analysis and optimization of ozone assisted biological

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Analysis and Optimization of Ozone Assisted Biological Filtration Systems Used in Surface Water Treatment A Thesis Submitted to the Faculty of Graduate Studies and Research in Partial Fulfillment of the Requirements for the Degree of Master of Applied Science in Environmental Systems Engineering University of Regina by: Enisa Zanacic Regina, SK March 2014 © 2014: Enisa Zanacic

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Analysis and Optimization of Ozone Assisted Biological Filtration Systems Used

in Surface Water Treatment

A Thesis

Submitted to the Faculty of Graduate Studies and Research

in Partial Fulfillment of the Requirements

for the Degree of

Master of Applied Science

in Environmental Systems Engineering

University of Regina

by:

Enisa Zanacic

Regina, SK

March 2014

© 2014: Enisa Zanacic

UNIVERSITY OF REGINA

FACULTY OF GRADUATE STUDIES AND RESEARCH

SUPERVISORY AND EXAMINING COMMITTEE

Enisa Zanacic, candidate for the degree of Master of Applied Science in Environmental Systems Engineering, has presented a thesis titled, Analysis and optimization of Ozone Assisted Biological Filtration Systems Used in Surface Water Treatment, in an oral examination held on March 26, 2014. The following committee members have found the thesis acceptable in form and content, and that the candidate demonstrated satisfactory knowledge of the subject material. External Examiner: Dr. Kevin McCullum, Saskatchewan Ministry of Environment

Co-Supervisor: Dr. Dena McMartin, Environmental Systems Engineering

Co-Supervisor: Dr. John Stavrinides, Department of Biology

Committee Member: Dr. Yee-Chung Jin, Environmental Systems Engineering

Committee Member: Dr. Tsun Wai Kelvin Ng, Environmental Systems Engineering

Chair of Defense: Dr. Daryl Hepting, Department of Computer Science *Not present at defense

i

Abstract

Small and rural communities across Canada depend on potable water sources that

are collected in farm dugouts or small reservoirs. In Saskatchewan, the village of Osage

and Hamlet of Benson are two communities that depend on farm dugouts for their

drinking water supply. Within the last 10 years both communities implemented ozone-

assisted biological filtration for water treatment; however, both plants experienced low

treatment efficiency, as indicated by presence of disinfection by products and in

particular trihalomethanes at concentration that exceeds Saskatchewan Drinking water

standards of maximum acceptable concentration (MAC) of 100 µg/L as a running

annual average of seasonal samples.

Over a 14 months period water treatment plant performance at both communities

was monitored and analysed along with water quality. Water samples were collected

through the treatment train every two months and analysed for a large number of water

chemistry parameters. From water quality results ozone efficiency was assessed.

Microbiology of the water sources at both communities in fall and early spring was

analysed. Analysis of microbiology of biologically activated carbon filter media

collected in fall at Village of Osage was performed.

Water chemistry and performance at both plants indicates that raw water quality

is the major obstacle to the efficient plant performance. High alkalinity (bicarbonate,

carbonate and phenol) as well as salinity seem to inhibit / scavenge the ozone so that

oxidation of organic matter is not adequate. Fluctuations in the turbidity of the water

make the operation of the plant very challenging and filters requires frequent backwash.

ii

Microbiology of the dugouts suggests that salinity of the dugouts govern

microbiology of the dugouts as well. Even though both dugouts have bacterial

communities with identical phylum, the species richness of the each phylum is different

between the two dugouts. Microbiology of the filters showed decline of drinking water

pathogens through the filter except for two bacterial genera Legionella and

Campylobacter. Both genera are opportunistic pathogen with potential to cause

respiratory and gastro intestinal infections especially in immunocompromised (seniors,

children, ill) population. Most of the pathogens identified here if not all are susceptible

to disinfection, chlorination in particular. However, it is recommended that at peoples’

homes hot water tanks are keep the water temperature at or above 60 ºC and cold water

tanks are set at less than 20 ºC to minimize survival of Legionella in piping and faucets.

Potential improvement in design and layout of the filters is identified. Filters

should be configured so that the contaminant removal from the drinking water is

maximized. That can be achieved with installation of up-flow dual or multimedia

roughing filter to reduce turbidity and connecting filters in series in order to maximize

the contaminant removal from the drinking water.

