attaining optimal sustainability for urban wastewater ... 119997106009...and imported in epanet...
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ATTAINING OPTIMAL SUSTAINABILITY FOR
URBAN WASTEWATER MANAGEMENT-CASE
STUDY OF VADOARA URBAN DEVELOPMENT
ATUHTORITY AREA
A Synopsis submitted to Gujarat Technological University
for the Award of
Doctor of Philosophy
in
Civil Engineering
by
Devang Arvindbhai Shah
[119997106009]
under supervision of
Dr. Dilip Trimbak Shete
GUJARAT TECHNOLOGICAL UNIVERSITY
AHMEDABAD
[March – 2018]
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
Urban Development Authority Area 2018
GUJARAT TECHNOLOGICAL UNIVERSITY 1
Contents:
a. Abstract…………………………………………………………………………………….2
b. Brief description on the state of the art of the research topic……………………………...3
c. Definition of the Problem………………………………………………………………….7
d. Objective and Scope of work………………………………………………………………8
e. Original contribution by the thesis…………………………………………………………8
f. Methodology of Research, Results / Comparisons…………………………………………9
g. Achievements with respect to objectives…………………………………………………25
h. Conclusion………………………………………………………………………………...26
i. List of all publications arising from the thesis…………………………………………….28
j. Patents (if any)……………………………………………………………………………..NA
k. References…………………………………………………………………………………30
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Title of the Thesis
Attaining Optimal Sustainability for Urban Wastewater Management-Case
Study of Vadodara Urban Development Authority Area
a. Abstract
India has become water stressed nation since 2011. In the sanitation sector treatment
capacities exist for not more than even half of wastewater generated from class I and class II
cities and untreated wastewater is being discharged to water bodies without treatment. If
properly treated sewage is considered for safe reuse in industry, residential area and
agriculture it can save precious fresh water resources but this reuse should be optimally
sustainable. Weragala (2010) used several criteria to compare forms of water allocation such
as: (i) Flexibility in the allocation of supplies; (ii) Security of tenure for established users;
(iii) Real opportunity cost of providing the resource is paid by the users; (iv) Predictability of
the outcome of the allocation process; (v) Equity of the allocation process; and (vi) Political
and public acceptability. Out of these six criteria in the present study the criterion of real
opportunity cost of providing the resource is paid by the users is considered. For developing
and implementing the most appropriate approach to water pricing, and subsequently to a
sustainable water management, Frone (2012) emphasized on efficient water pricing. He
analyzed the basic economics in some important theoretical insights of water pricing and
discussed four inter-correlated principles of sustainable water pricing (full-cost recovery,
economic efficiency, equity and administrative feasibility). Full-cost recovery and economic
efficiency are considered by determining optimal sustainability for urban wastewater
management in the present study.
The Vadodara Urban Development Authority Area was considered as case study to evaluate
feasibility of urban wastewater reuse. Based on requirement of different quality criteria two
main reuse options were identified. The first option was to reuse in industry & residential
area and the second option was to reuse for irrigation purpose.
In water reuse scheme the main cost is for distribution network. To reduce the cost of
distribution network actual and exact friction factors to be used in Darcy-Weisbach equation
were determined from direct surface roughness measurement (Shah & Shete, 2015). Using
QGIS software and Ghydrualics plugin reclaimed water distribution networks were prepared
and imported in EPANET software. After preparing files for successful run by updating all
parameters like demands, elevation, surface roughness, supply from each sewage treatment
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plant etc. the files were imported in WaterNetGen for design of network. Various
combinations of sewage treatment plants distribution network like all plants connected
network, group of three and two plants connected networks and each plant separate networks
were studied for optimal cost of reclaimed water distribution. For solving this reclaimed
water allocation problem Vogel‘s approximation method was used and problems were solved
using AMPL software. After getting optimum solution the networks were formed again with
allocated distribution from various plants and for these networks piping costs were calculated
by WaterNetGen. The cost of reuse of treated sewage water for different five scenarios was
considered as follows:
Scenario 1 : Considering all costs
Scenario 2 : Considering only Elevated Service Reservoir, Pump and Piping cost
Scenario 3 : Considering only O.M & R cost
Scenario 4 : Considering selling prices as per Sardar Sarovar Narmada Nigam Limited prices
Scenario 5 : Considering saved fresh water cost as per selling prices
The Internal Rate of Return (IRR) was calculated considering with and without negative price
of water for different scenarios. The sensitivity analysis and risk & uncertainty analysis were
carried out. The IRR value greater than 11% (Asian Development Bank Criteria) was
obtained for scenarios 1 & 5. IRR for scenario 1, with and without considering negative price
of water are 27.47% and 21.01% respectively. IRR for scenario 5, with and without
considering negative price of water are 32.88% and 26.42% respectively.
Thus considering full-cost recovery and economic efficiency in real opportunity cost of
providing the treated wastewater paid by the users of Vadodara Urban Development
Authority Area, is optimally sustainable.
b. Brief description on the state of the art of the research topic
Continued population growth and increased standards of living increase resource demands
beyond the ability of the planet to meet these demands using currently available technology.
This brings in the concept of sustainable development as an operating principal upon which
to evaluate enhanced water supply and wastewater management approaches.
The UN Report on ‗our common future‘ known as the Brundtland Report defined sustainable
development as ‗paths of progress which meet the needs and aspirations of the present
generation without compromising the ability of future generations to meet their
needs‘(Brundtland, 1987). Many definitions of sustainable development exist, but a useful
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one is the balance between economic, environmental, and social considerations in the
selection and implementation of an approach to any issue—the so-called triple bottom line
(Daigger, 2007). Weragala (2010) used several criteria to compare forms of water allocation
such as: (i) Flexibility in the allocation of supplies; (ii) Security of tenure for established
users; (iii) Real opportunity cost of providing the resource is paid by the users; (iv)
Predictability of the outcome of the allocation process; (v) Equity of the allocation process;
and (vi) Political and public acceptability.
