arlington county, virginia · hud chronic homelessness definition –continued people residing in...
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Arlington County, Virginia
Managing Continuum of Care (CoC) Grants Day One
Direct Service & Housing Coordination Components
April 3, 2019
o Welcome & Introductions
o National Policy Context
o Direct Service Components of Compliance
o Housing Coordination Components of Compliance
o Tips for Success
o Helpful Resources
Agenda
2
Why are you here today?
What do you hope to get out of today’s session?
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Learning ObjectivesParticipants will be able to:
• Understand the national policies that are driving changes to requirements
• Understand the requirements of the CoC Program Interim Rule, relevant HUD Notices, & Arlington policies related to the provision of services and housing coordination to CoC project participants
• Understand risks associated with non-compliance
• Know where to locate additional information
4
National Policy Context
HUD Policy Priorities1. Ending homelessness for all persons
◦ Target resources to highest needs/longest homelessness
◦ Engage and effectively serve all, including unsheltered
◦ Use reallocation to create new projects, improve performance and better align with identified needs
2. Creating a systemic response to homelessness◦ Measure systems performance to determine
effectiveness◦ Use Coordinated Entry to provide assistance
quickly, promote choice and ensure transparency
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HUD Policy Priorities3. Strategically allocate resourceso Use cost and outcome data to improveo Maximize use of mainstream resourceso Evaluate cost/effectiveness of renewal
projects4. Use a Housing First approacho Eliminate preconditions & service
requirementso Prioritize rapid placement/stabilizationo Engage landlordso Adopt client-centered practices
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HUD/HEARTH Performance Measures
Length of time persons remain homeless – avg and median LOS
The extent to which persons who exit to permanent housing return to homelessness
Number of homeless persons – PIT and Annual Counts
Jobs and income growth for homeless persons in CoC funded projects
Number of people who become homeless for the first time
Number of successful housing placements
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Requirements
CoC Interim Rule:https://www.hudexchange.info/resource/2033/hearth-coc-program-interim-rule/
Arlington CoC Policies:https://publicassistance.arlingtonva.us/actionplan-homelessness/continuum-care/
Participant Eligibility
Centralized Access System (CAS)• Projects may only accept referrals through CAS.
• Maintain evidence that each admitted client was referred through CAS.
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Overview of Homeless DefinitionHUD Category Type General Eligibility Guidelines*
Category 1 Literally Homeless Eligible for PSH, RRH
Category 2 Imminent Risk of Homelessness Not eligible for any CoC Program assistance in Arlington
Category 3 Homeless Under other Federal Statutes
Not eligible for any CoC Program assistance in Arlington
Category 4 Fleeing/Attempting to Flee Domestic Violence
Eligible for RRH
*Note: important details are contained in following slides – eligibility limits may apply in certain circumstances12
Literally Homeless
• An individual or family who lacks a fixed, regular, and adequate nighttime residence, meaning:
• Sleeping in a place not designed for or ordinarily used as a regular sleeping accommodation:–car–park–abandoned building–bus or train station–airport–camping ground
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Literally Homeless (cont.)
• Living in a shelter designated to provide temporary living arrangements:– Emergency shelter– Transitional housing – Hotels and motels paid for by charitable organizations or
federal/state/local government programs– Safe Haven
• Exiting an institution (e.g., jail, hospital)–where they resided for less than 90 days
AND–were residing in emergency shelter or place not meant for human
habitation immediately before entering institution
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Homeless Eligibility – Young People
• 15 year old is living with an ex in exchange for sex: Eligible for RRH under Category 4
• Youth exiting foster care: not eligible under Category 1 (unless literally homeless) or 2 HUD FAQ 1460
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HUD Guide: https://www.hudexchange.info/resources/documents/Determining-Homeless-Status-of-Youth.pdf
Document Eligibility at Project Entry
• HUD requires documentation of homeless status up until the project entry date, i.e., the date on which the project offers and the participant accepts entry into the project
• May precede the date in which the participant is housed.
• Example: Participant accepts entry into RRH project on 12/14/18 & is housed on 12/24/18. Must document homelessness as of 12/13/18.
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Timeline for Implementation of New Chronic Homeless Definition
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Participants admitted after January 15, 2016 must meet new definition of chronic.
HUD Chronic HomelessnessDefinition –as of 1/2016
1) Live in a place not meant for human habitation, or an emergency shelter, or a safe haven (People in TH are not CH);
AND
2) Homeless (as defined above) for at least one year continuously or on 4 separate occasions in the last 3 years (totaling 12 months);
AND
3) Disabled as defined by HUD
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HUD Chronic HomelessnessDefinition – Continued
✓People residing in an institution <90 days AND who were literally homeless (unsheltered, ES, SH only) immediately before entering also qualify (time in institution counts toward 12 months).
✓Families with an adult or minor HoH who meet all criteria above also qualify.
✓RRH participants retain their CH status [if CH at time of program entry] Time in RRH does not count toward CH
✓Occasion is demarcated by a break of 7 or more consecutive nights notresiding in a place not meant for human habitation, in shelter, or in a safe haven.
✓Continuous means without a break of 7 or more consecutive nights.
