asthma-chronic obstructive pulmonary disease overlap syndrome
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R E V I E W A R T I C L E
Denitions
Ashma is recognised as an allergic disease, usually saring in
childhood, characerized by reversible airflow obsrucion wih
episodic course and avourable prognosis in general, due o
good response o ani-inflammaory reamen. On he conrary,
chronic obsrucive pulmonary disease (COPD) is ypically
caused by obacco smoking, develops aer he ourh decade
o lie and displays incompleely airlow obsrucion, resuling
in progressive decline in lung uncion and premaure deah.
American Toracic Sociey (AS), in heir guidelines o 1995 (1)
defined ashma, chronic bronchiis, emphysema, COPD, airflow
obsrucion and idenified 11 disinc syndromes. Tere was an
overlap a 6 o hese 11 syndromes.
Overlap syndrome percenages are increased rom mid olaer lie progressively (2).
he Spanish COPD guidelines propose our COPD
phenoypes ha deermine differenial reamen: nonexacerbaor
wih emphysema or chronic bronchiis, mixed COPDashma,
exacerbaor wih emphysema and exacerbaor wih chronic
bronchii s (3). he mixed COPDashma pheno ype was
defined as an airflow obsrucion ha is no compleely reversible
accompanied by sympoms or signs o an increased reversibiliy
Asthma-chronic obstructive pulmonary disease overlap syndrome
(ACOS): current literature review
Antonis Papaiwannou
1
, Paul Zarogoulidis
1
, Konstantinos Porpodis
1
, Dionysios Spyratos
1
, Ioannis Kioumis
1
, GeorgiaPitsiou1, Athanasia Pataka1, Kosmas Tsakiridis2, Stamatis Arikas2, Andreas Mpakas2, Theodora Tsiouda3, Nikolaos
Katsikogiannis4, Ioanna Kougioumtzi
4, Nikolaos Machairiotis
4, Stavros Siminelakis
5, Alexander Kolettas
6, George
Kessis7, Thomas Beleveslis
8, Konstantinos Zarogoulidis
1
1Pulmonary Department-Oncology Unit, G. Papanikolaou General Hospital, Aristotle University of Thessaloniki, Thessaloniki, Greece;2Cardiology Department, Saint Luke Private Clinic, Thessaloniki, Panorama, Greece; 3Surgery Department (NHS), University General
Hospital of Alexandroupolis, Democritus University of Thrace, Alexandroupolis, Greece; 4Internal Medicine Department, Theageneio
Cancer Hospital, Thessaloniki, Greece; 5Department of Cardiac Surgery, University of Ioannina, School of Medicine, Greece; 6Anesthisiology
Department, 7Oncology Department, 8Cardiology Department, Saint Luke Private Clinic, Thessaloniki, Panorama, Greece
ABSTRACT Ashma and chronic obsrucive pulmonary disease (COPD) are chronic diseases, very common in general populaion.
hese obsrucive airway illnesses are maniesed wih chronic inlammaion aecing he whole respiraory rac.
Obsrucion is usually inermien and reversible in ashma, bu is progressive and irreversible in COPD. Ashma and
COPD may overlap and converge, especially in older people [overlap syndromeashma-chronic obsrucive pulmonary
disease overlap syndrome (ACOS)]. Alhough ACOS accouns approximaely 15-25% o he obsrucive airway diseases,
is no well recognised because o he srucure o clinical rials. COPD sudies exclude ashma paiens and ashma sudies
exclude COPD paiens, respecively. I is crucial o deine ashma, COPD and overlap syndrome (ACOS), as noable
clinical eniies, which hey share common pahologic and uncional eaures, bu hey are characerized rom differences in
lung uncion, acue exacerbaions, qualiy o lie, hospial impac and moraliy.