The first step in improvement of efficiency for the water treatment plants

employing ozone assisted biological filtration is to outline and design a buffer zone

around dugout. Next step would be to optimize the ozone dose for DOC removal as well

as outfitting the plant filters design and layout to meet the degrading water quality of the

source that is being treated. Finally, disinfection of the water must not be neglected or

compromised in order to meet regulatory standard on disinfection by product.

iii

Acknowledgements

I would like to say thank you to:

Dr. John Stavrinides and Dr. Dena McMartin thank you for your kind assistance,

patience, support, encouragement and understanding that you have shown me long from

the time I was undergraduate student all the way now throughout the graduate time. Even

though, from time to time for me it felt like being on a roller-coaster, but you were

always there for me. There were no holidays, no weekends and no time away for you

from me. Thank you cannot express my gratitude for your support.

Thank you Dr. Andrei Volodin for your kind assistance with statistics.

Samuel (Sam) Ferris at Water Security Agency thank you for your support and

interest you have shown for this project. I know even though you are a Biologist by

training, deep down in your heart you are an Engineer as well.

Many thanks to you Dr. Phil Bailey and your staff at Provincial Disease

Laboratory, Ministry of Health for your kind support and smiling faces every time I

brought a “millions of bottles of water” to be analysed.

I would like to thank Silverhill Institute of Environmental Research and

Conservation for their kind financial support for this project.

Gail and Florence Frazs at Hamlet of Benson thank you for your assistance every

time I came to the plant. Also, Garry and Mike Glover at Village of Osage thank you as

well for your assistance and patience with me every time I came to the plant to “check

things out”.

iv

Dedication

This work is dedicated to my children Una and Ian Zanacic.

It’s not that I’m so smart; it’s just that I stay with problems longer.

– Albert Einstein

viii

Table of Content

Abstract ............................................................................................................................................ i

Acknowledgements ........................................................................................................................ iii

Dedication ...................................................................................................................................... iv

List of Tables .................................................................................................................................. x

List of Figures ............................................................................................................................... xii

List of Abbreviations ................................................................................................................... xvi

1. Introduction ............................................................................................................................. 1

1.1 Background ..................................................................................................................... 1

1.2 Organic Matter and Ozone in Water Treatment .............................................................. 2

1.3 Relevant Regulations ...................................................................................................... 4

1.4 Research Objectives ........................................................................................................ 6

2. Literature Revie....................................................................................................................... 7

2.1. Biologically Active Filters .............................................................................................. 7

2.2 Composition, stability and performance of pre-ozonation assisted biological filters for

surface water treatment ............................................................................................................... 8

2.3 Biofilms in biological filters ........................................................................................... 8

2.4 Composition .................................................................................................................... 9

2.5 Stability and functionality ............................................................................................. 13

3. Materials and Methods .......................................................................................................... 15

3.1 Water Sample Collection .................................................................................................... 15

ix

3.1.1 Village of Osage ........................................................................................................... 16

3.1.2 Hamlet of Benson ......................................................................................................... 18

3.2 Microbiological Sample Collection .................................................................................... 20

3.3 PCR analyses of bacterial communities .............................................................................. 21

4. Results and Discussion.......................................................................................................... 23

4.1. Village of Osage............................................................................................................ 23

4.2. Hamlet of Benson.......................................................................................................... 38

4.3. Osage vs. Benson .......................................................................................................... 56

4.4 Microbial Diversity - Village of Osage ............................................................................. 61

4.5 Microbiology - Hamlet of Benson .................................................................................... 75

4.6 Microbiology - Osage vs. Benson ..................................................................................... 78

5. Conclusions ........................................................................................................................... 89

6. Recommendations ................................................................................................................. 92

7. References ............................................................................................................................. 95

Appendix A ................................................................................................................................. 110

Appendix B ................................................................................................................................. 110

Appendix C ................................................................................................................................. 113

Appendix D ................................................................................................................................. 116

Appendix E ................................................................................................................................. 119

x

List of Tables

Table 1: PCR components and concentrations per reaction used for sequencing of the

samples ....................................................................................................................... 22

Table 2: Selected parameters for Osage raw water quality ......................................... 23

Table 3: Field measured dissolved oxygen (mg/L) through the treatment train ......... 27

Table 4: Field measured water temperature (ºC) through the treatment train ........... 28

Table 5: THMs concentrations at the WTP and distribution system over time (Osage)

....................................................................................................................... 32

Table 6: C:N:P ratio in sand filter effluent/BAC filter influent at Osage and BAC filter

DOC removal efficiency .................................................................................................. 37