✓Third-party documentation of a single encounter is sufficient to consider an individual homeless for the entire month unless there is evidence of a break (e.g., an encounter in 5/1/16 counts for 5/1/16-5/31/16)
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Definition of Disability – not new - applies to all PSH participants
• Physical, mental or emotional impairment – includes impairment caused by alcohol or drug abuse, post-traumatic stress disorder, or brain injury
◦ Is expected to be long-continuing or of indefinite durationAND
◦ Substantially impedes the person’s ability to live independentlyAND
◦ Could be improved by more suitable housing
• Developmental Disability
• HIV/AIDS
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What counts as evidence of disability?o Written verification from professional ✓ licensed by State to diagnose and treat the disability
✓ certification that disability meets the HUD definition
o Written verification from the Social Security Administration
o The receipt of a disability check (e.g., SSI/SSDI check or Veteran Disability Compensation);
o Intake staff-recorded observation of disability that, no later than 45 days from the application for assistance, is confirmed and accompanied by evidence described under bullets 1 through 3 above.
o Other documentation approved by HUD
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Arlington CoC PSH CH Dedication Policy
PSH Projects must dedicate 100% of beds to Chronically Homeless and accept referrals only through the CAS PSH Admissions Committee process.
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PSH Order of Priority – Target Populations
• Must adhere to any target populations identified in the project application.
• Example: If project targets persons with a serious mental illness (SMI), follow order of priority to the extent to which persons with SMI meet chronic homelessness (CH) criteria.
• If no persons with SMI also meets criteria for CH, then follow the order of priority for when no CH person exists on the By-Name List.
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PSH Order of Priority – Due diligence• Not required to allow units to remain vacant
while waiting for identified CH person to accept an offer.
• Offer to next person on list.
• Continue to engage persons who have not accepted offers until they are housed.
• Document engagement efforts.
• If no eligible CH person exists, CAS will refer a non-CH person based on order of priority established in CAS policies
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VAWA Emergency Transfer Provisions•Allows survivors to move to another subsidized unit to protect their
safety and maintain affordable housing.
• Families living in CoC assisted units who qualify for emergency transfers but cannot make an immediate internal emergency transfer (i.e., within the inventory of the agency currently assisting them) must be provided with priority over all other applicants for a new unit elsewhere.
•All projects are required to comply with the CoC’s emergency transfer plan Providers must retain records for all emergency transfer requests and outcomes.
25
Transfers – domestic violence• Participants in tenant-based rental
assistance who have been victims of domestic violence, dating violence, sexual assault, or stalking may retain their assistance and move to another CoC if the move is to protect their health and safety.
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PSH Order of Priority –Other Transfers
• Transfers must be approved by and coordinated through the CAS.
• Resulting vacancy must be filled through a CAS referral.
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True or False?A young person who has been incarcerated for more than 90 days who has no place to go following release is eligible for Rapid Re-housing assistance?
FALSE
A person who is being evicted in 5 days is eligible for Rapid Re-housing assistance?
FALSE
A person who is living in PSH in Alexandria may transfer to a PSH unit in Arlington?
Generally False, unless transfer is to protect safety in a domestic violence situation.
A 100% CH dedicated PSH project targets people with SMI and there are no chronic applicants with SMI. The project must serve someone with SMI who is not chronic?
True (or they must seek a grant amendment to change the targeted subpopulation)
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CH PSH Eligibility - Recordkeeping Requirements
Evidence of Chronically Homeless Status must include:
o Evidence of homeless status at time of project entry
o Evidence of meeting continuous or occasions
requirements
o Evidence of disability
AND
If applicable in order to maintain CH status for future program participation, evidence that the person was CH immediately before entering RRH.
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Self Certification• Disability cannot be self-certified.
• For all clients, up to 3 months of homelessness can be documented through self-certification.
• Self-certification of more than 3 months may not be used for more than 25% of households served by a project during an operating year
• Must be accompanied by documentation of intake workers attempts to obtain third-party documentation.
• Documentation of breaks in homelessness between occasions can be entirely based on self-report.
• HUD allows self-certification while third-party documentation is gathered for up to 180 days (participants enrolled for fewer than 180 days can be excluded from determination of whether at least 75% of participants have at least 9 months of third-party documentation). HUD FAQ 2872
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What counts as third-party documentation?
• HMIS record • Letter from a shelter or outreach worker • Letter from a shopkeeper, building owner, neighbor or,
sister• Letter from a clergy person or educator• Letter from a doctor, counselor or therapist• Letter from law enforcement
Letters must:• Be on agency letterhead• Be signed and dated• Include name and title of the person signing
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Third Party Documentation Requirements
Community Member Intake Worker
Observation of person living unsheltered
• Must have physically observedthe living location• Must describe actual living location• Must specify months the living location was observed
• May document conversation with member of public providing this information if they are unwilling to provide written documentation • Must use professional judgmentregarding reliability of information• Does not have to physically observe the location described by the community member.
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Third-party documentation requirements✓Documentation requirements are more flexible for housing/service providers.
Providers may also document homelessness even if their encounter with the individual was in another setting (e.g., soup kitchen, drop-in center, doctor’s office).
✓Provider must specify each month of encounter, the living conditions, and nature of the conversations that indicated the person was homeless.
✓May not provide third-party documentation for months in which they did not encounter the person.
✓Where the provider did not observe the location where the person resides:• Must state why they believe to the best of their knowledge based on
professional judgment that the person is homeless.
HUD FAQs 2756, 2758, 2759, 2760
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Am I Chronically Homeless? - Dan• Dan is seriously mentally ill.
• He lived in a shelter from August 2014 to February 2015.
• He was hospitalized for for 100 days From February 2015 to May
2015
• He returned to Shelter the rest of May 2015.
• He lived with his sister for 2 weeks in June 2015.