KEYWORDS Chronic obsrucive pulmonary disease (COPD); ashma; overlap
J Thorac Dis 2014;6(S1):S146-S151. doi: 10.3978/j.issn.2072-1439.2014.03.04
Correspondence to: Paul Zarogoulidis. Pulmonary Department, G. Papanikolaou
General Hospital, Aristotle University of Thessaloniki, Thessaloniki, Greece. Email:
Submitted Mar 02, 2014. Accepted for publication Mar 04, 2014.
Available at www.jthoracdis.com
ISSN: 2072-1439
Pioneer Bioscience Publishing Company. All rights reserved.
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Journal of Thoracic Disease, Vol 6, Suppl 1 March 2014 S147
o he obsrucion (3).
In anoher recen sudy rom Spain, as well, Soler-Caalua et al.
deined he clinical phenoype known as overlap phenoype
COPD-ashma (4). For his diagnosis were esablished wo
major and wo minor crieria. Major crieria include very posiive
bronchodilaor es (increase in FEV115% and 400 mL),
eosinophilia in spuum and personal hisory o ashma. Minor
crieria include high oal IgE, personal hisory o aopy and
posiive bronchodilaor es (increase in FEV112% and 200 mL)
on 2 or more occasions (4). However; hese crieria are neiher
speciic nor sensiive. Airway eosinophilia is no exclusive o
ashma and is presen in COPD paiens (5). Furhermore, a
clinically signiican bronchodilaor response (15%) can be
elicied in he majoriy o COPD paiens (6).
Zeki et al., (7) deined he ACOS as one o wo clinical
phenoypes: (I) ashma wih parially reversible airlow
obsrucion, wih or wihou emphysema or reduced carbonmonoxide diffusing capaciy (DLco) o 10 pack-years,
posbronchodilaor FEV1
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Papaiwannou et al. Overlap syndrome: current reviewS148
o spuum eosinophil coun or deecing COPD wih ashma,
using 2.5% as he cuoff value.
Remodeling
In obsrucive pulmonary diseases and in overlap syndrome,
we can no i ce h e remo deling ph enom enon . e mo deli ng
consiss o: mucosal edema, inflammaion, mucus hypersecreion,
ormaion o mucus plugs, hyperrophy and hyperplasia o he
airway smooh muscle. Te increased wall hickness, as i can be
seen on high resoluion C o paiens wih overlap (27), resuls
in airway obsrucion in mos airway diseases (28,29), and i is
more prominen in ashma, in comparison wih COPD (30).
Furhermore, increased airway wall ibrosis is repored in
boh ashma and COPD (31- 33). Air way remod eling occurs
hroughou he whole respiraory rac, bu remodeling o
he small airways is largely responsible or he decline in lunguncion in COPD and long-sanding ashma (34). I will
hereore be undersandable ha pharmacokineic sraegy
should ocus in small airways. In long-sanding ashma ha
previously menioned, we can noice incompleely reversible
airflow obsrucion, as i happens in COPD (35,36).Concerns
mainly ashmaics, older, male wih increased risk o deah
(27,37) I is impressive he ac ha 16% o ashmaics had
developed incomplee airlow reversibiliy aer 21-33 years o
ollow-up, as a longiudinal sudy showed (38).
Bronchial hyperresponsiveness (BHR)
BH is he exaggeraed response o a variey o simuli which can
cause bronchospasm and can be presen in inflammaory airway
diseases. Such simuli are: pes, pollen, bugs in home, ungus,
dus, srong odors, cold air, polluion, smoke, chemical umes,
exercise, anger, sress, ec. I is believed ha he person ha
develops BH o various simuli, will develop bronchodilaor
response afer proper reamen, as well. Tis happens due o he
ac ha boh bronchoconsricor and bronchodilaor response
relecs he same underlying disease, and we can observe i
in ashma and COPD (39,40). In ac, in severe obsrucion,
bro nch ospas m provoca ion es s are con ra ind icaed (41),and have been replaced wih reversibiliy ess, or securiy
reasons. BH can be noiced in almos all paiens wih ashma,
especially in hose wih sympoms and in up o wo hird o
COPD paiens (42). In order o recognise overlap syndrome in
COPD paiens wih airflow obsrucion we can use provocaion
ess wih proper agens ha do no cause direc airway smooh
muscle conracion, such as hisamine, manniol, adenosine,
hyperonic saline. BH raises is prevalence wih he age and
smoking and is presen in up o 10-20% o general populaion,
ofen being asympomaic (43,44). SAPALDIA sudy (Sudy on
Air Polluion and Lung Diseases in Aduls) proved ha 17% o
general populaion had BH o mehacholine and 50% o hem
were asympomaic, hence a 9% had asympomaic BH (45).
