint William T. Winters as Member of the Compensation Committee
7.4
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt ForForForDesignate Peter Andreas Zahn as Independent Proxy
9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
The Sage Group plc
Meeting Date: 02/28/2017
Record Date: 02/26/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7771K142
Ticker: SGE
Shares Voted: 39,517
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForRe-elect Donald Brydon as Director 3
Mgmt ForForForRe-elect Neil Berkett as Director 4
Mgmt ForForForRe-elect Drummond Hall as Director 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Sage Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Steve Hare as Director 6
Mgmt ForForForRe-elect Jonathan Howell as Director 7
Mgmt ForForForRe-elect Stephen Kelly as Director 8
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 9
Mgmt ForForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
10
Mgmt ForForForApprove Remuneration Report 11
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
12
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
13
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 14
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
AmerisourceBergen Corporation
Meeting Date: 03/02/2017
Record Date: 01/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 03073E105
Ticker: ABC
Shares Voted: 8,296
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ornella Barra Mgmt For For For
Mgmt ForForForElect Director Steven H. Collis 1.2
Mgmt ForForForElect Director Douglas R. Conant 1.3
Mgmt ForForForElect Director D. Mark Durcan 1.4
Mgmt ForForForElect Director Richard W. Gochnauer 1.5
Mgmt ForForForElect Director Lon R. Greenberg 1.6
Mgmt ForForForElect Director Jane E. Henney 1.7
Mgmt ForForForElect Director Kathleen W. Hyle 1.8
Mgmt ForForForElect Director Michael J. Long 1.9
Mgmt ForForForElect Director Henry W. McGee 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AmerisourceBergen Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForProvide Directors May Be Removed With or Without Cause
5
The Walt Disney Company
Meeting Date: 03/08/2017
Record Date: 01/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 254687106
Ticker: DIS
Shares Voted: 6,474
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan E. Arnold Mgmt For For For
Mgmt ForForForElect Director John S. Chen 1b
Mgmt ForForForElect Director Jack Dorsey 1c
Mgmt ForForForElect Director Robert A. Iger 1d
Mgmt ForForForElect Director Maria Elena Lagomasino 1e
Mgmt ForForForElect Director Fred H. Langhammer 1f
Mgmt ForForForElect Director Aylwin B. Lewis 1g
Mgmt ForForForElect Director Robert W. Matschullat 1h
Mgmt ForForForElect Director Mark G. Parker 1i
Mgmt ForForForElect Director Sheryl K. Sandberg 1j
Mgmt ForForForElect Director Orin C. Smith 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
SH ForForAgainstProxy Access Bylaw Amendment 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Rockwell Collins, Inc.
Meeting Date: 03/09/2017
Record Date: 01/18/2017
Country: USA
Meeting Type: Special
Primary Security ID: 774341101
Ticker: COL
Shares Voted: 6,979
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
The Cooper Companies, Inc.
Meeting Date: 03/13/2017
Record Date: 01/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 216648402
Ticker: COO
Shares Voted: 3,340
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director A. Thomas Bender Mgmt For For For
Mgmt ForForForElect Director Colleen E. Jay 1.2
Mgmt ForForForElect Director Michael H. Kalkstein 1.3
Mgmt ForForForElect Director William A. Kozy 1.4
Mgmt ForForForElect Director Jody S. Lindell 1.5
Mgmt ForForForElect Director Gary S. Petersmeyer 1.6
Mgmt ForForForElect Director Allan E. Rubenstein 1.7
Mgmt ForForForElect Director Robert S. Weiss 1.8
Mgmt ForForForElect Director Stanley Zinberg 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Nordea Bank AB
Meeting Date: 03/16/2017
Record Date: 03/10/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W57996105
Ticker: NDA SEK
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Nordea Bank AB
Shares Voted: 35,507
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForApprove Agenda of Meeting 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.65 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForDetermine Number of Members (10) and Deputy Members (0) of Board
10
Mgmt ForForForDetermine Number of Auditors (1) and Deputy Auditors (0)
11
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 294,600 for Chairman, EUR 141,300 for Vice Chairman, and EUR 91,950 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Mgmt ForForForReelect Bjorn Wahlroos, Robin Lawther, Lars Nordstrom, Sarah Russell, Silvija Seres, KariStadigh and Birger Steen as Directors; Elect Pernille Erenbjerg, Maria Varsellona and Lars Wollung as New Directors
13
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 14
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Mgmt ForForForApprove Issuance of Convertible Instruments without Preemptive Rights
16
Mgmt ForForForAuthorize Share Repurchase Program 17
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
18
Mgmt ForForForAppointment of Auditor in a Foundation Managed by the Company
19
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Nordea Bank AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtShareholder Proposals Submitted by Thorwald Arvidsson
SH AgainstAgainstNoneAdopt a Vision for Absolute Gender Equality on All Levels Within the Company
20a
SH AgainstAgainstNoneInstruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company
20b
SH AgainstAgainstNoneRequire the Results from the Working Group Concerning Item 20a to be Reported to the AGM
20c
SH AgainstAgainstNoneRequest Board to Take Necessary Action to Create a Shareholders' Association
20d
SH AgainstAgainstNoneProhibit Directors from Being Able to Invoice Director's Fees via Swedish and Foreign Legal Entities
20e
SH AgainstAgainstNoneInstruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity
20f
SH AgainstAgainstNoneInstruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee
20g
SH AgainstAgainstNoneRequest Board to Propose to the Appropriate Authority to Bring About a Changed Regulation in the Area Relating to Item 20e
20h
SH AgainstAgainstNoneRequest Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies
20i
SH AgainstAgainstNoneAmend Articles Re: Former Politicians on the Board of Directors
20j
Kao Corp.
Meeting Date: 03/21/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J30642169
Ticker: 4452
Shares Voted: 12,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 48
Mgmt For For For
Mgmt ForForForElect Director Sawada, Michitaka 2.1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kao Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Yoshida, Katsuhiko 2.2
Mgmt ForForForElect Director Takeuchi, Toshiaki 2.3
Mgmt ForForForElect Director Hasebe, Yoshihiro 2.4
Mgmt ForForForElect Director Kadonaga, Sonosuke 2.5
Mgmt ForForForElect Director Oku, Masayuki 2.6
Mgmt ForForForElect Director Nagira, Yukio 2.7
Mgmt ForForForAppoint Statutory Auditor Fujii, Katsuya 3.1
Mgmt ForForForAppoint Statutory Auditor Amano, Hideki 3.2
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
4
SGS SA
Meeting Date: 03/21/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H7485A108
Ticker: SGSN
Shares Voted: 225
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 1.2
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 70 per Share
3
Mgmt AgainstAgainstForReelect Paul Desmarais, jr. as Director 4.1a
Mgmt AgainstAgainstForReelect August von Finck as Director 4.1b
Mgmt AgainstAgainstForReelect August Francois von Finck as Director 4.1c
Mgmt AgainstAgainstForReelect Ian Gallienne as Director 4.1d
Mgmt ForForForReelect Cornelius Grupp as Director 4.1e
Mgmt ForForForReelect Peter Kalantzis as Director 4.1f
Mgmt AgainstAgainstForReelect Christopher Kirk as Director 4.1g
Mgmt AgainstAgainstForReelect Gerard Lamarche as Director 4.1h
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
SGS SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForReelect Sergio Marchionne as Director 4.1i
Mgmt ForForForReelect Shelby R. du Pasquier as Director 4.1j
Mgmt AgainstAgainstForReelect Sergio Marchionne as Board Chairman 4.2
Mgmt AgainstAgainstForReelect August von Finck as Member of the Compensation Committee
4.3a
Mgmt AgainstAgainstForReelect Ian Gallienne as Member of the Compensation Committee
4.3b
Mgmt ForForForReelect Shelby R. du Pasquier as Member of the Compensation Committee
4.3c
Mgmt ForForForRatify Deloitte SA as Auditors 4.4
Mgmt ForForForDesignate Jeandin and Defacqz as Independent Proxy
4.5
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 2.1 Million
5.1
Mgmt AgainstAgainstForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 9.3 Million
5.2
Mgmt ForForForApprove Variable Remuneration of Executive Committee in the Amount of CHF 3.7 Million
5.3
Mgmt ForForForApprove CHF 188,704 Reduction in Share Capital via the Cancellation of Repurchased Shares
6
Mgmt ForForForApprove Creation of CHF 500,000 Pool of Capital without Preemptive Rights
7
Mgmt AgainstAgainstForTransact Other Business (Voting) 8
Starbucks Corporation
Meeting Date: 03/22/2017
Record Date: 01/12/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 855244109
Ticker: SBUX
Shares Voted: 10,271
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Howard Schultz Mgmt For For For
Mgmt ForForForElect Director William W. Bradley 1b
Mgmt ForForForElect Director Rosalind Brewer 1c
Mgmt ForForForElect Director Mary N. Dillon 1d
Mgmt ForForForElect Director Robert M. Gates 1e
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Starbucks Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mellody Hobson 1f
Mgmt ForForForElect Director Kevin R. Johnson 1g
Mgmt ForForForElect Director Jorgen Vig Knudstorp 1h
Mgmt ForForForElect Director Satya Nadella 1i
Mgmt ForForForElect Director Joshua Cooper Ramo 1j
Mgmt ForForForElect Director Clara Shih 1k
Mgmt ForForForElect Director Javier G. Teruel 1l
Mgmt ForForForElect Director Myron E. Ullman, III 1m
Mgmt ForForForElect Director Craig E. Weatherup 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstAmend Proxy Access Right 5
Chugai Pharmaceutical Co. Ltd.
Meeting Date: 03/23/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J06930101
Ticker: 4519
Shares Voted: 25,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 26
Mgmt For For For
Mgmt ForForForElect Director Oku, Masayuki 2.1
Mgmt ForForForElect Director Ichimaru, Yoichiro 2.2
Mgmt ForForForElect Director Christoph Franz 2.3
Mgmt ForForForElect Director Daniel ODay 2.4
Mgmt ForForForAppoint Statutory Auditor Togashi, Mamoru 3
Mgmt ForForForApprove Restricted Stock Plan 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Electrolux AB
Meeting Date: 03/23/2017
Record Date: 03/17/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W24713120
Ticker: ELUX B
Shares Voted: 13,087
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForApprove Agenda of Meeting 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
MgmtReceive President's Report 7
Mgmt ForForForAccept Financial Statements and Statutory Reports
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 7.50 Per Share
10
Mgmt ForForForDetermine Number of Members (10) and Deputy Members (0) of Board
11
Mgmt ForForForApprove Remuneration of Directors in the Amount SEK 2.075 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration of Committee Work
12
Mgmt ForForForReelect Petra Hedengran as Director 13a
Mgmt ForForForReelect Hasse Johansson as Director 13b
Mgmt ForForForReelect Ronnie Leten as Director 13c
Mgmt ForForForReelect Ulla Litzen as Director 13d
Mgmt ForForForReelect Bert Nordberg as Director 13e
Mgmt ForForForReelect Fredrik Persson as Director 13f
Mgmt ForForForReelect David Porter as Director 13g
Mgmt ForForForReelect Jonas Samuelson as Director 13h
Mgmt ForForForReelect Ulrika Saxon as Director 13i
Mgmt ForForForElect Kai Warn as Director 13j
Mgmt ForForForReelect Ronnie Leten as Board Chairman 13k
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Electrolux AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
Mgmt AgainstAgainstForApprove Long-Term Incentive Plan (Share Program 2017)
15
Mgmt ForForForAuthorize Share Repurchase Program 16a
Mgmt ForForForAuthorize Reissuance of Repurchased Shares 16b
Mgmt AgainstAgainstForAuthorize Transfer of up to 315,000 B Shares in Connection with 2014 Share Program
16c
MgmtClose Meeting 17
Givaudan SA
Meeting Date: 03/23/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H3238Q102
Ticker: GIVN
Shares Voted: 275
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 56 per Share
3
Mgmt ForForForApprove Discharge of Board and Senior Management
4
Mgmt ForForForReelect Victor Balli as Director 5.1.1
Mgmt ForForForReelect Werner Bauer as Director 5.1.2
Mgmt ForForForReelect Lilian Biner as Director 5.1.3
Mgmt ForForForReelect Michael Carlos as Director 5.1.4
Mgmt ForForForReelect Ingrid Deltenre as Director 5.1.5
Mgmt ForForForReelect Calvin Grieder as Director 5.1.6
Mgmt ForForForReelect Thomas Rufer as Director 5.1.7
Mgmt ForForForElect Calvin Grieder as Board Chairman 5.2
Mgmt ForForForAppoint Werner Bauer as Member of the Compensation Committee
5.3.1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Givaudan SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Ingrid Deltenre as Member of the Compensation Committee
5.3.2
Mgmt ForForForAppoint Victor Balli as Member of the Compensation Committee
5.3.3
Mgmt ForForForDesignate Manuel Isler as Independent Proxy 5.4
Mgmt ForForForRatify Deloitte SA as Auditors 5.5
Mgmt ForForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 3 Million
6.1
Mgmt ForForForApprove Short Term Variable Remuneration of Executive Committee for Fiscal 2016 in the Amount of CHF 3.3 Million
6.2.1
Mgmt ForForForApprove Maximum Fixed and Long Term Remuneration of Executive Committee for Fiscal 2017 in the Amount of CHF 19.8 Million
6.2.2
Mgmt AgainstAgainstForTransact Other Business (Voting) 7
Novo Nordisk A/S
Meeting Date: 03/23/2017
Record Date: 03/16/2017
Country: Denmark
Meeting Type: Annual
Primary Security ID: K72807132
Ticker: NOVO B
Shares Voted: 16,562
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Remuneration of Directors for 2016 3.1
Mgmt ForForForApprove Remuneration of Directors for 2017 3.2
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 7.60 Per Share
4
Mgmt ForForForReelect Goran Ando as Director and Chairman 5.1
Mgmt ForForForReelect Jeppe Christiansen as Director and Deputy Chairman
5.2
Mgmt ForForForReelect Brian Daniels as Director 5.3a
Mgmt ForForForReelect Sylvie Gregoire as Director 5.3b
Mgmt ForForForReelect Liz Hewitt as Director 5.3c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Novo Nordisk A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Kasim Kutay as Director 5.3d
Mgmt ForForForElect Helge Lund as Director 5.3e
Mgmt ForForForReelect Mary Szela as Director 5.3f
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6
Mgmt ForForForApprove DKK 10 Million Reduction in Share Capital via Share Cancellation
7.1
Mgmt ForForForAuthorize Share Repurchase Program 7.2
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.3
MgmtShareholder Proposals Submitted by Kathe Sohn and Flemming Sohn
SH AgainstAgainstAgainstFree Parking for the Shareholders in Connection with the Shareholders' Meeting
8.1
SH AgainstAgainstAgainstThe Buffet after the Shareholders' Meeting is Served as Set Table Catering
8.2
MgmtOther Business 9
Japan Tobacco Inc
Meeting Date: 03/24/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J27869106
Ticker: 2914
Shares Voted: 13,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 66
Mgmt For For For
Mgmt ForForForAppoint Alternate Statutory Auditor Masaki, Michio
2
The Valspar Corporation
Meeting Date: 03/24/2017
Record Date: 02/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 920355104
Ticker: VAL
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Valspar Corporation
Shares Voted: 13,240
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John M. Ballbach Mgmt For For For
Mgmt ForForForElect Director Ian R. Friendly 1b
Mgmt ForForForElect Director Janel S. Haugarth 1c
Mgmt ForForForElect Director David R. Lumley 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Asahi Group Holdings Ltd.
Meeting Date: 03/28/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J02100113
Ticker: 2502
Shares Voted: 17,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 28
Mgmt For For For
Mgmt ForForForElect Director Izumiya, Naoki 2.1
Mgmt ForForForElect Director Koji, Akiyoshi 2.2
Mgmt ForForForElect Director Takahashi, Katsutoshi 2.3
Mgmt ForForForElect Director Okuda, Yoshihide 2.4
Mgmt ForForForElect Director Kagami, Noboru 2.5
Mgmt ForForForElect Director Hamada, Kenji 2.6
Mgmt ForForForElect Director Bando, Mariko 2.7
Mgmt ForForForElect Director Tanaka, Naoki 2.8
Mgmt ForForForElect Director Kosaka, Tatsuro 2.9
Mgmt ForForForElect Director Katsuki, Atsushi 2.10
Mgmt ForForForAppoint Statutory Auditor Kawakami, Yutaka 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Asahi Group Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstAmend Articles to Add Provisions on Shareholder Proposals and Motion of No Confidence against Chairman
4
VCA Inc.
Meeting Date: 03/28/2017
Record Date: 02/10/2017
Country: USA
Meeting Type: Special
Primary Security ID: 918194101
Ticker: WOOF
Shares Voted: 6,197
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Telefonaktiebolaget LM Ericsson
Meeting Date: 03/29/2017
Record Date: 03/23/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W26049119
Ticker: ERIC B
Shares Voted: 58,447
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForApprove Agenda of Meeting 3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
MgmtReceive President's Report 7
Mgmt ForForForAccept Financial Statements and Statutory Reports
8.1
Mgmt ForForForApprove Discharge of Board and President 8.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telefonaktiebolaget LM Ericsson
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 1 Per Share
8.3
Mgmt ForForForDetermine Number of Directors (11) and Deputy Directors (0) of Board
9
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and SEK 990,000 for Other Directors, Approve Remuneration for Committee Work
10
Mgmt ForForForElect Jon Baksaas as New Director 11.1
Mgmt ForForForElect Jan Carlson as New Director 11.2
Mgmt ForForForReelect Nora Denzel as Director 11.3
Mgmt ForForForReelect Borje Ekholm as Director 11.4
Mgmt ForForForElect Eric Elzvik as New Director 11.5
Mgmt ForForForReelect Leif Johansson as Director 11.6
Mgmt ForForForReelect Kristin Lund as Director 11.7
Mgmt ForForForReelect Kristin Rinne as Director 11.8
Mgmt ForForForReelect Sukhinder Cassidy as Director 11.9
Mgmt ForForForReelect Helena Stjernholm as Director 11.10
Mgmt ForForForReelect Jacob Wallenberg as Director 11.11
Mgmt ForForForReappoint Leif Johansson as Board Chairman 12
Mgmt ForForForDetermine Number of Auditors (1) and Deputy Auditors (0)
13
Mgmt ForForForApprove Remuneration of Auditors 14
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 15
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Mgmt ForForForApprove Long-Term Variable Compensation Program 2017 (LTV 2017)
17.1
Mgmt ForForForAuthorize Transfer of up to 2.2 Million B Shares in Connection to LTV 2017; Approve Reissuance of 800,000 B Shares to Cover Expenses; Approve Directed Issuance of up to 3 Million C Shares; Approve Directed Repurchase of up to 3 Million C Shares
17.2
Mgmt AgainstAgainstForApprove Equity Swap Agreement with Third Party as Alternative Financing
17.3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telefonaktiebolaget LM Ericsson
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Transfer of up to 19.8 Million Shares in Connection to LTV 2013, LTV 2014, LTV 2015 and LTV 2016
18
MgmtShareholder Proposals Submitted by Einar Hellbom and Thorwald Arvidsson
SH ForForNoneRequire the Board to Present a Proposal on Equal Voting Rights for All Shares at the AGM 2018
19
SH AgainstAgainstNoneRequest Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies
20
SH AgainstAgainstNoneAmend Articles Re: Voting Power Differences 21.1
SH AgainstAgainstNoneAmend Articles Re: Former Politicians on the Board of Directors
21.2
SH AgainstAgainstNoneAdopt Vision Regarding Work Place Accidents in the Company
22.1
SH AgainstAgainstNoneRequire Board to Appoint Work Group Regarding Work Place Accidents
22.2
SH AgainstAgainstNoneRequire Report on the Work Regarding Work Place Accidents to be Published at AGM and Include the Report in Annual Report
22.3
SH AgainstAgainstNoneAdopt a Vision for Absolute Gender Equality on All Levels Within the Company
22.4
SH AgainstAgainstNoneInstruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company
22.5
SH AgainstAgainstNoneRequire the Results from the Working Group Concerning Item 22.4 to be Reported to the AGM
22.6
SH AgainstAgainstNoneRequest Board to Take Necessary Action to Create a Shareholders' Association
22.7
SH AgainstAgainstNoneProhibit Directors from Being Able to Invoice Director's Fees via Swedish and Foreign Legal Entities
22.8
SH AgainstAgainstNoneRequest Board to Propose to the Appropriate Authority to Bring About a Changed Regulation in the Area Relating to Item 22.8
22.9
SH AgainstAgainstNoneRequire Nomination Committee to Consider Matters Related to Ethics, Gender and Ethnicity
22.10
SH AgainstAgainstNoneRequest Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a "cool-off" Period For Politicians
22.11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telefonaktiebolaget LM Ericsson
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstNoneInstruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee
22.12
SH AgainstAgainstNoneAssign Special Examiner to Examine if Corruption has Occurred in the Company's Business
23
MgmtClose Meeting 24
Canon Inc.
Meeting Date: 03/30/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J05124144
Ticker: 7751
Shares Voted: 21,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 75
Mgmt For For For
Mgmt ForForForElect Director Mitarai, Fujio 2.1
Mgmt ForForForElect Director Maeda, Masaya 2.2
Mgmt ForForForElect Director Tanaka, Toshizo 2.3
Mgmt ForForForElect Director Matsumoto, Shigeyuki 2.4
Mgmt ForForForElect Director Homma, Toshio 2.5
Mgmt ForForForElect Director Saida, Kunitaro 2.6
Mgmt ForForForElect Director Kato, Haruhiko 2.7
Mgmt ForForForAppoint Statutory Auditor Yoshida, Hiroshi 3
Mgmt ForForForApprove Annual Bonus 4
Carlsberg
Meeting Date: 03/30/2017
Record Date: 03/23/2017
Country: Denmark
Meeting Type: Annual
Primary Security ID: K36628137
Ticker: CARL B
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Carlsberg
Shares Voted: 4,237
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports; Approve Remuneration of Directors; Approve Discharge of Management and Board
2
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 10 Per Share
3
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
4a
Mgmt AgainstAgainstForApprove Remuneration of Directors in the Amount of DKK 1.85 Million for Chairman, DKK 618,000 for Vice Chair, and DKK 412,000 for Other Directors; Approve Remuneration for Committee Work
4b
Mgmt ForForForAmend Articles Re: Company Announcements in English Only
4c
Mgmt ForForForAmend Articles Re: Abolish the Use of the Danish Business Authority's IT System for Convening and Announcing Annual General Meetings
4d
Mgmt ForForForReelect Flemming Besenbacher as Director 5a
Mgmt ForForForReelect Lars Rebien Sorensen as Director 5b
Mgmt ForForForReelect Richard Burrows as Director 5c
Mgmt ForForForReelect Donna Cordner as Director 5d
Mgmt ForForForReelect Cornelius Job van der Graaf as Director
5e
Mgmt ForForForReelect Carl Bache as Director 5f
Mgmt ForForForReelect Soren-Peter Fuchs Olesen 5g
Mgmt ForForForReelect Nina Smith as Director 5h
Mgmt ForForForReelect Lars Stemmerik as Director 5i
Mgmt ForForForElect Nancy Cruickshank as New Director 5j
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6
Kirin Holdings Co., Ltd.
Meeting Date: 03/30/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: 497350108
Ticker: 2503
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kirin Holdings Co., Ltd.
Shares Voted: 35,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
Mgmt For For For
Mgmt ForForForElect Director Isozaki, Yoshinori 2.1
Mgmt ForForForElect Director Nishimura, Keisuke 2.2
Mgmt ForForForElect Director Ito, Akihiro 2.3
Mgmt ForForForElect Director Miyoshi, Toshiya 2.4
Mgmt ForForForElect Director Ishii, Yasuyuki 2.5
Mgmt ForForForElect Director Arima, Toshio 2.6
Mgmt ForForForElect Director Arakawa, Shoshi 2.7
Mgmt ForForForElect Director Iwata, Kimie 2.8
Mgmt ForForForElect Director Nagayasu, Katsunori 2.9
Mgmt ForForForApprove Annual Bonus 3
Mgmt ForForForApprove Compensation Ceilings for Directors and Statutory Auditors
4
Mgmt ForForForApprove Restricted Stock Plan 5
Otsuka Holdings Co Ltd
Meeting Date: 03/30/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J63117105
Ticker: 4578
Shares Voted: 13,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Otsuka, Ichiro Mgmt For For For
Mgmt ForForForElect Director Higuchi, Tatsuo 1.2
Mgmt ForForForElect Director Makise, Atsumasa 1.3
Mgmt ForForForElect Director Matsuo, Yoshiro 1.4
Mgmt ForForForElect Director Tobe, Sadanobu 1.5
Mgmt ForForForElect Director Kobayashi, Masayuki 1.6
Mgmt ForForForElect Director Hirotomi, Yasuyuki 1.7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Otsuka Holdings Co Ltd
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Konose, Tadaaki 1.8
Mgmt ForForForElect Director Matsutani, Yukio 1.9
Red Electrica Corporacion SA
Meeting Date: 03/30/2017
Record Date: 03/24/2017
Country: Spain
Meeting Type: Annual
Primary Security ID: E42807110
Ticker: REE
Shares Voted: 20,233
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Standalone Financial Statements Mgmt For For For
Mgmt ForForForApprove Consolidated Financial Statements 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Discharge of Board 4
Mgmt ForForForReelect Maria Jose Garcia Beato as Director 5.1
Mgmt ForForForRatify Appointment of and Elect Arsenio Fernandez de Mesa y Diaz del Rio as Director
5.2
Mgmt ForForForElect Alberto Carbajo Josa as Director 5.3
Mgmt ForForForApprove Remuneration of Executive Directors and Non-Executive Directors
6.1
Mgmt ForForForApprove Remuneration Report 6.2
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
7
MgmtReceive Corporate Governance Report 8
MgmtReceive Amendments to Board of Directors Regulations
9
Unicharm Corp.
Meeting Date: 03/30/2017
Record Date: 12/31/2016
Country: Japan
Meeting Type: Annual
Primary Security ID: J94104114
Ticker: 8113
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Unicharm Corp.
Shares Voted: 26,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Takahara, Keiichiro Mgmt For For For
Mgmt ForForForElect Director Takahara, Takahisa 1.2
Mgmt ForForForElect Director Futagami, Gumpei 1.3
Mgmt ForForForElect Director Ishikawa, Eiji 1.4
Mgmt ForForForElect Director Mori, Shinji 1.5
Mgmt ForForForElect Director Nakano, Kennosuke 1.6
Mgmt ForForForElect Director Takai, Masakatsu 1.7
Mgmt ForForForElect Director Miyabayashi, Yoshihiro 1.8
Mgmt AgainstAgainstForElect Director and Audit Committee Member Fujimoto, Kimisuke
2.1
Mgmt ForForForElect Director and Audit Committee Member Mitachi, Takashi
2.2
Mgmt ForForForElect Director and Audit Committee Member Asada, Shigeru
2.3
Iberdrola S.A.
Meeting Date: 03/31/2017
Record Date: 03/26/2017
Country: Spain
Meeting Type: Annual
Primary Security ID: E6165F166
Ticker: IBE
Shares Voted: 50,529
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Consolidated and Standalone Management Reports
2
Mgmt ForForForApprove Discharge of Board 3
Mgmt ForForForAppoint KPMG Auditores as Auditor 4
Mgmt ForForForAmend Preamble of Bylaws 5
Mgmt ForForForAmend Articles 7 and 8 Re: Company's Commitment, Mission, Vision and Values
6
Mgmt ForForForAmend Article 14 of General Meeting Regulations Re: Right to Information and Technical Improvements
7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Iberdrola S.A.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles 19 and 39 of General Meeting Regulations Re: Channels for Participation
8
Mgmt ForForForElect Juan Manuel Gonzalez Serna as Director 9
Mgmt ForForForElect Francisco Martinez Corcoles as Director 10
Mgmt ForForForApprove Allocation of Income and Dividends 11
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
12
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
13
Mgmt ForForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
14
Mgmt ForForForApprove Restricted Stock Plan 15
Mgmt ForForForAdvisory Vote on Remuneration Report 16
Mgmt ForForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 20 Billion and Issuance of Notes up to EUR 6 Billion
17
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
18
Abertis Infraestructuras S.A
Meeting Date: 04/02/2017
Record Date: 03/28/2017
Country: Spain
Meeting Type: Annual
Primary Security ID: E0003D111
Ticker: ABE
Shares Voted: 25,668
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForApprove Discharge of Board 3
Mgmt ForForForAmend Articles Re: Board Composition, Meetings and Committees
4.1
Mgmt ForForForAmend Article 29 Re: Distribution of Dividends
4.2
Mgmt ForForForApprove Shareholder Remuneration either in Shares or Cash with a Charge Against Reserves
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Abertis Infraestructuras S.A
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Appointment of and Elect Marina Serrano Gonzalez as Director
6.1
Mgmt ForForForRatify Appointment of and Elect Sandrine Lagumina as Director
6.2
Mgmt ForForForRatify Appointment of and Elect Enrico Letta as Director
6.3
Mgmt ForForForRatify Appointment of and Elect Luis G. Fortuno as Director
6.4
Mgmt ForForForRatify Appointment of and Elect Francisco Javier Brossa Galofre as Director
6.5
Mgmt ForForForRatify Appointment of and Elect Director 6.6
Mgmt ForForForReelect G3T SL as Director 6.7
Mgmt ForForForRenew Appointment of Deloitte as Auditor 7
Mgmt ForForForAdvisory Vote on Remuneration Report 8
Mgmt ForForForApprove Remuneration Policy 9
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
10
Bank Of Montreal
Meeting Date: 04/04/2017
Record Date: 02/06/2017
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 063671101
Ticker: BMO
Shares Voted: 6,521
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Janice M. Babiak Mgmt For For For
Mgmt ForForForElect Director Sophie Brochu 1.2
Mgmt ForForForElect Director George A. Cope 1.3
Mgmt ForForForElect Director William A. Downe 1.4
Mgmt ForForForElect Director Christine A. Edwards 1.5
Mgmt ForForForElect Director Martin S. Eichenbaum 1.6
Mgmt ForForForElect Director Ronald H. Farmer 1.7
Mgmt ForForForElect Director Linda Huber 1.8
Mgmt ForForForElect Director Eric R. La Fleche 1.9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Bank Of Montreal
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lorraine Mitchelmore 1.10
Mgmt ForForForElect Director Philip S. Orsino 1.11
Mgmt ForForForElect Director J. Robert S. Prichard 1.12
Mgmt ForForForElect Director Don M. Wilson III 1.13
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend By-Laws 3
Mgmt ForForForFix Maximum Variable Compensation Ratio For Certain European Union Staff to Comply with Regulatory Requirements
4
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
5
Fortum Oyj
Meeting Date: 04/04/2017
Record Date: 03/23/2017
Country: Finland
Meeting Type: Annual
Primary Security ID: X2978Z118
Ticker: FORTUM
Shares Voted: 27,549
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.10 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Fortum Oyj
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 75,000 for Chairman, EUR57,000 for Vice Chairman, and EUR 40,000 for Other Directors; Approve Attendance Feesfor Board and Committee Work
10
Mgmt ForForForFix Number of Directors at Eight 11
Mgmt ForForForReelect Sari Baldauf (Chairman), Heinz-Werner Binzel, Eva Hamilton, Kim Ignatius, Tapio Kuula and Veli-Matti Reinikkala as Directors; Elect Matti Lievonen and Anja McAlister as New Directors
12
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForRatify Deloitte & Touche as Auditors 14
Mgmt ForForForAuthorize Share Repurchase Program 15
Mgmt ForForForAuthorize Reissuance of Repurchased Shares 16
MgmtClose Meeting 17
Actelion Ltd.
Meeting Date: 04/05/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H0032X135
Ticker: ATLN
Shares Voted: 1,455
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 1.2
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt ForForForReelect Jean-Pierre Garnier as Director 4.1a
Mgmt ForForForReelect Jean-Paul Clozel as Director 4.1b
Mgmt ForForForReelect Juhani Anttila as Director 4.1c
Mgmt ForForForReelect Robert Bertolini as Director 4.1d
Mgmt ForForForReelect John Greisch as Director 4.1e
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Actelion Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Peter Gruss as Director 4.1f
Mgmt ForForForReelect Michael Jacobi as Director 4.1g
Mgmt ForForForReelect Jean Malo as Director 4.1h
Mgmt ForForForReelect David Stout as Director 4.1i
Mgmt ForForForReelect Herna Verhagen as Director 4.1j
Mgmt ForForForElect Jean-Pierre Garnier as Board Chairman 4.2
Mgmt ForForForAppoint Herna Verhagen as Member of the Compensation Committee
4.3a
Mgmt ForForForAppoint Jean-Pierre Garnier as Member of the Compensation Committee
4.3b
Mgmt ForForForAppoint John Griesch as Member of the Compensation Committee
4.3c
Mgmt ForForForElect Ludo Ooms as Director 5.1a
Mgmt ForForForElect Claudio Cescato as Director 5.1b
Mgmt ForForForElect Andrea Ostinelli as Director 5.1c
Mgmt ForForForElect Pascal Hoorn as Director 5.1d
Mgmt ForForForElect Julian Bertschinger as Director 5.1e
Mgmt ForForForElect Ludo Ooms as Board Chairman 5.2
Mgmt ForForForAppoint Claudio Cescato as Member of the Compensation Committee
5.3a
Mgmt ForForForAppoint Andrea Ostinelli as Member of the Compensation Committee
5.3b
Mgmt ForForForAppoint Pascal Hoorn as Member of the Compensation Committee
5.3c
Mgmt ForForForApprove Issuance of Shares in Idorsia Ltd. to Actelion Shareholders in Connection with Spin-Off
6
Mgmt ForForForDesignate BDO AG as Independent Proxy 7
Mgmt ForForForRatify Ernst & Young AG as Auditors 8
Mgmt ForForForApprove CHF 681,000 Reduction in Share Capital via Cancellation of Repurchased Shares
9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
IHS Markit Ltd.
Meeting Date: 04/05/2017
Record Date: 02/08/2017
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G47567105
Ticker: INFO
Shares Voted: 16,464
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ruann F. Ernst Mgmt For For For
Mgmt ForForForElect Director William E. Ford 1.2
Mgmt ForForForElect Director Balakrishnan S. Iyer 1.3
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Svenska Cellulosa AB (SCA)
Meeting Date: 04/05/2017
Record Date: 03/30/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W90152120
Ticker: SCA B
Shares Voted: 12,239
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForApprove Agenda of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
MgmtReceive President's Report 7
Mgmt ForForForAccept Financial Statements and Statutory Reports
8a
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 6 Per Share; Approve Distribution of Shares in SCA Hygiene
8b
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Svenska Cellulosa AB (SCA)
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Record Date for Dividend Payment 8c
Mgmt ForForForApprove Discharge of Board and President 8d
Mgmt ForForForDetermine Number of Directors (10) and Deputy Directors (0) of Board
9
Mgmt ForForForDetermine Number of Auditors (1) and Deputy Auditors (0)
10
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
11
Mgmt ForForForReelect Par Boman as Director 12a
Mgmt ForForForReelect Ewa Bjorling as Director 12b
Mgmt ForForForReelect Maija-Liisa Friman as Director 12c
Mgmt ForForForReelect Annemarie Gardshol as Director 12d
Mgmt ForForForReelect Magnus Groth as Director 12e
Mgmt ForForForReelect Johan Malmquist as Director 12f
Mgmt ForForForReelect Bert Nordberg as Director 12g
Mgmt ForForForReelect Louise Svanberg as Director 12h
Mgmt ForForForReelect Barbara Milian Thoralfsson as Director 12i
Mgmt ForForForElect Lars Rebien Sorensen as Director 12j
Mgmt ForForForElect Par Boman as Board Chairman 13
Mgmt ForForForRatify Ernst & Young as Auditors 14
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee prior the Extraordinary General Meeting
15a
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee prior the Next Annual General Meeting (2018)
15b
Mgmt AgainstAgainstForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Mgmt ForForForChange Location of Registered Office/Headquarters
17
Mgmt ForForForApprove SEK 9.23 Million Reduction in Share Capital via Share Cancellation
18a
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Svenska Cellulosa AB (SCA)
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Capitalization of Reserves of SEK 9.23 Million for Bonus Issue
18b
MgmtClose Meeting 19
Telia Company AB
Meeting Date: 04/05/2017
Record Date: 03/30/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W95890104
Ticker: TELIA
Shares Voted: 86,678
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForApprove Agenda of Meeting 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports; Receive Report by Chairman of the Board; Receive CEO's report
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 2 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForDetermine Number of Directors (8) and Deputy Directors (0) of Board
10
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.65 Million to Chair, SEK 795,000 to Vice Chair and SEK 560,000 to Other Directors; Approve Remuneration for Committee Work
11
Mgmt ForForForReelect Susanna Campbell as Director 12a
Mgmt ForForForReelect Marie Ehrling as Director 12b
Mgmt ForForForReelect Olli-Pekka Kallasvuo as Director 12c
Mgmt ForForForReelect Mikko Kosonen as Director 12d
Mgmt ForForForReelect Nina Linander as Director 12e
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telia Company AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Martin Lorentzon as Director 12f
Mgmt ForForForReelect Anna Settman as Director 12g
Mgmt ForForForReelect Olaf Swantee as Director 12h
Mgmt ForForForReelect Marie Ehrling as Board Chairman 13a
Mgmt ForForForReelect Olli-Pekka Kallasvuo as Vice Chairman 13b
Mgmt ForForFor Determine Number of Auditors (1) and Deputy Auditors (0)
14
Mgmt ForForForApprove Remuneration of Auditors 15
Mgmt ForForForRatify Deloitte as Auditors 16
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
17
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
18
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
19
Mgmt AgainstAgainstForApprove Performance Share Program for Key Employees
20a
Mgmt AgainstAgainstForApprove Transfer of Shares in Connection with Performance Share Program
20b
MgmtShareholder Proposals Submitted by Thorwald Arvidsson
SH AgainstAgainstNoneAdopt a Vision for Absolute Gender Equality on All Levels Within the Company
21a
SH AgainstAgainstNoneInstruct the Board to Set Up a Working Group Concerning Gender and Ethnicity
21b
SH AgainstAgainstNoneRequire the Results from the Working Group Concerning Item 21a to be Reported to the AGM
21c
SH AgainstAgainstNoneRequest Board to Take Necessary Action to Create a New Shareholders' Association
21d
SH AgainstAgainstNoneProhibit Directors from Being Able to Invoice Director's Fees via Swedish and Foreign Legal Entities
21e
SH AgainstAgainstNoneInstruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity
21f
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telia Company AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstNoneInstruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee
21g
SH AgainstAgainstNoneInstruct the Board to Perform an Investigation About How the Main Ownership Has Been Exercised By The Governments of Finland and Sweden
21h
SH AgainstAgainstNoneInstruct the Board to Peform an Investigation About the Relationship Between the Current Shareholders Association and the Company, Paying Particular Attention to the Financial Aspects
21i
SH AgainstAgainstNoneInstruct the Board to Perform an Investigation of the Company's Non-European Business, Paying Particular Attention to the Actions of the Board, CEO and Auditors
21j
SH AgainstAgainstNoneRequire the Materials From the Investigation Concerning item 21j to be Made Public Both Internally and Externally
21k
SH AgainstAgainstNoneAmend Articles Re: Former Politicians on the Board of Directors
22
Henkel AG & Co. KGaA
Meeting Date: 04/06/2017
Record Date: 03/15/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D3207M110
Ticker: HEN3
Shares Voted: 4,567
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal 2016
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.60 per Ordinary Share and EUR 1.62 per Preferred Share
2
Mgmt ForForForApprove Discharge of Personally Liable Partner for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForApprove Discharge of the Shareholders' Committee for Fiscal 2016
5
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Henkel AG & Co. KGaA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Henkel Vierte Verwaltungsgesellschaft mbH
7.1
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Fuenfte Verwaltungsgesellschaft mbH
7.2
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Henkel Investment GmbH
7.3
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Schwarzkopf & Henkel Production Europe Geschaeftsfuehrungsgesellschaft mbH
7.4
Nestle SA
Meeting Date: 04/06/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H57312649
Ticker: NESN
Shares Voted: 6,603
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 1.2
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.30 per Share
3
Mgmt ForForForReelect Paul Bulcke as Director 4.1a
Mgmt ForForForReelect Andreas Koopmann as Director 4.1b
Mgmt ForForForReelect Henri de Castries as Director 4.1c
Mgmt ForForForReelect Beat W. Hess as Director 4.1d
Mgmt ForForForReelect Renato Fassbind as Director 4.1e
Mgmt ForForForReelect Steven G. Hoch as Director 4.1f
Mgmt ForForForReelect Naina Lal Kidwai as Director 4.1g
Mgmt ForForForReelect Jean-Pierre Roth as Director 4.1h
Mgmt ForForForReelect Ann M. Veneman as Director 4.1i
Mgmt ForForForReelect Eva Cheng as Director 4.1j
Mgmt ForForForReelect Ruth K. Oniang'o as Director 4.1k
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Nestle SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Patrick Aebischer as Director 4.1l
Mgmt ForForForElect Ulf Mark Schneider as Director 4.2a
Mgmt ForForForElect Ursula M. Burns as Director 4.2b
Mgmt ForForForElect Paul Bulcke as Board Chairman 4.3
Mgmt ForForForAppoint Beat W. Hess as Member of the Compensation Committee
4.4a
Mgmt ForForForAppoint Andreas Koopmann as Member of the Compensation Committee
4.4b
Mgmt ForForForAppoint Jean-Pierre Roth as Member of the Compensation Committee
4.4c
Mgmt ForForForAppoint Patrick Aebischer as Member of the Compensation Committee
4.4d
Mgmt ForForForRatify KPMG AG as Auditors 4.5
Mgmt ForForForDesignate Hartmann Dreyer as Independent Proxy
4.6
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 10 Million
5.1
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 60 Million
5.2
Mgmt AgainstAgainstAgainstTransact Other Business (Voting) 6
Quintiles IMS Holdings, Inc.
Meeting Date: 04/06/2017
Record Date: 02/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 74876Y101
Ticker: Q
Shares Voted: 7,795
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jonathan J. Coslet Mgmt For For For
Mgmt ForForForElect Director Michael J. Evanisko 1.2
Mgmt ForForForElect Director Dennis B. Gillings 1.3
Mgmt ForForForElect Director Ronald A. Rittenmeyer 1.4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Quintiles IMS Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Smith & Nephew plc
Meeting Date: 04/06/2017
Record Date: 04/04/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G82343164
Ticker: SN.
Shares Voted: 26,798
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForElect Graham Baker as Director 5
Mgmt ForForForRe-elect Vinita Bali as Director 6
Mgmt ForForForRe-elect Ian Barlow as Director 7
Mgmt ForForForRe-elect Olivier Bohuon as Director 8
Mgmt ForForForRe-elect Baroness Virginia Bottomley as Director
9
Mgmt ForForForRe-elect Erik Engstrom as Director 10
Mgmt ForForForRe-elect Robin Freestone as Director 11
Mgmt ForForForRe-elect Michael Friedman as Director 12
Mgmt ForForForRe-elect Joseph Papa as Director 13
Mgmt ForForForRe-elect Roberto Quarta as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Smith & Nephew plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Synopsys, Inc.