Flexibility in the allocation of supplies:
According to Chaturvedi et al. (2016) utilization of multiple water resources significantly
reduces the operating cost of a water network. Efficient use of water can reduce the water
usage cost and minimize the impact of waste water discharge on the environment. Process
integration techniques have been effectively utilized for optimizing water requirement in
batch as well as continuous processes (Klemeš, 2013). Dogaru and Lavric (2011) proposed a
procedure for optimization of the Water Network topology with an objective of fresh water
minimization.
Security of tenure for established users:
Hodgson (2016) pleaded that tenure arrangements determine how people, communities and
organizations gain access to the use of natural resources. Inadequate and insecure tenure
arrangements increase vulnerability, hunger and poverty and the risk of conflict while also
constraining economic growth. Water tenure is conceptualized as the relationship, whether
legally or customarily defined between people, as individuals or groups, w.r.t. water
resources.
Real opportunity cost of providing the resource is paid by the users:
Frone (2012) emphasized on efficient water pricing. He analyzed the basic economics in
some important theoretical insights of water pricing and discussed four inter-correlated
principles of sustainable water pricing (full-cost recovery, economic efficiency, equity and
administrative feasibility). Velazquez et al. (2013) presented a method for the simulation of
water pricing policies linked to water availability, and the design of efficient pricing policies
that incorporate the basin wise marginal value of water. Two approaches were applied:
priority-based simulation and economic optimization. Griffin (2006) pointed out that, better
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pricing is probably the most underutilized tool to be used for solving water scarcity
problems.
In the absence of proper pricing of water, it is very difficult to arrive at the proper
opportunity cost of water resources. Therefore, it is proposed to use the shadow prices
reflecting the value of water (Young 2005; Velazquez et al. 2008).
Gilmont et al. (2012) suggested that blue water (irrigation water) can be used at a higher
opportunity cost in industrial and civic use so that it will fetch greater value per litre of
water.
The ‗‗negative pricing‘‘ in effect represents payment to high-volume consumers for taking
excess power off the grid, thus relieving overload. Occurrences of negative pricing have
been observed since the wholesale electricity markets have been operating, and occur during
periods of low demand, while generators are being kept in reserve for rapid engagement
when demand increases. In such situations power production may temporarily exceed
demand, potentially overloading the system. (Jones, 2014)
Equity of the allocation process:
In water resource management, the issue of the equity-efficiency trade-off has been explored
in a number of different contexts by Cochran and Ray (2009); Ward and Velázquez (2008);
and D‘Exelle et al. (2012).
Full-cost recovery and economic efficiency are considered by determining optimal
sustainability for urban wastewater management.
In light of increasing concerns about water supply availability, it is no longer appropriate to
consider treated municipal wastewater as a ―waste‖ that requires ―disposal‖, but rather as a
resource that can be put to beneficial use. This conviction in linking responsible engineering
and water sustainability has gained practical experience in many parts of the world(Levine,
Asano, & Leverenz, 2011). Water reuse is a growing practice in many regions of the world,
even in countries that are not typically considered to have problems with water
scarcity(Miller, 2006). Shah and Shete, (2013) presented the summary of the wastewater
recycling projects all over the world. The lessons learnt from centralized water reuse system
in urban areas were summarized in (Chen, et al. 2017). Various studies to find out costs and
benefits associated with water reuse are carried out worldwide (Herman, et al. 2017).
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Varieties of feasibility study approaches and models for decision making regarding
implementation of reuse are available (Hernandez et al., 2006; Bixio, 2008,Urkiaga et al.,
2008; Sa-nguanduan and Nititvattananon, 2011)
The cost of reclaimed water distribution network depends on diameter of pipe which in turn
depends on friction factor of the pipe. The best method for friction factor determination is
Darcy-Weisbach equation followed by modified Hazen-Williams formula. Bombardelli &
Garci (2003) and Bennett & Glaser (2011) had shown that use of Hazen-Williams formula
have very limited range of applicability and may have very detrimental effect on pipe design.
So, obviously best alternative for all flow regime and all types of pipes is dimensionally
balanced Darcy-Weisbach equation. Many researchers had tried to evaluate validity of
Nikuradse work and find shortcomings; nevertheless Nikuradse sand-grain roughness
experiments have been the main reference on flow in rough pipes for over 60 years
(Sletfjerding & Gudmundsson 2003). At the time of inception itself the Colebrook-White
equation was in error by 3-5%, when compared with actual experimental data (Bhave 2006).
In recent years the use of the Colebrook–White equation for the computation of commercial
pipe friction factors, particularly for small-diameter pipes was discouraged by several
researchers (Yoo & Singh 2005). Instead they suggested using a power law with minor
modifications. But still usage of the formula is well prevalent as standard practice and
recently Mcgovern (2011) had updated the Moody‘s chart in vector graphics version.
However, significant breakthrough in finding shortcomings of these standard works had
been achieved by Bernuth & Wilson (1989) and Kandlikar (2005). Bernuth & Wilson
showed that Blasius equation and not Colebrook-White equation is an accurate predictor of
Darcy-Weisbach friction factor for small diameter plastic pipes for Reynolds numbers less
than 1,00,000. Kandlikar (2005) highlighted further need for research to establish perfect
understanding of the micro scale flow geometries. Taylor et al., (2006) has summarized
these developments in chronological order and predicted future path. A whole gamut of new
formulas had been proposed by Achanta et al. (2000), Yoo & Singh (2004), Yoo & Singh
(2005), Sonnad & Goudar, (2006), Winning & Coole (2009), Yang & Joseph (2009),
Ghanbari et al. (2011), Li et al. (2011), Dobrnjac (2012), Babajimopoulos & Terzidis
(2013) and so on. These formulas have resulted from regression analysis of results available
till date from published studies and minor modifications in patterns of equation without
major consideration to fundamental change in parameter definition or relationship. There are
several other approaches to solve pipe flow problems e.g. Ahsan (2014) had used
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Computational Fluid Dynamics (CFD) modeling for numerical analysis of turbulent flow.