Furhermore, asympomaic BH is a r isk acor or developing
ashma and COPD and is associaed wih new sympoms o
wh eez ing , chronic cough, annual dec lin e in FEV1 and new
diagnosis o COPD afer 11 years o ollow-up (46). Smoking
in urn leads o increased risk o esablishing BH (47,48),
wh ile he sev eriy o BH is hig hly corre laed wih sev ere
sympoms and grea decline in FEV1, in ashmaics and COPD
paiens (42,49).
Exacerbations
Ashma and COPD are puncuaed by exacerbaions, bu overlapsyndrome may be associaed wih hree imes he requency
and severiy o exacerbaions (50,51). Exacerbaions increase
morbidiy, moraliy and he economic burden o disease, as 50-
75% o COPD healhcare cos in he USA is due o he reamen
o acue exacerbaions (1). Severe o very severe COPD
paiens experience 2 or more exacerbaions annually, as much
as ashmaics experience (52), while overlap paiens suer
rom signiicanly more exacerbaions, up o 2 or 2.5 imes as
many as hose wih lone COPD (50). Furher up, Menezes et al.
evaluaing he PLAINO sudy populaion showed, among
oher, ha subjecs wih ashma-COPD overlap had higher riskor exacerbaions [P 2.11; 95% confidence inerval (CI): 1.08-
4.12], compared o hose wih COPD (53). Exacerbaions are
riggered by viral, mainly, or bacerial rac inecion and can lead
o acceleraed loss o lung uncion (54). Tus, he phenoype o
requen exacerbaor mus be sudied urher.
Why does overlap happen?
Having already analyzed all he poenially imporan common
risk acors or overlapping ashma and COPD, such as
increasing age, smoking, BH, inlammaion, remodeling and
exacerbaions, he big quesion is why does overlap happen.Duch hypohesis ries o answer he quesion, saing ha
ashma and BH predispose o COPD laer in lie and ha
ashma, COPD, chronic bronchiis, and emphysema are differen
expressions o a single airway disease. Furhermore, he presence
o hese expressions is inluenced by hos and environmenal
acors (55). Epidemiological sudies, on he oher hand, proved
a correlaion beween respiraory illnesses during childhood and
impaired adul lung uncion (56). Knowing ha airway growh
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sars in uero, eal or childhood exposures may conribue o
adul ashma or COPD (57).
Plasma and sputum biomarkers
he ongoing eors in dierenial diagnosis o ashma-COPD
overlap syndrome (ACOS) could no ignore plasma and
spuum biomarkers. Iwamoo et al. (58) invesigaed our
poenial biomarkers o COPD: suracan proein a (SP-A),
soluble recepor or advanced glycaion end-producs (sRGE),
myeloperoxidase (MPO) and neurophil gelainase-associaedlipocalin (NGAL). SP-A and sAGE are pneumocye-derived
markers. MPO and NGAL are neurophil-derived molecules,
bu NGAL can be also expressed by respiraory epihelial cells.
Tere were five differen subjec groups: non-smokers, smokers,
ashma paiens, COPD paiens, ashma-COPD overlap
paiens. In order o ideniy overlap syndrome, he researchers
discovered ha only spuum NGAL was significanly increased
in overlap group, compared wih COPD group (P=0.00016) and
could diereniae paiens wih overlap rom COPD paiens.