• He went back to shelter from June to August 2015.
• Then spent 3 nights in jail and returned to shelter until September 2015.
• He stayed with friends for 3 weeks, then was back in shelter from October 2015 to March 2016.
• Is Dan eligible to enter a CH designated PSH bed in April 2016?
YES
34
Am I Chronically Homeless? - Lisa• Lisa has a substance use disorder.
• She lived in a shelter from October 2014 to March 2015.
• She lived in a campground from April to August 2015.
• She lived in transitional housing from August to December 2015.
• She has been hospitalized since December 2015.
• Is Lisa eligible to enter a CH designated PSH bed on January 20, 2016?
NO: Lisa was living in TH prior to hospitalization and is not Chronically Homeless.
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Am I Chronically Homeless? - Drew• Drew is not disabled, but his son is developmentally disabled.
• They have been living in a shelter since February 2015.
• They have occasionally left the shelter for a few days
to stay with friends or family.
• Are they eligible to enter a CH designated PSH unit on
March 15, 2016?
NO: Drew is not disabled. A head of household must be disabled for a family to qualify as chronically homeless.
36
Am I Chronically Homeless? - Ellen• Ellen is disabled by multiple chronic health issues.
• She lived in a shelter from Feb 2015 until Feb 2016.
• She received rapid re-housing assistance &
moved to her own apartment in Feb 2016.
• She is being evicted.
• Is she eligible to enter a CH designated PSH bed on
Nov. 1, 2016?
YES: Ellen was Chronically Homeless prior to entering RRH. Participants retain their CH status while in RRH; however time spent in RRH does not count towards 12 month requirement.
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Documenting Homelessness – Written Intake Procedures
Must maintain & follow written procedures:
• Require intake staff to document–At intake, screening for eligibility for ALL persons
seeking assistance
–Evidence relied upon to establish and verify homeless status
• Include standards for documenting due diligence
• Standards must be consistent with HUD’s recordkeeping requirements
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Documenting Homelessness – Written Intake Procedures (cont.)Standards must establish order of priority for obtaining evidence as:
1. Third-party documentation, examples:✓ Letter from a shelter
✓ Letter from an outreach team
✓ Letter from another “service provider”
✓ HMIS record
2. Staff member of grantee’s observation of the conditions where the individual was living
3. Self-certification ✓ must be accompanied by intake worker’s documentation of the living situation
and steps taken to obtain third-party documentation (limits apply)
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Residency RequirementHead of househlod has a current State ID showing an Arlington County address AND:
• Documented connection to local services for the past 90 days which includes documentation of where they are staying; OR
• Notarized Shelter Residence and Expense Form indicating residency in Arlington County for the past 90 days; OR
• Documented enrollment in an Arlington County school for the past 90 days; OR
• Known by ASPAN outreach, Treatment on Wheels, or DHS Community Assistance Bureau to be unsheltered in Arlington for past 90 days
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Income Eligibility – Rapid Re-housing
• May only serve households at up to 30% AMI and with assets that do not exceed $2500 (one reasonable car is exempted)
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Eligibility - Resources
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• Homelessness Verification Form
• Disability Verification Form
• Chronic Homelessness Documentation Checklist
• Chronic Homelessness Sample Third Party Letters
• Sample Written Intake Procedures
Non-Discrimination & Equal Access
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Equal Access to HUD Programs
o Programs must be open to all eligible individuals and families regardless of sexual orientation, gender identity, or marital status.
o “Any group of people that present together for assistance and identify themselves as a family… are considered to be a family and must be served together as such.” (HUD FAQ ID 1913)
o Families cannot be separated because of age or gender of household members.
o When projects serve ANY families with children, they must serve ALL families with children (single dad, single mom, same sex couple, multi-generational, non-romantic groups, etc.)
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Equal Access to HUD Programs -2o HUD prohibits inquiring about sexual orientation or
gender identity to determine eligibility for HUD-assisted or HUD-insured housing.
o Services for transgendered individuals must correspond to the person’s identified gender.
o Requirements for individuals to “prove” gender identity are prohibited.
o Projects must take reasonable steps to address safety and privacy concerns.
o Providers must update policies and procedures to reflect Equal Access requirements.
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HUD Definition of Family 24 CFR 5.403
Family includes, but is not limited to, the following, regardless of actual or perceived sexual orientation, gender identity, or marital status:
(1) A single person, who may be an elderly person, displaced person,
disabled person, near-elderly person, or any other single person; or
(2) A group of persons residing together, including: (i) A family with or without
children; elderly, near-elderly, disabled, remaining member of tenant family
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Serving Singles v. Families
◦ HUD has determined “serving a limited number of households that are not included in the target subpopulation would not be considered a significant change if the overall project target population remains the same.” (CoC Q ID 112982)
◦ Scattered site projects must serve all eligible households prioritized and referred by CAS without regard to household configuration (includes singles, couples/multiple adult families, families with children)
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Limiting access based on gender Projects may limit access based on gender only if:
• Project has shared bathing and/or sleeping accommodations
• Shared bathrooms = intended for use by more than one person at a time(HUD AAQ Response – Question ID 75271)
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Is my project required to comply?
All HUD programs must comply with Equal Access Rules. Includes all CPD Programs:
CoC, ESG, CDBG, HOME, ESG, HOPWA, Housing Trust Fund, Rural Housing
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Tips for Supporting Equal Access
• Staff accept & use clients’ preferred name & gender pro-noun regardless of documents/sex-assigned at birth.