But significantly new approach has been proposed by Farshad et. al (2005) and (Afzal,
2007a & 2007b). Taylor et al. (2006) had also introduced six new terms to describe surface
roughness to be used for higher relative roughness in micro tubes and micro channels.
The work of Sletfjerding & Gudmundsson (2003) was pioneer to develop a method of
estimating the friction factor in pipes directly from measured values of the wall roughness.
They studied correlation between various measured surface roughness parameters and
measured friction factor. This was the research gap existing since times of Moody and
Colebrook. Farshad et al. (2005) used mean-peak-to-valley- height Rz in place of equivalent
surface roughness in Colebrook-White equation to calculate friction factor. Shah and Shete
(2015) determined friction factor for DI Pipes by Direct Surface Roughness Measurement.
Patel et al. (2017) used the same technique to determine friction factor for laterals of
sprinkler irrigation system.
c. Definition of the problem
About one third of the world‘s population currently lives in countries suffering from
moderate-to-high water stress. (UNEP, 2009) India has more than 17 % of the world‘s
population, but has only 4% of world‘s renewable water resources with 2.6% of world‘s land
area. There are further limits on utilizable quantities of water owing to uneven distribution
over time and space. (MoWR, 2012). If water reuse with reliable framework is implemented
in industrial and agricultural sectors, benefits of reducing stress on water resources and
utilization of nutrient value in treated wastewater without any adverse effect can be
achieved. To implement wastewater reuse, higher treatment capacity in terms of quality and
quantity is required.
As India do not have even primary sanitation facilities in all urban areas due to lack of funds,
the economic feasibility is most crucial factor in implementation of wastewater reuse. Water
allocation can be sustainable only when there is successful tradeoff amongst the priorities of
the stakeholders, social equity, economic returns & profitability, reliability of water supply
and sustenance of ecosystems.
Therefore it was decided to optimize sustainability for urban wastewater management
considering study of Frone (2012) regarding full-cost recovery & economic efficiency,
advice of Velazquez et al. (2013) on economic optimization, idea of ‗‗negative pricing‘‘
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(Jones, 2014) and conclusion of Griffin (2006) that better pricing is probably the most
underutilized tool to be used for solving water scarcity problems.
d. Objective and Scope of work
Goal: To attain sustainable water reuse management by full-cost recovery, economic
efficiency & economic optimization considering an idea of ‗‗negative pricing‘‘.
Objective: To achieve optimal sustainability for urban wastewater management for
Vadodara Urban Development Authority Area
Criteria for evaluating this objective are:
Economic returns & profitability
Reliability of water supply
and
Specific (measurable) Indicators:
Amount of water being reused
Cost of distribution network
Selling price of reclaimed water
Internal Rate of Return
e. Original contribution by the thesis
Till date no study had been reportedly published to evaluate optimal sustainability of water
reuse project in India. The present research designed optimal reclaimed water distribution
network considering mean peak to valley height, Rz to determine friction factor which in turn
is used in EPANET and WaterNetGen softwares to design the distribution network and
ascertain the cost of the same. Considering Vadodara Development Authority Area as case
study, six present and proposed sewage treatment plants and one additional plant are used in
determining optimal allocation of reclaimed water by Vogel‘s approximation method using
AMPL software.
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Real opportunity cost of providing the reclaimed water was calculated.
Following five scenarios were considered:
Scenario 1 : Considering all costs
Scenario 2 : Considering only Elevated Service Reservoir, Pump and Piping cost
Scenario 3 : Considering only O.M & R cost
Scenario 4 : Considering selling prices as per Sardar Sarovar Narmada Nigam Limited
Scenario 5 : Considering saved fresh water cost as per selling prices
For each scenario Internal Rate of Return (IRR) was calculated considering with and without
negative price of water. IRR more than 11% (as per Asian Development Bank‘s criteria)
supports the economic feasibility of the study.
f. Methodology of Research, Results
Study Area
The area around Vadodara city under jurisdiction of Vadodara Urban Development
Authority is considered in the present study.
Figure 1: Study Area
Data collection
From the VMSS data were collected for location, input and output parameters for different
sewage treatment plants, cost of treatment, present and future demands, population
forecasting etc. Population was projected using various established and latest techniques and
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population to be served in VUDA area was considered as 13 lakhs as obtained by auto
regression method.
Specific (measurable) Indicator
a) Amount of water being reused
Mainly two type of uses were identified –
Agricultural reuse
Industrial and residential reuse.
The criteria for water reuse as given in various standards were studied and considered. The
amount of water being reused depends upon demands for industrial & residential reuse and
irrigational reuse. These demands had been worked out as explained on page 11 and amount
of water being reused was determined.
b) Cost of distribution network
The major part of the cost of distribution network depends on diameter of pipe. Diameter
depends on loss of head due to friction. Loss of head due to friction depends on friction
factor.
i) Friction factor
Since Moody published his world famous friction factor charts based on Colebrook-White
formula, engineering fraternity seems to be following it so religiously that the research gap
highlighted by Colebrook and Moody themselves way back in the last century, as an absence
of direct method for determination of roughness values for commercially available pipes, is
mostly forgotten with advent of time.