Table 7: p-values for Spearman’s rank and Kendall’s rank correlation statistical

analysis of DOC vs. TN, DOC vs. TP, DOC vs. Ortho-P, TN vs. TP, and TN vs. Ortho-P

(OP), Osage ...................................................................................................................... 38

Table 8: Selected raw water quality parameters ......................................................... 39

Table 9: Field measure of dissolved oxygen (mg/L) through the filters ..................... 44

Table 10: Field measurement of water temperature change through the treatment train

.................................................................................................................... 45

Table 11: Changes in total alkalinity through the WTP and with time. Values for sand

and BAC filters are presented as the average of each filter set. ....................................... 45

Table 12: C: N: P ratio in sand filter effluent/ BAC filter influent at Osage and BAC

filter DOC removal efficiency, Benson. September and November DOC removal through

the BAC was due to the adsorption to activated carbon media. ...................................... 55

Table 13: p-values for Spearman’s rank and Kendall’s rank correlation statistical

analysis of DOC vs. TN, DOC vs. TP, DOC vs. Ortho-P, TN vs. TP, and TN vs. Ortho-P

(OP), Benson .................................................................................................................... 56

Table 14: Metagenomic analysis of environmental samples collected at Osage, (MG-

RAST, 2013). ................................................................................................................... 62

Table 15: Total coliforms and E-coli results from testing water samples at the

Provincial laboratory ........................................................................................................ 73

xi

Table 16: Metagenomic analysis of environmental samples collected at Benson,

(MG-RAST, 2013). .......................................................................................................... 75

Table 17: Total coliforms and E-coli results from testing water samples at the

Provincial laboratory, Benson .......................................................................................... 78

xii

List of Figures

Figure 1: Bacterial composition obtained from ozone pre-oxidized granular BAC filter

treating de-chlorinated tap water infused with bacteria and organic matter from the

Mississippi River and assimilable organic carbon from centrifuged raw sewage

supernatant (Norton and LeChavalier, 1999). .................................................................. 11

Figure 2: Bacterial community in treated water effluent produced after experimental

granular BAC treatment (Norton and LeChavalier, 1999)............................................... 12

Figure 3: Dugout that serves as raw water source for Osage (within red circle).

Proximity of agricultural fields is evident. ....................................................................... 17

Figure 4: Double dugout system highlighted in red circle in top left photograph, with

closer view provided in bottom right photograph. The creek feeding the two dugouts can

be seen flowing through agricultural fields from the north-east (Google, 2012)............. 19

Figure 5: Changes in total nitrogen and its components in the raw water for Osage 24

Figure 6: DOC and Chlorophyll A level changes in raw water at Osage .................. 25

Figure 7: Changes in BCOD and COD over time in raw water source ..................... 26

Figure 8: Change in total alkalinity in raw to treated water over time at Osage ....... 29

Figure 9: Changes in DOC (mg/L) removal through the treatment train, Osage ...... 30

Figure 10: DOC in raw and treated water; THMs collected at the Osage WTP ......... 31

Figure 11: Changes in nitrate concentrations through the treatment ........................... 33

Figure 12: Changes in ammonia concentrations through the treatment ...................... 34

Figure 13: Total nitrogen concentration change, percent removal (%) of nitrogen from

the raw and percent removal from the raw coming out of roughing filter is shown ........ 34

Figure 14: Changes in total phosphorous concentrations through the treatment train;

concentrations decreased for all months except July. ...................................................... 35

Figure 15: Changes in ortho-phosphorous concentrations through the treatment ....... 36

Figure 16: Changes in BCOD and COD with time in the Benson raw water source .. 40

Figure 17: Raw water samples collected over 2 month period during PDWA. Cloudy

and turbid water is due to the colloidal matter suspension from the dugout.................... 41

Figure 18: Changes in DOC and Chlorophyll A concentrations in raw water ............ 42

Figure 19: Changes in TN and its components in the raw water over time ................ 43

xiii

Figure 20: February 2012, Changes in Bicarbonate alkalinity through the treatment

train at Benson. Values for sand and BAC filters are presented as average of each filter

set. Carbonate and phenol alkalinity were not present in the water since pH of the raw

water was 7.9 ................................................................................................................ 46

Figure 21: April 2012, Changes in Bicarbonate alkalinity through the treatment train

at Benson. Values for sand and BAC filters are presented as average of each filter set.

