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    Final ReportSustainable Urban Transport for Pune Metropolitan Area

    ___________________________________________________________________ Central Institute of Road Transport

    Sustainable Urban Transport forPune Metropolitan Area

    Final Report

    June, 2005

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    Final ReportSustainable Urban Transport for Pune Metropolitan Area

    ___________________________________________________________________ Central Institute of Road Transport

    This study is part of the Clean Air Initiative for Asian Cities' (CAI-Asia) pilotprogram Partnership for Sustainable Urban Transport in Asia (PSUTA). Theprogram is supported by the Swedish International Development CooperationAgency (Sida) through the Asian Development Bank (ADB) and jointlyimplemented with EMBARQ, the World Resources Institute (WRI) Center forTransport and the Environment.

    The views expressed in this study are those of the authors and do notnecessarily reflect the views and policies of the Clean Air Initiative for AsianCities or EMBARQ or the Swedish International Development CooperationAgency or the Asian Development Bank.

    The Clean Air Initiative for Asian Cities or EMBARQ or the SwedishInternational Development Cooperation Agency or the Asian DevelopmentBank do not guarantee the accuracy of the data included in this publicationand accept no responsibility for any consequence of their use.

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    CONTENTSPage

    List of Tables [iv]

    List of Figures .. [vi]

    ABBREVIATIONS [viii]

    1 INTRODUCTION 1-1

    Background. 1-1

    Terms of Reference 1-3

    Approach.. 1-3

    Pune City Profile.. 1-5The Report 1-9

    2 SUSTAINABLE TRANSPORT SYSTEM 2-1

    Definition .... 2-1

    Key Attributes .... 2-1

    3 STAKEHOLDERS AND THEIR EXPECTATIONS 3-1

    Identification of Stakeholders 3-1Stakeholder-wise Expectation from ST System 3-3

    4 INDICATORS OF SUSTAINABLE TRANSPORT SYSTEM 4-1

    Identification of Indicators .... 4-1

    Grouping of Indicators .. 4-5

    System of Assessment of Indicators .. 4-8

    5 DATA REQUIREMENTS FOR KEY INDICATORS 5-1

    Introduction .. 5-1

    6 MAPPING THE GAP 6-1

    Identification of Data Gaps. 6-1

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    Page

    7 ALTERNATIVES FOR BRIDGING GAP 7-1

    Evolving Alternatives for Bridging the Data Gap. 7-1

    8 TREND ANALYSIS FOR SELECTED INDICATORS 8-1

    Access 8-1

    Economic . 8-5

    Environment & Health. 8-13

    Safety 8-32

    Governance. 8-35

    Assessment of Sustainable Transport System in PMA

    through Indicators.. 8-35

    9 SUMMING UP 9-1

    General 9-1

    Summing up. 9-2

    ANNEX 1.1 Pune city road network

    ANNEX 1.2 Pimpri-Chinchwad city road network

    ANNEX 4.1 List of indicators for stakeholders

    ANNEX 4.2 Detailed evaluation of indicators

    ANNEX 8.1 National Ambient Air quality Standards

    ANNEX 8.2 Distribution of Vehicle Population among DifferentCategories in Pune

    ANNEX 8.3 Emission Factors for Different Categories of Vehicles andfor Different Vintages

    ANNEX 8.4 Annual Vehicle Utilization by Category

    ANNEX 8.5 Pune Emission Inventory under the USEPAProgramme

    ANNEX 8.6 Indian Emissions Compliance System

    ANNEX 8.7 Continuous Technological Upgrading throughProgressively More Stringent Emission Regulations

    ANNEX 8.8 Pune City TrafficPhotographs

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    LIST OF TABLES

    Page

    1.1 Pune MA Demographic and Area Details 1-7

    1.2 Land-use Distribution Pattern in PMC 1-7

    4.1 Stakeholders, Expectations, & Indicators for STS 4-1

    4.2 Group Indicator with their Hierarchy & Stakeholders 4-6

    4.3 Hierarchy Indicators with Group & Stakeholders 4-9

    4.4 Distribution of Indicators with Hierarchy by Group of STS 4-12

    5.1 Data Requirements for Access Indicators 5-4

    5.2 Data Requirements for Economic Indicators 5-7

    5.3 Data Requirements for Environmental Indicators 5-9

    5.4 Data Requirements for Safety Indicators 5-12

    5.5 Data Requirements for Governance Indicators 5-14

    6.1 Environmental Indicators and Availability of Data 6-3

    7.1 Bridging Data Gaps for Access Indicators 7-3

    7.2 Bridging Data Gaps for Economic Indicators 7-6

    7.3 Bridging Data Gaps for Environmental Indicators 7-8

    7.4 Bridging Data Gaps for Safety Indicators 7-13

    7.5 Bridging Data Gaps for Governance indicators 7-14

    8.1 No. of Canceled km/Scheduled km. 8-2

    8.2 Average Passenger Load Factor 8-3

    8.3 No. of Breakdowns per 10,000 km 8-4

    8.4 No. of Zebra Crossings Vs. Total Traffic Signals 8-4

    8.5 Fare/passenger km. Vs. Petrol Cost for two-wheelers 8-5

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    8.6 Loss through Subsidized Fare Vs. Subsidy Provided 8-6

    8.7 Capital Expenditure on Transport to Total Budgeted

    Expenditure

    8-7

    8.8 Fare/km Vs. Cost/km 8-7

    8.9 Investment vis--vis Requirement in PT per annum 8-8

    8.10 Rate of Return on Cumulative Investment 8-9

    8.11 Operating Fuel Intensity : passenger-km/liter (bus) 8-10

    8.12 Expenditure to Revenue Realized through Transport

    Infrastructure (PMC)

    8.10

    8.13 Expenditure to Revenue Realized through Transport

    Infrastructure (PCMC)

    8-11

    8.14 Tax collection from transport sector to total tax collection

    (PMC)

    8-12

    8.15 Tax collection from transport sector to total tax collection

    (PCMC)

    8-12

    8.16 Details of Air Quality Monitoring Stations in PMA 8-13

    8.17 Regulatory Standards for Ambient Noise Levels in India 8-22

    8.18 Applicability of Latest Emission Standards for Different

    Categories of Vehicles

    8-30

    8.19 Number of PUC Centers in Pune Metropolitan Area 8-31

    8.20 Adequacy of the Number of PUC Centers in Pune

    Metropolitan Area

    8-31

    8.21 Fatalities and Injuries/10,000 vehicles in Pune 8-33

    8.22 No. of Persons Violating Traffic Rules/10,000 vehicles 8-34

    8.23 No. of Traffic Police Deployed/lac vehicles 8-35

    8.24 Assessment of Sustainable Transport system (STS) in

    PMA through Indicators

    8-36

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    LIST OF FIGURES

    Page

    1.1 Location of Pune in Maharashtra 1-6

    8.1 Ratio of canceled km. to scheduled km 8-2

    8.2 Average passenger load factor in % 8-3

    8.3 No. of breakdowns per 10,000 km 8-4

    8.4 Fare/passenger km. Vs. petrol cost for two-wheelers 8-5

    8.5 Loss through subsidized fare vs. subsidy provided 8-6

    8.6 Capital expenditure on transport to total budgeted

    expenditure

    8-7

    8.7 Fare/km Vs. Cost/km 8-8

    8.8 Investment vis--vis requirement in PT per annum 8-8

    8.9 Rate of return on cumulative investment 8-9

    8.10 Operating fuel intensity 8-10

    8.11 Expenditure to revenue realized through transport

    infrastructure (PMC)

    8.11

    8.12 Expenditure to revenue realized through transport

    infrastructure (PCMC)

    8-11

    8.13 Tax collection from transport sector to total tax

    collection (PMC)

    8-12

    8.14 Tax collection from transport sector to total tax

    collection (PCMC)

    8-13

    8.15 Trends in daily levels of PM10 at Karve Road Station 8-15

    8.16 Trends in daily levels of NOx at Karve Road Station 8-17

    8.17 Monthly average SPM and NO2 levels at Nal-Stopmonitoring station over the years

    8-18

    8.18 Monthly average SPM, SO2 and NO2 levels at Nal-Stop, Bhosari, and Swargate monitoring stations 8-19

    8.19 Average SPM, SO2 and NO2 levels at Pune 8-20

    8.20 Levels of ambient noise at Mahatma Phule Mandai 8-22

    8.21 Relative percentage of PM10 emissions in Pune Region 8-24

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    8.22 Population of different categories of registered vehiclesin Pune