• Staff honors clients’ decisions regarding disclosure.
• Staff model respect, coach those that express disrespect and ensure everyone understands that verbal/physical bullying are prohibited.
• Staff promptly address complaints regarding harassment.
• Staff focus on the aggressor making changes not the harassed individual.
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Tips for Supporting Equal Access - 2
• Staff lead efforts to educate and do not expect LGBTQ clients to educate others about LGBTQ issues.
• Projects require no special procedures for and do not segregate households with a transgender person.
• Staff correct & engage clients’ misperception that non-stereotypical gender expression creates a safety risk.
• Projects make facilities gender neutral and take steps to increase privacy when possible.
• When referring to a single-sex project, staff assists clients to access services for which they are eligible & reports Equal Access violations.
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Steps to Ensure Equal Access
▪ Ensure your project has an anti-discrimination policy that includes gender identity, gender expression, and sexual orientation.
▪ Ensure the policy is posted publicly.
▪ Regularly train staff and volunteers on the policy and how to implement.
▪ Connect with local LGBTQ organizations.
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Equal Access ResourcesHUD Equal Access Final Rule -https://www.hudexchange.info/resource/1991/equal-access-to-housing-final-rule/
HUD Equal Access in Accordance with Gender Identity Final Rule -https://www.hudexchange.info/resources/documents/Equal-Access-Final-Rule-2016.pdf
HUD Equal Access Resources for Projects -https://www.hudexchange.info/homelessness-assistance/resources-for-lgbt-homelessness/#self-assessment-for-shelters-and-projects
HUD Equal Access Notice for Posting at Sites – (not required pending OMB approval) https://www.hudexchange.info/resources/documents/Notice-on-Equal-Access-Rights.pdf
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Fair Housing• Fair Housing Act prohibits discrimination on the basis of race, color, religion, sex,
disability, familial status (pregnant or children under 18) or national origin.
• Arlington also recognizes these protected classes: marital status, age, & sexual orientation.
• Landlords cannot deny housing or evict based on membership in a protected class.
• Members of a protected class cannot be treated differently from other tenants.
• Violations of the Fair Housing Act occur when policy or practice has an unjustified discriminatory effect, even when the provider had no intent to discriminate.
• Where a policy or practice that restricts access to housing on the basis of criminal history has a disparate impact on individuals of a particular race, national origin, or other protected class, such policy or practice is unlawful.
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Fair Housing - TipsApplies to CoC funded projects and most private market landlords:
• Retain all application records, including outcome and reason for denial.
• CAS to document marketing to persons least likely to apply in the absence of special outreach (e.g., to marginalized communities)
• Terminate any blanket policy against renting to persons with criminal records.
• Use individualized and detailed assessments of criminal records.
• Consider only convictions.
• Ensure that any policy concerning a tenant’s criminal record is absolutely necessary, that no less discriminatory alternative is available, and actually assists in ensuring the security of residents and property.
• Report fair housing violations, including to the Con Plan jurisdiction.
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Reasonable Accommodations (504 of the Rehabilitation Act of 1973)
• Housing providers are required to make reasonable accommodations to enable people with disabilities to access housing
• Accommodations can include- Increased payment standards/utility allowances- Larger units- Emotional Support animals (provide emotional support that alleviates one or more symptoms
of an existing disability)- Service animals (ADA: a dog trained to do work or perform a task directly related to a
disability)- Renting from family members
• Documentation can come from a physician, psychiatrist, social worker or other mental heath professional
https://portal.hud.gov/hudportal/documents/huddoc?id=servanimals_ntcfheo2013-01.pdf
Client Bill of Rights• Establishes basic rights for participants in areas including:
✓ Fair Housing/Equal Access ✓ Respectful treatment✓ Transparent services✓ Confidentiality✓ Grievances✓ Voluntary services
• Provides information about what a client who believes rights have been violated can do
• Must be signed by all applicants and participants and maintained in files
Available in CAS Policies: https://publicassistance.arlingtonva.us/actionplan-homelessness/continuum-care/
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Participation by Homeless PeopleEach grantee and sub-grantee must:
• Have at least one homeless or formerly homeless person on the board of directors or equivalent policy making entity; and
• To the maximum extent practicable involve homeless people through employment, volunteer services or other means in maintaining, operating, and providing supportive services.
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ReviewCan a group of friends from a shelter can live together as a family in a CoC project?
Yes
May a project intended to serve families terminate assistance for a person because the children are no longer living in the unit?
NO
May a scatted site project that applied to serve singles decline to admit a family?
NO
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Service Requirements
Violence Against Women Act (VAWA) Anti Discrimination Provisions
Housing providers may not deny housing to an applicant, evict a tenant, or terminate a subsidy on the basis or as a direct result of:
• an applicant or “affiliated individual” having been a survivor of domestic violence, dating violence, sexual assault, or stalking
• adverse factors resulting from the abuse (e.g., poor credit or criminal history)
If an abuser is an unauthorized occupant and the survivor, because of the abuse, did not have choice in allowing the abuser to occupy the unit, unauthorized occupancy can not be sole grounds for eviction.