This issue was addressed and the improved methodology for determining friction factor by
direct measurement of surface roughness for different diameter cement mortar lined DI pipes
was developed.
c) Selling price of reclaimed water
Assuming the profit over the cost of distribution of treated water should be 15%, selling
price of reclaimed water was determined.
d) Internal Rate of Return
IRR is the interest rate at which the net present value of all the cash flows both positive and
negative over the period from a project equals to zero.
Based on cost analysis Internal Rate of Return was calculated.
To achieve the goal as stated earlier reclaimed water distribution network model was
formulated using QGIS and EPANET.
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The proposed landuse map for Vadodara is obtained and superimposed on Google Earth view
of VUDA area.
Identification of Residential, Industrial and Agricultural Areas
The proposed land use map obtained from Vadodara Urban Development Authority
(VUDA) was superimposed on Google earth exactly by adjusting scale and matching
landmark points. After superimposing proposed land use map various areas had been
identified for industrial, residential and agricultural use as per land use zones shown in the
VUDA map for developing outskirt areas of Vadodara City. These areas were then marked
with different layers in Quantum GIS (QGIS) software as shown in Fig. 2.
Figure 2: The industrial and residential areas marked in light majenta and light burgundy colour
respectively surrounding Vadodara city as per proposed land use map 2031 for VUDA area
The areas were divided into small compartments so as to create one node for laying out of
proposed reclaimed water pipelines. The network of proposed reclaimed water pipeline was
prepared in QGIS using GHydraulics plug-in as shown in Figure 3.
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Figure 3: The industrial and residential areas and proposed reclaimed water distribution network
from various sewage treatment plants in VUDA area
The locations of sewage treatment plants, agricultural zones, industrial and residential zones
were identified and the reclaimed water distribution networks from various sewage treatment
plants to these areas were prepared.
With seven sources available, question of what should be the optimal proportion of reclaimed
water distribution from various sources to different destination arose.
To solve this problem VAM (Vogel Approximation Method) as a special case of linear
programming with optimality checks was utilized.
Before doing distribution by VAM, primary distribution by visual observation based on
vicinity was carried out and network was prepared.
From QGIS details of area for industrial & residential and agricultural zones were obtained
and centroid of each area was taken to allocate node of pipe network.
Elevation of all nodes and lengths of all pipes were obtained from QGIS for networks. Using
Ghydraulics plug in input file in the .inp format was prepared from QGIS and imported in
EPANET for further analysis.
Considering per capita supply of reclaimed water to be 100 lit/day the demand for each
residential zone was found out. For determination of industrial demand case study of
Makarpura GIDC was taken. From VCCI directory listing of industries in Makarpura GIDC
was obtained. For each type of industries demand was identified and ultimate demand for
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conglomeration was worked out. Agricultural demand was worked out considering banana
crop and drip irrigation system (Shete, 2000).
After importing .inp file from QGIS Ghydrualics plug in the .net file was prepared to be run
in WaternetGen ( an EPANET extension for sizing pipes using simulated annealing algorithm
of optimization). First of all separate networks for each treatment plant considered and design
of optimum size of pipes was carried out. Then considering spatial distribution of industrial
and residential zones, the integrated model was prepared. The cost of networks was worked
out considering material cost, cost for excavation, cost of lowering, laying and joining,
refilling the trenches, accessories etc. complete using GWSSB schedule of rates. As there
were several destinations and demand locations with demand and supply constraints the
distribution of treated wastewater from different sewage treatment plant formed an excellent
transportation problem.
VAM is considered to be the best method for solution of transportation problem which is a
special case for linear programming. To form transportation problem, transportation tableau
was required to be prepared and for that from each individual source cost/unit of
transportation to each destination was required to be found out.
In order to do this first networks with individual sources were prepared and then optimized.
After designing each of these networks cost of transportation from source to each destination
for all sources to all destinations were required to be found out.
For this purpose Elevated Service Reservoirs were required to be designed.
Using mass curve method ESRs were designed and costs of pump and ESR were found out.
For calculating cost of piping from each source to each destination the links involved in each
route were calculated and accordingly piping cost was arrived for each route.
Similarly pumping cost was calculated for each route considering head loss in each pipe and
elevation difference between concerned nodes. Calculation of O, M & R cost was carried out
using Maximum Accelerated Cost Recovery System method for depreciation.
As this was annual cost the capital cost was also required to be brought in annual format so
total capital cost of sewage treatment plants, tertiary treatment plant, pipe, ESR and pump
was multiplied with capital recovery factor using interest rate at 7% and then O,M & R cost
and annual capital cost were added. Knowing total supply from each source, the final
demand for each node, and transportation cost for each node, the transportation model was
prepared.
Finally AMPL solver (Taha, 2011) was selected for the task of solving the tableau by VAM
method and optimal allocation was achieved.
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Using this final allocation network was prepared and cost of all components was determined.
Results
Internal lining samples from cement mortar lined DI pipes of different diameters were
obtained and surface roughness was measured by profilometer. Surface roughness parameter
Rz was found to be varying between 0.0037 mm to 0.0378 mm. The Reynold‘s number, Re
was calculated using limiting flow obtained from limiting velocity considered for that
particular diameter. The range of Re was found to be 1900986 to 401998. The equivalent
surface roughness value ‗e‘ used in Churchill‘s equation to find out relative roughness e / D
was replaced with Rz (mean peak-to-valley height). Friction factors f were calculated using
these values of Re and Rz / D. Using these values of friction factors f and various values of
Re regression analysis was carried out to find out friction factors directly from different
specific values of Re.