    8-25

    8.23 PM and NOx contribution of vehicles of differentcategories and vintages of vehicles in Pune

    8-27

    8.24 Period-wise and cumulative contribution of PM and

    NOx vehicles in Pune

    8-27

    8.25 Percentage of vehicles of different categories meetingthe year 2000 emission standards

    8-29

    8.26 Transport-caused fatalities/10,000 vehicles in Pune 8-33

    8.27 Transport-caused injuries/10,000 vehicles in Pune 8-34

    9.1 Growth of Vehicles in Pune 9-1

    9.2 Levels of RSPM (PM10 and NO2) in Pune 9-2

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    2 ABBREVIATIONS

    CB Cantonment BoardCSO Central Statistical OrganisationCNG compressed natural gas

    CPCB Central Pollution Control BoardDALY disability adjusted life yearsdB decibelEMU Electric Multiple UnitFig. figureGDP gross domestic productGovt. governmentha hectareHC hydrocarbonHCV heavy commercial vehicleHIG high-income groupIPT intermediate public transportkm kilometer

    LCV light commercial vehicleLIG low-income groupLPG liquefied petroleum gasMIG middle-income groupMPCB Maharashtra Pollution Control BoardMCCIA Maratha Chamber of Commerce Industries and AgricultureMVI motor vehicles inspectorNAAQS National Ambient Air Quality StandardsNMT non-motorized transportNGO non-governmental organizationNH national highwayNos numbersNOx oxides of NitrogenNSS national sample surveyPCMC Pimpri-Chinchwad Municipal CorporationPCMT Pimpri-Chinchwad Municipal TransportPM particulate matterPMA Pune Metropolitan AreaPMC Pune Municipal CorporationPMT Pune Municipal TransportPT public transportPUC pollution under controlPWD person with disabilityRs RupeesRSPM respirable suspended particulate matterRTO Regional Transport OfficeSPM suspended particulate matterSTS sustainable transport systemSTU State Transport UndertakingSN serial numberUSD United States DollarUSEPA United States Environmental Protection AgencyVED vital, essential, and desirable

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    Notes

    All tons are metric tons.

    All dollars are U.S. dollars.

    1 U.S. dollar = 44.2 India Rupees (2006)

    1 Paise = 0.01 Rupee

    1 lac =100,000

    1 crore = 10 million

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    Photo 1 Traffic Congestion due to Construction (near Agriculture College)

    Photo2 Footpath Encroached by Hawkers (Shivajinagar)

    Photo 3 Vehicles Queue at Traffic Signal (near Simla Office)

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    Photo 4 On-street Parking at J M Road

    Photo 5 On-street Parking at Laxmi Road

    Photo 6 Traffic Chaos near Laxmi Road

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    1. INTRODUCTION

    BACKGROUND

    1.1 Many cities in Asian countries are growing by leaps and bounds both

    physically and demographically. The rapid growth of cities is putting

    tremendous pressure on urban infrastructureincluding housing,

    transportation, power supply, water supply, and sewerage systems.

    Transport, which is demand-driven, plays a very important role in the

    overall growth of the economy. Despite having direct influence on

    economic growth, transport systems in many cities in Asiaespecially

    in Indiarequire much higher levels of attention in terms of their

    growth and sustainability.

    1.2 As observed in Indian cities, some of the common problems of

    transport systems are as follows:

    - poor integration of the transport network with city land-use plans

    - inequitable access to transport systems

    - very high growth in personalized modes (scooter/motor cycle, car)

    - traffic congestion at major arterials, particularly during peak periods

    - acute vehicular parking problems in commercial areas

    - high incidence of road accidents, causing fatalities and injuries

    - alarming increase in pollution levels (air/noise) due to vehicles

    - inadequate public transport (PT) systems (bus and rail)

    - inadequate attention toward the needs of non-motorized modes

    (pedestrian, cycle, cycle-rickshaw) of transport.

    1.3 In view of the high growth rates of personalized vehiclesand theirmultidimensional effects on ecology, travel quality, environment, safety,

    and public healthit is important for planners to take suitable short-

    and long-term remedial measures. Although a number of studies have

    been carried out to address these issues, the performance level of the

    urban transport system leaves significant gaps in meeting the publics

    expectations and travel needs. Even an objective, uniform, and

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    reliable system of assessing the adequacy of urban transport is

    generally not available, except though fragmented details.

    1.4 Given this situation, it would be useful to identify a set of objective

    indicators that would reasonably reflect whether the urban transport

    system is heading toward sustainability.

    1.5 It is in this context that the Clean Air Initiatives (CIA)Asia Secretariat,

    in consultation with the local government (Pune Municipal Corporation-

    PMC), agreed to participate in the partnership for sustainable urban

    transport in Asia (PSUTA). The Asian Development Bank (ADB)

    received support for this project from the Swedish International

    Development Agency (SIDA). ADB, working with local organizations

    with expertise in transport and EMBARQ (World Resources Institute,

    Washington, D.C.) initiated the PSUTA project in three cities in Asia,

    namely Pune in India, Hanoi in Vietnam, and Xian in China.

    1.6 The PSUTA project in Pune was managed by the Central Institute of

    Road Transport (CIRT), an institute of national standing in the road

    transport sector with a focus on research and consultancy in the

    transport field, the training of transport system executives and

    managers, and testing and certification of the quality of automobile

    components and accessories. CIRT is an ISO 9001 and ISO 14001-

    certified and NABL-accredited Institute.

    1.7 The terms of reference (TOR) and the projects approach and

    methodology are described in the following paragraphs.

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    TERMS OF REFERENCE

    1.8 For the study on Sustainable Urban Transport for Pune

    Metropolitan Area, the following broad terms of reference were

    agreed upon:

    a. To define a sustainable transport system (STS) in the context of social

    acceptability, ecological sustainability, political participation, and

    economic productivity;

    b. To identify key indicators with defining formulas, calculating (if

    required) for access, economics and demography, environment and

    health, andgovernance;

    c. To categorize indicators in hierarchical order;

    d. To assess requirements of key data for indicators (key data,

    source/owner of data, evaluation of quality of data, frequency of data

    compilation);

    e. To map data gaps (that is, data requirements compared to data

    availability);

    f. To design up to three options for closing/bridging data gaps;

    g. To develop recommendations for policy and decision makers with

    respect to how to produce a sustainable urban transport plan and

    policy structure for Pune.

    APPROACH

    1.9 An urban transport system should be planned, designed, and

    developed to cater to total travel demand for both passengers and

    goods for a city. The transport system must not only meet total travel

    demand for a city, but also meet the expectations of the stakeholders

    who are directly or indirectly linked to the system. A step-by-step

    approach for this study is given below:

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    - We developed a definition of a sustainable transport system (STS)

    for the Pune Metropolitan Area (PMA), taking into consideration

    present and future expectations of concerned stakeholders for a

    dynamic, eco-friendly, energy efficient, safe, affordable, and

    operationally viable transport system.

    - We identified concerned stakeholders for transport of both

    passengers and goods.

    - We identified expectations of the stakeholders for Punes transport

    system.

    - We calculated how meeting their expectations would affect the

    sustainability of the transport system.

    - We identified possible indicators for concerned stakeholders to

    meet their expectations from the transport system.

    - We identified quantifiable indicators to function as a tool for

    assessing the level of sustainable transport.

    - We developed formulas to assess the values of indicators.

    - We grouped the selected indicators.

    - We developed values/time-series trends of indicators to reflect the

    sustainability of the transport system with reference to the

    parameters of STS (such as access, economics, demography,

    environment and health, andgovernance).

    - We arranged the indicators in a hierarchical level on the basis of

    levels of decision making.

    - We assessed data requirements and availability of key data to

    construct indicators (key data, evaluation of quality of data,

    frequency of data compilation, source/owner of data).

    - We assessed gaps in data requirements and data availability in the

    existing system.

    - We mapped the data gaps.

    - We developed and evaluated alternatives for closing/bridging gaps

    for each indicator.

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    PUNE CITY PROFILE

    Brief History

    1.10 Pune has always been an important region, from the ancient Hindu

    period to the British regime. It attained glory during the Maratha period,

    when it was a bastion of the powerful Maratha empire. The location of

    Pune in Maharashtra is shown in Fig. 1.1.

    1.11 Presently, Pune is the seventh largest industrial city in India and the

    second most important city in Maharashtra after Mumbai. Pune is

    known for its cultural heritage, educational activities, and heavy

    industrialization. It is identified as a growing metropolis. Over the past

    three decades, Pune has witnessed remarkable development,

    particularly along the Mumbai-Pune highway (NH-4)/Mumbai-Pune

    expressway, and in most regions in the hinterland.