Carbonate and phenol alkalinity were not present in the raw water since it was 8.1 ...... 46

Figure 22: July 2012, Changes in Bicarbonate, carbonate and phenol alkalinity

through the treatment train at Benson. Values for sand and BAC filters are presented as

average of each filter set. Carbonate and phenol alkalinity appear since the pH of the raw

was 8.7 .................................................................................................................... 47

Figure 23: September 2012, Changes in Bicarbonate, carbonate and phenol alkalinity

through the treatment train at Benson. Values for sand and BAC filters are presented as

average of each filter set. Raw water pH was 9.2 ............................................................ 47

Figure 24: November 2012, Changes in Bicarbonate, carbonate and phenol alkalinity

through the treatment train at Benson. Values for sand and BAC filters are presented as

average of each filter set. Raw water pH was 9.1 ............................................................ 48

Figure 25: Changes in DOC removal through the treatment before and after AC

replacement, Benson 2012 ............................................................................................... 49

Figure 26: Benson, DOC in raw water, treated water and THMs in treated water at the

plant .................................................................................................................... 50

Figure 27: Change in TN concentration through the treatment. Removal of TN in

September and November is mainly due to the AC adoption and not biological

degradation .................................................................................................................... 51

Figure 28: Nitrate concentrations and changes through the treatment ........................ 52

Figure 29: Ammonia fluctuations during the treatment. ............................................. 52

Figure 30: TP initial concentration and change in the water throughout the treatment

at Benson .................................................................................................................... 54

Figure 31: Ortho phosphorous concentrations and changes through the treatment .... 54

xiv

Figure 32: Raw water samples from Osage dugout collected on September 19, 2012

(G), and sample collected on March 18, 2013 (N) are sorted by phylum abundance (%)

and compared to each other ............................................................................................. 63

Figure 33: Configuration of BAC filter, showing core sample that was cored out of the

filter and split into 3 smaller samples- H, I and J ............................................................ 64

Figure 34: Raw water sample (sample) collected from Osage raw water source and

BAC samples collected from Osage BAC filter. Both types of samples were collected on

September 19, 2012. BAC media is extracted from BAC filter and media sample is

divided in 3 equally long samples and analysed as top 1/3 of the BAC filter (sample H),

second 1/3 of the BAC filter (sample I) and bottom of 1/3 of the BAC filter (sample J).

Samples are compared to each other based on microbial phylum abundance (%). ......... 67

Figure 35: BAC sample collected from Osage BAC filter collected on September 19,

2012. BAC media is extracted from BAC filter and media sample is divided in 3 equally

long samples and analysed as top 1/3 of the BAC filter (sample H), second 1/3 of the

BAC filter (sample I) and bottom of 1/3 of the BAC filter (sample J). Samples are

compared to each other based on microbial genera abundance (%) of microbes known as

potential pathogens of concern if found in drinking water. ............................................. 70

Figure 36: Raw water sample (sample) collected from Osage on September 19, 2012

(sample G) and on March 18, 2013 (sample N). Samples are compared to each other

based on microbial genera abundance (%) of microbes known as potential pathogens of

concern if found in drinking water. .................................................................................. 72

Figure 37: Raw water samples from water source for Benson collected on September

19, 2012 and on April 2, 2013. Samples are compared to each other based on microbial

phylum abundance (%). ................................................................................................... 76

Figure 38: Raw water sample (sample) collected from Benson on September 19, 2012

(sample K) and on April 2, 2013 (sample O). Samples are compared to each other based

on microbial genera abundance (%) of microbes known as potential pathogens of

concern if found in drinking water. .................................................................................. 77

xv

Figure 39: Comparison of microbial composition by abundance (%) of two samples

collected on September 19, 2012 from two different sources (Benson sample K and

Osage sample G) .............................................................................................................. 79

Figure 40: Comparison of microbial composition by abundance (%) of pathogens of

concern of samples collected on September 19, 2012 from two different sources, Benson

sample K and Osage sample G ........................................................................................ 81

Figure 41: Comparison of microbial composition by abundance (%) of two samples

collected on March 18, 2013 (Osage sample N) and on April 2, 2013 (Benson sample O)

.................................................................................................................... 83

Figure 42: Comparison of microbial composition by abundance (%) of pathogens of

concern of two samples collected on March 18, 2013at Osage (sample N) and April 2,

2013 at Benson (sample O). ............................................................................................. 85

