approche intégrée en matière de votes par procuration 199 ... · approche intégrée en matière...
TRANSCRIPT
Approche intégrée en matière de votes parprocurationNous sommes des investisseurs à long terme, notre période moyenne dedétention des titres étant d’au moins 7 ans. Nous estimons qu’une gestionforte et éthique, ainsi qu’une bonne gouvernance sont les moteurs de lacréation de valeur à long terme en entreprise. Notre processus de vote parprocuration est unique en son genre et reflète l’importance que nousaccordons à notre rôle de gestionnaire du capital de nos clients.
Caractéristiques clés de notre processus :
• Les analystes de recherche en actions se chargent d’examiner et derecommander tous les votes par procuration;
• chaque demande de vote est discutée avec le comité de stratégied’investissement (CSI);
• les décisions sont prises par les professionnels de l’investissement;
• les interventions, le cas échéant, sont dirigées par les analystes derecherche.
SOMMAIRE DES VOTES PAR PROCURATIONJUILLET 2018 – JUIN 2019
MONTRÉAL | TORONTO | CALGARY | VANCOUVER | NEW YORK www.jflglobal.com
Nous privilégions un dialogue actif avec la direction et, s’il le faut, le conseil d’administration, afin d’améliorer lagouvernance et les pratiques d’affaires en entreprise. Pour cette raison, nous sommes souvent considérés comme unactionnaire digne de confiance auprès duquel les directions d’entreprise cherchent conseil. Cette situation comportedeux avantages importants. Premièrement, elle augmente notre capacité d’influencer des changements au fil dutemps. Deuxièmement, elle permet une plus profonde intégration des facteurs ESG dans notre processusd’investissement.
Nombre total d’assemblées oùun vote a été déposé :
199
Nombre total de pays où unvote a été déposé :
31
Nombre total des propositionset points à l’ordre du jourétudiés :
2 436
Vous trouverez, à la suite de ce sommaire, un compte rendu complet de nos votes par procuration de la période.
0%
10%
20%
30%
40%
50%
15.4%
49.8%
33.3%
Total des votes opposésà la direction
Assemblée où au moins un vote a été différent des recommandations de la
direction
Appui aux propositions des
actionnaires
Pourcentage du total des votes qui diffère des recommandations de la direction
VOTES PAR PROCURATIONJUILLET 2018 – JUIN 2019
VOTES PAR PROCURATION JUILLET 2018 – JUIN 2019
ObservationsComme nous cherchons avant tout à bâtir des portefeuilles concentrés constitués d’entreprises de grande qualité, lafréquence avec laquelle nous votons contre la direction peut sembler élevée à première vue. Typiquement, le point clésur lequel notre vote s’écarte des recommandations de la direction concerne la conciliation entre la rémunération et lacréation de valeur à long terme pour les actionnaires. Par exemple, nous contesterons l’élection des membres ducomité de rémunération, lorsque nous jugeons que la rémunération est excessive ou se concilie mal avec la créationde valeur à long terme. À preuve que notre intervention à long terme en matière de rémunération donne des résultats,les entreprises de nos portefeuilles utilisent moins d’options et plus d’unités d’actions assujetties à la performance.
Selon nous, la rémunération de la direction et des administrateurs est un aspect crucial de la gouvernanced’entreprise. Les décisions salariales sont un des moyens les plus directs et visibles permettant aux actionnairesd’évaluer le rendement du conseil d’administration. Les conseils doivent trouver un équilibre entre les régimes derémunération requis pour attirer, retenir et motiver des cadres compétents et une utilisation efficace du capital au seinde l’entreprise. Une rémunération excessive réduit la valeur actionnariale. Les conseils devraient aussi chercher àconcilier les intérêts de la direction et des administrateurs par des ententes de rémunération liées au succès à longterme de l’entreprise.
Propositions des actionnaires
Comme le décrit notre Politique de vote par procuration, nous adoptons une approche fondée sur des principes plutôtque des règles, afin d’évaluer les propositions d’actionnaire. Au lieu de prescrire des gestes spécifiques, nousfavorisons les propositions visant à susciter la responsabilisation et à créer des mécanismes de rétroaction sur dessujets importants pour notre thèse d’investissement. En 2019, nous avons appuyé 33 % des propositionsd’actionnaire, une proportion similaire à celle de 2018 (35 %).
Nos votes antérieurs témoignent de notre approche réfléchie et axée sur des principes, qui s’appuie sur le savoirapprofondi de nos analystes au sujet des entreprises de nos portefeuilles, pour évaluer avec soin les méritesspécifiques de chaque proposition. Nous adhérerons à une proposition bien rédigée qui inclut un appel à l’action oudes divulgations qui sont de nature non exclusive et qui influent sur notre thèse d’investissement et notre évaluationde la résilience à long terme d’une entreprise.
Exemples :
• Nous avons appuyé une résolution d’actionnaire demandant à Oracle de faire rapport sur l’écart derémunération entre les genres au sein de son personnel parce que l’entreprise, à notre avis, accusait un retardsur ses homologues pour ce qui est de résoudre les disparités salariales entre les sexes, ce qui pourraitconstituer un désavantage concurrentiel pour Oracle en matière de recrutement et de rétention des employés.
• Cependant, nous avons rejeté une proposition similaire visant Alphabet parce que l’entreprise applique déjà unesolide approche en matière d’écarts salariaux en exploitant ses compétences de pointe en IA pour déceler etcorriger ses cas de partialité salariale et en publiant ces résultats annuellement. Par ailleurs, nous avons appuyéune autre proposition d’actionnaire demandant à Alphabet d’évaluer la faisabilité d’inclure la durabilité commecritère de rendement pour rémunérer ses cadres supérieurs du fait qu’Alphabet n’utilise pas de paramètres derendement dans sa structure de rémunération. Une telle mesure, notamment à cause de l’importance croissantedes questions sociales pour l’entreprise, serait un pas vers un régime de rémunération plus sophistiqué axé surdes objectifs clairs.
• Nous avons appuyé une proposition invitant Chevron à faire rapport sur ses plans de réduction de sonempreinte carbone pour conformer celle-ci aux objectifs de l’Accord de Paris parce que, selon nous,l’entreprise présente des lacunes en matière de divulgation et qu’un tel rapport fournirait des renseignementsimportants qui éclaireront les décisions d’investissement.
• Par contre, nous avons rejeté une proposition demandant à Shell d’établir et de publier des cibles liées auxémissions de GES parce que l’entreprise fixe déjà des cibles robustes et détaillées et est à la fine pointe de sonindustrie en matière de divulgation et de politiques.
VOTES PAR PROCURATIONJUILLET 2018 – JUIN 2019
Ce document a été préparé par Jarislowsky, Fraser Limitée (JFL) et est fourni uniquement à des fins d’information; il ne vise pas à prodiguer des conseils en investissement,dans le domaine juridique ou en fiscalité ni des conseils personnalisés en matière d’investissement. Toutes les opinions et estimations contenues dans ce rapportreprésentent le point de vue de JFL au moment de sa rédaction et sont fournies de bonne foi. Les données, faits et opinions présentés dans ce document pourront tous êtremodifiés sans avis. L’utilisation de la dénomination sociale Jarislowsky, Fraser Limitée de même que la copie ou redistribution de quelque renseignement contenu dans cerapport ne sont permises en aucun cas sans l’autorisation préalable écrite de JFL.
• Dans certains cas, même si nous étions d’accord avec l’intention générale d’une proposition d’actionnaire, nousn’avons pas cru qu’elle était rédigée comme il le fallait pour atteindre le but visé. Par exemple, nous avons jugéqu’une proposition d’actionnaire invitant Restaurant Brands International (RBI) à faire rapport sur ses normes etexigences minimales liées aux pratiques d’emploi ne tenait pas compte comme il se doit des incidencesjuridiques ou de l’application pratique qu’elle pourrait avoir relativement à un modèle opérationnel de franchise.Nous avons plutôt pris contact avec RBI pour proposer une approche fondée sur des principes qui répond mieuxaux réalités du modèle de création de valeur de l’entreprise. La direction a fait preuve d’ouverture et nouspoursuivrons nos démarches à ce sujet.
VOTES PAR PROCURATION JUILLET 2018 – JUIN 2019VOTES PAR PROCURATIONJUILLET 2018 – JUIN 2019
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Computer Modelling Group Ltd.
Meeting Date: 07/12/2018
Record Date: 05/23/2018
Country: Canada
Ticker: CMG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForFix Number of Directors at Eight 1
Mgmt WithholdForElect Director Judith J. Athaide 2.1
Mgmt ForForElect Director Kenneth M. Dedeluk 2.2
Mgmt ForForElect Director Christopher L. Fong 2.3
Mgmt WithholdForElect Director Patrick R. Jamieson 2.4
Mgmt WithholdForElect Director Peter H. Kinash 2.5
Mgmt ForForElect Director Ryan N. Schneider 2.6
Mgmt ForForElect Director Robert F. M. Smith 2.7
Mgmt WithholdForElect Director John B. Zaozirny 2.8
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForApprove Shareholder Rights Plan 4
Zee Entertainment Enterprises Ltd.
Meeting Date: 07/17/2018
Record Date: 07/10/2018
Country: India
Ticker: ZEEL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Dividend on Preference Shares 2
Mgmt ForForApprove Dividend on Equity Shares 3
Mgmt AgainstForReelect Ashok Kurien as Director 4
Mgmt ForForApprove Remuneration of Cost Auditors 5
Mgmt ForForReelect Adesh Kumar Gupta as Director 6
Mgmt AgainstForApprove Reappointment and Remuneration of Amit Goenka as Chief Executive Officer
7
Ce rapport est présenté dans l'ordre chronologique par date de réunion.
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Nutrien Ltd.
Meeting Date: 07/19/2018
Record Date: 06/06/2018
Country: Canada
Ticker: NTR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christopher M. Burley Mgmt For For
Mgmt ForForElect Director Maura J. Clark 1.2
Mgmt ForForElect Director John W. Estey 1.3
Mgmt ForForElect Director David C. Everitt 1.4
Mgmt ForForElect Director Russell K. Girling 1.5
Mgmt ForForElect Director Gerald W. Grandey 1.6
Mgmt ForForElect Director Miranda C. Hubbs 1.7
Mgmt ForForElect Director Alice D. Laberge 1.8
Mgmt ForForElect Director Consuelo E. Madere 1.9
Mgmt ForForElect Director Charles "Chuck" V. Magro 1.10
Mgmt ForForElect Director Keith G. Martell 1.11
Mgmt ForForElect Director A. Anne McLellan 1.12
Mgmt ForForElect Director Derek G. Pannell 1.13
Mgmt ForForElect Director Aaron W. Regent 1.14
Mgmt ForForElect Director Mayo M. Schmidt 1.15
Mgmt ForForElect Director Jochen E. Tilk 1.16
Mgmt ForForApprove Re-appointment of KPMG LLP as Auditors
2
Mgmt AgainstForApprove Stock Option Plan and Grant of Stock Options
3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
Vodafone Group Plc
Meeting Date: 07/27/2018
Record Date: 07/25/2018
Country: United Kingdom
Ticker: VOD
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Vodafone Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForElect Michel Demare as Director 2
Mgmt ForForElect Margherita Della Valle as Director 3
Mgmt ForForRe-elect Gerard Kleisterlee as Director 4
Mgmt ForForRe-elect Vittorio Colao as Director 5
Mgmt ForForRe-elect Nick Read as Director 6
Mgmt ForForRe-elect Sir Crispin Davis as Director 7
Mgmt ForForRe-elect Dame Clara Furse as Director 8
Mgmt ForForRe-elect Valerie Gooding as Director 9
Mgmt ForForRe-elect Renee James as Director 10
Mgmt ForForRe-elect Samuel Jonah as Director 11
Mgmt ForForRe-elect Maria Amparo Moraleda Martinez as Director
12
Mgmt ForForRe-elect David Nish as Director 13
Mgmt ForForApprove Final Dividend 14
Mgmt ForForApprove Remuneration Report 15
Mgmt ForForReappoint PricewaterhouseCoopers LLP as Auditors
16
Mgmt ForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
17
Mgmt AgainstForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForAuthorise EU Political Donations and Expenditure
22
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
23
Mgmt ForForApprove Sharesave Plan 24
Mgmt ForForAdopt New Articles of Association 25
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Housing Development Finance Corp. Ltd.
Meeting Date: 07/30/2018
Record Date: 07/23/2018
Country: India
Ticker: 500010
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForAccept Consolidated Financial Statements and Statutory Reports
1b
Mgmt ForForConfirm Interim Dividend and Declare Final Dividend
2
Mgmt ForForElect Upendra Kumar Sinha as Director 3
Mgmt ForForElect Jalaj Ashwin Dani as Director 4
Mgmt AgainstForReelect B. S. Mehta as Independent Director 5
Mgmt AgainstForReelect Bimal Jalan as Independent Director 6
Mgmt ForForReelect J. J. Irani as Independent Director 7
Mgmt ForForReelect Deepak S. Parekh as Non-executive Director
8
Mgmt ForForApprove Issuance of Non-Convertible Debentures on Private Placement Basis
9
Mgmt ForForApprove Related Party Transactions with HDFC Bank Limited
10
Mgmt ForForApprove Increase in Borrowing Powers 11
Mgmt ForForApprove Reappointment and Remuneration of Keki M. Mistry as Vice Chairman & Chief Executive Officer
12
Tata Consultancy Services Ltd.
Meeting Date: 08/04/2018
Record Date: 06/15/2018
Country: India
Ticker: TCS
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForApprove Buy Back of Equity Shares 1
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Odontoprev S.A.
Meeting Date: 08/06/2018
Record Date:
Country: Brazil
Ticker: ODPV3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Odonto System Planos Odontologicos Ltda.
Mgmt For For
Saputo Inc.
Meeting Date: 08/07/2018
Record Date: 06/21/2018
Country: Canada
Ticker: SAP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lino A. Saputo, Jr. Mgmt For For
Mgmt ForForElect Director Louis-Philippe Carriere 1.2
Mgmt ForForElect Director Henry E. Demone 1.3
Mgmt ForForElect Director Anthony M. Fata 1.4
Mgmt ForForElect Director Annalisa King 1.5
Mgmt ForForElect Director Karen Kinsley 1.6
Mgmt ForForElect Director Tony Meti 1.7
Mgmt ForForElect Director Diane Nyisztor 1.8
Mgmt ForForElect Director Franziska Ruf 1.9
Mgmt ForForElect Director Annette Verschuren 1.10
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
MgmtShareholder Proposal
SH AgainstAgainstSP 1: Disclosure on Human Rights Risk Assessment
3
CA, Inc.
Meeting Date: 08/08/2018
Record Date: 06/11/2018
Country: USA
Ticker: CA
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
CA, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jens Alder Mgmt For For
Mgmt ForForElect Director Nancy A. Altobello 1.2
Mgmt ForForElect Director Raymond J. Bromark 1.3
Mgmt ForForElect Director Michael P. Gregoire 1.4
Mgmt ForForElect Director Jean M. Hobby 1.5
Mgmt ForForElect Director Rohit Kapoor 1.6
Mgmt ForForElect Director Jeffrey G. Katz 1.7
Mgmt ForForElect Director Kay Koplovitz 1.8
Mgmt ForForElect Director Christopher B. Lofgren 1.9
Mgmt ForForElect Director Richard Sulpizio 1.10
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tsuruha Holdings Inc.
Meeting Date: 08/10/2018
Record Date: 05/15/2018
Country: Japan
Ticker: 3391
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Tsuruha, Tatsuru Mgmt For For
Mgmt AgainstForElect Director Horikawa, Masashi 1.2
Mgmt AgainstForElect Director Tsuruha, Jun 1.3
Mgmt AgainstForElect Director Goto, Teruaki 1.4
Mgmt AgainstForElect Director Abe, Mitsunobu 1.5
Mgmt AgainstForElect Director Kijima, Keisuke 1.6
Mgmt AgainstForElect Director Mitsuhashi, Shinya 1.7
Mgmt AgainstForElect Director Aoki, Keisei 1.8
Mgmt ForForElect Director Okada, Motoya 1.9
Mgmt AgainstForElect Director Yamada, Eiji 1.10
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Tsuruha Holdings Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForElect Director Ogawa, Hisaya 1.11
Mgmt ForForAppoint Statutory Auditor Sakai, Jun 2.1
Mgmt ForForAppoint Statutory Auditor Ofune, Masahiro 2.2
Mgmt ForForApprove Stock Option Plan 3
CAE Inc.
Meeting Date: 08/14/2018
Record Date: 06/15/2018
Country: Canada
Ticker: CAE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Margaret S. (Peg) Billson Mgmt For For
Mgmt ForForElect Director Michael M. Fortier 1.2
Mgmt ForForElect Director Alan N. MacGibbon 1.3
Mgmt ForForElect Director John P. Manley 1.4
Mgmt ForForElect Director Francois Olivier 1.5
Mgmt ForForElect Director Marc Parent 1.6
Mgmt ForForElect Director Michael E. Roach 1.7
Mgmt ForForElect Director Norton A. Schwartz 1.8
Mgmt ForForElect Director Andrew J. Stevens 1.9
Mgmt ForForElect Director Katharine B. Stevenson 1.10
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForApprove Shareholder Rights Plan 4
S.A.C.I. Falabella SA
Meeting Date: 08/20/2018
Record Date: 08/13/2018
Country: Chile
Ticker: FALABELLA
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
S.A.C.I. Falabella SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Authorize Increase in Share Capital via Issuance of 84.33 Million Shares; Amend Article 5 and Transitory Article; Approve Registration of New Shares with CMF and Santiago Stock Exchange; Approve Private Offering to Qualified Investors in US
Mgmt For For
Mgmt ForForAuthorize Board to Set Final Price of New Shares
2
Mgmt AgainstForApprove Sale of Shares 3
MgmtReceive Report on Related-Party Transaction with Sociedad e Inversiones Los Olivos SA Re: Cooperation Agreement (Convenio de Colaboracion)
4
Mgmt ForForGrant Powers to Board to Carry out Necessary Activities to Materialize Capital Increase and Placing of Shares
5
Larsen & Toubro Ltd.
Meeting Date: 08/23/2018
Record Date: 08/16/2018
Country: India
Ticker: 500510
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Dividend 2
Mgmt ForForReelect Subramanian Sarma as Director 3
Mgmt AgainstForReelect Sunita Sharma as Director 4
Mgmt AgainstForReelect A.M Naik as Director 5
Mgmt ForForReelect D.K Sen as Director 6
Mgmt ForForElect Hemant Bhargava as Director 7
Mgmt ForForReelect A.M Naik as Non-Executive Director 8
Mgmt ForForApprove Remuneration of A.M Naik as Non-Executive Director
9
Mgmt ForForApprove Issuance of Secure/Unsecured Redeemable Non-Convertible Debentures on Private Placement Basis
10
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Larsen & Toubro Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration of Cost Auditors 11
UPL Ltd.
Meeting Date: 08/23/2018
Record Date: 08/16/2018
Country: India
Ticker: 512070
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Dividend on Equity Shares and Preferences Shares
2
Mgmt ForForReelect Vikram Rajnikant Shroff as Director 3
Mgmt ForForReelect Arun Chandrasen Ashar as Director 4
Mgmt ForForApprove Remuneration of Cost Auditors 5
Mgmt ForForApprove Issuance of Non-Convertible Debentures on Private Placement Basis
6
Mgmt ForForApprove Re-appointment and Remuneration of Rajnikant Devidas Shroff as Chairman and Managing Director
7
Mgmt AgainstForApprove Re-appointment and Remuneration of Arun Chandrasen Ashar as Whole-time Director Designated as Director - Finance
8
Naspers Ltd.
Meeting Date: 08/24/2018
Record Date: 08/17/2018
Country: South Africa
Ticker: NPN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2018
1
Mgmt ForForApprove Dividends for N Ordinary and A Ordinary Shares
2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Naspers Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor
3
Mgmt ForForRe-elect Mark Sorour as Director 4
Mgmt ForForRe-elect Craig Enenstein as Director 5.1
Mgmt ForForRe-elect Don Eriksson as Director 5.2
Mgmt ForForRe-elect Hendrik du Toit as Director 5.3
Mgmt ForForRe-elect Guijin Liu as Director 5.4
Mgmt ForForRe-elect Roberto Oliveira de Lima as Director 5.5
Mgmt ForForRe-elect Don Eriksson as Member of the Audit Committee
6.1
Mgmt ForForRe-elect Ben van der Ross as Member of the Audit Committee
6.2
Mgmt ForForRe-elect Rachel Jafta as Member of the Audit Committee
6.3
Mgmt AgainstForApprove Remuneration Policy 7
Mgmt AgainstForApprove Implementation of the Remuneration Policy
8
Mgmt AgainstForPlace Authorised but Unissued Shares under Control of Directors
9
Mgmt AgainstForAuthorise Board to Issue Shares for Cash 10
Mgmt ForForAuthorise Ratification of Approved Resolutions
11
MgmtSpecial Resolutions
Mgmt ForForApprove Fees of the Board Chairman 1.1
Mgmt ForForApprove Fees of the Board Member 1.2
Mgmt ForForApprove Fees of the Audit Committee Chairman
1.3
Mgmt ForForApprove Fees of the Audit Committee Member
1.4
Mgmt ForForApprove Fees of the Risk Committee Chairman
1.5
Mgmt ForForApprove Fees of the Risk Committee Member 1.6
Mgmt ForForApprove Fees of the Human Resources and Remuneration Committee Chairman
1.7
Mgmt ForForApprove Fees of the Human Resources and Remuneration Committee Member
1.8
Mgmt ForForApprove Fees of the Nomination Committee Chairman
1.9
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Naspers Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Fees of the Nomination Committee Member
1.10
Mgmt ForForApprove Fees of the Social and Ethics Committee Chairman
1.11
Mgmt ForForApprove Fees of the Social and Ethics Committee Member
1.12
Mgmt ForForApprove Fees of the Trustees of Group Share Schemes/Other Personnel Funds
1.13
Mgmt ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
2
Mgmt ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3
Mgmt ForForAuthorise Repurchase of N Ordinary Shares 4
Mgmt AgainstForAuthorise Repurchase of A Ordinary Shares 5
TravelSky Technology Ltd.
Meeting Date: 08/29/2018
Record Date: 07/27/2018
Country: China
Ticker: 696
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Tang Bing as Director, Authorize Board to Fix His Remuneration, and Approve Termination of the Office of Li Yangmin as Director
Mgmt For Against
Mgmt AgainstForElect Han Wensheng as Director, Authorize Board to Fix His Remuneration, and Approve Termination of the Office of Yuan Xin'an as Director
2
Open Text Corp.