The maximum and minimum values of Rz / D were adopted for plotting graphs considering
extreme combinations of Rz and pipe diameter D, i.e. maximum Rz (0.0378 mm) was
considered with minimum diameter (200 mm) and to get minimum value of Rz / D,
minimum value of Rz (0.0037 mm) was considered with maximum diameter (600 mm). The
maximum and minimum values of Rz / D obtained were 0.0001890 and 0.0000062
respectively, which covers all possible values for present study. The rounded off minimum
and maximum Rz / D values were 0.000005 and 0.00025. Fig. 4 depicts the variations in the
friction factors for cement mortar lined Ductile Iron pipe calculated by Churchill‘s equation
and by Regression analysis for different Rz / D values with Reynolds number. The values of
friction factors obtained for each Rz / D values starting from 0.000005 up to 0.00025 were
plotted against Reynolds number from 4000 to 1.901 x 106. The initial two increments were
kept of 0.000015 and all remaining increments were 0.000025 till Rz / D of 0.00025 was
reached.
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Figure 4 Variations in friction factor f obtained by Churchill‘s equation for different values of Rz / D
for cement mortar lined DI pipes and Reynolds No.
As the friction factor obtained by both Churchill equation and regression analysis have perfect
coefficient of correlation the Rz values were used in EPANET and WaterNetGen to determine
diameter of the pipe network.
Optimal cost of transportation of reclaimed water from each source to different demand
nodes using AMPL solver were presented here.
There was slight difference in cost calculations in scenarios 1and 5. In scenario 1 selling
price of saved water for irrigation purpose was considered as charged by Sardar Sarovar
Narmada Nigam Limited, whereas in scenario 5 selling price of saved water was based on
cost of treated water plus 15% profit for irrigation purpose.
TABLE 1: Tableau of transportation cost as per scenarios 1 and 5
Source/
Destination
T1 Rs.
T2 Rs.
T3 Rs.
T4 Rs.
. D(Dummy)
Rs. Supply in
LPS
Atladara 1103972 1119644 1122277 1136761 . 0 995.370
Chani 1195688 1211360 1211373 1227765 . 0 243.056
Gajarawadi 1062067 1077740 1057585 1054502 . 0 763.889
Kapurai 1073886 1089558 1088000 1110326 . 0 1192.130
Rajivnagar 1126683 1142356 1140798 1155282 . 0 902.778
Tarsali 1050545 1066217 1068850 1091176 . 0 601.852
Demands in
LPS
21.77 19.82 14.12 12.68 .
2639.51
Similarly tableaus for all scenarios were prepared. AMPL solver (Taha, 2011) was used
to solve the tableau by VAM method and optimal allocation of reclaimed water from each
source to different destinations and the optimal costs of transportation of reclaimed water
from various sources to all destinations for various options are given in Table 2.
TABLE 2: Summary statement of AMPL optimal output
Sr.
No. Description
Cost, Rs.
Total Cost,
Rs.
Demand
Satisfied,
MLD
Cost per
MLD,
Rs.
Sewage treatment plants(STPs)
Tarsali Gajarawadi Kapurai Rajivnagar Chani Atladara
1 All plants connected
network 2,26,37,61,593 2,26,37,61,593 177.946 1,27,21,622
2 All plants separate
network 24,85,58,812 11,57,09,554 15,58,71,238 38,77,55,102 30,42,05,325 92,74,99,872 2,13,95,99,904 152.879 1,39,95,360
3 TKG plus others 50,17,10,040 38,77,55,102 30,42,05,325 92,74,99,872 2,12,11,70,340 152.879 1,38,74,810
4 KGR plus others 24,85,58,812 2,34,38,47,667 30,42,05,325 9,27,499,872 3,82,41,11,676 152.879 2,50,13,938
5 KG plus others 24,85,58,812 26,00,14,299 38,77,55,102 30,42,05,325 92,74,99,872 2,12,80,33,411 152.879 1,39,19,703
6 AC plus others 24,85,58,812 11,57,09,554 15,58,71,238 38,77,55,102 1,08,47,96,486 1,99,26,91,192 177.669 1,12,15,741
Abbreviations: TKG- Tarsali, Kapurai and Gajarawadi STP, KGR- Kapurai, Garjarawadi and Rajivnagar STP, KG- Kapurai and Gajarawadi
STP and AC – Atladara and Chani STP
Though per MLD cost was the lowest for Ataladara Channi combined network (Sr. No. 6)
the second lowest option of all the plants connected network ( Sr. No. 1) was considered
as optimal solution due to better reliability of supply. As all the plants were connected in
first option whenever there would be breakdown or maintenance would be going on in
any one plant the supply could be maintained by diverting treated water from other plants
to the demand nodes.
After selecting all the plants connected network as optimal solution, based on VAM
output from AMPL software, the reclaimed water distribution network was prepared.
For this final optimal network all the costs like pipe network cost, pumping cost, ESR and
pump cost, O,M & R cost etc. were calculated.
For calculation of Internal Rate of Return total capital costs were calculated as follows:
Rs.
a) Capital cost treatment plants for
primary and secondary treatment- 4,29,40,49,105
b) Capital cost treatment plants for
tertiary treatment- 45,78,46,259
c) For industrial and residential purposes-
Total ESR cost 30,96,00,000
Total piping cost 87,18,76,597
Total pump cost 63,70,000
Capital Cost of Piping, ESR &
Pump 1,18,78,46,597
d) For irrigation purpose-
Total ESR cost 40,77,20,000
Total piping cost 1,01,53,88,449
Total pump cost 1,00,15,543
Capital Cost of Piping, ESR &
Pump 1,43,31,23,992
Total Capital Cost……………………7,37,28,65,953
(a+b+c+d) Say 7.37x109
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GUJARAT TECHNOLOGICAL UNIVERSITY 19
Selling price for industrial and residential reuse for scenario 1 was calculated as follows:
Total demand in MLD 177.946
Annual Cost of treatment plant
including O & M, ……………Rs. 27,81,61,627
Annual Cost of additional
treatment, ……………………..Rs. 45,78,46,259
Cost of additional treatment
O & M, ……………………….Rs. 1,33,56,05,508
Annual cost of ESR, Pump and
Piping, ……………...…………Rs. 9,57,24,285
Total O,M & R cost for Piping,
ESR & Pump, ……………..….Rs. 6,69,45,285
Total pumping cost, …………Rs. 2,57,29,757
TOTAL COST,
…………………..Rs. 2,26,00,12,721
i.e. COST / MLD, ……………Rs. 1,27,00,554
i.e. COST/Kilo Liter, ……..…Rs. 34.80
Adding 15% profit
5.22
Selling price /KL, ……………Rs.