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VAWA Forms•Notice of Occupancy Rights Under VAWA, form HUD 5380
•Certification of Domestic Violence, Dating Violence, Sexual Assault, or Stalking and Alternate Documentation, form HUD 5382
•Emergency Transfer Request for Certain Victims of Domestic Violence, Dating Violence, Sexual Assault, or Stalking, form HUD 5383
All forms available in English and 14 additional languages at:
https://www.hud.gov/program_offices/administration/hudclips/forms/hud5a
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When is provision of VAWA forms required?The Notice of Occupancy Rights must be provided when individuals and/or families are applying for permanent housing (PSH & RRH)
The Notice of Occupancy Rights & Certification form must also be provided at each of the following times:
(A) When an individual or family is denied PSH, RRH, or transitional housing;
(B) When a program participant is admitted to PSH, RRH or transitional housing;
(C) When a program participant receives notification of eviction; and
(D) When a program participant is notified of termination of assistance.
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VAWA Notice of Occupancy Rights
• PSH & RRH projects must give the notice to each adult tenant and applicant at each indicated time (see slide on “When is provision of VAWA forms required?”)
• Form requires some customization (e.g., name of the agency and program, contact information for local organizations that can assist survivors).
• For link to form see VAWA forms slide.
64
VAWA Incident Certification• Under most circumstances, a survivor need only self-certify.
• Third-party documentation should not cause a barrier to receiving protections needed to keep survivors safe.
• Providers may take tenants seeking VAWA protections at their word or can ask for certain documentation.
• Only when there is conflicting evidence (e.g., regarding who is the abuser and who is the survivor), can the provider ask for third-party documentation.
65
VAWA Incident Certification (2)
Providers must allow tenants to provide any of these:
• Self-certification form (HUD Form 5382 – See VAWA Forms slide)
• Police, court or administrative record (e.g., police reports, protective orders, restraining orders, etc.)
• Statement from a third party – (e.g., from a victim service provider, medical or mental health professional, or attorney)
• Any other statement or evidence that the housing provider has agreed to accept
66
VAWA Lease Requirements• CoC projects are required to include descriptions of VAWA protections in
leases or lease addendums.
• Requirement extends to private landlords for as long as unit is CoC assisted.
• Must include:• Right to breach lease without penalty if qualified for an Emergency Transfer
• Protection from being denied access to housing and/or evicted on the basis of or as a direct result of being a survivor.
• Confidentiality requirements
• Limitations of VAWA protections
• Term of lease and term of CoC assistance
67
VAWA Lease Bifurcations• CoC projects are required to include descriptions of VAWA protections in
leases, lease addendums, and contracts.
• A housing provider may bifurcate a lease to evict an abuser while allowing the survivor to stay.
• If the evicted abuser was the person who qualified the family for CoCassistance, must provide remaining tenant(s) until lease expiration to establish eligibility or find alternative housing. Remaining tenants are obligated to pay rent based on the usual CoC program requirements.
• To protect survivors whose names are not included on the lease, these rights apply to tenants AND residents.
68
VAWA Rental Agreement RequirementsRental Agreements between the CoC recipient and the landlord are required for TBRA projects and must also include these requirements:
• To execute a lease addendum with the required VAWA protections specified.
• To coordinate with recipient/CAN on Emergency Transfer requests.
• To notify the grant recipient before a lease is bifurcated or an eviction notice is issued.
• To provide Notice of Occupancy Rights and Incident Self-Certification Form with eviction notices.
69
VAWA Confidentiality Protections• Victim service providers are prohibited from entering client data in HMIS
• Must keep confidential any information provided related to the exercise of VAWA rights, including the fact of exercising those rights
• Providers cannot allow anyone administering assistance or employees to have access to confidential information unless explicitly authorized under Federal, State or local law.
• Confidential information cannot be disclosed, except if disclosure is: requested or consented to in writing by survivor in a time-limited release; required for use in eviction or termination hearing; or otherwise required by law.
• Transfer plans must ensure confidentiality to prevent disclosure of the location of new unit
70
VAWA ResourcesHUD Final Rule Implementing VAWA Reauthorization Act of 2013 -
https://www.hudexchange.info/news/hud-announces-publication-of-final-rule-implementing-vawa-reauthorization-act-of-2013/
HUD VAWA Housing Protections for CoC & ESG Webinar
https://cshevents.webex.com/ec3300/eventcenter/recording/recordAction.do?siteurl=cshevents&theAction=poprecord&recordID=18067852&internalRecordTicket=4832534b000000041377650dfd0f2db5cfb8a52f6d3682811482579c12b1adef7817f64211f860cd
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Applies to Children >18 and young adults 18-24
Grantees required to:
◦ Inform homeless families and youth of their rights under McKinney-Vento Education Services (Now Every Student Succeeds Act – ESSA)
◦ Help children and young adults to enroll in school immediately
◦ Advocate for ability to attend school of origin while homeless and until end of academic year once house
◦ Advocate to ensure students receive services to which they are entitled, including assistance from the school district’s homeless liaison
◦ Have a staff person assigned as educational liaison to assist
◦ Adopt sample policy or similar policy (available at https://publicassistance.arlingtonva.us/actionplan-homelessness/)
72
Educational Rights
Assessment & Service PlanningAssessment
• Must conduct assessment of participants’ supportive services needs, the availability of such services, and the coordination of services to ensure long-term housing stability at least annually.