    1.12 The pleasant, cool climate of Pune is to a great extent responsible for

    its development as a center of education. It has some of the finest and

    most prestigious educational institutions in India. Two charming hill

    stationsLonavala and Khandalaare located about 65 kms and 70

    kms northwest of Pune on the Mumbai-Pune highway (NH-4)/ Mumbai-

    Pune expressway. Important historic sites in Pune include

    Shaniwarwada (the palace of the Peshwa rulers, built by Bajirao in1736), Parvati hills and temples (built by Nanasaheb Peshwa in 1749),

    Saras Baug (a tidy garden in the southern part of the city, built by

    Nanasaheb Peshwa), Chatusrungi Mandir, and Osho International

    Commune.

    1.13 Industrialization at present is concentrated in the Pimpri-Chinchwad

    Municipal Corporation (PCMC) area. All the office establishments

    state, central, semi-government offices, and commercial centers with

    high population densityare located in Pune city. Besides PuneMunicipal Corporation Area (PMC) and the Pimpri-Chinchwad

    Municipal Corporation (PCMC), the Pune Metropolitan Area (PMA) also

    includes the Cantonment Boards of Pune and Khadki.

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    Figure1.1 to be inserted

    Fig 1.1 Location of Pune in Maharashtra

    Demographic and Economic Profile

    1.14 The Pune Metropolitan Area (PMA) spreads over an area of

    375.48 sq. km. The 2001 Census of India estimated that the Pune and

    Pimpri-Chinchwad urban areas had populations of 25,38,473 and10,12,472 respectively. Over the period from 19912001, the

    population of the state grew by 22.57 percent, whereas the population

    of the Pune MA increased by 65.19 percent. The population density

    (persons per sq km) for Pune MA was 9,873 in 2001. The city

    administration is run by two municipal corporations, PMC and PCMC,

    and two cantonment boards, Pune and Khadki. Average household

    size in Pune city is about 4 persons per household; per capita income

    is Rs 6,615/month. Some 55 percent of households own a two-

    wheeler, and 35 percent own a bicycle. (Source: Comprehensive traffic& transportation study for Pune city, 2004). Table 1.1 presents

    demographic and area details of Pune MA.

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    Table 1.1Pune MA Demographic and Area Details

    S N Area jurisdictionArea(sq km)

    Population*in (in lacs)

    1991 2001

    1 Pune Municipal Corporation(PMC)

    244.00 15.67 25.38

    2 Pune Cantonment Board 13.88 0.82 0.80

    3 Khadki Cantonment Board 13.23 0.78 0.77

    4Pimpri-ChinchwadMunicipal Corporation(PCMC)

    104.37 5.17 10.12

    Total area 375.48 22.44 37.07Decennial population growth (PMA)1991-2001 in % 65.19

    Source: *Census of India 1991 & 2001

    Land-Use Distribution1.15 Table 1.2 presents existing land-use distribution patterns for the PMC

    area.

    Table 1.2Land-use Distribution Pattern in PMC

    S N Land-use category %

    1 Mixed land use 0.5

    2 Residential 21.1

    3 Commercial 0.1

    4 Industrial 1.5

    5 Public/ semi-public 1.76 Public Utility 7.5

    7 Transport & communication 3.9

    8 Agriculture 43.2

    9 Hilltop and hill slope 6.8

    10 Reserve forest 5.3

    11 Other 1.9

    Total 100%

    Registered Vehicles1.16 The total registered vehicle population (transport and non-transport) in

    Pune city in 2002 was 658,313, out of which 537,956 were non-

    transport vehicles such as two-wheelers, cars, and jeeps.

    Two- wheelers constitute the highest among non-transport vehicles

    (491,747, or 74.6 percent of total vehicles), followed by cars (63,489,

    or 9.6 percent of total vehicles) in 2002. Growth of vehicles in Pune is

    about 8 percent per annum.

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    Transport Linkages

    1.17 The total road length in the Pune metropolitan area is about 1,250 kms.

    This area includes Pune Municipal Corporation (PMC), Pimpri-

    Chinchwad Municipal Corporation (PCMC), Pune Cantonment Board,

    Khadki Cantonment Board, and some villages around the city.

    Mumbai, Indias financial hub, is just 34 hours away from Pune and

    can be accessed by the Mumbai-Pune expressway/Mumbai-Pune

    highway (National Highway-NH-4), as well as by rail and air. With the

    significant reduction in travel time (about 23 hrs) between Mumbai

    and Pune by road via the expressway, there is growing passenger

    travel demand between Pune and Mumbai. Similarly, there is also an

    increase in passenger travel demand between Pune and other regional

    centers. Some of the other cities that are well-connected with Pune are

    Nagpur, Nasik, Satara, Sholapur, Kolhapur, Aurangabad, Nanded,

    Hyderabad, Bangalore, Panaji, Kolkata, Chennai, and Delhi by

    road/rail/air. Important major arterials in Pune city are old NH-4, Pune-

    Nasik road, Pune-Ahmednagar Road, Jangli Maharaj road, Gokhale

    road, Shankarsheth road, Satara road, and Sholapur road. The Pune

    city (including Pune CB and Khadki CB) and Pimpri-Chinchwad city

    road network plan are described in Annexes 1.1 and 1.2, respectively.

    Public Transport

    1.18 Currently, the citys transport requirements are managed by Pune

    Municipal Transport (PMT) and Pimpri-Chinchwad Municipal Transport

    (PCMT). PMT and PCMT operate 849 buses and 212 buses

    respectively in PMA (as of March 31st, 2004). In addition to the above,

    about 7,500 buses (as on March 31st, 2002) are registered in Pune to

    cater to the needs of a large number of industries, offices, and the

    nearby region. About 6 lacs passenger trips per day are catered by

    public transport. Large numbers of auto-rickshaws also operate in the

    city to cater to the intra-city travel needs of passengers. Auto-rickshaws tend to serve areas/localities with inadequate bus service;

    they offer a relatively cheap source of transport.

    1.19 Inter-city travel needs are managed by the Maharashtra State Road

    Transport Corporation (MSRTC) buses, private buses, rail, and air. The

    inter-city bus routes offer services between Pune and other major cities

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    such as Mumbai, Bangalore, and Hyderabad. A variety of bus

    servicesranging from ordinary, express, deluxe, and air-

    conditionedare available to suit different sections of society.

    1.20 Pune is well-connected by rail to Mumbai, Hyderabad, Chennai, Miraj-

    Kolhapur, and Goa. Such rail services are also used by people

    commuting to work to nearby places.

    1.21 Pune is also well-connected by air via Delhi, Mumbai, Chennai,

    Kolkata, Hyderabad, and Bangalore.

    THE REPORT

    1.22 This report is divided into nine chapters as described below:

    - Chapter 2 presents a definition of a sustainable transport system

    and its key attributes.

    - Chapter 3 identifies concerned stakeholders and their expectations

    for a sustainable transport system.

    - Chapter 4 deals with the identification of indicators of stakeholders

    expectations for a sustainable transport system.

    - Chapter 5 discusses data requirements for key indicators, including

    data availability, quality of data, frequency of data compilation,

    source/owner of data, etc.

    - Chapter 6 maps data gaps.

    - Chapter 7 details alternatives for bridging data gaps.

    - Chapter 8 presents trend analysis for selected indicators of STS.

    - Chapter 9 presents a summary of the study.

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    2. SUSTAINABLE TRANSPORT SYSTEM

    2.1 The Sustainable Transport System (STS) for Pune Metropolitan Area is

    defined according to the expectations of the concerned stakeholders

    for STS, particularly in the context of the following elements: Social acceptability

    Ecological appropriateness

    Political participation

    Economic productivity

    Energy Efficiency

    Safety

    Cultural appropriateness

    2.2 Any transport system could be considered reasonably sustainable if it

    adequately fulfils the expectations of the concerned stakeholders on a

    continual and equitable basis.

    DEFINITION

    2.3 Considering the above, the STS is defined as follows:

    STS is an integrated system which optimally satisfies

    accessibility expectations of all concerned stakeholders on

    a continual and equitable basis in a manner which is

    dynamic, eco-friendly, energy efficient, safe, affordable and

    operationally viable.

    KEY ATTRIBUTES

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    2.4 While defining STS, we considered the following six key attributes,

    which focus on the most important themes of the STS.

    a. Dynamic. The term dynamic in the STS context highlights the

    changing needs of the transport industry with respect to

    innovation(s) in vehicle technology, information systems, trafficand transportation engineering, and management techniques. A

    dynamic STS tends to ensure that it caters to changing

    transportation needs with reference to various aspects of the

    transport sector.

    b. Eco-friendly. This signifies the importance of developing an

    environmentally friendly transportation system. It focuses on

    harnessing the full potential of those transport modes that require

    minimal energy resources and do not pollute the environment.