Meeting Date: 04/06/2017
Record Date: 02/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 871607107
Ticker: SNPS
Shares Voted: 8,725
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Aart J. de Geus Mgmt For For For
Mgmt ForForForElect Director Chi-Foon Chan 1.2
Mgmt ForForForElect Director Janice D. Chaffin 1.3
Mgmt ForForForElect Director Bruce R. Chizen 1.4
Mgmt ForForForElect Director Deborah A. Coleman 1.5
Mgmt ForForForElect Director Mercedes Johnson 1.6
Mgmt ForForForElect Director Chrysostomos L. "Max" Nikias 1.7
Mgmt ForForForElect Director John Schwarz 1.8
Mgmt ForForForElect Director Roy Vallee 1.9
Mgmt ForForForElect Director Steven C. Walske 1.10
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForApprove Non-Employee Director Omnibus Stock Plan
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForRatify KPMG LLP as Auditors 6
Snam SpA
Meeting Date: 04/11/2017
Record Date: 03/31/2017
Country: Italy
Meeting Type: Annual
Primary Security ID: T8578N103
Ticker: SRG
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Snam SpA
Shares Voted: 78,034
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
3
Mgmt AgainstAgainstForApprove Restricted Stock Plan 4
Mgmt AgainstAgainstForApprove Remuneration Policy 5
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Sunrise Communications Group AG
Meeting Date: 04/11/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H83659104
Ticker: SRCG
Shares Voted: 5,494
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Allocation of Income 2.1
Mgmt ForForForApprove Dividends from Capital Contribution Reserves
2.2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt ForForForReelect Peter Schoepfer as Director 4.1.1
Mgmt ForForForReelect Jesper Ovesen as Director 4.1.2
Mgmt ForForForReelect Robin Bienenstock as Director 4.1.3
Mgmt ForForForReelect Michael Krammer as Director 4.1.4
Mgmt ForForForReelect Joachim Preisig as Director 4.1.5
Mgmt AgainstAgainstForReelect Christoph Vilanek as Director 4.1.6
Mgmt ForForForReelect Peter Kurer as Director 4.1.7
Mgmt ForForForReelect Peter Kurer as Board Chairman 4.1.8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sunrise Communications Group AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Peter Schoepfer as Member of the Compensation Committee
4.2.1
Mgmt ForForForAppoint Peter Kurer as Member of the Compensation Committee
4.2.2
Mgmt AgainstAgainstForAppoint Christoph Vilanek as Member of the Compensation Committee
4.2.3
Mgmt ForForForAppoint Michael Krammer as Member of the Compensation Committee
4.2.4
Mgmt ForForForAppoint Peter Schoepfer as Chairman of the Compensation Committee
4.2.5
Mgmt ForForForDesignate Andreas Keller as Independent Proxy
5
Mgmt ForForForRatify Ernst & Young AG as Auditors 6
Mgmt ForForForApprove Remuneration Report 7.1
Mgmt ForForForApprove Maximum Aggregate Remuneration of Directors in the Amount of CHF 1.4 Million
7.2
Mgmt ForForForApprove Maximum Aggregate Remuneration of Executive Committee in the Amount of CHF 11.9 Million
7.3
Mgmt AgainstAgainstForApprove CHF 350,000 Pool of Authorized Capital without Preemptive Rights for Employee Equity Participation
8.1
Mgmt ForForForApprove Creation of CHF 4.5 Million Pool of Capital without Preemptive Rights
8.2
Mgmt ForForForAmend Articles Re: Deadline for Additional Agenda Items
8.3
Mgmt ForForForAmend Articles Re: Variable Compensation of the Executive Committee
8.4
Mgmt AgainstAgainstForTransact Other Business (Voting) 9
Koninklijke Ahold Delhaize NV
Meeting Date: 04/12/2017
Record Date: 03/15/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N0074E105
Ticker: AD
Shares Voted: 21,863
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Koninklijke Ahold Delhaize NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Report of Management Board (Non-Voting)
2
MgmtReceive Explanation on Company's Reserves and Dividend Policy
3
MgmtDiscuss Remuneration Report Containing Remuneration Policy for Management Board Members
4
Mgmt ForForForAdopt Financial Statements and Statutory Reports
5
Mgmt ForForForApprove Dividends of EUR 0.57 Per Share 6
Mgmt ForForForApprove Discharge of Management Board 7
Mgmt ForForForApprove Discharge of Supervisory Board 8
MgmtReceive Report of Management Board of the Former Board of Directors of Delhaize Group and Receive Report of the Former Statutory Auditor of Delhaize Group
9
Mgmt ForForForAdopt Financial Statements and Statutory Reports of Delhaize Group
10
Mgmt ForForForApprove End of Mandate and Discharge of Directors of Delhaize Group
11
Mgmt ForForForApprove End of Term and Discharge of the Former Statutory Auditor of Delhaize Group
12
Mgmt ForForForReelect Jan Hommen to Supervisory Board 13
Mgmt ForForForReelect Ben Noteboom to Supervisory Board 14
Mgmt ForForForApprove Application of Different Peer Group for US COO
15
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 16
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
17
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances Under Item 17
18
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
19
Mgmt ForForForApprove Reduction in Share Capital by Cancellation of Shares Under Item 19
20
MgmtClose Meeting 21
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Koninklijke KPN NV
Meeting Date: 04/12/2017
Record Date: 03/15/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N4297B146
Ticker: KPN
Shares Voted: 112,535
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
MgmtReceive Remuneration Report Containing Remuneration Policy for Management Board Members
3
Mgmt ForForForAdopt Financial Statements and Statutory Reports
4
MgmtReceive Explanation on Company's Reserves and Dividend Policy
5
Mgmt ForForForApprove Dividends of EUR 0.125 Per Share 6
Mgmt ForForForApprove Discharge of Management Board 7
Mgmt ForForForApprove Discharge of Supervisory Board 8
Mgmt ForForForRatify Ernst & Young as Auditors 9
MgmtAnnounce Intention to Reappoint Farwerck to the Management Board
10
MgmtOpportunity to Make Recommendations 11
Mgmt ForForForElect D.J. Haank to Supervisory Board 12
Mgmt ForForForElect C.J. García Moreno Elizondo to Supervisory Board
13
MgmtAnnounce Vacancies on the Board 14
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
Mgmt ForForForApprove Cancellation of Repurchased Shares 16
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
17
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances
18
MgmtClose Meeting 19
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Christian Dior
Meeting Date: 04/13/2017
Record Date: 04/10/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F26334106
Ticker: CDI
Shares Voted: 1,531
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions
3
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.40 per Share
4
Mgmt AgainstAgainstForReelect Bernard Arnault as Director 5
Mgmt ForForForReelect Sidney Toledano as Director 6
Mgmt AgainstAgainstForElect Luisa Loro Piana as Director 7
Mgmt AgainstAgainstForAppoint Pierre Gode as Censor 8
Mgmt ForForForNon-Binding Vote on Compensation of Bernard Arnault, Chairman
9
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Sidney Toledano, CEO
10
Mgmt AgainstAgainstForApprove Remuneration Policy of Executive Officers
11
MgmtExtraordinary Business
Mgmt AgainstAgainstForAmend Article 4,17,21 of Bylaws to Comply with New Regulation
12
Mgmt AgainstAgainstForDelegate Power to the Board of Directors to Amend the Bylaws to Comply with New Regulation
13
LVMH Moet Hennessy Louis Vuitton
Meeting Date: 04/13/2017
Record Date: 04/10/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F58485115
Ticker: MC
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
LVMH Moet Hennessy Louis Vuitton
Shares Voted: 1,520
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions
3
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 4.00 per Share
4
Mgmt AgainstAgainstForReelect Delphine Arnault as Director 5
Mgmt AgainstAgainstForReelect Nicolas Bazire as Director 6
Mgmt AgainstAgainstForReelect Antonio Belloni as Director 7
Mgmt AgainstAgainstForReelect Diego Della Valle as Director 8
Mgmt ForForForReelect Marie-Josee Kravis as Director 9
Mgmt ForForForReelect Marie-Laure Sauty de Chalon as Director
10
Mgmt AgainstAgainstForAppoint Pierre Gode as Censor 11
Mgmt AgainstAgainstForAppoint Albert Frere as Censor 12
Mgmt AgainstAgainstForRenew Appointment of Paolo Bulgari as Censor
13
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Bernard Arnault, CEO and Chairman
14
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Antonio Belloni, Vice-CEO
15
Mgmt ForForForApprove Remuneration Policy for Executive Corporate Officers
16
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value
18
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
19
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million
20
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
LVMH Moet Hennessy Louis Vuitton
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million
21
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million
22
Mgmt AgainstAgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
23
Mgmt AgainstAgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
24
Mgmt AgainstAgainstForAuthorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers
25
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
26
Mgmt AgainstAgainstForAuthorize up to 1 Percent of Issued Capital for Use in Stock Option Plans
27
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
28
Mgmt ForForForSet Total Limit for Capital Increase to Result from Item 19 of the 2016 AGM and All Issuance Requests Above at EUR 50 Million
29
Mgmt AgainstAgainstForAmend Articles 4 and 23 of Bylaws Re: Headquarters, Double Voting Rights, and Powers of the Extraordinary General Meeting
30
Mgmt AgainstAgainstForDelegate Power to the Board of Directors to Amend the Bylaws to Comply with New Regulation
31
Klepierre
Meeting Date: 04/18/2017
Record Date: 04/11/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F5396X102
Ticker: LI
Shares Voted: 7,224
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Klepierre
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.82 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions
4
Mgmt ForForForApprove Termination Package of Jean-Marc Jestin
5
Mgmt ForForForReelect Catherine Simoni as Supervisory Board Member
6
Mgmt ForForForReelect Florence Von Erb as Supervisory Board Member
7
Mgmt ForForForReelect Stanley Shashoua as Supervisory Board Member
8
Mgmt ForForForNon-Binding Vote on Compensation of Jean-Marc Jestin, Management Board Member then Chairman of Management Board
9
Mgmt ForForForNon-Binding Vote on Compensation of Jean-Michel Gault, Management Board Member
10
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Laurent Morel, Chairman of Management Board until Nov. 7, 2016
11
Mgmt ForForForApprove Remuneration Policy for Supervisory Board Members
12
Mgmt ForForForApprove Remuneration Policy for Chairman of the Management Board
13
Mgmt ForForForApprove Remuneration Policy for Management Board Members
14
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
16
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million
17
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million
18
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 40 Million
19
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Klepierre
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
20
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value
22
Mgmt ForForAgainstAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
23
Mgmt ForForForSet Total Limit for Capital Increase to Result from All Issuance Requests at EUR 100 Million
24
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
25
Public Service Enterprise Group Incorporated
Meeting Date: 04/18/2017
Record Date: 02/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 744573106
Ticker: PEG
Shares Voted: 13,604
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Willie A. Deese Mgmt For For For
Mgmt ForForForElect Director Albert R. Gamper, Jr. 1.2
Mgmt ForForForElect Director William V. Hickey 1.3
Mgmt ForForForElect Director Ralph Izzo 1.4
Mgmt ForForForElect Director Shirley Ann Jackson 1.5
Mgmt ForForForElect Director David Lilley 1.6
Mgmt ForForForElect Director Thomas A. Renyi 1.7
Mgmt ForForForElect Director Hak Cheol (H.C.) Shin 1.8
Mgmt ForForForElect Director Richard J. Swift 1.9
Mgmt ForForForElect Director Susan Tomasky 1.10
Mgmt ForForForElect Director Alfred W. Zollar 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Public Service Enterprise Group Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Bunzl plc
Meeting Date: 04/19/2017
Record Date: 04/17/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G16968110
Ticker: BNZL
Shares Voted: 10,145
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForRe-elect Philip Rogerson as Director 3
Mgmt ForForForRe-elect Frank van Zanten as Director 4
Mgmt ForForForRe-elect Patrick Larmon as Director 5
Mgmt ForForForRe-elect Brian May as Director 6
Mgmt ForForForRe-elect Eugenia Ulasewicz as Director 7
Mgmt ForForForRe-elect Jean-Charles Pauze as Director 8
Mgmt ForForForRe-elect Vanda Murray as Director 9
Mgmt ForForForElect Lloyd Pitchford as Director 10
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
11
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
12
Mgmt ForForForApprove Remuneration Policy 13
Mgmt ForForForApprove Remuneration Report 14
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Bunzl plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
C. R. Bard, Inc.
Meeting Date: 04/19/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 067383109
Ticker: BCR
Shares Voted: 2,534
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David M. Barrett Mgmt For For For
Mgmt ForForForElect Director Robert M. Davis 1.2
Mgmt ForForForElect Director Herbert L. Henkel 1.3
Mgmt ForForForElect Director John C. Kelly 1.4
Mgmt ForForForElect Director David F. Melcher 1.5
Mgmt ForForForElect Director Gail K. Naughton 1.6
Mgmt ForForForElect Director Timothy M. Ring 1.7
Mgmt ForForForElect Director Tommy G. Thompson 1.8
Mgmt ForForForElect Director John H. Weiland 1.9
Mgmt ForForForElect Director Anthony Welters 1.10
Mgmt ForForForElect Director Tony L. White 1.11
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Proximus Group
Meeting Date: 04/19/2017
Record Date: 04/05/2017
Country: Belgium
Meeting Type: Annual
Primary Security ID: B6951K109
Ticker: PROX
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Proximus Group
Shares Voted: 12,810
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Directors' Report (Non-Voting) 1
MgmtReceive Auditors' Report (Non-Voting) 2
MgmtReceive Information from the Joint Committee
3
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
4
Mgmt ForForForApprove Financial Statements, Allocation of Income, and Dividends of EUR 1.50 per Share
5
Mgmt ForForForApprove Remuneration Report 6
Mgmt ForForForApprove Discharge of Directors 7
Mgmt ForForForApprove Special Discharge of Directors Whose Mandate Ended During Fiscal Year 2016
8
Mgmt ForForForApprove Discharge of Auditors 9
Mgmt ForForForGrant Special Discharge to Geert Verstraeten for Fulfillment of his Mandate as Chairman and Board Member of External Auditor
10
Mgmt ForForForGrant Special Discharge to Luc Callaert for Fulfillment of his Mandate as Board Member of External Auditor
11
Mgmt ForForForApprove Discharge of Deloitte as Auditor in Charge of Certifying the Consolidated Accounts
12
Mgmt ForForForGrant Special Discharge to Geert Verstraeten for Fulfillment of his Mandate as Board Member of External Auditor
13
Mgmt ForForForReelect Pierre Demuelenaere as Director 14
Mgmt ForForForAdopt Financial Statements of Wireless Technologies
15
MgmtReceive Directors' and Auditors' Reports of Wireless Technologies (Non-Voting)
16
Mgmt ForForForApprove Discharge of Directors of Wireless Technologies
17
Mgmt ForForForApprove Discharge of Auditors of Wireless Technologies
18
MgmtTransact Other Business 19
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Kraft Heinz Company
Meeting Date: 04/19/2017
Record Date: 02/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 500754106
Ticker: KHC
Shares Voted: 5,971
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory E. Abel Mgmt For For For
Mgmt ForForForElect Director Alexandre Behring 1b
Mgmt ForForForElect Director Warren E. Buffett 1c
Mgmt ForForForElect Director John T. Cahill 1d
Mgmt ForForForElect Director Tracy Britt Cool 1e
Mgmt ForForForElect Director Feroz Dewan 1f
Mgmt ForForForElect Director Jeanne P. Jackson 1g
Mgmt ForForForElect Director Jorge Paulo Lemann 1h
Mgmt ForForForElect Director Mackey J. McDonald 1i
Mgmt ForForForElect Director John C. Pope 1j
Mgmt ForForForElect Director Marcel Herrmann Telles 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstReport on Sustainability 4
SH ForForAgainstAssess Environmental Impact of Non-Recyclable Packaging
5
SH ForForAgainstReport on Supply Chain Impact on Deforestation
6
The Sherwin-Williams Company
Meeting Date: 04/19/2017
Record Date: 02/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 824348106
Ticker: SHW
Shares Voted: 1,924
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Arthur F. Anton Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Sherwin-Williams Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David F. Hodnik 1.2
MgmtElect Director Thomas G. Kadien - Withdrawn 1.3
Mgmt ForForForElect Director Richard J. Kramer 1.4
Mgmt ForForForElect Director Susan J. Kropf 1.5
Mgmt ForForForElect Director John G. Morikis 1.6
Mgmt ForForForElect Director Christine A. Poon 1.7
Mgmt ForForForElect Director John M. Stropki 1.8
Mgmt ForForForElect Director Michael H. Thaman 1.9
Mgmt ForForForElect Director Matthew Thornton, III 1.10
Mgmt ForForForElect Director Steven H. Wunning 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Mgmt ForForForRatify Ernst & Young LLP as Auditors 6
Beiersdorf AG
Meeting Date: 04/20/2017
Record Date: 03/29/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D08792109
Ticker: BEI
Shares Voted: 4,515
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.70 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2017
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Beiersdorf AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Hong Chow to the Supervisory Board 6.1
Mgmt ForForForElect Beatrice Dreyfus as Alternate Supervisory Board Member
6.2
Mgmt AgainstAgainstForApprove Remuneration System for Management Board Members
7
Fairfax Financial Holdings Limited
Meeting Date: 04/20/2017
Record Date: 03/10/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 303901102
Ticker: FFH
Shares Voted: 2,536
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Anthony F. Griffiths Mgmt For For For
Mgmt ForForForElect Director Robert J. Gunn 1.2
Mgmt ForForForElect Director Alan D. Horn 1.3
Mgmt ForForForElect Director Karen L. Jurjevich 1.4
Mgmt ForForForElect Director John R.V. Palmer 1.5
Mgmt ForForForElect Director Timothy R. Price 1.6
Mgmt ForForForElect Director Brandon W. Sweitzer 1.7
Mgmt ForForForElect Director Lauren C. Templeton 1.8
Mgmt ForForForElect Director Benjamin P. Watsa 1.9
Mgmt ForForForElect Director V. Prem Watsa 1.10
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Heineken Holding NV
Meeting Date: 04/20/2017
Record Date: 03/23/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N39338194
Ticker: HEIO
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Heineken Holding NV
Shares Voted: 5,177
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Report of Management Board (Non-Voting)
1
MgmtDiscuss Remuneration Report 2
Mgmt ForForForAdopt Financial Statements 3
MgmtReceive Explanation on Company's Reserves and Dividend Policy
4
Mgmt ForForForApprove Discharge of the Board of Directors 5
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6.a
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
6.b
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 6b
6.c
Mgmt ForForForRatify Deloitte as Auditors 7
Mgmt AgainstAgainstForReelect M. Das as Non-Executive Director 8.a
Mgmt AgainstAgainstForReelect A.A.C. de Carvalho as Non-Executive Director
8.b
Heineken NV
Meeting Date: 04/20/2017
Record Date: 03/23/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N39427211
Ticker: HEIA
Shares Voted: 4,858
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Report of Management Board (Non-Voting)
1.a
MgmtDiscuss Remuneration Report Containing Remuneration Policy for Management Board Members
1.b
Mgmt ForForForAdopt Financial Statements and Statutory Reports
1.c
MgmtReceive Explanation on Dividend Policy 1.d
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Heineken NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Dividends of EUR1.34 Per Share 1.e
Mgmt ForForForApprove Discharge of Management Board 1.f
Mgmt ForForForApprove Discharge of Supervisory Board 1.g
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
2.a
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
2.b
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 2b
2.c
Mgmt ForForForAmend Performance Criteria of Long-Term Incentive Plan
3
Mgmt ForForForRatify Deloitte as Auditors 4
Mgmt ForForForReelect J.F.M.L. van Boxmeer to Management Board
5
Mgmt ForForForReelect M. Das to Supervisory Board 6.a
Mgmt ForForForReelect V.C.O.B.J. Navarre to Supervisory Board
6.b
Humana Inc.
Meeting Date: 04/20/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 444859102
Ticker: HUM
Shares Voted: 4,152
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kurt J. Hilzinger Mgmt For For For
Mgmt ForForForElect Director Bruce D. Broussard 1b
Mgmt ForForForElect Director Frank A. D'Amelio 1c
Mgmt ForForForElect Director W. Roy Dunbar 1d
Mgmt ForForForElect Director David A. Jones, Jr. 1e
Mgmt ForForForElect Director William J. McDonald 1f
Mgmt ForForForElect Director William E. Mitchell 1g
Mgmt ForForForElect Director David B. Nash 1h
Mgmt ForForForElect Director James J. O'Brien 1i
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Humana Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Marissa T. Peterson 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstAdopt Proxy Access Right 5
Intuitive Surgical, Inc.
Meeting Date: 04/20/2017
Record Date: 02/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 46120E602
Ticker: ISRG
Shares Voted: 956
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Craig H. Barratt Mgmt For For For
Mgmt ForForForElect Director Michael A. Friedman 1.2
Mgmt ForForForElect Director Gary S. Guthart 1.3
Mgmt ForForForElect Director Amal M. Johnson 1.4
Mgmt ForForForElect Director Keith R. Leonard, Jr. 1.5
Mgmt ForForForElect Director Alan J. Levy 1.6
Mgmt ForForForElect Director Jami Dover Nachtsheim 1.7
Mgmt ForForForElect Director Mark J. Rubash 1.8
Mgmt ForForForElect Director Lonnie M. Smith 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
5
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kimberly-Clark Corporation
Meeting Date: 04/20/2017
Record Date: 02/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 494368103
Ticker: KMB
Shares Voted: 5,886
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt For For For
Mgmt ForForForElect Director Abelardo E. Bru 1.2
Mgmt ForForForElect Director Robert W. Decherd 1.3
Mgmt ForForForElect Director Thomas J. Falk 1.4
Mgmt ForForForElect Director Fabian T. Garcia 1.5
Mgmt ForForForElect Director Michael D. Hsu 1.6
Mgmt ForForForElect Director Mae C. Jemison 1.7
Mgmt ForForForElect Director James M. Jenness 1.8
Mgmt ForForForElect Director Nancy J. Karch 1.9
Mgmt ForForForElect Director Christa S. Quarles 1.10
Mgmt ForForForElect Director Ian C. Read 1.11
Mgmt ForForForElect Director Marc J. Shapiro 1.12
Mgmt ForForForElect Director Michael D. White 1.13
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
L Oreal
Meeting Date: 04/20/2017
Record Date: 04/13/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F58149133
Ticker: OR
Shares Voted: 1,929
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
L Oreal
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.30 per Share and an Extra of EUR 0.33 per Share to Long-Term Registered Shares
3
Mgmt ForForForElect Paul Bulcke as Director 4
Mgmt ForForForReelect Francoise Bettencourt Meyers as Director
5
Mgmt ForForForReelect Virginie Morgon as Director 6
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
7
Mgmt ForForForNon-Binding Vote on Compensation of Chairman and CEO
8
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
MgmtExtraordinary Business
Mgmt ForForForApprove 2-for-1 Stock Split and Amend Article 6 of Bylaws Accordingly
10
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to a Maximum Nominal Share Capital value of EUR 157,319,607
11
Mgmt ForForForAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
12
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
13
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
14
Mgmt ForForForAmend Article 7 of Bylaws to Comply with Legal Changes
15
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
16
Lindt & Spruengli AG
Meeting Date: 04/20/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H49983176
Ticker: LISN
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Lindt & Spruengli AG
Shares Voted: 8
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 580 per Registered Share and CHF 58 per Participation Certificate
4.1
Mgmt ForForForApprove Dividends from Capital Contribution Reserves of CHF 300 per Registered Share and CHF 30 per Participation Certificate
4.2
Mgmt AgainstAgainstForElect Ernst Tanner as Director and Board Chairman
5.1
Mgmt AgainstAgainstForElect Antonio Bulgheroni as Director 5.2
Mgmt AgainstAgainstForElect Rudolf Spruengli as Director 5.3
Mgmt ForForForElect Elisabeth Guertler as Director 5.4
Mgmt AgainstAgainstForElect Petra Schadeberg-Herrmann as Director 5.5
Mgmt ForForForElect Thomas Rinderknecht as Director 5.6
Mgmt AgainstAgainstForAppoint Rudolf Spruengli as Member of the Compensation Committee
6.1
Mgmt AgainstAgainstForAppoint Antonio Bulgheroni as Member of the Compensation Committee
6.2
Mgmt ForForForAppoint Elisabeth Guertler as Member of the Compensation Committee
6.3
Mgmt ForForForDesignate Patrick Schleiffer as Independent Proxy
7
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 5.3 Million
9.1
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 18 Million
9.2
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Newmont Mining Corporation
Meeting Date: 04/20/2017
Record Date: 02/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 651639106
Ticker: NEM
Shares Voted: 14,940
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gregory H. Boyce Mgmt For For For
Mgmt ForForForElect Director Bruce R. Brook 1.2
Mgmt ForForForElect Director J. Kofi Bucknor 1.3
Mgmt ForForForElect Director Vincent A. Calarco 1.4
Mgmt ForForForElect Director Joseph A. Carrabba 1.5
Mgmt ForForForElect Director Noreen Doyle 1.6
Mgmt ForForForElect Director Gary J. Goldberg 1.7
Mgmt ForForForElect Director Veronica M. Hagen 1.8
Mgmt ForForForElect Director Jane Nelson 1.9
Mgmt ForForForElect Director Julio M. Quintana 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReport on Human Rights Risk Assessment Process
5
RELX PLC
Meeting Date: 04/20/2017
Record Date: 04/18/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7493L105
Ticker: REL
Shares Voted: 19,736
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForAmend Long-Term Incentive Plan 3
Mgmt ForForForApprove Remuneration Report 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
RELX PLC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 5
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 6
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
7
Mgmt ForForForRe-elect Erik Engstrom as Director 8
Mgmt ForForForRe-elect Anthony Habgood as Director 9
Mgmt ForForForRe-elect Wolfhart Hauser as Director 10
Mgmt ForForForRe-elect Adrian Hennah as Director 11
Mgmt ForForForRe-elect Marike van Lier Lels as Director 12
Mgmt ForForForRe-elect Nick Luff as Director 13
Mgmt ForForForRe-elect Robert MacLeod as Director 14
Mgmt ForForForRe-elect Carol Mills as Director 15
Mgmt ForForForRe-elect Linda Sanford as Director 16
Mgmt ForForForRe-elect Ben van der Veer as Director 17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
Veolia Environnement
Meeting Date: 04/20/2017
Record Date: 04/13/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F9686M107
Ticker: VIE
Shares Voted: 16,812
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Veolia Environnement
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Non-Deductible Expenses 3
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.80 per Share
4
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
5
Mgmt ForForForReelect Caisse des Depots et Consignations as Director
6
Mgmt ForForForReelect Marion Guillou as Director 7
Mgmt ForForForReelect Paolo Scaroni as Director 8
Mgmt ForForForRenew Appointment of Ernst & Young et Autres as Auditor
9
Mgmt AgainstAgainstForApprove Remuneration Policy for Chairman and CEO
10
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Antoine Frerot, Chairman and CEO
11
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
Mgmt ForForForChange Location of Registered Office to 21 rue de La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly
13
MgmtExtraordinary Business
Mgmt ForForForAmend Article 12 of Bylaws Re: Age Limit For Chairman
14
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
15
Vinci
Meeting Date: 04/20/2017
Record Date: 04/13/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F5879X108
Ticker: DG
Shares Voted: 3,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Vinci
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.10 per Share
3
Mgmt ForForForReelect Yannick Assouad as Director 4
Mgmt ForForForReelect Graziella Gavezotti as Director 5
Mgmt ForForForReelect Michael Pragnell as Director 6
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million
7
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
Mgmt ForForForApprove Remuneration Policy for Chairman and CEO
9
Mgmt ForForForNon-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO
10
Mgmt ForForForNon-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016
11
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Mgmt ForForForAuthorize Capitalization of Reserves for Bonus Issue or Increase in Par Value
13
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million
14
Mgmt ForForForAuthorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million
15
Mgmt ForForForApprove Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million
16
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
17
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
18
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
19
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Vinci
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
20
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
21
Wolters Kluwer NV
Meeting Date: 04/20/2017
Record Date: 03/23/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N9643A197
Ticker: WKL
Shares Voted: 10,201
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2.a
MgmtReceive Report of Supervisory Board (Non-Voting)
2.b
MgmtDiscuss Remuneration Report 2.c
Mgmt ForForForAdopt Financial Statements 3.a
MgmtReceive Explanation on Company's Reserves and Dividend Policy
3.b
Mgmt ForForForApprove Dividends of EUR 0.79 Per Share 3.c
Mgmt ForForForApprove Discharge of Management Board 4.a
Mgmt ForForForApprove Discharge of Supervisory Board 4.b
Mgmt ForForForElect Frans Cremers to Supervisory Board 5.a
Mgmt ForForForElect Ann Ziegler to Supervisory Board 5.b
Mgmt ForForForReelect Kevin Entricken to Executive Board 6
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
7.a
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances
7.b
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
Mgmt ForForForApprove Cancellation of Repurchased Shares 9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Wolters Kluwer NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOther Business (Non-Voting) 10
MgmtClose Meeting 11
Atlantia SPA
Meeting Date: 04/21/2017
Record Date: 04/10/2017
Country: Italy
Meeting Type: Annual
Primary Security ID: T05404107
Ticker: ATL
Shares Voted: 12,372
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements, Statutory Reports, and Allocation of Income
1
Mgmt AgainstAgainstForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
2
Mgmt AgainstAgainstForApprove Phantom Stock Option Plan (2017) and Phantom Stock Grant Plan (2017)
3
Mgmt ForForForElect Marco Emilio Angelo Patuano as Director 4
Mgmt ForForForApprove Remuneration Policy 5
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Genuine Parts Company
Meeting Date: 04/24/2017
Record Date: 02/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 372460105
Ticker: GPC
Shares Voted: 6,031
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Elizabeth W. Camp Mgmt For For For
Mgmt ForForForElect Director Paul D. Donahue 1.2
Mgmt ForForForElect Director Gary P. Fayard 1.3
Mgmt ForForForElect Director Thomas C. Gallagher 1.4
Mgmt ForForForElect Director John R. Holder 1.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Genuine Parts Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Donna W. Hyland 1.6
Mgmt ForForForElect Director John D. Johns 1.7
Mgmt ForForForElect Director Robert C. 'Robin' Loudermilk, Jr.
1.8
Mgmt ForForForElect Director Wendy B. Needham 1.9
Mgmt ForForForElect Director Jerry W. Nix 1.10
Mgmt ForForForElect Director E. Jenner Wood, III 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Honeywell International Inc.
Meeting Date: 04/24/2017
Record Date: 02/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 438516106
Ticker: HON
Shares Voted: 4,977
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Darius Adamczyk Mgmt For For For
Mgmt ForForForElect Director William S. Ayer 1B
Mgmt ForForForElect Director Kevin Burke 1C
Mgmt ForForForElect Director Jaime Chico Pardo 1D
Mgmt ForForForElect Director David M. Cote 1E
Mgmt ForForForElect Director D. Scott Davis 1F
Mgmt ForForForElect Director Linnet F. Deily 1G
Mgmt ForForForElect Director Judd Gregg 1H
Mgmt ForForForElect Director Clive Hollick 1I
Mgmt ForForForElect Director Grace D. Lieblein 1J
Mgmt ForForForElect Director George Paz 1K
Mgmt ForForForElect Director Bradley T. Sheares 1L
Mgmt ForForForElect Director Robin L. Washington 1M
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Honeywell International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstPolitical Lobbying Disclosure 6
United Technologies Corporation
Meeting Date: 04/24/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 913017109
Ticker: UTX
Shares Voted: 5,271
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd J. Austin, III Mgmt For For For
Mgmt ForForForElect Director Diane M. Bryant 1b
Mgmt ForForForElect Director John V. Faraci 1c
Mgmt ForForForElect Director Jean-Pierre Garnier 1d
Mgmt ForForForElect Director Gregory J. Hayes 1e
Mgmt ForForForElect Director Edward A. Kangas 1f
Mgmt ForForForElect Director Ellen J. Kullman 1g
Mgmt AgainstAgainstForElect Director Marshall O. Larsen 1h
Mgmt ForForForElect Director Harold McGraw, III 1i
Mgmt ForForForElect Director Fredric G. Reynolds 1j
Mgmt ForForForElect Director Brian C. Rogers 1k
Mgmt ForForForElect Director Christine Todd Whitman 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AENA S.A.
Meeting Date: 04/25/2017
Record Date: 04/20/2017
Country: Spain
Meeting Type: Annual
Primary Security ID: E526K0106
Ticker: AENA
Shares Voted: 1,768
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Standalone Financial Statements Mgmt For For For
Mgmt ForForForApprove Consolidated Financial Statements 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Discharge of Board 4
Mgmt ForForForRatify Appointment of and Elect Francisco Javier Martin Ramiro as Director
5.1
Mgmt ForForForElect Maria Jesus Romero de Avila Torrijos as Director
5.2
Mgmt ForForForElect Alicia Segovia Marco as Director 5.3
Mgmt ForForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion
6
Mgmt ForForForAmend Articles Re: Company Name, Corporate Purpose, Nationality, Registered Office, Fiscal Year, Annual Statements, Reserves and Distribution of Profits
7
Mgmt ForForForChange Company Name to Aena SME SA 8
Mgmt ForForForAdvisory Vote on Remuneration Report 9
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
10
American Electric Power Company, Inc.
Meeting Date: 04/25/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 025537101
Ticker: AEP
Shares Voted: 10,153
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nicholas K. Akins Mgmt For For For
Mgmt ForForForElect Director David J. Anderson 1.2
Mgmt ForForForElect Director J. Barnie Beasley, Jr. 1.3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
American Electric Power Company, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ralph D. Crosby, Jr. 1.4
Mgmt ForForForElect Director Linda A. Goodspeed 1.5
Mgmt ForForForElect Director Thomas E. Hoaglin 1.6
Mgmt ForForForElect Director Sandra Beach Lin 1.7
Mgmt ForForForElect Director Richard C. Notebaert 1.8
Mgmt ForForForElect Director Lionel L. Nowell, III 1.9
Mgmt ForForForElect Director Stephen S. Rasmussen 1.10
Mgmt ForForForElect Director Oliver G. Richard, III 1.11
Mgmt ForForForElect Director Sara Martinez Tucker 1.12
Mgmt ForForForAmend Executive Incentive Bonus Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Barrick Gold Corporation
Meeting Date: 04/25/2017
Record Date: 02/24/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 067901108
Ticker: ABX
Shares Voted: 35,513
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gustavo A. Cisneros Mgmt For For For
Mgmt ForForForElect Director Graham G. Clow 1.2
Mgmt ForForForElect Director Gary A. Doer 1.3
Mgmt ForForForElect Director Kelvin P.M. Dushnisky 1.4
Mgmt ForForForElect Director J. Michael Evans 1.5
Mgmt ForForForElect Director Brian L. Greenspun 1.6
Mgmt ForForForElect Director J. Brett Harvey 1.7
Mgmt ForForForElect Director Nancy H.O. Lockhart 1.8
Mgmt ForForForElect Director Pablo Marcet 1.9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Barrick Gold Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dambisa F. Moyo 1.10
Mgmt ForForForElect Director Anthony Munk 1.11
Mgmt ForForForElect Director J. Robert S. Prichard 1.12
Mgmt ForForForElect Director Steven J. Shapiro 1.13
Mgmt ForForForElect Director John L. Thornton 1.14
Mgmt ForForForElect Director Ernie L. Thrasher 1.15
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Charter Communications, Inc.
Meeting Date: 04/25/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 16119P108
Ticker: CHTR
Shares Voted: 1,394
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director W. Lance Conn Mgmt For For For
Mgmt ForForForElect Director Kim C. Goodman 1b
Mgmt ForForForElect Director Craig A. Jacobson 1c
Mgmt AgainstAgainstForElect Director Gregory B. Maffei 1d
Mgmt AgainstAgainstForElect Director John C. Malone 1e
Mgmt ForForForElect Director John D. Markley, Jr. 1f
Mgmt ForForForElect Director David C. Merritt 1g
Mgmt ForForForElect Director Steven A. Miron 1h
Mgmt ForForForElect Director Balan Nair 1i
Mgmt ForForForElect Director Michael Newhouse 1j
Mgmt ForForForElect Director Mauricio Ramos 1k
Mgmt ForForForElect Director Thomas M. Rutledge 1l
Mgmt ForForForElect Director Eric L. Zinterhofer 1m
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Charter Communications, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
SH ForForAgainstAdopt Proxy Access Right 5
Domino's Pizza, Inc.
Meeting Date: 04/25/2017
Record Date: 03/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 25754A201
Ticker: DPZ
Shares Voted: 3,052
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David A. Brandon Mgmt For For For
Mgmt ForForForElect Director C. Andrew Ballard 1.2
Mgmt ForForForElect Director Andrew B. Balson 1.3
Mgmt ForForForElect Director Diana F. Cantor 1.4
Mgmt ForForForElect Director J. Patrick Doyle 1.5
Mgmt ForForForElect Director Richard L. Federico 1.6
Mgmt ForForForElect Director James A. Goldman 1.7
Mgmt ForForForElect Director Gregory A. Trojan 1.8
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstAdopt Policy and Plan to Eliminate Deforestation in Supply Chain
5
Exelon Corporation
Meeting Date: 04/25/2017
Record Date: 03/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 30161N101
Ticker: EXC
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Exelon Corporation
Shares Voted: 14,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony K. Anderson Mgmt For For For
Mgmt ForForForElect Director Ann C. Berzin 1b
Mgmt ForForForElect Director Christopher M. Crane 1c
Mgmt ForForForElect Director Yves C. de Balmann 1d
Mgmt ForForForElect Director Nicholas DeBenedictis 1e
Mgmt ForForForElect Director Nancy L. Gioia 1f
Mgmt ForForForElect Director Linda P. Jojo 1g
Mgmt ForForForElect Director Paul L. Joskow 1h
Mgmt ForForForElect Director Robert J. Lawless 1i
Mgmt ForForForElect Director Richard W. Mies 1j
Mgmt ForForForElect Director John W. Rogers, Jr. 1k
Mgmt ForForForElect Director Mayo A. Shattuck, III 1l
Mgmt ForForForElect Director Stephen D. Steinour 1m
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Groupe Bruxelles Lambert
Meeting Date: 04/25/2017
Record Date: 04/11/2017
Country: Belgium
Meeting Type: Annual
Primary Security ID: B4746J115
Ticker: GBLB
Shares Voted: 3,906
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Directors' and Auditors' Reports (Non-Voting)
1
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
2.1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Groupe Bruxelles Lambert
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdopt Financial Statements 2.2
Mgmt ForForForApprove Discharge of Directors 3.1
Mgmt ForForForApprove Discharge of Cofinergy's Directors 3.2
Mgmt ForForForApprove Discharge of Auditors 4.1
Mgmt ForForForApprove Discharge of Cofinergy's Auditors 4.2
Mgmt ForForForElect Laurence Danon Arnaud as Director 5.1.1
Mgmt AgainstAgainstForElect Jocelyn Lefebvre as Director 5.1.2
Mgmt AgainstAgainstForReelect Victor Delloye as Director 5.2.1
Mgmt ForForForReelect Christine Morin-Postel as Director 5.2.2
Mgmt AgainstAgainstForReelect Amaury de Seze as Director 5.2.3
Mgmt ForForForReelect Martine Verluyten as Director 5.2.4
Mgmt AgainstAgainstForReelect Arnaud Vial as Director 5.2.5
Mgmt ForForForIndicate Laurence Danon Arnaud as Independent Board Member
5.3.1
Mgmt ForForForIndicate Christine Morin-Postel as Independent Board Member
5.3.2
Mgmt ForForForIndicate Martine Verluyten as Independent Board Member
5.3.3
Mgmt ForForForApprove Remuneration Report 6
Mgmt ForForForApprove Stock Option Plan 7.1
Mgmt AgainstAgainstForApprove Change-of-Control Clause Re: Stock Option Plan under Item 7.1
7.2
Mgmt ForForForApprove Stock Option Plan Grants for 2017 up to EUR 7,74 Million Re: Stock Option Plan under Item 7.1
7.3
Mgmt ForForForApprove Special Board Report Re: Article 629 of the Company Code Re: Item 7.5
7.4
Mgmt ForForForApprove Guarantee to Acquire Shares under New Stock Option Plan Re: Item 7.1
7.5
MgmtTransact Other Business 8
Shire plc
Meeting Date: 04/25/2017
Record Date: 04/23/2017
Country: Jersey
Meeting Type: Annual
Primary Security ID: G8124V108
Ticker: SHP
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Shire plc
Shares Voted: 6,410
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForRe-elect Dominic Blakemore as Director 3
Mgmt ForForForRe-elect Olivier Bohuon as Director 4
Mgmt ForForForRe-elect William Burns as Director 5
Mgmt ForForForElect Ian Clark as Director 6
Mgmt ForForForElect Gail Fosler as Director 7
Mgmt ForForForRe-elect Steven Gillis as Director 8
Mgmt ForForForRe-elect David Ginsburg as Director 9
Mgmt ForForForRe-elect Susan Kilsby as Director 10
Mgmt ForForForRe-elect Sara Mathew as Director 11
Mgmt ForForForRe-elect Anne Minto as Director 12
Mgmt ForForForRe-elect Flemming Ornskov as Director 13
Mgmt ForForForRe-elect Jeffrey Poulton as Director 14
Mgmt ForForForElect Albert Stroucken as Director 15
Mgmt ForForForReappoint Deloitte LLP as Auditors 16
Mgmt ForForForAuthorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAdopt New Articles of Association 22
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
23
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Umicore
Meeting Date: 04/25/2017
Record Date: 04/11/2017
Country: Belgium
Meeting Type: Annual/Special
Primary Security ID: B95505168
Ticker: UMI
Shares Voted: 7,614
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual / Special Meeting Mgmt
MgmtAnnual Meeting
MgmtReceive Directors' and Auditors' Reports (Non-Voting)
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Financial Statements and Allocation of Income, and Dividends of EUR 1.30 per Share
3
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
4
Mgmt ForForForApprove Discharge of Directors 5
Mgmt ForForForApprove Discharge of Auditors 6
Mgmt ForForForReelect Ines Kolmees as Director 7.1
Mgmt ForForForElect Liat Ben-Zur as Director 7.2
Mgmt ForForForElect Gerard Lamarche as Director 7.3
Mgmt ForForForApprove Remuneration of Directors 7.4
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 8.1
Mgmt ForForForApprove Auditors' Remuneration 8.2
MgmtSpecial Meeting
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Unibail Rodamco SE
Meeting Date: 04/25/2017
Record Date: 04/20/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F95094110
Ticker: UL
Shares Voted: 1,198
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Unibail Rodamco SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 10.20 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions
4
Mgmt ForForForApprove Remuneration Policy for Supervisory Board Members
5
Mgmt ForForForApprove Remuneration Policy for Chairman of the Management Board
6
Mgmt ForForForApprove Remuneration Policy for Management Board Members
7
Mgmt ForForForNon-Binding Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board
8
Mgmt ForForForNon-Binding Vote on Compensation of Olivier Bossard, Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board
9
Mgmt ForForForReelect Dagmar Kollmann as Supervisory Board Member
10
Mgmt ForForForElect Phllippe Collombel as Supervisory Board Member
11
Mgmt ForForForElect Colin Dyer as Supervisory Board Member
12
Mgmt ForForForElect Roderick Munsters as Supervisory Board Member
13
Mgmt ForForForRenew Appointment of Ernst and Young Audit as Auditor
14
Mgmt ForForForRenew Appointment of Deloitte et Associés as Auditor
15
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
16
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
17
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million
18
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Unibail Rodamco SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million
19
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18-19
20
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
Mgmt ForForForAuthorize up to 3 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Executive Officers of the Company
22
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
23
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
24
Vivendi
Meeting Date: 04/25/2017
Record Date: 04/20/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F97982106
Ticker: VIV
Shares Voted: 17,879
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions Regarding Ongoing Transactions
3
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.40 per Share
4
Mgmt ForForForNon-Binding Vote on Compensation of Vincent Bollore, Chairman of the Supervisory Board
5
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Arnaud de Puyfontaine, Chairman of the Management Board
6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Vivendi
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Frederic Crepin, Management Board Member
7
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Simon Gillham, Management Board Member
8
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Herve Philippe, Management Board Member
9
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Stephane Roussel, Management Board Member
10
Mgmt ForForForApprove Remuneration Policy for Supervisory Board Members and Chairman
11
Mgmt AgainstAgainstForApprove Remuneration Policy for Chairman of the Management Board
12
Mgmt AgainstAgainstForApprove Remuneration Policy for Management Board Members
13
Mgmt AgainstAgainstForRatify Appointment of Yannick Bollore as Supervisory Board Member
14
Mgmt AgainstAgainstForReelect Vincent Bollore as Supervisory Board Member
15
Mgmt AgainstAgainstForElect Veronique Driot-Argentin as Supervisory Board Member
16
Mgmt AgainstAgainstForElect Sandrine Le Bihan as Representative of Employee Shareholders to the Supervisory Board
17
Mgmt ForForForAppoint Deloitte et Associes as Auditor 18
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
19
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
20
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million
21
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of Up to EUR 375 Million for Bonus Issue or Increase in Par Value
22
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
23
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
24
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
25
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Anheuser-Busch InBev SA
Meeting Date: 04/26/2017
Record Date: 04/12/2017
Country: Belgium
Meeting Type: Annual/Special
Primary Security ID: B639CJ108
Ticker: ABI
Shares Voted: 2,995
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual/Special Meeting Mgmt
MgmtSpecial Part
MgmtReceive Special Board Report A1.a
Mgmt ForForForRenew Authorization to Increase Share Capital up to 3 Percent of Issued Share Capital
A1.b
MgmtAnnual Part
MgmtManagement Report Regarding the Old Anheuser-Busch InBev SA/NV
B1
MgmtReport by the Statutory Auditor Regarding the Old AB InBev
B2
Mgmt ForForForApproval of the Accounts of the Old AB InBev B3
Mgmt ForForForApprove Discharge to the Directors of the Old AB InBev
B4
Mgmt ForForForApprove Discharge of Auditors of the Old AB InBev
B5
MgmtReceive Directors' Reports B6
MgmtReceive Auditors' Reports B7
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
B8
Mgmt ForForForAdopt Financial Statements B.9
Mgmt ForForForApprove Discharge to the Directors B10
Mgmt ForForForApprove Discharge of Auditors B11
Mgmt AgainstAgainstForElect M.J. Barrington as Director B12.a
Mgmt AgainstAgainstForElect W.F. Gifford Jr. as Director B12.b
Mgmt AgainstAgainstForElect A. Santo Domingo Davila as Director B12.c
Mgmt AgainstAgainstForApprove Remuneration Report B13.a
Mgmt ForForForApprove Remuneration of Directors B13.b
Mgmt AgainstAgainstForApprove Non-Executive Director Stock Option Grants
B13.c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Anheuser-Busch InBev SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
C1
ASML Holding NV
Meeting Date: 04/26/2017
Record Date: 03/29/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N07059202
Ticker: ASML
Shares Voted: 3,249
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtDiscuss the Company's Business, Financial Situation and Sustainability
2
MgmtDiscuss Remuneration Policy for Management Board Members
3
Mgmt ForForForAdopt Financial Statements and Statutory Reports
4
Mgmt ForForForApprove Discharge of Management Board 5
Mgmt ForForForApprove Discharge of Supervisory Board 6
MgmtReceive Explanation on Company's Reserves and Dividend Policy
7
Mgmt ForForForApprove Dividends of EUR 1.20 Per Ordinary Share
8
Mgmt ForForForAmend the Remuneration Policy of the Management Board
9
Mgmt ForForForApprove Performance Share Arrangement According to Remuneration Policy
10
Mgmt ForForForApprove Number of Stock Options, Respectively Shares for Employees
11
MgmtDiscuss Management Board Composition and Receive Information on Intended Appointment of First van Hout to Management Board
12
Mgmt ForForForElect Pauline van der Meer Mohr to Supervisory Board
13.a
Mgmt ForForForElect Carla Smits-Nusteling to Supervisory Board
13.b
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
ASML Holding NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Doug Grose to Supervisory Board 13.c
Mgmt ForForForElect Wolfgang Ziebart to Supervisory Board 13.d
MgmtDiscussion of the Supervisory Board Composition
13.e
Mgmt ForForForAmend Remuneration of Supervisory Board 14
Mgmt ForForForRatify KPMG as Auditors 15
Mgmt ForForForGrant Board Authority to Issue Shares Up To 5 Percent of Issued Capital
16.a
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a
16.b
Mgmt ForForForGrant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger
16.c
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c
16.d
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17.a
Mgmt ForForForAuthorize Additional Repurchase of Up to 10 Percent of Issued Share Capital
17.b
Mgmt ForForForAuthorize Cancellation of Repurchased Shares 18
MgmtOther Business (Non-Voting) 19
MgmtClose Meeting 20
Assa Abloy AB
Meeting Date: 04/26/2017
Record Date: 04/20/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W0817X204
Ticker: ASSA B
Shares Voted: 16,556
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Assa Abloy AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive President's Report 7
MgmtReceive Financial Statements and Statutory Reports
8a
MgmtReceive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
8b
MgmtReceive Board's Proposal on Distribution of Profits
8c
Mgmt ForForForAccept Financial Statements and Statutory Reports
9a
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 3.00 Per Share
9b
Mgmt ForForForApprove Discharge of Board and President 9c
Mgmt ForForForDetermine Number of Members (9) and Deputy Members (0) of Board;
10
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 2 million for Chairman, SEK 850,000 for Vice Chairman, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
11
Mgmt ForForForReelect Lars Renström, Carl Douglas, Ulf Ewaldsson, Eva Karlsson, Birgitta Klasén, Eva Lindqvist, Johan Molin and Jan Svensson as Directors; Elect Sofia Schörling Högberg as New Directors; Ratify PriceWaterhouseCoopers as Auditors
12
Mgmt ForForForElect Carl Douglas, Mikael Ekdahl, Liselott Ledin, Marianne Nilsson, and Anders Oscarsson as Members of Nominating Committee
13
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
15
Mgmt AgainstAgainstForApprove 2017 LTI Share Matching Plan 16
MgmtClose Meeting 17
BCE Inc.