• Services must be adjusted accordingly
• Assessment should be dated and documented in participant files
Service Plans for (PSH)
• Completed within 60 days of entry. Updated every 6 months. Signed by CM, participant & supervisor
• Include specific and measurable action steps indicating responsible party and date
• Goals are individualized and person-centered
• Case notes document that assistance with advancing goals/objectives is regularly provided to participants
73
Service Documentation• Evidence that supportive services are available to
meet the needs of participants is documented in participant files:
✓ Documentation of service delivery (e.g. case notes) reconciles with time sheets
✓ Services are provided with a frequency that is responsive to participant needs (at least twice monthly; face-to-face contact at least monthly; or documentation of lower level of need)
✓ Evidence of appropriate and timely intervention on identified issues that threaten housing stability or health/wellbeing
✓ Service plans/case notes consistent with Housing First
74
Assertive Engagement
Project makes regular attempts using a variety of contact methods to engage participants who decline services or otherwise demonstrate reluctance to engage.
✓ Phone, text, in person, invites to recreational opportunities, food, toiletries, etc.
Home Visits (PSH): Staff meets with client(s) in housing unit at least quarterly✓ Frequency commensurate with need - Less than quarterly visits supported
by assessment
Housing Stabilization Services• Participants are educated in regards to lease
terms, assisted in avoiding lease violation and eviction.
• Service staff understand difference between their role and property manager/landlord’s role in lease compliance.
• Moving-On from PSH: Project assesses clients who have stabilized in housing for interest in and provides assistance with moving on, including applying for other affordable housing
Housing First
Quick, low barrier access to housing while providing needed services
Housing is not contingent on
compliance with services; Services are voluntary for tenants, not staff
Same expectations as anyone else in
housing as established in
lease.
Services are wrapped around the individual
Person is assisted to meet lease obligations
77
Housing First is not
“Housing only”
OR
“Anything goes”
“Housing only”
OR
“Anything goes”
Landlord is responsible for lease
enforcement.
78
Arlington Housing First Requirements
All Projects are required to follow Housing First Principles.
Available in CAS Policies:
https://publicassistance.arlingtonva.us/actionplan-homelessness/continuum-care/
HUD Housing First Assessment available at:
https://www.hudexchange.info/resource/5294/housing-first-assessment-tool/
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Termination of Assistance
Must be consistent with Housing First
Must provide formal due process:◦ Written copy of program rules
◦ Written notice of reason for termination
◦ Review of the decision by someone other than the person or subordinate of the person who made or approved the termination decision
◦ Written notice of the final decision
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ReviewTo whom must the VAWA Notice of Occupancy Rights be provided?
Each adult applicant and tenant in PSH and RRH
In what circumstances can a provider ask for third-party documentation of domestic violence?
Only when there is conflicting evidence
How often is assessment required by HUD?Annually
Do educational rights apply only to projects serving families?
No – applies to children and young adults 18-24
?
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Income Verification & Rent Calculation
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County Requires Use of Rent Calculation Spreadsheets• RRH Rent Calculation Form available at:
https://publicassistance.arlingtonva.us/actionplan-homelessness/
• PSH Rent Calculation Form available at: https://publicassistance.arlingtonva.us/actionplan-homelessness/
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Program Participant Contributions Are Required for Rental Assistance
(except Rapid Re-housing)
• In Rental Assistance the lease must be between the participant and property owner
• Rent must be charged and may not exceed the highest of:
• 30 percent of the family’s monthly adjusted income;
• 10 percent of the family’s monthly income; or
• The portion of the family’s welfare assistance, if any, that is designated for housing costs.
• No minimum rents permitted
Rental Assistance – Participant Rent
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Utilities – Rental AssistanceIf tenant pays separately for utilities:
Contract Rent
Monthly Rent
Owed to Landlord
Monthly Allowance for Utilities
(except telephone)
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Utility allowance applied must match utilities for which tenant is responsible as specified in lease.
Leasing – Participant Rent Program participants in housing assisted with leasing funds may be required to pay an
occupancy charge.
• Lease is between service provider and property owner; occupancy agreement is between service provider and participant
• If occupancy charges are imposed, they may not exceed the highest of:
• 30 percent of the family’s monthly adjusted income;
• 10 percent of the family’s monthly gross income; or
• The portion of the family’s welfare assistance, if any, that is designated for housing costs.
• No minimum rents permitted
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Mandatory Annual Income Deductions•$480 for each dependent
•$400 for any elderly or disabled family (includes single adult). All CH tenants should receive.
•Reasonable child care expenses to enable work or education
•The sum of the following if it exceeds 3% of annual income - (only if elderly or disabled):• Unreimbursed medical expenses
• Unreimbursed reasonable attendant care and auxiliary apparatus expenses for each disabled member to the extent necessary to enable any family member to work (deduction cannot exceed earned income)
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Assistance Animals are NOT Pets
◦ “An assistance animal is not a pet. It is an animal that works, provides assistance or performs tasks for the benefit of a person with disabilities, or provides emotional support that alleviates one or more symptoms or effects of a person’s disability.” FHEO Notice 2013-01
◦ The costs associated with it are deductible as unreimbursed medical expenses to the extent that the costs are not covered by another funding source:
◦ Food
◦ Veterinary
Example – Joe’s Rent CalculationJoe is a single adult and lives in PSH. His income is $750, & his rent is $950 per month. He pays his own utilities. The PHA approved utility allowance for his unit is $125/month. He has no unreimbursed medical expenses.
Contract Rent: $950 + $125= $1075
Adjusted Income: ($750 * 12 - $400)/12) = $716
30% of Adjusted Income: $716*.3 = $214
Joe pays: Utilities & $214 - $125 = $89 for Rent
Subsidy pays: $950 - $89 = $861 to Landlord for Rent
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Example – Kristy’s Rent CalculationKristy lives in PSH. Her income is $220 & her rent is $600 per month. She pays her own utilities. The PHA approved utility allowance for her unit is $125/month.