    Such modes include pedestrians, bicycles, cycle-rickshaws,

    horse-carts (popularly called tongas in India), electric trolley

    buses, trams, battery-operated buses, electric multiple unit (EMU)

    trains, and CNG/LPG/hybrid/fuel cell vehicles.

    c. Energy efficient. The term energy efficient highlights the

    importance of using transport modes that cater to larger numbers

    of trips with the least consumption of energy, such as high-

    capacity road/rail-based public transport (PT) modes. Maximum

    usage of energy efficient modes will eventfully lead to lower

    consumption of fuel, as well as lower pollution.

    d. Safe. Considering the large number of road accidents and

    mounting social costs of accidents in Indian cities, it is essential to

    look toward transport modes that provide higher safety levels to

    the transport system, such as bus and rail systems.

    e. Affordable. Since affordability plays an extremely important role

    in improved patronage of the transport systemespecially the

    public transport (PT) and intermediate public transport (IPT)

    systemsand in obtaining a sustainable transport system, the

    fare structure of the PT/IPT needs to be fixed at a reasonable

    level.

    f. Operationally viable. The operational viability of a transport

    systemrelative to city land-use characteristics and the existing

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    layout of the transport (road/rail) networkplays a very important

    role in making any transport system sustainable.

    3. STAKEHOLDERS AND THEIR EXPECTATIONS

    IDENTIFICATION OF STAKEHOLDERS

    3.1 Having defined a sustainable transport system (STS) for Pune city, the

    next task of the study is to identify concerned stakeholders, along with

    their expectations for sustainable transport. The sustainability of the

    transport system depends on effectively and adequately fulfilling the

    expectations of the concerned stakeholders.

    3.2 In order to identify the concerned stakeholders and their expectations,

    the study team along with the representatives of EMBARQ worked out

    a list of stakeholders of passengers and goods transport for Pune

    Metropolitan Area. The broad categories of the stakeholders for STS

    are as follows:

    Citizens. They are one of the most important stakeholders of a

    sustainable transport system in a city. The transport system,

    including infrastructure, is generally planned, designed, and

    implemented/operated to meet day-to-day travel needs of the

    citizens. People as stakeholders of STS have been further divided

    into two categories, namely commuters and civil society.

    Service Providers. As the name suggests, service providers

    (owners and/or operators) operate public transport (PT)/

    intermediate public transport (IPT) systems in the city primarily to

    meet the travel needs of passengers as well as goods transport. In

    Pune city, various transport modes such as suburban rail, bus,

    auto-rickshaw, and six-seater auto-rickshaw cater to the travel

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    needs of passengers/commuters. Light commercial vehicles

    (LCVs), heavy commercial vehicles (HCVs), and other intermediate

    modes are operated to cater to goods transport needs in the city.

    Energy providers. The main task of energy providers is to ensurean adequate supply of energy of appropriate quality (transport fuel)

    to the service providers and for personal vehicles.

    Infrastructure Providers. The term infrastructure providers here

    basically include transport infrastructure providers for road- and rail-

    based transport systems. In Pune city, the municipal corporations

    and cantonment boards are responsible for providing road-based

    infrastructure. Indian Railways (IR) provides infrastructure for rail-

    based transport.

    Regulators. Regulators as stakeholders play an important role in

    STS. Regulators must develop adequate regulations, as well as

    effective implementation of the provisions of the Motor Vehicles Act

    and rules, enforcement of traffic police rules, vehicular emission

    norms, and fuel quality norms.

    Vehicle Manufacturers. Vehicle manufacturers ensure an

    adequate supply of user-friendly vehicles in the market. Thesevehicles have to be eco-friendly, energy efficient, safe, and

    universally accessible.

    Government. The governmentincluding the central government,

    state government, and local governmentplays a key role in

    obtaining a sustainable transport system. The local government and

    its departments (municipal corporations, cantonment boards, state

    finance department, state pollution control boards, and health

    services department) play a vital role in ensuring adherence tovarious standards and norms, as well as timely execution of

    infrastructure projects, including tax collection and providing

    universal and equitable access to the citizens.

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    STAKEHOLDER EXPECTATIONS FOR A SUSTAINABLE

    TRANSPORT SYSTEM

    3.3 Stakeholder expectations for a sustainable transport system are

    discussed in the following section.

    CITIZENS

    3.4 As mentioned earlier, citizens comprise people, civil society, and

    commuters. Some of their expectations of a sustainable transport

    system are as follows:

    o Clean environment. The first and foremost expectation of

    citizens from STS is to have a clean environment.

    o Noise-free environment. The noise level in the city should be

    within acceptable levels, which will eventually reduce transport-

    induced cases of hearing impairment.

    o Safety. Citizens expect a safe urban transport system to help

    reduce transport-related fatalities and injuries. Safety measures

    should include training of drivers, ensuring vehicle fitness,

    controlling violation of traffic rules, ensuring strict enforcement of

    helmet use by two-wheeler users, wearing seat belts for 4-

    wheeler users, and providing enough trauma care centres in the

    city.

    o Access to transport facilities. Easy access to the transport

    system is a very important expectation of travellers. Bus

    commuters expect public shelters to be located close to their

    residential areas. There should be proper integration of inter-

    change points at bus terminals and railway stations. Similarly,

    persons with disabilities (PWDs) expect the bus

    stops/terminals/buses to be PWDs friendly.

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    o Minimum travel time. Commuters expect to spend minimum

    travel time for their trips. This can be achieved by improving the

    journey speed of the vehicles, reducing congestion, as well as

    by reducing waiting time at road intersections and bus stops.

    o Adequacy of transport services. There should be an adequate

    supply of all categories of buses to meet travel demand of all

    sections of society (LIG/MIG/HIG).

    o Reliability. Commuters expect the bus transport system to

    provide highly reliable services, performing trips without

    breakdowns during the journey.

    o Punctuality. Commuters expect buses or suburban rail to

    adhere to scheduled arrival/departure timings.

    o Minimum waiting time for transport services. This is mainly

    applicable to the public transport system. Commuters expect

    minimal waiting time at bus shelters/terminals/railway stations.

    o Affordability. The fare structure of the public transport system

    (bus/sub-urban rail) should be affordable, even for the lower

    income segment of the citys population.

    o Adequacy of travel information. Commuters of public

    transport (bus and rail) need to have adequate travel information

    about bus routes, bus arrival/departure schedules, and bus

    shelters/bus terminals. Similarly, information about suburban rail

    is required by its travellers.

    o Comfortable journey. Public transport commuters expect their

    travel trips to be comfortable. They expect to travel seated in the

    bus/suburban rail, at least in buses.

    o Safe side-walkways/pedestrian crossings. In Pune city, a

    large number of short trips are performed as walk trips.

    Availability of safe and encroachment-free side-walkways and

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    pedestrian crossings constitute an important expectation of

    pedestrians.

    o Cycle tracks. Cyclists expect adequate cycle track length (km)

    to meet their requirements.

    o Parking areas. Personalised vehicle (bicycles, scooters/ motor-

    cycles, cars) users expect availability of parking space for

    vehicles. On-street vehicular parking other than designated

    spots should be curbed.

    SERVICE PROVIDERS

    3.5 The road-based service providers, as stakeholder of STS, include bus

    operators/owners, taxi owners/operators, and operators of three-wheelers, 6-seaters, and auto-rickshaws, as well as railway service

    providers. Some of the expectations of service providers are as

    follows:

    o Operational feasibility. For PT/IPT service providers,

    operational feasibility of the transport system is an important

    expectation for STS. It encompasses various parameters such

    as adequacy of infrastructural facilities and demand/load factors.

    o Financial viability. Service providers of PT/IPT expect the

    financial viability of their services to the citizens/commuters even

    after accounting for loss of revenue on account of subsidized

    fares or subsidies provided by the government.

    o Energy efficient vehicles. Bus and other IPT service providers

    expect energy efficient vehicles to obtain improved fuel

    efficiency/ operating fuel intensity.

    o Cleaner vehicles. As mentioned in the previous chapter, eco-

    friendly transport services are one of the key attributes of a

    sustainable transport system; cleaner vehicles such as LPG,

    CNG, battery-operated, and hybrid electric vehicles could play a

    very important role.

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    o Safe vehicles. Bus transport service providers expect vehicles

    to be safe to minimize the number of road accidents caused by

    vehicular defects. With the availability of safe vehicles, road

    accidents may be significantly reduced.

    o Reliable and durable vehicles. The availability of reliable and

    durable vehicles, which affects vehicles performance on the

    road, is an important expectation of service providers. Reliability

    of the bus transportation system is usually measured by the

    number of breakdowns per 10,000 km operated.

    o Integration of rail with road transport. Service providers of

    public transport expect effective integration of transport modes

    to provide seamless transfer of travellers, including railway

    stations. IPT stands should be connected with bus/ railway

    stations within a 0.5 km. distance.