Figure 43: Comparison in abundance in microbial composition (%) of pathogens of

concern samples collected at Osage and Benson in fall 2012 and spring 2013. .............. 87

xvi

List of Abbreviations

AC activated carbon

AOC assimilable organic carbon

AWWA American Water Works Association

BAC biologically activated carbon

BDOC biological dissolved organic carbon

CCME Canadian Council of Ministers of the Environment

Chll A chlorophyll A

COD chemical oxygen demand

DBP disinfection by-product

DO dissolved oxygen

DOC dissolved organic carbon

DON dissolved organic nitrogen

FA fulvic acid

GAC granular activated carbon

HA humic acid

HM humic matter

IMAC interim maximum acceptable concentration

M5RNA non-redundant multi-source ribosomal RNA annotation base

MAC maximum acceptable concentration

MG-RAST rapid annotation using subsystems technology for metagenomes

NOM natural organic matter

O3 ozone

xvii

OC organic carbon

PCR polymerase chain reaction

PDWA precautionary drinking water advisory

QC quality control

TC total coliforms

THM trihalomethanes

TN total nitrogen

TP total phosphorous

US EPA United States Environmental Protection Agency

WHO World Health Organisation

WTP water treatment plant

1

1. Introduction

1.1 Background

In Saskatchewan, over 50% of the population depends on surface water as their

source of drinking water. Even though rivers and lakes are used by larger cities to supply

their population with potable water, a large number of small rural communities depend

on local reservoirs and dugouts. Such water sources are primarily recharged by seasonal

precipitation that comes as surface runoff from the surrounding terrain. One of the

predominant contaminants commonly found in surface water in the province is organic

matter quantified as dissolved organic carbon (DOC) accompanied by high alkalinity

that can reach over 440 mg/L as CaCO3. In Saskatchewan, surface water DOC

concentration can be between 4 mg/L up to 35 mg/L or higher for various surface water

bodies. High concentrations of DOC are challenging to remove by conventional water

treatment. Reverse osmosis is effective for reducing DOC concentrations, but high DOC

and presence of other pollutants cause rapid fouling of the membranes which in turn

results in high operational and maintenance costs (Ang & Menachem, 2008). This is not

a viable option for small communities especially where the population ranges from 20 to

100 people and where the water source depends solely on run off.

One of the treatment technologies gaining interest in rural Saskatchewan, in

particular, is ozone-assisted biofiltration. Reports from other countries with similar

climate indicate that this inexpensive treatment offers great potential for removal of

impurities from raw water including organic carbons (OC), metals, and even pesticides

(Reungoat et al., 2010). However, application of the technology to water with high

turbidity and OC concentrations is challenging, particularly in cold conditions. As a

2

result of inadequate removal of OC, disinfection by-products (DBPs) such as

trihalomethanes (THMs), which are known human carcinogens, often exceed the limit of

100 µg/L recommended in the Guidelines for Canadian Drinking Water Quality (Health

Canada, 2012 ).

1.2 Organic Matter and Ozone in Water Treatment

In natural waters organic matter can be of natural or anthropogenic origin and is

present in particulate and/or dissolved state. The amount and characteristics of organic

matter in surface water depend on climate, geology and topography. Generally, in

surface water organic matter is composed mainly of humic matter (HM) followed

byoxalic, citric, formic and acetic acids, neutral carbohydrate material, and others (van

Loon & Duffy, 2010).

HM is usually plant or microbial origin, and is a major component of the carbon

found in terrestrial and aquatic environment. HM contains aromatic and aliphatic

compounds with mainly carboxylic and phenolic functional groups (Rodrigues et al,

2008). HM affects the charge balance and alkalinity of water, interacts with metals,

small neutral organic molecules and sediment solids. Based on their aqueous solubility at

different pH values HM will be comprised of different amount of the alkali and acid-

soluble fulvic acid (FA), the alkali soluble humic acid (HA) and the alkali and acid

insoluble humin (van Loon & Duffy, 2010). FA and HA are very similar in composition,

however FA is less aromatic, with lower molecular weight and it is more acidic (Theng,

2012).

3

The presence of HM in the surface water used for human consumption affects the

complexity of the treatment process and quality of the drinking water. Humic substances

do not only enhance biological growth in the distribution system and increase levels of

heavy metals and adsorbed organic pollutants, but are also the main pre-cursors for DBP

materialization (Matilainen, 2011)

In the water treatment industry, ozone (O3) has been used as a disinfectant or

oxidant. The use of ozone in oxidation processes helps to reduce taste and odour as well

as colour, oxidize natural organic matter (NOM), and reduce the majority of emerging

contaminants such as endocrine disruptors and pharmaceuticals (Snyder et al. 2006,

Deborde et al. 2005). Ozone is unstable in water where carboxylic acids, alcohols and/or

aldehydes are products of ozonation. The ozone reaction rates and efficiency are

dependent on temperature, pH, alkalinity and DOC (Elovitz et al. 2000).