Meeting Date: 09/05/2018
Record Date: 08/03/2018
Country: Canada
Ticker: OTEX
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director P. Thomas Jenkins Mgmt For For
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Open Text Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Mark J. Barrenechea 1.2
Mgmt ForForElect Director Randy Fowlie 1.3
Mgmt ForForElect Director David Fraser 1.4
Mgmt ForForElect Director Gail E. Hamilton 1.5
Mgmt ForForElect Director Stephen J. Sadler 1.6
Mgmt ForForElect Director Harmit Singh 1.7
Mgmt ForForElect Director Michael Slaunwhite 1.8
Mgmt ForForElect Director Katharine B. Stevenson 1.9
Mgmt ForForElect Director Carl Jurgen Tinggren 1.10
Mgmt ForForElect Director Deborah Weinstein 1.11
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Pt Jasa Marga (Persero) Tbk
Meeting Date: 09/05/2018
Record Date: 08/13/2018
Country: Indonesia
Ticker: JSMR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Exposure and Evaluation of First Semester Performance 2018
SH None For
SH AgainstNoneApprove Changes in Board of Company 2
TECSYS, Inc.
Meeting Date: 09/06/2018
Record Date: 07/24/2018
Country: Canada
Ticker: TCS
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frank J. Bergandi Mgmt For For
Mgmt ForForElect Director David Brereton 1.2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
TECSYS, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Peter Brereton 1.3
Mgmt WithholdForElect Director Vernon Lobo 1.4
Mgmt WithholdForElect Director Steve Sasser 1.5
Mgmt ForForElect Director David Wayland 1.6
Mgmt WithholdForElect Director John Ensign 1.7
Mgmt ForForElect Director David Booth 1.8
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForApprove Stock Option Plan 3
CA, Inc.
Meeting Date: 09/12/2018
Record Date: 08/09/2018
Country: USA
Ticker: CA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For
Mgmt ForForAdjourn Meeting 2
Mgmt ForForAdvisory Vote on Golden Parachutes 3
Empire Co. Ltd.
Meeting Date: 09/13/2018
Record Date: 07/23/2018
Country: Canada
Ticker: EMP.A
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Non-Voting Shareholders Mgmt
Mgmt ForForAdvisory Vote on Executive Compensation Approach
1
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Patterson Cos., Inc.
Meeting Date: 09/17/2018
Record Date: 07/20/2018
Country: USA
Ticker: PDCO
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director John D. Buck Mgmt For Against
Mgmt AgainstForElect Director Alex N. Blanco 1b
Mgmt ForForElect Director Jody H. Feragen 1c
Mgmt ForForElect Director Robert C. Frenzel 1d
Mgmt AgainstForElect Director Francis (Fran) J. Malecha 1e
Mgmt AgainstForElect Director Ellen A. Rudnick 1f
Mgmt AgainstForElect Director Neil A. Schrimsher 1g
Mgmt ForForElect Director Mark S. Walchirk 1h
Mgmt ForForElect Director James W. Wiltz 1i
Mgmt AgainstForAmend Omnibus Stock Plan 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForRatify Ernst & Young LLP as Auditors 4
Alimentation Couche-Tard, Inc.
Meeting Date: 09/20/2018
Record Date: 07/23/2018
Country: Canada
Ticker: ATD.B
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
Mgmt
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
1
Mgmt ForForElect Director Alain Bouchard 2.1
Mgmt ForForElect Director Melanie Kau 2.2
Mgmt ForForElect Director Nathalie Bourque 2.3
Mgmt ForForElect Director Eric Boyko 2.4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Alimentation Couche-Tard, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Jacques D'Amours 2.5
Mgmt ForForElect Director Jean Elie 2.6
Mgmt ForForElect Director Richard Fortin 2.7
Mgmt ForForElect Director Brian Hannasch 2.8
Mgmt ForForElect Director Monique F. Leroux 2.9
Mgmt ForForElect Director Real Plourde 2.10
Mgmt ForForElect Director Daniel Rabinowicz 2.11
MgmtShareholder Proposals
SH ForAgainstSP 1: Advisory Vote to Ratify The Five Highest Paid Executive Officers' Compensation
3
SH ForAgainstSP 2: Separate Disclosure of Voting Results by Class of Shares
4
SH ForAgainstSP 3: Conduct an Accountability Exercise on Environmental and Social Issues
5
Diageo plc
Meeting Date: 09/20/2018
Record Date: 09/18/2018
Country: United Kingdom
Ticker: DGE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Final Dividend 3
Mgmt ForForElect Susan Kilsby as Director 4
Mgmt ForForRe-elect Lord Davies of Abersoch as Director 5
Mgmt ForForRe-elect Javier Ferran as Director 6
Mgmt ForForRe-elect Ho KwonPing as Director 7
Mgmt ForForRe-elect Nicola Mendelsohn as Director 8
Mgmt ForForRe-elect Ivan Menezes as Director 9
Mgmt ForForRe-elect Kathryn Mikells as Director 10
Mgmt ForForRe-elect Alan Stewart as Director 11
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Diageo plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
Mgmt ForForAuthorise EU Political Donations and Expenditure
14
Mgmt AgainstForAuthorise Issue of Equity with Pre-emptive Rights
15
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForAdopt New Articles of Association 18
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Larsen & Toubro Ltd.
Meeting Date: 10/01/2018
Record Date: 08/24/2018
Country: India
Ticker: 500510
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForApprove Buy Back of Equity Shares 1
Procter & Gamble Co.
Meeting Date: 10/09/2018
Record Date: 08/10/2018
Country: USA
Ticker: PG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake Mgmt For For
Mgmt ForForElect Director Angela F. Braly 1b
Mgmt ForForElect Director Amy L. Chang 1c
Mgmt AgainstForElect Director Kenneth I. Chenault 1d
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Procter & Gamble Co.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForElect Director Scott D. Cook 1e
Mgmt AgainstForElect Director Joseph Jimenez 1f
Mgmt AgainstForElect Director Terry J. Lundgren 1g
Mgmt AgainstForElect Director W. James McNerney, Jr. 1h
Mgmt ForForElect Director Nelson Peltz 1i
Mgmt ForForElect Director David S. Taylor 1j
Mgmt AgainstForElect Director Margaret C. Whitman 1k
Mgmt ForForElect Director Patricia A. Woertz 1l
Mgmt ForForElect Director Ernesto Zedillo 1m
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Amcor Ltd.
Meeting Date: 10/11/2018
Record Date: 10/09/2018
Country: Australia
Ticker: AMC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2a Elect Graeme Liebelt as Director Mgmt For For
Mgmt ForForElect Jeremy Sutcliffe as Director 2b
Mgmt ForForApprove Grant of Options and Performance Shares to Ron Delia
3
Mgmt ForForApprove Grant of Share Rights to Ron Delia 4
Mgmt ForForApprove the Remuneration Report 5
Loblaw Cos. Ltd.
Meeting Date: 10/18/2018
Record Date: 09/17/2018
Country: Canada
Ticker: L
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Loblaw Cos. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Out Mgmt For For
The TJX Cos., Inc.
Meeting Date: 10/22/2018
Record Date: 09/27/2018
Country: USA
Ticker: TJX
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Stock Mgmt For For
Alibaba Group Holding Ltd.
Meeting Date: 10/31/2018
Record Date: 08/24/2018
Country: Cayman Islands
Ticker: BABA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt AgainstForElect Joseph C. Tsai as Director 1.1
Mgmt AgainstForElect J. Michael Evans as Director 1.2
Mgmt AgainstForElect Eric Xiandong Jing as Director 1.3
Mgmt ForForElect Borje E. Ekholm as Director 1.4
Mgmt ForForRatify PricewaterhouseCoopers as Auditors 2
Jardine Lloyd Thompson Group Plc
Meeting Date: 11/07/2018
Record Date: 11/05/2018
Country: United Kingdom
Ticker: JLT
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Jardine Lloyd Thompson Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Cash Acquisition of Jardine Lloyd Thompson Group plc by MMC Treasury Holdings (UK) Limited
Mgmt For For
Jardine Lloyd Thompson Group Plc
Meeting Date: 11/07/2018
Record Date: 11/05/2018
Country: United Kingdom
Ticker: JLT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForForApprove Scheme of Arrangement 1
Oracle Corp.
Meeting Date: 11/14/2018
Record Date: 09/17/2018
Country: USA
Ticker: ORCL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For Withhold
Mgmt ForForElect Director Michael J. Boskin 1.2
Mgmt ForForElect Director Safra A. Catz 1.3
Mgmt WithholdForElect Director Bruce R. Chizen 1.4
Mgmt WithholdForElect Director George H. Conrades 1.5
Mgmt ForForElect Director Lawrence J. Ellison 1.6
Mgmt ForForElect Director Hector Garcia-Molina 1.7
Mgmt ForForElect Director Jeffrey O. Henley 1.8
Mgmt ForForElect Director Mark V. Hurd 1.9
Mgmt ForForElect Director Renee J. James 1.10
Mgmt ForForElect Director Charles W. Moorman, IV 1.11
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Oracle Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt WithholdForElect Director Leon E. Panetta 1.12
Mgmt ForForElect Director William G. Parrett 1.13
Mgmt WithholdForElect Director Naomi O. Seligman 1.14
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
SH ForAgainstReport on Gender Pay Gap 4
SH ForAgainstReport on Political Contributions 5
SH ForAgainstReport on Lobbying Payments and Policy 6
SH ForAgainstRequire Independent Board Chairman 7
Thomson Reuters Corp.
Meeting Date: 11/19/2018
Record Date: 10/18/2018
Country: Canada
Ticker: TRI
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Return of Capital and Stock Consolidation
Mgmt For For
Microsoft Corp.
Meeting Date: 11/28/2018
Record Date: 09/26/2018
Country: USA
Ticker: MSFT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, III Mgmt For For
Mgmt ForForElect Director Reid G. Hoffman 1.2
Mgmt ForForElect Director Hugh F. Johnston 1.3
Mgmt ForForElect Director Teri L. List-Stoll 1.4
Mgmt ForForElect Director Satya Nadella 1.5
Mgmt ForForElect Director Charles H. Noski 1.6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Microsoft Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Helmut Panke 1.7
Mgmt ForForElect Director Sandra E. Peterson 1.8
Mgmt ForForElect Director Penny S. Pritzker 1.9
Mgmt ForForElect Director Charles W. Scharf 1.10
Mgmt ForForElect Director Arne M. Sorenson 1.11
Mgmt ForForElect Director John W. Stanton 1.12
Mgmt ForForElect Director John W. Thompson 1.13
Mgmt ForForElect Director Padmasree Warrior 1.14
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
Medtronic Plc
Meeting Date: 12/07/2018
Record Date: 10/09/2018
Country: Ireland
Ticker: MDT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Director Richard H. Anderson Mgmt For Against
Mgmt AgainstForElect Director Craig Arnold 1b
Mgmt AgainstForElect Director Scott C. Donnelly 1c
Mgmt AgainstForElect Director Randall J. Hogan, III 1d
Mgmt ForForElect Director Omar Ishrak 1e
Mgmt ForForElect Director Michael O. Leavitt 1f
Mgmt ForForElect Director James T. Lenehan 1g
Mgmt ForForElect Director Elizabeth G. Nabel 1h
Mgmt ForForElect Director Denise M. O'Leary 1i
Mgmt AgainstForElect Director Kendall J. Powell 1j
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Australia & New Zealand Banking Group Ltd.
Meeting Date: 12/19/2018
Record Date: 12/17/2018
Country: Australia
Ticker: ANZ
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForApprove Grant of Performance Rights to Shayne Elliott
3
Mgmt ForForElect John Key as Director 4a
Mgmt ForForElect Paula Dwyer as Director 4b
Mgmt ForForApprove Amendments to the Constitution 5
OdontoPrev SA
Meeting Date: 01/02/2019
Record Date:
Country: Brazil
Ticker: ODPV3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Absorb Odonto System Planos Odontologicos Ltda.
Mgmt For For
Mgmt ForForRatify PricewaterhouseCoopers Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
2
Mgmt ForForApprove Independent Firm's Appraisal 3
Mgmt ForForApprove Absorption of Odonto System Planos Odontologicos Ltda.
4
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
5
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 01/03/2019
Record Date: 12/11/2018
Country: Indonesia
Ticker: BBRI
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
PT Bank Rakyat Indonesia (Persero) Tbk
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Exposure and Evaluation of Third Semester Performance 2018
SH
Mgmt ForForApprove Changes in Board of Company 2
Intertek Group Plc
Meeting Date: 01/16/2019
Record Date: 01/14/2019
Country: United Kingdom
Ticker: ITRK
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Relevant Distributions
Mgmt None For
Axis Bank Ltd.
Meeting Date: 01/17/2019
Record Date: 11/30/2018
Country: India
Ticker: 532215
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForElect Girish Paranjpe as Director 1
Mgmt ForForElect Amitabh Chaudhry as Director 2
Mgmt ForForApprove Appointment and Remuneration of Amitabh Chaudhry as Managing Director & CEO
3
Mgmt ForForReelect Samir K. Barua as Director 4
Mgmt ForForReelect Som Mittal as Director 5
Mgmt ForForReelect Rohit Bhagat as Director 6
Mgmt ForForApprove Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of the Bank Under the Employee Stock Option Scheme
7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Axis Bank Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Issuance of Employee Stock Options to Eligible Employees/Whole-Time Directors of Subsidiary Companies of the Bank
8
Becton, Dickinson & Co.
Meeting Date: 01/22/2019
Record Date: 12/07/2018
Country: USA
Ticker: BDX
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Catherine M. Burzik Mgmt For For
Mgmt ForForElect Director R. Andrew Eckert 1.2
Mgmt ForForElect Director Vincent A. Forlenza 1.3
Mgmt ForForElect Director Claire M. Fraser 1.4
Mgmt AgainstForElect Director Jeffrey W. Henderson 1.5
Mgmt AgainstForElect Director Christopher Jones 1.6
Mgmt AgainstForElect Director Marshall O. Larsen 1.7
Mgmt AgainstForElect Director David F. Melcher 1.8
Mgmt ForForElect Director Claire Pomeroy 1.9
Mgmt ForForElect Director Rebecca W. Rimel 1.10
Mgmt ForForElect Director Timothy M. Ring 1.11
Mgmt AgainstForElect Director Bertram L. Scott 1.12
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForEliminate Supermajority Vote Requirement 4
Costco Wholesale Corp.
Meeting Date: 01/24/2019
Record Date: 11/19/2018
Country: USA
Ticker: COST
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Costco Wholesale Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Hamilton E. James Mgmt For For
Mgmt ForForElect Director John W. Stanton 1.2
Mgmt ForForElect Director Mary Agnes (Maggie) Wilderotter
1.3
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForApprove Omnibus Stock Plan 4
Mgmt ForForDeclassify the Board of Directors 5
Mgmt ForForReduce Supermajority Vote Requirement 6
SH AgainstAgainstReport on Human Rights Risk Assessment Process
7
Walgreens Boots Alliance, Inc.
Meeting Date: 01/25/2019
Record Date: 11/26/2018
Country: USA
Ticker: WBA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Jose E. Almeida Mgmt For For
Mgmt ForForElect Director Janice M. Babiak 1b
Mgmt ForForElect Director David J. Brailer 1c
Mgmt ForForElect Director William C. Foote 1d
Mgmt ForForElect Director Ginger L. Graham 1e
Mgmt ForForElect Director John A. Lederer 1f
Mgmt ForForElect Director Dominic P. Murphy 1g
Mgmt ForForElect Director Stefano Pessina 1h
Mgmt ForForElect Director Leonard D. Schaeffer 1i
Mgmt ForForElect Director Nancy M. Schlichting 1j
Mgmt ForForElect Director James A. Skinner 1k
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Walgreens Boots Alliance, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForAmend Qualified Employee Stock Purchase Plan
4
SH ForAgainstRequire Independent Board Chairman 5
SH AgainstAgainstUse GAAP for Executive Compensation Metrics
6
SH AgainstAgainstReport on Governance Measures Implemented Related to Opioids
7
SH ForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
8
Metro, Inc.
Meeting Date: 01/29/2019
Record Date: 12/13/2018
Country: Canada
Ticker: MRU
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Maryse Bertrand Mgmt For For
Mgmt ForForElect Director Francois J. Coutu 1.2
Mgmt ForForElect Director Michel Coutu 1.3
Mgmt ForForElect Director Stephanie Coyles 1.4
Mgmt ForForElect Director Marc DeSerres 1.5
Mgmt ForForElect Director Claude Dussault 1.6
Mgmt ForForElect Director Russell Goodman 1.7
Mgmt ForForElect Director Marc Guay 1.8
Mgmt ForForElect Director Christian W.E. Haub 1.9
Mgmt ForForElect Director Eric R. La Fleche 1.10
Mgmt ForForElect Director Christine Magee 1.11
Mgmt ForForElect Director Marie-Jose Nadeau 1.12
Mgmt ForForElect Director Real Raymond 1.13
Mgmt ForForElect Director Line Rivard 1.14
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Metro, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Shareholder Rights Plan 4
SH AgainstAgainstIncorporate Environmental, Social and Governance (ESG) Metrics in Senior Management Compensation
5
CGI Group, Inc.
Meeting Date: 01/30/2019
Record Date: 12/10/2018
Country: Canada
Ticker: GIB.A
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting For Class A Subordinate Voting and Class B Shareholders
Mgmt
Mgmt ForForElect Director Alain Bouchard 1.1
Mgmt ForForElect Director Paule Dore 1.2
Mgmt ForForElect Director Richard B. Evans 1.3
Mgmt ForForElect Director Julie Godin 1.4
Mgmt ForForElect Director Serge Godin 1.5
Mgmt ForForElect Director Timothy J. Hearn 1.6
Mgmt ForForElect Director Andre Imbeau 1.7
Mgmt ForForElect Director Gilles Labbe 1.8
Mgmt ForForElect Director Michael B. Pedersen 1.9
Mgmt ForForElect Director Alison Reed 1.10
Mgmt ForForElect Director Michael E. Roach 1.11
Mgmt ForForElect Director George D. Schindler 1.12
Mgmt ForForElect Director Kathy N. Waller 1.13
Mgmt ForForElect Director Joakim Westh 1.14
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForChange Company Name to CGI INC. 3
SH ForAgainstSP 2: Advisory Vote to Ratify Named Executive Officers' Compensation
4
SH AgainstAgainstSP 3: Approve Separate Disclosure of Voting Results by Classes of Shares
5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Siemens AG
Meeting Date: 01/30/2019
Record Date:
Country: Germany
Ticker: SIE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017/18 (Non-Voting)
Mgmt
Mgmt ForForApprove Allocation of Income and Dividends of EUR 3.80 per Share
2
Mgmt ForForApprove Discharge of Management Board Member Joe Kaeser for Fiscal 2017/18
3.1
Mgmt ForForApprove Discharge of Management Board Member Roland Busch for Fiscal 2017/18
3.2
Mgmt ForForApprove Discharge of Management Board Member Lisa Davis for Fiscal 2017/18
3.3
Mgmt ForForApprove Discharge of Management Board Member Klaus Helmrich for Fiscal 2017/18
3.4
Mgmt ForForApprove Discharge of Management Board Member Janina Kugel for Fiscal 2017/18
3.5
Mgmt ForForApprove Discharge of Management Board Member Cedrik Neike for Fiscal 2017/18
3.6
Mgmt ForForApprove Discharge of Management Board Member Michael Sen for Fiscal 2017/18
3.7
Mgmt ForForApprove Discharge of Management Board Member Ralf P. Thomas for Fiscal 2017/18
3.8
Mgmt ForForApprove Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2017/18
4.1
Mgmt ForForApprove Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2017/18
4.2
Mgmt ForForApprove Discharge of Supervisory Board Member Werner Wenning for Fiscal 2017/18
4.3
Mgmt ForForApprove Discharge of Supervisory Board Member Olaf Bolduan (until January 31, 2018) for Fiscal 2017/18
4.4
Mgmt ForForApprove Discharge of Supervisory Board Member Werner Brandt (since January 31, 2018) for Fiscal 2017/18
4.5
Mgmt ForForApprove Discharge of Supervisory Board Member Gerhard Cromme (until January 31, 2018) for Fiscal 2017/18
4.6
Mgmt ForForApprove Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2017/18
4.7
Mgmt ForForApprove Discharge of Supervisory Board Member Andrea Fehrmann (since January 31, 2018) for Fiscal 2017/18
4.8
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Discharge of Supervisory Board Member Hans Michael Gaul (until January 31, 2018) for Fiscal 2017/18
4.9
Mgmt ForForApprove Discharge of Supervisory Board Member Reinhard Hahn for Fiscal 2017/18
4.10
Mgmt ForForApprove Discharge of Supervisory Board Member Bettina Haller for Fiscal 2017/18
4.11
Mgmt ForForApprove Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2017/18
4.12
Mgmt ForForApprove Discharge of Supervisory Board Member Harald Kern for Fiscal 2017/18
4.13
Mgmt ForForApprove Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2017/18
4.14
Mgmt ForForApprove Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2017/18
4.15
Mgmt ForForApprove Discharge of Supervisory Board Member Gerard Mestrallet (until January 31, 2018) for Fiscal 2017/18
4.16
Mgmt ForForApprove Discharge of Supervisory Board Member Benoit Potier (since January 31, 2018) for Fiscal 2017/18
4.17
Mgmt ForForApprove Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2017/18
4.18
Mgmt ForForApprove Discharge of Supervisory Board Member Gueler Sabanci (until January 31, 2018) for Fiscal 2017/18
4.19
Mgmt ForForApprove Discharge of Supervisory Board Member Dame Nemat Talaat Shafik (since January 31, 2018) for Fiscal 2017/18
4.20
Mgmt ForForApprove Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2017/18
4.21
Mgmt ForForApprove Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2017/18
4.22
Mgmt ForForApprove Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2017/18
4.23
Mgmt ForForApprove Discharge of Supervisory Board Member Sibylle Wankel (until January 31, 2018) for Fiscal 2017/18
4.24
Mgmt ForForApprove Discharge of Supervisory Board Member Matthias Zachert (since January 31, 2018) for Fiscal 2017/18
4.25
Mgmt ForForApprove Discharge of Supervisory Board Member Gunnar Zukunft (since January 31, 2018) for Fiscal 2017/18
4.26
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2018/19
5
Mgmt ForForApprove Creation of EUR 510 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
Mgmt ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
7
Mgmt ForForApprove Affiliation Agreement with Subsidiary Kyros 58 GmbH
8
Real Matters, Inc.
Meeting Date: 01/31/2019
Record Date: 12/24/2018
Country: Canada
Ticker: REAL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Garry M. Foster Mgmt For For
Mgmt ForForElect Director Blaine Hobson 1b
Mgmt ForForElect Director William T. Holland 1c
Mgmt ForForElect Director Frank V. McMahon 1d
Mgmt ForForElect Director Lisa Melchior 1e
Mgmt ForForElect Director Jason Smith 1f
Mgmt ForForElect Director Peter Vukanovich 1g
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Thai Beverage Public Co., Ltd.