40.02
Say, ………………………………
..Rs./KL
40.00
This selling price is similar to selling price of Sardar Sarovar Narmada Nigam Limited
selling price of Rs. 40.17 Rs./KL in 2020.
Similarly the selling price for irrigation purpose reuse was also determined and it came to
be Rs. 9 / KL.
Analysis
Figure 5 shows how the friction factors obtained by both Churchil equation and by
regression analysis have perfect correlation. The coefficient of correlation obtained R2
was 1.00.
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
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GUJARAT TECHNOLOGICAL UNIVERSITY 20
Figure 5 Variation of friction factors for cement mortar lined DI pipes obtained by
Churchill‘s equation fc and regression Analysis fr
Internal rate of return was calculated using selling price of reclaimed water and all the
costs to treat the urban wastewater for each of the five scenarios to ascertain the economic
sustainability of the project.
Table 3: IRR for Scenario 1 considering all costs
Sr.
No. PARTICULARS
0TH
YEAR
1ST
YEAR
2ND
YEAR
3RD
YEAR
. 28th
YEAR
29th
YEAR
30th
YEAR
1 CAPITAL COST, Rs. 7.37x109 .
1.1 LOAN RECEIVED FROM
BANK, Rs. 6.06x109
.
2 FIXED COST .
2.1 Rate of depreciation for first
half year as per MACRS, % 3.75 7.219
. 0 0 0
2.2
Rate of depreciation for
second half year as per
MACRS, %
3.75 7.219 6.677 .
0 0 0
2.3 Depreciation for 1st half
year, Rs. 0 1.38x108 2.66x108
. 0 0 0
2.4 Depreciation for 2nd half
year, Rs. 1.38x108 2.66x108 2.46x108
. 0 0 0
2.5 Total Depreciation, Rs. 1.38x108 4.04x108 5.12x108 . 0 0 0
2.6 Cumulative depreciation, Rs. 1.38x108 5.43x108 1.05x109 . 7.37
x109
7.37
x109 7.37 x109
2.7 Amount of Repayment of
Loan, Rs. 4.46x108 4.46x108 4.46x108
. 4.46x108 4.46x108 4.46x108
2.8 Interest obtainable in 1st half
year, Rs. 0 2.76x106 1.10x107
. 1.54x108 1.54x108 1.54x108
2.9 Interest obtainable in 2nd
half year, Rs. 0 5.58x106 1.66x107
. 1.57x108 1.57x108 1.57x108
2.10 Total Interest to be received
on depreciation money, Rs. 0 8.35x106 2.76x107
. 3.10x108 3.10x108 3.10x108
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Sr.
No. PARTICULARS
0TH
YEAR
1ST
YEAR
2ND
YEAR
3RD
YEAR
. 28th
YEAR
29th
YEAR
30th
YEAR
2.11 Interest lost on 25% capital
cost as seed money, Rs. 7.37x107 7.37x107 7.37x107
. 7.37x107 7.37x107 7.37x107
3 Insurance, Rs. 5.53x107 5.53x107 5.53x107 . 5.53x107 5.53x107 5.53x107
4 Cost of O & M for Primary
and secondary plant, Rs. 1.73x108 1.73x108 1.73x108
. 1.73x108 1.73x108 1.73x108
5 Cost of O & M for tertiary
plant, Rs. 1.34x109 1.34x109 1.34x109
. 1.34x109 1.34x109 1.34x109
6 Maintenance & Repairs of
ESR, Pump and Piping, Rs. 1.54x108 1.54x108 1.54x108
. 1.54x108 1.54x108 1.54x108
7 Pumping cost, Rs. 6.10x107 6.10x107 6.10x107 . 6.10x107 6.10x107 6.10x107
8 Operator's salary, Rs. 1.44x106 1.44x106 1.44x106 . 1.44x106 1.44x106 1.44x106
9 Other charges, Rs. 3.69x107 3.69x107 3.69x107 . 3.69x107 3.69x107 3.69x107
10 CASH OUTFLOW, Rs. 2.34x109 2.34x109 2.34x109 . 2.34x109 2.34x109 2.34x109
11 NET CASH OUTFLOW,
Rs. 2.34x109 2.33x109 2.31x109
. 2.03x109 2.03x109 2.03x109
12 INCOME .
12.1
Selling price of treated water
for industrial and residential
purpose Rs./KL
40.00 40.00 40.00
.
40.00 40.00 40.00
12.2
Total treated water to be sold
for industrial and residential
purpose, KL
6.50x107 6.50x107 6.50x107
.
6.50x107 6.50x107 6.50x107
12.3
Income from selling treated
water for industrial and
residential purpose, Rs.
2.60x109 2.60x109 2.60x109
.
2.60x109 2.60x109 2.60x109
12.4
Total saved fresh water
income as per SSNNL rates
for industrial and residential
purpose, Rs.
2.60x109 1.69x109 1.69x109
.
1.69x109 1.69x109 1.69x109
12.5
Selling price of treated water
for irrigation purpose,
Rs./KL
9 9 9 .