    ENERGY PROVIDERS

    3.6 The role of energy providers as a stakeholder of sustainable transport

    is to ensure an adequate supply of energy (fuel) for public transport,

    intermediate public transport (IPT), and users of the personalized

    modes. Some of the notable expectations of energy providers are as

    follows:

    o Adequate demand and growth. Energy providers expect

    adequate demand for energy on continual basis.

    o Space for fuel station. In order to meet the energy

    requirements of their clients, energy providers expect availability

    of suitable land for locating their fuel stations in the city.

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    INFRASTRUCTURE PROVIDERS

    3.7 Infrastructure providers are one of the important stakeholders of

    sustainable transport. They plan, design, and execute projects

    pertaining to transport infrastructure, such as roads, bus shelters,

    parking bays, sidewalks, and traffic signals. The important expectationsof infrastructure providers as stakeholders are:

    o Availability of adequate space for roads, sidewalks, parkinglots, bus shelters.

    o Availability of adequate funds. Availability of adequate funds

    is an important input for ensuring provisioning of infrastructure

    requirements.

    REGULATORS

    3.8 Regulators are one of the stakeholders of the sustainable transport

    system. They regulate implementation of various rules and regulations

    pertaining to transport systems and subsystems. Some of the

    expectations of the regulator are as follows:

    o Rules and regulations. Regulators expect adequate availability

    of rules and regulations to check vehicular emissions, their

    roadworthiness, speeding, etc.

    o Enforcement capacity and capability. In order to enforce

    relevant rules and regulations, regulators expect to have

    adequate staff (traffic policemen, motor vehicle inspectors) and

    necessary infrastructure and facilities, such PUC centers and

    driver testing tracks.

    VEHICLE MANUFACTURERS

    3.9 The role of vehicle manufacturers as a stakeholder of a sustainabletransport system is to supply an adequate number of vehicles in

    response to consumer demand and to promote technological

    innovation in vehicles. Some of the expectations of the vehicle

    manufacturers are as follows:

    o Healthy growth of transport sector.

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    o Consumer satisfaction.

    o Adequate, efficient, and transparent system of statutory

    approvals.

    GOVERNMENT (CENTRAL, STATE AND LOCAL)

    3.10 The government plays a vital role in planning, implementation, and

    control of various activities. Some of the expectations of the

    government are as follows:

    o Timely execution of programs and policies.

    o Efficient tax collection.

    o Compliance with statutory standards, regulations, laws.

    o Minimal injuries/fatalities due to accidents and adequate

    post-accident care.

    o Universal and equitable access.

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    4 INDICATORS OF A SUSTAINABLE TRANSORTSYSTEM

    IDENTIFICATION OF INDICATORS

    4.1 In order to meet expectation(s) of the concerned stakeholders for a

    sustainable transport system (STS), we identified all possible indicators

    that directly or indirectly reflect a measure of the expectations of

    stakeholders. An indicator is a quantifiable and measurable parameter

    that describes a certain activity, objective, or performance. In some

    cases, it is qualitative.

    4.2 All possible indicators are compiled and listed in Annex 4.1.

    Subsequently, a VED (Vital, Essential and Desirable) analysis of

    indicators was carried out. While vital signifies critical indicators for

    STS, essential refers to the next level of criticality (less importance) of

    indicators of STS, and desirable refers to indicators meeting basic

    expectations of stakeholders from a sustainable transport system.

    Following VED analysis, we identified a total of 52 indicators

    representing critical expectations of stakeholders in the STS, which are

    shown in Table 4.1.

    Table 4.1Stakeholders, Expectations, and Indicators for STS

    SN Stake-holder

    Expectation Indicators Gro-up

    Hierarchy

    1 People/citizens

    1.1 cleanenviron-ment

    1.1.1

    1.1.2

    No. of days pollution levelexceeded national ambient airquality standards (NAAQS)air quality trends for last 5years(concentration of pollutants inambient air)

    En

    En

    M

    H

    1.1.3 % of green area to total cityarea

    En H

    1.1.4 Pollution contribution fromtransport sector as a fractionof total pollution load (%)

    En M

    1.1.5 Total fuel consumed (by type:petrol, diesel) / 10,000 vehiclepopulation (fuel-wise)

    En L

    1.1.6 Disability adjusted life years En M

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    (DALY) per 10,000 populationdue to transport component ofair population

    1.1.7 No. of Pollution Under Control(PUC) centers per lacvehicles

    En L

    1.2 noisefreeenviron-ment

    1.2.1

    1.2.2

    No. of days noise levelexceeded normal levelnoise level trends for last 5years

    En

    En

    M

    H

    1.3 safetyfromtransportsystem

    1.3.1 Transport-caused fatalitiesper 10,000 vehicles (vehiclecategory-wise) including NMT& pedestrianstrend analysis

    S H

    1.3.2 Transport caused injuries per10,000 vehicle (vehiclecategory-wise) including NMT& pedestrians trend analysis

    S M

    1.3.3 No. of trauma care centersper lac population

    S M

    1.3.4 No. of persons violating trafficrules per 10,000 vehicles

    S L

    2 Commuter/traveller

    2.1 easyaccesstotransport

    2.1.1 No. of bus shelters to totalroad length

    Ac L

    facility 2.1.2 No. of bus shelters/terminals

    Persons with Disabilities(PWDs) friendly to total busshelters (trend analysis)

    Ac M

    2.1.3 No. buses PWDs friendly/totalbuses (trendanalysis)

    Ac M

    2.2 minimum traveltime

    2.2.1 Travel time per unit distancefor each transport mode(sample study-peak-nonpeak) (trend analysis)

    Ac M

    2.3 adequacy of

    transport

    2.3.1 Travel demand & transportsupply ratio (PT related)

    Ac H

    services

    2.3.2 City capital expenditure ontransport to total budgetedexpenditure (trend analysis)

    Ec M

    2.4 reliability

    2.4.1 No. of breakdowns per10,000 km operated (forbuses)

    Ac L

    2.5 punctua 2.5.1 No. of cancelled Ac L

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    lity km/scheduled km (for buses)

    2.6 minimumwaitingtimefor PT

    2.6.1 Average waiting time at busstops/shelters (trend analysis)

    Ac M

    2.7 comfort-ablejourney

    2.7.1 Average passenger loadfactor (for buses)

    Ac M

    2.8 safewalkways/pedestriancrossings

    2.8.1 No. of zebra crossings /total traffic signals

    Ac L

    2.8.2 No. of walk-signals / totaltraffic signals trendanalysis

    Ac L

    2.9 parkingareas

    2.9.1 Parking demand in sq km-hr /available parking space(on/off-street) per 10, 000vehicles (mode-wise)trend analysis

    Ac M

    2.10 adequacy oftransport

    services

    2.10.1 Capital investment intransport sector to GDP

    Ec H

    2.11 affordabi-lity

    2.11.1 expenditure on transport as %of household expenditure (byincome group)trend analysis)

    Ec M

    2.11.2 Marginal cost per km fortwo-wheeler to bus fare perpassenger km

    Ec M

    2.12 cycletracks

    2.12.1 Total cycles track (by track-length-category) per 10,000cycles-trips (survey)

    Ac L

    3 Serviceprovider

    3.1 operational/financialviability

    3.1.1 Loss of revenue on accountof subsidized fare to subsidyprovided by govt.

    Ec M

    3.1.2 Fare per km/cost per km for Ec M

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    bus3.1.3 Investment vis a vis

    requirement in PT per annumEc H

    3.1.4 Rate of return on cumulativecapital investment trendanalysis

    Ec M

    3.2 integration ofrail withroadtransport

    3.2.1 no. of buses connected withrailway stations within 0.5 kmdistance to 10,000 railcommuters vis a visrequirement as per traveldemand (trend analysis)

    Ac M

    3.3 energyefficientvehicle

    3.3.1 Operating fuel intensity interms of passenger-km/literfor bustrend analysis

    Ec L

    3.4 cleanervehicle 3.4.1 No. of LPG, CNG, batteryoperated, hybrid electricvehicles per lac vehiclespopulation (by category)trend analysis

    En L

    3.5 railwayinfrastruct-ure

    3.5.1 Total area for parking spacefor vehicles at railway stationvis a vis requirement as pernorms station-wise trendanalysis

    Ac L

    4 Energyprovider

    4.1 consumer

    satisfact-ion

    4.1.1 No. of fuel samples failed tomeet specifications against

    total no. of fuel samplestested (trend analysis)

