basket code updates

#48418 DATE: March 10, 2020 SUBJECT: BASKET CODE UPDATES OCC is updating the basket codes for the following exchange traded products on Friday March 12 th 2021. This will bring the class group symbol and basket ID in line with the product symbol. Symb ol Curren t Class Group New Class Group Description Current Basket ID New Basket ID CHIC QQQC CHIC Global X Funds Global X MSCI China Comms Services 1QQQ C 1CHIC DBLV TTFS DBLV ADVISORSHARES TRDOUBLELIN VAL EQ 1TTFS 1DBLV DDIV QINC DDIV FIRST TR EXCHANGE-TRADED FDDORSEYWRIGHT MOM 1QINC 1DDIV EINC YMLP EINC VanEck Vectors Energy Income ETF 1YMLP 1EINC EQWL PXLC EQW L INVESCO EXCHANGE TRADED FD TS&P 100 EQL WIGH 1PXLC 1EQW L IEUS IFSM IEUS ISHARES TRDEVSMCP EXNA ETF 1IFSM 1IEUS TUSA FVI TUSA FIRST TR EXCHANGE-TRADED FDETF 1FVI 1TUSA USRT FTY USRT ISHARES TRCRE U S REIT ETF 1FTY 1USRT XMM O PXMG XMM O INVESCO EXCHANGE TRADED FD TS&P MDCP MOMNTUM 1PXM G 1XMM O XMVM PXMV XMV M INVESCO EXCHANGE TRADED FD TS&P MDCP VLU MNT 1PXM V 1XMV M XSMO PXSG XSM O INVESCO EXCHANGE TRADED FD TS&P SMLCP MOMENT 1PXSG 1XSM O For questions regarding this memo, Clearing Members may contact Member Services at 1-800-544-6091 or, within Canada, at 1-800-424-7320, and email [email protected] or [email protected].

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#48418

DATE: March 10, 2020

SUBJECT: BASKET CODE UPDATES

OCC is updating the basket codes for the following exchange traded products on Friday March 12th 2021. This will bring the class group symbol and basket ID in line with the product symbol.

Symbol

Current Class Group

New Class Group

DescriptionCurrent Basket

New Basket

CHIC QQQC CHIC Global X Funds Global X MSCI China Comms Services

1QQQC 1CHIC

DBLV TTFS DBLV ADVISORSHARES TRDOUBLELIN VAL EQ 1TTFS 1DBLV

DDIV QINC DDIV FIRST TR EXCHANGE-TRADED FDDORSEYWRIGHT MOM 1QINC 1DDIV

EINC YMLP EINC VanEck Vectors Energy Income ETF 1YMLP 1EINC

EQWL PXLC EQWL

INVESCO EXCHANGE TRADED FD TS&P 100 EQL WIGH 1PXLC 1EQW

LIEUS IFSM IEUS ISHARES TRDEVSMCP EXNA ETF 1IFSM 1IEUSTUSA FVI TUSA FIRST TR EXCHANGE-TRADED FDETF 1FVI 1TUSAUSRT FTY USRT ISHARES TRCRE U S REIT ETF 1FTY 1USRTXMMO PXMG XMM

OINVESCO EXCHANGE TRADED FD TS&P MDCP MOMNTUM

1PXMG

1XMMO

XMVM PXMV XMVM

INVESCO EXCHANGE TRADED FD TS&P MDCP VLU MNT

1PXMV

1XMVM

XSMO PXSG XSMO

INVESCO EXCHANGE TRADED FD TS&P SMLCP MOMENT 1PXSG 1XSM

For questions regarding this memo, Clearing Members may contact Member Services at 1-800-544-6091 or, within Canada, at 1-800-424-7320, and email [email protected] or [email protected].

mailto:[email protected]

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