Meeting Date: 04/26/2017
Record Date: 03/13/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 05534B760
Ticker: BCE
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
BCE Inc.
Shares Voted: 13,367
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Barry K. Allen Mgmt For For For
Mgmt ForForForElect Director Sophie Brochu 1.2
Mgmt ForForForElect Director Robert E. Brown 1.3
Mgmt ForForForElect Director George A. Cope 1.4
Mgmt ForForForElect Director David F. Denison 1.5
Mgmt ForForForElect Director Robert P. Dexter 1.6
Mgmt ForForForElect Director Ian Greenberg 1.7
Mgmt ForForForElect Director Katherine Lee 1.8
Mgmt ForForForElect Director Monique F. Leroux 1.9
Mgmt ForForForElect Director Gordon M. Nixon 1.10
Mgmt ForForForElect Director Calin Rovinescu 1.11
Mgmt ForForForElect Director Karen Sheriff 1.12
Mgmt ForForForElect Director Robert C. Simmonds 1.13
Mgmt ForForForElect Director Paul R. Weiss 1.14
Mgmt ForForForRatify Deloitte LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
British American Tobacco plc
Meeting Date: 04/26/2017
Record Date: 04/24/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G1510J102
Ticker: BATS
Shares Voted: 5,265
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForReappoint KPMG LLP as Auditors 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
British American Tobacco plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
5
Mgmt ForForForRe-elect Richard Burrows as Director 6
Mgmt ForForForRe-elect Nicandro Durante as Director 7
Mgmt ForForForRe-elect Sue Farr as Director 8
Mgmt ForForForRe-elect Ann Godbehere as Director 9
Mgmt ForForForRe-elect Savio Kwan as Director 10
Mgmt ForForForRe-elect Dr Pedro Malan as Director 11
Mgmt ForForForRe-elect Dimitri Panayotopoulos as Director 12
Mgmt ForForForRe-elect Kieran Poynter as Director 13
Mgmt ForForForRe-elect Ben Stevens as Director 14
Mgmt ForForForElect Dr Marion Helmes as Director 15
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Cembra Money Bank AG
Meeting Date: 04/26/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H1329L107
Ticker: CMBN
Shares Voted: 6,440
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Allocation of Income 3.1
Mgmt ForForForApprove Dividends of CHF 3.45 per Share from Capital Contribution Reserves
3.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Cembra Money Bank AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Dividends of CHF 1.00 per Share from Distributable Profits
3.3
Mgmt ForForForApprove Discharge of Board and Senior Management
4
Mgmt ForForForReelect Felix Weber as Director 5.1.1
Mgmt ForForForReelect Peter Athanas as Director 5.1.2
Mgmt ForForForReelect Urs Baumann as Director 5.1.3
Mgmt ForForForReelect Denis Hall as Director 5.1.4
Mgmt ForForForReelect Katrina Machin as Director 5.1.5
Mgmt ForForForReelect Monica Maechler as Director 5.1.6
Mgmt ForForForReelect Ben Tellings as Director 5.1.7
Mgmt ForForForReelect Felix Weber as Board Chairman 5.2
Mgmt ForForForAppoint Urs Baumann as Member of the Compensation Committee
5.3.1
Mgmt ForForForAppoint Katrina Machin as Member of the Compensation Committee
5.3.2
Mgmt ForForForAppoint Ben Tellings as Member of the Compensation Committee
5.3.3
Mgmt ForForForDesignate Andreas Keller as Independent Proxy
5.4
Mgmt ForForForRatify KPMG AG as Auditors 5.5
Mgmt ForForForApprove Creation of CHF 3 Million Pool of Capital without Preemptive Rights
6.1
Mgmt ForForForAmend Articles Re: Ordinary and Extraordinary General Meetings
6.2
Mgmt ForForForAmend Articles Re: Convocation, Resolutions, and Minutes of General Meetings
6.3
Mgmt ForForForAmend Articles Re: Editorial Changes Concerning Senior Management
6.4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 1.45 Million
7.1
Mgmt ForForForApprove Maximum Fixed and Variable Remuneration of Executive Committee in the Amount of CHF 5.3 Million
7.2
Mgmt AgainstAgainstForTransact Other Business (Voting) 8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Cigna Corporation
Meeting Date: 04/26/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 125509109
Ticker: CI
Shares Voted: 5,120
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David M. Cordani Mgmt For For For
Mgmt ForForForElect Director Eric J. Foss 1.2
Mgmt ForForForElect Director Isaiah Harris, Jr. 1.3
Mgmt ForForForElect Director Jane E. Henney 1.4
Mgmt ForForForElect Director Roman Martinez, IV 1.5
Mgmt ForForForElect Director Donna F. Zarcone 1.6
Mgmt ForForForElect Director William D. Zollars 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH ForForAgainstAdopt Proxy Access Right 6
Goldcorp Inc.
Meeting Date: 04/26/2017
Record Date: 03/13/2017
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 380956409
Ticker: G
Shares Voted: 24,937
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Beverley A. Briscoe Mgmt For For For
Mgmt ForForForElect Director Margot A. Franssen 1.2
Mgmt ForForForElect Director David A. Garofalo 1.3
Mgmt ForForForElect Director Clement A. Pelletier 1.4
Mgmt ForForForElect Director P. Randy Reifel 1.5
Mgmt ForForForElect Director Charles (Charlie) R. Sartain 1.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Goldcorp Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ian W. Telfer 1.7
Mgmt ForForForElect Director Blanca A. Trevino 1.8
Mgmt ForForForElect Director Kenneth F. Williamson 1.9
Mgmt ForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Muenchener Rueckversicherungs-Gesellschaft AG
Meeting Date: 04/26/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D55535104
Ticker: MUV2
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for Fiscal 2016 (Non-Voting)
Mgmt
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
1.2
Mgmt Do Not Vote
ForForApprove Allocation of Income and Dividends of EUR 8.60 per Share
2
Mgmt Do Not Vote
ForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt Do Not Vote
AgainstForApprove Remuneration System for Management Board Members
5
Mgmt Do Not Vote
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Mgmt Do Not Vote
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
7
Mgmt Do Not Vote
ForForElect Renata Jungo Bruengger to the Supervisory Board
8
Mgmt Do Not Vote
ForForApprove Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights
9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Muenchener Rueckversicherungs-Gesellschaft AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Affiliation Agreement with Subsidiary MR Infrastructure Investment GmbH
10
Mgmt Do Not Vote
ForForApprove Affiliation Agreements with Subsidiary MR Beteiligungen 2. GmbH
11.1
Mgmt Do Not Vote
ForForApprove Affiliation Agreement with Subsidiary MR Beteiligungen 3. GmbH
11.2
The Coca-Cola Company
Meeting Date: 04/26/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 191216100
Ticker: KO
Shares Voted: 15,978
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Herbert A. Allen Mgmt For For For
Mgmt ForForForElect Director Ronald W. Allen 1.2
Mgmt ForForForElect Director Marc Bolland 1.3
Mgmt ForForForElect Director Ana Botin 1.4
Mgmt ForForForElect Director Richard M. Daley 1.5
Mgmt ForForForElect Director Barry Diller 1.6
Mgmt ForForForElect Director Helene D. Gayle 1.7
Mgmt ForForForElect Director Alexis M. Herman 1.8
Mgmt ForForForElect Director Muhtar Kent 1.9
Mgmt ForForForElect Director Robert A. Kotick 1.10
Mgmt ForForForElect Director Maria Elena Lagomasino 1.11
Mgmt ForForForElect Director Sam Nunn 1.12
Mgmt ForForForElect Director James Quincey 1.13
Mgmt ForForForElect Director David B. Weinberg 1.14
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH AgainstAgainstAgainstReport on Human Rights Review on High-Risk Regions
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Unilever NV
Meeting Date: 04/26/2017
Record Date: 03/29/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N8981F271
Ticker: UNA
Shares Voted: 7,758
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtDiscussion of the Annual Report and Accounts for the 2016 financial year
1
Mgmt ForForForApprove Financial Statements and Allocation of Income
2
Mgmt ForForForApprove Discharge of Executive Board Members
3
Mgmt ForForForApprove Discharge of Non-Executive Board Members
4
Mgmt ForForForApprove Remuneration Policy for Management Board Members
5
Mgmt ForForForApprove Unilever Share Plan 2017 6
Mgmt ForForForElect N.S. Andersen as Non-Executive Board Member
7
Mgmt ForForForElect L.M. Cha as Non-Executive Board Member
8
Mgmt ForForForElect V. Colao as Non-Executive Board Member
9
Mgmt ForForForElect M Dekkers as Non-Executive Board Member
10
Mgmt ForForForElect A.M. Fudge as Non-Executive Board Member
11
Mgmt ForForForElect J. Hartmann as Non-Executive Board Member
12
Mgmt ForForForElect M. Ma as Non-Executive Board Member 13
Mgmt ForForForElect S Masiyiwa as Non-Executive Board Member
14
Mgmt ForForForElect Y.Moon as Non-Executive Board Member 15
Mgmt ForForForElect G. Pitkethly as Executive Board Member 16
Mgmt ForForForElect P.G.J.M. Polman as Executive Board Member
17
Mgmt ForForForElect J. Rishton as Non-Executive Board Member
18
Mgmt ForForForElect F. Sijbesma as Non-Executive Board Member
19
Mgmt ForForForRatify KPMG as Auditors 20
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Unilever NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger
21
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
22
Mgmt ForForForApprove Cancellation of Repurchased Shares 23
W.W. Grainger, Inc.
Meeting Date: 04/26/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 384802104
Ticker: GWW
Shares Voted: 3,027
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Adkins Mgmt For For For
Mgmt ForForForElect Director Brian P. Anderson 1.2
Mgmt ForForForElect Director V. Ann Hailey 1.3
Mgmt ForForForElect Director Stuart L. Levenick 1.4
Mgmt ForForForElect Director D.G. Macpherson 1.5
Mgmt ForForForElect Director Neil S. Novich 1.6
Mgmt ForForForElect Director Michael J. Roberts 1.7
Mgmt ForForForElect Director James T. Ryan 1.8
Mgmt ForForForElect Director E. Scott Santi 1.9
Mgmt ForForForElect Director James D. Slavik 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Ameren Corporation
Meeting Date: 04/27/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 023608102
Ticker: AEE
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Ameren Corporation
Shares Voted: 12,249
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Warner L. Baxter Mgmt For For For
Mgmt ForForForElect Director Catherine S. Brune 1b
Mgmt ForForForElect Director J. Edward Coleman 1c
Mgmt ForForForElect Director Ellen M. Fitzsimmons 1d
Mgmt ForForForElect Director Rafael Flores 1e
Mgmt ForForForElect Director Walter J. Galvin 1f
Mgmt ForForForElect Director Richard J. Harshman 1g
Mgmt ForForForElect Director Gayle P. W. Jackson 1h
Mgmt ForForForElect Director James C. Johnson 1i
Mgmt ForForForElect Director Steven H. Lipstein 1j
Mgmt ForForForElect Director Stephen R. Wilson 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH AgainstAgainstAgainstReport Analyzing Renewable Energy Adoption 5
SH ForForAgainstAssess Impact of a 2 Degree Scenario 6
SH ForForAgainstReport on Coal Combustion Residual and Water Impacts
7
AstraZeneca plc
Meeting Date: 04/27/2017
Record Date: 04/25/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0593M107
Ticker: AZN
Shares Voted: 6,550
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Dividends 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AstraZeneca plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
4
Mgmt ForForForRe-elect Leif Johansson as Director 5a
Mgmt ForForForRe-elect Pascal Soriot as Director 5b
Mgmt ForForForRe-elect Marc Dunoyer as Director 5c
Mgmt ForForForRe-elect Genevieve Berger as Director 5d
Mgmt ForForForElect Philip Broadley as Director 5e
Mgmt ForForForRe-elect Bruce Burlington as Director 5f
Mgmt ForForForRe-elect Graham Chipchase as Director 5g
Mgmt ForForForRe-elect Rudy Markham as Director 5h
Mgmt ForForForRe-elect Shriti Vadera as Director 5i
Mgmt ForForForRe-elect Marcus Wallenberg as Director 5j
Mgmt AgainstAgainstForApprove Remuneration Report 6
Mgmt ForForForApprove Remuneration Policy 7
Mgmt ForForForApprove EU Political Donations and Expenditure
8
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 11
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
12
Bouygues
Meeting Date: 04/27/2017
Record Date: 04/24/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F11487125
Ticker: EN
Shares Voted: 9,067
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Bouygues
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.60 per Share
3
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForApprove Additional Pension Scheme Agreement with Olivier Bouygues, Vice CEO
5
Mgmt AgainstAgainstForApprove Additional Pension Scheme Agreement with Philippe Marien, Vice CEO
6
Mgmt AgainstAgainstForApprove Additional Pension Scheme Agreement with Olivier Roussat, Vice CEO
7
Mgmt ForForForNon-Binding Vote on Compensation of Martin Bouygues, CEO and Chairman
8
Mgmt ForForForNon-Binding Vote on Compensation of Olivier Bouygues, Vice CEO
9
Mgmt ForForForNon-Binding Vote on Compensation of Philippe Marien, Vice CEO
10
Mgmt ForForForNon-Binding Vote on Compensation of Olivier Roussat, Vice CEO
11
Mgmt AgainstAgainstForApprove Remuneration Policy of Chairman and CEO and Vice CEOs
12
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1 Million
13
Mgmt ForForForReelect Helman le Pas de Secheval as Director 14
Mgmt AgainstAgainstForElect Alexandre de Rothschild as Director 15
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 5 Percent of Issued Share Capital
16
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
17
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million
18
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value
19
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million
20
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Bouygues
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 70 Million
21
Mgmt AgainstAgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
22
Mgmt AgainstAgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote
23
Mgmt AgainstAgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
24
Mgmt AgainstAgainstForAuthorize Capital Increase of Up to EUR 85 Million for Future Exchange Offers
25
Mgmt AgainstAgainstForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 85 Million
26
Mgmt AgainstAgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
27
Mgmt AgainstAgainstForAuthorize up to 2 Percent of Issued Capital for Use in Stock Option Plans
28
Mgmt AgainstAgainstForAuthorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
29
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
30
CenterPoint Energy, Inc.
Meeting Date: 04/27/2017
Record Date: 03/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 15189T107
Ticker: CNP
Shares Voted: 21,595
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Milton Carroll Mgmt For For For
Mgmt ForForForElect Director Michael P. Johnson 1b
Mgmt ForForForElect Director Janiece M. Longoria 1c
Mgmt ForForForElect Director Scott J. McLean 1d
Mgmt ForForForElect Director Theodore F. Pound 1e
Mgmt ForForForElect Director Scott M. Prochazka 1f
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
CenterPoint Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Susan O. Rheney 1g
Mgmt ForForForElect Director Phillip R. Smith 1h
Mgmt ForForForElect Director John W. Somerhalder, II 1i
Mgmt ForForForElect Director Peter S. Wareing 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Danone
Meeting Date: 04/27/2017
Record Date: 04/24/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F12033134
Ticker: BN
Shares Voted: 4,854
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.70 per Share
3
Mgmt ForForForApprove Stock Dividend Program 4
Mgmt ForForForReelect Gaelle Olivier as Director 5
Mgmt ForForForReelect Isabelle Seillier as Director 6
Mgmt ForForForReelect Jean-Michel Severino as Director 7
Mgmt AgainstAgainstForReelect Lionel Zinsou-Derlin as Director 8
Mgmt ForForForElect Gregg L. Engles as Director 9
Mgmt AgainstAgainstForApprove Transaction with J.P. Morgan 10
Mgmt ForForForNon-Binding Vote on Compensation of Franck Riboud, Chairman
11
Mgmt ForForForNon-Binding Vote on Compensation of Emmanuel Faber, CEO
12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Danone
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Policy of Chairman 13
Mgmt ForForForApprove Remuneration Policy of Executive Officers
14
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 57 Million
16
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 16 Million
17
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
18
Mgmt ForForForAuthorize Capital Increase of Up to EUR 16 Million for Future Exchange Offers
19
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
20
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 41 Million for Bonus Issue or Increase in Par Value
21
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
Mgmt ForForForAuthorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans
23
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
24
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
25
DBS Group Holdings Ltd.
Meeting Date: 04/27/2017
Record Date:
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y20246107
Ticker: D05
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
DBS Group Holdings Ltd.
Shares Voted: 46,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Directors' Fees 3
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForElect Bart Broadman as Director 5
Mgmt ForForForElect Ho Tian Yee as Director 6
Mgmt ForForForElect Ow Foong Pheng as Director 7
Mgmt ForForForApprove Grant of Awards and Issuance of Shares Under the DBSH Share Plan
8
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
Mgmt ForForForApprove Issuance of Shares Under the DBSH Scrip Dividend Scheme to the Final Dividends for the Year Ended Dec. 31, 2016
10
Mgmt ForForForApprove Issuance of Shares Under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2017
11
Mgmt ForForForAuthorize Share Repurchase Program 12
Edison International
Meeting Date: 04/27/2017
Record Date: 03/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 281020107
Ticker: EIX
Shares Voted: 9,330
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Vanessa C.L. Chang Mgmt For For For
Mgmt ForForForElect Director Louis Hernandez, Jr. 1.2
Mgmt ForForForElect Director James T. Morris 1.3
Mgmt ForForForElect Director Pedro J. Pizarro 1.4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Edison International
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Linda G. Stuntz 1.5
Mgmt ForForForElect Director William P. Sullivan 1.6
Mgmt ForForForElect Director Ellen O. Tauscher 1.7
Mgmt ForForForElect Director Peter J. Taylor 1.8
Mgmt ForForForElect Director Brett White 1.9
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstAmend Proxy Access Right 5
Johnson & Johnson
Meeting Date: 04/27/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 478160104
Ticker: JNJ
Shares Voted: 8,871
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary C. Beckerle Mgmt For For For
Mgmt ForForForElect Director D. Scott Davis 1b
Mgmt ForForForElect Director Ian E. L. Davis 1c
Mgmt ForForForElect Director Alex Gorsky 1d
Mgmt ForForForElect Director Mark B. McClellan 1e
Mgmt ForForForElect Director Anne M. Mulcahy 1f
Mgmt ForForForElect Director William D. Perez 1g
Mgmt ForForForElect Director Charles Prince 1h
Mgmt ForForForElect Director A. Eugene Washington 1i
Mgmt ForForForElect Director Ronald A. Williams 1j
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Johnson & Johnson
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH ForForAgainstRequire Independent Board Chairman 6
Lockheed Martin Corporation
Meeting Date: 04/27/2017
Record Date: 02/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 539830109
Ticker: LMT
Shares Voted: 4,544
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel F. Akerson Mgmt For For For
Mgmt AgainstAgainstForElect Director Nolan D. Archibald 1b
Mgmt AgainstAgainstForElect Director Rosalind G. Brewer 1c
Mgmt ForForForElect Director David B. Burritt 1d
Mgmt AgainstAgainstForElect Director Bruce A. Carlson 1e
Mgmt ForForForElect Director James O. Ellis, Jr. 1f
Mgmt AgainstAgainstForElect Director Thomas J. Falk 1g
Mgmt ForForForElect Director Ilene S. Gordon 1h
Mgmt ForForForElect Director Marillyn A. Hewson 1i
Mgmt ForForForElect Director James M. Loy 1j
Mgmt ForForForElect Director Joseph W. Ralston 1k
Mgmt AgainstAgainstForElect Director Anne Stevens 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstAdopt Holy Land Principles 5
Nos SGPS SA
Meeting Date: 04/27/2017
Record Date: 04/20/2017
Country: Portugal
Meeting Type: Annual
Primary Security ID: X5S8LH105
Ticker: NOS
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Nos SGPS SA
Shares Voted: 57,964
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Discharge of Management and Supervisory Boards
3
Mgmt ForForForApprove Statement on Remuneration Policy 4
Mgmt ForForForAuthorize Repurchase and Reissuance of Shares
5
Mgmt ForForForAuthorize Repurchase and Reissuance of Bonds
6
Mgmt AgainstAgainstForRatify Co-option of António Domingues as Director
7
Pfizer Inc.
Meeting Date: 04/27/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 717081103
Ticker: PFE
Shares Voted: 24,883
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dennis A. Ausiello Mgmt For For For
Mgmt ForForForElect Director Ronald E. Blaylock 1.2
Mgmt ForForForElect Director W. Don Cornwell 1.3
Mgmt ForForForElect Director Joseph J. Echevarria 1.4
Mgmt ForForForElect Director Frances D. Fergusson 1.5
Mgmt ForForForElect Director Helen H. Hobbs 1.6
Mgmt ForForForElect Director James M. Kilts 1.7
Mgmt ForForForElect Director Shantanu Narayen 1.8
Mgmt ForForForElect Director Suzanne Nora Johnson 1.9
Mgmt ForForForElect Director Ian C. Read 1.10
Mgmt ForForForElect Director Stephen W. Sanger 1.11
Mgmt ForForForElect Director James C. Smith 1.12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Pfizer Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstAdopt Holy Land Principles 5
SH ForForAgainstAmend Bylaws - Call Special Meetings 6
SH AgainstAgainstAgainstRequire Independent Board Chairman 7
Sampo Oyj
Meeting Date: 04/27/2017
Record Date: 04/13/2017
Country: Finland
Meeting Type: Annual
Primary Security ID: X75653109
Ticker: SAMPO
Shares Voted: 7,952
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.30 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR115,000 for Vice Chairman, EUR 90,000 for Other Directors; Approve Remuneration for Committee Work
10
Mgmt ForForForFix Number of Directors at Eight 11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sampo Oyj
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Christian Clausen, Jannica Fagerholm, Adine Grate Axén, Veli-Matti Mattila, Risto Murto, Eira Palin-Lehtinen, Per Arthur Sørlie and Björn Wahlroos as Directors
12
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForRatify Ernst & Young as Auditors 14
Mgmt ForForForApprove that the Rights Attached to Certain Shares Entered in the Company's Joint Book-Entry Account be Forfeited
15
Mgmt ForForForAuthorize Share Repurchase Program 16
MgmtClose Meeting 17
SCANA Corporation
Meeting Date: 04/27/2017
Record Date: 03/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 80589M102
Ticker: SCG
Shares Voted: 9,382
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F.A.V. Cecil Mgmt For For For
Mgmt ForForForElect Director D. Maybank Hagood 1.2
Mgmt ForForForElect Director Alfredo Trujillo 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Mgmt ForForForDeclassify the Board of Directors 5
Terna SpA
Meeting Date: 04/27/2017
Record Date: 04/18/2017
Country: Italy
Meeting Type: Annual
Primary Security ID: T9471R100
Ticker: TRN
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Terna SpA
Shares Voted: 58,053
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
MgmtShareholder Proposal Submitted by CDP RETI SpA
SH ForForNoneApprove Number of Director and Length of Their Mandate
3
MgmtAppoint Directors (Slate Election) - Choose One of the Following Slates
SH Do Not Vote
Do Not Vote
NoneSlate Submitted by CDP RETI SpA 4.1
SH ForForNoneSlate Submitted by Institutional Investors (Assogestioni)
4.2
MgmtShareholder Proposals Submitted by CDP RETI SpA
SH ForForNoneElect Catia Bastioli as Board Chair 5
SH ForForNoneApprove Remuneration of Directors 6
MgmtAppoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
SH AgainstAgainstNoneSlate Submitted by CDP RETI SpA 7.1
SH ForForNoneSlate Submitted by Institutional Investors (Assogestioni)
7.2
MgmtShareholder Proposal Submitted by CDP RETI SpA
SH ForForNoneApprove Internal Auditors' Remuneration 8
MgmtManagement Proposals
Mgmt ForForForApprove Remuneration Policy 9
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
UCB SA
Meeting Date: 04/27/2017
Record Date: 04/13/2017
Country: Belgium
Meeting Type: Annual/Special
Primary Security ID: B93562120
Ticker: UCB
Shares Voted: 6,276
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting/Special Meeting Mgmt
MgmtAnnual Part
MgmtReceive Directors' Report (Non-Voting) 1
MgmtReceive Auditors' Report (Non-Voting) 2
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
3
Mgmt ForForForApprove Financial Statements, Allocation of Income, Including Dividends of EUR 1.15 per Share
4
Mgmt ForForForApprove Remuneration Report 5
Mgmt ForForForApprove Discharge of Directors 6
Mgmt ForForForApprove Discharge of Auditors 7
Mgmt ForForForReelect Viviane Monges as Director 8.1a
Mgmt ForForForIndicate Viviane Monges as Independent Board Member
8.1b
Mgmt ForForForReelect Albrecht De Graeve as Director 8.2a
Mgmt ForForForIndicate Albrecht De Graeve as Independent Board Member
8.2b
Mgmt ForForForElect Roch Doliveux as Director 8.3
MgmtSpecial Part
Mgmt ForForForApprove Restricted Stock Plan Re: Issuance of 1,054,000 Restricted Shares
9.1
Mgmt ForForForAmend US Employee Stock Purchase Plan 9.2
Mgmt ForForForApprove Change-of-Control Clause Re : EMTN Program
10
Unilever PLC
Meeting Date: 04/27/2017
Record Date: 04/25/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G92087165
Ticker: ULVR
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Unilever PLC
Shares Voted: 7,124
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForApprove Performance Share Plan 4
Mgmt ForForForRe-elect Nils Andersen as Director 5
Mgmt ForForForRe-elect Laura Cha as Director 6
Mgmt ForForForRe-elect Vittorio Coal as Director 7
Mgmt ForForForRe-elect Dr Marijn Dekkers as Director 8
Mgmt ForForForRe-elect Ann Fudge as Director 9
Mgmt ForForForRe-elect Dr Judith Hartmann as Director 10
Mgmt ForForForRe-elect Mary Ma as Director 11
Mgmt ForForForRe-elect Strive Masiyiwa as Director 12
Mgmt ForForForRe-elect Youngme Moon as Director 13
Mgmt ForForForRe-elect Graeme Pitkethly as Director 14
Mgmt ForForForRe-elect Paul Polman as Director 15
Mgmt ForForForRe-elect John Rishton as Director 16
Mgmt ForForForRe-elect Feike Sijbesma as Director 17
Mgmt ForForForReappoint KPMG LLP as Auditors 18
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
19
Mgmt ForForForAuthorise EU Political Donations and Expenditure
20
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
23
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Agnico Eagle Mines Limited
Meeting Date: 04/28/2017
Record Date: 03/13/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 008474108
Ticker: AEM
Shares Voted: 10,481
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Leanne M. Baker Mgmt For For For
Mgmt ForForForElect Director Sean Boyd 1.2
Mgmt ForForForElect Director Martine A. Celej 1.3
Mgmt ForForForElect Director Robert J. Gemmell 1.4
Mgmt ForForForElect Director Mel Leiderman 1.5
Mgmt ForForForElect Director Deborah A. McCombe 1.6
Mgmt ForForForElect Director James D. Nasso 1.7
Mgmt ForForForElect Director Sean Riley 1.8
Mgmt ForForForElect Director J. Merfyn Roberts 1.9
Mgmt ForForForElect Director Jamie C. Sokalsky 1.10
Mgmt ForForForElect Director Howard R. Stockford 1.11
Mgmt ForForForElect Director Pertti Voutilainen 1.12
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Alleghany Corporation
Meeting Date: 04/28/2017
Record Date: 03/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 017175100
Ticker: Y
Shares Voted: 971
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ian H. Chippendale Mgmt For For For
Mgmt ForForForElect Director Weston M. Hicks 1b
Mgmt ForForForElect Director Jefferson W. Kirby 1c
Mgmt ForForForApprove Omnibus Stock Plan 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Alleghany Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
AT&T Inc.
Meeting Date: 04/28/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 00206R102
Ticker: T
Shares Voted: 18,308
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Randall L. Stephenson Mgmt For For For
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1.2
Mgmt ForForForElect Director Richard W. Fisher 1.3
Mgmt ForForForElect Director Scott T. Ford 1.4
Mgmt ForForForElect Director Glenn H. Hutchins 1.5
Mgmt ForForForElect Director William E. Kennard 1.6
Mgmt ForForForElect Director Michael B. McCallister 1.7
Mgmt ForForForElect Director Beth E. Mooney 1.8
Mgmt ForForForElect Director Joyce M. Roche 1.9
Mgmt ForForForElect Director Matthew K. Rose 1.10
Mgmt ForForForElect Director Cynthia B. Taylor 1.11
Mgmt ForForForElect Director Laura D'Andrea Tyson 1.12
Mgmt ForForForElect Director Geoffrey Y. Yang 1.13
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReport on Indirect Political Contributions 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstAmend Proxy Access Right 7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AT&T Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstProvide Right to Act by Written Consent 8
Bayer AG
Meeting Date: 04/28/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D0712D163
Ticker: BAYN
Shares Voted: 3,024
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.70 per Share for Fiscal 2016
Mgmt For For For
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
2
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
3
Mgmt ForForForElect Werner Wenning to the Supervisory Board
4.1
Mgmt ForForForElect Paul Achleitner to the Supervisory Board 4.2
Mgmt ForForForElect Norbert W. Bischofberger to the Supervisory Board
4.3
Mgmt ForForForElect Thomas Ebeling to the Supervisory Board
4.4
Mgmt ForForForElect Colleen A. Goggins to the Supervisory Board
4.5
Mgmt ForForForElect Klaus Sturany to the Supervisory Board 4.6
Mgmt ForForForApprove Remuneration of Supervisory Board 5
Mgmt ForForForApprove Affiliation Agreements with Subsidiaries Bayer CropScience Aktiengesellschaft
6
Mgmt ForForForRatify Deloitte GmbH as Auditors for Fiscal 2017
7
Constellation Software Inc.
Meeting Date: 04/28/2017
Record Date: 03/24/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 21037X100
Ticker: CSU
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Constellation Software Inc.
Shares Voted: 1,104
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeff Bender Mgmt For For For
Mgmt ForForForElect Director Meredith (Sam) Hall Hayes 1.2
Mgmt ForForForElect Director Robert Kittel 1.3
Mgmt ForForForElect Director Mark Leonard 1.4
Mgmt ForForForElect Director Paul McFeeters 1.5
Mgmt ForForForElect Director Ian McKinnon 1.6
Mgmt ForForForElect Director Mark Miller 1.7
Mgmt ForForForElect Director Stephen R. Scotchmer 1.8
Mgmt ForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
MgmtShareholder Proposal
SH ForForAgainstSP 1: Adopt Policy and Report on Board Diversity
3
HSBC Holdings plc
Meeting Date: 04/28/2017
Record Date: 04/27/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4634U169
Ticker: HSBA
Shares Voted: 46,248
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForElect David Nish as Director 3(a)
Mgmt ForForForElect Jackson Tai as Director 3(b)
Mgmt ForForForRe-elect Phillip Ameen as Director 3(c)
Mgmt ForForForRe-elect Kathleen Casey as Director 3(d)
Mgmt ForForForRe-elect Laura Cha as Director 3(e)
Mgmt ForForForRe-elect Henri de Castries as Director 3(f)
Mgmt ForForForRe-elect Lord Evans of Weardale as Director 3(g)
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
HSBC Holdings plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Joachim Faber as Director 3(h)
Mgmt ForForForRe-elect Douglas Flint as Director 3(i)
Mgmt ForForForRe-elect Stuart Gulliver as Director 3(j)
Mgmt AgainstAgainstForRe-elect Irene Lee as Director 3(k)
Mgmt ForForForRe-elect John Lipsky as Director 3(l)
Mgmt ForForForRe-elect Iain Mackay as Director 3(m)
Mgmt ForForForRe-elect Heidi Miller as Director 3(n)
Mgmt ForForForRe-elect Marc Moses as Director 3(o)
Mgmt ForForForRe-elect Jonathan Symonds as Director 3(p)
Mgmt ForForForRe-elect Pauline van der Meer Mohr as Director
3(q)
Mgmt AgainstAgainstForRe-elect Paul Walsh as Director 3(r)
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForAuthorise the Group Audit Committee to Fix Remuneration of Auditors
5
Mgmt ForForForAuthorise EU Political Donations and Expenditure
6
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
7
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
9
Mgmt ForForForAuthorise Directors to Allot Any Repurchased Shares
10
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 11
Mgmt ForForForAuthorise Issue of Equity in Relation to Contingent Convertible Securities
12
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities
13
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kellogg Company
Meeting Date: 04/28/2017
Record Date: 03/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 487836108
Ticker: K
Shares Voted: 9,063
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John Bryant Mgmt For For For
Mgmt ForForForElect Director Stephanie Burns 1.2
Mgmt ForForForElect Director Richard Dreiling 1.3
Mgmt ForForForElect Director La June Montgomery Tabron 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForApprove Omnibus Stock Plan 5
SH ForForAgainstAmend Proxy Access Right 6
Luxottica Group S.p.A.
Meeting Date: 04/28/2017
Record Date: 04/19/2017
Country: Italy
Meeting Type: Annual
Primary Security ID: T6444Z110
Ticker: LUX
Shares Voted: 8,062
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt AgainstAgainstForApprove Remuneration Policy 3
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Merck KGaA
Meeting Date: 04/28/2017
Record Date: 04/06/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D5357W103
Ticker: MRK
Shares Voted: 3,696
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.20 per Share
3
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
4
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
5
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 6
Mgmt AgainstAgainstForApprove Remuneration System for Management Board Members
7
Mgmt ForForForApprove Creation of EUR 56.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Mgmt ForForForApprove Affiliation Agreements with Subsidiaries
9
Oversea-Chinese Banking Corporation Limited
Meeting Date: 04/28/2017
Record Date:
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y64248209
Ticker: O39
Shares Voted: 85,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
Mgmt For For For
Mgmt ForForForElect Lee Tih Shih as Director 2a
Mgmt ForForForElect Quah Wee Ghee as Director 2b
Mgmt ForForForElect Samuel N. Tsien as Director 2c
Mgmt ForForForElect Wee Joo Yeow as Director 2d
Mgmt ForForForApprove Final Dividend 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Oversea-Chinese Banking Corporation Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Directors' Fees 4a
Mgmt ForForForApprove Issuance of 6,000 Shares to Each Non-Executive Director for the Year Ended Dec. 31, 2016
4b
Mgmt ForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
6
Mgmt ForForForApprove Grant of Options and/or Rights and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan
7
Mgmt ForForForApprove Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme
8
Mgmt ForForForAuthorize Share Repurchase Program 9
Aflac Incorporated
Meeting Date: 05/01/2017
Record Date: 02/22/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 001055102
Ticker: AFL
Shares Voted: 10,552
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel P. Amos Mgmt For For For
Mgmt ForForForElect Director Paul S. Amos, II 1b
Mgmt ForForForElect Director W. Paul Bowers 1c
Mgmt ForForForElect Director Kriss Cloninger, III 1d
Mgmt ForForForElect Director Toshihiko Fukuzawa 1e
Mgmt ForForForElect Director Elizabeth J. Hudson 1f
Mgmt ForForForElect Director Douglas W. Johnson 1g
Mgmt ForForForElect Director Robert B. Johnson 1h
Mgmt ForForForElect Director Thomas J. Kenny 1i
Mgmt ForForForElect Director Charles B. Knapp 1j
Mgmt ForForForElect Director Karole F. Lloyd 1k
Mgmt ForForForElect Director Joseph L. Moskowitz 1l
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Aflac Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Barbara K. Rimer 1m
Mgmt ForForForElect Director Melvin T. Stith 1n
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Mgmt ForForForAmend Executive Incentive Bonus Plan 6
Eli Lilly and Company
Meeting Date: 05/01/2017
Record Date: 02/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 532457108
Ticker: LLY
Shares Voted: 11,042
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael L. Eskew Mgmt For Against Against
Mgmt ForForForElect Director William G. Kaelin, Jr. 1b
Mgmt ForForForElect Director John C. Lechleiter 1c
Mgmt ForForForElect Director David A. Ricks 1d
Mgmt ForForForElect Director Marschall S. Runge 1e
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Mgmt ForForForAmend Deferred Compensation Plan 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
Baxter International Inc.
Meeting Date: 05/02/2017
Record Date: 03/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 071813109
Ticker: BAX
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Baxter International Inc.
Shares Voted: 10,609
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jose (Joe) E. Almeida Mgmt For For For
Mgmt ForForForElect Director Thomas F. Chen 1b
Mgmt ForForForElect Director John D. Forsyth 1c
Mgmt ForForForElect Director Munib Islam 1d
Mgmt ForForForElect Director Michael F. Mahoney 1e
Mgmt ForForForElect Director Carole J. Shapazian 1f
Mgmt ForForForElect Director Thomas T. Stallkamp 1g
Mgmt ForForForElect Director Albert P.L. Stroucken 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH ForForAgainstAmend Proxy Access Right 5
Bristol-Myers Squibb Company
Meeting Date: 05/02/2017
Record Date: 03/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 110122108
Ticker: BMY
Shares Voted: 15,089
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Peter J. Arduini Mgmt For For For
Mgmt ForForForElect Director Robert J. Bertolini 1B
Mgmt ForForForElect Director Giovanni Caforio 1C
Mgmt ForForForElect Director Matthew W. Emmens 1D
Mgmt ForForForElect Director Laurie H. Glimcher 1E
Mgmt ForForForElect Director Michael Grobstein 1F
Mgmt ForForForElect Director Alan J. Lacy 1G
Mgmt ForForForElect Director Dinesh C. Paliwal 1H
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Bristol-Myers Squibb Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Theodore R. Samuels 1I
Mgmt ForForForElect Director Gerald L. Storch 1J
Mgmt ForForForElect Director Vicki L. Sato 1K
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 6
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
7
Expeditors International of Washington, Inc.
Meeting Date: 05/02/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 302130109
Ticker: EXPD
Shares Voted: 15,705
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert R. Wright Mgmt For For For
Mgmt ForForForElect Director Glenn M. Alger 1.2
Mgmt ForForForElect Director James M. DuBois 1.3
Mgmt ForForForElect Director Mark A. Emmert 1.4
Mgmt ForForForElect Director Diane H. Gulyas 1.5
Mgmt ForForForElect Director Dan P. Kourkoumelis 1.6
Mgmt ForForForElect Director Richard B. McCune 1.7
Mgmt ForForForElect Director Alain Monie 1.8
Mgmt ForForForElect Director Jeffrey S. Musser 1.9
Mgmt ForForForElect Director Liane J. Pelletier 1.10
Mgmt ForForForElect Director Tay Yoshitani 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Expeditors International of Washington, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForRatify KPMG LLP as Auditors 5
SH AgainstAgainstAgainstLink Executive Compensation to Sustainability Performance
6
Hexagon AB
Meeting Date: 05/02/2017
Record Date: 04/25/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W40063104
Ticker: HEXA B
Shares Voted: 10,210
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive President's Report 7
MgmtReceive Financial Statements and Statutory Reports
8a
MgmtReceive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
8b
MgmtReceive the Board's Dividend Proposal 8c
Mgmt ForForForAccept Financial Statements and Statutory Reports
9a
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.48 Per Share
9b
Mgmt ForForForApprove Discharge of Board and President 9c
Mgmt ForForForDetermine Number of Members (9) and Deputy Members (0) of Board
10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Hexagon AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.4 Million for Chairman, SEK 850,000 for Vice Chairman, and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
11
Mgmt AgainstAgainstForReelect Ola Rollén, Gun Nilsson, Ulrika Francke and Jill Smith as Directors; Elect John Brandon, Henrik Henriksson, Hans Vestberg, Sofia Schörling Högberg and Märta Schörling Andreen as New Directors; Ratify Ernst & Young AB as Auditors
12
Mgmt ForForForElect Mikael Ekdahl, Jan Andersson, Anders Oscarsson, and, Ossian Ekdahl as Members of Nominating Committee
13
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
MgmtClose Meeting 15
Randgold Resources Ltd
Meeting Date: 05/02/2017
Record Date: 04/28/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G73740113
Ticker: RRS
Shares Voted: 4,639
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Remuneration Policy 4
Mgmt ForForForRe-elect Safiatou Ba-N'Daw as Director 5
Mgmt ForForForRe-elect Mark Bristow as Director 6
Mgmt ForForForRe-elect Christopher Coleman as Director 7
Mgmt ForForForRe-elect Jamil Kassum as Director 8
Mgmt ForForForElect Olivia Kirtley as Director 9
Mgmt ForForForRe-elect Jeanine Mabunda Lioko as Director 10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Randgold Resources Ltd
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Andrew Quinn as Director 11
Mgmt ForForForRe-elect Graham Shuttleworth as Director 12
Mgmt ForForForReappoint BDO LLP as Auditors 13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
15
Mgmt ForForForApprove Awards of Ordinary Shares to Non-executive Directors
16
Mgmt ForForForApprove Award of Ordinary Shares to the Senior Independent Director
17
Mgmt ForForForApprove Award of Ordinary Shares to the Chairman
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares and American Depositary Shares
20
Vantiv, Inc.
Meeting Date: 05/02/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 92210H105
Ticker: VNTV
Shares Voted: 9,305
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kevin Costello Mgmt For For For
Mgmt ForForForElect Director Lisa Hook 1.2
Mgmt ForForForElect Director David Karnstedt 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Eversource Energy
Meeting Date: 05/03/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 30040W108
Ticker: ES
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Eversource Energy
Shares Voted: 11,946
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John S. Clarkeson Mgmt For For For
Mgmt ForForForElect Director Cotton M. Cleveland 1.2
Mgmt ForForForElect Director Sanford Cloud, Jr. 1.3
Mgmt ForForForElect Director James S. DiStasio 1.4
Mgmt ForForForElect Director Francis A. Doyle 1.5
Mgmt ForForForElect Director Charles K. Gifford 1.6
Mgmt ForForForElect Director James J. Judge 1.7
Mgmt ForForForElect Director Paul A. La Camera 1.8
Mgmt ForForForElect Director Kenneth R. Leibler 1.9
Mgmt ForForForElect Director William C. Van Faasen 1.10
Mgmt ForForForElect Director Frederica M. Williams 1.11
Mgmt ForForForElect Director Dennis R. Wraase 1.12
Mgmt ForForForProvide Proxy Access Right 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 6
General Dynamics Corporation
Meeting Date: 05/03/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 369550108
Ticker: GD
Shares Voted: 3,929
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Nicholas D. Chabraja Mgmt For For For
Mgmt ForForForElect Director James S. Crown 1b
Mgmt ForForForElect Director Rudy F. deLeon 1c
Mgmt ForForForElect Director John M. Keane 1d
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
General Dynamics Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lester L. Lyles 1e
Mgmt ForForForElect Director Mark M. Malcolm 1f
Mgmt ForForForElect Director Phebe N. Novakovic 1g
Mgmt ForForForElect Director William A. Osborn 1h
Mgmt ForForForElect Director Catherine B. Reynolds 1i
Mgmt ForForForElect Director Laura J. Schumacher 1j
Mgmt ForForForElect Director Peter A. Wall 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Hongkong Land Holdings Ltd.
Meeting Date: 05/03/2017
Record Date:
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G4587L109
Ticker: H78
Shares Voted: 144,848
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Auditors' Reports and Declare Final Dividend
Mgmt For For For
Mgmt AgainstAgainstForRe-elect Charles Allen-Jones as Director 2
Mgmt AgainstAgainstForRe-elect Sir Henry Keswick as Director 3
Mgmt AgainstAgainstForRe-elect Simon Keswick as Director 4
Mgmt AgainstAgainstForRe-elect Yiu Kai Pang as Director 5
Mgmt AbstainAbstainForElect Robert Wong as Director 6
Mgmt ForForForApprove Directors' Fees 7
Mgmt ForForForRatify Auditors and Authorise Their Remuneration
8
Mgmt ForForForAuthorise Issue of Equity with and without Pre-emptive Rights
9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Huntington Ingalls Industries, Inc.