Meeting Date: 01/31/2019
Record Date: 01/09/2019
Country: Thailand
Ticker: Y92
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Thai Beverage Public Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting Mgmt For For
MgmtAcknowledge Business Operation for 2018 and the Report of the Board of Directors
2
Mgmt ForForApprove Financial Statements and Auditors' Reports
3
Mgmt ForForApprove Dividend Payment and Appropriation for Legal Reserve
4
Mgmt ForForElect Thapana Sirivadhanabhakdi as Director 5.1.1
Mgmt ForForElect Ueychai Tantha-Obhas as Director 5.1.2
Mgmt AgainstForElect Sithichai Chaikriangkrai as Director 5.1.3
Mgmt ForForElect Pisanu Vichiensanth as Director 5.1.4
Mgmt ForForApprove Determination of Director Authorities 5.2
Mgmt ForForApprove Remuneration of Directors 6
Mgmt ForForApprove Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt ForForApprove D&O Insurance for Directors and Executives
8
Mgmt ForForApprove Mandate for Interested Person Transactions
9
Mgmt ForForAmend Articles of Association 10
Mgmt AgainstForOther Business 11
PT Jasa Marga (Persero) Tbk
Meeting Date: 02/01/2019
Record Date: 01/09/2019
Country: Indonesia
Ticker: JSMR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association SH None Against
Compass Group Plc
Meeting Date: 02/07/2019
Record Date: 02/05/2019
Country: United Kingdom
Ticker: CPG
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Compass Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Final Dividend 3
Mgmt ForForElect John Bryant as Director 4
Mgmt ForForElect Anne-Francoise Nesmes as Director 5
Mgmt ForForRe-elect Dominic Blakemore as Director 6
Mgmt ForForRe-elect Gary Green as Director 7
Mgmt ForForRe-elect Carol Arrowsmith as Director 8
Mgmt ForForRe-elect John Bason as Director 9
Mgmt ForForRe-elect Stefan Bomhard as Director 10
Mgmt ForForRe-elect Nelson Silva as Director 11
Mgmt ForForRe-elect Ireena Vittal as Director 12
Mgmt ForForRe-elect Paul Walsh as Director 13
Mgmt ForForReappoint KPMG LLP as Auditors 14
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
Mgmt ForForAuthorise EU Political Donations and Expenditure
16
Mgmt ForForApprove Payment of Full Fees Payable to Non-executive Directors
17
Mgmt AgainstForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForAuthorise the Company to Call General Meeting with 14 Working Days' Notice
22
Novozymes A/S
Meeting Date: 02/27/2019
Record Date: 02/20/2019
Country: Denmark
Ticker: NZYM.B
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Novozymes A/S
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of DKK 5.00 Per Share
3
Mgmt ForForApprove Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK1.0 Million for Vice Chairman and DKK 500,000 for Other Directors; ApproveRemuneration for Committee Work
4
Mgmt ForForReelect Jorgen Buhl Rasmussen (Chairman) as Director
5
Mgmt ForForReelect Agnete Raaschou-Nielsen (Vice Chairman) as Director
6
Mgmt AbstainForReelect Lars Green as Director 7a
Mgmt ForForReelect Kasim Kutay as Director 7b
Mgmt ForForReelect Kim Stratton as Director 7c
Mgmt ForForReelect Mathias Uhlen as Director 7d
Mgmt ForForRatify PricewaterhouseCoopers as Auditors 8
Mgmt ForForApprove Creation of DKK 58.2 Million Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights
9a
Mgmt ForForApprove DKK 12 Million Reduction in Share Capital via Share Cancellation
9b
Mgmt ForForAuthorize Share Repurchase Program 9c
Mgmt ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
9d
MgmtOther Business 10
Novartis AG
Meeting Date: 02/28/2019
Record Date:
Country: Switzerland
Ticker: NOVN
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Discharge of Board and Senior Management
2
Mgmt ForForApprove Allocation of Income and Dividends of CHF 2.85 per Share
3
Mgmt ForForApprove CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForAuthorize Repurchase of up to CHF 10 Billion in Issued Share Capital
5
Mgmt ForForApprove Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc.
6
Mgmt ForForApprove Maximum Remuneration of Directors in the Amount of CHF 8.2 Million
7.1
Mgmt ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million
7.2
Mgmt ForForApprove Remuneration Report 7.3
Mgmt ForForReelect Joerg Reinhardt as Director and Board Chairman
8.1
Mgmt ForForReelect Nancy Andrews as Director 8.2
Mgmt ForForReelect Ton Buechner as Director 8.3
Mgmt AgainstForReelect Srikant Datar as Director 8.4
Mgmt ForForReelect Elizabeth Doherty as Director 8.5
Mgmt ForForReelect Ann Fudge as Director 8.6
Mgmt ForForReelect Frans van Houten as Director 8.7
Mgmt AgainstForReelect Andreas von Planta as Director 8.8
Mgmt ForForReelect Charles Sawyers as Director 8.9
Mgmt ForForReelect Enrico Vanni as Director 8.10
Mgmt ForForReelect William Winters as Director 8.11
Mgmt ForForElect Patrice Bula as Director 8.12
Mgmt ForForReappoint Srikant Datar as Member of the Compensation Committee
9.1
Mgmt ForForReappoint Ann Fudge as Member of the Compensation Committee
9.2
Mgmt ForForReappoint Enrico Vanni as Member of the Compensation Committee
9.3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReappoint William Winters as Member of the Compensation Committee
9.4
Mgmt ForForAppoint Patrice Bula as Member of the Compensation Committee
9.5
Mgmt ForForRatify PricewaterhouseCoopers AG as Auditors
10
Mgmt ForForDesignate Peter Zahn as Independent Proxy 11
Mgmt AgainstForTransact Other Business (Voting) 12
Novartis AG
Meeting Date: 02/28/2019
Record Date: 01/25/2019
Country: Switzerland
Ticker: NOVN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForApprove Discharge of Board and Senior Management
2
Mgmt ForForApprove Allocation of Income and Dividends of CHF 2.85 per Share
3
Mgmt ForForApprove CHF 11.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForAuthorize Repurchase of up to CHF 10 Billion in Issued Share Capital
5
Mgmt ForForApprove Special Distribution by Way of a Dividend in Kind to Effect the Spin-Off of Alcon Inc.
6
Mgmt ForForApprove Maximum Remuneration of Directors in the Amount of CHF 8.2 Million
7.1
Mgmt ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 92 Million
7.2
Mgmt ForForApprove Remuneration Report 7.3
Mgmt ForForReelect Joerg Reinhardt as Director and Board Chairman
8.1
Mgmt ForForReelect Nancy Andrews as Director 8.2
Mgmt ForForReelect Ton Buechner as Director 8.3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForReelect Srikant Datar as Director 8.4
Mgmt ForForReelect Elizabeth Doherty as Director 8.5
Mgmt ForForReelect Ann Fudge as Director 8.6
Mgmt ForForReelect Frans van Houten as Director 8.7
Mgmt AgainstForReelect Andreas von Planta as Director 8.8
Mgmt ForForReelect Charles Sawyers as Director 8.9
Mgmt ForForReelect Enrico Vanni as Director 8.10
Mgmt ForForReelect William Winters as Director 8.11
Mgmt ForForElect Patrice Bula as Director 8.12
Mgmt ForForReappoint Srikant Datar as Member of the Compensation Committee
9.1
Mgmt ForForReappoint Ann Fudge as Member of the Compensation Committee
9.2
Mgmt ForForReappoint Enrico Vanni as Member of the Compensation Committee
9.3
Mgmt ForForReappoint William Winters as Member of the Compensation Committee
9.4
Mgmt ForForAppoint Patrice Bula as Member of the Compensation Committee
9.5
Mgmt ForForRatify PricewaterhouseCoopers AG as Auditors
10
Mgmt ForForDesignate Peter Zahn as Independent Proxy 11
Mgmt AgainstForTransact Other Business (Voting) 12
Transcontinental, Inc.
Meeting Date: 02/28/2019
Record Date: 01/16/2019
Country: Canada
Ticker: TCL.A
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
Mgmt
Mgmt ForForElect Director H. Peter Brues 1.1
Mgmt ForForElect Director Jacynthe Cote 1.2
Mgmt ForForElect Director Yves Leduc 1.3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Transcontinental, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Isabelle Marcoux 1.4
Mgmt ForForElect Director Nathalie Marcoux 1.5
Mgmt ForForElect Director Pierre Marcoux 1.6
Mgmt ForForElect Director Remi Marcoux 1.7
Mgmt ForForElect Director Anna Martini 1.8
Mgmt ForForElect Director Francois Olivier 1.9
Mgmt ForForElect Director Mario Plourde 1.10
Mgmt ForForElect Director Jean Raymond 1.11
Mgmt ForForElect Director Francois R. Roy 1.12
Mgmt ForForElect Director Annie Thabet 1.13
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Berry Global Group, Inc.
Meeting Date: 03/06/2019
Record Date: 01/07/2019
Country: USA
Ticker: BERY
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Idalene F. Kesner Mgmt For For
Mgmt AgainstForElect Director Carl J. (Rick) Rickertsen 1b
Mgmt ForForElect Director Thomas E. Salmon 1c
Mgmt ForForElect Director Paula A. Sneed 1d
Mgmt ForForElect Director Robert A. Steele 1e
Mgmt ForForElect Director Stephen E. Sterrett 1f
Mgmt AgainstForElect Director Scott B. Ullem 1g
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForProvide Right to Call Special Meeting 5
SH ForAgainstAmend Bylaws to Call Special Meetings 6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Enghouse Systems Ltd.
Meeting Date: 03/07/2019
Record Date: 02/04/2019
Country: Canada
Ticker: ENGH
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Stephen Sadler Mgmt For For
Mgmt ForForElect Director Eric Demirian 1b
Mgmt ForForElect Director Reid Drury 1c
Mgmt ForForElect Director John Gibson 1d
Mgmt ForForElect Director Pierre Lassonde 1e
Mgmt ForForElect Director Jane Mowat 1f
Mgmt ForForElect Director Paul Stoyan 1g
Mgmt ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForAmend Stock Option Plan 4
Banco Bradesco SA
Meeting Date: 03/11/2019
Record Date: 02/11/2019
Country: Brazil
Ticker: BBDC4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Preferred Holders Mgmt
SH AbstainNoneElect Luiz Carlos de Freitas as Fiscal Council Member and Joao Batistela Biazon as Alternate Appointed by Preferred Shareholder
3.1
SH ForNoneElect Walter Luis Bernardes Albertoni as Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder
3.2
Samsung Electronics Co., Ltd.
Meeting Date: 03/20/2019
Record Date: 12/31/2018
Country: South Korea
Ticker: 005930
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Samsung Electronics Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders Mgmt
Mgmt ForForApprove Financial Statements and Allocation of Income
1
Mgmt AgainstForElect Bahk Jae-wan as Outside Director 2.1.1
Mgmt ForForElect Kim Han-jo as Outside Director 2.1.2
Mgmt ForForElect Ahn Curie as Outside Director 2.1.3
Mgmt AgainstForElect Bahk Jae-wan as a Member of Audit Committee
2.2.1
Mgmt ForForElect Kim Han-jo as a Member of Audit Committee
2.2.2
Mgmt ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Fomento Economico Mexicano SAB de CV
Meeting Date: 03/22/2019
Record Date: 02/22/2019
Country: Mexico
Ticker: FEMSAUBD
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Allocation of Income and Cash Dividends
2
Mgmt ForForSet Maximum Amount of Share Repurchase Reserve
3
Mgmt AgainstForElect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration
4
Mgmt ForForElect Members and Chairmen of Planning and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration
5
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Mgmt ForForApprove Minutes of Meeting 7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
UPL Ltd.
Meeting Date: 03/22/2019
Record Date: 03/15/2019
Country: India
Ticker: 512070
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Sandra Rajnikant Shroff to Continue Office as Non-Executive Director
Mgmt For For
Mgmt ForForApprove Reena Ramachandran to Continue Office as Independent Non-ExecutiveWoman Director
2
Kao Corp.
Meeting Date: 03/26/2019
Record Date: 12/31/2018
Country: Japan
Ticker: 4452
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
Mgmt For For
Mgmt ForForElect Director Sawada, Michitaka 2.1
Mgmt ForForElect Director Takeuchi, Toshiaki 2.2
Mgmt ForForElect Director Hasebe, Yoshihiro 2.3
Mgmt ForForElect Director Matsuda, Tomoharu 2.4
Mgmt ForForElect Director Kadonaga, Sonosuke 2.5
Mgmt ForForElect Director Shinobe, Osamu 2.6
Mgmt ForForElect Director Mukai, Chiaki 2.7
Mgmt ForForElect Director Hayashi, Nobuhide 2.8
Mgmt ForForAppoint Statutory Auditor Aoki, Hideko 3
Mgmt ForForApprove Compensation Ceiling for Statutory Auditors
4
Nordea Bank Abp
Meeting Date: 03/28/2019
Record Date: 03/18/2019
Country: Finland
Ticker: NDA.SE
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Nordea Bank Abp
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForApprove Allocation of Income and Dividends of EUR 0.69 Per Share
8
Mgmt ForForApprove Discharge of Board and President 9
Mgmt ForForApprove Remuneration of Directors in the Amount of EUR 300,000 for Chairman, EUR 145,000 for Vice Chairman, and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work;
10
Mgmt ForForDetermine Number of Members (10) and Deputy Members (0) of Board
11
Mgmt ForForReelect Torbjorn Magnusson (Chairperson), Nigel Hinshelwood, Maria Varsellona, Birger Steen, Sarah Russell, Robin Lawther and Pernille Erenbjerg as Directors; Elect Kari Jordan, Petra van Hoeken and John Maltby as New Directors
12
Mgmt ForForApprove Remuneration of Auditors 13
Mgmt ForForRatify PricewaterhouseCoopers as Auditors 14
Mgmt ForForEstablish Shareholders' Nomination Board 15
Mgmt ForForApprove Issuance of Convertible Instruments without Preemptive Rights
16
Mgmt ForForAuthorize Share Repurchase Program in the Securities Trading Business
17.a
Mgmt ForForReissuance of Repurchased Shares up to 175 Million Issued Shares
17.b
Mgmt ForForAuthorize Share Repurchase Program 18.a
Mgmt ForForApprove Issuance of up to 30 Million Shares without Preemptive Rights
18.b
Mgmt ForForFix Maximum Variable Compensation Ratio 19
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Nordea Bank Abp
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtClose Meeting 20
Credicorp Ltd.
Meeting Date: 03/29/2019
Record Date: 02/06/2019
Country: Bermuda
Ticker: BAP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Present 2018 Annual Report Mgmt
Mgmt ForForApprove Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2018, Including External Auditors' Report
2
Mgmt ForForRatify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
3
Mgmt ForForApprove Remuneration of Directors 4
OdontoPrev SA
Meeting Date: 04/01/2019
Record Date:
Country: Brazil
Ticker: ODPV3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For
Mgmt ForForApprove Allocation of Income and Dividends 2
Mgmt ForForApprove Remuneration of Company's Management
3
Mgmt ForForFix Number of Fiscal Council Members at Three
4
Mgmt Do Not Vote
ForElect Fiscal Council Members 5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
OdontoPrev SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstNoneIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
6
SH ForNoneElect Ivan Maluf Junior as Fiscal Council Member and Eduardo da Gama Godoy as Alternate Appointed by Minority Shareholder
7
Mgmt ForForApprove Remuneration of Fiscal Council Members
8
Mgmt ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
9
OdontoPrev SA
Meeting Date: 04/01/2019
Record Date:
Country: Brazil
Ticker: ODPV3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves and Amend Articles Accordingly
Mgmt For For
Mgmt ForForAmend Articles/Consolidate Bylaws 2
Mgmt ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
3
Schlumberger Limited
Meeting Date: 04/03/2019
Record Date: 02/13/2019
Country: Curacao
Ticker: SLB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter L.S. Currie Mgmt For For
Mgmt ForForElect Director Miguel M. Galuccio 1b
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Schlumberger Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Paal Kibsgaard 1c
Mgmt ForForElect Director Nikolay Kudryavtsev 1d
Mgmt ForForElect Director Tatiana A. Mitrova 1e
Mgmt ForForElect Director Indra K. Nooyi 1f
Mgmt ForForElect Director Lubna S. Olayan 1g
Mgmt ForForElect Director Mark G. Papa 1h
Mgmt ForForElect Director Leo Rafael Reif 1i
Mgmt ForForElect Director Henri Seydoux 1j
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForAdopt and Approve Financials and Dividends 3
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt AgainstForAmend Non-Employee Director Restricted Stock Plan
5
Canadian Western Bank
Meeting Date: 04/04/2019
Record Date: 02/13/2019
Country: Canada
Ticker: CWB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew J. Bibby Mgmt For For
Mgmt ForForElect Director Christopher H. Fowler 1.2
Mgmt ForForElect Director Linda M.O. Hohol 1.3
Mgmt ForForElect Director Robert A. Manning 1.4
Mgmt ForForElect Director E. Gay Mitchell 1.5
Mgmt ForForElect Director Sarah A. Morgan-Silvester 1.6
Mgmt ForForElect Director Margaret J. Mulligan 1.7
Mgmt ForForElect Director Robert L. Phillips 1.8
Mgmt ForForElect Director Raymond J. Protti 1.9
Mgmt ForForElect Director Ian M. Reid 1.10
Mgmt ForForElect Director H. Sanford Riley 1.11
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Canadian Western Bank
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Alan M. Rowe 1.12
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForApprove Increase in Remuneration of Directors
4
Royal Bank of Canada
Meeting Date: 04/04/2019
Record Date: 02/06/2019
Country: Canada
Ticker: RY
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew A. Chisholm Mgmt For For
Mgmt ForForElect Director Jacynthe Cote 1.2
Mgmt ForForElect Director Toos N. Daruvala 1.3
Mgmt ForForElect Director David F. Denison 1.4
Mgmt ForForElect Director Alice D. Laberge 1.5
Mgmt ForForElect Director Michael H.McCain 1.6
Mgmt ForForElect Director David McKay 1.7
Mgmt ForForElect Director Heather Munroe-Blum 1.8
Mgmt ForForElect Director Kathleen Taylor 1.9
Mgmt ForForElect Director Bridget A. van Kralingen 1.10
Mgmt ForForElect Director Thierry Vandal 1.11
Mgmt ForForElect Director Jeffery Yabuki 1.12
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Disclose The Equity Ratio Used By The Compensation Committee in its Compensation-Setting Process
4
SH AgainstAgainstSP 2: Approve Creation of New Technologies Committee
5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
The Toronto-Dominion Bank
Meeting Date: 04/04/2019
Record Date: 02/04/2019
Country: Canada
Ticker: TD
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William E. Bennett Mgmt For For
Mgmt ForForElect Director Amy W. Brinkley 1.2
Mgmt ForForElect Director Brian C. Ferguson 1.3
Mgmt ForForElect Director Colleen A. Goggins 1.4
Mgmt ForForElect Director Mary Jo Haddad 1.5
Mgmt ForForElect Director Jean-Rene Halde 1.6
Mgmt ForForElect Director David E. Kepler 1.7
Mgmt ForForElect Director Brian M. Levitt 1.8
Mgmt ForForElect Director Alan N. MacGibbon 1.9
Mgmt ForForElect Director Karen E. Maidment 1.10
Mgmt ForForElect Director Bharat B. Masrani 1.11
Mgmt ForForElect Director Irene R. Miller 1.12
Mgmt ForForElect Director Nadir H. Mohamed 1.13
Mgmt ForForElect Director Claude Mongeau 1.14
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP A: Request, Evaluate and Consider GHG Emissions, Stop Financing Existing Energy Projects That Emit or Enable Significant GHGs, Among Other Things
4
SH AgainstAgainstSP B: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation
5
Colliers International Group, Inc.
Meeting Date: 04/09/2019
Record Date: 03/08/2019
Country: Canada
Ticker: CIGI
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Colliers International Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter F. Cohen Mgmt For For
Mgmt ForForElect Director John (Jack) P. Curtin, Jr. 1b
Mgmt ForForElect Director Christopher Galvin 1c
Mgmt ForForElect Director Stephen J. Harper 1d
Mgmt ForForElect Director Michael D. Harris 1e
Mgmt ForForElect Director Jay S. Hennick 1f
Mgmt ForForElect Director Katherine M. Lee 1g
Mgmt ForForElect Director Benjamin F. Stein 1h
Mgmt ForForElect Director L. Frederick Sutherland 1i
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
IQVIA Holdings, Inc.
Meeting Date: 04/09/2019
Record Date: 02/14/2019
Country: USA
Ticker: IQV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Carol J. Burt Mgmt For For
Mgmt WithholdForElect Director John P. Connaughton 1.2
Mgmt WithholdForElect Director John G. Danhakl 1.3
Mgmt ForForElect Director James A. Fasano 1.4
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Sika AG
Meeting Date: 04/09/2019
Record Date:
Country: Switzerland
Ticker: SIKA
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Sika AG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Allocation of Income and Dividends of CHF 2.05 per Share
2
Mgmt ForForApprove Discharge of Board and Senior Management
3
Mgmt ForForReelect Paul Haelg as Director 4.1.1
Mgmt ForForReelect Frits van Dijk as Director 4.1.2
Mgmt ForForReelect Monika Ribar as Director 4.1.3
Mgmt ForForReelect Daniel Sauter as Director 4.1.4
Mgmt ForForReelect Christoph Tobler as Director 4.1.5
Mgmt ForForReelect Justin Howell as Director 4.1.6
Mgmt ForForElect Thierry Vanlancker as Director 4.2.1
Mgmt ForForElect Victor Balli as Director 4.2.2
Mgmt ForForReelect Paul Haelg as Board Chairman 4.3
Mgmt ForForReappoint Frits van Dijk as Member of the Nomination and Compensation Committee
4.4.1
Mgmt ForForReappoint Daniel Sauter as Member of the Nomination and Compensation Committee
4.4.2
Mgmt ForForReappoint Justin Howell as Member of the Nomination and Compensation Committee
4.4.3
Mgmt ForForRatify Ernst & Young AG as Auditors 4.5
Mgmt ForForDesignate Jost Windlin as Independent Proxy 4.6
Mgmt ForForApprove Remuneration Report (Non-Binding) 5.1
Mgmt ForForApprove Remuneration of Directors in the Amount of CHF 3.3 Million
5.2
Mgmt ForForApprove Remuneration of Executive Committee in the Amount of CHF 19.5 Million
5.3
Mgmt AgainstForTransact Other Business (Voting) 6
The Bank of Nova Scotia
Meeting Date: 04/09/2019
Record Date: 02/12/2019
Country: Canada
Ticker: BNS
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
The Bank of Nova Scotia
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Nora A. Aufreiter Mgmt For For
Mgmt ForForElect Director Guillermo E. Babatz 1.2
Mgmt ForForElect Director Scott B. Bonham 1.3
Mgmt ForForElect Director Charles H. Dallara 1.4
Mgmt ForForElect Director Tiff Macklem 1.5
Mgmt ForForElect Director Michael D. Penner 1.6
Mgmt ForForElect Director Brian J. Porter 1.7
Mgmt ForForElect Director Una M. Power 1.8
Mgmt ForForElect Director Aaron W. Regent 1.9
Mgmt ForForElect Director Indira V. Samarasekera 1.10
Mgmt ForForElect Director Susan L. Segal 1.11
Mgmt ForForElect Director Barbara S. Thomas 1.12
Mgmt ForForElect Director L. Scott Thomson 1.13
Mgmt ForForElect Director Benita M. Warmbold 1.14
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Revision to Human Rights Policies 4
SH AgainstAgainstSP 2: Disclose Equity Ratio Used by Compensation Committee In Compensation-Setting Process
5
SH AgainstAgainstSP 3: Approve Creation of a New Technology Committee
6
Ultrapar Participacoes SA
Meeting Date: 04/10/2019
Record Date:
Country: Brazil
Ticker: UGPA3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Ultrapar Participacoes SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For
Mgmt ForForApprove Allocation of Income and Dividends 2
Mgmt ForForFix Number of Directors 3
Mgmt ForForElect Directors 4
Mgmt ForForElect All Directors on Slate Proposed 5
Mgmt AgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
Mgmt AbstainNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate?