Both bicarbonate and carbonate alkalinity will retain ozone residual for a longer

period of time than waters with low alkalinity. Carbonate alkalinity is a more effective

scavenger than bicarbonate alkalinity, where the hydroxyl radical (OH∙), one of the

ozone decomposition by-products, is one of the strongest chemical oxidants known and

is capable of rapidly reacting with a number of organic and inorganic compounds (Singer

and Reckhow, 1999).

Disinfection-by-products that can form by the use of ozone include aldehydes,

ketoacids and carboxylic acids where the formation of bromate is the most concerning

since bromate is a DBP of the ozonation of bromide-containing waters and is a strong

carcinogen, resulting in a maximum allowable concentration limited to 10 μg/L

4

(Antoniou and Andersen, 2011). However, most DBPs formed by ozone pre-oxidation

are easily biodegradable and can be removed by biofiltration (Ṥwietlik et al. 2004).

1.3 Relevant Regulations

Disinfection of drinking water is essential for protection of public health from

outbreaks of waterborne infectious and parasitic diseases. The American Water Works

Association (AWWA) Manual of Water Supply Practices M-48 ( 2006) isolated a group

of pathogens of concern that have the potential to produce waterborne diseases in

humans consuming contaminated water. Pathogens classified by genera are:

Acinetobacter, Aeromonas, Campylobacter, Cyanobacteria, Escherichia coli,

Flavobacterium, Helicobacter pylori, Klebsiella, Legionella, Mycobacterium avium,

Pseudomonas, Salmonella, Serratia, Shigella, Staphylococcus, Vibrio cholerae and

Yersinia. Also of interest are cyanobacteria known for their potential ability to produce

toxic substances, including Anabaena, Aphanizomenon, Cylindrospermopsis, Lyngbya,

Microcystis, Nodularia, Nostoc and Planktothrix (Carmichael, 2001). Parasites of

concern are Cryptosporidium parvum oocysts and Giardia lamblia cysts.

Primary disinfection is typically a chemical oxidation method where oxidants

such as chlorine, chloramine, chlorine dioxide, and/or ozone are used (LeChevallier and

Au, 2004). The main factors that influence disinfection efficiency are concentration of

the disinfectant, contact time between the disinfectant and water, temperature, and pH of

the water. A US EPA (1999a) report on Giardia shows that inactivation of the cysts by

chlorine is less effective at lower temperatures and higher pH. For example, at a

temperature of 5°C, pH 8, chlorine dose of 2 mg/L and 30 min contact time, less than 1/3

5

of all cysts are considered inactive. In order to completely inactivate Giardia cysts under

the given conditions 8 mg/L of chlorine is required (US EPA, 1999a), where chloramines

are even less effective than chlorine, and chlorine dioxide is effective at higher pH

values. In general, with increasing temperature and decreasing pH, lower concentrations

of chlorine and shorter contact time are required for complete cyst inactivation.

The use of chlorine as a disinfectant in water containing organic matter produces

a number of toxic DBPs (Health Canada, 2009). Chloramine tends to react with organic

nitrogen precursors producing N-nitrosodimethylamine (Health Canada, 2011).

Halonitromethane is a product of use of ozone in oxidation followed by chlorination (Hu

et al. 2009). Chlorine dioxide will react with organics to form chlorite and chlorate ions

that are also carcinogenic DPBs (WSA, EPB 416). When bromides are present in the

water and ozone is used as an oxidant, bromates will form (Health Canada, 1998).

In Saskatchewan, the only DBPs that are provincially regulated are THMs. The

Health Canada (2006) technical document shows that THMs are considered to be

possible carcinogens in humans. The document presents the results and observations

from different animal and human studies over time by different researchers. Studies on

mice and rats showed the link between the certain THM and liver tumours in mice, as

well as kidney tumors in mice and rats. Some studies in humans show the links between

exposure to specific THMs and liver tumours, kidney tumours, colorectal cancers, and/or

reproductive effects. Further studies are required to confirm these findings and other

potential negative health outcomes (Health Canada, 2006).