Meeting Date: 05/03/2017
Record Date: 03/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 446413106
Ticker: HII
Shares Voted: 3,372
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Augustus L. Collins Mgmt For For For
Mgmt ForForForElect Director Kirkland H. Donald 1.2
Mgmt ForForForElect Director Thomas B. Fargo 1.3
Mgmt ForForForElect Director Victoria D. Harker 1.4
Mgmt ForForForElect Director Anastasia D. Kelly 1.5
Mgmt ForForForElect Director Thomas C. Schievelbein 1.6
Mgmt ForForForElect Director John K. Welch 1.7
Mgmt ForForForElect Director Stephen R. Wilson 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForAmend Bundled Compensation Plans 4
SH ForForAgainstAmend Proxy Access Right 5
IDEXX Laboratories, Inc.
Meeting Date: 05/03/2017
Record Date: 03/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 45168D104
Ticker: IDXX
Shares Voted: 3,518
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Rebecca M. Henderson Mgmt For For For
Mgmt ForForForElect Director Lawrence D. Kingsley 1b
Mgmt ForForForElect Director Sophie V. Vandebroek 1c
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Intact Financial Corporation
Meeting Date: 05/03/2017
Record Date: 03/15/2017
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 45823T106
Ticker: IFC
Shares Voted: 7,380
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles Brindamour Mgmt For For For
Mgmt ForForForElect Director Robert W. Crispin 1.2
Mgmt ForForForElect Director Janet De Silva 1.3
Mgmt ForForForElect Director Claude Dussault 1.4
Mgmt ForForForElect Director Robert G. Leary 1.5
Mgmt ForForForElect Director Eileen Mercier 1.6
Mgmt ForForForElect Director Sylvie Paquette 1.7
Mgmt ForForForElect Director Timothy H. Penner 1.8
Mgmt ForForForElect Director Louise Roy 1.9
Mgmt ForForForElect Director Frederick Singer 1.10
Mgmt ForForForElect Director Stephen G. Snyder 1.11
Mgmt ForForForElect Director Carol Stephenson 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForApprove Shareholder Rights Plan 3
Mgmt ForForForApprove Advance Notice Requirement 4
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
5
International Flavors & Fragrances Inc.
Meeting Date: 05/03/2017
Record Date: 03/08/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 459506101
Ticker: IFF
Shares Voted: 4,586
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Marcello V. Bottoli Mgmt For For For
Mgmt ForForForElect Director Linda Buck 1b
Mgmt ForForForElect Director Michael L. Ducker 1c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
International Flavors & Fragrances Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David R. Epstein 1d
Mgmt ForForForElect Director Roger W. Ferguson, Jr. 1e
Mgmt ForForForElect Director John F. Ferraro 1f
Mgmt ForForForElect Director Andreas Fibig 1g
Mgmt ForForForElect Director Christina Gold 1h
Mgmt ForForForElect Director Henry W. Howell, Jr. 1i
Mgmt ForForForElect Director Katherine M. Hudson 1j
Mgmt ForForForElect Director Dale F. Morrison 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Koninklijke DSM NV
Meeting Date: 05/03/2017
Record Date: 04/05/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N5017D122
Ticker: DSM
Shares Voted: 5,247
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
MgmtDiscuss Remuneration Report 3
Mgmt ForForForAdopt Financial Statements and Statutory Reports
4
Mgmt ForForForAmend Article 32.3 Re: Dividend on Cumulative Preference Shares
5a
MgmtReceive Explanation on Company's Reserves and Dividend Policy
5b
Mgmt ForForForApprove Dividends of EUR 1.75 Per Share 5c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Koninklijke DSM NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board 6a
Mgmt ForForForApprove Discharge of Supervisory Board 6b
Mgmt ForForForReelect Dimitri de Vreeze to Management Board
7
Mgmt ForForForElect John Ramsay to Supervisory Board 8a
Mgmt ForForForElect Frits Dirk van Paaschen to Supervisory Board
8b
Mgmt ForForForRatify KPMG as Auditors 9
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger
10a
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances
10b
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Mgmt ForForForApprove Cancellation of Repurchased Shares 12
MgmtAllow Questions 13
MgmtClose Meeting 14
L Air Liquide
Meeting Date: 05/03/2017
Record Date: 04/28/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F01764103
Ticker: AI
Shares Voted: 3,428
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.60 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares
3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForForRelect Thierry Peugeot as Director 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
L Air Liquide
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Xavier Huillard as Director 6
Mgmt ForForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
7
Mgmt AgainstAgainstForAdvisory Vote on Compensation of Benoit Potier
8
Mgmt AgainstAgainstForAdvisory Vote on Compensation of Pierre Dufour
9
Mgmt ForForForApprove Remuneration Policy for Chairman and CEO
10
Mgmt AgainstAgainstForApprove Remuneration Policy for Vice CEO 11
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 530 Million
13
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
14
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
15
Mgmt ForForForApprove Stock Purchase Plan Reserved for Employees of International Subsidiaries
16
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents 17
Pepsico, Inc.
Meeting Date: 05/03/2017
Record Date: 03/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 713448108
Ticker: PEP
Shares Voted: 6,328
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Shona L. Brown Mgmt For For For
Mgmt ForForForElect Director George W. Buckley 1b
Mgmt ForForForElect Director Cesar Conde 1c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Pepsico, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ian M. Cook 1d
Mgmt ForForForElect Director Dina Dublon 1e
Mgmt ForForForElect Director Rona A. Fairhead 1f
Mgmt ForForForElect Director Richard W. Fisher 1g
Mgmt ForForForElect Director William R. Johnson 1h
Mgmt ForForForElect Director Indra K. Nooyi 1i
Mgmt ForForForElect Director David C. Page 1j
Mgmt ForForForElect Director Robert C. Pohlad 1k
Mgmt ForForForElect Director Daniel Vasella 1l
Mgmt ForForForElect Director Darren Walker 1m
Mgmt ForForForElect Director Alberto Weisser 1n
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstReport on Plans to Minimize Pesticides' Impact on Pollinators
5
SH AgainstAgainstAgainstAdopt Holy Land Principles 6
Philip Morris International Inc.
Meeting Date: 05/03/2017
Record Date: 03/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 718172109
Ticker: PM
Shares Voted: 4,898
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Harold Brown Mgmt For For For
Mgmt ForForForElect Director Andre Calantzopoulos 1.2
Mgmt ForForForElect Director Louis C. Camilleri 1.3
Mgmt ForForForElect Director Massimo Ferragamo 1.4
Mgmt ForForForElect Director Werner Geissler 1.5
Mgmt ForForForElect Director Jennifer Li 1.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Philip Morris International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jun Makihara 1.7
Mgmt AgainstAgainstForElect Director Sergio Marchionne 1.8
Mgmt ForForForElect Director Kalpana Morparia 1.9
Mgmt ForForForElect Director Lucio A. Noto 1.10
Mgmt ForForForElect Director Frederik Paulsen 1.11
Mgmt ForForForElect Director Robert B. Polet 1.12
Mgmt ForForForElect Director Stephen M. Wolf 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Restricted Stock Plan 4
Mgmt ForForForApprove Non-Employee Director Restricted Stock Plan
5
Mgmt ForForForRatify PricewaterhouseCoopers SA as Auditors 6
SH AgainstAgainstAgainstEstablish a Board Committee on Human Rights
7
SH AgainstAgainstAgainstParticipate in OECD Mediation for Human Rights Violations
8
Stryker Corporation
Meeting Date: 05/03/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 863667101
Ticker: SYK
Shares Voted: 4,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Howard E. Cox, Jr. Mgmt For For For
Mgmt ForForForElect Director Srikant M. Datar 1b
Mgmt ForForForElect Director Roch Doliveux 1c
Mgmt ForForForElect Director Louise L. Francesconi 1d
Mgmt ForForForElect Director Allan C. Golston 1e
Mgmt ForForForElect Director Kevin A. Lobo 1f
Mgmt ForForForElect Director Andrew K. Silvernail 1g
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Stryker Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ronda E. Stryker 1h
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAmend Restricted Stock Plan 4
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
5
Mgmt ForForForAmend Executive Incentive Bonus Plan 6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
7
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 8
The Hershey Company
Meeting Date: 05/03/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 427866108
Ticker: HSY
Shares Voted: 6,368
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Pamela M. Arway Mgmt For For For
Mgmt ForForForElect Director John P. Bilbrey 1.2
Mgmt ForForForElect Director James W. Brown 1.3
Mgmt ForForForElect Director Michele G. Buck 1.4
Mgmt ForForForElect Director Charles A. Davis 1.5
Mgmt ForForForElect Director Mary Kay Haben 1.6
Mgmt ForForForElect Director M. Diane Koken 1.7
Mgmt ForForForElect Director Robert M. Malcolm 1.8
Mgmt ForForForElect Director James M. Mead 1.9
Mgmt ForForForElect Director Anthony J. Palmer 1.10
Mgmt ForForForElect Director Thomas J. Ridge 1.11
Mgmt ForForForElect Director David L. Shedlarz 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Hershey Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Valero Energy Corporation
Meeting Date: 05/03/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 91913Y100
Ticker: VLO
Shares Voted: 13,360
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director H. Paulett Eberhart Mgmt For For For
Mgmt ForForForElect Director Joseph W. Gorder 1b
Mgmt ForForForElect Director Kimberly S. Greene 1c
Mgmt ForForForElect Director Deborah P. Majoras 1d
Mgmt ForForForElect Director Donald L. Nickles 1e
Mgmt ForForForElect Director Philip J. Pfeiffer 1f
Mgmt ForForForElect Director Robert A. Profusek 1g
Mgmt ForForForElect Director Susan Kaufman Purcell 1h
Mgmt ForForForElect Director Stephen M. Waters 1i
Mgmt ForForForElect Director Randall J. Weisenburger 1j
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Arch Capital Group Ltd.
Meeting Date: 05/04/2017
Record Date: 03/08/2017
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G0450A105
Ticker: ACGL
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Arch Capital Group Ltd.
Shares Voted: 8,342
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kewsong Lee Mgmt For For For
Mgmt ForForForElect Director Louis J. Paglia 1b
Mgmt ForForForElect Director Brian S. Posner 1c
Mgmt ForForForElect Director John D. Vollaro 1d
Mgmt ForForForElect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries
2a
Mgmt ForForForElect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries
2b
Mgmt ForForForElect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries
2c
Mgmt ForForForElect Director Ian Britchfield as Designated Company Director of Non-U.S. Subsidiaries
2d
Mgmt ForForForElect Director Pierre-Andre Camps as Designated Company Director of Non-U.S. Subsidiaries
2e
Mgmt ForForForElect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries
2f
Mgmt ForForForElect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries
2g
Mgmt ForForForElect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries
2h
Mgmt ForForForElect Director Stephen J. Curley as Designated Company Director of Non-U.S. Subsidiaries
2i
Mgmt ForForForElect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries
2j
Mgmt ForForForElect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries
2k
Mgmt ForForForElect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries
2l
Mgmt ForForForElect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries
2m
Mgmt ForForForElect Director Giuliano Giovannetti as Designated Company Director of Non-U.S. Subsidiaries
2n
Mgmt ForForForElect Director Michael Hammer as Designated Company Director of Non-U.S. Subsidiaries
2o
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Arch Capital Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries
2p
Mgmt ForForForElect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries
2q
Mgmt ForForForElect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries
2r
Mgmt ForForForElect Director Jason Kittinger as Designated Company Director of Non-U.S. Subsidiaries
2s
Mgmt ForForForElect Director Gerald Konig as Designated Company Director of Non-U.S. Subsidiaries
2t
Mgmt ForForForElect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries
2u
Mgmt ForForForElect Director Patrick Mailloux as Designated Company Director of Non-U.S. Subsidiaries
2v
Mgmt ForForForElect Director Paul Martin as Designated Company Director of Non-U.S. Subsidiaries
2w
Mgmt ForForForElect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries
2x
Mgmt ForForForElect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries
2y
Mgmt ForForForElect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries
2z
Mgmt ForForForElect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries
2aa
Mgmt ForForForElect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries
2ab
Mgmt ForForForElect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries
2ac
Mgmt ForForForElect Director Michael Price as Designated Company Director of Non-U.S. Subsidiaries
2ad
Mgmt ForForForElect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries
2ae
Mgmt ForForForElect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries
2af
Mgmt ForForForElect Director Andrew T. Rippert as Designated Company Director of Non-U.S. Subsidiaries
2ag
Mgmt ForForForElect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries
2ah
Mgmt ForForForElect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries
2ai
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Arch Capital Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Matthew Shulman as Designated Company Director of Non-U.S. Subsidiaries
2aj
Mgmt ForForForElect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries
2ak
Mgmt ForForForElect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries
2al
Mgmt ForForForElect Director Scott Stirling as Designated Company Director of Non-U.S. Subsidiaries
2am
Mgmt ForForForElect Director Hugh Sturgess as Designated Company Director of Non-U.S. Subsidiaries
2an
Mgmt ForForForElect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries
2ao
Mgmt ForForForElect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries
2ap
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Church & Dwight Co., Inc.
Meeting Date: 05/04/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 171340102
Ticker: CHD
Shares Voted: 16,438
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James R. Craigie Mgmt For For For
Mgmt ForForForElect Director Robert D. LeBlanc 1b
Mgmt ForForForElect Director Janet S. Vergis 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Executive Incentive Bonus Plan 4
Mgmt ForForForIncrease Authorized Common Stock 5
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
DTE Energy Company
Meeting Date: 05/04/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 233331107
Ticker: DTE
Shares Voted: 7,475
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gerard M. Anderson Mgmt For For For
Mgmt ForForForElect Director David A. Brandon 1.2
Mgmt ForForForElect Director W. Frank Fountain, Jr. 1.3
Mgmt ForForForElect Director Charles G. McClure, Jr. 1.4
Mgmt ForForForElect Director Gail J. McGovern 1.5
Mgmt ForForForElect Director Mark A. Murray 1.6
Mgmt ForForForElect Director James B. Nicholson 1.7
Mgmt ForForForElect Director Charles W. Pryor, Jr. 1.8
Mgmt ForForForElect Director Josue Robles, Jr. 1.9
Mgmt ForForForElect Director Ruth G. Shaw 1.10
Mgmt ForForForElect Director David A. Thomas 1.11
Mgmt ForForForElect Director James H. Vandenberghe 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
5
Duke Energy Corporation
Meeting Date: 05/04/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 26441C204
Ticker: DUK
Shares Voted: 8,739
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Angelakis Mgmt For For For
Mgmt ForForForElect Director Michael G. Browning 1.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Duke Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Theodore F. Craver, Jr. 1.3
Mgmt ForForForElect Director Daniel R. DiMicco 1.4
Mgmt ForForForElect Director John H. Forsgren 1.5
Mgmt ForForForElect Director Lynn J. Good 1.6
Mgmt ForForForElect Director John T. Herron 1.7
Mgmt ForForForElect Director James B. Hyler, Jr. 1.8
Mgmt ForForForElect Director William E. Kennard 1.9
Mgmt ForForForElect Director E. Marie McKee 1.10
Mgmt ForForForElect Director Charles W. Moorman, IV 1.11
Mgmt ForForForElect Director Carlos A. Saladrigas 1.12
Mgmt ForForForElect Director Thomas E. Skains 1.13
Mgmt ForForForElect Director William E. Webster, Jr. 1.14
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForEliminate Supermajority Vote Requirement 5
SH ForForAgainstReport on Lobbying Expenses 6
SH ForForAgainstAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
7
SH ForForAgainstReport on the Public Health Risk of Dukes Energy's Coal Use
8
Fortis Inc.
Meeting Date: 05/04/2017
Record Date: 03/17/2017
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 349553107
Ticker: FTS
Shares Voted: 14,770
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tracey C. Ball Mgmt For For For
Mgmt ForForForElect Director Pierre J. Blouin 1.2
Mgmt ForForForElect Director Lawrence T. Borgard 1.3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Fortis Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Maura J. Clark 1.4
Mgmt ForForForElect Director Margarita K. Dilley 1.5
Mgmt ForForForElect Director Ida J. Goodreau 1.6
Mgmt ForForForElect Director Douglas J. Haughey 1.7
Mgmt ForForForElect Director R. Harry McWatters 1.8
Mgmt ForForForElect Director Ronald D. Munkley 1.9
Mgmt ForForForElect Director Barry V. Perry 1.10
Mgmt ForForForElect Director Joseph L. Welch 1.11
Mgmt ForForForElect Director Jo Mark Zurel 1.12
Mgmt ForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForForAmend Employee Stock Purchase Plan 4
GlaxoSmithKline plc
Meeting Date: 05/04/2017
Record Date: 05/02/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G3910J112
Ticker: GSK
Shares Voted: 20,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForElect Emma Walmsley as Director 4
Mgmt ForForForElect Dr Vivienne Cox as Director 5
Mgmt ForForForElect Dr Patrick Vallance as Director 6
Mgmt ForForForRe-elect Philip Hampton as Director 7
Mgmt ForForForRe-elect Sir Roy Anderson as Director 8
Mgmt ForForForRe-elect Vindi Banga as Director 9
Mgmt ForForForRe-elect Simon Dingemans as Director 10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
GlaxoSmithKline plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Lynn Elsenhans as Director 11
Mgmt ForForForRe-elect Dr Jesse Goodman as Director 12
Mgmt ForForForRe-elect Judy Lewent as Director 13
Mgmt ForForForRe-elect Urs Rohner as Director 14
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
15
Mgmt ForForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports
22
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
23
Mgmt ForForForApprove Performance Share Plan 24
Mgmt ForForForApprove Deferred Annual Bonus Plan 25
Jardine Matheson Holdings Ltd.
Meeting Date: 05/04/2017
Record Date:
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G50736100
Ticker: J36
Shares Voted: 20,224
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports and Declare Final Dividend
Mgmt For For For
Mgmt AbstainAbstainForElect David Hsu as Director 2
Mgmt AbstainAbstainForRe-elect Adam Keswick as Director 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Jardine Matheson Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForRe-elect Simon Keswick as Director 4
Mgmt AgainstAgainstForRe-elect Dr Richard Lee as Director 5
Mgmt ForForForApprove Directors' Fees 6
Mgmt ForForForRatify Auditors and Authorise Their Remuneration
7
Mgmt ForForForAuthorise Issue of Equity with and without Pre-emptive Rights
8
Jardine Strategic Holdings Ltd.
Meeting Date: 05/04/2017
Record Date:
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G50764102
Ticker: J37
Shares Voted: 36,672
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports and Declare Final Dividend
Mgmt For For For
Mgmt AbstainAbstainForRe-elect David Hsu as Director 2
Mgmt AgainstAgainstForRe-elect Dr George Koo as Director 3
Mgmt AbstainAbstainForElect Y.K. Pang as Director 4
Mgmt ForForForApprove Directors' Fees 5
Mgmt ForForForRatify Auditors and Authorise Their Remuneration
6
Mgmt ForForForAuthorise Issue of Equity with and without Pre-emptive Rights
7
Kerry Group plc
Meeting Date: 05/04/2017
Record Date: 05/02/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G52416107
Ticker: KRZ
Shares Voted: 5,250
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kerry Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForRe-elect Gerry Behan as Director 3a
Mgmt ForForForRe-elect Dr Hugh Brady as Director 3b
Mgmt ForForForRe-elect Dr Karin Dorrepaal as Director 3c
Mgmt ForForForRe-elect Michael Dowling as Director 3d
Mgmt ForForForRe-elect Joan Garahy as Director 3e
Mgmt ForForForRe-elect Flor Healy as Director 3f
Mgmt ForForForRe-elect James Kenny as Director 3g
Mgmt ForForForRe-elect Stan McCarthy as Director 3h
Mgmt ForForForRe-elect Brian Mehigan as Director 3i
Mgmt ForForForRe-elect Tom Moran as Director 3j
Mgmt ForForForRe-elect Philip Toomey as Director 3k
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
4
Mgmt ForForForApprove Remuneration Report 5
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
6
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
7
Mgmt ForForForAuthorise Market Purchase of A Ordinary Shares
8
Loblaw Companies Limited
Meeting Date: 05/04/2017
Record Date: 03/14/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 539481101
Ticker: L
Shares Voted: 9,635
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Paul M. Beeston Mgmt For For For
Mgmt ForForForElect Director Scott B. Bonham 1.2
Mgmt ForForForElect Director Warren Bryant 1.3
Mgmt ForForForElect Director Christie J.B. Clark 1.4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Loblaw Companies Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director M. Marianne Harris 1.5
Mgmt ForForForElect Director Claudia Kotchka 1.6
Mgmt ForForForElect Director John S. Lacey 1.7
Mgmt ForForForElect Director Nancy H.O. Lockhart 1.8
Mgmt ForForForElect Director Thomas C. O'Neill 1.9
Mgmt ForForForElect Director Beth Pritchard 1.10
Mgmt ForForForElect Director Sarah Raiss 1.11
Mgmt ForForForElect Director Galen G. Weston 1.12
Mgmt ForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
MTU Aero Engines AG
Meeting Date: 05/04/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D5565H104
Ticker: MTX
Shares Voted: 3,162
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.90 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2017
5
Reckitt Benckiser Group plc
Meeting Date: 05/04/2017
Record Date: 05/02/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G74079107
Ticker: RB.
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Reckitt Benckiser Group plc
Shares Voted: 3,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt AbstainAbstainForRe-elect Adrian Bellamy as Director 4
Mgmt ForForForRe-elect Nicandro Durante as Director 5
Mgmt ForForForRe-elect Mary Harris as Director 6
Mgmt ForForForRe-elect Adrian Hennah as Director 7
Mgmt AgainstAgainstForRe-elect Kenneth Hydon as Director 8
Mgmt ForForForRe-elect Rakesh Kapoor as Director 9
Mgmt ForForForRe-elect Pamela Kirby as Director 10
Mgmt ForForForRe-elect Andre Lacroix as Director 11
Mgmt ForForForRe-elect Chris Sinclair as Director 12
Mgmt ForForForRe-elect Judith Sprieser as Director 13
Mgmt ForForForRe-elect Warren Tucker as Director 14
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
15
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Rolls-Royce Holdings plc
Meeting Date: 05/04/2017
Record Date: 05/02/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G76225104
Ticker: RR.
Shares Voted: 30,562
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForElect Stephen Daintith as Director 4
Mgmt ForForForRe-elect Ian Davis as Director 5
Mgmt ForForForRe-elect Warren East as Director 6
Mgmt ForForForRe-elect Lewis Booth as Director 7
Mgmt ForForForRe-elect Ruth Cairnie as Director 8
Mgmt ForForForRe-elect Sir Frank Chapman as Director 9
Mgmt ForForForRe-elect Irene Dorner as Director 10
Mgmt ForForForRe-elect Lee Hsien Yang as Director 11
Mgmt ForForForRe-elect Bradley Singer as Director 12
Mgmt ForForForRe-elect Sir Kevin Smith as Director 13
Mgmt ForForForRe-elect Jasmin Staiblin as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Mgmt ForForForApprove Payment to Shareholders 17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForApprove Long-Term Incentive Plan 19
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAdopt New Articles of Association 23
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
United Parcel Service, Inc.
Meeting Date: 05/04/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 911312106
Ticker: UPS
Shares Voted: 7,047
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David P. Abney Mgmt For For For
Mgmt ForForForElect Director Rodney C. Adkins 1b
Mgmt ForForForElect Director Michael J. Burns 1c
Mgmt ForForForElect Director William R. Johnson 1d
Mgmt ForForForElect Director Candace Kendle 1e
Mgmt ForForForElect Director Ann M. Livermore 1f
Mgmt ForForForElect Director Rudy H.P. Markham 1g
Mgmt ForForForElect Director Franck J. Moison 1h
Mgmt ForForForElect Director Clark "Sandy" T. Randt, Jr. 1i
Mgmt ForForForElect Director John T. Stankey 1j
Mgmt ForForForElect Director Carol B. Tome 1k
Mgmt ForForForElect Director Kevin M. Warsh 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
6
SH AgainstAgainstAgainstAdopt Holy Land Principles 7
Verizon Communications Inc.
Meeting Date: 05/04/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 92343V104
Ticker: VZ
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Verizon Communications Inc.
Shares Voted: 16,137
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt For For For
Mgmt ForForForElect Director Mark T. Bertolini 1.2
Mgmt ForForForElect Director Richard L. Carrion 1.3
Mgmt ForForForElect Director Melanie L. Healey 1.4
Mgmt ForForForElect Director M. Frances Keeth 1.5
Mgmt ForForForElect Director Karl-Ludwig Kley 1.6
Mgmt ForForForElect Director Lowell C. McAdam 1.7
Mgmt ForForForElect Director Clarence Otis, Jr. 1.8
Mgmt ForForForElect Director Rodney E. Slater 1.9
Mgmt ForForForElect Director Kathryn A. Tesija 1.10
Mgmt ForForForElect Director Gregory D. Wasson 1.11
Mgmt ForForForElect Director Gregory G. Weaver 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForApprove Omnibus Stock Plan 5
SH AgainstAgainstAgainstEstablish Board Committee on Human Rights 6
SH AgainstAgainstAgainstReport on Feasibility of Adopting GHG Emissions Targets
7
SH ForForAgainstAmend Bylaws - Call Special Meetings 8
SH ForForAgainstAmend Clawback Policy 9
SH ForForAgainstStock Retention/Holding Period 10
SH AgainstAgainstAgainstLimit Matching Contributions to Executive Retirement Plans
11
WEC Energy Group, Inc.
Meeting Date: 05/04/2017
Record Date: 02/23/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 92939U106
Ticker: WEC
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
WEC Energy Group, Inc.
Shares Voted: 11,836
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt For For For
Mgmt ForForForElect Director Barbara L. Bowles 1.2
Mgmt ForForForElect Director William J. Brodsky 1.3
Mgmt ForForForElect Director Albert J. Budney, Jr. 1.4
Mgmt ForForForElect Director Patricia W. Chadwick 1.5
Mgmt ForForForElect Director Curt S. Culver 1.6
Mgmt ForForForElect Director Thomas J. Fischer 1.7
Mgmt ForForForElect Director Paul W. Jones 1.8
Mgmt ForForForElect Director Gale E. Klappa 1.9
Mgmt ForForForElect Director Henry W. Knueppel 1.10
Mgmt ForForForElect Director Allen L. Leverett 1.11
Mgmt ForForForElect Director Ulice Payne, Jr. 1.12
Mgmt ForForForElect Director Mary Ellen Stanek 1.13
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
AbbVie Inc.
Meeting Date: 05/05/2017
Record Date: 03/08/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 00287Y109
Ticker: ABBV
Shares Voted: 9,817
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Alpern Mgmt For For For
Mgmt ForForForElect Director Edward M. Liddy 1.2
Mgmt ForForForElect Director Melody B. Meyer 1.3
Mgmt ForForForElect Director Frederick H. Waddell 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AbbVie Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstRequire Independent Board Chairman 6
CMS Energy Corporation
Meeting Date: 05/05/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 125896100
Ticker: CMS
Shares Voted: 16,320
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jon E. Barfield Mgmt For For For
Mgmt ForForForElect Director Deborah H. Butler 1b
Mgmt ForForForElect Director Kurt L. Darrow 1c
Mgmt ForForForElect Director Stephen E. Ewing 1d
Mgmt ForForForElect Director William D. Harvey 1e
Mgmt ForForForElect Director Philip R. Lochner, Jr. 1f
Mgmt ForForForElect Director Patricia K. Poppe 1g
Mgmt ForForForElect Director John G. Russell 1h
Mgmt ForForForElect Director Myrna M. Soto 1i
Mgmt ForForForElect Director John G. Sznewajs 1j
Mgmt ForForForElect Director Laura H. Wright 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
SH ForForAgainstReport on Political Contributions 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Entergy Corporation
Meeting Date: 05/05/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 29364G103
Ticker: ETR
Shares Voted: 7,863
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Maureen Scannell Bateman Mgmt For For For
Mgmt ForForForElect Director Patrick J. Condon 1b
Mgmt ForForForElect Director Leo P. Denault 1c
Mgmt ForForForElect Director Kirkland H. Donald 1d
Mgmt ForForForElect Director Philip L. Frederickson 1e
Mgmt ForForForElect Director Alexis M. Herman 1f
Mgmt ForForForElect Director Donald C. Hintz 1g
Mgmt ForForForElect Director Stuart L. Levenick 1h
Mgmt ForForForElect Director Blanche Lambert Lincoln 1i
Mgmt ForForForElect Director Karen A. Puckett 1j
Mgmt ForForForElect Director W. J. 'Billy' Tauzin 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstReport on Distributed Renewable Generation Resources
5
InterContinental Hotels Group plc
Meeting Date: 05/05/2017
Record Date: 05/03/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4804L148
Ticker: IHG
Shares Voted: 5,960
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
InterContinental Hotels Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForElect Malina Ngai as Director 5a
Mgmt ForForForRe-elect Anne Busquet as Director 5b
Mgmt ForForForRe-elect Patrick Cescau as Director 5c
Mgmt ForForForRe-elect Ian Dyson as Director 5d
Mgmt ForForForRe-elect Paul Edgecliffe-Johnson as Director 5e
Mgmt ForForForRe-elect Jo Harlow as Director 5f
Mgmt ForForForRe-elect Luke Mayhew as Director 5g
Mgmt ForForForRe-elect Jill McDonald as Director 5h
Mgmt ForForForRe-elect Dale Morrison as Director 5i
Mgmt ForForForRe-elect Richard Solomons as Director 5j
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 6
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
7
Mgmt ForForForAuthorise EU Political Donations and Expenditure
8
Mgmt ForForForApprove Share Consolidation 9
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
10
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
11
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
12
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 13
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
RSA Insurance Group plc
Meeting Date: 05/05/2017
Record Date: 05/03/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7705H157
Ticker: RSA
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
RSA Insurance Group plc
Shares Voted: 37,752
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForRe-elect Martin Scicluna as Director 5
Mgmt ForForForRe-elect Stephen Hester as Director 6
Mgmt ForForForRe-elect Scott Egan as Director 7
Mgmt ForForForRe-elect Alastair Barbour as Director 8
Mgmt ForForForRe-elect Kath Cates as Director 9
Mgmt ForForForRe-elect Enrico Cucchiani as Director 10
Mgmt ForForForElect Isabel Hudson as Director 11
Mgmt ForForForRe-elect Hugh Mitchell as Director 12
Mgmt ForForForRe-elect Joseph Streppel as Director 13
Mgmt ForForForRe-elect Martin Strobel as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities
21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
24
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Teleflex Incorporated
Meeting Date: 05/05/2017
Record Date: 03/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 879369106
Ticker: TFX
Shares Voted: 2,534
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director George Babich, Jr. Mgmt For For For
Mgmt ForForForElect Director Gretchen R. Haggerty 1b
Mgmt ForForForElect Director Benson F. Smith 1c
Mgmt ForForForElect Director Richard A. Packer 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
TransCanada Corporation
Meeting Date: 05/05/2017
Record Date: 03/20/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 89353D107
Ticker: TRP
Shares Voted: 11,807
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kevin E. Benson Mgmt For For For
Mgmt ForForForElect Director Derek H. Burney 1.2
Mgmt ForForForElect Director Stephan Cretier 1.3
Mgmt ForForForElect Director Russell K. Girling 1.4
Mgmt ForForForElect Director S. Barry Jackson 1.5
Mgmt ForForForElect Director John E. Lowe 1.6
Mgmt ForForForElect Director Paula Rosput Reynolds 1.7
Mgmt ForForForElect Director Mary Pat Salomone 1.8
Mgmt ForForForElect Director Indira V. Samarasekera 1.9
Mgmt ForForForElect Director D. Michael G. Stewart 1.10
Mgmt ForForForElect Director Siim A. Vanaselja 1.11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
TransCanada Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard E. Waugh 1.12
Mgmt ForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Woodside Petroleum Ltd.
Meeting Date: 05/05/2017
Record Date: 05/03/2017
Country: Australia
Meeting Type: Annual
Primary Security ID: 980228100
Ticker: WPL
Shares Voted: 18,367
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Michael Chaney as Director Mgmt For For For
Mgmt ForForForElect Lawrence Archibald as Director 2b
Mgmt ForForForElect Ian Macfarlane as Director 2c
Mgmt ForForForApprove Remuneration Report 3
Mgmt AgainstAgainstAgainstApprove the Conditional Spill Resolution 4
Berkshire Hathaway Inc.
Meeting Date: 05/06/2017
Record Date: 03/08/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 084670702
Ticker: BRK.B
Shares Voted: 3
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Warren E. Buffett Mgmt For For For
Mgmt ForForForElect Director Charles T. Munger 1.2
Mgmt ForForForElect Director Howard G. Buffett 1.3
Mgmt ForForForElect Director Stephen B. Burke 1.4
Mgmt ForForForElect Director Susan L. Decker 1.5
Mgmt ForForForElect Director William H. Gates, III 1.6
Mgmt ForForForElect Director David S. Gottesman 1.7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Berkshire Hathaway Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charlotte Guyman 1.8
Mgmt ForForForElect Director Thomas S. Murphy 1.9
Mgmt ForForForElect Director Ronald L. Olson 1.10
Mgmt ForForForElect Director Walter Scott, Jr. 1.11
Mgmt ForForForElect Director Meryl B. Witmer 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
SH ForForAgainstReport on Political Contributions 4
SH ForForAgainstAssess and Report on Exposure to Climate Change Risks
5
SH AgainstAgainstAgainstRequire Divestment from Fossil Fuels 6
Cincinnati Financial Corporation
Meeting Date: 05/06/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 172062101
Ticker: CINF
Shares Voted: 8,237
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William F. Bahl Mgmt For For For
Mgmt ForForForElect Director Gregory T. Bier 1.2
Mgmt ForForForElect Director Linda W. Clement-Holmes 1.3
Mgmt ForForForElect Director Dirk J. Debbink 1.4
Mgmt ForForForElect Director Steven J. Johnston 1.5
Mgmt ForForForElect Director Kenneth C. Lichtendahl 1.6
Mgmt ForForForElect Director W. Rodney McMullen 1.7
Mgmt ForForForElect Director David P. Osborn 1.8
Mgmt ForForForElect Director Gretchen W. Price 1.9
Mgmt ForForForElect Director Thomas R. Schiff 1.10
Mgmt ForForForElect Director Douglas S. Skidmore 1.11
Mgmt ForForForElect Director Kenneth W. Stecher 1.12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Cincinnati Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John F. Steele, Jr. 1.13
Mgmt ForForForElect Director Larry R. Webb 1.14
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
3M Company
Meeting Date: 05/09/2017
Record Date: 03/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 88579Y101
Ticker: MMM
Shares Voted: 3,844
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sondra L. Barbour Mgmt For For For
Mgmt ForForForElect Director Thomas "Tony" K. Brown 1b
Mgmt ForForForElect Director Vance D. Coffman 1c
Mgmt ForForForElect Director David B. Dillon 1d
Mgmt ForForForElect Director Michael L. Eskew 1e
Mgmt ForForForElect Director Herbert L. Henkel 1f
Mgmt ForForForElect Director Muhtar Kent 1g
Mgmt ForForForElect Director Edward M. Liddy 1h
Mgmt ForForForElect Director Gregory R. Page 1i
Mgmt ForForForElect Director Inge G. Thulin 1j
Mgmt ForForForElect Director Patricia A. Woertz 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstAdopt Holy Land Principles 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Danaher Corporation
Meeting Date: 05/09/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 235851102
Ticker: DHR
Shares Voted: 8,812
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald J. Ehrlich Mgmt For Against Against
Mgmt ForForForElect Director Linda Hefner Filler 1.2
Mgmt ForForForElect Director Robert J. Hugin 1.3
Mgmt ForForForElect Director Thomas P. Joyce, Jr. 1.4
Mgmt AgainstAgainstForElect Director Teri List-Stoll 1.5
Mgmt ForForForElect Director Walter G. Lohr, Jr. 1.6
Mgmt ForForForElect Director Mitchell P. Rales 1.7
Mgmt ForForForElect Director Steven M. Rales 1.8
Mgmt AgainstAgainstForElect Director John T. Schwieters 1.9
Mgmt ForForForElect Director Alan G. Spoon 1.10
Mgmt ForForForElect Director Raymond C. Stevens 1.11
Mgmt ForForForElect Director Elias A. Zerhouni 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 6
SH ForForAgainstReport on Goals to Reduce Greenhouse Gas Emissions
7
Franco-Nevada Corporation
Meeting Date: 05/09/2017
Record Date: 03/16/2017
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 351858105
Ticker: FNV
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Franco-Nevada Corporation
Shares Voted: 9,131
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Pierre Lassonde Mgmt For For For
Mgmt ForForForElect Director David Harquail 1.2
Mgmt ForForForElect Director Tom Albanese 1.3
Mgmt ForForForElect Director Derek W. Evans 1.4
Mgmt ForForForElect Director Graham Farquharson 1.5
Mgmt ForForForElect Director Catharine Farrow 1.6
Mgmt ForForForElect Director Louis Gignac 1.7
Mgmt ForForForElect Director Randall Oliphant 1.8
Mgmt ForForForElect Director David R. Peterson 1.9
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
L3 Technologies Inc.
Meeting Date: 05/09/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 502413107
Ticker: LLL
Shares Voted: 4,862
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Claude R. Canizares Mgmt For For For
Mgmt ForForForElect Director Thomas A. Corcoran 1b
Mgmt ForForForElect Director Ann E. Dunwoody 1c
Mgmt ForForForElect Director Lewis Kramer 1d
Mgmt ForForForElect Director Robert B. Millard 1e
Mgmt ForForForElect Director Lloyd W. Newton 1f
Mgmt ForForForElect Director Vincent Pagano, Jr. 1g
Mgmt ForForForElect Director H. Hugh Shelton 1h
Mgmt ForForForElect Director Arthur L. Simon 1i
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
L3 Technologies Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael T. Strianese 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForEliminate Supermajority Vote Requirement 3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 6
NiSource Inc.
Meeting Date: 05/09/2017
Record Date: 03/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 65473P105
Ticker: NI
Shares Voted: 23,772
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard A. Abdoo Mgmt For For For
Mgmt ForForForElect Director Peter A. Altabef 1.2
Mgmt ForForForElect Director Aristides S. Candris 1.3
Mgmt ForForForElect Director Wayne S. DeVeydt 1.4
Mgmt ForForForElect Director Joseph Hamrock 1.5
Mgmt ForForForElect Director Deborah A. Henretta 1.6
Mgmt ForForForElect Director Michael E. Jesanis 1.7
Mgmt ForForForElect Director Kevin T. Kabat 1.8
Mgmt ForForForElect Director Richard L. Thompson 1.9
Mgmt ForForForElect Director Carolyn Y. Woo 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
O'Reilly Automotive, Inc.
Meeting Date: 05/09/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 67103H107
Ticker: ORLY
Shares Voted: 2,541
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David O'Reilly Mgmt For For For
Mgmt ForForForElect Director Charles H. O'Reilly Jr. 1b
Mgmt ForForForElect Director Larry O'Reilly 1c
Mgmt ForForForElect Director Rosalie O'Reilly Wooten 1d
Mgmt ForForForElect Director Jay D. Burchfield 1e
Mgmt ForForForElect Director Thomas T. Hendrickson 1f
Mgmt ForForForElect Director Paul R. Lederer 1g
Mgmt ForForForElect Director John R. Murphy 1h
Mgmt ForForForElect Director Ronald Rashkow 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
Tractor Supply Company
Meeting Date: 05/09/2017
Record Date: 03/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 892356106
Ticker: TSCO
Shares Voted: 12,793
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cynthia T. Jamison Mgmt For For For
Mgmt ForForForElect Director Johnston C. Adams 1.2
Mgmt ForForForElect Director Peter D. Bewley 1.3
Mgmt ForForForElect Director Ramkumar Krishnan 1.4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Tractor Supply Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George MacKenzie 1.5
Mgmt ForForForElect Director Edna K. Morris 1.6
Mgmt ForForForElect Director Mark J. Weikel 1.7
Mgmt ForForForElect Director Gregory A. Sandfort 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
BAE Systems plc
Meeting Date: 05/10/2017
Record Date: 05/08/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G06940103
Ticker: BA.
Shares Voted: 36,080
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForRe-elect Sir Roger Carr as Director 5
Mgmt ForForForRe-elect Elizabeth Corley as Director 6
Mgmt ForForForRe-elect Jerry DeMuro as Director 7
Mgmt ForForForRe-elect Harriet Green as Director 8
Mgmt ForForForRe-elect Christopher Grigg as Director 9
Mgmt ForForForRe-elect Ian King as Director 10
Mgmt ForForForRe-elect Peter Lynas as Director 11
Mgmt ForForForRe-elect Paula Reynolds as Director 12
Mgmt ForForForRe-elect Nicholas Rose as Director 13
Mgmt ForForForRe-elect Ian Tyler as Director 14
Mgmt ForForForElect Charles Woodburn as Director 15
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
BAE Systems plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReappoint KPMG LLP as Auditors 16
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
CVS Health Corporation
Meeting Date: 05/10/2017
Record Date: 03/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 126650100
Ticker: CVS
Shares Voted: 13,553
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard M. Bracken Mgmt For For For
Mgmt ForForForElect Director C. David Brown, II 1b
Mgmt ForForForElect Director Alecia A. DeCoudreaux 1c
Mgmt ForForForElect Director Nancy-Ann M. DeParle 1d
Mgmt ForForForElect Director David W. Dorman 1e
Mgmt AgainstAgainstForElect Director Anne M. Finucane 1f
Mgmt ForForForElect Director Larry J. Merlo 1g
Mgmt ForForForElect Director Jean-Pierre Millon 1h
Mgmt ForForForElect Director Mary L. Schapiro 1i
Mgmt ForForForElect Director Richard J. Swift 1j
Mgmt ForForForElect Director William C. Weldon 1k
Mgmt ForForForElect Director Tony L. White 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
CVS Health Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForApprove Omnibus Stock Plan 5
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
SH AgainstAgainstAgainstReport on Pay Disparity 7
SH AgainstAgainstAgainstAdopt Quantitative Renewable Energy Goals 8
Dominion Resources, Inc.
Meeting Date: 05/10/2017
Record Date: 03/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 25746U109
Ticker: D
Shares Voted: 8,271
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William P. Barr Mgmt For For For
Mgmt ForForForElect Director Helen E. Dragas 1.2
Mgmt ForForForElect Director James O. Ellis, Jr. 1.3
Mgmt ForForForElect Director Thomas F. Farrell, II 1.4
Mgmt AgainstAgainstForElect Director John W. Harris 1.5
Mgmt ForForForElect Director Ronald W. Jibson 1.6
Mgmt ForForForElect Director Mark J. Kington 1.7
Mgmt ForForForElect Director Joseph M. Rigby 1.8
Mgmt ForForForElect Director Pamela J. Royal 1.9
Mgmt ForForForElect Director Robert H. Spilman, Jr. 1.10
Mgmt ForForForElect Director Susan N. Story 1.11
Mgmt ForForForElect Director Michael E. Szymanczyk 1.12
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Dominion Resources, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForChange Company Name to Dominion Energy, Inc.
5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstRequire Director Nominee with Environmental Experience
7
SH ForForAgainstAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
8
SH ForForAgainstReport on Methane Emissions Management and Reduction Targets
9
Gilead Sciences, Inc.