    En L

    4.2-spacefor fuelstations

    4.2.1 No. of dispensing stations perlac vehicles (trend analysis)

    Ac L

    5 Infrastr-uctureprovider

    5.1 adequate funds

    5.1.1 %age of total budget spent ontransport infrastructure trendanalysis

    Ec H

    5.1.2 ratio of expenditure torevenue realized through

    transport infrastructure(road tax, fuel tax, etc)

    Ec L

    5.2 availability ofspacefor roadbuildingforsidewal

    5.2.1 %age of area reserved fortransport use

    Ac M

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    ks,parkinglots,busshelters, etc

    6 Regula-tors

    6.1 enforce-mentcapacity &capability

    6.1.1 no. of MVIs /10,000 vehiclesvis a vis existing norms

    S L

    6.1.2 No. of traffic police deployed/lac vehicles

    Gov L

    7 Vehiclemanufa-cturers

    7.1 healthygrowthof

    transportsector

    7.1 .1 vehicles ownership/household(trend analysis)

    Ac L

    7.2 policy &regulations forsafety,emissions,

    performanceetc. ofvehicles

    7.2.1 - Available/not available(qualitative)

    Gov -

    7.3 roadmapwithadequate leadtime forimplem

    entationofregulations

    7.3.1 -Available/not available(qualitative)

    Gov -

    7.4 goodqualitydrivers

    7.4.1 no. driver training schools/no.of new licenses issuedtrend analysis

    S L

    8 Gover-nment

    8.1 continual

    8.1.1 %age of vehicles meeting thelatest emission standards

    En L

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    (central,state/local)

    technologyupgrada-ationofvehicles, fuels,etc.

    trend analysis

    8.2 efficienttaxcollection

    8.2.1 tax collection from transportsector to total tax collectiontrend analysis

    Ec L

    9 Goodsvehicleoperator/

    driver

    9.1 basicamenities

    9.1.1 parking bays capacity(planned) for goodsvehicles/10,000 LCV & HCV

    vehicles

    Ac M

    Abbreviations used in Table 4.1:Group: Ac-access, En-environment, Ec-economic, Gov-governance,

    S-safety and Hierarchy level: H-high, M-medium and L-low.

    GROUPING OF INDICATORS

    4.3 The indicators were then placed in the following broad groups:

    - Access

    - Economics- Environment and Health

    - Safety

    - Governance

    4.4 Table 4.2 shows group indicators arranged in a hierarchical manner

    and the concerned stakeholders.

    Table 4.2

    Group Indicators with their Hierarchy and Stakeholders

    SN Group Indicators Hierarchy Stake-holder

    1 Access 1.1 no. of buses connected with railwaystations within 0.5 km distance to10,000 rail commuters vis a visrequirement as per travel demand

    M SP

    1.2 total cycles track (by track-length- L Com

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    category) per 10,000 cycles-trips1.3 %age of area reserved for transport use H IP1.4 no. of bus shelters to total road length L Com1.5 no. of bus shelters/terminals Persons

    with Disabilities (PWDs) friendly to totalbus shelters

    M Com

    1.6 no. buses PWDs friendly/total buses M Com1.7 travel time per unit distance for each

    transport mode(sample study-peak-non peak)

    M Com

    1.8 travel demand/transport supply ratio (PTrelated)

    M Com

    1.9 no. of cancelled km/scheduled km(for buses)

    L Com

    1.10 average waiting time at bus stop/shelter M Com1.11 average passenger load factor M Com1.12 no. of zebra crossings/total traffic

    signalsL Com

    1.13 no. of walk-signals / total traffic signals L Com1.14 parking demand in sq km-hr / available

    parking space (on-street/off-street) per10, 000 vehicles (by mode)

    M Com

    1.15 total area for parking space for vehiclesat railway station vis a vis requirementas per norms (by station)

    L SP

    1.16 vehicles ownership per household M VM1.17 no. of breakdowns per 10,000 km

    operated(for buses)

    L Com

    1.18 no. of dispensing stations per lacvehicles L EP

    1.19 parking bays capacity (planned) forgoods vehicles per10,000 LCV & HCVvehicles

    M GVD

    2 Economic

    2.1 capital investment in transport sector toGDP

    H Com

    2.2 expenditure on transport as % ofhousehold expenditure (by incomegroup)

    (trend analysis)

    M Com

    2.3 marginal cost per km for two-wheeler tobus fare per passenger km

    M Com

    2.4 loss of revenue on account ofsubsidized fare to subsidy provided bygovernment

    M SP

    2.5 city capital expenditure on transport tototal budgeted expenditure

    M Com

    2.6 fare per km / cost per km for bus M SP

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    2.7 investment vis a vis requirement in PTper annum

    H SP

    2.8 rate of return on cumulative capitalinvestment trendanalysis

    M SP

    2.9 operating fuel intensity in terms of

    passenger-km/liter for bus trendanalysis

    L SP

    2.10 %age of total budget spent on transportinfrastructure trendanalysis

    H IP

    2.11 ratio of expenditure to revenue realizedthrough transport infrastructure (roadtax, fuel tax, etc)

    L IP

    2.12 tax collection from transport sector tototal tax collection trendanalysis

    L Govt.

    3 Environ-ment 3.1

    3.2

    no. of days pollution level exceedednational ambient air quality standards(NAAQS)air quality trends for last 5 years

    M

    H

    P

    P3.3

    3.4

    no. of days noise level exceeded normallevelnoise level trends for last 5 years

    M

    H

    P

    P3.5 % of green area to total city area H P3.6 pollution contribution from transport

    sector as a fraction of total pollutionload (%)

    M P

    3.7 total fuel consumed (by type: petrol,

    diesel) per 10,000 vehicles population(by fuel)

    L P

    3.8 no. of fuel samples failed to meetspecifications against total no. ofsamples tested

    M EP

    3.9 %age of vehicles meeting the latestemission standards

    L Govt.

    3.10 no. of LPG, CNG, battery operated,hybrid electric vehicles per lac vehpopulation(by category)

    L SP

    3.11 no. of PUC centers per lac vehicles

    population

    L P

    3.12 disability adjusted life years (DALY) per10,000 population due to transportcomponent of air population

    M P

    4 Safety 4.1 Transport-caused fatalities per 10,000vehicles (by vehicle category) includingNMT & pedestrians

    H P

    4.2 Transport-caused injuries per 10,000vehicle (by vehicle category) including

    M P

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    NMT & pedestrians4.3 no. of trauma care centers/ lac

    populationM P

    4.4 no. of persons violating traffic rules per10,000 vehicles

    L P

    4.5 no. of MVIs /10,000 vehicles vis a vis

    existing norms

    L Reg

    4.6 no. driver training schools/no. of newlicenses issued

    L VM

    5 Governance

    5.1 no. of traffic police deployed/lacvehicles

    L Reg

    5.2 policy & regulations for safety,emissions, performance etc. of vehicles(available/not available) qualitative

    - VM

    5.3 road map with adequate lead time forimplementation of regulations(available/not available) qualitative

    - VM

    Abbreviations used in Table 4.2:Hierarchy level: H-high, M-medium and L-low.Stakeholder: P-people, Com-commuter, SP-service provider, EP-energy

    provider, IP-infrastructure provider, Govt.-government,Reg-regulator and VM-vehicle manufacturer andGVD-goods vehicles driver/operator

    SYSTEM OF ASSESSMENT OF INDICATORS

    4.5 We then evaluated the indicators both quantitatively and qualitatively

    using certain formulas and data. The details of this assessment aredescribed in Annex 4.2.

    4.6 The indicators were organized in a hierarchical level under three

    categorieshigh, middle, and low level.

    4.7 The indicators falling in the high hierarchical level signify that for

    achieving STS, these indicators should be used for making policy-level

    decisions by the highest level of officials, such as the mayor of the city,

    the municipal commissioner, and other senior officials. Mediumhierarchy indicators refer to those that should be used for analyzing, or

    establishing trends. by the concerned executive-level officials of the

    respective departments. Low hierarchy indicators refer to the raw data

    level; these indicators are of low significance in STS. The indicators

    arranged by hierarchy, along with corresponding groups and

    stakeholders of STS, are shown in Table 4.3.