Contract Rent: $600 + $125= $725
Adjusted Income: ($220 * 12 - $400)/12) = $187
30% of Adj Income: $187*.3 = $56
Kristy pays: $56 towards utilities
Subsidy pays: $125-56=$69 to Kristy or Utility Company &
$600 to Landlord for Rent
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What counts as income?All amounts that go to any family member not specifically excluded. Includes:
• Social Security, disability, pensions, death benefits
• Unemployment, worker’s compensation, severance
• Welfare assistance
• Alimony & child support
• Regular gifts
• Wages/Salary, Overtime, Tips, Commissions, Bonuses (full amount prior to deductions)
• Net income from business/profession
24 CFR 5.609: https://www.law.cornell.edu/cfr/text/24/5.609
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Common Examples of Income Excluded• Employment income for children under 18
• Temporary, non-recurring or sporadic income/gifts
• Payments for the care of foster children
• Lump sum additions to assets ▪ Inheritance, insurance payments, settlements, lottery
▪ Medical expense reimbursements
▪ Income of a live-in aide
▪ Student financial aid
▪ Resident service stipends (not to exceed $200/month)
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How are assets treated?• Assets up to $5,000 do not impact tenant rent.
• If assets are greater than $5K, income from assets is calculated based on the passbook savings rate (.06%).
• EXAMPLE: a participant receives an inheritance of $50,000 and puts that money into a savings account - calculate income as follows:• $50,000*.0006= $30/year
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Income Review & Documentation
• Must examine income initially and at least annually.
• Must include all household members.
• Adjustments to participant contribution toward rent must be made as changes in income are identified.
• Participant must agree to supply the information or documentation necessary to verify the program participant’s income.
• Retain proof of income and supporting documentation for deductions in participant files.
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Fluctuations in Income• If it is not feasible to anticipate annual income,
anticipate for a shorter period; re-determination required at the end of the period.• EXAMPLE: For a job with seasonal fluctuations in
hours, you might re-determine quarterly
• Amount of change in income that triggers a review is not specifically defined by HUD.
• Goal is to capture significant change
• For example: $50/month results in about $15 increase in rent
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Calculating Rent in Shared Housing• If the group presents as a family, then include each person in the household when
determining income - spreadsheet will calculate the household’s rent contribution.
• CoC project participants can also rent a room in a unit occupied by other people who are not a part of the family, including other people receiving CoC assistance and people not receiving CoC assistance.
• If there are multiple people living in the same unit getting CoC assistance and they are not part of the same family, calculate rent for each person separately.
• The rent for the entire unit must be under FMR.
• You must prorate the rent & utility allowance to reflect the portion of the unit occupied by the CoC participant.• For example, if it’s a 3 Bedroom and FMR is $1500 /month, then the CoC participant’s
prorated rent would be 1500/3=$500/month.
• In the example above, if the utility allowance was $90/month, the CoC participant’s prorated utility allowance would be 90/3=$30/month
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Calculating Rent in Shared Housing (2)Each CoC participant must have their own lease that reflects the prorated rent amount.
When a CoC participant is living with people who are not part of his/her family:
• Include only the CoC participant’s income in the rent calculation tool.
• Include only the prorated rent and prorated utility allowance in the rent calculation tool.
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Calculating Rent in RRHDiffers depending on subsidy type as defined in CAS policies
Bridge to Housing Grant is most common:
• Households pay 30-40% of adjusted income towards rent – guided by CAS recommendation.
• Follow HUD rules for utility allowance.
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ReviewIf a person’s grandmother sends him $50/month for groceries does that count as income?
Yes
If a person’s girlfriend gives her $100 for her birthday does that count as income?
No
Does the utility allowance cover 100% of utilities?
Not Usually – the utility allowance covers only the amount specified by the PHA.
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Housing RequirementsMUST BE COMPLETED PRIOR TO USE OF COC FUNDS
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Housing Quality Inspections• Inspection required prior to occupancy for housing
assisted through rental assistance or leasing
• Re-inspection required annually
• HUD Housing Quality Standards Checklisthttp://portal.hud.gov/hudportal/documents/huddoc?id=52580.pdf
• Be sure form is signed and dated and unit indicated matches lease.
• Acceptability criteria defined at:
https://www.hud.gov/sites/documents/DOC_11754.PDF
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Does the unit pass, if…One burner on the stove does not work?
No. All burners on the stove or range must work.
Unit has only a dorm size refrigerator?
Depends. Must be appropriate based on size of the family.
Unit has a tub but no shower?
Yes. Unit must have a shower or tub with hot and cold running water in operating condition.
Unit has 1 bedroom for a family of 3?
Depends. Unit must have at least one bedroom or living/sleeping room for every 2 persons. Other than very young children, children of opposite sex may not be required to share bedroom or sleeping area.
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Lead-based Paint• Applies to all assisted units constructed prior to 1978 and if
there will be a child under 6 years of age or a pregnant woman residing in the unit
• Units must be inspected to identify deteriorated paint ( i.e., chipping, cracking, chalking, damaged, separated from substrate).