Meeting Date: 05/10/2017
Record Date: 03/16/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 375558103
Ticker: GILD
Shares Voted: 10,917
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John F. Cogan Mgmt For For For
Mgmt ForForForElect Director Kelly A. Kramer 1b
Mgmt ForForForElect Director Kevin E. Lofton 1c
Mgmt ForForForElect Director John C. Martin 1d
Mgmt ForForForElect Director John F. Milligan 1e
Mgmt ForForForElect Director Nicholas G. Moore 1f
Mgmt ForForForElect Director Richard J. Whitley 1g
Mgmt ForForForElect Director Gayle E. Wilson 1h
Mgmt ForForForElect Director Per Wold-Olsen 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
SH ForForAgainstProvide Right to Act by Written Consent 6
SH ForForAgainstRequire Independent Board Chairman 7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
H & M Hennes & Mauritz
Meeting Date: 05/10/2017
Record Date: 05/04/2017
Country: Sweden
Meeting Type: Annual
Primary Security ID: W41422101
Ticker: HM B
Shares Voted: 14,051
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
MgmtReceive President's Report 3
Mgmt ForForForPrepare and Approve List of Shareholders 4
Mgmt ForForForApprove Agenda of Meeting 5
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 6
Mgmt ForForForAcknowledge Proper Convening of Meeting 7
MgmtReceive Financial Statements and Statutory Reports
8a
MgmtReceive Auditor's Statement, and Statement By Chairman of Audit Committee
8b
MgmtReceive Board's Report 8c
MgmtReceive Nominating Committee's Report 8d
Mgmt ForForForAccept Financial Statements and Statutory Reports
9a
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 9.75 Per Share
9b
Mgmt ForForForApprove Discharge of Board and President 9c
Mgmt ForForForDetermine Number of Members (7) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0)
10
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.7 Million for Chairman, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
11
Mgmt ForForForReelect Stina Bergfors as Director 12.1
Mgmt ForForForReelect Anders Dahlvig as Director 12.2
Mgmt ForForForReelect Lena Patriksson Keller as Director 12.3
Mgmt ForForForReelect Stefan Persson (Chairman) as Director
12.4
Mgmt ForForForReelect Christian Sievert as Director 12.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
H & M Hennes & Mauritz
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Erica Wiking Häger as Director 12.6
Mgmt ForForForReelect Niklas Zennström as Director 12.7
Mgmt ForForForRatify Ernst & Young as Auditors 13
Mgmt AgainstAgainstForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
14
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
MgmtShareholder Proposals Submitted by Thorwald Arvidsson
SH AgainstAgainstNoneAdopt a Zero Vision Regarding Anorexia Within the Industry
16.1
SH AgainstAgainstNoneInstruct the Board to Appoint a Working Group to Realize This Zero Vision on Anorexia
16.2
SH AgainstAgainstNoneInstruct the Board to Yearly Report to the AGM in Writing the Progress Concerning Anorexia Within the Industry
16.3
SH AgainstAgainstNoneAdopt a Vision for Absolute Gender Equality on All Levels Within the Company
16.4
SH AgainstAgainstNoneInstruct the Board to Set Up a Working Group Concerning Gender and Ethnicity Diversification Within the Company
16.5
SH AgainstAgainstNoneRequire the Results from the Working Group Concerning Item 16.5 to be Reported to the AGM
16.6
SH AgainstAgainstNoneRequest Board to Take Necessary Action to Create a Shareholders' Association
16.7
SH AgainstAgainstNoneProhibit Directors from Being Able to Invoice Director's Fees via Swedish and Foreign Legal Entities
16.8
SH AgainstAgainstNoneRequest Board to Propose to the Swedish Government to Draw Attention to the Need for a Change in the Rules in the Area Regarding Invoicing
16.9
SH AgainstAgainstNoneInstruct the Nomination Committee to Pay Extra Attention to Questions Concerning Ethics, Gender, and Ethnicity
16.10
SH AgainstAgainstNoneRequest Board to Propose to the Swedish Government to Draw Attention to the Need for Introducing a "Politician Quarantine"
16.11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
H & M Hennes & Mauritz
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstNoneInstruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board and Nomination Committee
16.12
SH AgainstAgainstNoneInstruct the Board to Propose to the Swedish Government to Draw Attention to Need of Abolishment of Law Allowing Possibility of So-Called Graduated Voting Rights
16.13
SH AgainstAgainstNoneAmend Articles of Association: Both Class A Shares and Class B Shares are Entitled to One Vote Each
17.1
SH AgainstAgainstNoneAmend Articles Re: Former Politicians on the Board of Directors
17.2
MgmtClose Meeting 18
Hannover Rueck SE
Meeting Date: 05/10/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D3015J135
Ticker: HNR1
Shares Voted: 2,744
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.50 per Share and Special Dividends of EUR 1.50 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Linde Aktiengesellschaft
Meeting Date: 05/10/2017
Record Date: 04/18/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D50348107
Ticker: LIN
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Linde Aktiengesellschaft
Shares Voted: 2,339
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.70 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 5.1
Mgmt ForForForRatify KPMG as Auditors for the First Quarter of Fiscal 2018
5.2
Mgmt ForForForElect Thomas Enders to the Supervisory Board
6
Nasdaq, Inc.
Meeting Date: 05/10/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 631103108
Ticker: NDAQ
Shares Voted: 11,364
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Melissa M. Arnoldi Mgmt For For For
Mgmt ForForForElect Director Charlene T. Begley 1b
Mgmt ForForForElect Director Steven D. Black 1c
Mgmt ForForForElect Director Adena T. Friedman 1d
Mgmt ForForForElect Director Glenn H. Hutchins 1e
Mgmt ForForForElect Director Essa Kazim 1f
Mgmt ForForForElect Director Thomas A. Kloet 1g
Mgmt ForForForElect Director Michael R. Splinter 1h
Mgmt ForForForElect Director Lars R. Wedenborn 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Nasdaq, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH ForForAgainstProvide Right to Act by Written Consent 5
Partners Group Holding
Meeting Date: 05/10/2017
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H6120A101
Ticker: PGHN
Shares Voted: 882
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 15 per Share
2
Mgmt AgainstAgainstForApprove Remuneration Report 3
Mgmt ForForForApprove Discharge of Board and Senior Management
4
Mgmt AgainstAgainstForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 16 Million
5.1
Mgmt AgainstAgainstForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 81.2 Million
5.2
Mgmt ForForForElect Peter Wuffli as Director and Board Chairman
6.1a
Mgmt ForForForElect Charles Dallara as Director 6.1b
Mgmt ForForForElect Grace del Rosario-Castano as Director 6.1c
Mgmt ForForForElect Marcel Erni as Director 6.1d
Mgmt ForForForElect Michelle Felman as Director 6.1e
Mgmt AgainstAgainstForElect Alfred Gantner as Director 6.1f
Mgmt ForForForElect Steffen Meister as Director 6.1g
Mgmt ForForForElect Eric Strutz as Director 6.1h
Mgmt ForForForElect Patrick Ward as Director 6.1i
Mgmt ForForForElect Urs Wietlisbach as Director 6.1j
Mgmt ForForForAppoint Grace del Rosario-Castano as Member of the Compensation Committee
6.2.1
Mgmt AgainstAgainstForAppoint Steffen Meister as Member of the Compensation Committee
6.2.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Partners Group Holding
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Peter Wuffli as Member of the Compensation Committee
6.2.3
Mgmt ForForForDesignate Alexander Eckenstein as Independent Proxy
6.3
Mgmt ForForForRatify KPMG AG as Auditors 6.4
Mgmt AgainstAgainstForTransact Other Business (Voting) 7
Sanofi
Meeting Date: 05/10/2017
Record Date: 05/05/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F5548N101
Ticker: SAN
Shares Voted: 4,815
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.96 per Share
3
Mgmt ForForForApprove Auditors' Special Report on New Related-Party Transactions
4
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.750 Million
5
Mgmt ForForForReelect Fabienne Lecorvaisier as Director 6
Mgmt ForForForElect Bernard Charles as Director 7
Mgmt ForForForElect Melanie Lee as Director 8
Mgmt ForForForApprove Remuneration Policy for Chairman of the Board
9
Mgmt ForForForApprove Remuneration Policy for CEO 10
Mgmt ForForForNon-Binding Vote on Compensation of Serge Weinberg, Chairman of the Board
11
Mgmt ForForForNon-Binding Vote on Compensation of Olivier Brandicourt, CEO
12
Mgmt ForForForRenew Appointment of PricewaterhouseCoopers Audit as Auditor
13
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sanofi
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.289 Billion
15
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million
16
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million
17
Mgmt ForForForApprove Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion
18
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
19
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
20
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value
21
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
23
Mgmt ForForForAmend Article 11 of Bylaws Re: Board of Directors
24
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
25
SAP SE
Meeting Date: 05/10/2017
Record Date: 04/18/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D66992104
Ticker: SAP
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
SAP SE
Shares Voted: 3,318
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.25 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt AgainstAgainstForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 5
Silver Wheaton Corp.
Meeting Date: 05/10/2017
Record Date: 03/21/2017
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 828336107
Ticker: SLW
Shares Voted: 15,746
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
a1 Elect Director George L. Brack Mgmt For For For
Mgmt ForForForElect Director John A. Brough a2
Mgmt ForForForElect Director R. Peter Gillin a3
Mgmt ForForForElect Director Chantal Gosselin a4
Mgmt ForForForElect Director Douglas M. Holtby a5
Mgmt ForForForElect Director Charles A. Jeannes a6
Mgmt ForForForElect Director Eduardo Luna a7
Mgmt ForForForElect Director Randy V. J. Smallwood a8
Mgmt ForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
b
Mgmt ForForForChange Company Name to Wheaton Precious Metals Corp.
c
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
d
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telenor ASA
Meeting Date: 05/10/2017
Record Date:
Country: Norway
Meeting Type: Annual
Primary Security ID: R21882106
Ticker: TEL
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Notice of Meeting and Agenda Mgmt For For Do Not Vote
MgmtDesignate Inspector(s) of Minutes of Meeting 2
MgmtReceive President's Report 3
Mgmt Do Not Vote
ForForAccept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.80 Per Share
4
MgmtReceive Corporate Governance Report 5
Mgmt Do Not Vote
ForForApprove Remuneration of Auditors in the Amount of NOK 5 million
6
Mgmt Do Not Vote
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
7a
Mgmt Do Not Vote
AgainstForApprove Guidelines for Share Related Incentive Arrangements
7b
Mgmt Do Not Vote
ForForAuthorize Share Repurchase Program and Cancellation of Repurchased Shares
8
Mgmt Do Not Vote
ForForBundled Election of Members and Deputy Members For Corporate Assembly (Shareholder May Also Vote On Each Candidate Individually Under Items 9a to 9m)
9
Mgmt Do Not Vote
ForForElect Anders Skjaevestad as Member of Corporate Assembly
9a
Mgmt Do Not Vote
ForForElect Olaug Svarva as Member of Corporate Assembly
9b
Mgmt Do Not Vote
ForForElect John Bernander as Member of Corporate Assembly
9c
Mgmt Do Not Vote
ForForElect Anne Kvam as Member of Corporate Assembly
9d
Mgmt Do Not Vote
ForForElect Didrik Munch as Member of Corporate Assembly
9e
Mgmt Do Not Vote
ForForElect Elin Myrmel-Johansen as Member of Corporate Assembly
9f
Mgmt Do Not Vote
ForForElect Widar Salbuvik as Member of Corporate Assembly
9g
Mgmt Do Not Vote
ForForElect Tore Sandvik as Member of Corporate Assembly
9h
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Telenor ASA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForElect Silvija Seres as Member of Corporate Assembly
9i
Mgmt Do Not Vote
ForForElect Siri Strandenes as Member of Corporate Assembly
9j
Mgmt Do Not Vote
ForForElect Maalfrid Brath as Deputy Member of Corporate Assembly
9k
Mgmt Do Not Vote
ForForElect Jostein Dalland as Deputy Member of Corporate Assembly
9l
Mgmt Do Not Vote
ForForElect Ingvild Holth as Deputy Member of Corporate Assembly
9m
Mgmt Do Not Vote
ForForBundled Election of Members of Nominating Committee (Shareholder May Also Vote On Each Candidate Individually Under Items 10a and 10b)
10
Mgmt Do Not Vote
ForForElect Mette Wikborg as Member of Nominating Committee
10a
Mgmt Do Not Vote
ForForElect Christian Berg as Member of Nominating Committee
10b
Mgmt Do Not Vote
ForForApprove Remuneration of Members of Corporate Assembly and Nomination Committee
11
Worldpay Group plc
Meeting Date: 05/10/2017
Record Date: 05/08/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G97744109
Ticker: WPG
Shares Voted: 75,786
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove US Employee Stock Purchase Plan 3
Mgmt ForForForReappoint KPMG LLP as Auditors 4
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
5
Mgmt ForForForApprove Final Dividend 6
Mgmt ForForForRe-elect John Allan as Director 7
Mgmt ForForForRe-elect Philip Jansen as Director 8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Worldpay Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Ron Kalifa as Director 9
Mgmt ForForForRe-elect Rick Medlock as Director 10
Mgmt ForForForRe-elect Deanna Oppenheimer as Director 11
Mgmt ForForForRe-elect Sir Michael Rake as Director 12
Mgmt ForForForElect Karen Richardson as Director 13
Mgmt ForForForRe-elect Martin Scicluna as Director 14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
adidas AG
Meeting Date: 05/11/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D0066B185
Ticker: ADS
Shares Voted: 1,892
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.00 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForApprove Remuneration of Supervisory Board 5
Mgmt ForForForApprove Creation of EUR 50 Million Pool of Capital with Preemptive Rights
6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
adidas AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Creation of EUR 16 Million Pool of Capital with Partial Exclusion of Preemptive Rights
7
Mgmt ForForForApprove Creation of EUR 20 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 9.1
Mgmt ForForForRatify KPMG AG as Auditors for Half-Year and Quarterly Reports 2017
9.2
Mgmt ForForForRatify KPMG AG as Auditors for the 2018 Interim Financial Statements Until the 2018 AGM
9.3
AMP Limited
Meeting Date: 05/11/2017
Record Date: 05/09/2017
Country: Australia
Meeting Type: Annual
Primary Security ID: Q0344G101
Ticker: AMP
Shares Voted: 122,819
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Catherine Brenner as Director Mgmt For For For
Mgmt ForForForElect Patty Akopiantz as Director 2b
Mgmt ForForForElect Trevor Matthews as Director 2c
Mgmt ForForForElect Geoff Roberts as Director 2d
Mgmt ForForForElect Peter Varghese as Director 2e
Mgmt ForForForElect Mike Wilkins as Director 2f
Mgmt ForForForApprove the Adoption of Remuneration Report
3
Mgmt ForForForApprove Chief Executive Officer's Long-Term Incentive for 2017
4
C.H. Robinson Worldwide, Inc.
Meeting Date: 05/11/2017
Record Date: 03/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 12541W209
Ticker: CHRW
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
C.H. Robinson Worldwide, Inc.
Shares Voted: 12,677
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Scott P. Anderson Mgmt For For For
Mgmt ForForForElect Director Robert Ezrilov 1.2
Mgmt ForForForElect Director Wayne M. Fortun 1.3
Mgmt ForForForElect Director Mary J. Steele Guilfoile 1.4
Mgmt ForForForElect Director Jodee A. Kozlak 1.5
Mgmt ForForForElect Director Brian P. Short 1.6
Mgmt ForForForElect Director James B. Stake 1.7
Mgmt ForForForElect Director John P. Wiehoff 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH***Withdrawn Resolution*** Report on Greenhouse Gas Emissions Disclosure
5
Canadian Tire Corporation, Limited
Meeting Date: 05/11/2017
Record Date: 03/23/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 136681202
Ticker: CTC.A
Shares Voted: 4,248
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Class A Non-Voting Shareholders Mgmt
Mgmt ForForForElect Director Pierre Boivin 1.1
Mgmt ForForForElect Director James L. Goodfellow 1.2
Mgmt ForForForElect Director Timothy R. Price 1.3
Edwards Lifesciences Corporation
Meeting Date: 05/11/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 28176E108
Ticker: EW
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Edwards Lifesciences Corporation
Shares Voted: 5,741
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael A. Mussallem Mgmt For For For
Mgmt ForForForElect Director Kieran T. Gallahue 1b
Mgmt ForForForElect Director Leslie S. Heisz 1c
Mgmt ForForForElect Director William J. Link 1d
Mgmt ForForForElect Director Steven R. Loranger 1e
Mgmt ForForForElect Director Martha H. Marsh 1f
Mgmt ForForForElect Director Wesley W. von Schack 1g
Mgmt ForForForElect Director Nicholas J. Valeriani 1h
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
5
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
6
Essilor International
Meeting Date: 05/11/2017
Record Date: 05/08/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F31668100
Ticker: EI
Shares Voted: 3,063
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.50 per Share
3
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Essilor International
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Appointment of Jeanette Wong as Director
5
Mgmt ForForForReelect Philippe Alfroid as Director 6
Mgmt ForForForReelect Juliette Favre as Representative of Employee Shareholders to the Board
7
Mgmt ForForForReelect Yi He as Representative of Employee Shareholders to the Board
8
Mgmt ForForForReelect Hubert Sagnieres as Director 9
Mgmt ForForForElect Laurent Vacherot as Director 10
Mgmt AgainstAgainstForApprove Severance Agreement with Hubert Sagnieres, Chairman and CEO
11
Mgmt AgainstAgainstForApprove Severance Agreement with Laurent Vacherot, Vice-CEO
12
Mgmt ForForForNon-Binding Vote on Compensation of Hubert Sagnieres, Chairman and CEO
13
Mgmt ForForForNon-Binding Vote on Compensation of Laurent Vacherot, Vice-CEO
14
Mgmt ForForForApprove Remuneration Policy of Executive Officers
15
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 880,000
16
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
18
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries
19
Mgmt ForForForAmend Article 12 and 14 of Bylaws Re: Employee Representative and Directors
20
Mgmt ForForForPursuant to Acquisition of Luxottica, Adopt New Bylaws
21
Mgmt ForForForApprove Contribution in Kind of Luxottica Shares by Delfin and its Valuation
22
Mgmt ForForForAuthorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers
23
Mgmt ForForForApprove Sale of Company Assets to Delamare Sovra
24
Mgmt ForForForAmend Article 2 of Bylaws Re: Corporate Purpose
25
MgmtOrdinary Business
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Essilor International
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForSubject to Approval of Items 20-24, 27-39, Elect Leonardo Del Vecchio as Director
26
Mgmt ForForForSubject to Approval of Items 20-24, 26, 28-39, Elect Romolo Bardin as Director
27
Mgmt ForForForSubject to Approval of Items 20-24, 26-27, 29-39, Elect Giovanni Giallombardo as Director
28
Mgmt ForForForSubject to Approval of Items 20-24, 26-28, 30-39, Elect Rafaella Mazzoli as Director
29
Mgmt ForForForSubject to Approval of Items 20-24, 26-29, 31-39, Elect Francesco Milleri as Director
30
Mgmt ForForForSubject to Approval of Items 20-24, 26-30, 32-39, Elect Gianni Mion as Director
31
Mgmt ForForForSubject to Approval of Items 20-24, 26-31, 33-39, Elect Lucia Morselli as Director
32
Mgmt ForForForSubject to Approval of Items 20-24, 26-32, 34-39, Elect Cristina Scocchia as Director
33
Mgmt ForForForSubject to Approval of Items 20-24, 26-33, 35-39, Elect Hubert Sagnieres as Director
34
Mgmt ForForForSubject to Approval of Items 20-24, 26-34, 36-39, Elect Juliette Favre as Representative of Employee Shareholders to the Board
35
Mgmt ForForForSubject to Approval of Items 20-24, 26-35, 37-39, Elect Henrietta Fore as Director
36
Mgmt ForForForSubject to Approval of Items 20-24, 26-36, 38, 39, Elect Bernard Hours as Director
37
Mgmt ForForForSubject to Approval of Items 20-24, 26-37, 39, Elect Annette Messemer as Director
38
Mgmt ForForForSubject to Approval of Items 20-24, 26-38, Elect Olivier Pecoux as Director
39
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
40
Express Scripts Holding Company
Meeting Date: 05/11/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 30219G108
Ticker: ESRX
Shares Voted: 9,342
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Maura C. Breen Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Express Scripts Holding Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William J. DeLaney 1b
Mgmt ForForForElect Director Elder Granger 1c
Mgmt ForForForElect Director Nicholas J. LaHowchic 1d
Mgmt ForForForElect Director Thomas P. Mac Mahon 1e
Mgmt ForForForElect Director Frank Mergenthaler 1f
Mgmt ForForForElect Director Woodrow A. Myers, Jr. 1g
Mgmt ForForForElect Director Roderick A. Palmore 1h
Mgmt ForForForElect Director George Paz 1i
Mgmt ForForForElect Director William L. Roper 1j
Mgmt ForForForElect Director Seymour Sternberg 1k
Mgmt ForForForElect Director Timothy Wentworth 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstRequire Independent Board Chairman 5
SH AgainstAgainstAgainstReport on Gender Pay Gap 6
Fresenius Medical Care AG & Co. KGAA
Meeting Date: 05/11/2017
Record Date: 04/19/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D2734Z107
Ticker: FME
Shares Voted: 4,177
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Allocation of Income and Dividends of EUR 0.96 per Share
2
Mgmt ForForForApprove Discharge of Personally Liable Partner for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Fresenius Medical Care AG & Co. KGAA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 5
Laboratory Corporation of America Holdings
Meeting Date: 05/11/2017
Record Date: 03/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 50540R409
Ticker: LH
Shares Voted: 3,924
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kerrii B. Anderson Mgmt For For For
Mgmt ForForForElect Director Jean-Luc Belingard 1b
Mgmt ForForForElect Director D. Gary Gilliland 1c
Mgmt ForForForElect Director David P. King 1d
Mgmt ForForForElect Director Garheng Kong 1e
Mgmt ForForForElect Director Robert E. Mittelstaedt, Jr. 1f
Mgmt ForForForElect Director Peter M. Neupert 1g
Mgmt ForForForElect Director Richelle P. Parham 1h
Mgmt ForForForElect Director Adam H. Schechter 1i
Mgmt ForForForElect Director R. Sanders Williams 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH AgainstAgainstAgainstReport on Zika Virus Controls for Primates and Employees
5
Nitori Holdings Co Ltd
Meeting Date: 05/11/2017
Record Date: 02/20/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J58214131
Ticker: 9843
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Nitori Holdings Co Ltd
Shares Voted: 6,068
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nitori, Akio Mgmt For For For
Mgmt ForForForElect Director Shirai, Toshiyuki 1.2
Mgmt ForForForElect Director Ikeda, Masanori 1.3
Mgmt ForForForElect Director Sudo, Fumihiro 1.4
Mgmt ForForForElect Director Takeda, Masanori 1.5
Mgmt ForForForElect Director Tamagami, Muneto 1.6
Mgmt ForForForElect Director Ando, Takaharu 1.7
Mgmt ForForForApprove Equity Compensation Plan 2
Statoil ASA
Meeting Date: 05/11/2017
Record Date:
Country: Norway
Meeting Type: Annual
Primary Security ID: R8413J103
Ticker: STL
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtRegistration of Attending Shareholders and Proxies
2
Mgmt Do Not Vote
ForForElect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting
3
Mgmt Do Not Vote
ForForApprove Notice of Meeting and Agenda 4
Mgmt Do Not Vote
ForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt Do Not Vote
ForForAccept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.22 Per Share
6
Mgmt Do Not Vote
ForForAuthorize Board to Distribute Quarterly Dividends
7
Mgmt Do Not Vote
ForForApprove Creation of Pool of Capital with Preemptive Rights in Connection with Payment of Dividend for Fourth Quarter 2016
8a
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Statoil ASA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Creation of Pool of Capital with Preemptive Rights in Connection With Payment of Dividend for First Quarter to Third Quarter 2017
8b
MgmtShareholder Proposals
SH Do Not Vote
AgainstAgainstAbstain from Drilling Exploration Wells in the Barents Sea
9
SH Do Not Vote
AgainstAgainstDiscontinuation of Exploration Activities and Test Drilling for Fossil Energy Resources
10
SH Do Not Vote
AgainstAgainstMandate the Board to Appoint new Chief Geologist and Mandate to Reinstate Updated Versions of Pre-Merger Actuarial Based Risk Management Processes
11
MgmtManagement Proposals
Mgmt Do Not Vote
ForForApprove Company's Corporate Governance Statement
12
Mgmt Do Not Vote
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)
13.1
Mgmt Do Not Vote
ForForApprove Remuneration Linked to Development of Share Price (Binding)
13.2
Mgmt Do Not Vote
ForForApprove Remuneration of Auditors 14
Mgmt Do Not Vote
ForForApprove Remuneration of Corporate Assembly in the Amount of NOK 122,400 for Chairman, NOK 64,500 for Deputy Chair, NOK 45,300 for Other Members and NOK 6,450 Per Meeting for Deputy Members
15
Mgmt Do Not Vote
ForForApprove Remuneration of Nominating Committee in the Amount of NOK 12,150 Per Meeting for Chair and NOK 9,000 Per Meeting for Members
16
Mgmt Do Not Vote
AgainstForApprove Equity Plan Financing 17
Mgmt Do Not Vote
ForForAuthorize Share Repurchase Program and Cancellation of Repurchased Shares
18
Mgmt Do Not Vote
ForForMiscellaneous Proposal: Marketing Instructions
19
TELUS Corporation
Meeting Date: 05/11/2017
Record Date: 03/13/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 87971M103
Ticker: T
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
TELUS Corporation
Shares Voted: 15,867
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director R. H. (Dick) Auchinleck Mgmt For For For
Mgmt ForForForElect Director Raymond T. Chan 1.2
Mgmt ForForForElect Director Stockwell Day 1.3
Mgmt ForForForElect Director Lisa de Wilde 1.4
Mgmt ForForForElect Director Darren Entwistle 1.5
Mgmt ForForForElect Director Mary Jo Haddad 1.6
Mgmt ForForForElect Director Kathy Kinloch 1.7
Mgmt ForForForElect Director John S. Lacey 1.8
Mgmt ForForForElect Director William (Bill) A. MacKinnon 1.9
Mgmt ForForForElect Director John Manley 1.10
Mgmt ForForForElect Director Sarabjit (Sabi) S. Marwah 1.11
Mgmt ForForForElect Director Claude Mongeau 1.12
Mgmt ForForForElect Director David L. Mowat 1.13
Mgmt ForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Yara International ASA
Meeting Date: 05/11/2017
Record Date:
Country: Norway
Meeting Type: Annual
Primary Security ID: R9900C106
Ticker: YAR
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting; Approve Notice of Meeting and Agenda
Mgmt For For Do Not Vote
Mgmt Do Not Vote
ForForElect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting
2
Mgmt Do Not Vote
ForForAccept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 10.00 Per Share
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Yara International ASA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
AgainstForApprove Remuneration Policy And Other Terms of Employment For Executive Management
4
MgmtDiscuss Company's Corporate Governance Statement
5
Mgmt Do Not Vote
ForForApprove Remuneration of Auditors 6
Mgmt Do Not Vote
ForForApprove Remuneration of Directors in the Amount of NOK 575,000 for the Chairman, NOK 356,500 for the Vice Chairman, and NOK 312,000 for the Other Directors; Approve Committee Fees
7
Mgmt Do Not Vote
ForForApprove Remuneration of Nominating Committee
8
Mgmt Do Not Vote
ForForAuthorize Share Repurchase Program 9
Zoetis Inc.
Meeting Date: 05/11/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 98978V103
Ticker: ZTS
Shares Voted: 12,458
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gregory Norden Mgmt For For For
Mgmt ForForForElect Director Louise M. Parent 1.2
Mgmt ForForForElect Director Robert W. Scully 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
AIA Group Ltd.
Meeting Date: 05/12/2017
Record Date: 05/09/2017
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y002A1105
Ticker: 1299
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
AIA Group Ltd.
Shares Voted: 116,873
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Mohamed Azman Yahya as Director 3
Mgmt ForForForElect Edmund Sze-Wing Tse as Director 4
Mgmt ForForForElect Jack Chak-Kwong So as Director 5
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 7B
Mgmt ForForForApprove Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme
7C
American Water Works Company, Inc.
Meeting Date: 05/12/2017
Record Date: 03/16/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 030420103
Ticker: AWK
Shares Voted: 7,175
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Julie A. Dobson Mgmt For For For
Mgmt ForForForElect Director Paul J. Evanson 1b
Mgmt ForForForElect Director Martha Clark Goss 1c
Mgmt ForForForElect Director Veronica M. Hagen 1d
Mgmt ForForForElect Director Julia L. Johnson 1e
Mgmt ForForForElect Director Karl F. Kurz 1f
Mgmt ForForForElect Director George MacKenzie 1g
Mgmt ForForForElect Director Susan N. Story 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
American Water Works Company, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForApprove Nonqualified Employee Stock Purchase Plan
5
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
6
Colgate-Palmolive Company
Meeting Date: 05/12/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 194162103
Ticker: CL
Shares Voted: 8,278
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Charles A. Bancroft Mgmt For For For
Mgmt ForForForElect Director John P. Bilbrey 1b
Mgmt ForForForElect Director John T. Cahill 1c
Mgmt ForForForElect Director Ian Cook 1d
Mgmt ForForForElect Director Helene D. Gayle 1e
Mgmt ForForForElect Director Ellen M. Hancock 1f
Mgmt ForForForElect Director C. Martin Harris 1g
Mgmt ForForForElect Director Lorrie M. Norrington 1h
Mgmt ForForForElect Director Michael B. Polk 1i
Mgmt ForForForElect Director Stephen I. Sadove 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Emera Incorporated
Meeting Date: 05/12/2017
Record Date: 03/23/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 290876101
Ticker: EMA
Shares Voted: 16,624
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sylvia D. Chrominska Mgmt For For For
Mgmt ForForForElect Director Henry E. Demone 1.2
Mgmt ForForForElect Director Allan L. Edgeworth 1.3
Mgmt ForForForElect Director James D. Eisenhauer 1.4
Mgmt ForForForElect Director Christopher G. Huskilson 1.5
Mgmt ForForForElect Director B. Lynn Loewen 1.6
Mgmt ForForForElect Director John T. McLennan 1.7
Mgmt ForForForElect Director Donald A. Pether 1.8
Mgmt ForForForElect Director John B. Ramil 1.9
Mgmt ForForForElect Director Andrea S. Rosen 1.10
Mgmt ForForForElect Director Richard P. Sergel 1.11
Mgmt ForForForElect Director M. Jacqueline Sheppard 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
4
Engie
Meeting Date: 05/12/2017
Record Date: 05/09/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F7629A107
Ticker: ENGI
Shares Voted: 21,340
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Engie
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1 per Share and an Extra of EUR 0.10 per Share to Long Term Registered Shares
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions; Acknowledge Ongoing Transactions
4
Mgmt ForForForApprove Additional Pension Scheme Agreement with Isabelle Kocher, CEO
5
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt ForForForRatify Appointment of Patrice Durand as Director
7
Mgmt ForForNoneElect Christophe Aubert as Representative of Employee Shareholders to the Board
8
Mgmt AgainstAgainstNoneElect Ton Willems as Representative of Employee Shareholders to the Board
9
Mgmt ForForForNon-Binding Vote on Compensation of Gerard Mestrallet, Chairman and CEO until May 3, 2016
10
Mgmt ForForForNon-Binding Vote on Compensation of Isabelle Kocher, Vice CEO until May 3, 2016
11
Mgmt ForForForNon-Binding Vote on Compensation of Isabelle Kocher, CEO since May 3, 2016
12
Mgmt ForForForApprove Remuneration Policy of Executive Officers
13
MgmtExtraordinary Business
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
14
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries
15
Mgmt ForForForAuthorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans
16
Mgmt AgainstAgainstForAuthorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans
17
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
18
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Fresenius SE & Co KGaA
Meeting Date: 05/12/2017
Record Date: 04/20/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D27348263
Ticker: FRE
Shares Voted: 3,640
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Allocation of Income and Dividends of EUR 0.62 per Share
2
Mgmt ForForForApprove Discharge of Personally Liable Partner for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 5
Mgmt ForForForAmend Stock Option Plan 6
Mgmt AgainstAgainstForAmend Remuneration of Supervisory Board 7
Galp Energia, SGPS S.A.
Meeting Date: 05/12/2017
Record Date: 05/05/2017
Country: Portugal
Meeting Type: Annual
Primary Security ID: X3078L108
Ticker: GALP
Shares Voted: 21,973
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify Co-option of Paula Amorim as Board Chairperson
Mgmt For Against Against
Mgmt AgainstAgainstForRatify Co-option of Marta Amorim as Director 2
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Allocation of Income 4
Mgmt ForForForApprove Discharge of Board 5
Mgmt ForForForApprove Discharge of Supervisory Board 6
Mgmt ForForForApprove Discharge of Auditors 7
Mgmt AgainstAgainstForApprove Statement on Remuneration Policy 8
Mgmt ForForForAuthorize Repurchase and Reissuance of Shares and Bonds
9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Leidos Holdings, Inc.
Meeting Date: 05/12/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 525327102
Ticker: LDOS
Shares Voted: 11,976
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory R. Dahlberg Mgmt For For For
Mgmt ForForForElect Director David G. Fubini 1b
Mgmt ForForForElect Director Miriam E. John 1c
Mgmt ForForForElect Director John P. Jumper 1d
Mgmt ForForForElect Director Harry M.J. Kraemer, Jr. 1e
Mgmt ForForForElect Director Roger A. Krone 1f
Mgmt ForForForElect Director Gary S. May 1g
Mgmt ForForForElect Director Surya N. Mohapatra 1h
Mgmt ForForForElect Director Lawrence C. Nussdorf 1i
Mgmt ForForForElect Director Robert S. Shapard 1j
Mgmt ForForForElect Director Susan M. Stalnecker 1k
Mgmt ForForForElect Director Noel B. Williams 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
Mgmt ForForForApprove Omnibus Stock Plan 5
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 6
Republic Services, Inc.
Meeting Date: 05/12/2017
Record Date: 03/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 760759100
Ticker: RSG
Shares Voted: 14,664
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Manuel Kadre Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Republic Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tomago Collins 1b
Mgmt ForForForElect Director William J. Flynn 1c
Mgmt ForForForElect Director Thomas W. Handley 1d
Mgmt ForForForElect Director Jennifer M. Kirk 1e
Mgmt ForForForElect Director Michael Larson 1f
Mgmt ForForForElect Director Ramon A. Rodriguez 1g
Mgmt ForForForElect Director Donald W. Slager 1h
Mgmt ForForForElect Director John M. Trani 1i
Mgmt ForForForElect Director Sandra M. Volpe 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Sempra Energy
Meeting Date: 05/12/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 816851109
Ticker: SRE
Shares Voted: 5,320
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan L. Boeckmann Mgmt For For For
Mgmt ForForForElect Director Kathleen L. Brown 1.2
Mgmt ForForForElect Director Andres Conesa 1.3
Mgmt ForForForElect Director Maria Contreras-Sweet 1.4
Mgmt ForForForElect Director Pablo A. Ferrero 1.5
Mgmt ForForForElect Director William D. Jones 1.6
Mgmt ForForForElect Director Bethany J. Mayer 1.7
Mgmt ForForForElect Director William G. Ouchi 1.8
Mgmt ForForForElect Director Debra L. Reed 1.9
Mgmt ForForForElect Director William C. Rusnack 1.10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sempra Energy
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lynn Schenk 1.11
Mgmt ForForForElect Director Jack T. Taylor 1.12
Mgmt ForForForElect Director James C. Yardley 1.13
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
The Progressive Corporation
Meeting Date: 05/12/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 743315103
Ticker: PGR
Shares Voted: 20,319
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Stuart B. Burgdoerfer Mgmt For For For
Mgmt ForForForElect Director Charles A. Davis 1b
Mgmt ForForForElect Director Roger N. Farah 1c
Mgmt ForForForElect Director Lawton W. Fitt 1d
Mgmt ForForForElect Director Susan Patricia Griffith 1e
Mgmt ForForForElect Director Jeffrey D. Kelly 1f
Mgmt ForForForElect Director Patrick H. Nettles 1g
Mgmt ForForForElect Director Glenn M. Renwick 1h
Mgmt ForForForElect Director Bradley T. Sheares 1i
Mgmt ForForForElect Director Barbara R. Snyder 1j
Mgmt ForForForApprove Executive Incentive Bonus Plan 2
Mgmt ForForForApprove Non-Employee Director Omnibus Stock Plan
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Vulcan Materials Company
Meeting Date: 05/12/2017
Record Date: 03/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 929160109
Ticker: VMC
Shares Voted: 6,079
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director O. B. Grayson Hall, Jr. Mgmt For For For
Mgmt ForForForElect Director James T. Prokopanko 1b
Mgmt ForForForElect Director David P. Steiner 1c
Mgmt ForForForElect Director Kathleen Wilson-Thompson 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Waste Management, Inc.
Meeting Date: 05/12/2017
Record Date: 03/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 94106L109
Ticker: WM
Shares Voted: 14,759
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson Mgmt For For For
Mgmt ForForForElect Director Frank M. Clark, Jr. 1b
Mgmt ForForForElect Director James C. Fish, Jr. 1c
Mgmt ForForForElect Director Andres R. Gluski 1d
Mgmt ForForForElect Director Patrick W. Gross 1e
Mgmt ForForForElect Director Victoria M. Holt 1f
Mgmt ForForForElect Director Kathleen M. Mazzarella 1g
Mgmt ForForForElect Director John C. Pope 1h
Mgmt ForForForElect Director Thomas H. Weidemeyer 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Waste Management, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstPro-rata Vesting of Equity Awards 5
Consolidated Edison, Inc.
Meeting Date: 05/15/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 209115104
Ticker: ED
Shares Voted: 10,042
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Vincent A. Calarco Mgmt For For For
Mgmt ForForForElect Director George Campbell, Jr. 1b
Mgmt ForForForElect Director Michael J. Del Giudice 1c
Mgmt ForForForElect Director Ellen V. Futter 1d
Mgmt ForForForElect Director John F. Killian 1e
Mgmt ForForForElect Director John McAvoy 1f
Mgmt ForForForElect Director Armando J. Olivera 1g
Mgmt ForForForElect Director Michael W. Ranger 1h
Mgmt ForForForElect Director Linda S. Sanford 1i
Mgmt ForForForElect Director L. Frederick Sutherland 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Markel Corporation
Meeting Date: 05/15/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 570535104
Ticker: MKL
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Markel Corporation
Shares Voted: 697
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For
Mgmt ForForForElect Director K. Bruce Connell 1.2
Mgmt ForForForElect Director Douglas C. Eby 1.3
Mgmt ForForForElect Director Thomas S. Gayner 1.4
Mgmt ForForForElect Director Stewart M. Kasen 1.5
Mgmt ForForForElect Director Alan I. Kirshner 1.6
Mgmt ForForForElect Director Lemuel E. Lewis 1.7
Mgmt ForForForElect Director Anthony F. Markel 1.8
Mgmt ForForForElect Director Steven A. Markel 1.9
Mgmt ForForForElect Director Darrell D. Martin 1.10
Mgmt ForForForElect Director Michael O'Reilly 1.11
Mgmt ForForForElect Director Michael J. Schewel 1.12
Mgmt ForForForElect Director Jay M. Weinberg 1.13
Mgmt ForForForElect Director Richard R. Whitt, III 1.14
Mgmt ForForForElect Director Debora J. Wilson 1.15
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Motorola Solutions, Inc.
Meeting Date: 05/15/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 620076307
Ticker: MSI
Shares Voted: 10,111
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory Q. Brown Mgmt For For For
Mgmt ForForForElect Director Kenneth D. Denman 1b
Mgmt AgainstAgainstForElect Director Egon P. Durban 1c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Motorola Solutions, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Clayton M. Jones 1d
Mgmt ForForForElect Director Judy C. Lewent 1e
Mgmt AgainstAgainstForElect Director Gregory K. Mondre 1f
Mgmt ForForForElect Director Anne R. Pramaggiore 1g
Mgmt ForForForElect Director Samuel C. Scott, III 1h
Mgmt ForForForElect Director Joseph M. Tucci 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstReport on Efforts to Ensure Supply Chain Has No Forced Labor
6
FirstEnergy Corp.
Meeting Date: 05/16/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 337932107
Ticker: FE
Shares Voted: 18,454
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Paul T. Addison Mgmt For For For
Mgmt ForForForElect Director Michael J. Anderson 1.2
Mgmt ForForForElect Director William T. Cottle 1.3
Mgmt ForForForElect Director Steven J. Demetriou 1.4
Mgmt ForForForElect Director Julia L. Johnson 1.5
Mgmt ForForForElect Director Charles E. Jones 1.6
Mgmt ForForForElect Director Donald T. Misheff 1.7
Mgmt ForForForElect Director Thomas N. Mitchell 1.8
Mgmt ForForForElect Director James F. O'Neil, III 1.9
Mgmt ForForForElect Director Christopher D. Pappas 1.10
Mgmt ForForForElect Director Luis A. Reyes 1.11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
FirstEnergy Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George M. Smart 1.12
Mgmt ForForForElect Director Jerry Sue Thornton 1.13
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForIncrease Authorized Common Stock 5
Mgmt ForForForEliminate Supermajority Vote Requirement 6
Mgmt ForForForAdopt Majority Voting for Uncontested Election of Directors
7
Mgmt ForForForProvide Proxy Access Right 8
SH ForForAgainstReport on Lobbying Payments and Policy 9
SH ForForAgainstAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
10
SH ForForAgainstAdopt Simple Majority Vote 11
Quest Diagnostics Incorporated
Meeting Date: 05/16/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 74834L100
Ticker: DGX
Shares Voted: 5,962
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jenne K. Britell Mgmt For For For
Mgmt ForForForElect Director Vicky B. Gregg 1.2
Mgmt ForForForElect Director Jeffrey M. Leiden 1.3
Mgmt ForForForElect Director Timothy L. Main 1.4
Mgmt ForForForElect Director Gary M. Pfeiffer 1.5
Mgmt ForForForElect Director Timothy M. Ring 1.6
Mgmt ForForForElect Director Stephen H. Rusckowski 1.7
Mgmt ForForForElect Director Daniel C. Stanzione 1.8
Mgmt ForForForElect Director Gail R. Wilensky 1.9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Quest Diagnostics Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForAmend Non-Employee Director Omnibus Stock Plan
5
Vonovia SE
Meeting Date: 05/16/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D9581T100
Ticker: VNA
Shares Voted: 10,261
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.12 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 and as as Auditors for the First Quarter of Fiscal 2018
5
Mgmt ForForForApprove Creation of EUR 66.55 Million Pool of Capital without Preemptive Rights
6
Mgmt ForForForChange Location of Registered Office Headquarters
7
Mgmt ForForForAmend Articles Re: Article 17 "Change Majority Requirements at Annual General Meeting"
8
Advance Auto Parts, Inc.
Meeting Date: 05/17/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 00751Y106
Ticker: AAP
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Advance Auto Parts, Inc.
Shares Voted: 3,606
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt For For For
Mgmt ForForForElect Director John C. Brouillard 1.2
Mgmt ForForForElect Director Brad W. Buss 1.3
Mgmt ForForForElect Director Fiona P. Dias 1.4
Mgmt ForForForElect Director John F. Ferraro 1.5
Mgmt ForForForElect Director Thomas R. Greco 1.6
Mgmt ForForForElect Director Adriana Karaboutis 1.7
Mgmt ForForForElect Director Eugene I. Lee, Jr. 1.8
Mgmt ForForForElect Director William S. Oglesby 1.9
Mgmt ForForForElect Director Reuben E. Slone 1.10
Mgmt ForForForElect Director Jeffrey C. Smith 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
Mgmt ForForForReduce Ownership Threshold for Shareholders to Call Special Meeting
6
BP plc
Meeting Date: 05/17/2017
Record Date: 05/15/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G12793108
Ticker: BP.
Shares Voted: 58,463
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForRe-elect Bob Dudley as Director 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
BP plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Dr Brian Gilvary as Director 5
Mgmt ForForForElect Nils Andersen as Director 6
Mgmt ForForForRe-elect Paul Anderson as Director 7
Mgmt ForForForRe-elect Alan Boeckmann as Director 8
Mgmt ForForForRe-elect Frank Bowman as Director 9
Mgmt ForForForRe-elect Ian Davis as Director 10
Mgmt ForForForRe-elect Dame Ann Dowling as Director 11
Mgmt ForForForElect Melody Meyer as Director 12
Mgmt ForForForRe-elect Brendan Nelson as Director 13
Mgmt ForForForRe-elect Paula Reynolds as Director 14
Mgmt ForForForRe-elect Sir John Sawers as Director 15
Mgmt ForForForRe-elect Carl-Henric Svanberg as Director 16
Mgmt ForForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
23
Everest Re Group, Ltd.
Meeting Date: 05/17/2017
Record Date: 03/21/2017
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G3223R108
Ticker: RE
Shares Voted: 3,067
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dominic J. Addesso Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Everest Re Group, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John J. Amore 1.2
Mgmt ForForForElect Director William F. Galtney, Jr. 1.3
Mgmt ForForForElect Director John A. Graf 1.4
Mgmt ForForForElect Director Geraldine Losquadro 1.5
Mgmt ForForForElect Director Roger M. Singer 1.6
Mgmt ForForForElect Director Joseph V. Taranto 1.7
Mgmt ForForForElect Director John A. Weber 1.8
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Foot Locker, Inc.