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    Table 4.3Hierarchy wise Indicators with Group and Stakeholders

    SN Hierarchy Indicators Gr-oup

    Stake-holder

    High Level

    1 H air quality trends for last five years(concentration of pollutants in ambientair)

    En P

    2 H % of green area to total city area En P

    3 H noise level trends for last 5 years En P

    4 H travel demand/transport supply ratio(PT related)

    Ac Com

    5 H capital investment in transport sectorto GDP

    Ec Com

    6 H investment vis a vis requirement in PTper annum

    Ec SP

    7 H %age of total budget spent ontransport infrastructuretrend analysis

    Ec IP

    8 H Transport-caused fatalities per 10,000vehicles (by veh category) includingNMT & pedestrianstrend analysis

    S P

    Middle Level

    1 M no. of days pollution level exceeded

    national ambient air quality standards(NAAQS)

    En P

    2 M pollution contribution from transportsector as a fraction of total pollutionload (%)

    En P

    3 M no. of days noise level exceedednormal level

    En P

    4 M disability adjusted life years (DALY)per 10,000 population due to transportcomponent of air population

    En P

    5 M %age of area reserved for transportuse

    Ac P

    6 M no. of bus shelters/terminals PersonsWith Disabilities(PWDs) friendly tototal bus shelters (trendanalysis)

    Ac Com

    7 M no. buses PWDs friendly to totalbuses (trend analysis)

    Ac Com

    8 M travel time per unit distance for eachtransport mode (sample study,

    Ac Com

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    peak/non-peak) (trend analysis)

    9 M average bus waiting time at busstops/shelters (trend analysis)

    Ac Com

    10 M average passenger load factor Ac Com

    11 M parking demand in sq km-hr /available parking space (on-street/off-street) per10,000 vehicles (by mode)trend analysis

    Ac Com

    12 M no. of buses connected with railwaystations within 0.5 km distance to10,000 rail commuters vis a visrequirement as per travel demand(trend analysis)

    Ac SP

    13 M parking bays capacity (planned) forgoods vehicles/10,000 LCV & HCV

    vehicles

    Ac GVD

    14 M loss of revenue on account ofsubsidized fare to subsidy provided bygovernment

    Ec SP

    15 M city capital expenditure on transport tototal budgeted expenditure (trendanalysis)

    Ec Com

    16 M expenditure on transport as % ofhousehold expenditure (by incomegroup)(trend analysis)

    Ec Com

    17 M marginal cost per Km for two-wheeler

    to bus fare per passenger Km

    Ec Com

    18 M fare per km / cost per km for bus Ec SP

    19 M rate of return on cumulative capitalinvestment (trend analysis)

    Ec SP

    20 M Transport-caused injuries per 10,000vehicle (by vehicle category) includingNMT & pedestrians(trend analysis)

    S P

    21 M no. of trauma care centers / lacpopulation

    S P

    Low level

    1 L %age of vehicles meeting the latestemission standards trend analysis En Govt.

    2 L total fuel consumed (by type petrol,diesel)/10,000 vehicles pop (fuel-wise)

    En P

    3 L no. of LPG, CNG, battery operated,hybrid electric vehicles per lac vehpopulation (by category)trend analysis

    En SP

    4 L no. of fuel samples failed to meet En EP

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    specifications against total no. ofsamples tested (trend analysis)

    5 L no. of PUC centers per lac vehiclespopulation

    En P

    6 L no. of bus shelters to total road length Ac Com

    7 L no. of breakdowns per 10,000 kmoperated(buses)

    Ac Com

    8 L no. of canceled km / scheduled km(for buses)

    Ac Com

    9 L no. of zebra crossings/total trafficsignals

    Ac Com

    10 L no. of walk-signals / total trafficsignals trend analysis

    Ac Com

    11 L total cycles track (by track-length-category) per 10,000 cycles-trips(survey)

    Ac Com

    12 L total area for parking space for veh atrailway station vis a vis requirementas per norms (by railway station) (trend analysis)

    Ac SP

    13 L vehicles ownership per household(trend analysis)

    Ac VM

    14 L no. of dispensing stations per lacvehiclestrend analysis

    Ac EP

    15 L operating fuel intensity in terms ofpassenger-km/ liter for buses(trend analysis)

    Ec SP

    16 L ratio of expenditure to revenuerealized through transportinfrastructure(road tax, fuel, etc)

    Ec IP

    17 L tax collection from transport sector tototal tax collection trendanalysis

    Ec Govt.

    18 L no. of persons violating traffic rulesper 10,000 vehicles

    S P

    19 L no. of MVIs /10,000 vehicles vis a visexisting norms

    S Reg

    20 L no. driver training schools/no. of newlicenses issued trendanalysis

    S VM

    21 L no. of traffic police deployed/ lacvehicles

    Gov Reg

    Qualitative Indicators1 policy & regulations for safety,

    emissions, performance etc. ofvehicles

    Gov VM

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    (available/not available)qualitative

    2 road map with adequate lead time forimplementation of regulations(available/not available)qualitative

    Gov VM

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    Abbreviations used in Table 4.3:

    Hierarchy level: H-high, M-medium and L-low.Group: Ac-access, En-environment, Ec-economic, Gov-governance,

    S-safetyStakeholder: P-people, Com-commuter, SP-service provider, EP-energy

    provider, IP-infrastructure provider, Govt.-government,Reg-regulator and VM-vehicle manufacturer andGVD-goods vehicles driver/operator

    4.8 As shown in Table 4.3, eight indicators fall under the high-levelcategory, 21 indicators in the middle level, and 21 indicators in the lowlevel.

    4.9 The group distribution pattern of STS indicators is presented in Table4.4. Note that the majority of the high-level indicators (3 each) fall in theenvironment and economic groups. The access category dominates

    the middle level with 9 indicators, followed by 6 indicators in theeconomic group. For the low -level indicators, the access group hashighest number with 9 indicators, followed by 5 indicators in theenvironment group. This analysis of indicators clearly brings out that forpolicy making, the environment and economic groups of indicators arerequired by high-level officials, whereas for analyzing trends andestablishing patterns for assessing STS, the access, economic,environment, and safety indicators are required for the executive levelof officials.

    Table 4.4Distribution of Indicators with Hierarchy

    by Group of STS

    Group of STS High Middle Low Total

    Access 1 9 9 18

    Economic 3 6 3 12

    Environment & Health 3 4 5 12

    Safety 1 2 3 6

    Governance - - 1 1

    Total 8 21 21 50

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    5 KEY DATA REQUIREMENTS FOR INDICATORS

    INTRODUCTION

    5.1 Having identified indicators for each functional group of STS (access,

    economic, environment, safety and governance) in Chapter 4, we now

    turn to the requirements and availability of key data for indicators. The

    key data values will help in quantifying the respective indicator value.

    5.2 We examined the requirements and availability of key data particularly

    with respect to the following:

    -what data is required

    -what data is available

    -quality of data

    -regularity of data compilation

    -source/ownership of data

    5.3 The details are available in Tables 5.1 to 5.5. The quality of data is split

    into sections (acceptable and available). The quality of data is

    examined with respect to the data accuracy level and is marked as

    high, good and average. The quality of data ranked high signifies

    the highest accuracy level in data; good signifies the next lower

    accuracy level in data quality, and average signifies the lowest

    accuracy level in data.

    5.4 The frequency of data compilation is again split into sections (desired

    and available). The regularity of data collection is marked as regular

    and irregular. Regular signifies that at fixed intervals

    (daily/monthly/yearly) the required data is collected by the concerned

    department in PMA; irregular signifies that data is not collected at fixed

    intervals.

    5.3 Further, possible sources or ownership of data are examined. The

    funding for data collection, including publishing of data (common in

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    most cases), is not discussed separately. However, wherever changes

    in ownership of data and its funding are observed, they are indicated

    accordingly.

    Access

    5.4 Data accessibility is examined in Table 5.1. As shown in Table 5.1, for

    the majority of the indicators, the quality and frequency of data

    compilation is acceptable. For data compiled through primary surveys,

    the required frequency for data compilation is indicated as 5 years.

    Economic

    5.5 Regarding the economic aspect of STS, key data requirements and

    availability are shown in Table 5.2. The required high-quality data is

    collected regularly by the concerned departments.

    Environment & Health

    5.6 The data requirements and availability for indicators reflecting air

    quality and public health is shown Table 5.3. In the case of the

    environment and health group, for some indicators data is not collected

    for example, data on noise levels and detailed data on pollutant

    sourcesand for some data frequency of data collection is observed tobe irregular.

    Safety

    5.7 The key data requirements for safety of operations/ safety of transport

    systems are presented in Table 5.4. For safety-related indicators, high-

    quality data is compiled regularly by the concerned departments. For

    the majority of indicators in safety area, data is available from the

    Traffic Police and the RTO in PMA.

    Governance

    5.8 Table 5.5 presents key data requirements and availability for the

    governance aspects of a sustainable transport system. There are three

    indicators in this group, which includes two qualitative-type indicators.