• Staff conducting inspections should complete web-based training
• Document participant receipt of Lead Hazard Information Pamphlet
• TBRA must share data with local health department
• For more information see: http://www.hud.gov/offices/lead/training/visualassessment/h00100.cfm
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Rent Reasonableness• Required for units assisted with leasing or rental assistance funds:
• Must be reasonable based on comparable units in the community & may not exceed rents currently being charged by the same owner for comparable unassisted space:✓ Units assisted with rental assistance funds can exceed FMR within available project budget
✓ Units assisted with leasing funds cannot exceed FMR
• Must determine whether the rent charged is reasonable, taking into account the location, size, type, quality, amenities, facilities, and management and maintenance of each unit.
• Document 3 comparable units – rent for assisted unit must not be higher than comparables
• Sample “Rent Reasonableness Checklist and Certification” form:
www.hud.gov/offices/cpd/affordablehousing/library/forms/rentreasonablechecklist.doc
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Can a unit be used as a comparable, if…It’s a unit being subsidized for another participant?
No. You cannot use subsidized units as comparables.
It’s rent is higher than the assisted unit?
No. All three comparable units must have equal or less expensive rent than the comparable unit.
It has 2 bedrooms and the assisted unit is a 1BR?
No. Units must be comparable in size, location, quality, amenities, etc.
It has utilities included and the assisted unit does not?
No. Units must be comparable in size, location, quality, amenities, etc.
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Conflicts of Interest• Prohibits financial interests/benefit from assisted activity during
tenure with organization and one year following tenure. Applies to:✓ Staff✓ Person with whom the staff member has immediate family or
business ties✓ Board✓ Consultants
• Examples:
✓ May not lease units/structures owned by the recipient, subrecipient, their parent organization(s), a staff or board member relative, or business associate
✓ Owner of a unit or his/her subordinate may not conduct HQS, rent reasonableness, or lead-based paint visual inspection.
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Is it a conflict of interest, if…A former Board member offers to provide legal services at a reduced rate?
Depends. If it has been less than one year since tenure, Yes.
An employee owns a small business, and her business partner rents units at a great rate to participants?
Yes. Person with whom an employee has business ties may not benefit financially.
A subsidiary of the recipient agency owns the building, and an agency employee does HQS?
Yes. Agency must hire an independent entity for HQS.
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Leases & Occupancy agreements• Permanent housing must have an initial one year
agreement.
• Transitional must have at least a monthly agreement.
• Rental assistance projects must have leases between the program participant and the landowner or sublessor.
• Leasing projects must have a lease between the recipient or subrecipient and the landowner.
• Agreement/lease should provide formal due process rights and be consistent with housing first principles.
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Environmental Review (ER)
All CoC projects are required to complete an ER and update every 5 years.
See flow chart handout to determine level of review required
for your project.
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Environmental Review (ER)
o Assesses the potential environmental impacts of a project o If ER not present, HUD can issue a finding or recapture fundso ER documentation required for current units & new housing units
coming on-line. o Contact the community development officials in your community
who can help you with inspectors and/or responsible entities
Resources:o https://www.hudexchange.info/environmental-review/
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Other Requirements
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Managing sub-recipientsRecipient must:
• Have a signed agreement with all sub-recipients requiring project operation in accordance with the CoC Program Interim Rule
• Monitor sub-recipients at least annually
• Retain documentation of monitoring and sanctions, including findings and corrective actions required
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Other Administrative Requirements
• Drawdown at least quarterly
• Submit APR within 90 days of grant expiration
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Tips and Resources
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Tips for Success
• Use resources provided on handout.
• Include supervisory review of eligibility documentation as part of the standard intake process.
• Use DHS Rent Calculation Spreadsheet
• Review files for compliance at least annually.
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CQI Plans (Renewal Evaluation Bonus Points)
To receive bonus points, plan must include:
• What each person is responsible for to ensure that the project is:✓ Reviewing all relevant types of outcome data at least quarterly
✓ Assessing opportunities to strengthen project outcomes
✓ Planning programmatic adjustments to improve project effectiveness
✓ Monitoring implementation and results of those adjustments to determine if they worked to improve outcomes.
• When each is responsible for taking those actions
• Responsibilities of executive, supervisory, and line staff
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CQI Plan Example – Reducing negative exits
• Project director reviews current caseload and all exits quarterly to identify participants that exited to or are at-risk of exiting to streets, shelter or unknown locations.
• Project director leads a quarterly discussion with all project supervisory and line staff to plan interventions to reduce negative exits and discuss the extent to which interventions planned last quarter were effective.
• Supervisor documents decisions and next steps and works with case managers to implement.
• Case managers report on progress during bi-weekly team case conferences. Supervisor helps team make adjustments to the planned interventions as needed.
• Project director reports quarterly to Chief Program Officer on accomplishments, upcoming plans and any challenges encountered or anticipated.
• Chief Program Officer leads semi-annual Executive Team discussions of actual performance against performance targets.
• Executive Team is responsible for making changes as necessary to agency policies, staffing patterns, staff training/support, and other resources to support performance improvement.
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ResourcesCoC Interim Rule:
https://www.hudexchange.info/resource/2033/hearth-coc-program-interim-rule/
COC Program Frequently Asked Questions:
https://www.hudexchange.info/coc/faqs/
Ask HUD a Question:
https://www.hudexchange.info/program-support/my-question/
Arlington CoC Policies:
https://publicassistance.arlingtonva.us/actionplan-homelessness/continuum-care/
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Wrap-up & EvaluationsTHANKS FOR PARTICIPATING!
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HI TeamSuzanne Wagner
Howard Burchman
Andrea White
Lauren Pareti
Myles Wensek
Liz Isaacs
Shannon Quinn-Sheeran
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