The THMs most commonly found in drinking water are chloroform,

bromodichloromethane, dibromochloromethane and bromoform (Health Canada, 2006).

6

In Saskatchewan, the interim maximum acceptable concentration (IMAC) of total THMs

in drinking water is 100 µg/L based on an annual average of 4 seasonal samples

(Saskatchewan Ministry of Environment, 2006). Water samples have to be collected at

the furthest point in the distribution system where the potential THM formation is

highest. The Disinfectants and Disinfection By-Products document published by the

World Health Organisation (WHO) indicates that the creation of THMs can be

minimized by avoiding pre-chlorination and by employing a water treatment process in

which removal of organic matter from water prior to chlorination is maximized.

The health risks from DBPs, including THMs, are much less than the risks from

consuming water that has not been disinfected. Water providers are advised that every

effort should be made to maintain concentrations of all DBPs as low as reasonably

attainable without neglecting the effectiveness of disinfection (Health Canada, 2006).

1.4 Research Objectives

The objective of this work is to identify and understand processes that lead to

poor filter performance in potable water treatment plants employing ozone-assisted

biofiltration. Specifically, the research objectives are to:

1. Identify and quantify the most influential surface water quality and filter-related

factors contributing to enhanced DOC removal efficiency;

2. Assess the microbial communities using metagenomic approaches and evaluate

removal of coliforms during the filtration process

3. Provide recommendations to achieve appropriate ozone assisted biofiltration

performance for the removal of OCs and other DBP-related compounds; and

7

4. Identify and recommend source water protection measures, which may include

the development of a formal source water protection plan for each community.

2. Literature Review

2.1. Biologically Active Filters

Biologically active filters are those in which a microorganism-derived biofilm is

formed on media such as sand, anthracite, or granular activated carbon (GAC). A GAC

filter that is completely exhausted evolves into biologically activated carbon (BAC)

filter, where most of the DOC is removed by biological degradation and not by

adsorption (Velten et al, 2011). Biofilm-based microbial communities are adept of

contaminants decrease through oxidation- reduction reactions (Zhu et al, 2010).

Biological activity within the filters is capable of reducing a wide range of natural and

industrial pollutants (Rochex et al, 2008; Zhang et al, 2010).

Generally, biofilter efficiency depends largely on the filter medium properties,

which include porosity, degree of compaction, water retention capacities, and capacity to

host microbial population (Srivastava et al, 2007). To achieve optimal performance of

the filters it is important to understand the factors that influence biofilm formation and

maturation including microbial community composition, as well as factors that influence

these microbes such as temperature, pH, nutrients composition and availability. Bacterial

community composition in a biofilm is governed by substrate availability, but large

bacterial communities do not necessary imply higher activity or enhanced DOC removal.

Biofilm performance is influenced by abundance, dynamics, evenness and functional

8

redundancy of the bacterial community. These factors contribute to greater system

stability (Boon et al, 2011).

2.2 Composition, stability and performance of pre-ozonation assisted

biological filters for surface water treatment

Biological filtration (biofiltration) preceded by ozonation is gaining attention in

North America (Fonseca et al, 2001). Use of ozone as a pre-oxidant maximizes the

production of biodegradable dissolved organic carbon (BDOC) (Yavich et al, 2004).

However, not all DOCs are broken down at the same rate, since the small amount of

DOC in surface water is easily biodegradable. One of the reasons is that the

microorganisms present in the water have already consumed the most of easily

biodegradable matter (van der Aa et al, 2011).

It is important to emphasize that the ozonation of the untreated water does not

change the composition of culturable bacteria significantly, unlike pre-chlorination.

Norton and LeChevalier (1999) showed that use of chlorine in the untreated water results

in a quick shift from predominantly Gram-negative to Gram-positive bacteria, whereas in

ozonated natural water majority of the culturable Gram-negative bacteria remain

throughout the treatment.

2.3 Biofilms in biological filters

The rate of biofilm development can be influenced by water temperature, organic

carbon quality and quantity and microbial community composition. Therefore, the rate of

the biofilm development is likely to differ considerably under different conditions

9

(Velten et al, 2011). Rochex et al. (2008) observed that biofilm formation goes through

three major phases: adhesion where diversity is high, growth with diversity reduced due

to the dominance of more competitive microorganisms and maturation where diversity

decreases due to the variety of microhabitats in the biofilm.