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    Table 5.1

    Key Data Requirements & Availability for Access Group of Indicator

    Quality of data Frequency ocompilati

    (regular/irre

    SN Indicator Key data required

    accep-table

    actual desired av

    (1) (2) (3) (4) (5) (6)

    1 total cycle tracks (by track-length-category)per 10,000 cycles-trips

    -total length of cycle tracks (bycategory)-total cycle trips

    high

    good

    high

    average

    regular

    regular@

    reg

    irre

    2 no. of buses connected withrailway station(s) within 0.5km distance to 10,000 railcommuters vis a vis asrequirement per traveldemand

    -rail commuters travel demand-no. of buses connected torailway station(s) within 0.5 kmdistance

    good

    high

    good

    high

    regular

    regular

    irre

    reg

    3 %age of area reserved fortransport use

    -total area reserved fortransport use-total area (PMA)

    high

    high

    high

    high

    regular

    regular

    reg

    reg

    4 number of bus shelters tototal road length -no. of bus shelters-total road length highhigh highhigh regularregular regreg

    5 number of busstops/shelters for persons

    -no. of bus shelters PWDsfriendly

    high - regular -

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    with disabilities (PWDs) to

    total bus stops/shelters

    -total bus shelters in PMA high high regular reg

    6 number of buses PWDsfriendly to total buses

    -no. of buses PWDs friendly-total buses*

    highhigh

    highhigh

    regularregular

    irrereg

    7 travel time per unit distancefor each transport mode

    -travel time per unit distance(by mode)

    good average Regular@

    irre

    8 travel demand and transportsupply ratio (PT related)

    -per capita trip (for bus)-total no. of bus trips-average occupancy ratio inbus*

    goodhighhigh

    goodhighhigh

    regularregularregular

    irreregreg

    9 no. of breakdowns per

    10,000 km operated* (forbuses)

    -no. of breakdowns vis a vis

    km operated for buses

    high average# regular reg

    10 no. of canceledkm/scheduled km (forbuses)*

    -no. of canceled km for buses-no. of scheduled km for buses

    highhigh

    highhigh

    regularregular

    regreg

    11 average waiting time at busstops/shelters

    -average waiting time at busstops/shelters

    good average regular@ irre

    12 average passenger loadfactor (for buses)*

    -average passenger load factorfor buses

    high good regular reg

    13 number of zebra crossing tototal traffic signals

    -total no. of zebra crossings

    -total traffic signals

    high

    high

    high

    high

    regular

    regular

    reg

    reg

    14 number of walk signals to -no. of walk signals high High regular reg

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    total traffic signals

    -total traffic signals high high regular reg

    15 parking demand to availableparking space per 10,000vehicles

    -total parking demand-available parking space per10,000 vehicles

    goodhigh

    averagehigh

    regularregular

    irrereg

    16 total area for vehiclesparking at railway station torequirement as per norms

    -total area for vehicles parkingat railway station (s)

    high high regular@ irre

    17 no. of dispensing stationsper lac vehicles

    - no. of dispensing stations- no. of registered vehicles

    highhigh

    highhigh

    regularregular

    regreg

    18 vehicles ownership perhousehold

    - no. vehicles owned-no. of households

    goodhigh

    averagegood

    regular@regular@

    irreirre

    19 planned parking bayscapacity (goods vehicles) to10,000 Heavy CommercialVehicles (HCVs) and LightCommercial Vehicles(LCVs)

    -planned parking bays capacity(goods vehicles)-no. of goods vehicles

    high

    high

    good

    high

    regular

    regular

    irre

    reg

    @ data to be collected regularly at 5 year interval # data reliability to be improved * data publi

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    Table 5.2

    Key Data Requirements & Availability for Economic Group of Indicato

    Quality of data Frequency ofcompilatio

    (regular/irreg

    SN Indicator Key data required

    accep-table

    actual desired av

    (1) (2) (3) (4) (5) (6) (7)

    1 capital investment intransport sector to GDP

    -capital investment intransport sector by localgovernment-GDP of PMA (availableat district level)

    high

    good

    good

    good

    regular

    regular

    reg

    reg

    2 expenditure on transport as% of householdexpenditure (income group-wise)

    -% of averageexpenditure on transport-average householdexpenditure or income

    good

    good

    -

    -

    regular

    regular

    -

    -

    3 marginal cost per km fortwo-wheeler to fare per

    passenger km

    -marginal cost per km fortwo-wheeler

    (only fuel efficiency istaken on assumption of60 km per liter and petrolprices 40 Rupees @ liter)

    good

    high

    average#

    high

    regular @

    regular

    irre

    reg

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    -fare per passenger km*

    4 loss of revenue on accountof subsidized fare tosubsidy provided bygovernment

    -loss of revenue onaccount of subsidizedfare-subsidy provided bylocal government

    high

    high

    high

    high

    regular

    regular

    reg

    reg

    5 city capital expenditure ontransport to total budgetedexpenditure

    - % capital expenditureon transport of totalbudget

    high high regular reg

    6 fare per km/cost per km forPT (bus)

    -fare per km in PT*-cost per km in PT*

    highhigh

    highhigh

    regularregular

    regreg

    7 investment vis a vis

    requirement in bustransport per annum

    -investment per annum

    made by localgovernment in publictransport-requirement per annumgiven by public transportprovider

    High

    high

    good

    good

    regular

    regular

    reg

    reg

    8 rate of return on cumulativecapital investment

    -net profit of publictransport provider-total capital investment

    high

    high

    high

    high

    regular

    regular

    reg

    reg

    9 operating fuel intensity interms of passenger-km/literfor bus

    -number of passengerkilometers operated*-fuel consumed in liters*

    (per annum)

    high

    high

    high

    high

    regular

    regular

    reg

    reg

    10 %age of total budget spenton transport infrastructure

    -% expenditure ontransport infrastructure oftotal local government

    good average regular@ irre

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    budget

    11 ratio of expenditure torevenue realized throughtransport infrastructure(road tax, fuel tax, etc)

    - % revenue fromtransport infrastructure- % expenditure ontransport infrastructure oftotal local governmentbudget

    High

    high

    good

    good

    regular

    regular

    reg

    reg

    12 tax collection fromtransport sector to total taxcollection

    -octroi collection andother taxes such as roadtax etc.

    high high regular reg

    * data published by Central Institute of Road Transport, Pune # through primary survey @ 5

    Table 5.3

    Key Data Requirement & Availability for Environment Group of Indicat

    Quality of data Frequecom

    (regula

    SN Indicator Key data required

    accep-table

    actual desired

    (1) (2) (3) (4) (5) (6)

    1

    2

    no. of days pollutionlevel exceeded

    national ambient airqualitystandards(NAAQS)air quality trends forlast 5 years

    - ambient air pollutant concentrations forvarious pollutants such as PM10, NO2,

    SO2, measured at various locations inthe PMA area (spatial distribution)- ambient air pollutant concentrations attraffic hotspots

    high

    good

    good

    good

    regular

    regular@

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    3 disability adjusted life

    years (DALY) per10,000 populationdue to transportcomponent of airpollution

    -Results of epidemiological studies

    -data on hospital admissions, deaths,asthma among school children

    good

    good

    -

    good

    irregular

    regular

    4

    5

    no. of days noiselevel exceedednormal levelnoise level trends forlast 5 years

    - data on noise levels measured attraffic hotspots (spatial distribution)

    good - regular

    6 % of green area to

    total city area (PMA:green space)

    distribution of green spaces in PMA (by

    ward)

    high high regular

    7 number of LPG,CNG, batteryoperated, hybridelectric vehicles perlac vehicles(by category)

    -no. of LPG, CNG, battery operated,hybrid electric vehicles- no. of registered vehicles

    high

    high

    high

    high

    regular

    regular

    8 pollution contributionfrom transport sectoras a fraction of totalpollution load (%)

    -distribution of vehicle population(by vehicle category/ vintage)-emission factors (by vehicle categoryand vintage)

    --utilization factors (km/day) or (km/year-percentage of old vehicles not in use orphased out-percentage of old vehicles upgraded,retrofitted with emission control devices,

    high

    good

    good

    good

    good

    high

    good

    good

    -

    -

    regular

    regular

    regular

    regular

    regular

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    or converted to alternative fuels such as

    CNG or LPG-number of vehicles tested for in-useemission per 100,000 vehicles/year-number of vehicles passing the in-useemission inspection per 100,000vehicles

    (by vehicle category & vintage)-detailed data on pollutant contributionby various sources

    high

    high

    good

    -

    -

    -

    regular

    regular

    regular

    9 no. of fuel samplesfailing to meetspecifications against

    total no. of fuelsamples tested

    -no. of fuel samples failed to meetspecifications

    -total number of fuel samples tested

    high

    high

    good

    good

    regular

    r