Tis means ha elevaed induced spuum levels o NGAL should
poin he overlap diagnosis, suggesing enhanced neurophilic
airway inlammaion or airway epihelial injury in overlap, asIwamoo and his colleagues have proven.
Quality of life and hospital burden
Qualiy o lie maybe is no considered a very imporan
parameer or docors and researchers, bu i is crucial or
paiens. Kauppi et al. (59), based on paien-repored oucomes
and rerospecive medical record daa, divided a paien
populaion o 1,546 subjecs ino hree groups: (I) ashma only;
(II) COPD only; (III) ashma-COPD overlap and hey ocused
in healh-relaed qualiy o lie (HQoL). In he overlap group
HQoL was he poores o all. In he logisic regression model,
wih he ashma group as he reerence, boh he overlap and
he COPD group showed higher risk or low HQoL [odd
raio (O): 1.9; 95% CI: 1.2-3.2; and O: 1.8; 95% CI: 1.0-
3.2; respecively]. I is clear ha overlap was associaed wih
low HQoL, when compared wih ashma or COPD only.
Miravilles et al. (60), analysed daa rom he EPI-SCAN sudy,
an epidemiological sudy in Spain ha included 3,885 subjecs
previously diagnosed wih ashma. 17.4% o hem were classified
wih he ashma-COPD overlap phenoype and i was ound
ha hey had more dyspnea, wheezing, exacerbaions, reduced
levels o physical aciviy and worse respiraory-specific qualiy
o lie (11.1 unis on he S. Georges espiraory Quesionnaire-
SGQ, 95% CI: 4.88-17.36). Discussing abou hospial impacwe have already men ioned Menezes et al. (53) beore, who
evaluaed PLAINO sudy populaion and ound ha paiens
wih overlap were a higher risk no only or exacerbaions,
bu or hospializaion as well (P 4.11; 95% CI: 1.45-11.67),
compared o COPD paiens. Furhermore, Andersn et al.
analysed daa rom hospialisaions o Finnish people in a period
beween 1972 and 2009, covering in number he enire Finnish
populaion (5.35 million in 2009). hey ocused on paiens
wih primar y or secondar y diagnosis o ashma or COPD and
hey ound ha average number o reamen periods during
2000-2009 was 2.1 in ashma, 3.4 in COPD and 6.0 in overlapsyndrome (61).
Conclusions
In summary, i has been already undersood he speciiciy o
a separae clinical eniy called ACOS. Even hough ACOS
develops indisinc clinical and pahophysiological eaures
ha oen are complicaed wih hose o ashma or COPD, we
mus emphasize he imporance o he syndrome. Sudying
urher he syndrome may we discover mechanisic pahways
leading o he developmen o COPD. And his is imporan
because i is widely known ha paiens wih COPD oen areunderdiagnosed, possibly or decades. By recognizing common
risk acors i will, maybe, become possible o undersand and
modiy he progressive deerioraion o lung uncion, which
leads o COPD (Figure 1).
Acknowledgements
Disclosure: Te auhors declare no conflic o ineres.
Figure 1.Ashma and COPD connecion.
Asthma
Excerbation
COPD
Disease
progression
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Cite this article as:Papaiwannou A, Zarogoulidis
P, Porpodis K, Spyraos D, Kioumis I, Pisiou G,Paaka A, sakiridis K, Arikas S, Mpakas A, siouda
, Kasikogiannis N, Kougioumzi I, Machairiois
N, Siminelakis S, Koleas A, Kessis G, Beleveslis ,
Zarogoulidis K . Ashma-chronic obsrucive pulmonary
disease overlap syndrome (ACOS): curren lieraure
review. J horac Dis 2014;6(S1):S146-S151. doi:
10.3978/j.issn.2072-1439.2014.03.04