7
MgmtAPPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst Below Nominees. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Pedro Wongtschowski as Director
8.1
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Lucio de Castro Andrade Filho as Director
8.2
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Alexandre Goncalves Silva as Director
8.3
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Jorge Marques de Toledo Camargo as Director
8.4
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director
8.5
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Nildemar Secches as Director
8.6
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Flavia Buarque de Almeida as Director
8.7
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Joaquim Pedro Monteiro de Carvalho Collor de Mello as Director
8.8
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Jose Gallo as Director
8.9
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Ana Paula Vitali Janes Vescovi as Director
8.10
Mgmt ForForApprove Remuneration of Company's Management
9
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Ultrapar Participacoes SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Geraldo Toffanello as Fiscal Council Member and Marcio Augustus Ribeiro as Alternate
10.1
Mgmt ForForElect Marcelo Amaral Morales as Fiscal Council Member and Pedro Ozires Predeus as Alternate
10.2
Mgmt ForForElect William Bezerra Cavalcanti Filho as Fiscal Council Member and Paulo Cesar Pascotini as Alternate
10.3
Mgmt ForForApprove Remuneration of Fiscal Council Members
11
Ultrapar Participacoes SA
Meeting Date: 04/10/2019
Record Date:
Country: Brazil
Ticker: UGPA3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Articles Re: Novo Mercado Regulation Mgmt For For
Mgmt ForForAmend Article 17 Re: Increase in Board Size 2
Mgmt ForForAmend Articles Re: Governance 3
Mgmt ForForAmend Articles Re: Statutory Committees 4
Mgmt ForForAmend Articles 5
Mgmt ForForApprove 1:2 Stock Split and Amend Articles 5 and 6 accordingly
6
Mgmt ForForConsolidate Bylaws 7
Ultrapar Participacoes SA
Meeting Date: 04/10/2019
Record Date: 03/18/2019
Country: Brazil
Ticker: UGPA3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtExtraordinary Shareholders' Meeting
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Ultrapar Participacoes SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAmend Articles Re: Novo Mercado Regulation 1a
Mgmt ForForAmend Article 17 Re: Increase in Board Size 1b
Mgmt ForForAmend Articles Re: Governance 1c
Mgmt ForForAmend Articles Re: Statutory Committees 1d
Mgmt ForForAmend Articles 1e
Mgmt ForForApprove 1:2 Stock Split and Amend Articles 5 and 6 accordingly
2
Mgmt ForForConsolidate Bylaws 3
MgmtAnnual General Shareholders' Meeting
Mgmt ForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
1
Mgmt ForForApprove Allocation of Income and Dividends 2
Mgmt ForForFix Number of Directors 3
Mgmt ForForElect Directors 4
Mgmt AgainstNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate?
5
Mgmt ForForApprove Remuneration of Company's Management
6
Mgmt ForForElect Geraldo Toffanello as Fiscal Council Member and Marcio Augustus Ribeiro as Alternate
7.1
Mgmt ForForElect Marcelo Amaral Morales as Fiscal Council Member and Pedro Ozires Predeus as Alternate
7.2
Mgmt ForForElect William Bezerra Cavalcanti Filho as Fiscal Council Member and Paulo Cesar Pascotini as Alternate
7.3
Mgmt ForForApprove Remuneration of Fiscal Council Members
8
Banco Santander SA
Meeting Date: 04/11/2019
Record Date: 04/05/2019
Country: Spain
Ticker: SAN
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Banco Santander SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
Mgmt For For
Mgmt ForForApprove Non-Financial Information Report 1.B
Mgmt ForForApprove Discharge of Board 1.C
Mgmt ForForApprove Allocation of Income and Dividends 2
Mgmt ForForFix Number of Directors at 15 3.A
Mgmt ForForElect Henrique de Castro as Director 3.B
Mgmt ForForReelect Javier Botin-Sanz de Sautuola y O'Shea as Director
3.C
Mgmt ForForReelect Ramiro Mato Garcia-Ansorena as Director
3.D
Mgmt AgainstForReelect Bruce Carnegie-Brown as Director 3.E
Mgmt ForForReelect Jose Antonio Alvarez Alvarez as Director
3.F
Mgmt ForForReelect Belen Romana Garcia as Director 3.G
Mgmt ForForRatify Appointment of PricewaterhouseCoopers as Auditor
4
Mgmt ForForAuthorize Share Repurchase Program 5
Mgmt ForForAuthorize Capitalization of Reserves for Scrip Dividends
6
Mgmt ForForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
7
Mgmt ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
8
Mgmt ForForApprove Remuneration Policy 9
Mgmt ForForApprove Remuneration of Directors 10
Mgmt ForForFix Maximum Variable Compensation Ratio 11
Mgmt ForForApprove Deferred Multiyear Objectives Variable Remuneration Plan
12.A
Mgmt ForForApprove Deferred and Conditional Variable Remuneration Plan
12.B
Mgmt ForForApprove Digital Transformation Award 12.C
Mgmt ForForApprove Buy-out Policy 12.D
Mgmt ForForApprove Employee Stock Purchase Plan 12.E
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Banco Santander SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
13
Mgmt AgainstForAdvisory Vote on Remuneration Report 14
Nestle SA
Meeting Date: 04/11/2019
Record Date:
Country: Switzerland
Ticker: NESN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 1.2
Mgmt ForForApprove Discharge of Board and Senior Management
2
Mgmt ForForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
Mgmt ForForReelect Paul Bulcke as Director and Board Chairman
4.1a
Mgmt ForForReelect Ulf Schneider as Director 4.1b
Mgmt ForForReelect Henri de Castries as Director 4.1c
Mgmt ForForReelect Beat Hess as Director 4.1d
Mgmt ForForReelect Renato Fassbind as Director 4.1e
Mgmt ForForReelect Ann Veneman as Director 4.1f
Mgmt ForForReelect Eva Cheng as Director 4.1g
Mgmt ForForReelect Patrick Aebischer as Director 4.1h
Mgmt ForForReelect Ursula Burns as Director 4.1i
Mgmt ForForReelect Kasper Rorsted as Director 4.1j
Mgmt ForForReelect Pablo Isla as Director 4.1k
Mgmt ForForReelect Kimberly Ross as Director 4.1l
Mgmt ForForElect Dick Boer as Director 4.2.1
Mgmt ForForElect Dinesh Paliwal as Director 4.2.2
Mgmt ForForAppoint Beat Hess as Member of the Compensation Committee
4.3.1
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Nestle SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAppoint Patrick Aebischer as Member of the Compensation Committee
4.3.2
Mgmt ForForAppoint Ursula Burns as Member of the Compensation Committee
4.3.3
Mgmt ForForAppoint Pablo Isla as Member of the Compensation Committee
4.3.4
Mgmt ForForRatify KPMG AG as Auditors 4.4
Mgmt ForForDesignate Hartmann Dreyer as Independent Proxy
4.5
Mgmt ForForApprove Remuneration of Directors in the Amount of CHF 10 Million
5.1
Mgmt ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 55 Million
5.2
Mgmt ForForApprove CHF 8.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares
6
Mgmt AgainstAgainstTransact Other Business (Voting) 7
PT Bank Central Asia Tbk
Meeting Date: 04/11/2019
Record Date: 03/12/2019
Country: Indonesia
Ticker: BBCA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners
Mgmt For For
Mgmt ForForApprove Allocation of Income and Dividends 2
Mgmt ForForApprove Changes in Board of Directors 3
Mgmt ForForApprove Remuneration and Tantiem of Directors and Commissioners
4
Mgmt ForForApprove Auditors 5
Mgmt ForForApprove Payment of Interim Dividend 6
Mgmt ForForApprove Updates in the Company's Recovery Plan
7
Mgmt ForForAccept Report on the Use of Proceeds 8
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Solium Capital, Inc.
Meeting Date: 04/15/2019
Record Date: 03/11/2019
Country: Canada
Ticker: SUM
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by AcquisitionCo, a Wholly-Owned Subsidiary of Morgan Stanley
Mgmt For For
M&T Bank Corporation
Meeting Date: 04/16/2019
Record Date: 02/28/2019
Country: USA
Ticker: MTB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Brent D. Baird Mgmt For For
Mgmt ForForElect Director C. Angela Bontempo 1.2
Mgmt ForForElect Director Robert T. Brady 1.3
Mgmt ForForElect Director T. Jefferson Cunningham, III 1.4
Mgmt ForForElect Director Gary N. Geisel 1.5
Mgmt ForForElect Director Richard S. Gold 1.6
Mgmt ForForElect Director Richard A. Grossi 1.7
Mgmt ForForElect Director John D. Hawke, Jr. 1.8
Mgmt ForForElect Director Rene F. Jones 1.9
Mgmt ForForElect Director Richard H. Ledgett, Jr. 1.10
Mgmt ForForElect Director Newton P.S. Merrill 1.11
Mgmt ForForElect Director Kevin J. Pearson 1.12
Mgmt ForForElect Director Melinda R. Rich 1.13
Mgmt ForForElect Director Robert E. Sadler, Jr. 1.14
Mgmt WithholdForElect Director Denis J. Salamone 1.15
Mgmt ForForElect Director John R. Scannell 1.16
Mgmt ForForElect Director David S. Scharfstein 1.17
Mgmt ForForElect Director Herbert L. Washington 1.18
Mgmt ForForApprove Omnibus Stock Plan 2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
M&T Bank Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
4
U.S. Bancorp
Meeting Date: 04/16/2019
Record Date: 02/19/2019
Country: USA
Ticker: USB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Warner L. Baxter Mgmt For For
Mgmt ForForElect Director Dorothy J. Bridges 1b
Mgmt ForForElect Director Elizabeth L. Buse 1c
Mgmt ForForElect Director Marc N. Casper 1d
Mgmt ForForElect Director Andrew Cecere 1e
Mgmt ForForElect Director Arthur D. Collins, Jr. 1f
Mgmt ForForElect Director Kimberly J. Harris 1g
Mgmt ForForElect Director Roland A. Hernandez 1h
Mgmt ForForElect Director Doreen Woo Ho 1i
Mgmt ForForElect Director Olivia F. Kirtley 1j
Mgmt ForForElect Director Karen S. Lynch 1k
Mgmt ForForElect Director Richard P. McKenney 1l
Mgmt ForForElect Director Yusuf I. Mehdi 1m
Mgmt ForForElect Director David B. O'Maley 1n
Mgmt ForForElect Director O'dell M. Owens 1o
Mgmt ForForElect Director Craig D. Schnuck 1p
Mgmt ForForElect Director Scott W. Wine 1q
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Fiserv, Inc.
Meeting Date: 04/18/2019
Record Date: 03/11/2019
Country: USA
Ticker: FISV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition Mgmt For Against
Mgmt ForForAdjourn Meeting 2
LVMH Moet Hennessy Louis Vuitton SE
Meeting Date: 04/18/2019
Record Date: 04/15/2019
Country: France
Ticker: MC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 6.00 per Share
3
Mgmt AgainstForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForRatify Appointment of Sophie Chassat as Director
5
Mgmt ForForReelect Bernard Arnault as Director 6
Mgmt ForForReelect Sophie Chassat as Director 7
Mgmt ForForReelect Clara Gaymard as Director 8
Mgmt AgainstForReelect Hubert Vedrine as Director 9
Mgmt ForForElect Iris Knobloch as Director 10
Mgmt AgainstForAppoint Yann Arthus-Bertrand as Censor 11
Mgmt AgainstForApprove Compensation of Bernard Arnault, Chairman and CEO
12
Mgmt AgainstForApprove Compensation of Antonio Belloni, Vice-CEO
13
Mgmt AgainstForApprove Remuneration Policy of CEO and Chairman
14
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
LVMH Moet Hennessy Louis Vuitton SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForApprove Remuneration Policy of Vice-CEO 15
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
16
MgmtExtraordinary Business
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
17
Mgmt ForForAuthorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value
18
Mgmt AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million
19
Mgmt AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million
20
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 50 Million
21
Mgmt AgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
22
Mgmt AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
23
Mgmt AgainstForAuthorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers
24
Mgmt ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
25
Mgmt AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Stock Option Plans
26
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
27
Mgmt AgainstForSet Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million
28
BDO Unibank, Inc.
Meeting Date: 04/22/2019
Record Date: 03/12/2019
Country: Philippines
Ticker: BDO
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
BDO Unibank, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Call to Order Mgmt For For
Mgmt ForForProof of Notice and Determination of Existence of Quorum
2
Mgmt ForForApprove Minutes of the Previous Annual Shareholders' Meeting Held on April 20, 2018
3
Mgmt ForForApprove Report of the President and Audited Financial Statements as of December 31, 2018
4
Mgmt ForForOpen Forum 5
Mgmt ForForApprove and Ratify All Acts of the Board of Directors, Board Committees, and Management During Their Terms of Office
6
MgmtElect 11 Directors by Cumulative Voting
Mgmt ForForElect Teresita T. Sy as Director 7.1
Mgmt AgainstForElect Jesus A. Jacinto, Jr. as Director 7.2
Mgmt ForForElect Nestor V. Tan as Director 7.3
Mgmt ForForElect Christopher A. Bell-Knight as Director 7.4
Mgmt AgainstForElect Josefina N. Tan as Director 7.5
Mgmt ForForElect George T. Barcelon as Director 7.6
Mgmt ForForElect Jose F. Buenaventura as Director 7.7
Mgmt ForForElect Jones M. Castro, Jr. as Director 7.8
Mgmt ForForElect Vicente S. Perez as Director 7.9
Mgmt AgainstForElect Dioscoro I. Ramos as Director 7.10
Mgmt ForForElect Gilberto C. Teodoro, Jr. as Director 7.11
Mgmt ForForAppoint External Auditor 8
Mgmt AgainstForApprove Other Matters 9
Mgmt ForForAdjournment 10
ING Groep NV
Meeting Date: 04/23/2019
Record Date: 03/26/2019
Country: Netherlands
Ticker: INGA
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
ING Groep NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2.a
MgmtReceive Announcements on Sustainability 2.b
MgmtReceive Report of Supervisory Board (Non-Voting)
2.c
MgmtDiscuss Remuneration Report 2.d
Mgmt ForForAdopt Financial Statements and Statutory Reports
2.e
MgmtReceive Explanation on Profit Retention and Distribution Policy
3.a
Mgmt ForForApprove Dividends of EUR 0.68 Per Share 3.b
Mgmt AgainstForApprove Discharge of Management Board 4.a
Mgmt AgainstForApprove Discharge of Supervisory Board 4.b
Mgmt ForForRatify KPMG as Auditors 5
Mgmt ForForElect Tanate Phutrakul to Executive Board 6
Mgmt ForForReelect Mariana Gheorghe to Supervisory Board
7.a
Mgmt ForForElect Mike Rees to Supervisory Board 7.b
Mgmt ForForElect Herna Verhagen to Supervisory Board 7.c
Mgmt ForForGrant Board Authority to Issue Shares 8.a
Mgmt ForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights
8.b
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
Noble Energy, Inc.
Meeting Date: 04/23/2019
Record Date: 02/22/2019
Country: USA
Ticker: NBL
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Noble Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Jeffrey L. Berenson Mgmt For Against
Mgmt ForForElect Director Michael A. Cawley 1b
Mgmt AgainstForElect Director James E. Craddock 1c
Mgmt ForForElect Director Barbara J. Duganier 1d
Mgmt AgainstForElect Director Thomas J. Edelman 1e
Mgmt ForForElect Director Holli C. Ladhani 1f
Mgmt ForForElect Director David L. Stover 1g
Mgmt AgainstForElect Director Scott D. Urban 1h
Mgmt ForForElect Director William T. Van Kleef 1i
Mgmt ForForRatify KPMG LLP as Auditor 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstForAmend Omnibus Stock Plan 4
S.A.C.I. Falabella SA
Meeting Date: 04/23/2019
Record Date: 04/15/2019
Country: Chile
Ticker: FALABELLA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report, Balance Sheet, and Consolidated Financial Statements
Mgmt For For
Mgmt ForForApprove Auditors' Report 2
Mgmt ForForApprove Allocation of Income and Dividends of CLP 76 Per Share
3
Mgmt ForForApprove Dividend Policy 4
Mgmt ForForApprove Remuneration of Directors 5
Mgmt ForForAppoint Auditors 6
Mgmt ForForDesignate Risk Assessment Companies 7
Mgmt ForForDesignate Newspaper to Publish Announcements
8
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
S.A.C.I. Falabella SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReceive Report Regarding Related-Party Transactions
9
Mgmt ForForReceive Directors Committee's Report 10
Mgmt ForForApprove Remuneration of Directors' Committee
11
Mgmt ForForApprove Budget of Directors' Committee 12
S.A.C.I. Falabella SA
Meeting Date: 04/23/2019
Record Date: 04/15/2019
Country: Chile
Ticker: FALABELLA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to Falabella SA; Amend Article 1
Mgmt For For
Mgmt ForForAmend Articles 19, 21 and 23 2
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
WEG SA
Meeting Date: 04/23/2019
Record Date:
Country: Brazil
Ticker: WEGE3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
Mgmt For For
Mgmt ForForApprove Allocation of Income and Dividends 2
Mgmt ForForApprove Remuneration of Company's Management
3
Mgmt ForForElect Fiscal Council Members 4
Mgmt AgainstNoneIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
WEG SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration of Fiscal Council Members
6
Mgmt ForForDesignate Newspapers to Publish Company Announcements
7
Wells Fargo & Company
Meeting Date: 04/23/2019
Record Date: 02/26/2019
Country: USA
Ticker: WFC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director John D. Baker, II Mgmt For For
Mgmt ForForElect Director Celeste A. Clark 1b
Mgmt ForForElect Director Theodore F. Craver, Jr. 1c
Mgmt ForForElect Director Elizabeth A. "Betsy" Duke 1d
Mgmt ForForElect Director Wayne M. Hewett 1e
Mgmt ForForElect Director Donald M. James 1f
Mgmt ForForElect Director Maria R. Morris 1g
Mgmt ForForElect Director Juan A. Pujadas 1h
Mgmt ForForElect Director James H. Quigley 1i
Mgmt ForForElect Director Ronald L. Sargent 1j
Mgmt ForForElect Director C. Allen Parker 1k
Mgmt ForForElect Director Suzanne M. Vautrinot 1l
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForAmend Omnibus Stock Plan 3
Mgmt ForForRatify KPMG LLP as Auditors 4
SH AgainstAgainstReport on Incentive-Based Compensation and Risks of Material Losses
5
SH AgainstAgainstReport on Global Median Gender Pay Gap 6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Winpak Ltd.
Meeting Date: 04/23/2019
Record Date: 03/19/2019
Country: Canada
Ticker: WPK
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Antti I. Aarnio-Wihuri Mgmt For Withhold
Mgmt WithholdForElect Director Martti H. Aarnio-Wihuri 1.2
Mgmt WithholdForElect Director Rakel J. Aarnio-Wihuri 1.3
Mgmt ForForElect Director Karen A. Albrechtsen 1.4
Mgmt WithholdForElect Director Bruce J. Berry 1.5
Mgmt ForForElect Director Donald R.W. Chatterley 1.6
Mgmt WithholdForElect Director Juha M. Hellgren 1.7
Mgmt ForForElect Director Dayna Spiring 1.8
Mgmt WithholdForElect Director Ilkka T. Suominen 1.9
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Anheuser-Busch InBev SA/NV
Meeting Date: 04/24/2019
Record Date: 03/15/2019
Country: Belgium
Ticker: ABI
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtSpecial Meeting Agenda
MgmtReceive Special Board Report Re: Article 559 of the Companies Code
A1.a
MgmtReceive Special Auditor Report Re: Article 559 of the Companies Code
A1.b
Mgmt ForForAmend Article 4 Re: Corporate Purpose A1.c
Mgmt AgainstForAmend Article 23 Re: Requirements of the Chairperson of the Board
B2
MgmtAnnual Meeting Agenda
MgmtReceive Directors' Reports (Non-Voting) C3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Anheuser-Busch InBev SA/NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtReceive Auditors' Reports (Non-Voting) C4
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
C5
Mgmt ForForApprove Financial Statements, Allocation of Income, and Dividends of EUR 1.80 per Share
C6
Mgmt ForForApprove Discharge of Directors C7
Mgmt ForForApprove Discharge of Auditor C8
Mgmt ForForElect Xiaozhi Liu as Independent Director C9.a
Mgmt AgainstForElect Sabine Chalmers as Director C9.b
Mgmt AgainstForElect Cecilia Sicupira as Director C9.c
Mgmt AgainstForElect Claudio Garcia as Director C9.d
Mgmt AgainstForReelect Martin J. Barrington as Director C9.e
Mgmt ForForReelect William F. Gifford, Jr. as Director C9.f
Mgmt AgainstForReelect Alejandro Santo Domingo Davila as Director
C9.g
Mgmt ForForRatify PwC as Auditors and Approve Auditors' Remuneration
C10
Mgmt AgainstForApprove Remuneration Report C11.a
Mgmt AgainstForApprove Fixed Remuneration of Directors C11.b
Mgmt ForForApprove Grant of Restricted Stock Units C11.c
Mgmt ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
D12
ASML Holding NV
Meeting Date: 04/24/2019
Record Date: 03/27/2019
Country: Netherlands
Ticker: ASML
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtDiscuss the Company's Business, Financial Situation and Sustainability
2
MgmtDiscuss Remuneration Policy 3.a
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
ASML Holding NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAdopt Financial Statements and Statutory Reports
3.b
MgmtReceive Clarification on Company's Reserves and Dividend Policy
3.c
Mgmt ForForApprove Dividends of EUR 2.10 Per Share 3.d
Mgmt ForForApprove Discharge of Management Board 4.a
Mgmt ForForApprove Discharge of Supervisory Board 4.b
Mgmt ForForAmend Remuneration Policy 5
Mgmt ForForApprove 200,000 Performance Shares for Board of Management
6
MgmtDiscussion of Updated Supervisory Board Profile
7
Mgmt ForForReelect G.J. Kleisterlee to Supervisory Board 8.a
Mgmt ForForReelect A.P. Aris to Supervisory Board 8.b
Mgmt ForForReelect R.D. Schwalb to Supervisory Board 8.c
Mgmt ForForReelect W.H. Ziebart to Supervisory Board 8.d
MgmtReceive Retirement Schedule of the Supervisory Board
8.e
Mgmt ForForApprove Remuneration of Supervisory Board 9
Mgmt ForForRatify KPMG as Auditors 10
Mgmt ForForGrant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes
11.a
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.a
11.b
Mgmt ForForGrant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition
11.c
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances Under Item 11.c
11.d
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12.a
Mgmt ForForAuthorize Additional Repurchase of Up to 10 Percent of Issued Share Capital
12.b
Mgmt ForForAuthorize Cancellation of Repurchased Shares 13
MgmtOther Business (Non-Voting) 14
MgmtClose Meeting 15
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
AXA SA
Meeting Date: 04/24/2019
Record Date: 04/19/2019
Country: France
Ticker: CS
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 1.34 per Share
3
Mgmt ForForApprove Compensation of Denis Duverne, Chairman of the Board
4
Mgmt AgainstForApprove Compensation of Thomas Buberl, CEO
5
Mgmt ForForApprove Remuneration Policy of Denis Duverne, Chairman of the Board
6
Mgmt ForForApprove Remuneration Policy of Thomas Buberl, CEO
7
Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions
8
Mgmt ForForReelect Jean-Pierre Clamadieu as Director 9
Mgmt ForForRatify Appointment of Elaine Sarsynski as Director
10
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
MgmtExtraordinary Business
Mgmt ForForAuthorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value
12
Mgmt AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions
13
Mgmt ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million
14
Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million
15
Mgmt ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
16
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers
17
Mgmt ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
18
Mgmt ForForAuthorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million
19
Mgmt ForForAuthorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion
20
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
21
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
22
Mgmt ForForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
23
Mgmt ForForAuthorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution
24
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
25
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
26
Komercni banka, a.s.