Meeting Date: 05/17/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 344849104
Ticker: FL
Shares Voted: 8,651
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Maxine Clark Mgmt For For For
Mgmt ForForForElect Director Alan D. Feldman 1b
Mgmt ForForForElect Director Jarobin Gilbert, Jr. 1c
Mgmt ForForForElect Director Richard A. Johnson 1d
Mgmt ForForForElect Director Guillermo G. Marmol 1e
Mgmt ForForForElect Director Matthew M. McKenna 1f
Mgmt ForForForElect Director Steven Oakland 1g
Mgmt ForForForElect Director Ulice Payne, Jr. 1h
Mgmt ForForForElect Director Cheryl Nido Turpin 1i
Mgmt ForForForElect Director Kimberly Underhill 1j
Mgmt ForForForElect Director Dona D. Young 1k
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Foot Locker, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdopt Majority Voting for Uncontested Election of Directors
3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Ingredion Incorporated
Meeting Date: 05/17/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 457187102
Ticker: INGR
Shares Voted: 5,588
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Luis Aranguren-Trellez Mgmt For For For
Mgmt ForForForElect Director David B. Fischer 1b
Mgmt ForForForElect Director Ilene S. Gordon 1c
Mgmt ForForForElect Director Paul Hanrahan 1d
Mgmt ForForForElect Director Rhonda L. Jordan 1e
Mgmt ForForForElect Director Gregory B. Kenny 1f
Mgmt ForForForElect Director Barbara A. Klein 1g
Mgmt ForForForElect Director Victoria J. Reich 1h
Mgmt ForForForElect Director Jorge A. Uribe 1i
Mgmt ForForForElect Director Dwayne A. Wilson 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
LEG Immobilien AG
Meeting Date: 05/17/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D4960A103
Ticker: LEG
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
LEG Immobilien AG
Shares Voted: 3,811
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.76 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017
5
Mgmt ForForForApprove Creation of EUR 31.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.6 Million Pool of Capital to Guarantee Conversion Rights
7
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares without Tender and Acquisition Rights
8
Mgmt ForForForAuthorize Use of Financial Derivatives when Repurchasing Shares without Tender and Preemptive Rights
9
Mgmt ForForForApprove Transfer of Majority Shareholding Interests in LEG NRW GmbH, LEG Recklinghausen 1 GmbH, and LEG Recklinghausen 2 GmbH to a Wholly Owned Subsidiary of LEG Immmobilien AG
10
Molson Coors Brewing Company
Meeting Date: 05/17/2017
Record Date: 03/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 60871R209
Ticker: TAP
Shares Voted: 4,254
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Roger G. Eaton Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Molson Coors Brewing Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles M. Herington 1.2
Mgmt ForForForElect Director H. Sanford Riley 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Northrop Grumman Corporation
Meeting Date: 05/17/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 666807102
Ticker: NOC
Shares Voted: 4,594
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Wesley G. Bush Mgmt For For For
Mgmt ForForForElect Director Marianne C. Brown 1.2
Mgmt ForForForElect Director Victor H. Fazio 1.3
Mgmt ForForForElect Director Donald E. Felsinger 1.4
Mgmt ForForForElect Director Ann M. Fudge 1.5
Mgmt ForForForElect Director Bruce S. Gordon 1.6
Mgmt ForForForElect Director William H. Hernandez 1.7
Mgmt ForForForElect Director Madeleine A. Kleiner 1.8
Mgmt ForForForElect Director Karl J. Krapek 1.9
Mgmt ForForForElect Director Gary Roughead 1.10
Mgmt ForForForElect Director Thomas M. Schoewe 1.11
Mgmt ForForForElect Director James S. Turley 1.12
Mgmt ForForForElect Director Mark A. Welsh, III 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Paddy Power Betfair plc
Meeting Date: 05/17/2017
Record Date: 05/15/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G68673113
Ticker: PPB
Shares Voted: 3,079
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Zillah Byng-Thorne as Director 4(a)
Mgmt ForForForRe-elect Michael Cawley as Director 4(b)
Mgmt ForForForRe-elect Breon Corcoran as Director 4(c)
Mgmt ForForForRe-elect Ian Dyson as Director 4(d)
Mgmt ForForForRe-elect Alex Gersh as Director 4(e)
Mgmt ForForForRe-elect Peter Jackson as Director 4(f)
Mgmt ForForForRe-elect Gary McGann as Director 4(g)
Mgmt ForForForRe-elect Padraig O Riordain as Director 4(h)
Mgmt ForForForRe-elect Peter Rigby as Director 4(i)
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
5
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
6
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
7
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 9
Mgmt ForForForAuthorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market
10
Pinnacle West Capital Corporation
Meeting Date: 05/17/2017
Record Date: 03/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 723484101
Ticker: PNW
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Pinnacle West Capital Corporation
Shares Voted: 7,772
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald E. Brandt Mgmt For For For
Mgmt ForForForElect Director Denis A. Cortese 1.2
Mgmt ForForForElect Director Richard P. Fox 1.3
Mgmt ForForForElect Director Michael L. Gallagher 1.4
Mgmt ForForForElect Director Roy A. Herberger, Jr. 1.5
Mgmt ForForForElect Director Dale E. Klein 1.6
Mgmt ForForForElect Director Humberto S. Lopez 1.7
Mgmt ForForForElect Director Kathryn L. Munro 1.8
Mgmt ForForForElect Director Bruce J. Nordstrom 1.9
Mgmt ForForForElect Director Paula J. Sims 1.10
Mgmt ForForForElect Director David P. Wagener 1.11
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
PPL Corporation
Meeting Date: 05/17/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 69351T106
Ticker: PPL
Shares Voted: 14,687
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Adkins Mgmt For For For
Mgmt ForForForElect Director John W. Conway 1.2
Mgmt ForForForElect Director Steven G. Elliott 1.3
Mgmt ForForForElect Director Raja Rajamannar 1.4
Mgmt ForForForElect Director Craig A. Rogerson 1.5
Mgmt ForForForElect Director William H. Spence 1.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
PPL Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Natica von Althann 1.7
Mgmt ForForForElect Director Keith H. Williamson 1.8
Mgmt ForForForElect Director Armando Zagalo de Lima 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
SH ForForAgainstAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
6
Ross Stores, Inc.
Meeting Date: 05/17/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 778296103
Ticker: ROST
Shares Voted: 11,734
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael Balmuth Mgmt For For For
Mgmt ForForForElect Director K. Gunnar Bjorklund 1b
Mgmt ForForForElect Director Michael J. Bush 1c
Mgmt ForForForElect Director Norman A. Ferber 1d
Mgmt ForForForElect Director Sharon D. Garrett 1e
Mgmt ForForForElect Director Stephen D. Milligan 1f
Mgmt ForForForElect Director George P. Orban 1g
Mgmt ForForForElect Director Michael O'Sullivan 1h
Mgmt ForForForElect Director Lawrence S. Peiros 1i
Mgmt ForForForElect Director Gregory L. Quesnel 1j
Mgmt ForForForElect Director Barbara Rentler 1k
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Ross Stores, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
Svenska Cellulosa AB (SCA)
Meeting Date: 05/17/2017
Record Date: 05/11/2017
Country: Sweden
Meeting Type: Special
Primary Security ID: W90152120
Ticker: SCA B
Shares Voted: 11,083
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForApprove Agenda of Meeting 5
Mgmt ForForForDetermine Number of Members (9) and Deputy Members (0) of Board
6
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.8 Million to Chair and SEK 600,000 to Other Directors; Approve Remuneration for Committee Work
7
Mgmt ForForForElect Charlotte Bengtsson as New Director 8a
Mgmt ForForForElect Lennart Evrell as New Director 8b
Mgmt ForForForElect Ulf Larsson as New Director 8c
Mgmt ForForForElect Martin Lindqvist as New Director 8d
Mgmt ForForForElect Lotta Lyra as New Director 8e
MgmtClose Meeting 9
Symrise AG
Meeting Date: 05/17/2017
Record Date: 04/25/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D827A1108
Ticker: SY1
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Symrise AG
Shares Voted: 5,256
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.85 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify Ernst & Young as Auditors for Fiscal 2017
5
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 20 Million Pool of Conditional Capital to Guarantee Conversion Rights
6
Tencent Holdings Ltd.
Meeting Date: 05/17/2017
Record Date: 05/12/2017
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G87572163
Ticker: 700
Shares Voted: 23,072
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Lau Chi Ping Martin as Director 3a
Mgmt ForForForElect Charles St Leger Searle as Director 3b
Mgmt AgainstAgainstForElect Yang Siu Shun as Director 3c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3d
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Tencent Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt AgainstAgainstForAdopt 2017 Share Option Scheme 8
Tencent Holdings Ltd.
Meeting Date: 05/17/2017
Record Date: 05/12/2017
Country: Cayman Islands
Meeting Type: Special
Primary Security ID: G87572163
Ticker: 700
Shares Voted: 23,072
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Adopt Share Option Plan of Tencent Music Entertainment Group
Mgmt For Against Against
Thales
Meeting Date: 05/17/2017
Record Date: 05/12/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F9156M108
Ticker: HO
Shares Voted: 4,241
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.60 per Share
3
Mgmt AgainstAgainstForRatify Appointment of Delphine Geny-Stephann as Director
4
Mgmt AgainstAgainstForReelect Philippe Lepinay as Representative of Employee Shareholders to the Board
5
Mgmt ForForForNon-Binding Vote on Compensation of Patrice Caine, CEO and Chairman
6
Mgmt ForForForApprove Remuneration Policy of Patrice Caine, CEO and Chairman
7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Thales
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
9
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
10
Mgmt AgainstAgainstForElect Laurence Broseta as Director 11
Mgmt AgainstAgainstForElect Delphine Geny-Stephann as Director 12
Mgmt AgainstAgainstForElect Laurent Collet-Billon as Director 13
Universal Health Services, Inc.
Meeting Date: 05/17/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 913903100
Ticker: UHS
Shares Voted: 5,493
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Lawrence S. Gibbs Mgmt For For For
Mgmt ForForForAmend Stock Option Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH ForForAgainstAdopt Proxy Access Right 6
Verisk Analytics, Inc.
Meeting Date: 05/17/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 92345Y106
Ticker: VRSK
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Verisk Analytics, Inc.
Shares Voted: 7,346
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Frank J. Coyne Mgmt For For For
Mgmt ForForForElect Director Christopher M. Foskett 1.2
Mgmt ForForForElect Director David B. Wright 1.3
Mgmt ForForForElect Director Annell R. Bay 1.4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte And Touche LLP as Auditors 4
Xcel Energy Inc.
Meeting Date: 05/17/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 98389B100
Ticker: XEL
Shares Voted: 15,490
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gail K. Boudreaux Mgmt For For For
Mgmt ForForForElect Director Richard K. Davis 1b
Mgmt ForForForElect Director Ben Fowke 1c
Mgmt ForForForElect Director Richard T. O'Brien 1d
Mgmt ForForForElect Director Christopher J. Policinski 1e
Mgmt ForForForElect Director James T. Prokopanko 1f
Mgmt ForForForElect Director A. Patricia Sampson 1g
Mgmt ForForForElect Director James J. Sheppard 1h
Mgmt ForForForElect Director David A. Westerlund 1i
Mgmt ForForForElect Director Kim Williams 1j
Mgmt ForForForElect Director Timothy V. Wolf 1k
Mgmt ForForForElect Director Daniel Yohannes 1l
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Xcel Energy Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstAgainstRequire Independent Board Chairman 5
Altria Group, Inc.
Meeting Date: 05/18/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 02209S103
Ticker: MO
Shares Voted: 11,701
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gerald L. Baliles Mgmt For For For
Mgmt ForForForElect Director Martin J. Barrington 1.2
Mgmt ForForForElect Director John T. Casteen, III 1.3
Mgmt ForForForElect Director Dinyar S. Devitre 1.4
Mgmt ForForForElect Director Thomas F. Farrell, II 1.5
Mgmt ForForForElect Director Debra J. Kelly-Ennis 1.6
Mgmt ForForForElect Director W. Leo Kiely, III 1.7
Mgmt ForForForElect Director Kathryn B. McQuade 1.8
Mgmt ForForForElect Director George Munoz 1.9
Mgmt ForForForElect Director Nabil Y. Sakkab 1.10
Mgmt ForForForElect Director Virginia E. Shanks 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstCease Tobacco-Related Advertising 5
Anthem, Inc.
Meeting Date: 05/18/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 036752103
Ticker: ANTM
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Anthem, Inc.
Shares Voted: 3,808
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director R. Kerry Clark Mgmt For For For
Mgmt ForForForElect Director Robert L. Dixon, Jr. 1b
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Bylaws 5
Mgmt ForForForApprove Omnibus Stock Plan 6
Dr Pepper Snapple Group, Inc.
Meeting Date: 05/18/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 26138E109
Ticker: DPS
Shares Voted: 9,031
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David E. Alexander Mgmt For For For
Mgmt ForForForElect Director Antonio Carrillo 1b
Mgmt ForForForElect Director Jose M. Gutierrez 1c
Mgmt ForForForElect Director Pamela H. Patsley 1d
Mgmt ForForForElect Director Ronald G. Rogers 1e
Mgmt ForForForElect Director Wayne R. Sanders 1f
Mgmt ForForForElect Director Dunia A. Shive 1g
Mgmt ForForForElect Director M. Anne Szostak 1h
Mgmt ForForForElect Director Larry D. Young 1i
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReport on Plans to Minimize Pesticides' Impact on Pollinators
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
HAL Trust
Meeting Date: 05/18/2017
Record Date:
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G45584102
Ticker: HAL
Shares Voted: 2,608
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Opening Meeting Mgmt
MgmtReceive Report of the Management Board of HAL Holding N.V.
2.a
MgmtReceive Report of the Supervisory Board of HAL Holding N.V.
2.b
Mgmt ForForForAccept Financial Statements of HAL Holding N.V. (Voting)
2.c
Mgmt ForForForApprove Dividends of EUR 7.10 per Share 2.d
Mgmt AgainstAgainstForElect G.J. Wijer as Supervisory Board Member 2.e
Mgmt ForForForApprove Discharge of Management Board of HAL Holding N.V.
2.f
Mgmt ForForForApprove Discharge of Supervisory Board of HAL Holding N.V.
2.g
Mgmt ForForForAccept Financial Statements of HAL Trust (Voting)
3
Mgmt ForForForApprove Dividends od EUR 7.10 per HAL Trust Share
4
MgmtReceive Report of the Trust Committee 5
MgmtTransact Other Business (Non-Voting) 6
MgmtClose Meeting 7
Hasbro, Inc.
Meeting Date: 05/18/2017
Record Date: 03/22/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 418056107
Ticker: HAS
Shares Voted: 6,788
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth A. Bronfin Mgmt For For For
Mgmt ForForForElect Director Michael R. Burns 1.2
Mgmt ForForForElect Director Hope Cochran 1.3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Hasbro, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Crispin H. Davis 1.4
Mgmt ForForForElect Director Lisa Gersh 1.5
Mgmt ForForForElect Director Brian D. Goldner 1.6
Mgmt ForForForElect Director Alan G. Hassenfeld 1.7
Mgmt ForForForElect Director Tracy A. Leinbach 1.8
Mgmt ForForForElect Director Edward M. Philip 1.9
Mgmt ForForForElect Director Richard S. Stoddart 1.10
Mgmt ForForForElect Director Mary Beth West 1.11
Mgmt ForForForElect Director Linda K. Zecher 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
Mgmt ForForForRatify KPMG LLP as Auditors 6
L Brands, Inc.
Meeting Date: 05/18/2017
Record Date: 03/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 501797104
Ticker: LB
Shares Voted: 13,186
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donna A. James Mgmt For For For
Mgmt ForForForElect Director Jeffrey H. Miro 1.2
Mgmt ForForForElect Director Michael G. Morris 1.3
Mgmt ForForForElect Director Raymond Zimmerman 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReduce Supermajority Vote Requirement 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Marsh & McLennan Companies, Inc.
Meeting Date: 05/18/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 571748102
Ticker: MMC
Shares Voted: 7,944
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony K. Anderson Mgmt For For For
Mgmt ForForForElect Director Oscar Fanjul 1b
Mgmt ForForForElect Director Daniel S. Glaser 1c
Mgmt ForForForElect Director H. Edward Hanway 1d
Mgmt ForForForElect Director Deborah C. Hopkins 1e
Mgmt ForForForElect Director Elaine La Roche 1f
Mgmt ForForForElect Director Steven A. Mills 1g
Mgmt ForForForElect Director Bruce P. Nolop 1h
Mgmt ForForForElect Director Marc D. Oken 1i
Mgmt ForForForElect Director Morton O. Schapiro 1j
Mgmt ForForForElect Director Lloyd M. Yates 1k
Mgmt ForForForElect Director R. David Yost 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstAgainstAdopt Holy Land Principles 5
NextEra Energy, Inc.
Meeting Date: 05/18/2017
Record Date: 03/23/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 65339F101
Ticker: NEE
Shares Voted: 5,416
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sherry S. Barrat Mgmt For For For
Mgmt ForForForElect Director James L. Camaren 1b
Mgmt ForForForElect Director Kenneth B. Dunn 1c
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
NextEra Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Naren K. Gursahaney 1d
Mgmt ForForForElect Director Kirk S. Hachigian 1e
Mgmt ForForForElect Director Toni Jennings 1f
Mgmt ForForForElect Director Amy B. Lane 1g
Mgmt ForForForElect Director James L. Robo 1h
Mgmt ForForForElect Director Rudy E. Schupp 1i
Mgmt ForForForElect Director John L. Skolds 1j
Mgmt ForForForElect Director William H. Swanson 1k
Mgmt ForForForElect Director Hansel E. Tookes, II 1l
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForApprove Non-Employee Director Restricted Stock Plan
5
SH ForForAgainstReport on Political Contributions 6
OGE Energy Corp.
Meeting Date: 05/18/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 670837103
Ticker: OGE
Shares Voted: 13,654
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Frank A. Bozich Mgmt For For For
Mgmt ForForForElect Director James H. Brandi 1B
Mgmt ForForForElect Director Luke R. Corbett 1C
Mgmt ForForForElect Director David L. Hauser 1D
Mgmt ForForForElect Director Kirk Humphreys 1E
Mgmt ForForForElect Director Robert O. Lorenz 1F
Mgmt ForForForElect Director Judy R. McReynolds 1G
Mgmt ForForForElect Director Sheila G. Talton 1H
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
OGE Energy Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sean Trauschke 1I
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
The Home Depot, Inc.
Meeting Date: 05/18/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 437076102
Ticker: HD
Shares Voted: 5,484
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerard J. Arpey Mgmt For For For
Mgmt ForForForElect Director Ari Bousbib 1b
Mgmt ForForForElect Director Jeffery H. Boyd 1c
Mgmt ForForForElect Director Gregory D. Brenneman 1d
Mgmt ForForForElect Director J. Frank Brown 1e
Mgmt ForForForElect Director Albert P. Carey 1f
Mgmt ForForForElect Director Armando Codina 1g
Mgmt ForForForElect Director Helena B. Foulkes 1h
Mgmt ForForForElect Director Linda R. Gooden 1i
Mgmt ForForForElect Director Wayne M. Hewett 1j
Mgmt ForForForElect Director Karen L. Katen 1k
Mgmt AgainstForForElect Director Craig A. Menear 1l
Mgmt ForForForElect Director Mark Vadon 1m
Mgmt AgainstForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstPrepare Employment Diversity Report and Report on Diversity Policies
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Home Depot, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstAdopt Proxy Statement Reporting on Political Contributions and Advisory Vote
6
SH ForForAgainstAmend Articles/Bylaws/Charter - Call Special Meetings
7
The Travelers Companies, Inc.
Meeting Date: 05/18/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 89417E109
Ticker: TRV
Shares Voted: 5,545
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Alan L. Beller Mgmt For For For
Mgmt ForForForElect Director John H. Dasburg 1b
Mgmt ForForForElect Director Janet M. Dolan 1c
Mgmt ForForForElect Director Kenneth M. Duberstein 1d
Mgmt ForForForElect Director Patricia L. Higgins 1e
Mgmt ForForForElect Director William J. Kane 1f
Mgmt ForForForElect Director Cleve L. Killingsworth, Jr. 1g
Mgmt ForForForElect Director Philip T. (Pete) Ruegger, III 1h
Mgmt ForForForElect Director Todd C. Schermerhorn 1i
Mgmt ForForForElect Director Alan D. Schnitzer 1j
Mgmt ForForForElect Director Donald J. Shepard 1k
Mgmt ForForForElect Director Laurie J. Thomsen 1l
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForAmend Omnibus Stock Plan 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
SH AgainstAgainstAgainstReport on Gender Pay Gap 7
SH ForForAgainstPrepare Employment Diversity Report and Report on Diversity Policies
8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
United Internet AG
Meeting Date: 05/18/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D8542B125
Ticker: UTDI
Shares Voted: 7,727
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.80 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt AgainstAgainstForRatify Ernst & Young GmbH as Auditors for Fiscal 2017
5
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Aetna Inc.
Meeting Date: 05/19/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 00817Y108
Ticker: AET
Shares Voted: 5,273
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Fernando Aguirre Mgmt For For For
Mgmt ForForForElect Director Mark T. Bertolini 1b
Mgmt ForForForElect Director Frank M. Clark 1c
Mgmt ForForForElect Director Betsy Z. Cohen 1d
Mgmt ForForForElect Director Molly J. Coye 1e
Mgmt ForForForElect Director Roger N. Farah 1f
Mgmt ForForForElect Director Jeffrey E. Garten 1g
Mgmt ForForForElect Director Ellen M. Hancock 1h
Mgmt ForForForElect Director Richard J. Harrington 1i
Mgmt ForForForElect Director Edward J. Ludwig 1j
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Aetna Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph P. Newhouse 1k
Mgmt ForForForElect Director Olympia J. Snowe 1l
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearNoneAdvisory Vote on Say on Pay Frequency 5
SH ForForAgainstReport on Lobbying Payments and Policy 6A
SH AgainstAgainstAgainstReport on Gender Pay Gap 6B
Compagnie Generale des Etablissements Michelin
Meeting Date: 05/19/2017
Record Date: 05/16/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F61824144
Ticker: ML
Shares Voted: 2,723
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.25 per Share
2
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of Transactions
4
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt ForForForNon-Binding Vote on Compensation of Jean-Dominique Senard, General Manager
6
Mgmt ForForForNon-Binding Vote on Compensation of Michel Rollier, Chairman
7
Mgmt ForForForReelect Michel Rollier as Supervisory Board Member
8
Mgmt ForForForReelect Olivier Bazil as Supervisory Board Member
9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Compagnie Generale des Etablissements Michelin
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
10
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
11
Intercontinental Exchange, Inc.
Meeting Date: 05/19/2017
Record Date: 03/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 45866F104
Ticker: ICE
Shares Voted: 18,948
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ann M. Cairns Mgmt For For For
Mgmt ForForForElect Director Charles R. Crisp 1b
Mgmt ForForForElect Director Duriya M. Farooqui 1c
Mgmt ForForForElect Director Jean-Marc Forneri 1d
Mgmt ForForForElect Director The Right Hon. the Lord Hague of Richmond
1e
Mgmt ForForForElect Director Fred W. Hatfield 1f
Mgmt ForForForElect Director Thomas E. Noonan 1g
Mgmt ForForForElect Director Frederic V. Salerno 1h
Mgmt ForForForElect Director Jeffrey C. Sprecher 1i
Mgmt ForForForElect Director Judith A. Sprieser 1j
Mgmt ForForForElect Director Vincent Tese 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForAmend Non-Employee Director Omnibus Stock Plan
5
Mgmt ForForForAmend Articles 6
Mgmt ForForForAmend Bylaws 7
Mgmt ForForForRatify Ernst & Young LLP as Auditors 8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Intercontinental Exchange, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstReport on Assessing Environmental, Social and Governance Market Disclosure
9
National Grid plc
Meeting Date: 05/19/2017
Record Date: 05/17/2017
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G6375K151
Ticker: NG.
Shares Voted: 26,190
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Share Consolidation Mgmt For For For
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
2
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
3
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
4
Mgmt ForForForAuthorise Market Purchase of New Ordinary Shares
5
Oil Search Ltd.
Meeting Date: 05/19/2017
Record Date: 05/17/2017
Country: Papua New Guinea
Meeting Type: Annual
Primary Security ID: Y64695110
Ticker: OSH
Shares Voted: 98,640
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business of the Meeting Mgmt
Mgmt ForForForElect Kostas Constantinou as Director 2
Mgmt ForForForElect Agu Kantsler as Director 3
Mgmt ForForForElect Mel Togolo as Director 4
Mgmt ForForForElect Fiona Harris as Director 5
Mgmt ForForForAppoint Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Oil Search Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Business of the Meeting
Mgmt ForForForApprove the Issuance of Performance Rights to Peter Botten, Managing Director of the Company
1
Mgmt ForForForApprove the Issuance of Performance Rights to Gerea Aopi, Executive Director of the Company
2
Mgmt ForForForApprove the Issuance of Restricted Shares to Peter Botten, Managing Director of the Company
3
Mgmt ForForForApprove the Issuance of Restricted Shares to Gerea Aopi, Executive Director of the Company
4
MgmtShareholder Proposals
SH ForForAgainstApprove Strategic Resilience for 2035 and Beyond
7
SH AgainstAgainstAgainstApprove Human Rights Compliance and Reporting
8
Ackermans & van Haaren
Meeting Date: 05/22/2017
Record Date: 05/08/2017
Country: Belgium
Meeting Type: Annual
Primary Security ID: B01165156
Ticker: ACKB
Shares Voted: 2,629
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Directors' Reports (Non-Voting) 1
MgmtReceive Auditors' Reports (Non-Voting) 2
Mgmt ForForForApprove Financial Statements, Allocation of Income, and Dividends of EUR 2.04 per Share
3
Mgmt ForForForApprove Discharge of Director Alexia Bertrand 4.1
Mgmt ForForForApprove Discharge of Director Luc Bertrand 4.2
Mgmt ForForForApprove Discharge of Director Marion Debruyne
4.3
Mgmt ForForForApprove Discharge of Director Jacques Delen 4.4
Mgmt ForForForApprove Discharge of Director Valerie Jurgens 4.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Ackermans & van Haaren
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Director Pierre Macharis 4.6
Mgmt ForForForApprove Discharge of Director Julien Pestiaux 4.7
Mgmt ForForForApprove Discharge of Director Thierry van Baren
4.8
Mgmt ForForForApprove Discharge of Director Frederic van Haaren
4.9
Mgmt ForForForApprove Discharge of Director Pierre Willaert 4.10
Mgmt ForForForApprove Discharge of Auditors 5
Mgmt AgainstAgainstForReelect Alexia Bertrand as Director 6.1
Mgmt AgainstAgainstForReelect Luc Bertrand as Director 6.2
Mgmt AgainstAgainstForReelect Frederic van Haaren as Director 6.3
Mgmt AgainstAgainstForApprove Remuneration Report 7
MgmtAllow Questions 8
Alliant Energy Corporation
Meeting Date: 05/23/2017
Record Date: 03/29/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 018802108
Ticker: LNT
Shares Voted: 15,592
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Patrick E. Allen Mgmt For For For
Mgmt ForForForElect Director Patricia L. Kampling 1.2
Mgmt ForForForElect Director Singleton B. McAllister 1.3
Mgmt ForForForElect Director Susan D. Whiting 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstReport on Lobbying Payments and Political Contributions
5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Amazon.com, Inc.
Meeting Date: 05/23/2017
Record Date: 03/29/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 023135106
Ticker: AMZN
Shares Voted: 612
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey P. Bezos Mgmt For For For
Mgmt ForForForElect Director Tom A. Alberg 1b
Mgmt ForForForElect Director John Seely Brown 1c
Mgmt ForForForElect Director Jamie S. Gorelick 1d
Mgmt ForForForElect Director Daniel P. Huttenlocher 1e
Mgmt ForForForElect Director Judith A. McGrath 1f
Mgmt ForForForElect Director Jonathan J. Rubinstein 1g
Mgmt ForForForElect Director Thomas O. Ryder 1h
Mgmt ForForForElect Director Patricia Q. Stonesifer 1i
Mgmt ForForForElect Director Wendell P. Weeks 1j
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
SH AgainstAgainstAgainstReport on Use of Criminal Background Checks in Hiring
6
SH AgainstAgainstAgainstInclude Sustainability as a Performance Measure for Senior Executive Compensation
7
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 8
Dassault Systemes
Meeting Date: 05/23/2017
Record Date: 05/18/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F2457H472
Ticker: DSY
Shares Voted: 4,106
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Dassault Systemes
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.53 per Share
3
Mgmt ForForForApprove Stock Dividend Program (Cash or New Shares)
4
Mgmt ForForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
5
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
6
Mgmt AgainstAgainstForApprove Remuneration Policy of Vice Chairman of the Board and CEO
7
Mgmt ForForForNon-Binding Vote on Compensation of Charles Edelstenne, Chairman of the Board
8
Mgmt ForForForNon-Binding Vote on Compensation of Bernard Charles, Vice Chairman of the Board and CEO
9
Mgmt ForForForReelect Odile Desforges as Director 10
Mgmt AgainstAgainstForRatify Appointment of Catherine Dassault as Director
11
Mgmt ForForForElect Soumitra Dutta as Director 12
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 500,000
13
Mgmt ForForForRenew Appointment of PricewarterhouseCoopers Audit as Auditor
14
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 25 Million Shares
15
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
16
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million
17
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million
18
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 12 Million
19
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Dassault Systemes
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of Up to EUR 12 Million for Bonus Issue or Increase in Par Value
20
Mgmt AgainstAgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
23
Merck & Co., Inc.
Meeting Date: 05/23/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 58933Y105
Ticker: MRK
Shares Voted: 11,523
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt For For For
Mgmt ForForForElect Director Thomas R. Cech 1b
Mgmt ForForForElect Director Pamela J. Craig 1c
Mgmt ForForForElect Director Kenneth C. Frazier 1d
Mgmt ForForForElect Director Thomas H. Glocer 1e
Mgmt ForForForElect Director Rochelle B. Lazarus 1f
Mgmt ForForForElect Director John H. Noseworthy 1g
Mgmt ForForForElect Director Carlos E. Represas 1h
Mgmt ForForForElect Director Paul B. Rothman 1i
Mgmt ForForForElect Director Patricia F. Russo 1j
Mgmt ForForForElect Director Craig B. Thompson 1k
Mgmt ForForForElect Director Wendell P. Weeks 1l
Mgmt ForForForElect Director Peter C. Wendell 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Merck & Co., Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstRequire Independent Board Chairman 5
SH AgainstAgainstAgainstAdopt Holy Land Principles 6
SH ForForAgainstReport on Risks of Doing Business in Conflict-Affected Areas
7
SH AgainstAgainstAgainstReport on Board Oversight of Product Safety and Quality
8
Nokia Corp.
Meeting Date: 05/23/2017
Record Date: 05/11/2017
Country: Finland
Meeting Type: Annual
Primary Security ID: X61873133
Ticker: NOKIA
Shares Voted: 62,755
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.17 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees
10
Mgmt ForForForFix Number of Directors at Ten 11
Mgmt ForForForReelect Bruce Brown, Louis Hughes, Jean Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Jeanette Horan and Edward Kozel as New Directors
12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Nokia Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 14
Mgmt ForForForAuthorize Share Repurchase Program 15
Mgmt ForForForApprove Issuance of up to 560 Million Shares without Preemptive Rights
16
MgmtClose Meeting 17
NVIDIA Corporation
Meeting Date: 05/23/2017
Record Date: 03/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 67066G104
Ticker: NVDA
Shares Voted: 6,909
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert K. Burgess Mgmt For For For
Mgmt ForForForElect Director Tench Coxe 1b
Mgmt ForForForElect Director Persis S. Drell 1c
Mgmt ForForForElect Director James C. Gaither 1d
Mgmt ForForForElect Director Jen-Hsun Huang 1e
Mgmt ForForForElect Director Dawn Hudson 1f
Mgmt ForForForElect Director Harvey C. Jones 1g
Mgmt ForForForElect Director Michael G. McCaffery 1h
Mgmt ForForForElect Director William J. Miller 1i
Mgmt ForForForElect Director Mark L. Perry 1j
Mgmt ForForForElect Director A. Brooke Seawell 1k
Mgmt ForForForElect Director Mark A. Stevens 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Royal Dutch Shell plc
Meeting Date: 05/23/2017
Record Date: 05/19/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7690A100
Ticker: RDSA
Shares Voted: 13,378
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Management Proposals Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForElect Catherine Hughes as Director 4
Mgmt ForForForElect Roberto Setubal as Director 5
Mgmt ForForForRe-elect Ben van Beurden as Director 6
Mgmt ForForForRe-elect Guy Elliott as Director 7
Mgmt ForForForRe-elect Euleen Goh as Director 8
Mgmt ForForForRe-elect Charles Holliday as Director 9
Mgmt ForForForRe-elect Gerard Kleisterlee as Director 10
Mgmt ForForForRe-elect Sir Nigel Sheinwald as Director 11
Mgmt ForForForRe-elect Linda Stuntz as Director 12
Mgmt ForForForElect Jessica Uhl as Director 13
Mgmt ForForForRe-elect Hans Wijers as Director 14
Mgmt ForForForRe-elect Gerrit Zalm as Director 15
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 16
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
MgmtShareholder Proposal
SH AgainstAgainstAgainstRequest Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions
21
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Waste Connections, Inc.
Meeting Date: 05/23/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual/Special
Primary Security ID: 94106B101
Ticker: WCN
Shares Voted: 8,146
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald J. Mittelstaedt Mgmt For For For
Mgmt ForForForElect Director Robert H. Davis 1.2
Mgmt ForForForElect Director Edward E. "Ned" Guillet 1.3
Mgmt ForForForElect Director Michael W. Harlan 1.4
Mgmt ForForForElect Director Larry S. Hughes 1.5
Mgmt ForForForElect Director Susan "Sue" Lee 1.6
Mgmt ForForForElect Director William J. Razzouk 1.7
Mgmt ForForForApprove Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors
2
Mgmt ForForForApprove Stock Split 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Aeon Co., Ltd.
Meeting Date: 05/24/2017
Record Date: 02/28/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J00288100
Ticker: 8267
Shares Voted: 43,532
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Yoko, Hiroshi Mgmt For For For
Mgmt AgainstAgainstForElect Director Okada, Motoya 1.2
Mgmt ForForForElect Director Mori, Yoshiki 1.3
Mgmt ForForForElect Director Yamashita, Akinori 1.4
Mgmt ForForForElect Director Sato, Ken 1.5
Mgmt ForForForElect Director Uchinaga, Yukako 1.6
Mgmt ForForForElect Director Nagashima, Toru 1.7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Aeon Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Tsukamoto, Takashi 1.8
Mgmt ForForForElect Director Ono, Kotaro 1.9
CenturyLink, Inc.
Meeting Date: 05/24/2017
Record Date: 04/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 156700106
Ticker: CTL
Shares Voted: 20,361
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martha H. Bejar Mgmt For For For
Mgmt ForForForElect Director Virginia Boulet 1.2
Mgmt ForForForElect Director Peter C. Brown 1.3
Mgmt ForForForElect Director W. Bruce Hanks 1.4
Mgmt ForForForElect Director Mary L. Landrieu 1.5
Mgmt ForForForElect Director Harvey P. Perry 1.6
Mgmt ForForForElect Director Glen F. Post, III 1.7
Mgmt ForForForElect Director Michael J. Roberts 1.8
Mgmt ForForForElect Director Laurie A. Siegel 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3a
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3b
SH ForForAgainstAdopt Share Retention Policy For Senior Executives
4a
SH ForForAgainstReport on Lobbying Payments and Policy 4b
SH ForForAgainstReport on Lobbying Payments and Policy 4c
Cerner Corporation
Meeting Date: 05/24/2017
Record Date: 03/29/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 156782104
Ticker: CERN
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Cerner Corporation
Shares Voted: 10,514
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Julie L. Gerberding Mgmt For For For
Mgmt ForForForElect Director Neal L. Patterson 1b
Mgmt ForForForElect Director William D. Zollars 1c
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
CME Group Inc.
Meeting Date: 05/24/2017
Record Date: 03/29/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 12572Q105
Ticker: CME
Shares Voted: 11,464
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Terrence A. Duffy Mgmt For For For
Mgmt ForForForElect Director Timothy S. Bitsberger 1b
Mgmt ForForForElect Director Charles P. Carey 1c
Mgmt ForForForElect Director Dennis H. Chookaszian 1d
Mgmt ForForForElect Director Ana Dutra 1e
Mgmt ForForForElect Director Martin J. Gepsman 1f
Mgmt ForForForElect Director Larry G. Gerdes 1g
Mgmt ForForForElect Director Daniel R. Glickman 1h
Mgmt ForForForElect Director Leo Melamed 1i
Mgmt ForForForElect Director Alex J. Pollock 1j
Mgmt ForForForElect Director John F. Sandner 1k
Mgmt ForForForElect Director Terry L. Savage 1l
Mgmt ForForForElect Director William R. Shepard 1m
Mgmt ForForForElect Director Dennis A. Suskind 1n
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
CME Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
Mgmt ForForForAmend Omnibus Stock Plan 6
DENTSPLY SIRONA Inc.
Meeting Date: 05/24/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 24906P109
Ticker: XRAY
Shares Voted: 8,886
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael C. Alfano Mgmt For For For
Mgmt ForForForElect Director David K. Beecken 1b
Mgmt ForForForElect Director Eric K. Brandt 1c
Mgmt ForForForElect Director Michael J. Coleman 1d
Mgmt ForForForElect Director Willie A. Deese 1e
Mgmt ForForForElect Director Thomas Jetter 1f
Mgmt ForForForElect Director Arthur D. Kowaloff 1g
Mgmt ForForForElect Director Harry M. Jansen Kraemer, Jr. 1h
Mgmt ForForForElect Director Francis J. Lunger 1i
Mgmt ForForForElect Director Jeffrey T. Slovin 1j
Mgmt ForForForElect Director Bret W. Wise 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Fiserv, Inc.
Meeting Date: 05/24/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 337738108
Ticker: FISV
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Fiserv, Inc.
Shares Voted: 4,542
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alison Davis Mgmt For For For
Mgmt ForForForElect Director John Y. Kim 1.2
Mgmt ForForForElect Director Dennis F. Lynch 1.3
Mgmt ForForForElect Director Denis J. O'Leary 1.4
Mgmt ForForForElect Director Glenn M. Renwick 1.5
Mgmt ForForForElect Director Kim M. Robak 1.6
Mgmt ForForForElect Director JD Sherman 1.7
Mgmt ForForForElect Director Doyle R. Simons 1.8
Mgmt ForForForElect Director Jeffery W. Yabuki 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstAmend Proxy Access Right 5
Liberty Interactive Corporation
Meeting Date: 05/24/2017
Record Date: 04/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 53071M104
Ticker: QVCA
Shares Voted: 25,227
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Evan D. Malone Mgmt For For For
Mgmt ForForForElect Director David E. Rapley 1.2
Mgmt ForForForElect Director Larry E. Romrell 1.3
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
McDonald's Corporation
Meeting Date: 05/24/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 580135101
Ticker: MCD
Shares Voted: 8,021
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd Dean Mgmt For For For
Mgmt ForForForElect Director Stephen Easterbrook 1b
Mgmt ForForForElect Director Robert Eckert 1c
Mgmt ForForForElect Director Margaret Georgiadis 1d
Mgmt ForForForElect Director Enrique Hernandez, Jr. 1e
Mgmt ForForForElect Director Jeanne Jackson 1f
Mgmt ForForForElect Director Richard Lenny 1g
Mgmt ForForForElect Director John Mulligan 1h
Mgmt ForForForElect Director Sheila Penrose 1i
Mgmt ForForForElect Director John Rogers, Jr. 1j
Mgmt ForForForElect Director Miles White 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 6
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call a Special Meeting
7
SH AgainstAgainstAgainstIssue New Series of Preferred Stock with the Right to Elect own Director
8
SH AgainstAgainstAgainstAdopt Holy Land Principles 9
SH ForForAgainstAdopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain
10
SH ForForAgainstAssess Environmental Impact of Polystyrene Foam Cups
11
SH AgainstAgainstAgainstReport on Charitable Contributions 12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
OMV AG
Meeting Date: 05/24/2017
Record Date: 05/14/2017
Country: Austria
Meeting Type: Annual
Primary Security ID: A51460110
Ticker: OMV
Shares Voted: 8,935
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Discharge of Management Board 3
Mgmt ForForForApprove Discharge of Supervisory Board 4
Mgmt ForForForApprove Remuneration of Supervisory Board Members
5
Mgmt ForForForRatify Auditors 6
Mgmt ForForForApprove Long Term Incentive Plan 2017 for Key Employees
7.1
Mgmt AgainstAgainstForApprove Share Part of the Annual Bonus 2017 7.2
PayPal Holdings, Inc.
Meeting Date: 05/24/2017
Record Date: 04/05/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 70450Y103
Ticker: PYPL
Shares Voted: 10,763
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Wences Casares Mgmt For For For
Mgmt ForForForElect Director Jonathan Christodoro 1b
Mgmt ForForForElect Director John J. Donahoe 1c
Mgmt ForForForElect Director David W. Dorman 1d
Mgmt ForForForElect Director Belinda J. Johnson 1e
Mgmt ForForForElect Director Gail J. McGovern 1f
Mgmt ForForForElect Director David M. Moffett 1g
Mgmt ForForForElect Director Daniel H. Schulman 1h
Mgmt ForForForElect Director Frank D. Yeary 1i
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
PayPal Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Certificate of Incorporation 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH ForForAgainstReport on Sustainability 6
SH ForForAgainstReport on Feasibility of Net-Zero GHG Emissions
7
Stericycle, Inc.
Meeting Date: 05/24/2017
Record Date: 03/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 858912108
Ticker: SRCL
Shares Voted: 9,187
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark C. Miller Mgmt For For For
Mgmt ForForForElect Director Jack W. Schuler 1b
Mgmt ForForForElect Director Charles A. Alutto 1c
Mgmt ForForForElect Director Brian P. Anderson 1d
Mgmt ForForForElect Director Lynn D. Bleil 1e
Mgmt ForForForElect Director Thomas D. Brown 1f
Mgmt AgainstAgainstForElect Director Thomas F. Chen 1g
Mgmt ForForForElect Director Robert S. Murley 1h
Mgmt AgainstAgainstForElect Director John Patience 1i
Mgmt ForForForElect Director Mike S. Zafirovski 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
5
Mgmt ForForForApprove Omnibus Stock Plan 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Stericycle, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstAmend Proxy Access Right 7
SH ForForAgainstPro-rata Vesting of Equity Awards 8
The Southern Company
Meeting Date: 05/24/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 842587107
Ticker: SO
Shares Voted: 16,072
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Juanita Powell Baranco Mgmt For For For
Mgmt ForForForElect Director Jon A. Boscia 1b
Mgmt ForForForElect Director Henry A. 'Hal' Clark, III 1c
Mgmt ForForForElect Director Thomas A. Fanning 1d
Mgmt ForForForElect Director David J. Grain 1e
Mgmt ForForForElect Director Veronica M. Hagen 1f
Mgmt ForForForElect Director Warren A. Hood, Jr. 1g
Mgmt ForForForElect Director Linda P. Hudson 1h
Mgmt ForForForElect Director Donald M. James 1i
Mgmt ForForForElect Director John D. Johns 1j
Mgmt ForForForElect Director Dale E. Klein 1k
Mgmt ForForForElect Director William G. Smith, Jr. 1l
Mgmt ForForForElect Director Steven R. Specker 1m
Mgmt ForForForElect Director Larry D. Thompson 1n
Mgmt ForForForElect Director E. Jenner Wood, III 1o
Mgmt ForForForReduce Supermajority Vote Requirement 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
SH ForForAgainstReport on Strategy for Aligning with 2 Degree Scenario
6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
China Mobile Limited
Meeting Date: 05/25/2017
Record Date: 05/18/2017
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y14965100
Ticker: 941
Shares Voted: 96,003
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Dong Xin as Director 3
Mgmt ForForForElect Frank Wong Kwong Shing as Director 4.1
Mgmt AgainstAgainstForElect Moses Cheng Mo Chi as Director 4.2
Mgmt ForForForElect Paul Chow Man Yiu as Director 4.3
Mgmt ForForForElect Stephen Yiu Kin Wah as Director 4.4
Mgmt ForForForApprove PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
Chipotle Mexican Grill, Inc.
Meeting Date: 05/25/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 169656105
Ticker: CMG
Shares Voted: 3,614
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Albert S. Baldocchi Mgmt For For For
Mgmt ForForForElect Director Paul T. Cappuccio 1.2
Mgmt ForForForElect Director Steve Ells 1.3
Mgmt ForForForElect Director Neil W. Flanzraich 1.4
Mgmt ForForForElect Director Robin Hickenlooper 1.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Chipotle Mexican Grill, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kimbal Musk 1.6
Mgmt ForForForElect Director Ali Namvar 1.7
Mgmt ForForForElect Director Matthew H. Paull 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Grifols SA
Meeting Date: 05/25/2017
Record Date: 05/19/2017
Country: Spain
Meeting Type: Annual
Primary Security ID: E5706X215
Ticker: GRF
Shares Voted: 14,411
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment
Mgmt For For For
Mgmt ForForForApprove Consolidated Financial Statements 2
Mgmt ForForForApprove Discharge of Board 3
Mgmt ForForForRenew Appointment of KPMG Auditores as Auditor of Standalone Financial Statements and Appoint Grant Thornton as Co-Auditor
4
Mgmt ForForForRenew Appointment of KPMG Auditores as Auditor of Consolidated Financial Statements
5
Mgmt ForForForReelect Victor Grifols Roura as Director 6.1
Mgmt ForForForReelect Ramon Riera Roca as Director 6.2
Mgmt AgainstAgainstForAdvisory Vote on Remuneration Report 7
Mgmt AgainstAgainstForApprove Remuneration Policy 8
Mgmt AgainstAgainstForAmend Article 7 of General Meeting Regulations Re: Issuance of Bonds and Other Debt Securities
9
Mgmt ForForForAmend Article24.ter Re: Audit Committee 10
MgmtReceive Amendments to Board of Directors Regulations
11
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Grifols SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Listing of Class A Shares on NASDAQ; Void Previous Authorization
12
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
13
Omnicom Group Inc.