9 9 9
12.6 Total treated water to be sold
for irrigation purpose, KL 8.15x107 8.15x107 8.15x107
. 8.15x107 8.15x107 8.15x107
12.7 Income from Selling water
for irrigation purpose, Rs. 7.34x108 7.34x108 7.34x108
. 7.34x108 7.34x108 7.34x108
12.8
Total saved fresh water
income as per SSNNL rate
for irrigation purpose
4.32x107 4.32x107 4.32x107
.
4.32x107 4.32x107 4.32x107
13 CASH INFLOW 5.06x109 5.06x109 5.06x109 . 5.06x109 5.06x109 5.06x109
14 NET CASH FLOW, Rs. -
1.34x1010 2.73x109
2.73
x109
2.75
x109 . 3.04
x109 3.04x109 3.04x109
15 INTERNAL RATE OF
RETURN 27.47%
.
1ST
YEAR
2ND
YEAR
3RD
YEAR
. 28th
YEAR
29th
YEAR
30th
YEAR
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The optimal solution for scenario 1 was subjected to sensitivity analysis by increasing and
decreasing demand by 5, 10 and 15% and % variations in AMPL optimal output were
found out.
TABLE 4: Sensitivity analysis of the optimum solution considering 5%, 10% and 15%
increase and decrease in demands
Case % Variation in
demand
% Variation in AMPL
optimal output
1 5 0.51
2 10 0.88
3 15 1.23
4 -5 -0.02
5 -10 -0.28
6 -15 -0.49
As % variation in AMPL optimal output varies from -0.02 % to 1.23% , it is considered
as negligible for practical considerations. Therefore internal rate of return was not
calculated for increase and decrease in demand by 5,10 and 15%.
The next alternative for sensitivity analysis is variation in selling price. Considering
increase and decrease in selling price by 5, 10 and 15% internal rate of return was
calculated for all the five scenarios.
TABLE 5: Sensitivity analysis of optimal solution for different scenarios
Description
Internal Rate of Return
Original
selling price
% Increase and decrease in selling price
5% 10% 15% -5% -10% -15%
Scenario 1 27.47% 29.99% 31.97% 32.92% 25.56% 22.99% 22.03%
Scenario 2 NA
Scenario 3 17.76% 19.20% 21.19% 23.22% 16.31% 14.29% 12.18%
Scenario 4 22.37% NA
Scenario 5 32.88% 36.04% 37.95% 38.91% 30.97% 27.82% 26.86%
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
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GUJARAT TECHNOLOGICAL UNIVERSITY 23
Internal rate of return was also calculated considering negative pricing.
At present there are five existing STPs and one proposed STP at Rajivnagar. Looking to
the future need of VUDA area it is assumed that a new additional STP at Chhani is
required. Table 6 represents IRR with and without negative pricing consideration for
with and without 35 MLD Chhani new plant.
Scenario 1
Scenario 50.00%
5.00%
10.00%
15.00%
20.00%
25.00%
30.00%
35.00%
40.00%
1 2 3 4 5 6 7
Sensitivity analysis of optimal solution for different scenarios
Scenario 1
Scenario 3
Scenario 5
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GUJARAT TECHNOLOGICAL UNIVERSITY 24
TABLE 6: IRR with and without considering Chhani new plant for different scenarios
and considering negative pricing
N1 N2 N3 N4
Description
Considering 35 MLD Chhani
New Plant
Without Considering 35 MLD
Chhani New Plant
Original
With
Negative
Pricing
Original With Negative
Pricing
S1 Scenario 1 26.33% 20.10% 27.47% 21.01%
S2 Scenario 2 NA NA
S3 Scenario 3 16.52% 12.77% 17.76% 13.83%
S4 Scenario 4 20.91% 16.78% 22.37% 18.03%
S5 Scenario 5 32.35% 26.13% 32.88% 26.42%
IRR with and without considering Chhani new plant for different scenarios were
calculated and used in uncertainty analysis given in Tables 7 and 8.
TABLE 7: Solving uncertainty problem with pessimistic, optimistic and equal probability
considerations
Pessimistic
(maxmin)
value
Optimistic (maximax)
value
Equal probability value
=1/n(P1+P2+….+Pn)
S1 20.10% 27.47% 23.73
S2 NA NA NA
S3 12.77% 17.76% 15.22
S4 16.78% 22.37% 19.52
S5 26.13% 32.88% 29.45
TABLE 8: Solving uncertainty problem with maximum regret consideration
N1 N2 N3 N4
Regret Regret Regret Regret Maximum
Regret
S1 6.02% 6.03% 5.41% 5.41% 6.03%
S2 NA NA NA NA NA
S3 15.83% 13.36% 15.12% 12.59% 15.83%
S4 11.44% 9.35% 10.51% 8.39% 11.44%
S5 0.00% 0.00% 0.00% 0.00% 0.00%
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
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GUJARAT TECHNOLOGICAL UNIVERSITY 25
Considering the uncertainty over the new Chhani STP plant of 35 MLD, uncertainty was
tested for equal probability, maximum regret, optimistic and pessimistic criteria.
As shown in Table 7 and 8 scenario 5 is the best choice under uncertainty conditions.
g. Achievements with respect to objectives
Specific (measurable) Indicator
a) Amount of water being reused
MLD
For industrial and residential purposes = 177.946
For irrigation, gardening and tree
plantation purposes = 248.584
Total water to be reused = 426.530
b) Cost of combined distribution network
Industrial & residential purposes = Rs. 87,18,76,597
(New Chhani plant was not considered for industrial and residential purposes network
because all the reclaimed water from Channi new plant was given for irrigation purpose.)