Meeting Date: 04/24/2019
Record Date: 04/17/2019
Country: Czech Republic
Ticker: KOMB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Management Board Report on Company's Operations and State of Its Assets in Fiscal 2018
Mgmt For For
MgmtReceive Report on Act Providing for Business Undertaking in Capital Market
2
MgmtReceive Management Board Report on Related Entities
3
MgmtReceive Management Board Reports, Financial Statements, Consolidated Financial Statement and Proposal for Allocation of Income
4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Komercni banka, a.s.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtReceive Supervisory Board Reports on Financial Statements, Its Activities, and Management Board Report on Related Entities; Proposal on Allocation of Income
5
MgmtReceive Audit Committee Report 6
Mgmt ForForApprove Financial Statements 7
Mgmt ForForApprove Allocation of Income and Dividends of CZK 51 per Share
8
Mgmt ForForApprove Consolidated Financial Statements 9
Mgmt ForForElect Cecile Camilli as Supervisory Board Member
10.1
Mgmt ForForElect Petra Wendelova as Supervisory Board Member
10.2
Mgmt ForForElect Petra Wendelova as Member of Audit Committee
11
Mgmt ForForRatify Deloitte Audit s.r.o as Auditor 12
Telesites SAB de CV
Meeting Date: 04/24/2019
Record Date: 04/12/2019
Country: Mexico
Ticker: SITESB.1
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Approve CEO's Report Including External Auditor's Report and Board's Opinion on CEO's Report
Mgmt For For
Mgmt ForForApprove Board Report on Principal Accounting Policies and Criteria Followed in Preparation of Financial Information
1.2
Mgmt ForForApprove Report on Activities and Operations Undertaken by Board
1.3
Mgmt ForForApprove Consolidated Financial Statements 1.4
Mgmt ForForApprove Audit and Corporate Practices Committee's Report
1.5
Mgmt ForForApprove Allocation of Income 2
Mgmt AgainstForElect or Ratify Directors and Company Secretary and Deputy Secretary; Verify Independence of Directors
3
Mgmt ForForApprove Remuneration of Directors and Company Secretary and Deputy Secretary
4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Telesites SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForElect or Ratify Members of Audit and Corporate Practices Committee
5
Mgmt ForForApprove Remuneration of Audit and Corporate Practices Committee
6
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
DBS Group Holdings Ltd.
Meeting Date: 04/25/2019
Record Date:
Country: Singapore
Ticker: D05
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
Mgmt For For
Mgmt ForForApprove Final and Special Dividend 2
Mgmt ForForApprove Directors' Fees 3
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForElect Euleen Goh Yiu Kiang as Director 5
Mgmt ForForElect Danny Teoh Leong Kay as Director 6
Mgmt ForForElect Nihal Vijaya Devadas Kaviratne as Director
7
Mgmt ForForElect Bonghan Cho as Director 8
Mgmt ForForElect Tham Sai Choy as Director 9
Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
10
Mgmt ForForApprove Issuance of Shares Under the DBSH Scrip Dividend Scheme
11
Mgmt ForForAuthorize Share Repurchase Program 12
Mgmt ForForApprove Extension of the Duration of DBSH Share Plan and Other Amendments to the DBSH Share Plan
13
Mgmt ForForAdopt California Sub-Plan to the DBSH Share Plan
14
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Johnson & Johnson
Meeting Date: 04/25/2019
Record Date: 02/26/2019
Country: USA
Ticker: JNJ
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Mary C. Beckerle Mgmt For For
Mgmt AgainstForElect Director D. Scott Davis 1b
Mgmt ForForElect Director Ian E. L. Davis 1c
Mgmt ForForElect Director Jennifer A. Doudna 1d
Mgmt ForForElect Director Alex Gorsky 1e
Mgmt ForForElect Director Marillyn A. Hewson 1f
Mgmt ForForElect Director Mark B. McClellan 1g
Mgmt ForForElect Director Anne M. Mulcahy 1h
Mgmt ForForElect Director William D. Perez 1i
Mgmt ForForElect Director Charles Prince 1j
Mgmt AgainstForElect Director A. Eugene Washington 1k
Mgmt AgainstForElect Director Ronald A. Williams 1l
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH ForAgainstClawback Disclosure of Recoupment Activity from Senior Officers
4
SH AgainstAgainstReport on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
5
RELX Plc
Meeting Date: 04/25/2019
Record Date: 04/23/2019
Country: United Kingdom
Ticker: REL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Final Dividend 3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
RELX Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReappoint Ernst & Young LLP as Auditors 4
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
5
Mgmt ForForElect Andrew Sukawaty as Director 6
Mgmt ForForRe-elect Erik Engstrom as Director 7
Mgmt ForForRe-elect Sir Anthony Habgood as Director 8
Mgmt ForForRe-elect Wolfhart Hauser as Director 9
Mgmt ForForRe-elect Adrian Hennah as Director 10
Mgmt ForForRe-elect Marike van Lier Lels as Director 11
Mgmt ForForRe-elect Nick Luff as Director 12
Mgmt ForForRe-elect Robert MacLeod as Director 13
Mgmt ForForRe-elect Linda Sanford as Director 14
Mgmt ForForRe-elect Suzanne Wood as Director 15
Mgmt ForForAuthorise Issue of Equity 16
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Mgmt ForForAdopt New Articles of Association 21
Mgmt ForForApprove Capitalisation of Merger Reserve 22
Mgmt ForForApprove Cancellation of Capital Reduction Share
23
Schneider Electric SE
Meeting Date: 04/25/2019
Record Date: 04/23/2019
Country: France
Ticker: SU
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Schneider Electric SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 2.35 per Share
3
Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForApprove Compensation of Jean Pascal Tricoire, Chairman and CEO
5
Mgmt ForForApprove Compensation of Emmanuel Babeau, Vice-CEO
6
Mgmt ForForApprove Remuneration Policy of Chairman and CEO
7
Mgmt ForForApprove Remuneration Policy of Vice-CEO 8
Mgmt ForForReelect Greg Spierkel as Director 9
Mgmt ForForElect Carolina Dybeck Happe as Director 10
Mgmt ForForElect Xuezheng Ma as Director 11
Mgmt ForForElect Lip Bu Tan as Director 12
Mgmt ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million
13
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
MgmtExtraordinary Business
Mgmt ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million
15
Mgmt ForForAuthorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value
16
Mgmt ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230 Million
17
Mgmt ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 and 17
18
Mgmt ForForAuthorize Capital Increase of up to 9.93 Percent of Issued Capital for Contributions in Kind
19
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Schneider Electric SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 115 Million
20
Mgmt ForForAuthorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
21
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
23
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
24
MgmtOrdinary Business
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
25
Vermilion Energy, Inc.
Meeting Date: 04/25/2019
Record Date: 03/11/2019
Country: Canada
Ticker: VET
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Ten Mgmt For For
Mgmt ForForElect Director Lorenzo Donadeo 2.1
Mgmt ForForElect Director Carin A. Knickel 2.2
Mgmt ForForElect Director Stephen P. Larke 2.3
Mgmt ForForElect Director Loren M. Leiker 2.4
Mgmt ForForElect Director Larry J. Macdonald 2.5
Mgmt ForForElect Director Timothy R. Marchant 2.6
Mgmt ForForElect Director Anthony W. Marino 2.7
Mgmt ForForElect Director Robert B. Michaleski 2.8
Mgmt ForForElect Director William B. Roby 2.9
Mgmt ForForElect Director Catherine L. Williams 2.10
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForApprove Deferred Share Unit Plan 4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Vermilion Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAmend Vermillion Incentive Plan 5
Mgmt ForForAmend Employee Bonus Plan 6
Mgmt ForForAmend Employee Share Savings Plan 7
Mgmt ForForApprove Five-Year Security-Based Compensation Arrangement
8
Mgmt ForForAdvisory Vote on Executive Compensation Approach
9
Abbott Laboratories
Meeting Date: 04/26/2019
Record Date: 02/27/2019
Country: USA
Ticker: ABT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert J. Alpern Mgmt For For
Mgmt WithholdForElect Director Roxanne S. Austin 1.2
Mgmt ForForElect Director Sally E. Blount 1.3
Mgmt ForForElect Director Michelle A. Kumbier 1.4
Mgmt WithholdForElect Director Edward M. Liddy 1.5
Mgmt ForForElect Director Nancy McKinstry 1.6
Mgmt WithholdForElect Director Phebe N. Novakovic 1.7
Mgmt WithholdForElect Director William A. Osborn 1.8
Mgmt WithholdForElect Director Samuel C. Scott, III 1.9
Mgmt ForForElect Director Daniel J. Starks 1.10
Mgmt ForForElect Director John G. Stratton 1.11
Mgmt ForForElect Director Glenn F. Tilton 1.12
Mgmt WithholdForElect Director Miles D. White 1.13
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForAgainstRequire Independent Board Chairman 4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Ambev SA
Meeting Date: 04/26/2019
Record Date: 03/27/2019
Country: Brazil
Ticker: ABEV3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary General Meeting
Mgmt ForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2018
1
Mgmt ForForApprove Allocation of Income and Dividends 2
Mgmt AbstainForElect Fiscal Council Members 3.a
SH ForNoneElect Aldo Luiz Mendes as Fiscal Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder
3.b
Mgmt ForForApprove Remuneration of Company's Management
4.1
Mgmt ForForApprove Remuneration of Fiscal Council Members
4.2
MgmtExtraordinary General Meeting
Mgmt ForForAmend Article 5 to Reflect Changes in Capital 1.a
Mgmt ForForAmend Article 16 Re: Decrease in Board Size 1.b
Mgmt ForForConsolidate Bylaws 1.c
EOG Resources, Inc.
Meeting Date: 04/29/2019
Record Date: 03/01/2019
Country: USA
Ticker: EOG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Janet F. Clark Mgmt For For
Mgmt ForForElect Director Charles R. Crisp 1b
Mgmt ForForElect Director Robert P. Daniels 1c
Mgmt ForForElect Director James C. Day 1d
Mgmt ForForElect Director C. Christopher Gaut 1e
Mgmt ForForElect Director Julie J. Robertson 1f
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
EOG Resources, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Donald F. Textor 1g
Mgmt ForForElect Director William R. Thomas 1h
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 04/29/2019
Record Date: 03/29/2019
Country: China
Ticker: 2318
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForApprove 2018 Report of the Board of Directors
1
Mgmt ForForApprove 2018 Report of the Supervisory Committee
2
Mgmt ForForApprove 2018 Annual Report and its Summary
3
Mgmt ForForApprove 2018 Financial Statements and Statutory Reports
4
Mgmt ForForApprove 2018 Profit Distribution Plan and Distribution of Final Dividends
5
Mgmt ForForApprove PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForApprove 2019-2021 Development Plan 7
Mgmt ForForApprove Performance Evaluation of Independent Non-executive Directors
8
Mgmt ForForApprove Issuance of Debt Financing Instruments
9
MgmtAPPROVE RESOLUTION REGARDING SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES
Mgmt ForForApprove Share Repurchase Plan 10.1
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Ping An Insurance (Group) Co. of China Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Grant of General Mandate to Repurchase Shares
10.2
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
11
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 04/29/2019
Record Date: 03/29/2019
Country: China
Ticker: 2318
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
MgmtAPPROVE RESOLUTION REGARDING SHARES REPURCHASE PLAN OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL MANDATE FOR THE REPURCHASE OF SHARES
Mgmt ForForApprove Share Repurchase Plan 1.1
Mgmt ForForApprove Grant of General Mandate to Repurchase Shares
1.2
BB&T Corporation
Meeting Date: 04/30/2019
Record Date: 02/20/2019
Country: USA
Ticker: BBT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jennifer S. Banner Mgmt For For
Mgmt ForForElect Director K. David Boyer, Jr. 1.2
Mgmt ForForElect Director Anna R. Cablik 1.3
Mgmt ForForElect Director Patrick C. Graney, III 1.4
Mgmt ForForElect Director I. Patricia Henry 1.5
Mgmt ForForElect Director Kelly S. King 1.6
Mgmt ForForElect Director Louis B. Lynn 1.7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
BB&T Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Easter A. Maynard 1.8
Mgmt ForForElect Director Charles A. Patton 1.9
Mgmt ForForElect Director Nido R. Qubein 1.10
Mgmt ForForElect Director William J. Reuter 1.11
Mgmt ForForElect Director Tollie W. Rich, Jr. 1.12
Mgmt ForForElect Director Christine Sears 1.13
Mgmt ForForElect Director Thomas E. Skains 1.14
Mgmt ForForElect Director Thomas N. Thompson 1.15
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Canadian National Railway Co.
Meeting Date: 04/30/2019
Record Date: 03/08/2019
Country: Canada
Ticker: CNR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shauneen Bruder Mgmt For For
Mgmt ForForElect Director Donald J. Carty 1.2
Mgmt ForForElect Director Gordon D. Giffin 1.3
Mgmt ForForElect Director Julie Godin 1.4
Mgmt ForForElect Director Edith E. Holiday 1.5
Mgmt ForForElect Director V. Maureen Kempston Darkes 1.6
Mgmt ForForElect Director Denis Losier 1.7
Mgmt ForForElect Director Kevin G. Lynch 1.8
Mgmt ForForElect Director James E. O'Connor 1.9
Mgmt ForForElect Director Robert Pace 1.10
Mgmt ForForElect Director Robert L. Phillips 1.11
Mgmt ForForElect Director Jean-Jacques Ruest 1.12
Mgmt ForForElect Director Laura Stein 1.13
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Canadian National Railway Co.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Grupo Financiero Banorte SAB de CV
Meeting Date: 04/30/2019
Record Date: 04/15/2019
Country: Mexico
Ticker: GFNORTEO
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.a Approve CEO's Report on Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information
1.b
Mgmt ForForApprove Board's Report on Operations and Activities Undertaken by Board
1.c
Mgmt ForForApprove Report on Activities of Audit and Corporate Practices Committee
1.d
Mgmt ForForApprove All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee
1.e
Mgmt ForForApprove Allocation of Income 2
Mgmt ForForAmend Dividend Policy 3
MgmtReceive Auditor's Report on Tax Position of Company
4
Mgmt ForForElect Carlos Hank Gonzalez as Board Chairman
5.a1
Mgmt AgainstForElect Juan Antonio Gonzalez Moreno as Director
5.a2
Mgmt ForForElect David Juan Villarreal Montemayor as Director
5.a3
Mgmt ForForElect Jose Marcos Ramirez Miguel as Director 5.a4
Mgmt ForForElect Everardo Elizondo Almaguer as Director 5.a5
Mgmt ForForElect Carmen Patricia Armendariz Guerra as Director
5.a6
Mgmt ForForElect Hector Federico Reyes Retana y Dahl as Director
5.a7
Mgmt AgainstForElect Eduardo Livas Cantu as Director 5.a8
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Grupo Financiero Banorte SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Alfredo Elias Ayub as Director 5.a9
Mgmt ForForElect Adrian Sada Cueva as Director 5.a10
Mgmt ForForElect David Peñaloza Alanis as Director 5.a11
Mgmt ForForElect Jose Antonio Chedraui Eguia as Director 5.a12
Mgmt AgainstForElect Alfonso de Angoitia Noriega as Director 5.a13
Mgmt ForForElect Thomas Stanley Heather Rodriguez as Director
5.a14
Mgmt ForForElect Graciela Gonzalez Moreno as Alternate Director
5.a15
Mgmt ForForElect Juan Antonio Gonzalez Marcos as Alternate Director
5.a16
Mgmt ForForElect Alberto Halabe Hamui as Alternate Director
5.a17
Mgmt ForForElect Carlos de la Isla Corry as Alternate Director
5.a18
Mgmt ForForElect Diego Martinez Rueda-Chapital as Alternate Director
5.a19
Mgmt ForForElect Gerardo Salazar Viezca as Alternate Director
5.a20
Mgmt ForForElect Clemente Ismael Reyes Retana Valdes as Alternate Director
5.a21
Mgmt ForForElect Roberto Kelleher Vales as Alternate Director
5.a22
Mgmt ForForElect Isaac Becker Kabacnik as Alternate Director
5.a23
Mgmt ForForElect Jose Maria Garza Treviño as Alternate Director
5.a24
Mgmt ForForElect Carlos Cesarman Kolteniuk as Alternate Director
5.a25
Mgmt ForForElect Humberto Tafolla Nuñez as Alternate Director
5.a26
Mgmt ForForElect Guadalupe Phillips Margain as Alternate Director
5.a27
Mgmt ForForElect Ricardo Maldonado Yañez as Alternate Director
5.a28
Mgmt ForForElect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board
5.b
Mgmt ForForApprove Directors Liability and Indemnification
5.c
Mgmt ForForApprove Remuneration of Directors 6
Mgmt ForForElect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee
7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Grupo Financiero Banorte SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve
8
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
9
ARC Resources Ltd.
Meeting Date: 05/01/2019
Record Date: 03/15/2019
Country: Canada
Ticker: ARX
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David R. Collyer Mgmt For For
Mgmt ForForElect Director John P. Dielwart 1.2
Mgmt ForForElect Director Fred J. Dyment 1.3
Mgmt ForForElect Director Harold N. Kvisle 1.4
Mgmt ForForElect Director Kathleen M. O'Neill 1.5
Mgmt ForForElect Director Herbert C. Pinder, Jr. 1.6
Mgmt ForForElect Director William G. Sembo 1.7
Mgmt ForForElect Director Nancy L. Smith 1.8
Mgmt ForForElect Director Myron M. Stadnyk 1.9
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
PepsiCo, Inc.
Meeting Date: 05/01/2019
Record Date: 03/01/2019
Country: USA
Ticker: PEP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Shona L. Brown Mgmt For Against
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
PepsiCo, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Cesar Conde 1b
Mgmt ForForElect Director Ian Cook 1c
Mgmt AgainstForElect Director Dina Dublon 1d
Mgmt ForForElect Director Richard W. Fisher 1e
Mgmt ForForElect Director Michelle Gass 1f
Mgmt ForForElect Director William R. Johnson 1g
Mgmt ForForElect Director Ramon Laguarta 1h
Mgmt AgainstForElect Director David C. Page 1i
Mgmt ForForElect Director Robert C. Pohlad 1j
Mgmt AgainstForElect Director Daniel Vasella 1k
Mgmt ForForElect Director Darren Walker 1l
Mgmt ForForElect Director Alberto Weisser 1m
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForEliminate Supermajority Vote Requirement 4
SH ForAgainstRequire Independent Board Chairman 5
SH ForAgainstReport on Pesticide Management 6
Unilever NV
Meeting Date: 05/01/2019
Record Date: 04/03/2019
Country: Netherlands
Ticker: UNA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtDiscussion of the Annual Report and Accounts for the 2018 Financial Year
1
Mgmt ForForApprove Financial Statements and Allocation of Income
2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Discharge of Executive Board Members
4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Unilever NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Discharge of Non-Executive Board Members
5
Mgmt ForForReelect N S Andersen as Non-Executive Director
6
Mgmt ForForReelect L M Cha as Non-Executive Director 7
Mgmt ForForReelect V Colao as Non-Executive Director 8
Mgmt ForForReelect M Dekkers as Non-Executive Director 9
Mgmt ForForReelect J Hartmann as Non-Executive Director 10
Mgmt ForForReelect A Jung as Non-Executive Director 11
Mgmt ForForReelect M Ma as Non-Executive Director 12
Mgmt ForForReelect S Masiyiwa as Non-Executive Director 13
Mgmt ForForReelect Y Moon as Non-Executive Director 14
Mgmt ForForReelect G Pitkethly as Executive Director 15
Mgmt ForForReelect J Rishton as Non-Executive Director 16
Mgmt ForForReelect F Sijbesma as Non-Executive Director 17
Mgmt ForForElect A Jope as Executive Director 18
Mgmt ForForElect S Kilsby as Non-Executive Director 19
Mgmt ForForRatify KPMG as Auditors 20
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital and Depositary Receipts
21
Mgmt ForForApprove Reduction in Share Capital through Cancellation of Ordinary Shares andDepositary Receipts Thereof
22
Mgmt AgainstForGrant Board Authority to Issue Shares 23
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes
24
Mgmt ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes
25
Amcor Ltd.
Meeting Date: 05/02/2019
Record Date: 04/30/2019
Country: Australia
Ticker: AMC
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Amcor Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Court- Ordered Meeting Mgmt
Mgmt ForForApprove the Scheme of Arrangement in Relation to the Proposed Combination of Amcor Limited and Bemis Company, Inc.