Meeting Date: 05/25/2017
Record Date: 04/05/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 681919106
Ticker: OMC
Shares Voted: 5,162
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John D. Wren Mgmt For For For
Mgmt ForForForElect Director Bruce Crawford 1.2
Mgmt ForForForElect Director Alan R. Batkin 1.3
Mgmt ForForForElect Director Mary C. Choksi 1.4
Mgmt ForForForElect Director Robert Charles Clark 1.5
Mgmt ForForForElect Director Leonard S. Coleman, Jr. 1.6
Mgmt ForForForElect Director Susan S. Denison 1.7
Mgmt ForForForElect Director Deborah J. Kissire 1.8
Mgmt ForForForElect Director John R. Murphy 1.9
Mgmt ForForForElect Director John R. Purcell 1.10
Mgmt ForForForElect Director Linda Johnson Rice 1.11
Mgmt ForForForElect Director Valerie M. Williams 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Raytheon Company
Meeting Date: 05/25/2017
Record Date: 04/04/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 755111507
Ticker: RTN
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Raytheon Company
Shares Voted: 8,230
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Tracy A. Atkinson Mgmt For For For
Mgmt ForForForElect Director Robert E. Beauchamp 1b
Mgmt ForForForElect Director Vernon E. Clark 1c
Mgmt ForForForElect Director Stephen J. Hadley 1d
Mgmt ForForForElect Director Thomas A. Kennedy 1e
Mgmt ForForForElect Director Letitia A. Long 1f
Mgmt ForForForElect Director George R. Oliver 1g
Mgmt ForForForElect Director Dinesh C. Paliwal 1h
Mgmt ForForForElect Director William R. Spivey 1i
Mgmt ForForForElect Director James A. Winnefeld, Jr. 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Executive Incentive Bonus Plan 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Seven & i Holdings Co Ltd
Meeting Date: 05/25/2017
Record Date: 02/28/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J7165H108
Ticker: 3382
Shares Voted: 12,972
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 45
Mgmt For For For
Mgmt ForForForElect Director Isaka, Ryuichi 2.1
Mgmt ForForForElect Director Goto, Katsuhiro 2.2
Mgmt ForForForElect Director Ito, Junro 2.3
Mgmt ForForForElect Director Aihara, Katsutane 2.4
Mgmt ForForForElect Director Yamaguchi, Kimiyoshi 2.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Seven & i Holdings Co Ltd
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Furuya, Kazuki 2.6
Mgmt ForForForElect Director Anzai, Takashi 2.7
Mgmt ForForForElect Director Otaka, Zenko 2.8
Mgmt ForForForElect Director Joseph M. DePinto 2.9
Mgmt ForForForElect Director Scott Trevor Davis 2.10
Mgmt ForForForElect Director Tsukio, Yoshio 2.11
Mgmt ForForForElect Director Ito, Kunio 2.12
Mgmt ForForForElect Director Yonemura, Toshiro 2.13
Mgmt ForForForAppoint Statutory Auditor Habano, Noriyuki 3
Mgmt ForForForApprove Deep Discount Stock Option Plan 4
The Allstate Corporation
Meeting Date: 05/25/2017
Record Date: 03/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 020002101
Ticker: ALL
Shares Voted: 10,453
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kermit R. Crawford Mgmt For For For
Mgmt ForForForElect Director Michael L. Eskew 1b
Mgmt ForForForElect Director Siddharth N. (Bobby) Mehta 1c
Mgmt ForForForElect Director Jacques P. Perold 1d
Mgmt ForForForElect Director Andrea Redmond 1e
Mgmt ForForForElect Director John W. Rowe 1f
Mgmt ForForForElect Director Judith A. Sprieser 1g
Mgmt ForForForElect Director Mary Alice Taylor 1h
Mgmt ForForForElect Director Perry M. Traquina 1i
Mgmt ForForForElect Director Thomas J. Wilson 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Allstate Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Non-Employee Director Omnibus Stock Plan
4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
SH AgainstAgainstAgainstRequire Independent Board Chairman 6
SH AgainstAgainstAgainstLead Director Qualifications 7
SH AgainstAgainstAgainstPolitical Contributions Disclosure 8
Intertek Group plc
Meeting Date: 05/26/2017
Record Date: 05/24/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4911B108
Ticker: ITRK
Shares Voted: 5,868
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect Sir David Reid as Director 4
Mgmt ForForForRe-elect Andre Lacroix as Director 5
Mgmt ForForForRe-elect Edward Leigh as Director 6
Mgmt ForForForRe-elect Louise Makin as Director 7
Mgmt ForForForElect Andrew Martin as Director 8
Mgmt ForForForRe-elect Gill Rider as Director 9
Mgmt ForForForRe-elect Michael Wareing as Director 10
Mgmt ForForForRe-elect Lena Wilson as Director 11
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
12
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Intertek Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Mgmt ForForForAuthorise the Company to Call General Meeting with 14 Working Days' Notice
19
Mgmt ForForForAdopt New Articles of Association 20
PG&E Corporation
Meeting Date: 05/30/2017
Record Date: 03/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 69331C108
Ticker: PCG
Shares Voted: 10,495
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lewis Chew Mgmt For For For
Mgmt ForForForElect Director Anthony F. Earley, Jr. 1.2
Mgmt ForForForElect Director Fred J. Fowler 1.3
Mgmt ForForForElect Director Jeh C. Johnson 1.4
Mgmt ForForForElect Director Richard C. Kelly 1.5
Mgmt ForForForElect Director Roger H. Kimmel 1.6
Mgmt ForForForElect Director Richard A. Meserve 1.7
Mgmt ForForForElect Director Forrest E. Miller 1.8
Mgmt ForForForElect Director Eric D. Mullins 1.9
Mgmt ForForForElect Director Rosendo G. Parra 1.10
Mgmt ForForForElect Director Barbara L. Rambo 1.11
Mgmt ForForForElect Director Anne Shen Smith 1.12
Mgmt ForForForElect Director Geisha J. Williams 1.13
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
PG&E Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstCease Charitable Contributions 5
Deutsche Telekom AG
Meeting Date: 05/31/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D2035M136
Ticker: DTE
Shares Voted: 16,135
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.60 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017
5
Mgmt ForForForApprove Creation of EUR 3.6 Billion Pool of Capital with Partial Exclusion of Preemptive Rights
6
Mgmt ForForForElect Dagmar Kollmann to the Supervisory Board
7
Dollar General Corporation
Meeting Date: 05/31/2017
Record Date: 03/23/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 256677105
Ticker: DG
Shares Voted: 10,136
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Warren F. Bryant Mgmt For For For
Mgmt ForForForElect Director Michael M. Calbert 1b
Mgmt ForForForElect Director Sandra B. Cochran 1c
Mgmt ForForForElect Director Patricia D. Fili-Krushel 1d
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Dollar General Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Paula A. Price 1e
Mgmt ForForForElect Director William C. Rhodes, III 1f
Mgmt ForForForElect Director David B. Rickard 1g
Mgmt ForForForElect Director Todd J. Vasos 1h
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAmend Executive Incentive Bonus Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 5
Mgmt ForForForRatify Ernst & Young LLP as Auditors 6
Exxon Mobil Corporation
Meeting Date: 05/31/2017
Record Date: 04/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 30231G102
Ticker: XOM
Shares Voted: 7,965
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan K. Avery Mgmt For For For
Mgmt ForForForElect Director Michael J. Boskin 1.2
Mgmt ForForForElect Director Angela F. Braly 1.3
Mgmt ForForForElect Director Ursula M. Burns 1.4
Mgmt ForForForElect Director Henrietta H. Fore 1.5
Mgmt ForForForElect Director Kenneth C. Frazier 1.6
Mgmt ForForForElect Director Douglas R. Oberhelman 1.7
Mgmt ForForForElect Director Samuel J. Palmisano 1.8
Mgmt ForForForElect Director Steven S. Reinemund 1.9
Mgmt ForForForElect Director William C. Weldon 1.10
Mgmt ForForForElect Director Darren W. Woods 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Exxon Mobil Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstRequire a Majority Vote for the Election of Directors
6
SH ForForAgainstAmend Bylaws -- Call Special Meetings 7
SH AgainstAgainstAgainstAmend Bylaws to Prohibit Precatory Proposals 8
SH AgainstAgainstAgainstDisclose Percentage of Females at Each Percentile of Compensation
9
SH ForForAgainstReport on Lobbying Payments and Policy 10
SH AgainstAgainstAgainstIncrease Return of Capital to Shareholders in Light of Climate Change Risks
11
SH ForForAgainstReport on Climate Change Policies 12
SH ForForAgainstReport on Methane Emissions 13
Fidelity National Information Services, Inc.
Meeting Date: 05/31/2017
Record Date: 04/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 31620M106
Ticker: FIS
Shares Voted: 6,926
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ellen R. Alemany Mgmt For For For
Mgmt ForForForElect Director Thomas M. Hagerty 1b
Mgmt ForForForElect Director Keith W. Hughes 1c
Mgmt ForForForElect Director David K. Hunt 1d
Mgmt ForForForElect Director Stephan A. James 1e
Mgmt ForForForElect Director Frank R. Martire 1f
Mgmt ForForForElect Director Leslie M. Muma 1g
Mgmt ForForForElect Director Gary A. Norcross 1h
Mgmt ForForForElect Director James B. Stallings, Jr. 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Fidelity National Information Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Henry Schein, Inc.
Meeting Date: 05/31/2017
Record Date: 04/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 806407102
Ticker: HSIC
Shares Voted: 3,293
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Barry J. Alperin Mgmt For For For
Mgmt ForForForElect Director Lawrence S. Bacow 1b
Mgmt ForForForElect Director Gerald A. Benjamin 1c
Mgmt ForForForElect Director Stanley M. Bergman 1d
Mgmt ForForForElect Director James P. Breslawski 1e
Mgmt ForForForElect Director Paul Brons 1f
Mgmt ForForForElect Director Joseph L. Herring 1g
Mgmt ForForForElect Director Donald J. Kabat 1h
Mgmt ForForForElect Director Kurt P. Kuehn 1i
Mgmt ForForForElect Director Philip A. Laskawy 1j
Mgmt ForForForElect Director Mark E. Mlotek 1k
Mgmt ForForForElect Director Steven Paladino 1l
Mgmt ForForForElect Director Carol Raphael 1m
Mgmt ForForForElect Director E. Dianne Rekow 1n
Mgmt ForForForElect Director Bradley T. Sheares 1o
Mgmt ForForForAmend Executive Incentive Bonus Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify BDO USA, LLP as Auditors 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Mead Johnson Nutrition Company
Meeting Date: 05/31/2017
Record Date: 04/13/2017
Country: USA
Meeting Type: Special
Primary Security ID: 582839106
Ticker: MJN
Shares Voted: 5,125
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 3
Publicis Groupe
Meeting Date: 05/31/2017
Record Date: 05/26/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F7607Z165
Ticker: PUB
Shares Voted: 4,931
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.85 per Share
3
Mgmt ForForForApprove Stock Dividend Program (Cash or New Shares)
4
Mgmt ForForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
5
Mgmt AgainstAgainstForReelect Simon Badinter as Supervisory Board Member
6
Mgmt ForForForReelect Jean Charest as Supervisory Board Member
7
Mgmt AgainstAgainstForElect Maurice Levy as Member of the Supervisory Board and Approve Remuneration Policy of Maurice Levy as Chairman of the Supervisory Board from June 1, 2017
8
Mgmt ForForForRenew Appointment of Cabinet Mazars as Auditor
9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Publicis Groupe
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForNon-Binding Vote on Compensation of Elisabeth Badinter, Chairman of the Supervisory Board
10
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Maurice Levy in title of FY16 and Approve Remuneration Policy of Maurice Levy as Management Board Chairman until May 31, 2017
11
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Kevin Roberts, Member of the Management Board until Aug. 31, 2016
12
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Jean-Michel Etienne, Member of the Management Board
13
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Anne-Gabrielle Heilbronner, Member of the Management Board
14
Mgmt ForForForApprove Remuneration Policy of Members of the Supervisory Board
15
Mgmt ForForForApprove Remuneration Policy of Elisabeth Badinter, Chairman of the Supervisory Board until May 31, 2017
16
Mgmt ForForForApprove Remuneration Policy of Arthur Sadoun, New Chairman of the Management Board from June 1, 2017
17
Mgmt ForForForApprove Remuneration Policy of Jean-Michel Etienne, Member of the Management Board
18
Mgmt ForForForApprove Remuneration Policy of Anne-Gabrielle Heilbronner, Member of the Management Board
19
Mgmt ForForForApprove Remuneration Policy of Steve King, New Member of the Management Board from June 1, 2017
20
Mgmt AgainstAgainstForApprove Termination Package of Arthur Sadoun, Chairman of the Management Board from June 1, 2017
21
Mgmt ForForForApprove Termination Package of Steve King, New Member of the Management Board from June 1, 2017
22
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
23
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
24
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Publicis Groupe
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
25
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
26
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
27
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees
28
Mgmt ForForForAmend Article 13 of Bylaws Re: Employee Representatives
29
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
30
Reckitt Benckiser Group plc
Meeting Date: 05/31/2017
Record Date: 05/26/2017
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G74079107
Ticker: RB.
Shares Voted: 4,075
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition of Mead Johnson Nutrition Company
Mgmt For For For
Facebook, Inc.
Meeting Date: 06/01/2017
Record Date: 04/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 30303M102
Ticker: FB
Shares Voted: 3,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For For For
Mgmt ForForForElect Director Erskine B. Bowles 1.2
Mgmt ForForForElect Director Susan D. Desmond-Hellmann 1.3
Mgmt ForForForElect Director Reed Hastings 1.4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Facebook, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Jan Koum 1.5
Mgmt WithholdWithholdForElect Director Sheryl K. Sandberg 1.6
Mgmt ForForForElect Director Peter A. Thiel 1.7
Mgmt WithholdWithholdForElect Director Mark Zuckerberg 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
3
SH ForForAgainstReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstReport on Public Policy Issues Associated with Fake News
5
SH ForForAgainstGender Pay Gap 6
SH ForForAgainstRequire Independent Board Chairman 7
Gartner, Inc.
Meeting Date: 06/01/2017
Record Date: 04/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 366651107
Ticker: IT
Shares Voted: 7,028
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael J. Bingle Mgmt For For For
Mgmt ForForForElect Director Peter E. Bisson 1b
Mgmt ForForForElect Director Richard J. Bressler 1c
Mgmt ForForForElect Director Raul E. Cesan 1d
Mgmt ForForForElect Director Karen E. Dykstra 1e
Mgmt ForForForElect Director Anne Sutherland Fuchs 1f
Mgmt ForForForElect Director William O. Grabe 1g
Mgmt ForForForElect Director Eugene A. Hall 1h
Mgmt ForForForElect Director Stephen G. Pagliuca 1i
Mgmt ForForForElect Director James C. Smith 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Gartner, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Mgmt ForForForRatify KPMG LLP as Auditors 5
Orange
Meeting Date: 06/01/2017
Record Date: 05/29/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F6866T100
Ticker: ORA
Shares Voted: 17,857
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.60 per Share
3
Mgmt ForForForAcknowledge Auditors' Special Report on Related-Party Transactions Regarding the Absence of New Transactions
4
Mgmt ForForForReelect Bpifrance Participations as Director 5
Mgmt ForForForRatify Appointment of Alexandre Bompard as Director
6
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Stephane Richard, CEO and Chairman
7
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO
8
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Pierre Louette, Vice-CEO
9
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO
10
Mgmt AgainstAgainstForApprove Remuneration Policy of Stephane Richard, CEO and Chairman
11
Mgmt AgainstAgainstForApprove Remuneration Policy of Ramon Fernandez, Vice-CEO
12
Mgmt AgainstAgainstForApprove Remuneration Policy of Pierre Louette, Vice-CEO
13
Mgmt AgainstAgainstForApprove Remuneration Policy of Gervais Pellissier, Vice-CEO
14
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Orange
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion
16
Mgmt AgainstAgainstForAllow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer
17
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
18
Mgmt AgainstAgainstForAllow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer
19
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion
20
Mgmt AgainstAgainstForAllow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer
21
Mgmt AgainstAgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21
22
Mgmt ForForForAuthorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers
23
Mgmt AgainstAgainstForAllow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer
24
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
25
Mgmt AgainstAgainstForAllow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer
26
Mgmt ForForForSet Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million
27
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value
28
Mgmt AgainstAgainstForAuthorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers
29
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Orange
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees
30
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
31
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
32
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
33
MgmtShareholder Proposals Submitted by FCPE Cap Orange
SH AgainstAgainstAgainstAmend Article 13 of Bylaws Re: Board Diversity
A
Ulta Beauty, Inc.
Meeting Date: 06/01/2017
Record Date: 04/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 90384S303
Ticker: ULTA
Shares Voted: 1,851
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michelle L. Collins Mgmt For For For
Mgmt ForForForElect Director Dennis K. Eck 1.2
Mgmt ForForForElect Director Charles J. Philippin 1.3
Mgmt ForForForElect Director Vanessa A. Wittman 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Deutsche Wohnen AG
Meeting Date: 06/02/2017
Record Date: 05/11/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D2046U176
Ticker: DWNI
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Deutsche Wohnen AG
Shares Voted: 9,501
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.74 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2017 5
Mgmt ForForForElect Juergen Fenk to the Supervisory Board 6
Mgmt ForForForApprove Remuneration of Supervisory Board 7
Mgmt ForForForApprove Creation of EUR 110 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 70 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt ForForForChange of Corporate Form to Societas Europaea (SE)
10
Mgmt ForForForChange Location of Registered Office to Berlin, Germany
11
Lowe's Companies, Inc.
Meeting Date: 06/02/2017
Record Date: 03/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 548661107
Ticker: LOW
Shares Voted: 10,724
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Raul Alvarez Mgmt For For For
Mgmt ForForForElect Director Angela F. Braly 1.2
Mgmt ForForForElect Director Sandra B. Cochran 1.3
Mgmt ForForForElect Director Laurie Z. Douglas 1.4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Lowe's Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard W. Dreiling 1.5
Mgmt ForForForElect Director Robert L. Johnson 1.6
Mgmt ForForForElect Director Marshall O. Larsen 1.7
Mgmt ForForForElect Director James H. Morgan 1.8
Mgmt ForForForElect Director Robert A. Niblock 1.9
Mgmt ForForForElect Director Bertram L. Scott 1.10
Mgmt ForForForElect Director Eric C. Wiseman 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstAgainstAssess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals
5
Wal-Mart Stores, Inc.
Meeting Date: 06/02/2017
Record Date: 04/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 931142103
Ticker: WMT
Shares Voted: 12,787
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James I. Cash, Jr. Mgmt For For For
Mgmt ForForForElect Director Timothy P. Flynn 1b
Mgmt ForForForElect Director Carla A. Harris 1c
Mgmt ForForForElect Director Thomas W. Horton 1d
Mgmt ForForForElect Director Marissa A. Mayer 1e
Mgmt ForForForElect Director C. Douglas McMillon 1f
Mgmt ForForForElect Director Gregory B. Penner 1g
Mgmt ForForForElect Director Steven S Reinemund 1h
Mgmt ForForForElect Director Kevin Y. Systrom 1i
Mgmt ForForForElect Director S. Robson Walton 1j
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Wal-Mart Stores, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steuart L. Walton 1k
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH ForForAgainstRequire Independent Board Chairman 5
SH ForForAgainstProvide Proxy Access Right 6
SH AgainstAgainstAgainstRequire Independent Director Nominee with Environmental Experience
7
UnitedHealth Group Incorporated
Meeting Date: 06/05/2017
Record Date: 04/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 91324P102
Ticker: UNH
Shares Voted: 3,817
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director William C. Ballard, Jr. Mgmt For For For
Mgmt ForForForElect Director Richard T. Burke 1b
Mgmt ForForForElect Director Timothy P. Flynn 1c
Mgmt ForForForElect Director Stephen J. Hemsley 1d
Mgmt ForForForElect Director Michele J. Hooper 1e
Mgmt ForForForElect Director Rodger A. Lawson 1f
Mgmt ForForForElect Director Glenn M. Renwick 1g
Mgmt ForForForElect Director Kenneth I. Shine 1h
Mgmt ForForForElect Director Gail R. Wilensky 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Hermes International
Meeting Date: 06/06/2017
Record Date: 06/01/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F48051100
Ticker: RMS
Shares Voted: 794
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Discharge of General Managers 3
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.75 per Share
4
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions
5
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Axel Dumas, General Manager
7
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of Emile Hermes SARL, General Manager
8
Mgmt ForForForReelect Monique Cohen as Supervisory Board Member
9
Mgmt AgainstAgainstForReelect Renaud Mommeja as Supervisory Board Member
10
Mgmt AgainstAgainstForReelect Eric de Seynes as Supervisory Board Member
11
Mgmt AgainstAgainstForElect Dorothee Altmayer as Supervisory Board Member
12
Mgmt AgainstAgainstForElect Olympia Guerrand as Supervisory Board Member
13
Mgmt ForForForApprove Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 600,000
14
Mgmt ForForForRenew Appointment of PricewaterhouseCoopers Audit as Auditor
15
Mgmt ForForForRenew Appointment of Didier Kling et Associes as Auditor
16
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
17
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Hermes International
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value
18
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer
19
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer
20
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
21
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities up to 20 Percent of Issued Capital Per Year for Private Placements, Including in the Event of a Public Tender Offer
22
Mgmt AgainstAgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind, Including in the Event of a Public Tender Offer
23
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
24
Netflix, Inc.
Meeting Date: 06/06/2017
Record Date: 04/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 64110L106
Ticker: NFLX
Shares Voted: 3,085
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Reed Hastings Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Jay C. Hoag 1.2
Mgmt WithholdWithholdForElect Director A. George (Skip) Battle 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstAdopt Proxy Access Right 5
SH ForForAgainstReport on Sustainability 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Netflix, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReport on Feasibility of Net-Zero GHG Emissions
7
SH ForForAgainstDeclassify the Board of Directors 8
SH ForForAgainstAdopt Simple Majority Vote 9
SH ForForAgainstRequire a Majority Vote for the Election of Directors
10
New York Community Bancorp, Inc.
Meeting Date: 06/06/2017
Record Date: 04/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 649445103
Ticker: NYCB
Shares Voted: 39,303
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Dominick Ciampa Mgmt For For For
Mgmt ForForForElect Director Leslie D. Dunn 1b
Mgmt ForForForElect Director Lawrence Rosano, Jr. 1c
Mgmt ForForForElect Director Robert Wann 1d
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Tesla, Inc.
Meeting Date: 06/06/2017
Record Date: 04/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 88160R101
Ticker: TSLA
Shares Voted: 1,784
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Elon Musk Mgmt For For For
Mgmt ForForForElect Director Robyn M. Denholm 1.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Tesla, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen T. Jurvetson 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH ForForAgainstDeclassify the Board of Directors 5
The TJX Companies, Inc.
Meeting Date: 06/06/2017
Record Date: 04/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 872540109
Ticker: TJX
Shares Voted: 6,416
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Zein Abdalla Mgmt For For For
Mgmt ForForForElect Director Jose B. Alvarez 1.2
Mgmt ForForForElect Director Alan M. Bennett 1.3
Mgmt ForForForElect Director David T. Ching 1.4
Mgmt ForForForElect Director Ernie Herrman 1.5
Mgmt ForForForElect Director Michael F. Hines 1.6
Mgmt ForForForElect Director Amy B. Lane 1.7
Mgmt ForForForElect Director Carol Meyrowitz 1.8
Mgmt ForForForElect Director Jackwyn L. Nemerov 1.9
Mgmt ForForForElect Director John F. O'Brien 1.10
Mgmt ForForForElect Director Willow B. Shire 1.11
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAmend Executive Incentive Bonus Plan 4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 6
SH AgainstAgainstAgainstInclude Diversity as a Performance Metric 7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The TJX Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstReport on Pay Disparity 8
SH AgainstAgainstAgainstReport on Gender, Race, or Ethnicity Pay Gap 9
SH AgainstAgainstAgainstReport on Net-Zero Greenhouse Gas Emissions
10
Alphabet Inc.
Meeting Date: 06/07/2017
Record Date: 04/19/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 02079K305
Ticker: GOOGL
Shares Voted: 502
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Larry Page Mgmt For For For
Mgmt ForForForElect Director Sergey Brin 1.2
Mgmt ForForForElect Director Eric E. Schmidt 1.3
Mgmt WithholdWithholdForElect Director L. John Doerr 1.4
Mgmt ForForForElect Director Roger W. Ferguson, Jr. 1.5
Mgmt ForForForElect Director Diane B. Greene 1.6
Mgmt ForForForElect Director John L. Hennessy 1.7
Mgmt WithholdWithholdForElect Director Ann Mather 1.8
Mgmt ForForForElect Director Alan R. Mulally 1.9
Mgmt WithholdWithholdForElect Director Paul S. Otellini 1.10
Mgmt WithholdWithholdForElect Director K. Ram Shriram 1.11
Mgmt ForForForElect Director Shirley M. Tilghman 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 5
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
6
SH ForForAgainstReport on Lobbying Payments and Policy 7
SH ForForAgainstReport on Political Contributions 8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Alphabet Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReport on Gender Pay Gap 9
SH AgainstAgainstAgainstReport on Charitable Contributions 10
SH AgainstAgainstAgainstAdopt Holy Land Principles 11
SH AgainstAgainstAgainstReport on Fake News 12
Biogen Inc.
Meeting Date: 06/07/2017
Record Date: 04/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 09062X103
Ticker: BIIB
Shares Voted: 1,541
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Alexander J. Denner Mgmt For For For
Mgmt ForForForElect Director Caroline D. Dorsa 1b
Mgmt ForForForElect Director Nancy L. Leaming 1c
Mgmt ForForForElect Director Richard C. Mulligan 1d
Mgmt ForForForElect Director Robert W. Pangia 1e
Mgmt ForForForElect Director Stelios Papadopoulos 1f
Mgmt ForForForElect Director Brian S. Posner 1g
Mgmt ForForForElect Director Eric K. Rowinsky 1h
Mgmt ForForForElect Director Lynn Schenk 1i
Mgmt ForForForElect Director Stephen A. Sherwin 1j
Mgmt ForForForElect Director Michel Vounatsos 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForApprove Omnibus Stock Plan 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Check Point Software Technologies Ltd.
Meeting Date: 06/07/2017
Record Date: 04/27/2017
Country: Israel
Meeting Type: Annual
Primary Security ID: M22465104
Ticker: CHKP
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Reelect Gil Shwed as Director Until the End of the Next Annual General Meeting
Mgmt For For
Mgmt ForForReelect Marius Nacht as Director Until the End of the Next Annual General Meeting
1.2
Mgmt ForForReelect Jerry Ungerman as Director Until the End of the Next Annual General Meeting
1.3
Mgmt ForForReelect Dan Propper as Director Until the End of the Next Annual General Meeting
1.4
Mgmt ForForReelect David Rubner as Director Until the End of the Next Annual General Meeting
1.5
Mgmt ForForReelect Tal Shavit as Director Until the End of the Next Annual General Meeting
1.6
Mgmt ForForReelect Irwin Federman as External Director for a Three-Year Period
2.1
Mgmt ForForReelect Ray Rothrock as External Director for a Three-Year Period
2.2
Mgmt ForForReappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForApprove Employment Terms of Gil Shwed, CEO
4
Mgmt ReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Compass Group PLC
Meeting Date: 06/07/2017
Record Date: 06/05/2017
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G23296208
Ticker: CPG
Shares Voted: 19,074
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Shareholder Return by Way of Special Dividend with Share Consolidation
Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Compass Group PLC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
2
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
3
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
4
Mgmt ForForForAuthorise Market Purchase of New Ordinary Shares
5
Dollarama Inc.
Meeting Date: 06/07/2017
Record Date: 04/19/2017
Country: Canada
Meeting Type: Annual
Primary Security ID: 25675T107
Ticker: DOL
Shares Voted: 5,224
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joshua Bekenstein Mgmt For For For
Mgmt ForForForElect Director Gregory David 1.2
Mgmt ForForForElect Director Elisa D. Garcia C. 1.3
Mgmt ForForForElect Director Stephen Gunn 1.4
Mgmt ForForForElect Director Nicholas Nomicos 1.5
Mgmt ForForForElect Director Larry Rossy 1.6
Mgmt ForForForElect Director Neil Rossy 1.7
Mgmt ForForForElect Director Richard Roy 1.8
Mgmt ForForForElect Director Huw Thomas 1.9
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForApprove Advance Notice Requirement 3
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
WPP plc
Meeting Date: 06/07/2017
Record Date: 06/05/2017
Country: Jersey
Meeting Type: Annual
Primary Security ID: G9788D103
Ticker: WPP
Shares Voted: 12,835
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Remuneration Policy 4
Mgmt ForForForApprove Sustainability Report 5
Mgmt ForForForRe-elect Roberto Quarta as Director 6
Mgmt ForForForRe-elect Dr Jacques Aigrain as Director 7
Mgmt ForForForRe-elect Ruigang Li as Director 8
Mgmt ForForForRe-elect Paul Richardson as Director 9
Mgmt ForForForRe-elect Hugo Shong as Director 10
Mgmt ForForForRe-elect Sir Martin Sorrell as Director 11
Mgmt ForForForRe-elect Sally Susman as Director 12
Mgmt ForForForRe-elect Solomon Trujillo as Director 13
Mgmt ForForForRe-elect Sir John Hood as Director 14
Mgmt ForForForRe-elect Nicole Seligman as Director 15
Mgmt ForForForRe-elect Daniela Riccardi as Director 16
Mgmt ForForForElect Tarek Farahat as Director 17
Mgmt ForForForReappoint Deloitte LLP as Auditors 18
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
19
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
23
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Brenntag AG
Meeting Date: 06/08/2017
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D12459117
Ticker: BNR
Shares Voted: 5,734
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.05 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017
5
Mgmt ForForForElect Wijnand Donkers to the Supervisory Board
6.1
Mgmt ForForForElect Ulrich Harnacke to the Supervisory Board
6.2
Mgmt ForForForChange Location of Registered Office to Essen, Germany
7
Mgmt ForForForAmend Articles Re: Chairman of General Meeting
8
Comcast Corporation
Meeting Date: 06/08/2017
Record Date: 03/16/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 20030N101
Ticker: CMCSA
Shares Voted: 21,379
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt For For For
Mgmt ForForForElect Director Madeline S. Bell 1.2
Mgmt ForForForElect Director Sheldon M. Bonovitz 1.3
Mgmt ForForForElect Director Edward D. Breen 1.4
Mgmt ForForForElect Director Gerald L. Hassell 1.5
Mgmt ForForForElect Director Jeffrey A. Honickman 1.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Comcast Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Asuka Nakahara 1.7
Mgmt ForForForElect Director David C. Novak 1.8
Mgmt ForForForElect Director Brian L. Roberts 1.9
Mgmt ForForForElect Director Johnathan A. Rodgers 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstReport on Lobbying Payments and Policy 5
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
6
Roper Technologies, Inc.
Meeting Date: 06/08/2017
Record Date: 04/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 776696106
Ticker: ROP
Shares Voted: 2,324
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Amy Woods Brinkley Mgmt For For For
Mgmt ForForForElect Director John F. Fort, III 1.2
Mgmt ForForForElect Director Brian D. Jellison 1.3
Mgmt ForForForElect Director Robert D. Johnson 1.4
Mgmt ForForForElect Director Robert E. Knowling, Jr. 1.5
Mgmt ForForForElect Director Wilbur J. Prezzano 1.6
Mgmt ForForForElect Director Laura G. Thatcher 1.7
Mgmt ForForForElect Director Richard F. Wallman 1.8
Mgmt ForForForElect Director Christopher Wright 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Keyence Corp.
Meeting Date: 06/09/2017
Record Date: 03/20/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J32491102
Ticker: 6861
Shares Voted: 1,988
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 75
Mgmt For Against Against
Mgmt ForForForAmend Articles to Authorize Public Announcements in Electronic Format
2
Mgmt AgainstAgainstForElect Director Takizaki, Takemitsu 3.1
Mgmt ForForForElect Director Yamamoto, Akinori 3.2
Mgmt ForForForElect Director Kimura, Tsuyoshi 3.3
Mgmt ForForForElect Director Kimura, Keiichi 3.4
Mgmt ForForForElect Director Ideno, Tomohide 3.5
Mgmt ForForForElect Director Yamaguchi, Akiji 3.6
Mgmt ForForForElect Director Kanzawa, Akira 3.7
Mgmt ForForForElect Director Fujimoto, Masato 3.8
Mgmt ForForForElect Director Tanabe, Yoichi 3.9
Mgmt ForForForAppoint Alternate Statutory Auditor Yamamoto, Masaharu
4
Regeneron Pharmaceuticals, Inc.
Meeting Date: 06/09/2017
Record Date: 04/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 75886F107
Ticker: REGN
Shares Voted: 1,138
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bonnie L. Bassler Mgmt For For For
Mgmt ForForForElect Director N. Anthony Coles 1.2
Mgmt ForForForElect Director Joseph L. Goldstein 1.3
Mgmt ForForForElect Director Christine A. Poon 1.4
Mgmt ForForForElect Director P. Roy Vagelos 1.5
Mgmt ForForForElect Director Huda Y. Zoghbi 1.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Regeneron Pharmaceuticals, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 5
Best Buy Co., Inc.
Meeting Date: 06/13/2017
Record Date: 04/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 086516101
Ticker: BBY
Shares Voted: 12,829
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lisa M. Caputo Mgmt For For For
Mgmt ForForForElect Director J. Patrick Doyle 1b
Mgmt ForForForElect Director Russell P. Fradin 1c
Mgmt ForForForElect Director Kathy J. Higgins Victor 1d
Mgmt ForForForElect Director Hubert Joly 1e
Mgmt ForForForElect Director David W. Kenny 1f
Mgmt ForForForElect Director Karen A. McLoughlin 1g
Mgmt ForForForElect Director Thomas L. "Tommy" Millner 1h
Mgmt ForForForElect Director Claudia F. Munce 1i
Mgmt ForForForElect Director Gerard R. Vittecoq 1j
Mgmt ForForForRatify Deloitte & Touche, LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Hankyu Hanshin Holdings Inc.
Meeting Date: 06/13/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J18439109
Ticker: 9042
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Hankyu Hanshin Holdings Inc.
Shares Voted: 17,728
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 17.5
Mgmt For For For
Mgmt ForForForAmend Articles to Clarify Director Authority on Shareholder Meetings - Remove All Provisions on Advisory Positions
2
Mgmt ForForForElect Director Sumi, Kazuo 3.1
Mgmt ForForForElect Director Sugiyama, Takehiro 3.2
Mgmt ForForForElect Director Inoue, Noriyuki 3.3
Mgmt ForForForElect Director Mori, Shosuke 3.4
Mgmt ForForForElect Director Shimatani, Yoshishige 3.5
Mgmt ForForForElect Director Fujiwara, Takaoki 3.6
Mgmt ForForForElect Director Nakagawa, Yoshihiro 3.7
Mgmt ForForForElect Director Shin, Masao 3.8
Mgmt ForForForElect Director Araki, Naoya 3.9
Mgmt ForForForAppoint Statutory Auditor Ishibashi, Masayoshi
4.1
Mgmt ForForForAppoint Statutory Auditor Komiyama, Michiari 4.2
T-Mobile US, Inc.
Meeting Date: 06/13/2017
Record Date: 04/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 872590104
Ticker: TMUS
Shares Voted: 7,161
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director W. Michael Barnes Mgmt For For For
Mgmt WithholdWithholdForElect Director Thomas Dannenfeldt 1.2
Mgmt ForForForElect Director Srikant M. Datar 1.3
Mgmt ForForForElect Director Lawrence H. Guffey 1.4
Mgmt WithholdWithholdForElect Director Timotheus Hottges 1.5
Mgmt WithholdWithholdForElect Director Bruno Jacobfeuerborn 1.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
T-Mobile US, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Raphael Kubler 1.7
Mgmt WithholdWithholdForElect Director Thorsten Langheim 1.8
Mgmt WithholdWithholdForElect Director John J. Legere 1.9
Mgmt ForForForElect Director Teresa A. Taylor 1.10
Mgmt ForForForElect Director Kelvin R. Westbrook 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstAdopt Proxy Access Right 5
SH ForForAgainstPro-rata Vesting of Equity Awards 6
SH ForForAgainstClawback of Incentive Payments 7
Amadeus IT Group SA
Meeting Date: 06/14/2017
Record Date: 06/09/2017
Country: Spain
Meeting Type: Annual
Primary Security ID: E04648114
Ticker: AMS
Shares Voted: 5,961
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForApprove Discharge of Board 3
Mgmt ForForForRenew Appointment of Deloitte as Auditor 4
Mgmt ForForForElect Nicolas Huss as Director 5.1
Mgmt AgainstAgainstForReelect Jose Antonio Tazon Garcia as Director 5.2
Mgmt ForForForReelect Luis Maroto Camino as Director 5.3
Mgmt ForForForReelect David Gordon Comyn Webster as Director
5.4
Mgmt ForForForReelect Pierre-Henri Gourgeon as Director 5.5
Mgmt ForForForReelect Guillermo de la Dehesa Romero as Director
5.6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Amadeus IT Group SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Clara Furse as Director 5.7
Mgmt AgainstAgainstForReelect Francesco Loredan as Director 5.8
Mgmt AgainstAgainstForReelect Stuart McAlpine as Director 5.9
Mgmt AgainstAgainstForReelect Marc Verspyck as Director 5.10
Mgmt AgainstAgainstForReelect Roland Busch as Director 5.11
Mgmt ForForForAdvisory Vote on Remuneration Report 6
Mgmt ForForForApprove Remuneration of Directors 7
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
8
Celgene Corporation
Meeting Date: 06/14/2017
Record Date: 04/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 151020104
Ticker: CELG
Shares Voted: 4,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Hugin Mgmt For For For
Mgmt ForForForElect Director Mark J. Alles 1.2
Mgmt ForForForElect Director Richard W. Barker 1.3
Mgmt ForForForElect Director Michael W. Bonney 1.4
Mgmt WithholdWithholdForElect Director Michael D. Casey 1.5
Mgmt ForForForElect Director Carrie S. Cox 1.6
Mgmt WithholdWithholdForElect Director Michael A. Friedman 1.7
Mgmt ForForForElect Director Julia A. Haller 1.8
Mgmt WithholdWithholdForElect Director Gilla S. Kaplan 1.9
Mgmt ForForForElect Director James J. Loughlin 1.10
Mgmt WithholdWithholdForElect Director Ernest Mario 1.11
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Celgene Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
SH AgainstAgainstAgainstProvide For Confidential Running Vote Tallies On Executive Pay Matters
6
Target Corporation
Meeting Date: 06/14/2017
Record Date: 04/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 87612E106
Ticker: TGT
Shares Voted: 11,588
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Roxanne S. Austin Mgmt For For For
Mgmt ForForForElect Director Douglas M. Baker, Jr. 1b
Mgmt ForForForElect Director Brian C. Cornell 1c
Mgmt ForForForElect Director Calvin Darden 1d
Mgmt ForForForElect Director Henrique De Castro 1e
Mgmt ForForForElect Director Robert L. Edwards 1f
Mgmt ForForForElect Director Melanie L. Healey 1g
Mgmt ForForForElect Director Donald R. Knauss 1h
Mgmt ForForForElect Director Monica C. Lozano 1i
Mgmt ForForForElect Director Mary E. Minnick 1j
Mgmt ForForForElect Director Derica W. Rice 1k
Mgmt ForForForElect Director Kenneth L. Salazar 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForApprove Executive Incentive Bonus Plan 5
Carrefour
Meeting Date: 06/15/2017
Record Date: 06/12/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F13923119
Ticker: CA
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Carrefour
Shares Voted: 12,321
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.70 per Share
3
Mgmt AgainstAgainstForReelect Bernard Arnault as Director 4
Mgmt AgainstAgainstForReelect Jean-Laurent Bonnafe as Director 5
Mgmt AgainstAgainstForRatify Appointment of Flavia Buarque de Almeida as Director
6
Mgmt AgainstAgainstForElect Marie-Laure Sauty de Chalon as Director 7
Mgmt ForForForElect Lan Yan as Director 8
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million
9
Mgmt ForForForRenew Appointment of Mazars as Auditor 10
Mgmt AgainstAgainstForApprove Auditors' Special Report on Related-Party Transactions
11
Mgmt AgainstAgainstForNon-Binding Vote on Compensation of CEO and Chairman
12
Mgmt AgainstAgainstForApprove Remuneration Policy of Executive Corporate Officers
13
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
MgmtExtraordinary Business
Mgmt ForForForAmend Article 11 of Bylaws Re: Employee Representative
15
Mgmt ForForForAmend Article 11 and 12 of Bylaws Re: Age Limit of CEO and Directors
16
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.4 Billion
17
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 175 Million
18
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Carrefour
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 175 Million
19
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
20
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value
22
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
23
China Construction Bank Corporation
Meeting Date: 06/15/2017
Record Date: 05/15/2017
Country: China
Meeting Type: Annual
Primary Security ID: Y1397N101
Ticker: 939
Shares Voted: 904,207
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
MgmtORDINARY RESOLUTIONS
Mgmt ForForForApprove 2016 Report of the Board of Directors
1
Mgmt ForForForApprove 2016 Report of Supervisors 2
Mgmt ForForForApprove 2016 Final Financial Accounts 3
Mgmt ForForForApprove 2016 Profit Distribution Plan 4
Mgmt ForForForApprove Budget of 2017 Fixed Assets Investment
5
Mgmt ForForForApprove Remuneration Distribution and Settlement Plan for Directors in 2015
6
Mgmt ForForForApprove Remuneration Distribution and Settlement Plan for Supervisors in 2015
7
Mgmt ForForForElect Malcolm Christopher McCarthy as Director
8
Mgmt ForForForElect Feng Bing as Director 9
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
China Construction Bank Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Zhu Hailin as Director 10
Mgmt ForForForElect Wu Min as Director 11
Mgmt ForForForElect Zhang Qi as Director 12
Mgmt ForForForElect Guo You as Supervisor 13
Mgmt ForForForApprove PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration
14
MgmtSPECIAL RESOLUTIONS
Mgmt ForForForApprove Issuance of Eligible Tier-2 Capital Instruments
1
Mgmt AgainstAgainstForApprove Amendments to Articles of Association
2
Mgmt ForForForAmend Rules of Procedures Regarding General Meetings of Shareholders' General Meetings
3
Mgmt ForForForAmend Rules of Procedures for the Board of Directors
4
Mgmt ForForForAmend Rules of Procedures for the Board of Supervisors
5
Dollar Tree, Inc.
Meeting Date: 06/15/2017
Record Date: 04/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 256746108
Ticker: DLTR
Shares Voted: 6,462
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Arnold S. Barron Mgmt For For For
Mgmt ForForForElect Director Gregory M. Bridgeford 1.2
Mgmt ForForForElect Director Macon F. Brock, Jr. 1.3
Mgmt ForForForElect Director Mary Anne Citrino 1.4
Mgmt ForForForElect Director H. Ray Compton 1.5
Mgmt ForForForElect Director Conrad M. Hall 1.6
Mgmt ForForForElect Director Lemuel E. Lewis 1.7
Mgmt ForForForElect Director Bob Sasser 1.8
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Dollar Tree, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas A. Saunders, III 1.9
Mgmt ForForForElect Director Thomas E. Whiddon 1.10
Mgmt ForForForElect Director Carl P. Zeithaml 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Safran
Meeting Date: 06/15/2017
Record Date: 06/12/2017
Country: France
Meeting Type: Annual/Special
Primary Security ID: F4035A557
Ticker: SAF
Shares Voted: 3,892
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.52 per Share
3
Mgmt AgainstAgainstForApprove Additional Pension Scheme Agreement with Ross McInnes, Chairman of the Board
4
Mgmt AgainstAgainstForApprove Additional Pension Scheme Agreement with Philippe Petitcolin, CEO
5
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
6
Mgmt ForForForReelect Odile Desforges as Director 7
Mgmt ForForForElect Helene Auriol Potier as Director 8
Mgmt ForForForElect Patrick Pelata as Director 9
Mgmt ForForForElect Sophie Zurquiyah as Director 10
Mgmt ForForForNon-Binding Vote on Compensation of Ross McInnes, Chairman of the Board
11
Mgmt ForForForNon-Binding Vote on Compensation of Philippe Petitcolin, CEO
12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Safran
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
13
Mgmt ForForForApprove Remuneration Policy of CEO 14
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
MgmtExtraordinary Business
Mgmt ForForForAmend Article 25 of Bylaws Re: Age Limit of CEO and Vice-CEO
16
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million
17
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million
18
Mgmt ForForForAuthorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers
19
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million
20
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17 to 20
21
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value
22
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Including in the Event of a Public Tender Offer or Share Exchange Offer
23
Mgmt AgainstAgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Including in the Event of a Public Tender Offer or Share Exchange Offer
24
Mgmt AgainstAgainstForAuthorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Including in the Event of a Public Tender Offer or Share Exchange Offer
25
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Including in the Event of a Public Tender Offer or Share Exchange Offer
26
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Safran
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23 to 26, Including in the Event of a Public Tender Offer or Share Exchange Offer
27
Mgmt AgainstAgainstForAuthorize Capitalization of Reserves of Up to EUR 8 Million for Bonus Issue or Increase in Par Value, Including in the Event of a Public Tender Offer or Share Exchange Offer
28
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
29
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
30
Mgmt ForForForAuthorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans
31
Mgmt ForForForAuthorize New Class of Preferred Stock (Actions de Preference A) and Amend Bylaws Accordingly
32
Mgmt ForForForAuthorize Issuance of Preferred Stock Up to EUR 8 Million for Future Exchange Offers
33
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
34
MgmtShareholder Proposals Submitted by FCPE Safran Investissement
SH AgainstAgainstAgainstAuthorize Up to 0.6 percent of Issued Capital for Use in Restricted Stock Plans Reserved for All Employees
A
Time Warner Inc.
Meeting Date: 06/15/2017
Record Date: 04/19/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 887317303
Ticker: TWX
Shares Voted: 5,951
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director William P. Barr Mgmt For For For
Mgmt ForForForElect Director Jeffrey L. Bewkes 1b
Mgmt ForForForElect Director Robert C. Clark 1c
Mgmt ForForForElect Director Mathias Dopfner 1d
Mgmt ForForForElect Director Jessica P. Einhorn 1e
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Time Warner Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carlos M. Gutierrez 1f
Mgmt ForForForElect Director Fred Hassan 1g
Mgmt ForForForElect Director Paul D. Wachter 1h
Mgmt ForForForElect Director Deborah C. Wright 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
DaVita Inc.
Meeting Date: 06/16/2017
Record Date: 04/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 23918K108
Ticker: DVA
Shares Voted: 9,099
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Pamela M. Arway Mgmt For For For
Mgmt ForForForElect Director Charles G. Berg 1b
Mgmt ForForForElect Director Carol Anthony ("John") Davidson
1c
Mgmt ForForForElect Director Barbara J. Desoer 1d
Mgmt ForForForElect Director Pascal Desroches 1e
Mgmt ForForForElect Director Paul J. Diaz 1f
Mgmt ForForForElect Director Peter T. Grauer 1g
Mgmt ForForForElect Director John M. Nehra 1h
Mgmt ForForForElect Director William L. Roper 1i
Mgmt ForForForElect Director Kent J. Thiry 1j
Mgmt ForForForElect Director Phyllis R. Yale 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 06/16/2017
Record Date: 05/16/2017
Country: China
Meeting Type: Annual
Primary Security ID: Y69790106
Ticker: 2318
Shares Voted: 126,915
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2016 Report of the Board of Directors
1
Mgmt ForForForApprove 2016 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2016 Annual Report and its Summary
3
Mgmt ForForForApprove 2016 Report of the Auditors and the Audited Financial Statements
4
Mgmt ForForForApprove 2016 Profit Distribution Plan and Distribution of Final Dividends
5
Mgmt ForForForApprove PricewaterhouseCoopers Zhong Tian LLP as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForElect Ouyang Hui as Director 7
Mgmt AgainstAgainstForApprove Autohome Inc. Share Incentive Plan 8
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Mgmt ForForForApprove Issuance of Debt Financing Instruments
10
Astellas Pharma Inc.