Irrigation purposes:
Without New Chhani STP =Rs. 101,53,88,448
With New Chhani STP = Rs. 106,27,99,022
c) Selling price of reclaimed water
Industrial and residential purposes = Rs. 40 / KL
Irrigation purpose:
Without New Chhani STP =Rs. 9 / KL
With New Chhani STP = Rs. 10 /KL
d) Internal Rate of Return
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
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GUJARAT TECHNOLOGICAL UNIVERSITY 26
Table 9: Internal Rate of Return with and without negative pricing consideration for with
and without 35 MLD Chhani New Plant
Description
Considering 35 MLD Chhani
New Plant
Without Considering 35 MLD Chhani New
Plant
Original With Negative
Pricing Original
With Negative
Pricing
Scenario 1 26.33% 20.10% 27.47% 21.01%
Scenario 2 NA NA
Scenario 3 16.52% 12.77% 17.76% 13.83%
Scenario 4 20.91% 16.78% 22.37% 18.03%
Scenario 5 32.35% 26.13% 32.88% 26.42%
Criteria
a) Economic returns & profitability
IRR for scenario 1 considering option with and without Chhani new STP plant were
26.33% and 27.47% respectively.
IRR for scenario 5 considering option with and without Chhani new STP plant were
32.35% and 32.88% respectively.
As the IRR is above 11% (criteria of Asian Development Bank) the distribution of
reclaimed water is economically sustainable.
b) Reliability of water supply
As the IRR is above 11% (criteria of Asian Development Bank) the distribution of
reclaimed water is sustainable.Therefore the prospect of sustainability will make the
reclaimed water distribution reliable.
As all plants are connected during failure of any plant, water can be diverted from other
plant and thus reliability of supply can be achieved.
h. Conclusions
As Specific (measurable) Indicators fullfill the criteria, the objective can be achieved.
Thus, it can be stated that reuse of reclaimed water to VUDA area is sustainable.
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
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GUJARAT TECHNOLOGICAL UNIVERSITY 27
After calculating IRR sensitivity analysis was carried out by increasing and decreasing
the selling price by 5, 10 and 15% for scenario 1 and scenario 5. In all cases IRR
remained well above 11%. So, even if there is decrease of 15% in selling price the reuse
option is profitable.
The sensitivity analysis reveals that scenario 2, 3 and 4 are not profitable. Scenario 5 is
the most profitable option therefore selling price of reclaimed water for industrial &
residential purposes should be Rs. 40 /KL and for irrigation purpose Rs. 10/ KL.
Considering the uncertainty over the new Chhani STP plant of 35 MLD, uncertainty was
tested for equal probability, maximum regret, optimistic and pessimistic criteria.
Accordingly it is concluded that scenario 5 should be considered for determining the
selling price.
From these conclusions, it is no longer appropriate to consider treated municipal
wastewater as a ―waste‖ that requires ―disposal‖, but rather it should be used as a
resource that can be put to beneficial use.
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
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GUJARAT TECHNOLOGICAL UNIVERSITY 28
i. List of all publications arising from the thesis
Technical Papers Published in Reputed Journals:
Sr. No. Name of the
Authors
Name of the Journal Year of
Publication
Title of the paper
1
D.A. Shah &
Dr. D. T.
Shete
Abhinav Journal of Research In
Science & Tech.
Aug-13 Feasibility of Water Reuse
Technical Papers Published at International Level:
Sr. No. Name of the
Authors
Name of the Conference Year of
Publication
Title of the paper
1
D.A. Shah &
Dr. D. T.
Shete
Hydro- 2015 International, 17-19th
December, 2015
20th International Conference on
Hydraulics,
Water Resources and River
Engineering, IIT Roorkee,
Roorkee, India
Dec-15
Determining Friction Factor for DI
Pipes by Direct Surface Roughness
Measurements
2
D.A. Shah &
Dr. D. T.
Shete
Hydro-2017 International, 21-23rd
Decemeber,2017, 22nd
International Conference on
Hydraulics, Water Resources and
Coastal Engineering, L.D. College
of Engineering,
Ahmedabad, India
Dec-17
Attaining Optimal Allocation for
Urban Wastewater Management-
Case Study of VUDA Area
3.
D.A. Shah &
Dr. D. T.
Shete
PiCET, 16- 17 February, 2018
Parul University International
Conference on Engineering &
Technology: Smart Construction,
Parul Institute of Engineering and
Technology,
Limda, Vadodara, India
Feb-18
Sensitivity analysis for optimum
urban water reuse for Vadodara
Urban Development Authority Area-
Variation in cost of reclaimed water
Technical Papers Published at National Level:
1
D.A. Shah &
Dr. D. T.
Shete
Proceedings of National
Conference on Emerging Vistas of
Technology in 21st Century-
―Green City‖
(ISBN-978-93-82880-32-5)
Parul Institute of Engineering and
Technology,
Limda, Vadodara, India
May-13 Green City : Wastewater Reuse
Perspective and Challenges Ahead
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
Urban Development Authority Area 2018
GUJARAT TECHNOLOGICAL UNIVERSITY 29
Sr. No. Name of the
Authors
Name of the Conference Year of
Publication
Title of the paper
2
D.A. Shah &
Dr. D. T.
Shete
Proceedings of 5th National
Conference on Emerging Vistas of
Technology in 21st Century-―Smart
Eco Friendly Structures‖
Parul Institute of Engineering and
Technology,
Limda, Vadodara, India
Apr-14
Feasibility Study of Reclaimed
Water Reuse Considering
Conveyance Cost
3
D.A. Shah &
Dr. D. T.
Shete
Indian Water Works Association
50th Annual Convention 2018,
Feb. 19-21 at Kala Acadamy,
Panji, Goa
Feb-18
Sensitivity Analysis for Optimum
Urban Water Reuse for Vadodara
Urban Development Authority
(VUDA)Area- Variation in Demand
Attaining Optimal Sustainability for Urban Wastewater Management-Case Study of Vadodara
Urban Development Authority Area 2018
GUJARAT TECHNOLOGICAL UNIVERSITY 30
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