1
Gildan Activewear Inc.
Meeting Date: 05/02/2019
Record Date: 03/06/2019
Country: Canada
Ticker: GIL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William D. Anderson Mgmt For For
Mgmt ForForElect Director Donald C. Berg 1.2
Mgmt ForForElect Director Maryse Bertrand 1.3
Mgmt ForForElect Director Marc Caira 1.4
Mgmt ForForElect Director Glenn J. Chamandy 1.5
Mgmt ForForElect Director Shirley E. Cunningham 1.6
Mgmt ForForElect Director Russell Goodman 1.7
Mgmt ForForElect Director Charles M. Herington 1.8
Mgmt ForForElect Director Craig A. Leavitt 1.9
Mgmt ForForElect Director Anne Martin-Vachon 1.10
Mgmt ForForApprove Advance Notice Requirement 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForRatify KPMG LLP as Auditors 4
Great-West Lifeco, Inc.
Meeting Date: 05/02/2019
Record Date: 03/07/2019
Country: Canada
Ticker: GWO
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Great-West Lifeco, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Common and First Preferred Shareholders
Mgmt
Mgmt ForForElect Director Michael R. Amend 1.1
Mgmt ForForElect Director Deborah J. Barrett 1.2
Mgmt ForForElect Director Heather E. Conway 1.3
Mgmt ForForElect Director Marcel R. Coutu 1.4
Mgmt ForForElect Director Andre Desmarais 1.5
Mgmt ForForElect Director Paul Desmarais, Jr. 1.6
Mgmt ForForElect Director Gary A. Doer 1.7
Mgmt ForForElect Director David G. Fuller 1.8
Mgmt ForForElect Director Claude Genereux 1.9
Mgmt ForForElect Director J. David A. Jackson 1.10
Mgmt ForForElect Director Elizabeth C. Lempres 1.11
Mgmt ForForElect Director Paula B. Madoff 1.12
Mgmt ForForElect Director Paul A. Mahon 1.13
Mgmt ForForElect Director Susan J. McArthur 1.14
Mgmt ForForElect Director R. Jeffrey Orr 1.15
Mgmt ForForElect Director Donald M. Raymond 1.16
Mgmt ForForElect Director T. Timothy Ryan 1.17
Mgmt ForForElect Director Jerome J. Selitto 1.18
Mgmt ForForElect Director James M. Singh 1.19
Mgmt ForForElect Director Gregory D. Tretiak 1.20
Mgmt ForForElect Director Siim A. Vanaselja 1.21
Mgmt ForForElect Director Brian E. Walsh 1.22
Mgmt ForForRatify Deloitte LLP as Auditors 2
Manulife Financial Corp.
Meeting Date: 05/02/2019
Record Date: 03/06/2019
Country: Canada
Ticker: MFC
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Manulife Financial Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronalee H. Ambrose Mgmt For For
Mgmt ForForElect Director Joseph P. Caron 1.2
Mgmt ForForElect Director John M. Cassaday 1.3
Mgmt ForForElect Director Susan F. Dabarno 1.4
Mgmt ForForElect Director Sheila S. Fraser 1.5
Mgmt ForForElect Director Roy Gori 1.6
Mgmt ForForElect Director Tsun-yan Hsieh 1.7
Mgmt ForForElect Director P. Thomas Jenkins 1.8
Mgmt ForForElect Director Donald R. Lindsay 1.9
Mgmt ForForElect Director John R.V. Palmer 1.10
Mgmt ForForElect Director C. James Prieur 1.11
Mgmt ForForElect Director Andrea S. Rosen 1.12
Mgmt ForForElect Director Lesley D. Webster 1.13
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
SNC-Lavalin Group Inc.
Meeting Date: 05/02/2019
Record Date: 03/11/2019
Country: Canada
Ticker: SNC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jacques Bougie Mgmt For For
Mgmt ForForElect Director Neil Bruce 1.2
Mgmt ForForElect Director Isabelle Courville 1.3
Mgmt ForForElect Director Catherine J. Hughes 1.4
Mgmt ForForElect Director Kevin G. Lynch 1.5
Mgmt ForForElect Director Steven L. Newman 1.6
Mgmt ForForElect Director Jean Raby 1.7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
SNC-Lavalin Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Alain Rheaume 1.8
Mgmt ForForElect Director Eric D. Siegel 1.9
Mgmt ForForElect Director Zin Smati 1.10
Mgmt ForForElect Director Benita M. Warmbold 1.11
Mgmt ForForApprove Deloitte LLP Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposal
SH AgainstAgainstSP 1: Integration Of Environmental, Social And Governance (Esg) Criteria IntoExecutive Compensation
4
SH AgainstAgainstSP 2: Independence of Directors 5
Uni-Select Inc.
Meeting Date: 05/02/2019
Record Date: 03/28/2019
Country: Canada
Ticker: UNS
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David Bibby Mgmt For For
Mgmt ForForElect Director Michelle Cormier 1.2
Mgmt ForForElect Director Stephane Gonthier 1.3
Mgmt ForForElect Director Jeffrey I. Hall 1.4
Mgmt ForForElect Director George E. Heath 1.5
Mgmt ForForElect Director Frederick J. Mifflin 1.6
Mgmt ForForElect Director Robert Molenaar 1.7
Mgmt ForForElect Director Pierre A. Raymond 1.8
Mgmt ForForElect Director Richard G. Roy 1.9
Mgmt ForForElect Director Dennis M. Welvaert 1.10
Mgmt ForForElect Director Michael Wright 1.11
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
OdontoPrev SA
Meeting Date: 05/03/2019
Record Date:
Country: Brazil
Ticker: ODPV3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Directors and Board Chairman Mgmt For Against
Mgmt AgainstForApprove Board Composition 2
Pembina Pipeline Corporation
Meeting Date: 05/03/2019
Record Date: 03/15/2019
Country: Canada
Ticker: PPL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Common Shareholders Mgmt
Mgmt ForForElect Director Anne-Marie N. Ainsworth 1.1
Mgmt ForForElect Director Michael (Mick) H. Dilger 1.2
Mgmt ForForElect Director Randall J. Findlay 1.3
Mgmt ForForElect Director Maureen E. Howe 1.4
Mgmt WithholdForElect Director Gordon J. Kerr 1.5
Mgmt WithholdForElect Director David M.B. LeGresley 1.6
Mgmt ForForElect Director Robert B. Michaleski 1.7
Mgmt WithholdForElect Director Leslie A. O'Donoghue 1.8
Mgmt ForForElect Director Bruce D. Rubin 1.9
Mgmt ForForElect Director Jeffrey T. Smith 1.10
Mgmt WithholdForElect Director Henry W. Sykes 1.11
Mgmt ForForApprove KPMG LLP Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForRe-approve Shareholder Rights Plan 3
Mgmt ForForIncrease Authorized Class A Preferred Shares 4
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Berkshire Hathaway Inc.
Meeting Date: 05/04/2019
Record Date: 03/06/2019
Country: USA
Ticker: BRK.B
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Warren E. Buffet Mgmt For For
Mgmt ForForElect Director Charles T. Munger 1.2
Mgmt ForForElect Director Gregory E. Abel 1.3
Mgmt ForForElect Director Howard G. Buffett 1.4
Mgmt ForForElect Director Stephen B. Burke 1.5
Mgmt ForForElect Director Susan L. Decker 1.6
Mgmt ForForElect Director William H. Gates, III 1.7
Mgmt ForForElect Director David S. Gottesman 1.8
Mgmt ForForElect Director Charlotte Guyman 1.9
Mgmt ForForElect Director Ajit Jain 1.10
Mgmt ForForElect Director Thomas S. Murphy 1.11
Mgmt ForForElect Director Ronald L. Olson 1.12
Mgmt ForForElect Director Walter Scott, Jr. 1.13
Mgmt ForForElect Director Meryl B. Witmer 1.14
PT Jasa Marga (Persero) Tbk
Meeting Date: 05/06/2019
Record Date: 04/10/2019
Country: Indonesia
Ticker: JSMR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForAccept Annual Report of the Partnership and Community Development Program (PCDP)
2
Mgmt ForForApprove Allocation of Income 3
Mgmt ForForAppoint Auditors of the Company and the Partnership and Community Development Program (PCDP)
4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
PT Jasa Marga (Persero) Tbk
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration and Tantiem of Directors and Commissioners
5
Mgmt ForForAccept Report on the Use of Proceeds 6
Mgmt AgainstForAmend Corporate Purpose 7
Mgmt AgainstForApprove Changes in Board of Company 8
Air Liquide SA
Meeting Date: 05/07/2019
Record Date: 05/02/2019
Country: France
Ticker: AI
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 2.65 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares
3
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForReelect Sian Herbert-Jones as Director 5
Mgmt ForForReelect Genevieve Berger as Director 6
Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
7
Mgmt ForForApprove Compensation of Benoit Potier 8
Mgmt ForForApprove Remuneration Policy of Executive Officers
9
MgmtExtraordinary Business
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
10
Mgmt ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million
11
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Air Liquide SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
12
Mgmt ForForAuthorize up to 2 Percent of Issued Capital for Use in Stock Option Plans
13
Mgmt ForForAuthorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
14
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
15
Mgmt ForForApprove Stock Purchase Plan Reserved for Employees of International Subsidiaries
16
MgmtOrdinary Business
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
17
Altus Group Ltd.
Meeting Date: 05/07/2019
Record Date: 03/22/2019
Country: Canada
Ticker: AIF
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Angela L. Brown Mgmt For For
Mgmt ForForElect Director Robert G. Courteau 1b
Mgmt ForForElect Director Colin Dyer 1c
Mgmt ForForElect Director Carl Farrell 1d
Mgmt ForForElect Director Anthony Gaffney 1e
Mgmt ForForElect Director Anthony Long 1f
Mgmt ForForElect Director Diane MacDiarmid 1g
Mgmt ForForElect Director Raymond C. Mikulich 1h
Mgmt ForForElect Director Eric W. Slavens 1i
Mgmt ForForElect Director Janet P. Woodruff 1j
Mgmt ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
NuVista Energy Ltd.
Meeting Date: 05/07/2019
Record Date: 03/28/2019
Country: Canada
Ticker: NVA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Nine Mgmt For For
Mgmt ForForElect Director Ronald J. Eckhardt 2.1
Mgmt WithholdForElect Director Pentti O. Karkkainen 2.2
Mgmt WithholdForElect Director Keith A. MacPhail 2.3
Mgmt ForForElect Director Ronald J. Poelzer 2.4
Mgmt ForForElect Director Brian G. Shaw 2.5
Mgmt ForForElect Director Sheldon B. Steeves 2.6
Mgmt WithholdForElect Director Deborah S. Stein 2.7
Mgmt ForForElect Director Jonathan A. Wright 2.8
Mgmt WithholdForElect Director Grant A. Zawalsky 2.9
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
Sleep Country Canada Holdings Inc.
Meeting Date: 05/07/2019
Record Date: 03/25/2019
Country: Canada
Ticker: ZZZ
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christine Magee Mgmt For For
Mgmt ForForElect Director David Friesema 1.2
Mgmt ForForElect Director David Shaw 1.3
Mgmt ForForElect Director Andrew Moor 1.4
Mgmt ForForElect Director John Cassaday 1.5
Mgmt ForForElect Director J. Douglas Bradley 1.6
Mgmt ForForElect Director Zabeen Hirji 1.7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Sleep Country Canada Holdings Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Tyler Technologies, Inc.
Meeting Date: 05/07/2019
Record Date: 03/15/2019
Country: USA
Ticker: TYL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1A Elect Director Donald R. Brattain Mgmt For Against
Mgmt AgainstForElect Director Glenn A. Carter 1B
Mgmt ForForElect Director Brenda A. Cline 1C
Mgmt AgainstForElect Director J. Luther King, Jr. 1D
Mgmt ForForElect Director John S. Marr, Jr. 1E
Mgmt ForForElect Director H. Lynn Moore, Jr. 1F
Mgmt ForForElect Director Daniel M. Pope 1G
Mgmt ForForElect Director Dustin R. Womble 1H
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Enbridge, Inc.
Meeting Date: 05/08/2019
Record Date: 03/11/2019
Country: Canada
Ticker: ENB
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Pamela L. Carter Mgmt For For
Mgmt WithholdForElect Director Marcel R. Coutu 1.2
Mgmt WithholdForElect Director Susan M. Cunningham 1.3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Enbridge, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Gregory L. Ebel 1.4
Mgmt ForForElect Director J. Herb England 1.5
Mgmt ForForElect Director Charles W. Fischer 1.6
Mgmt WithholdForElect Director V. Maureen Kempston Darkes 1.7
Mgmt ForForElect Director Teresa S. Madden 1.8
Mgmt ForForElect Director Al Monaco 1.9
MgmtElect Director Michael E.J. Phelps *Withdrawn Resolution*
1.10
Mgmt ForForElect Director Dan C. Tutcher 1.11
Mgmt WithholdForElect Director Catherine L. Williams 1.12
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForApprove Omnibus Stock Plan 3
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Intact Financial Corporation
Meeting Date: 05/08/2019
Record Date: 03/15/2019
Country: Canada
Ticker: IFC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles Brindamour Mgmt For For
Mgmt ForForElect Director Janet De Silva 1.2
Mgmt ForForElect Director Claude Dussault 1.3
Mgmt ForForElect Director Jane E. Kinney 1.4
Mgmt ForForElect Director Robert G. Leary 1.5
Mgmt ForForElect Director Eileen Mercier 1.6
Mgmt ForForElect Director Sylvie Paquette 1.7
Mgmt ForForElect Director Timothy H. Penner 1.8
Mgmt ForForElect Director Frederick Singer 1.9
Mgmt ForForElect Director Stephen G. Snyder 1.10
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Intact Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Carol Stephenson 1.11
Mgmt ForForElect Director William L. Young 1.12
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
KP Tissue Inc.
Meeting Date: 05/08/2019
Record Date: 03/22/2019
Country: Canada
Ticker: KPT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Michael Korenberg Mgmt For For
Mgmt ForForElect Director James Hardy 1b
Mgmt ForForElect Director Michel Letellier 1c
Mgmt ForForElect Director Louise Denys Wendling 1d
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
TORC Oil & Gas Ltd.
Meeting Date: 05/08/2019
Record Date: 03/20/2019
Country: Canada
Ticker: TOG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Eight Mgmt For For
Mgmt ForForElect Director David Johnson 2.1
Mgmt WithholdForElect Director John Brussa 2.2
Mgmt ForForElect Director Mary-Jo Case 2.3
Mgmt ForForElect Director M. Bruce Chernoff 2.4
Mgmt ForForElect Director John Gordon 2.5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
TORC Oil & Gas Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Brett Herman 2.6
Mgmt ForForElect Director R. Scott Lawrence 2.7
Mgmt ForForElect Director Dale Shwed 2.8
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForRe-approve Share Award Incentive Plan 5
Canadian Natural Resources Limited
Meeting Date: 05/09/2019
Record Date: 03/20/2019
Country: Canada
Ticker: CNQ
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Catherine M. Best Mgmt For Withhold
Mgmt ForForElect Director N. Murray Edwards 1.2
Mgmt ForForElect Director Timothy W. Faithfull 1.3
Mgmt ForForElect Director Christopher L. Fong 1.4
Mgmt ForForElect Director Gordon D. Giffin 1.5
Mgmt WithholdForElect Director Wilfred A. Gobert 1.6
Mgmt ForForElect Director Steve W. Laut 1.7
Mgmt ForForElect Director Tim S. McKay 1.8
Mgmt WithholdForElect Director Frank J. McKenna 1.9
Mgmt ForForElect Director David A. Tuer 1.10
Mgmt WithholdForElect Director Annette M. Verschuren 1.11
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForRe-approve Stock Option Plan 3
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Canadian Tire Corporation Limited
Meeting Date: 05/09/2019
Record Date: 03/21/2019
Country: Canada
Ticker: CTC.A
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Non-Voting Shareholders Mgmt
Mgmt ForForElect Director Pierre Boivin 1.1
Mgmt ForForElect Director James L. Goodfellow 1.2
Mgmt ForForElect Director Norman Jaskolka 1.3
DIRTT Environmental Solutions Ltd.
Meeting Date: 05/09/2019
Record Date: 03/29/2019
Country: Canada
Ticker: DRT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Wayne Boulais Mgmt For For
Mgmt WithholdForElect Director John "Jack" Elliott 1.2
Mgmt WithholdForElect Director Richard J. Haray 1.3
Mgmt ForForElect Director Ronald Kaplan 1.4
Mgmt WithholdForElect Director Denise Karkkainen 1.5
Mgmt WithholdForElect Director Todd Lillibridge 1.6
Mgmt ForForElect Director Christine McGinley 1.7
Mgmt ForForElect Director Kevin O'Meara 1.8
Mgmt WithholdForElect Director Steve Parry 1.9
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAmend Articles 3
Mgmt ForForApprove Creation of New Class of Preferred Shares
4
Mgmt ForForAmend By-Law No. 1 5
Mgmt AgainstForRe-approve Stock Option Plan 6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
iA Financial Corporation Inc.
Meeting Date: 05/09/2019
Record Date: 03/13/2019
Country: Canada
Ticker: IAG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Agathe Cote Mgmt For For
Mgmt ForForElect Director Benoit Daignault 1.2
Mgmt ForForElect Director Nicolas Darveau-Garneau 1.3
Mgmt ForForElect Director Emma K. Griffin 1.4
Mgmt ForForElect Director Claude Lamoureux 1.5
Mgmt ForForElect Director Jacques Martin 1.6
Mgmt ForForElect Director Monique Mercier 1.7
Mgmt ForForElect Director Danielle G. Morin 1.8
Mgmt ForForElect Director Marc Poulin 1.9
Mgmt ForForElect Director Denis Ricard 1.10
Mgmt ForForElect Director Louis Tetu 1.11
Mgmt ForForRatify Deloitte LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Integration of Environmental, Social and Corporate Governance (ESG) Criteria in Executive Compensation
4
SH AgainstAgainstSP 2: Director Independence 5
SH AgainstAgainstSP 3: Adoption of a Written Policy on the Representation of Women Within the Boardof Directors and Senior Management
6
Nutrien Ltd.
Meeting Date: 05/09/2019
Record Date: 03/22/2019
Country: Canada
Ticker: NTR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christopher M. Burley Mgmt For For
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Nutrien Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt WithholdForElect Director Maura J. Clark 1.2
Mgmt WithholdForElect Director John W. Estey 1.3
Mgmt WithholdForElect Director David C. Everitt 1.4
Mgmt ForForElect Director Russell K. Girling 1.5
Mgmt ForForElect Director Miranda C. Hubbs 1.6
Mgmt ForForElect Director Alice D. Laberge 1.7
Mgmt ForForElect Director Consuelo E. Madere 1.8
Mgmt ForForElect Director Charles V. Magro 1.9
Mgmt WithholdForElect Director Keith G. Martell 1.10
Mgmt WithholdForElect Director Aaron W. Regent 1.11
Mgmt ForForElect Director Mayo M. Schmidt 1.12
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
3
China Unicom (Hong Kong) Limited
Meeting Date: 05/10/2019
Record Date: 05/03/2019
Country: Hong Kong
Ticker: 762
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt AgainstForElect Wang Xiaochu as Director 3.1a
Mgmt AgainstForElect Li Guohua as Director 3.1b
Mgmt AgainstForElect Zhu Kebing as Director 3.1c
Mgmt ForForElect Cheung Wing Lam Linus as Director 3.1d
Mgmt ForForElect Wong Wai Ming as Director 3.1e
Mgmt ForForAuthorize Board to Fix Remuneration of Directors
3.2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
China Unicom (Hong Kong) Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt AgainstForAuthorize Reissuance of Repurchased Shares 7
Colgate-Palmolive Company
Meeting Date: 05/10/2019
Record Date: 03/11/2019
Country: USA
Ticker: CL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Charles A. Bancroft Mgmt For For
Mgmt ForForElect Director John P. Bilbrey 1b
Mgmt AgainstForElect Director John T. Cahill 1c
Mgmt ForForElect Director Ian Cook 1d
Mgmt ForForElect Director Lisa M. Edwards 1e
Mgmt AgainstForElect Director Helene D. Gayle 1f
Mgmt AgainstForElect Director C. Martin Harris 1g
Mgmt ForForElect Director Lorrie M. Norrington 1h
Mgmt AgainstForElect Director Michael B. Polk 1i
Mgmt AgainstForElect Director Stephen I. Sadove 1j
Mgmt ForForElect Director Noel R. Wallace 1k
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstForApprove Omnibus Stock Plan 4
SH ForAgainstRequire Independent Board Chairman 5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Hangzhou Hikvision Digital Technology Co., Ltd.
Meeting Date: 05/10/2019
Record Date: 04/30/2019
Country: China
Ticker: 002415
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report and Summary Mgmt For For
Mgmt ForForApprove Report of the Board of Directors 2
Mgmt ForForApprove Report of the Board of Supervisors 3
Mgmt ForForApprove Financial Statements 4
Mgmt ForForApprove Profit Distribution 5
Mgmt ForForApprove Internal Control Self-Evaluation Report
6
Mgmt ForForApprove to Appoint Auditor 7
Mgmt ForForApprove Related Party Transaction 8
Mgmt ForForApprove Application of Credit Lines 9
Mgmt ForForApprove Provision of Guarantee 10
Mgmt ForForApprove Issuance of Medium Term Notes 11
Mgmt ForForAmend Authorization Management System 12
Mgmt ForForApprove Amendments to Articles of Association
13
Mgmt ForForApprove Repurchase and Cancellation of Performance Shares
14
New Look Vision Group Inc.
Meeting Date: 05/10/2019
Record Date: 03/28/2019
Country: Canada
Ticker: BCI
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Antoine Amiel Mgmt For For
Mgmt ForForElect Director W. John Bennett 1.2
Mgmt ForForElect Director Richard Cherney 1.3
Mgmt ForForElect Director Denyse Chicoyne 1.4
Mgmt ForForElect Director M. William Cleman 1.5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
New Look Vision Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Paul S. Echenberg 1.6
Mgmt ForForElect Director Pierre Matuszewski 1.7
Mgmt ForForElect Director C. Emmett Pearson 1.8
Mgmt ForForApprove Raymond Chabot Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Premium Brands Holdings Corporation
Meeting Date: 05/10/2019
Record Date: 03/25/2019
Country: Canada
Ticker: PBH
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Six Mgmt For For
Mgmt ForForElect Director Johnny Ciampi 2a
Mgmt ForForElect Director Bruce Hodge 2b
Mgmt ForForElect Director Kathleen Keller-Hobson 2c
Mgmt ForForElect Director Hugh McKinnon 2d
Mgmt ForForElect Director George Paleologou 2e
Mgmt ForForElect Director John Zaplatynsky 2f
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
Recipe Unlimited Corporation
Meeting Date: 05/10/2019
Record Date: 04/05/2019
Country: Canada
Ticker: RECP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Multiple Voting and Subordinate Voting Shareholders
Mgmt
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Recipe Unlimited Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director David Aisenstat 1.1
Mgmt WithholdForElect Director Christy Clark 1.2
Mgmt ForForElect Director William D. Gregson 1.3
Mgmt ForForElect Director Stephen K. Gunn 1.4
Mgmt WithholdForElect Director Christopher D. Hodgson 1.5
Mgmt ForForElect Director Michael J. Norris 1.6
Mgmt WithholdForElect Director Sean Regan 1.7
Mgmt WithholdForElect Director John A. Rothschild 1.8
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt AgainstForApprove Restricted Share Unit Plan and Certain Grants of Restricted Share Units
3
Mgmt AgainstForApprove Performance Share Unit Plan and Certain Grants of Performance Share Units
4
Stantec Inc.