Meeting Date: 06/19/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J03393105
Ticker: 4503
Shares Voted: 53,986
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 17
Mgmt For For For
Mgmt ForForForElect Director Hatanaka, Yoshihiko 2.1
Mgmt ForForForElect Director Yasukawa, Kenji 2.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Astellas Pharma Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Okajima, Etsuko 2.3
Mgmt ForForForElect Director Aizawa, Yoshiharu 2.4
Mgmt ForForForElect Director Sekiyama, Mamoru 2.5
Mgmt ForForForElect Director Yamagami, Keiko 2.6
Mgmt ForForForApprove Annual Bonus 3
Daiichi Sankyo Co. Ltd.
Meeting Date: 06/19/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J11257102
Ticker: 4568
Shares Voted: 27,349
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 35
Mgmt For For For
Mgmt ForForForAmend Articles to Amend Provisions on Number of Statutory Auditors
2
Mgmt ForForForElect Director Nakayama, Joji 3.1
Mgmt ForForForElect Director Manabe, Sunao 3.2
Mgmt ForForForElect Director Hirokawa, Kazunori 3.3
Mgmt ForForForElect Director Sai, Toshiaki 3.4
Mgmt ForForForElect Director Fujimoto, Katsumi 3.5
Mgmt ForForForElect Director Tojo, Toshiaki 3.6
Mgmt ForForForElect Director Uji, Noritaka 3.7
Mgmt ForForForElect Director Toda, Hiroshi 3.8
Mgmt ForForForElect Director Adachi, Naoki 3.9
Mgmt ForForForElect Director Fukui, Tsuguya 3.10
Mgmt ForForForAppoint Statutory Auditor Izumoto, Sayoko 4
Mgmt ForForForApprove Annual Bonus 5
Mgmt ForForForApprove Equity Compensation Plan 6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
iShares, Inc.
Meeting Date: 06/19/2017
Record Date: 05/02/2017
Country: USA
Meeting Type: Special
Primary Security ID:
Ticker: N/A
Shares Voted: 8,954
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jane D. Carlin Mgmt For For For
Mgmt ForForForElect Director Richard L. Fagnani 1.2
Mgmt ForForForElect Director Drew E. Lawton 1.3
Mgmt ForForForElect Director Madhav V. Rajan 1.4
Mgmt ForForForElect Director Mark Wiedman 1.5
Monster Beverage Corporation
Meeting Date: 06/19/2017
Record Date: 04/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 61174X109
Ticker: MNST
Shares Voted: 10,412
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Sacks Mgmt For For For
Mgmt ForForForElect Director Hilton H. Schlosberg 1.2
Mgmt ForForForElect Director Mark J. Hall 1.3
Mgmt ForForForElect Director Norman C. Epstein 1.4
Mgmt ForForForElect Director Gary P. Fayard 1.5
Mgmt ForForForElect Director Benjamin M. Polk 1.6
Mgmt ForForForElect Director Sydney Selati 1.7
Mgmt ForForForElect Director Harold C. Taber, Jr. 1.8
Mgmt ForForForElect Director Kathy N. Waller 1.9
Mgmt ForForForElect Director Mark S. Vidergauz 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForApprove Non-Employee Director Omnibus Stock Plan
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Monster Beverage Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
SH ForForAgainstAdopt Proxy Access Right 6
SH ForForAgainstReport on Sustainability, Including Water Risks
7
NTT DoCoMo Inc.
Meeting Date: 06/20/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J59399121
Ticker: 9437
Shares Voted: 25,593
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 40
Mgmt For For For
Mgmt ForForForAmend Articles to Amend Business Lines 2
Mgmt ForForForElect Director Nakamura, Hiroshi 3.1
Mgmt ForForForElect Director Tamura, Hozumi 3.2
Mgmt ForForForAppoint Statutory Auditor Suto, Shoji 4.1
Mgmt AgainstAgainstForAppoint Statutory Auditor Sagae, Hironobu 4.2
Recruit Holdings Co., Ltd.
Meeting Date: 06/20/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J6433A101
Ticker: 6098
Shares Voted: 24,150
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Minegishi, Masumi Mgmt For For For
Mgmt ForForForElect Director Ikeuchi, Shogo 1.2
Mgmt ForForForElect Director Sagawa, Keiichi 1.3
Mgmt ForForForElect Director Oyagi, Shigeo 1.4
Mgmt ForForForElect Director Shingai, Yasushi 1.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Recruit Holdings Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Alternate Statutory Auditor Shinkawa, Asa
2
Mgmt ForForForApprove Compensation Ceiling for Statutory Auditors
3
Tokyo Electron Ltd.
Meeting Date: 06/20/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J86957115
Ticker: 8035
Shares Voted: 8,735
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tsuneishi, Tetsuo Mgmt For For For
Mgmt ForForForElect Director Kawai, Toshiki 1.2
Mgmt ForForForElect Director Hori, Tetsuro 1.3
Mgmt ForForForElect Director Sasaki, Sadao 1.4
Mgmt ForForForElect Director Kitayama, Hirofumi 1.5
Mgmt ForForForElect Director Akimoto, Masami 1.6
Mgmt ForForForElect Director Chon, Gishi 1.7
Mgmt ForForForElect Director Nagakubo, Tatsuya 1.8
Mgmt ForForForElect Director Sunohara, Kiyoshi 1.9
Mgmt ForForForElect Director Higashi, Tetsuro 1.10
Mgmt ForForForElect Director Inoue, Hiroshi 1.11
Mgmt ForForForElect Director Charles D Lake II 1.12
Mgmt ForForForAppoint Statutory Auditor Nunokawa, Yoshikazu
2.1
Mgmt ForForForAppoint Statutory Auditor Yamamoto, Takatoshi
2.2
Mgmt ForForForAppoint Statutory Auditor Wagai, Kyosuke 2.3
Mgmt ForForForApprove Annual Bonus 3
Mgmt ForForForApprove Deep Discount Stock Option Plan 4
Mgmt ForForForApprove Deep Discount Stock Option Plan 5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Wirecard AG
Meeting Date: 06/20/2017
Record Date: 05/29/2017
Country: Germany
Meeting Type: Annual
Primary Security ID: D22359133
Ticker: WDI
Shares Voted: 7,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting)
Mgmt
Mgmt AgainstAgainstForApprove Allocation of Income and Dividends of EUR 0.16 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2016
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2016
4
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2017
5
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Eisai Co. Ltd.
Meeting Date: 06/21/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J12852117
Ticker: 4523
Shares Voted: 12,759
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Naito, Haruo Mgmt For Against Against
Mgmt ForForForElect Director Yamashita, Toru 1.2
Mgmt ForForForElect Director Nishikawa, Ikuo 1.3
Mgmt ForForForElect Director Naoe, Noboru 1.4
Mgmt ForForForElect Director Suhara, Eiichiro 1.5
Mgmt ForForForElect Director Kato, Yasuhiko 1.6
Mgmt ForForForElect Director Kanai, Hirokazu 1.7
Mgmt ForForForElect Director Kakizaki, Tamaki 1.8
Mgmt ForForForElect Director Tsunoda, Daiken 1.9
Mgmt ForForForElect Director Bruce Aronson 1.10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Eisai Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tsuchiya, Yutaka 1.11
Hoya Corp.
Meeting Date: 06/21/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J22848105
Ticker: 7741
Shares Voted: 16,478
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Koeda, Itaru Mgmt For For For
Mgmt ForForForElect Director Uchinaga, Yukako 1.2
Mgmt ForForForElect Director Urano, Mitsudo 1.3
Mgmt ForForForElect Director Takasu, Takeo 1.4
Mgmt ForForForElect Director Kaihori, Shuzo 1.5
Mgmt ForForForElect Director Suzuki, Hiroshi 1.6
KDDI Corporation
Meeting Date: 06/21/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J31843105
Ticker: 9433
Shares Voted: 25,379
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 45
Mgmt For For For
Mgmt ForForForElect Director Onodera, Tadashi 2.1
Mgmt ForForForElect Director Tanaka, Takashi 2.2
Mgmt ForForForElect Director Morozumi, Hirofumi 2.3
Mgmt ForForForElect Director Takahashi, Makoto 2.4
Mgmt ForForForElect Director Ishikawa, Yuzo 2.5
Mgmt ForForForElect Director Uchida, Yoshiaki 2.6
Mgmt ForForForElect Director Shoji, Takashi 2.7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
KDDI Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Muramoto, Shinichi 2.8
Mgmt ForForForElect Director Mori, Keiichi 2.9
Mgmt ForForForElect Director Yamaguchi, Goro 2.10
Mgmt ForForForElect Director Kodaira, Nobuyori 2.11
Mgmt ForForForElect Director Fukukawa, Shinji 2.12
Mgmt ForForForElect Director Tanabe, Kuniko 2.13
Mgmt ForForForElect Director Nemoto, Yoshiaki 2.14
Mitsui & Co.
Meeting Date: 06/21/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J44690139
Ticker: 8031
Shares Voted: 56,023
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt For For For
Mgmt ForForForElect Director Iijima, Masami 2.1
Mgmt ForForForElect Director Yasunaga, Tatsuo 2.2
Mgmt ForForForElect Director Kato, Hiroyuki 2.3
Mgmt ForForForElect Director Hombo, Yoshihiro 2.4
Mgmt ForForForElect Director Suzuki, Makoto 2.5
Mgmt ForForForElect Director Tanaka, Satoshi 2.6
Mgmt ForForForElect Director Matsubara, Keigo 2.7
Mgmt ForForForElect Director Fujii, Shinsuke 2.8
Mgmt ForForForElect Director Kitamori, Nobuaki 2.9
Mgmt ForForForElect Director Muto, Toshiro 2.10
Mgmt ForForForElect Director Kobayashi, Izumi 2.11
Mgmt ForForForElect Director Jenifer Rogers 2.12
Mgmt ForForForElect Director Takeuchi, Hirotaka 2.13
Mgmt ForForForElect Director Samuel Walsh 2.14
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Mitsui & Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Statutory Auditor Mori, Kimitaka 3
Mgmt ForForForApprove Compensation Ceilings for Directors and Statutory Auditors
4
Japan AirLines Co. Ltd.
Meeting Date: 06/22/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J25979121
Ticker: 9201
Shares Voted: 22,343
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 94
Mgmt For For For
Mgmt ForForForAmend Articles to Authorize Board to Pay Interim Dividends
2
Mgmt ForForForElect Director Onishi, Masaru 3.1
Mgmt ForForForElect Director Ueki, Yoshiharu 3.2
Mgmt ForForForElect Director Fujita, Tadashi 3.3
Mgmt ForForForElect Director Okawa, Junko 3.4
Mgmt ForForForElect Director Saito, Norikazu 3.5
Mgmt ForForForElect Director Kikuyama, Hideki 3.6
Mgmt ForForForElect Director Shin, Toshinori 3.7
Mgmt ForForForElect Director Iwata, Kimie 3.8
Mgmt ForForForElect Director Kobayashi, Eizo 3.9
Mgmt ForForForElect Director Ito, Masatoshi 3.10
Mgmt ForForForApprove Cash Compensation Ceiling for Directors and Equity Compensation Plan
4
Kintetsu Group Holdings Co., Ltd.
Meeting Date: 06/22/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J3S955108
Ticker: 9041
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kintetsu Group Holdings Co., Ltd.
Shares Voted: 186,318
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
Mgmt For For For
Mgmt ForForForApprove Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split
2
Mgmt ForForForElect Director Kobayashi, Tetsuya 3.1
Mgmt ForForForElect Director Yoshida, Yoshinori 3.2
Mgmt ForForForElect Director Yasumoto, Yoshihiro 3.3
Mgmt ForForForElect Director Morishima, Kazuhiro 3.4
Mgmt ForForForElect Director Kurahashi, Takahisa 3.5
Mgmt ForForForElect Director Shirakawa, Masaaki 3.6
Mgmt ForForForElect Director Yoneda, Akimasa 3.7
Mgmt ForForForElect Director Murai, Hiroyuki 3.8
Mgmt ForForForElect Director Wakai, Takashi 3.9
Mgmt ForForForElect Director Wadabayashi, Michiyoshi 3.10
Mgmt ForForForElect Director Okamoto, Kunie 3.11
Mgmt ForForForElect Director Araki, Mikio 3.12
Mgmt ForForForElect Director Ueda, Tsuyoshi 3.13
Mgmt ForForForElect Director Murata, Ryuichi 3.14
Mgmt ForForForElect Director Futamura, Takashi 3.15
Mgmt ForForForElect Director Yoshimoto, Isao 3.16
Mgmt ForForForElect Director Miyake, Sadayuki 3.17
Shionogi & Co., Ltd.
Meeting Date: 06/22/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J74229105
Ticker: 4507
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Shionogi & Co., Ltd.
Shares Voted: 11,101
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 38
Mgmt For For For
Mgmt ForForForElect Director Shiono, Motozo 2.1
Mgmt ForForForElect Director Teshirogi, Isao 2.2
Mgmt ForForForElect Director Sawada, Takuko 2.3
Mgmt ForForForElect Director Nomura, Akio 2.4
Mgmt ForForForElect Director Mogi, Teppei 2.5
Mgmt ForForForElect Director Ando, Keiichi 2.6
Mgmt AgainstAgainstForAppoint Statutory Auditor Hirasawa, Masahide 3
The Kroger Co.
Meeting Date: 06/22/2017
Record Date: 04/26/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 501044101
Ticker: KR
Shares Voted: 150,204
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Nora A. Aufreiter Mgmt For For For
Mgmt ForForForElect Director Robert D. Beyer 1b
Mgmt ForForForElect Director Anne Gates 1c
Mgmt ForForForElect Director Susan J. Kropf 1d
Mgmt ForForForElect Director W. Rodney McMullen 1e
Mgmt ForForForElect Director Jorge P. Montoya 1f
Mgmt ForForForElect Director Clyde R. Moore 1g
Mgmt ForForForElect Director James A. Runde 1h
Mgmt ForForForElect Director Ronald L. Sargent 1i
Mgmt ForForForElect Director Bobby S. Shackouls 1j
Mgmt ForForForElect Director Mark S. Sutton 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
The Kroger Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH ForForAgainstAssess Environmental Impact of Non-Recyclable Packaging
5
SH ForForAgainstAssess Benefits of Adopting Renewable Energy Goals
6
SH ForForAgainstAdopt Policy and Plan to Eliminate Deforestation in Supply Chain
7
SH AgainstAgainstAgainstRequire Independent Board Chairman 8
West Japan Railway Co.
Meeting Date: 06/22/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J95094108
Ticker: 9021
Shares Voted: 9,380
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 70
Mgmt For For For
ANA Holdings Co.,Ltd.
Meeting Date: 06/23/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J0156Q104
Ticker: 9202
Shares Voted: 254,919
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 6
Mgmt For For For
Mgmt ForForForApprove Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split
2
Mgmt ForForForAmend Articles to Reduce Share Trading Unit 3
Mgmt ForForForElect Director Ito, Shinichiro 4.1
Mgmt ForForForElect Director Shinobe, Osamu 4.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
ANA Holdings Co.,Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Katanozaka, Shinya 4.3
Mgmt ForForForElect Director Nagamine, Toyoyuki 4.4
Mgmt ForForForElect Director Ishizaka, Naoto 4.5
Mgmt ForForForElect Director Takada, Naoto 4.6
Mgmt ForForForElect Director Hirako, Yuji 4.7
Mgmt ForForForElect Director Mori, Shosuke 4.8
Mgmt ForForForElect Director Yamamoto, Ado 4.9
Mgmt ForForForElect Director Kobayashi, Izumi 4.10
Mgmt ForForForAppoint Statutory Auditor Tonomoto, Kiyoshi 5.1
Mgmt ForForForAppoint Statutory Auditor Hasegawa, Akihiko 5.2
Aon plc
Meeting Date: 06/23/2017
Record Date: 04/25/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0408V102
Ticker: AON
Shares Voted: 3,703
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lester B. Knight Mgmt For For For
Mgmt ForForForElect Director Gregory C. Case 1.2
Mgmt ForForForElect Director Jin-Yong Cai 1.3
Mgmt ForForForElect Director Fulvio Conti 1.4
Mgmt ForForForElect Director Cheryl A. Francis 1.5
Mgmt ForForForElect Director J. Michael Losh 1.6
Mgmt ForForForElect Director Robert S. Morrison 1.7
Mgmt ForForForElect Director Richard B. Myers 1.8
Mgmt ForForForElect Director Richard C. Notebaert 1.9
Mgmt ForForForElect Director Gloria Santona 1.10
Mgmt ForForForElect Director Carolyn Y. Woo 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Aon plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Remuneration Policy 4
Mgmt ForForForAdvisory Vote to Ratify Directors' Remuneration Report
5
Mgmt ForForForAccept Financial Statements and Statutory Reports
6
Mgmt ForForForRatify Ernst & Young LLP as Aon's Auditors 7
Mgmt ForForForRatify Ernst & Young LLP as Aon's U.K. Statutory Auditor
8
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
9
Mgmt ForForForAuthorise Shares for Market Purchase 10
Mgmt ForForForIssue of Equity or Equity-Linked Securities with Pre-emptive Rights
11
Mgmt ForForForIssue of Equity or Equity-Linked Securities without Pre-emptive Rights
12
Mgmt ForForForApprove Political Donations 13
Central Japan Railway Co.
Meeting Date: 06/23/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J05523105
Ticker: 9022
Shares Voted: 3,719
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 70
Mgmt For For For
East Japan Railway Co.
Meeting Date: 06/23/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J1257M109
Ticker: 9020
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
East Japan Railway Co.
Shares Voted: 7,263
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 65
Mgmt For For For
Mgmt ForForForElect Director Ota, Tomomichi 2.1
Mgmt ForForForElect Director Arai, Kenichiro 2.2
Mgmt ForForForElect Director Matsuki, Shigeru 2.3
Mgmt AgainstAgainstForAppoint Statutory Auditor Mori, Kimitaka 3
Nomura Research Institute Ltd.
Meeting Date: 06/23/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J5900F106
Ticker: 4307
Shares Voted: 23,351
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Shimamoto, Tadashi Mgmt For For For
Mgmt ForForForElect Director Suzuki, Hiroyuki 1.2
Mgmt ForForForElect Director Konomoto, Shingo 1.3
Mgmt ForForForElect Director Ueno, Ayumu 1.4
Mgmt ForForForElect Director Usumi, Yoshio 1.5
Mgmt ForForForElect Director Itano, Hiroshi 1.6
Mgmt ForForForElect Director Utsuda, Shoei 1.7
Mgmt ForForForElect Director Doi, Miwako 1.8
Mgmt ForForForElect Director Matsuzaki, Masatoshi 1.9
Mgmt ForForForAppoint Statutory Auditor Okubo, Noriaki 2
Sumitomo Corp.
Meeting Date: 06/23/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J77282119
Ticker: 8053
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sumitomo Corp.
Shares Voted: 58,747
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25
Mgmt For For For
Mgmt ForForForAmend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings
2
Mgmt ForForForElect Director Omori, Kazuo 3.1
Mgmt ForForForElect Director Nakamura, Kuniharu 3.2
Mgmt ForForForElect Director Hidaka, Naoki 3.3
Mgmt ForForForElect Director Iwasawa, Hideki 3.4
Mgmt ForForForElect Director Takahata, Koichi 3.5
Mgmt ForForForElect Director Tabuchi, Masao 3.6
Mgmt ForForForElect Director Tanaka, Yayoi 3.7
Mgmt ForForForElect Director Ehara, Nobuyoshi 3.8
Mgmt ForForForElect Director Ishida, Koji 3.9
Mgmt ForForForAppoint Statutory Auditor Kasama, Haruo 4
Mgmt ForForForApprove Annual Bonus 5
Sysmex Corp
Meeting Date: 06/23/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J7864H102
Ticker: 6869
Shares Voted: 8,186
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt For For For
Mgmt ForForForElect Director Ietsugu, Hisashi 2.1
Mgmt ForForForElect Director Nakajima, Yukio 2.2
Mgmt ForForForElect Director Asano, Kaoru 2.3
Mgmt ForForForElect Director Tachibana, Kenji 2.4
Mgmt ForForForElect Director Obe, Kazuya 2.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Sysmex Corp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Watanabe, Mitsuru 2.6
Mgmt ForForForElect Director Yamamoto, Junzo 2.7
Mgmt ForForForElect Director Nishiura, Susumu 2.8
Mgmt ForForForElect Director Takahashi, Masayo 2.9
Yamato Holdings Co Ltd
Meeting Date: 06/23/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J96612114
Ticker: 9064
Shares Voted: 25,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kigawa, Makoto Mgmt For For For
Mgmt ForForForElect Director Yamauchi, Masaki 1.2
Mgmt ForForForElect Director Kanda, Haruo 1.3
Mgmt ForForForElect Director Kanamori, Hitoshi 1.4
Mgmt ForForForElect Director Nagao, Yutaka 1.5
Mgmt ForForForElect Director Hagiwara, Toshitaka 1.6
Mgmt ForForForElect Director Mori, Masakatsu 1.7
Mgmt ForForForElect Director Tokuno, Mariko 1.8
Mgmt ForForForAppoint Statutory Auditor Yamashita, Takashi 2
Ajinomoto Co. Inc.
Meeting Date: 06/27/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J00882126
Ticker: 2802
Shares Voted: 30,691
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 15
Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Ajinomoto Co. Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles to Authorize Public Announcements in Electronic Format - Abolish Retirement Bonus System
2
Mgmt ForForForElect Director Ito, Masatoshi 3.1
Mgmt ForForForElect Director Nishii, Takaaki 3.2
Mgmt ForForForElect Director Takato, Etsuhiro 3.3
Mgmt ForForForElect Director Fukushi, Hiroshi 3.4
Mgmt ForForForElect Director Tochio, Masaya 3.5
Mgmt ForForForElect Director Kimura, Takeshi 3.6
Mgmt ForForForElect Director Sakie Tachibana Fukushima 3.7
Mgmt ForForForElect Director Saito, Yasuo 3.8
Mgmt ForForForElect Director Nawa, Takashi 3.9
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
4
Mastercard Incorporated
Meeting Date: 06/27/2017
Record Date: 04/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 57636Q104
Ticker: MA
Shares Voted: 4,271
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard Haythornthwaite Mgmt For For For
Mgmt ForForForElect Director Ajay Banga 1b
Mgmt ForForForElect Director Silvio Barzi 1c
Mgmt ForForForElect Director David R. Carlucci 1d
Mgmt ForForForElect Director Steven J. Freiberg 1e
Mgmt ForForForElect Director Julius Genachowski 1f
Mgmt ForForForElect Director Merit E. Janow 1g
Mgmt ForForForElect Director Nancy J. Karch 1h
Mgmt ForForForElect Director Oki Matsumoto 1i
Mgmt ForForForElect Director Rima Qureshi 1j
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Mastercard Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jose Octavio Reyes Lagunes 1k
Mgmt ForForForElect Director Jackson Tai 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH AgainstAgainstAgainstReport on Gender Pay Gap 6
Nippon Telegraph & Telephone Corp.
Meeting Date: 06/27/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J59396101
Ticker: 9432
Shares Voted: 15,217
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
Mgmt For For For
Secom Co. Ltd.
Meeting Date: 06/27/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J69972107
Ticker: 9735
Shares Voted: 11,946
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 75
Mgmt For For For
Mgmt ForForForElect Director Iida, Makoto 2.1
Mgmt ForForForElect Director Nakayama, Yasuo 2.2
Mgmt ForForForElect Director Nakayama, Junzo 2.3
Mgmt ForForForElect Director Yoshida, Yasuyuki 2.4
Mgmt ForForForElect Director Izumida, Tatsuya 2.5
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Secom Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ozeki, Ichiro 2.6
Mgmt ForForForElect Director Kurihara, Tatsushi 2.7
Mgmt ForForForElect Director Fuse, Tatsuro 2.8
Mgmt ForForForElect Director Hirose, Takaharu 2.9
Mgmt ForForForElect Director Kawano, Hirobumi 2.10
Mgmt ForForForElect Director Watanabe, Hajime 2.11
Mgmt ForForForAppoint Statutory Auditor Yokomizo, Masao 3
Mgmt ForForForApprove Equity Compensation Plan 4
Terumo Corp.
Meeting Date: 06/27/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J83173104
Ticker: 4543
Shares Voted: 20,337
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 22
Mgmt For For For
Mgmt ForForForElect Director Mimura, Takayoshi 2.1
Mgmt ForForForElect Director Sato, Shinjiro 2.2
Mgmt ForForForElect Director Takagi, Toshiaki 2.3
Mgmt ForForForElect Director Hatano, Shoji 2.4
Mgmt ForForForElect Director Arase, Hideo 2.5
Mgmt ForForForElect Director David Perez 2.6
Mgmt ForForForElect Director Mori, Ikuo 2.7
Mgmt ForForForElect Director Ueda, Ryuzo 2.8
Mgmt ForForForElect Director and Audit Committee Member Kimura, Yoshihiro
3.1
Mgmt ForForForElect Director and Audit Committee Member Matsumiya, Toshihiko
3.2
Mgmt ForForForElect Director and Audit Committee Member Yone, Masatake
3.3
Mgmt ForForForElect Alternate Director and Audit Committee Member Sakaguchi, Koichi
4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Toray Industries Inc.
Meeting Date: 06/27/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J89494116
Ticker: 3402
Shares Voted: 65,040
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7
Mgmt For For For
Mgmt ForForForElect Director Morimoto, Kazuo 2.1
Mgmt ForForForElect Director Inoue, Osamu 2.2
Mgmt ForForForElect Director Hirabayashi, Hideki 2.3
Mgmt ForForForAppoint Statutory Auditor Masuda, Shogo 3
Mgmt ForForForAppoint Alternate Statutory Auditor Kobayashi, Koichi
4
Mgmt ForForForApprove Annual Bonus 5
Asahi Kasei Corp.
Meeting Date: 06/28/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J0242P110
Ticker: 3407
Shares Voted: 73,382
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ito, Ichiro Mgmt For For For
Mgmt ForForForElect Director Kobori, Hideki 1.2
Mgmt ForForForElect Director Nakao, Masafumi 1.3
Mgmt ForForForElect Director Sakamoto, Shuichi 1.4
Mgmt ForForForElect Director Kakizawa, Nobuyuki 1.5
Mgmt ForForForElect Director Hashizume, Soichiro 1.6
Mgmt ForForForElect Director Ichino, Norio 1.7
Mgmt ForForForElect Director Shiraishi, Masumi 1.8
Mgmt ForForForElect Director Tatsuoka, Tsuneyoshi 1.9
Mgmt ForForForAppoint Statutory Auditor Kobayashi, Yuji 2.1
Mgmt ForForForAppoint Statutory Auditor Konishi, Hikoe 2.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Asahi Kasei Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
3
Chubu Electric Power Co. Inc.
Meeting Date: 06/28/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J06510101
Ticker: 9502
Shares Voted: 44,324
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 15
Mgmt For For For
Mgmt ForForForElect Director Mizuno, Akihisa 2.1
Mgmt ForForForElect Director Katsuno, Satoru 2.2
Mgmt ForForForElect Director Masuda, Yoshinori 2.3
Mgmt ForForForElect Director Matsura, Masanori 2.4
Mgmt ForForForElect Director Kataoka, Akinori 2.5
Mgmt ForForForElect Director Kurata, Chiyoji 2.6
Mgmt ForForForElect Director Ban, Kozo 2.7
Mgmt ForForForElect Director Shimizu, Shigenobu 2.8
Mgmt ForForForElect Director Masuda, Hiromu 2.9
Mgmt ForForForElect Director Misawa, Taisuke 2.10
Mgmt ForForForElect Director Nemoto, Naoko 2.11
Mgmt ForForForElect Director Hashimoto, Takayuki 2.12
Mgmt ForForForApprove Annual Bonus 3
SH AgainstAgainstAgainstAmend Articles to Add Provisions on Declaration of Withdrawal from Nuclear Power Generation
4
SH AgainstAgainstAgainstAmend Articles to Add Provisions on Safety Enhancement Policy for Earthquake and Tsunami at Hamaoka Nuclear Power Station
5
SH AgainstAgainstAgainstAmend Articles to Add Provisions on Rationalization of Power Generation Department
6
SH AgainstAgainstAgainstAmend Articles to Establish Committee on Spent Nuclear Fuel Safety Storage
7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Daito Trust Construction Co. Ltd.
Meeting Date: 06/28/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J11151107
Ticker: 1878
Shares Voted: 4,861
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 298
Mgmt For For For
Mgmt ForForForElect Director Kumakiri, Naomi 2.1
Mgmt ForForForElect Director Kobayashi, Katsuma 2.2
Mgmt ForForForElect Director Kawai, Shuji 2.3
Mgmt ForForForElect Director Uchida, Kanitsu 2.4
Mgmt ForForForElect Director Takeuchi, Kei 2.5
Mgmt ForForForElect Director Saito, Kazuhiko 2.6
Mgmt ForForForElect Director Nakagawa, Takeshi 2.7
Mgmt ForForForElect Director Sato, Koji 2.8
Mgmt ForForForElect Director Yamaguchi, Toshiaki 2.9
Mgmt ForForForElect Director Sasaki, Mami 2.10
Mgmt ForForForElect Director Shoda, Takashi 2.11
Mgmt ForForForAppoint Statutory Auditor Uno, Masayasu 3.1
Mgmt ForForForAppoint Statutory Auditor Hachiya, Hideo 3.2
Mgmt ForForForAppoint Statutory Auditor Fujimaki, Kazuo 3.3
Kansai Electric Power Co. Inc.
Meeting Date: 06/28/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J30169106
Ticker: 9503
Shares Voted: 60,657
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25
Mgmt For For For
Mgmt ForForForElect Director Yagi, Makoto 2.1
Mgmt ForForForElect Director Iwane, Shigeki 2.2
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kansai Electric Power Co. Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Toyomatsu, Hideki 2.3
Mgmt ForForForElect Director Kagawa, Jiro 2.4
Mgmt ForForForElect Director Doi, Yoshihiro 2.5
Mgmt ForForForElect Director Morimoto, Takashi 2.6
Mgmt ForForForElect Director Inoue, Tomio 2.7
Mgmt ForForForElect Director Sugimoto, Yasushi 2.8
Mgmt ForForForElect Director Yukawa, Hidehiko 2.9
Mgmt ForForForElect Director Oishi, Tomihiko 2.10
Mgmt ForForForElect Director Shimamoto, Yasuji 2.11
Mgmt ForForForElect Director Inoue, Noriyuki 2.12
Mgmt ForForForElect Director Okihara, Takamune 2.13
Mgmt ForForForElect Director Kobayashi, Tetsuya 2.14
Mgmt ForForForAppoint Statutory Auditor Yashima, Yasuhiro 3.1
Mgmt ForForForAppoint Statutory Auditor Otsubo, Fumio 3.2
SH AgainstAgainstAgainstAmend Articles to Phase out Use of Nuclear Energy and Fossil Fuel Energy and to Promote Renewable Energy
4
SH AgainstAgainstAgainstAmend Articles to Require Detailed Shareholder Meeting Minutes Disclosure
5
SH AgainstAgainstAgainstAmend Articles to Introduce Provision on Corporate Social Responsibility to Promote Operational Sustainability
6
SH AgainstAgainstAgainstAmend Articles to Introduce Provision on Corporate Social Responsibility related to Information Disclosure
7
SH AgainstAgainstAgainstAmend Articles to Introduce Provision on Corporate Social Responsibility related to Human Resource Development and Technology Development
8
SH AgainstAgainstAgainstAmend Articles to Introduce Provision on Corporate Social Responsibility related to Energy Saving
9
SH AgainstAgainstAgainstApprove Income Allocation, with a Final Dividend of JPY 5 Higher than Management's Dividend Proposal
10
SH AgainstAgainstAgainstRemove President Shigeki Iwane from Office 11
SH ForForAgainstAmend Articles to Require Disclosure of Compensation of Individual Directors and its Calculation Base
12
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Kansai Electric Power Co. Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstAmend Articles to Launch Committee on Promotion of Work Sustainability
13
SH AgainstAgainstAgainstAmend Articles to Ban Reprocessing of Spent Nuclear Fuel and Abandon Recycling Projects
14
SH AgainstAgainstAgainstAmend Articles to Launch Committee to Review Risks associated with Aging Nuclear Plants and Resumption of Nuclear Operation after Long-time Suspension
15
SH AgainstAgainstAgainstAmend Articles to Ban Operation of Nuclear Power Generation
16
SH AgainstAgainstAgainstAmend Articles to Promote Maximum Disclosure to Gain Consumer Trust
17
SH ForForAgainstAmend Articles to Require Disclosure of Compensation of Individual Directors
18
SH AgainstAgainstAgainstAmend Articles to Encourage Dispersed Renewable and Natural Gas Power
19
SH AgainstAgainstAgainstAmend Articles to Encourage Dispersed Renewable and Natural Gas Power
20
SH AgainstAgainstAgainstAmend Articles to Cease Nuclear Operations and Decommission All Nuclear Facilities as Soon as Possible
21
SH AgainstAgainstAgainstAmend Articles to Commit to Nurture of Work Climate Conducive to Improving Quality of Nuclear Safety Mechanisms Through Debate Among Employees
22
SH AgainstAgainstAgainstAmend Articles to Ban Hiring or Service on the Board or at the Company by Former Government Officials
23
SH AgainstAgainstAgainstAmend Articles to Reduce Maximum Board Size from 20 to 10 and Require Majority Outsider Board
24
SH AgainstAgainstAgainstAmend Articles to End Reliance on Nuclear Power
25
Takeda Pharmaceutical Co. Ltd.
Meeting Date: 06/28/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J8129E108
Ticker: 4502
Shares Voted: 14,999
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 90
Mgmt For For For
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Takeda Pharmaceutical Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christophe Weber 2.1
Mgmt ForForForElect Director Iwasaki, Masato 2.2
Mgmt ForForForElect Director Andrew Plump 2.3
Mgmt ForForForElect Director James Kehoe 2.4
Mgmt ForForForElect Director Fujimori, Yoshiaki 2.5
Mgmt ForForForElect Director Higashi, Emiko 2.6
Mgmt ForForForElect Director Michel Orsinger 2.7
Mgmt ForForForElect Director Sakane, Masahiro 2.8
Mgmt ForForForElect Director Shiga, Toshiyuki 2.9
Mgmt ForForForApprove Annual Bonus 3
SH ForForAgainstAmend Articles to Add Provisions Prohibiting Appointment of Corporate Counselors or Advisors Who Will Give Advice to Representative Directors
4
SH AgainstAgainstAgainstRemove Director and Chairman Yasuchika Hasegawa from Office
5
Bank of China Limited
Meeting Date: 06/29/2017
Record Date: 05/29/2017
Country: China
Meeting Type: Annual
Primary Security ID: Y0698A107
Ticker: 3988
Shares Voted: 1,488,405
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2016 Work Report of Board of Directors
1
Mgmt ForForForApprove 2016 Work Report of Board of Supervisors
2
Mgmt ForForForApprove 2016 Annual Financial Statements 3
Mgmt ForForForApprove 2016 Profit Distribution Plan 4
Mgmt ForForForApprove 2017 Annual Budget for Fixed Assets Investment
5
Mgmt ForForForApprove Ernst & Young Hua Ming as External Auditor
6
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Bank of China Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Chen Siqing as Director 7.01
Mgmt AgainstAgainstForElect Zhang Xiangdong as Director 7.02
Mgmt AgainstAgainstForElect Xiao Lihong as Director 7.03
Mgmt AgainstAgainstForElect Wang Xiaoya as Director 7.04
Mgmt AgainstAgainstForElect Zhao Jie as Director 7.05
Mgmt ForForForApprove Issuance of Bonds 8
SH AgainstAgainstNoneAmend Articles of Association 9
FUJIFILM Holdings Corp.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J14208102
Ticker: 4901
Shares Voted: 17,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 35
Mgmt For For For
Mgmt ForForForElect Director Komori, Shigetaka 2.1
Mgmt ForForForElect Director Sukeno, Kenji 2.2
Mgmt ForForForElect Director Tamai, Koichi 2.3
Mgmt ForForForElect Director Toda, Yuzo 2.4
Mgmt ForForForElect Director Shibata, Norio 2.5
Mgmt ForForForElect Director Yoshizawa, Masaru 2.6
Mgmt ForForForElect Director Kawada, Tatsuo 2.7
Mgmt ForForForElect Director Kaiami, Makoto 2.8
Mgmt ForForForElect Director Kitamura, Kunitaro 2.9
Mgmt ForForForAppoint Statutory Auditor Mishima, Kazuya 3
Meiji Holdings Co Ltd
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J41729104
Ticker: 2269
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Meiji Holdings Co Ltd
Shares Voted: 6,873
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Matsuo, Masahiko Mgmt For For For
Mgmt ForForForElect Director Saza, Michiro 1.2
Mgmt ForForForElect Director Shiozaki, Koichiro 1.3
Mgmt ForForForElect Director Furuta, Jun 1.4
Mgmt ForForForElect Director Iwashita, Shuichi 1.5
Mgmt ForForForElect Director Kawamura, Kazuo 1.6
Mgmt ForForForElect Director Kobayashi, Daikichiro 1.7
Mgmt ForForForElect Director Sanuki, Yoko 1.8
Mgmt ForForForElect Director Iwashita, Tomochika 1.9
Mgmt ForForForElect Director Murayama, Toru 1.10
Mgmt ForForForAppoint Statutory Auditor Matsuzumi, Mineo 2.1
Mgmt ForForForAppoint Statutory Auditor Tanaka, Hiroyuki 2.2
Mgmt ForForForAppoint Statutory Auditor Watanabe, Hajime 2.3
Mgmt ForForForAppoint Statutory Auditor Ando, Makoto 2.4
Mgmt ForForForAppoint Alternate Statutory Auditor Imamura, Makoto
3
Mgmt ForForForApprove Equity Compensation Plan 4
Odakyu Electric Railway Co. Ltd.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J59568139
Ticker: 9007
Shares Voted: 32,103
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 10
Mgmt For For For
Mgmt ForForForElect Director Yamaki, Toshimitsu 2.1
Mgmt ForForForElect Director Hoshino, Koji 2.2
Mgmt ForForForElect Director Ogawa, Mikio 2.3
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Odakyu Electric Railway Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kaneko, Ichiro 2.4
Mgmt ForForForElect Director Shimoka, Yoshihiko 2.5
Mgmt ForForForElect Director Yamamoto, Toshiro 2.6
Mgmt ForForForElect Director Osuga, Yorihiko 2.7
Mgmt ForForForElect Director Arakawa, Isamu 2.8
Mgmt ForForForElect Director Igarashi, Shu 2.9
Mgmt ForForForElect Director Morita, Tomijiro 2.10
Mgmt ForForForElect Director Nomaguchi, Tamotsu 2.11
Mgmt ForForForElect Director Nakayama, Hiroko 2.12
Mgmt ForForForElect Director Koyanagi, Jun 2.13
Mgmt ForForForElect Director Dakiyama, Hiroyuki 2.14
Mgmt ForForForElect Director Hayama, Takashi 2.15
Mgmt ForForForApprove Compensation Ceiling for Directors 3
Ono Pharmaceutical Co. Ltd.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J61546115
Ticker: 4528
Shares Voted: 22,018
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
Mgmt For For For
Mgmt ForForForElect Director Sagara, Gyo 2.1
Mgmt ForForForElect Director Awata, Hiroshi 2.2
Mgmt ForForForElect Director Sano, Kei 2.3
Mgmt ForForForElect Director Kawabata, Kazuhito 2.4
Mgmt ForForForElect Director Ono, Isao 2.5
Mgmt ForForForElect Director Kato, Yutaka 2.6
Mgmt ForForForElect Director Kurihara, Jun 2.7
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Oriental Land Co., Ltd.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J6174U100
Ticker: 4661
Shares Voted: 13,093
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
Mgmt For For For
Mgmt ForForForElect Director Kagami, Toshio 2.1
Mgmt ForForForElect Director Uenishi, Kyoichiro 2.2
Mgmt ForForForElect Director Irie, Norio 2.3
Mgmt ForForForElect Director Takano, Yumiko 2.4
Mgmt ForForForElect Director Katayama, Yuichi 2.5
Mgmt ForForForElect Director Yokota, Akiyoshi 2.6
Mgmt ForForForElect Director Hanada, Tsutomu 2.7
Mgmt ForForForElect Director Mogi, Yuzaburo 2.8
Mgmt ForForForElect Director Takahashi, Wataru 2.9
Mgmt ForForForElect Director Sato, Tetsuro 2.10
Osaka Gas Co. Ltd.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J62320114
Ticker: 9532
Shares Voted: 195,561
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
Mgmt For For For
Mgmt ForForForApprove Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Connection with Reverse Stock Split
2
Mgmt ForForForElect Director Ozaki, Hiroshi 3.1
Mgmt ForForForElect Director Honjo, Takehiro 3.2
Mgmt ForForForElect Director Matsuzaka, Hidetaka 3.3
Mgmt ForForForElect Director Setoguchi, Tetsuo 3.4
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Osaka Gas Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Fujiwara, Masataka 3.5
Mgmt ForForForElect Director Yano, Kazuhisa 3.6
Mgmt ForForForElect Director Fujiwara, Toshimasa 3.7
Mgmt ForForForElect Director Miyagawa, Tadashi 3.8
Mgmt ForForForElect Director Nishikawa, Hideaki 3.9
Mgmt ForForForElect Director Matsui, Takeshi 3.10
Mgmt ForForForElect Director Morishita, Shunzo 3.11
Mgmt ForForForElect Director Miyahara, Hideo 3.12
Mgmt ForForForElect Director Sasaki, Takayuki 3.13
Taisei Corp.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J79561130
Ticker: 1801
Shares Voted: 84,558
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12
Mgmt For For For
Mgmt ForForForApprove Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split
2
Mgmt ForForForElect Director Yamauchi, Takashi 3.1
Mgmt ForForForElect Director Murata, Yoshiyuki 3.2
Mgmt ForForForElect Director Dai, Kazuhiko 3.3
Mgmt ForForForElect Director Sakurai, Shigeyuki 3.4
Mgmt ForForForElect Director Sakai, Masahiro 3.5
Mgmt ForForForElect Director Tanaka, Shigeyoshi 3.6
Mgmt ForForForElect Director Yaguchi, Norihiko 3.7
Mgmt ForForForElect Director Yoshinari, Yasushi 3.8
Mgmt ForForForElect Director Tsuji, Toru 3.9
Mgmt ForForForElect Director Sudo, Fumio 3.10
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Taisei Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nishimura, Atsuko 3.11
Tokyo Gas Co. Ltd.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J87000105
Ticker: 9531
Shares Voted: 141,161
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5.5
Mgmt For For For
Mgmt ForForForAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Mgmt ForForForApprove Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split
3
Mgmt ForForForElect Director Okamoto, Tsuyoshi 4.1
Mgmt ForForForElect Director Hirose, Michiaki 4.2
Mgmt ForForForElect Director Uchida, Takashi 4.3
Mgmt ForForForElect Director Yasuoka, Satoru 4.4
Mgmt ForForForElect Director Murazeki, Fumio 4.5
Mgmt ForForForElect Director Takamatsu, Masaru 4.6
Mgmt ForForForElect Director Nohata, Kunio 4.7
Mgmt ForForForElect Director Anamizu, Takashi 4.8
Mgmt ForForForElect Director Ide, Akihiko 4.9
Mgmt ForForForElect Director Katori, Yoshinori 4.10
Mgmt ForForForElect Director Igarashi, Chika 4.11
Mgmt ForForForAppoint Statutory Auditor Arai, Hideaki 5.1
Mgmt ForForForAppoint Statutory Auditor Nobutoki, Masato 5.2
Tokyu Corp.
Meeting Date: 06/29/2017
Record Date: 03/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J88720123
Ticker: 9005
Vote Summary ReportReporting Period: 07/01/2016 to 06/30/2017
Location(s): All Locations
Institution Account(s): NBC - SMARTBETA GL EQTY
Tokyu Corp.
Shares Voted: 82,023
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 4.5
Mgmt For For For
Mgmt ForForForApprove Reverse Stock Split to Comply with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split
2
Mgmt ForForForElect Director Nomoto, Hirofumi 3.1
Mgmt ForForForElect Director Imamura, Toshio 3.2
Mgmt ForForForElect Director Tomoe, Masao 3.3
Mgmt ForForForElect Director Watanabe, Isao 3.4
Mgmt ForForForElect Director Takahashi, Kazuo 3.5
Mgmt ForForForElect Director Hoshino, Toshiyuki 3.6
Mgmt ForForForElect Director Ichiki, Toshiyuki 3.7
Mgmt ForForForElect Director Koshimura, Toshiaki 3.8
Mgmt ForForForElect Director Shiroishi, Fumiaki 3.9
Mgmt ForForForElect Director Kihara, Tsuneo 3.10
Mgmt ForForForElect Director Fujiwara, Hirohisa 3.11
Mgmt ForForForElect Director Horie, Masahiro 3.12
Mgmt ForForForElect Director Hamana, Setsu 3.13
Mgmt ForForForElect Director Takahashi, Toshiyuki 3.14
Mgmt ForForForElect Director Nezu, Yoshizumi 3.15
Mgmt ForForForElect Director Konaga, Keiichi 3.16
Mgmt ForForForElect Director Kanazashi, Kiyoshi 3.17
Mgmt ForForForElect Director Kanise, Reiko 3.18
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
4