Meeting Date: 05/10/2019
Record Date: 03/15/2019
Country: Canada
Ticker: STN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas K. Ammerman Mgmt For For
Mgmt ForForElect Director Richard C. Bradeen 1.2
Mgmt ForForElect Director Shelley A. M. Brown 1.3
Mgmt ForForElect Director Delores M. Etter 1.4
Mgmt ForForElect Director Robert (Bob) J. Gomes 1.5
Mgmt ForForElect Director Susan E. Hartman 1.6
Mgmt ForForElect Director Gordon (Gord) A. Johnston 1.7
Mgmt ForForElect Director Donald (Don) J. Lowry 1.8
Mgmt ForForElect Director Marie-Lucie Morin 1.9
Mgmt ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
3M Company
Meeting Date: 05/14/2019
Record Date: 03/19/2019
Country: USA
Ticker: MMM
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas "Tony" K. Brown Mgmt For For
Mgmt ForForElect Director Pamela J. Craig 1b
Mgmt ForForElect Director David B. Dillon 1c
Mgmt AgainstForElect Director Michael L. Eskew 1d
Mgmt AgainstForElect Director Herbert L. Henkel 1e
Mgmt AgainstForElect Director Amy E. Hood 1f
Mgmt AgainstForElect Director Muhtar Kent 1g
Mgmt AgainstForElect Director Edward M. Liddy 1h
Mgmt ForForElect Director Dambisa F. Moyo 1i
Mgmt ForForElect Director Gregory R. Page 1j
Mgmt ForForElect Director Michael F. Roman 1k
Mgmt AgainstForElect Director Patricia A. Woertz 1l
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstConsider Pay Disparity Between Executives and Other Employees
4
Innergex Renewable Energy Inc.
Meeting Date: 05/14/2019
Record Date: 03/29/2019
Country: Canada
Ticker: INE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jean La Couture Mgmt For For
Mgmt ForForElect Director Ross J. Beaty 1.2
Mgmt ForForElect Director Nathalie Francisci 1.3
Mgmt ForForElect Director Richard Gagnon 1.4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Innergex Renewable Energy Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Daniel Lafrance 1.5
Mgmt ForForElect Director Michel Letellier 1.6
Mgmt ForForElect Director Dalton James Patrick McGuinty 1.7
Mgmt ForForElect Director Monique Mercier 1.8
Mgmt ForForElect Director Ouma Sananikone 1.9
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Keyera Corp.
Meeting Date: 05/14/2019
Record Date: 03/25/2019
Country: Canada
Ticker: KEY
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Ratify Deloitte LLP as Auditors Mgmt For For
Mgmt ForForElect Director James V. Bertram 2.1
Mgmt ForForElect Director Douglas J. Haughey 2.2
Mgmt ForForElect Director Gianna Manes 2.3
Mgmt ForForElect Director Donald J. Nelson 2.4
Mgmt ForForElect Director Michael J. Norris 2.5
Mgmt ForForElect Director Thomas O'Connor 2.6
Mgmt ForForElect Director Charlene Ripley 2.7
Mgmt ForForElect Director David G. Smith 2.8
Mgmt ForForElect Director Janet Woodruff 2.9
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Boardwalk Real Estate Investment Trust
Meeting Date: 05/15/2019
Record Date: 03/27/2019
Country: Canada
Ticker: BEI.UN
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Boardwalk Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Trustees at Seven Mgmt For For
Mgmt ForForElect Trustee Gary Goodman 2.1
Mgmt ForForElect Trustee Arthur L. Havener, Jr. 2.2
Mgmt ForForElect Trustee Sam Kolias 2.3
Mgmt ForForElect Trustee Samantha A. Kolias-Gunn 2.4
Mgmt ForForElect Trustee Scott Morrison 2.5
Mgmt ForForElect Trustee Brian G. Robinson 2.6
Mgmt ForForElect Trustee Andrea Goertz 2.7
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration
3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
Mgmt ForForRe-approve Deferred Unit Plan 5
Mondelez International, Inc.
Meeting Date: 05/15/2019
Record Date: 03/12/2019
Country: USA
Ticker: MDLZ
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Lewis W.K. Booth Mgmt For Against
Mgmt AgainstForElect Director Charles E. Bunch 1b
Mgmt ForForElect Director Debra A. Crew 1c
Mgmt AgainstForElect Director Lois D. Juliber 1d
Mgmt AgainstForElect Director Mark D. Ketchum 1e
Mgmt AgainstForElect Director Peter W. May 1f
Mgmt ForForElect Director Jorge S. Mesquita 1g
Mgmt AgainstForElect Director Joseph Neubauer 1h
Mgmt ForForElect Director Fredric G. Reynolds 1i
Mgmt ForForElect Director Christiana S. Shi 1j
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Mondelez International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Patrick T. Siewert 1k
Mgmt AgainstForElect Director Jean-Francois M. L. van Boxmeer
1l
Mgmt ForForElect Director Dirk Van de Put 1m
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH ForAgainstReport on Mitigating Impacts of Deforestation in Company's Supply Chain
4
SH AgainstAgainstConsider Pay Disparity Between Executives and Other Employees
5
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 05/15/2019
Record Date: 04/22/2019
Country: Indonesia
Ticker: BBRI
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners
Mgmt For For
Mgmt ForForApprove Allocation of Income 2
Mgmt ForForApprove Remuneration of Directors and Commissioners
3
Mgmt ForForAppoint Auditors of the Company and the Partnership and Community Development Program (PCDP)
4
Mgmt AgainstForApprove Changes in Board of Company 5
SAP SE
Meeting Date: 05/15/2019
Record Date: 04/23/2019
Country: Germany
Ticker: SAP
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
SAP SE
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting)
Mgmt
Mgmt ForForApprove Allocation of Income and Dividends of EUR 1.50 per Share
2
Mgmt ForForApprove Discharge of Management Board for Fiscal 2018
3
Mgmt ForForApprove Discharge of Supervisory Board for Fiscal 2018
4
Mgmt ForForRatify KPMG AG as Auditors for Fiscal 2019 5
Mgmt AgainstForElect Hasso Plattner to the Supervisory Board 6.1
Mgmt AgainstForElect Pekka Ala-Pietila to the Supervisory Board
6.2
Mgmt ForForElect Aicha Evans to the Supervisory Board 6.3
Mgmt ForForElect Diane Greene to the Supervisory Board 6.4
Mgmt ForForElect Gesche Joost to the Supervisory Board 6.5
Mgmt ForForElect Bernard Liautaud to the Supervisory Board
6.6
Mgmt ForForElect Gerhard Oswald to the Supervisory Board
6.7
Mgmt ForForElect Friederike Rotsch to the Supervisory Board
6.8
Mgmt ForForElect Gunnar Wiedenfels to the Supervisory Board
6.9
Tencent Holdings Limited
Meeting Date: 05/15/2019
Record Date: 05/08/2019
Country: Cayman Islands
Ticker: 700
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt ForForElect Jacobus Petrus (Koos) Bekker as Director
3a
Mgmt ForForElect Ian Charles Stone as Director 3b
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Tencent Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorize Board to Fix Remuneration of Directors
3c
Mgmt ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstForAuthorize Reissuance of Repurchased Shares 7
Tencent Holdings Limited
Meeting Date: 05/15/2019
Record Date: 05/08/2019
Country: Cayman Islands
Ticker: 700
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme
Mgmt For Against
Verisk Analytics, Inc.
Meeting Date: 05/15/2019
Record Date: 03/18/2019
Country: USA
Ticker: VRSK
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott G. Stephenson Mgmt For For
Mgmt ForForElect Director Andrew G. Mills 1.2
Mgmt AgainstForElect Director Constantine P. Iordanou 1.3
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte and Touche LLP as Auditors 3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
WSP Global Inc.
Meeting Date: 05/15/2019
Record Date: 04/01/2019
Country: Canada
Ticker: WSP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Louis-Philippe Carriere Mgmt For For
Mgmt ForForElect Director Christopher Cole 1.2
Mgmt ForForElect Director Linda Galipeau 1.3
Mgmt ForForElect Director Alexandre L'Heureux 1.4
Mgmt ForForElect Director Birgit Norgaard 1.5
Mgmt ForForElect Director Suzanne Rancourt 1.6
Mgmt ForForElect Director Paul Raymond 1.7
Mgmt ForForElect Director Pierre Shoiry 1.8
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
CVS Health Corporation
Meeting Date: 05/16/2019
Record Date: 03/21/2019
Country: USA
Ticker: CVS
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Fernando Aguirre Mgmt For For
Mgmt ForForElect Director Mark T. Bertolini 1b
Mgmt ForForElect Director Richard M. Bracken 1c
Mgmt AgainstForElect Director C. David Brown, II 1d
Mgmt ForForElect Director Alecia A. DeCoudreaux 1e
Mgmt ForForElect Director Nancy-Ann M. DeParle 1f
Mgmt AgainstForElect Director David W. Dorman 1g
Mgmt ForForElect Director Roger N. Farah 1h
Mgmt AgainstForElect Director Anne M. Finucane 1i
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
CVS Health Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Edward J. Ludwig 1j
Mgmt ForForElect Director Larry J. Merlo 1k
Mgmt ForForElect Director Jean-Pierre Millon 1l
Mgmt ForForElect Director Mary L. Schapiro 1m
Mgmt ForForElect Director Richard J. Swift 1n
Mgmt AgainstForElect Director William C. Weldon 1o
Mgmt AgainstForElect Director Tony L. White 1p
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstProhibit Adjusting Compensation Metrics for Legal or Compliance Costs
4
Fresenius Medical Care AG & Co. KGaA
Meeting Date: 05/16/2019
Record Date: 04/24/2019
Country: Germany
Ticker: FME
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal 2018
Mgmt For For
Mgmt ForForApprove Allocation of Income and Dividends of EUR 1.17 per Share
2
Mgmt ForForApprove Discharge of Personally Liable Partner for Fiscal 2018
3
Mgmt ForForApprove Discharge of Supervisory Board for Fiscal 2018
4
Mgmt ForForRatify KMPG AG as Auditors for Fiscal 2019 5.1
Mgmt ForForRatify PricewaterhouseCoopers GmbH as Auditors for Interim Financial Statements 2020
5.2
Mgmt ForForElect Gregor Zuend to the Supervisory Board 6.1
Mgmt ForForElect Dorothea Wenzel to the Supervisory Board
6.2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
AIA Group Limited
Meeting Date: 05/17/2019
Record Date: 05/10/2019
Country: Hong Kong
Ticker: 1299
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Special Dividend 2A
Mgmt ForForApprove Final Dividend 2B
Mgmt ForForElect Swee-Lian Teo as Director 3
Mgmt ForForElect Narongchai Akrasanee as Director 4
Mgmt ForForElect George Yong-Boon Yeo Director 5
Mgmt ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7A
Mgmt ForForAuthorize Repurchase of Issued Share Capital 7B
Mgmt ForForApprove Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme
7C
Mgmt ForForApprove Increase in Rate of Directors' Fees 8
Mgmt ForForAmend Articles of Association 9
Hengan International Group Company Limited
Meeting Date: 05/17/2019
Record Date: 05/10/2019
Country: Cayman Islands
Ticker: 1044
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt ForForElect Sze Man Bok as Director 3
Mgmt AgainstForElect Li Wai Leung as Director 4
Mgmt AgainstForElect Zhou Fang Sheng as Director 5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Hengan International Group Company Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForElect Ho Kwai Ching Mark as Director 6
Mgmt ForForElect Theil Paul Marin as Director 7
Mgmt ForForAuthorize Board to Fix Remuneration of Directors
8
Mgmt AgainstForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
9
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Mgmt ForForAuthorize Repurchase of Issued Share Capital 11
Mgmt AgainstForAuthorize Reissuance of Repurchased Shares 12
JPMorgan Chase & Co.
Meeting Date: 05/21/2019
Record Date: 03/22/2019
Country: USA
Ticker: JPM
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Linda B. Bammann Mgmt For For
Mgmt ForForElect Director James A. Bell 1b
Mgmt AgainstForElect Director Stephen B. Burke 1c
Mgmt ForForElect Director Todd A. Combs 1d
Mgmt ForForElect Director James S. Crown 1e
Mgmt ForForElect Director James Dimon 1f
Mgmt ForForElect Director Timothy P. Flynn 1g
Mgmt ForForElect Director Mellody Hobson 1h
Mgmt ForForElect Director Laban P. Jackson, Jr. 1i
Mgmt ForForElect Director Michael A. Neal 1j
Mgmt AgainstForElect Director Lee R. Raymond 1k
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH AgainstAgainstReport on Gender Pay Gap 4
SH AgainstAgainstAmend Proxy Access Right 5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
JPMorgan Chase & Co.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
SH AgainstAgainstProvide for Cumulative Voting 6
Nielsen Holdings plc
Meeting Date: 05/21/2019
Record Date: 03/22/2019
Country: United Kingdom
Ticker: NLSN
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director James A. Attwood, Jr. Mgmt For For
Mgmt ForForElect Director Guerrino De Luca 1b
Mgmt ForForElect Director Karen M. Hoguet 1c
Mgmt ForForElect Director David Kenny 1d
Mgmt ForForElect Director Harish Manwani 1e
Mgmt ForForElect Director Robert C. Pozen 1f
Mgmt ForForElect Director David Rawlinson 1g
Mgmt ForForElect Director Javier G. Teruel 1h
Mgmt ForForElect Director Lauren Zalaznick 1i
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForReappoint Ernst & Young LLP as UK Statutory Auditors
3
Mgmt ForForAuthorize the Audit Committee to Fix Remuneration of UK Statutory Auditor
4
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForApprove Remuneration Report 6
Mgmt ForForApprove Omnibus Stock Plan 7
Royal Dutch Shell Plc
Meeting Date: 05/21/2019
Record Date: 05/17/2019
Country: United Kingdom
Ticker: RDSB
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Royal Dutch Shell Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Management Proposals Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstForApprove Remuneration Report 2
Mgmt ForForElect Neil Carson as Director 3
Mgmt ForForRe-elect Ben van Beurden as Director 4
Mgmt ForForRe-elect Ann Godbehere as Director 5
Mgmt ForForRe-elect Euleen Goh as Director 6
Mgmt ForForRe-elect Charles Holliday as Director 7
Mgmt AgainstForRe-elect Catherine Hughes as Director 8
Mgmt AgainstForRe-elect Gerard Kleisterlee as Director 9
Mgmt ForForRe-elect Roberto Setubal as Director 10
Mgmt AgainstForRe-elect Sir Nigel Sheinwald as Director 11
Mgmt ForForRe-elect Linda Stuntz as Director 12
Mgmt ForForRe-elect Jessica Uhl as Director 13
Mgmt AgainstForRe-elect Gerrit Zalm as Director 14
Mgmt ForForReappoint Ernst & Young LLP as Auditors 15
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Mgmt AgainstForAuthorise Issue of Equity 17
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForAdopt New Articles of Association 19
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForAuthorise EU Political Donations and Expenditure
21
MgmtShareholder Proposal
SH AgainstAgainstRequest Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions
22
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Towngas China Company Limited
Meeting Date: 05/21/2019
Record Date: 05/15/2019
Country: Cayman Islands
Ticker: 1083
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt AgainstForElect Peter Wong Wai-yee as Director 2a
Mgmt AgainstForElect John Ho Hon-ming as Director 2b
Mgmt ForForElect Brian David Li Man-bun as Director 2c
Mgmt ForForAuthorize Board to Fix Remuneration of Directors
3
Mgmt ForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt AgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt ForForApprove Final Dividend 8
Fiserv, Inc.
Meeting Date: 05/22/2019
Record Date: 03/25/2019
Country: USA
Ticker: FISV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Alison Davis Mgmt For For
Mgmt WithholdForElect Director Harry F. DiSimone 1.2
Mgmt ForForElect Director John Y. Kim 1.3
Mgmt WithholdForElect Director Dennis F. Lynch 1.4
Mgmt ForForElect Director Denis J. O'Leary 1.5
Mgmt ForForElect Director Glenn M. Renwick 1.6
Mgmt WithholdForElect Director Kim M. Robak 1.7
Mgmt ForForElect Director JD Sherman 1.8
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Fiserv, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt WithholdForElect Director Doyle R. Simons 1.9
Mgmt ForForElect Director Jeffery W. Yabuki 1.10
Mgmt ForForAmend Qualified Employee Stock Purchase Plan
2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstReport on Political Contributions 5
BNP Paribas SA
Meeting Date: 05/23/2019
Record Date: 05/20/2019
Country: France
Ticker: BNP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 3.02 per Share
3
Mgmt ForForReceive Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt ForForReelect Jean-Laurent Bonnafe as Director 6
Mgmt ForForReelect Wouter De Ploey as Director 7
Mgmt ForForReelect Marion Guillou as Director 8
Mgmt ForForReelect Michel Tilmant as Director 9
Mgmt ForForRatify Appointment of Rajna Gibson-Brandon as Director
10
Mgmt ForForApprove Remuneration Policy of Chairman of the Board
11
Mgmt ForForApprove Remuneration Policy of CEO and Vice-CEO
12
Mgmt ForForApprove Compensation of Jean Lemierre, Chairman of the Board
13
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
BNP Paribas SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Compensation of Jean-Laurent Bonnafe, CEO
14
Mgmt ForForApprove Compensation of Philippe Bordenave, Vice-CEO
15
Mgmt ForForApprove the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers
16
MgmtExtraordinary Business
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
17
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
18
Intertek Group Plc
Meeting Date: 05/23/2019
Record Date: 05/21/2019
Country: United Kingdom
Ticker: ITRK
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Policy 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Final Dividend 4
Mgmt ForForElect Ross McCluskey as Director 5
Mgmt ForForRe-elect Sir David Reid as Director 6
Mgmt ForForRe-elect Andre Lacroix as Director 7
Mgmt ForForRe-elect Graham Allan as Director 8
Mgmt ForForRe-elect Gurnek Bains as Director 9
Mgmt ForForRe-elect Dame Louise Makin as Director 10
Mgmt ForForRe-elect Andrew Martin as Director 11
Mgmt ForForRe-elect Gill Rider as Director 12
Mgmt ForForRe-elect Jean-Michel Valette as Director 13
Mgmt ForForRe-elect Lena Wilson as Director 14
Mgmt ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Intertek Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Mgmt AgainstForAuthorise Issue of Equity 17
Mgmt ForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
Advantech Co., Ltd.
Meeting Date: 05/28/2019
Record Date: 03/29/2019
Country: Taiwan
Ticker: 2395
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For
Mgmt ForForApprove Plan on Profit Distribution 2
Mgmt ForForApprove Amendments to Articles of Association
3
Mgmt ForForAmend Procedures for Lending Funds to Other Parties
4
Mgmt ForForAmend Procedures Governing the Acquisition or Disposal of Assets
5
Mgmt ForForAmend Trading Procedures Governing Derivatives Products
6
Cineplex Inc.
Meeting Date: 05/29/2019
Record Date: 04/01/2019
Country: Canada
Ticker: CGX
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Cineplex Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jordan Banks Mgmt For For
Mgmt ForForElect Director Robert Bruce 1.2
Mgmt ForForElect Director Joan Dea 1.3
Mgmt ForForElect Director Janice Fukakusa 1.4
Mgmt ForForElect Director Ian Greenberg 1.5
Mgmt ForForElect Director Donna Hayes 1.6
Mgmt ForForElect Director Ellis Jacob 1.7
Mgmt ForForElect Director Sarabjit S. Marwah 1.8
Mgmt ForForElect Director Nadir Mohamed 1.9
Mgmt WithholdForElect Director Edward Sonshine 1.10
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Total SA
Meeting Date: 05/29/2019
Record Date: 05/27/2019
Country: France
Ticker: FP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 2.56 per Share
3
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions
5
Mgmt ForForReelect Maria van der Hoeven as Director 6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Total SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForReelect Jean Lemierre as Director 7
Mgmt ForForElect Lise Croteau as Director 8
Mgmt ForForElect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board
9
Mgmt AgainstAgainstElect Renata Perycz as Representative of Employee Shareholders to the Board
A
Mgmt AgainstAgainstElect Oliver Wernecke as Representative of Employee Shareholders to the Board
B
Mgmt ForForApprove Compensation of Chairman and CEO 10
Mgmt ForForApprove Remuneration Policy of Chairman and CEO
11
Universal Robina Corporation
Meeting Date: 05/29/2019
Record Date: 04/24/2019
Country: Philippines
Ticker: URC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve the Minutes of the Annual Meeting of the Stockholders Held on May 30, 2018
Mgmt For For
Mgmt ForForApprove Financial Statements For the Preceding Year
2
MgmtElect 9 Directors by Cumulative Voting
Mgmt AgainstForElect John L. Gokongwei, Jr. as Director 3.1
Mgmt AgainstForElect James L. Go as Director 3.2
Mgmt AgainstForElect Lance Y. Gokongwei as Director 3.3
Mgmt AgainstForElect Patrick Henry C. Go as Director 3.4
Mgmt AgainstForElect Johnson Robert G. Go, Jr. as Director 3.5
Mgmt AgainstForElect Robert G. Coyiuto, Jr. as Director 3.6
Mgmt ForForElect Irwin C. Lee as Director 3.7
Mgmt ForForElect Wilfrido E. Sanchez as Director 3.8
Mgmt ForForElect Cesar V. Purisima as Director 3.9
Mgmt ForForAppoint SyCip Gorres Velayo & Co. as External Auditor
4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Universal Robina Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRatify Acts of the Board of Directors and Its Committees, Officers and Management
5
Mgmt AgainstForApprove Other Matters 6
Grupo Financiero Banorte SAB de CV
Meeting Date: 05/30/2019
Record Date: 05/17/2019
Country: Mexico
Ticker: GFNORTEO
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Cash Dividends of MXN 5.54 Per Share
1.1
Mgmt ForForApprove Dividend to Be Paid on June 7, 2019 1.2
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
The Descartes Systems Group Inc.
Meeting Date: 05/30/2019
Record Date: 04/25/2019
Country: Canada
Ticker: DSG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David I. Beatson Mgmt For For
Mgmt ForForElect Director Deborah Close 1.2
Mgmt ForForElect Director Eric A. Demirian 1.3
Mgmt ForForElect Director Dennis Maple 1.4
Mgmt ForForElect Director Jane O'Hagan 1.5
Mgmt ForForElect Director Edward J. Ryan 1.6
Mgmt ForForElect Director John J. Walker 1.7
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
The Descartes Systems Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
UnitedHealth Group Incorporated
Meeting Date: 06/03/2019
Record Date: 04/09/2019
Country: USA
Ticker: UNH
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director William C. Ballard, Jr. Mgmt For Against
Mgmt AgainstForElect Director Richard T. Burke 1b
Mgmt AgainstForElect Director Timothy P. Flynn 1c
Mgmt ForForElect Director Stephen J. Hemsley 1d
Mgmt ForForElect Director Michele J. Hooper 1e
Mgmt ForForElect Director F. William McNabb, III 1f
Mgmt ForForElect Director Valerie C. Montgomery Rice 1g
Mgmt ForForElect Director John H. Noseworthy 1h
Mgmt ForForElect Director Glenn M. Renwick 1i
Mgmt ForForElect Director David S. Wichmann 1j
Mgmt AgainstForElect Director Gail R. Wilensky 1k
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAmend Proxy Access Right 4
Cognizant Technology Solutions Corporation
Meeting Date: 06/04/2019
Record Date: 04/08/2019
Country: USA
Ticker: CTSH
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Zein Abdalla Mgmt For For
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Cognizant Technology Solutions Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Maureen Breakiron-Evans 1b
Mgmt ForForElect Director Jonathan Chadwick 1c
Mgmt ForForElect Director John M. Dineen 1d
Mgmt ForForElect Director Francisco D'Souza 1e
Mgmt ForForElect Director John N. Fox, Jr. 1f
Mgmt ForForElect Director Brian Humphries 1g
Mgmt ForForElect Director John E. Klein 1h
Mgmt ForForElect Director Leo S. Mackay, Jr. 1i
Mgmt ForForElect Director Michael Patsalos-Fox 1j
Mgmt ForForElect Director Joseph M. Velli 1k
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH AgainstAgainstReport on Political Contributions 4
SH ForAgainstRequire Independent Board Chairman 5
The TJX Companies, Inc.
Meeting Date: 06/04/2019
Record Date: 04/08/2019
Country: USA
Ticker: TJX
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Zein Abdalla Mgmt For For
Mgmt AgainstForElect Director Alan M. Bennett 1.2
Mgmt ForForElect Director Rosemary T. Berkery 1.3
Mgmt ForForElect Director David T. Ching 1.4
Mgmt ForForElect Director Ernie Herrman 1.5
Mgmt ForForElect Director Michael F. Hines 1.6
Mgmt ForForElect Director Amy B. Lane 1.7
Mgmt ForForElect Director Carol Meyrowitz 1.8
Mgmt AgainstForElect Director Jackwyn L. Nemerov 1.9
Mgmt ForForElect Director John F. O'Brien 1.10
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
The TJX Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForElect Director Willow B. Shire 1.11
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstReport on Gender, Race, or Ethnicity Pay Equity
4
SH AgainstAgainstReport on Prison Labor in Supply Chain 5
SH ForAgainstReport on Human Rights Risks in Operations and Supply Chain
6
Comcast Corporation
Meeting Date: 06/05/2019
Record Date: 04/05/2019
Country: USA
Ticker: CMCSA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt For For
Mgmt ForForElect Director Madeline S. Bell 1.2
Mgmt ForForElect Director Sheldon M. Bonovitz 1.3
Mgmt WithholdForElect Director Edward D. Breen 1.4
Mgmt WithholdForElect Director Gerald L. Hassell 1.5
Mgmt ForForElect Director Jeffrey A. Honickman 1.6
Mgmt ForForElect Director Maritza G. Montiel 1.7
Mgmt ForForElect Director Asuka Nakahara 1.8
Mgmt WithholdForElect Director David C. Novak 1.9
Mgmt ForForElect Director Brian L. Roberts 1.10
Mgmt ForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForApprove Nonqualified Employee Stock Purchase Plan
3
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForAgainstRequire Independent Board Chairman 5
SH AgainstAgainstReport on Lobbying Payments and Policy 6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: 06/05/2019
Record Date: 04/05/2019
Country: Taiwan
Ticker: 2330
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForApprove Plan on Profit Distribution 2
Mgmt ForForApprove Amendments to Articles of Association
3
Mgmt AgainstForApprove Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets
4
MgmtELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
Mgmt ForForElect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director
5.1
Thomson Reuters Corporation
Meeting Date: 06/05/2019
Record Date: 04/11/2019
Country: Canada
Ticker: TRI
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David Thomson Mgmt For For
Mgmt ForForElect Director James C. Smith 1.2
Mgmt ForForElect Director Sheila C. Bair 1.3
Mgmt WithholdForElect Director David W. Binet 1.4
Mgmt WithholdForElect Director W. Edmund Clark 1.5
Mgmt WithholdForElect Director Michael E. Daniels 1.6
Mgmt WithholdForElect Director Vance K. Opperman 1.7
Mgmt WithholdForElect Director Kristin C. Peck 1.8
Mgmt ForForElect Director Barry Salzberg 1.9
Mgmt WithholdForElect Director Peter J. Thomson 1.10
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Thomson Reuters Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt WithholdForElect Director Wulf von Schimmelmann 1.11
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposal
SH AgainstAgainstCommission a Report on the Pay Grades and/or Salary Ranges of All Classifications of Company Employees, to Be Considered When Setting Target Amounts for Compensation of Named Executive Officers
4
Booking Holdings Inc.
Meeting Date: 06/06/2019
Record Date: 04/11/2019
Country: USA
Ticker: BKNG
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Timothy M. Armstrong Mgmt For For
Mgmt ForForElect Director Jeffery H. Boyd 1.2
Mgmt ForForElect Director Glenn D. Fogel 1.3
Mgmt ForForElect Director Mirian Graddick-Weir 1.4
Mgmt ForForElect Director James M. Guyette 1.5
Mgmt ForForElect Director Wei Hopeman 1.6
Mgmt ForForElect Director Robert J. Mylod, Jr. 1.7
Mgmt ForForElect Director Charles H. Noski 1.8
Mgmt ForForElect Director Nancy B. Peretsman 1.9
Mgmt ForForElect Director Nicholas J. Read 1.10
Mgmt ForForElect Director Thomas E. Rothman 1.11
Mgmt ForForElect Director Lynn M. Vojvodich 1.12
Mgmt ForForElect Director Vanessa A. Wittman 1.13
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Booking Holdings Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
SH ForAgainstAmend Proxy Access Bylaw 4
Restaurant Brands International Inc.
Meeting Date: 06/11/2019
Record Date: 04/15/2019
Country: Canada
Ticker: QSR
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Alexandre Behring Mgmt For For
Mgmt ForForElect Director Marc Caira 1.2
Mgmt ForForElect Director Joao M. Castro-Neves 1.3
Mgmt ForForElect Director Martin E. Franklin 1.4
Mgmt ForForElect Director Paul J. Fribourg 1.5
Mgmt ForForElect Director Neil Golden 1.6
Mgmt ForForElect Director Ali G. Hedayat 1.7
Mgmt ForForElect Director Golnar Khosrowshahi 1.8
Mgmt ForForElect Director Daniel S. Schwartz 1.9
Mgmt ForForElect Director Carlos Alberto Sicupira 1.10
Mgmt ForForElect Director Roberto Moses Thompson Motta
1.11
Mgmt ForForElect Director Alexandre Van Damme 1.12
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
SH AgainstAgainstReport on Minimum Requirements and Standards Related to Workforce Practices
4
SH AgainstAgainstReport on Policy to Reduce Deforestation in Supply Chain
5
SH AgainstAgainstReport on Sustainable Packaging 6
Dollar Tree, Inc.
Meeting Date: 06/13/2019
Record Date: 04/09/2019
Country: USA
Ticker: DLTR
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Dollar Tree, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Arnold S. Barron Mgmt For For
Mgmt ForForElect Director Gregory M. Bridgeford 1.2
Mgmt ForForElect Director Thomas W. Dickson 1.3
Mgmt ForForElect Director Conrad M. Hall 1.4
Mgmt ForForElect Director Lemuel E. Lewis 1.5
Mgmt ForForElect Director Jeffrey G. Naylor 1.6
Mgmt ForForElect Director Gary M. Philbin 1.7
Mgmt ForForElect Director Bob Sasser 1.8
Mgmt ForForElect Director Thomas A. Saunders, III 1.9
Mgmt ForForElect Director Stephanie P. Stahl 1.10
Mgmt ForForElect Director Carrie A. Wheeler 1.11
Mgmt ForForElect Director Thomas E. Whiddon 1.12
Mgmt ForForElect Director Carl P. Zeithaml 1.13
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify KPMG LLP as Auditors 3
Tata Consultancy Services Limited
Meeting Date: 06/13/2019
Record Date: 06/06/2019
Country: India
Ticker: 532540
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForConfirm Interim Dividend and Declare Final Dividend
2
Mgmt ForForReelect N Ganapathy Subramaniam as Director
3
Mgmt ForForElect Hanne Birgitte Breinbjerg Sorensen as Director
4
Mgmt AgainstForElect Keki Minoo Mistry as Director 5
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Tata Consultancy Services Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Daniel Hughes Callahan as Director 6
Mgmt ForForReelect Om Prakash Bhatt as Director 7
Mgmt ForForApprove Commission to Non-Wholetime Directors
8
Brookfield Asset Management Inc.
Meeting Date: 06/14/2019
Record Date: 05/01/2019
Country: Canada
Ticker: BAM.A
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director M. Elyse Allan Mgmt For For
Mgmt ForForElect Director Angela F. Braly 1.2
Mgmt ForForElect Director Maureen Kempston Darkes 1.3
Mgmt ForForElect Director Murilo Ferreira 1.4
Mgmt ForForElect Director Frank J. McKenna 1.5
Mgmt ForForElect Director Rafael Miranda 1.6
Mgmt ForForElect Director Seek Ngee Huat 1.7
Mgmt ForForElect Director Diana L. Taylor 1.8
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForApprove Stock Option Plan 4
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Report on the Feasibility of Integrating Workplace Sexual Misconduct Measures into the Performance Metrics for Executive Compensation
5
SH ForAgainstSP 2: Inclusion of Key Performance Indicators (KPIs) in the Annual Disclosure to Shareholders
6
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
KEYENCE Corp.
Meeting Date: 06/14/2019
Record Date: 03/20/2019
Country: Japan
Ticker: 6861
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 100
Mgmt For Against
Mgmt ForForElect Director Takizaki, Takemitsu 2.1
Mgmt ForForElect Director Yamamoto, Akinori 2.2
Mgmt AgainstForElect Director Kimura, Keiichi 2.3
Mgmt AgainstForElect Director Yamaguchi, Akiji 2.4
Mgmt AgainstForElect Director Miki, Masayuki 2.5
Mgmt AgainstForElect Director Nakata, Yu 2.6
Mgmt AgainstForElect Director Kanzawa, Akira 2.7
Mgmt ForForElect Director Tanabe, Yoichi 2.8
Mgmt ForForElect Director Taniguchi, Seiichi 2.9
Mgmt AgainstForAppoint Statutory Auditor Komura, Koichiro 3
Mgmt ForForAppoint Alternate Statutory Auditor Yamamoto, Masaharu
4
Kinaxis Inc.
Meeting Date: 06/14/2019
Record Date: 05/01/2019
Country: Canada
Ticker: KXS
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John (Ian) Giffen Mgmt For For
Mgmt ForForElect Director Angel Mendez 1.2
Mgmt ForForElect Director Jill Denham 1.3
Mgmt ForForElect Director Robert Courteau 1.4
Mgmt ForForElect Director Pamela Passman 1.5
Mgmt ForForElect Director Kelly Thomas 1.6
Mgmt ForForElect Director John Sicard 1.7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Kinaxis Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRatify KPMG LLP as Auditors 2
DaVita Inc.
Meeting Date: 06/17/2019
Record Date: 04/23/2019
Country: USA
Ticker: DVA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Pamela M. Arway Mgmt For Against
Mgmt ForForElect Director Charles G. Berg 1b
Mgmt ForForElect Director Barbara J. Desoer 1c
Mgmt AgainstForElect Director Pascal Desroches 1d
Mgmt AgainstForElect Director Paul J. Diaz 1e
Mgmt AgainstForElect Director Peter T. Grauer 1f
Mgmt ForForElect Director John M. Nehra 1g
Mgmt ForForElect Director Javier J. Rodriguez 1h
Mgmt ForForElect Director William L. Roper 1i
Mgmt ForForElect Director Kent J. Thiry 1j
Mgmt ForForElect Director Phyllis R. Yale 1k
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Alphabet Inc.
Meeting Date: 06/19/2019
Record Date: 04/22/2019
Country: USA
Ticker: GOOGL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Larry Page Mgmt For For
Mgmt ForForElect Director Sergey Brin 1.2
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Alphabet Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director John L. Hennessy 1.3
Mgmt WithholdForElect Director L. John Doerr 1.4
Mgmt ForForElect Director Roger W. Ferguson, Jr. 1.5
Mgmt WithholdForElect Director Ann Mather 1.6
Mgmt ForForElect Director Alan R. Mulally 1.7
Mgmt ForForElect Director Sundar Pichai 1.8
Mgmt WithholdForElect Director K. Ram Shriram 1.9
Mgmt ForForElect Director Robin L. Washington 1.10
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstForAmend Omnibus Stock Plan 3
SH AgainstAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
SH AgainstAgainstAdopt a Policy Prohibiting Inequitable Employment Practices
5
SH AgainstAgainstEstablish Societal Risk Oversight Committee 6
SH AgainstAgainstReport on Sexual Harassment Policies 7
SH ForAgainstRequire a Majority Vote for the Election of Directors
8
SH AgainstAgainstReport on Gender Pay Gap 9
SH AgainstAgainstEmploy Advisors to Explore Alternatives to Maximize Value
10
SH AgainstAgainstApprove Nomination of Employee Representative Director
11
SH AgainstAgainstAdopt Simple Majority Vote 12
SH ForAgainstAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
13
SH AgainstAgainstReport on Human Rights Risk Assessment 14
SH ForAgainstAdopt Compensation Clawback Policy 15
SH AgainstAgainstReport on Policies and Risks Related to Content Governance
16
PT Bank Central Asia Tbk
Meeting Date: 06/20/2019
Record Date: 05/28/2019
Country: Indonesia
Ticker: BBCA
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
PT Bank Central Asia Tbk
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Share Acquisition Plan Mgmt For For
Airtac International Group
Meeting Date: 06/21/2019
Record Date: 04/22/2019
Country: Cayman Islands
Ticker: 1590
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For
Mgmt ForForApprove Profit Distribution 2
MgmtELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt AgainstForElect LEONG KAM SON, with ID NO.A35166XXX, as Independent Director
3.1
Mgmt ForForElect RENN JYH CHYANG, with ID NO.R122268XXX, as Independent Director
3.2
Mgmt ForForElect LIN YU YA., with ID NO.R221550XXX, as Independent Director
3.3
MgmtELECT 6 NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
SH AgainstNoneElect Non-Independent Director 1 3.4
SH AgainstNoneElect Non-Independent Director 2 3.5
SH AgainstNoneElect Non-Independent Director 3 3.6
SH AgainstNoneElect Non-Independent Director 4 3.7
SH AgainstNoneElect Non-Independent Director 5 3.8
SH AgainstNoneElect Non-Independent Director 6 3.9
Mgmt ForForAmend Articles of Association 4
Mgmt ForForAmend Procedures for Lending Funds to Other Parties
5
Mgmt ForForAmend Procedures Governing the Acquisition or Disposal of Assets
6
Mgmt ForForAmend Trading Procedures Governing Derivatives Products
7
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Airtac International Group
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForApprove Release of Restrictions of Competitive Activities of Directors
8
UPL Limited
Meeting Date: 06/21/2019
Record Date: 06/14/2019
Country: India
Ticker: 512070
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Bonus Shares Mgmt For For
Mastercard Incorporated
Meeting Date: 06/25/2019
Record Date: 04/26/2019
Country: USA
Ticker: MA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard Haythornthwaite Mgmt For For
Mgmt ForForElect Director Ajay Banga 1b
Mgmt ForForElect Director David R. Carlucci 1c
Mgmt AgainstForElect Director Richard K. Davis 1d
Mgmt AgainstForElect Director Steven J. Freiberg 1e
Mgmt AgainstForElect Director Julius Genachowski 1f
Mgmt ForForElect Director Choon Phong Goh 1g
Mgmt AgainstForElect Director Merit E. Janow 1h
Mgmt AgainstForElect Director Oki Matsumoto 1i
Mgmt ForForElect Director Youngme Moon 1j
Mgmt ForForElect Director Rima Qureshi 1k
Mgmt AgainstForElect Director Jose Octavio Reyes Lagunes 1l
Mgmt ForForElect Director Gabrielle Sulzberger 1m
Mgmt ForForElect Director Jackson Tai 1n
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Mastercard Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Lance Uggla 1o
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstReport on Gender Pay Gap 4
SH AgainstAgainstEstablish Human Rights Board Committee 5
Pembina Pipeline Corporation
Meeting Date: 06/25/2019
Record Date: 03/15/2019
Country: Canada
Ticker: PPL
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Preferred Shareholders Mgmt
Mgmt AgainstForPreferred Shareholder Resolution: Increase Authorized Class A Preferred Shares
1
Unilever NV
Meeting Date: 06/26/2019
Record Date: 05/29/2019
Country: Netherlands
Ticker: UNA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Depositary Receipts Mgmt
MgmtOpen Meeting 1
Mgmt ForForAbolish Depositary Receipt Structure 2
MgmtAllow Questions 3
MgmtClose Meeting 4
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
FANUC Corp.
Meeting Date: 06/27/2019
Record Date: 03/31/2019
Country: Japan
Ticker: 6954
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 404.92
Mgmt For For
Mgmt AgainstForElect Director Inaba, Yoshiharu 2.1
Mgmt ForForElect Director Yamaguchi, Kenji 2.2
Mgmt AgainstForElect Director Uchida, Hiroyuki 2.3
Mgmt AgainstForElect Director Gonda, Yoshihiro 2.4
Mgmt AgainstForElect Director Saito, Yutaka 2.5
Mgmt AgainstForElect Director Inaba, Kiyonori 2.6
Mgmt AgainstForElect Director Noda, Hiroshi 2.7
Mgmt AgainstForElect Director Richard E. Schneider 2.8
Mgmt ForForElect Director Tsukuda, Kazuo 2.9
Mgmt ForForElect Director Imai, Yasuo 2.10
Mgmt ForForElect Director Ono, Masato 2.11
Mgmt ForForAppoint Statutory Auditor Kohari, Katsuo 3.1
Mgmt ForForAppoint Statutory Auditor Mitsumura, Katsuya 3.2
Mgmt ForForAppoint Statutory Auditor Yokoi, Hidetoshi 3.3
Mitsubishi UFJ Financial Group, Inc.
Meeting Date: 06/27/2019
Record Date: 03/31/2019
Country: Japan
Ticker: 8306
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 11
Mgmt For For
Mgmt ForForElect Director Fujii, Mariko 2.1
Mgmt ForForElect Director Kato, Kaoru 2.2
Mgmt ForForElect Director Matsuyama, Haruka 2.3
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
Mitsubishi UFJ Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Toby S. Myerson 2.4
Mgmt ForForElect Director Nomoto, Hirofumi 2.5
Mgmt ForForElect Director Okuda, Tsutomu 2.6
Mgmt ForForElect Director Shingai, Yasushi 2.7
Mgmt ForForElect Director Tarisa Watanagase 2.8
Mgmt ForForElect Director Yamate, Akira 2.9
Mgmt AgainstForElect Director Kuroda, Tadashi 2.10
Mgmt AgainstForElect Director Okamoto, Junichi 2.11
Mgmt ForForElect Director Hirano, Nobuyuki 2.12
Mgmt ForForElect Director Ikegaya, Mikio 2.13
Mgmt ForForElect Director Araki, Saburo 2.14
Mgmt AgainstForElect Director Mike, Kanetsugu 2.15
Mgmt ForForElect Director Kamezawa, Hironori 2.16
SMC Corp. (Japan)
Meeting Date: 06/27/2019
Record Date: 03/31/2019
Country: Japan
Ticker: 6273
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 200
Mgmt For For
Mgmt AgainstForElect Director Takada, Yoshiyuki 2.1
Mgmt ForForElect Director Maruyama, Katsunori 2.2
Mgmt AgainstForElect Director Usui, Ikuji 2.3
Mgmt AgainstForElect Director Kosugi, Seiji 2.4
Mgmt AgainstForElect Director Satake, Masahiko 2.5
Mgmt AgainstForElect Director Takada, Yoshiki 2.6
Mgmt AgainstForElect Director Isoe, Toshio 2.7
Mgmt AgainstForElect Director Ota, Masahiro 2.8
Mgmt ForForElect Director Kaizu, Masanobu 2.9
Mgmt ForForElect Director Kagawa, Toshiharu 2.10
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
SMC Corp. (Japan)
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAppoint Statutory Auditor Moriyama, Naoto 3.1
Mgmt ForForAppoint Statutory Auditor Toyoshi, Arata 3.2
Mgmt ForForAppoint Statutory Auditor Uchikawa, Haruya 3.3
Mgmt ForForApprove Director Retirement Bonus 4
TravelSky Technology Limited
Meeting Date: 06/27/2019
Record Date: 05/27/2019
Country: China
Ticker: 696
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve 2018 Report of the Board of Directors
Mgmt For For
Mgmt ForForApprove 2018 Report of the Supervisory Committee
2
Mgmt ForForApprove 2018 Audited Financial Statements 3
Mgmt ForForApprove 2018 Allocation of Profit and Distribution of Final Dividend
4
Mgmt ForForApprove BDO Limited as International Auditors and BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditors and to Authorize Board to Fix Their Remuneration
5
SH ForForElect Zhao Xiaohang as Director, Authorize Board to Fix His Remuneration and Approve Termination of the Office of Cao Jianxiong as a Non-executive Director of the Company
6
Mgmt AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares and Domestic Shares
7
Mgmt ForForAuthorize Repurchase of Issued H Share Capital
8
Mgmt ForForApprove Amendments to Articles of Association
9
TravelSky Technology Limited
Meeting Date: 06/27/2019
Record Date: 05/27/2019
Country: China
Ticker: 696
Vote Summary ReportReporting Period: 07/01/2018 to 06/30/2019
TravelSky Technology Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForAuthorize Repurchase of Issued H Share Capital
1