Boon et al. (2011) showed that, despite the similar biomass concentration at

different sections of the BAC filter treating pre-ozonated surface water, DOC removal

was not the same in all sections. The top 10cm section had the lowest DOC removal

efficiency, where the bottom 115cm had the highest DOC removal efficiency most likely

due to the bacterial community dynamics, biodiversity and evens.

2.4 Composition

Bacterial community composition in a biologically activated filter is a function of

bacterial diversity of the community from which the bacteria are drawn, distribution of

taxa within the community, rate of transport of bacteria, size of the source, and spatial

structure of the community (Curtis et al, 2004).

Magic-Knezev et al. (2009) reported that, in an effort to select representative

strains to study the role of bacteria in removal of DO matter, bacterial isolates from 21

GAC filters in nine water treatment plants in The Netherlands were collected. There, the

WTPs rely on ground or surface water with or without pre-oxidation. The results from

the Magic-Knezev et al. (2009) study indicated that Proteobacteria represented nearly

94% of all isolates, where Betaproteobacteria dominated over the Alphaproteobacteria.

Sphingomonas and Afipia were the most represented isolates in Alphaproteobacteria in

surface and ground water, respectively. The genera Caulobacter, Devosia,

10

Methylobacterium, Variovorax and Rhodobacter were only acquired from filters treating

raw groundwater. Members of the family Acetobacteriaceae and the genera

Brevundimonas, Rhizobium, and Rosemonas were obtained from filters with ozonated

surface water.

Further in the Magic-Knezev et al. (2009) research, Betaproteobacteria were most

frequently represented by Polaromonas sp. and Hydrogenophaga sp. followed by

Methylibium, Ultramicrobacterium, Aquaspirillum, Ideonella, Acidovorax, unclassified

Comamondaceae, Variovorax, Alcaligenes, Burkholderia, Pseudomonas, Rubrivivax,

Xylophilus, Aquamonas, as well as other unclassified bacteria. The results showed that

GAC filters treating either source showed similar abundance of Betaproteobacteria with

Polaromonas represented a significantly larger proportion of the isolates cultured from

GAC filters supplied with ozone oxidized water than from filters without pre-oxidation.

Zhang et al (2010) reported that bacterial species diversity was gradually reduced

over time in a BAC filtration pilot plant treating contaminated water from the Songhua

River in China. Species present in the filter on days 195 and 225 were not detected by

day 255. Final communities (at day 255) were dominated by Pseudomonas sp., Bacillus

subtilis, Nitrospira sp. and other uncultured bacteria. It is believed that these changes in

the bacterial community are due to either temperature change or / and bacterial

competition.

Norton and LeChavalier (1999) studied changes in bacterial communities

throughout the drinking water treatment and distribution system. Using de-chlorinated

tap water, they combined bacteria and organic matter from the Mississippi River with

assimilable organic carbon (AOC) from centrifuged raw sewage supernatant. The water

11

mixture was then oxidized by ozone and passed through a granular BAC filter. The

bacterial composition of the water sample was evaluated (Figure 1).

Figure 1: Bacterial composition obtained from ozone pre-oxidized granular BAC filter treating de-

chlorinated tap water infused with bacteria and organic matter from the Mississippi

River and assimilable organic carbon from centrifuged raw sewage supernatant (Norton

and LeChavalier, 1999).

Treated water (Figure 2) was dominated by Gram-negative bacteria including

Acinetobacter spp., Pseudomonas spp., Alcaligenes spp., Klebsiella spp. and

Hydrogenophaga spp. Following treatment the percent of Pseudomonas spp. had

increased from 14 to 22%, Sphingomonas spp. increased from 2 to 19%, and

Enterobacter spp. and Flavobacterium spp. each increased from 2 to 5%. In contrast,

Pseudomonas

spp.

14%

Sphingomonas spp.

2%

Enterobacter spp.

2%

Flavobacterium

spp. 2%

Acidovorax spp.

2%

Klebsiella spp.

10%

Comamonas spp.

1%

Stenotrophomonas

spp. 2%

Methylobacterium

spp. 1%

Alcaligenes spp.

12%

Hydrogenophaga

spp.

8% Acinetobacter spp.

30%

Xanthobacter spp.

3%

Alteromonas spp.

2%

Rhodobacter

spp.

2% Unidentified

3%

Nocardia spp.

1%

Rhodococcus spp.

0%

Other

1%

Staphylococcus

spp.

1%

Gram positive

6%

12

Alcaligenes spp. declined from 12 to 1%, Klebsiella spp. from 10 to 1%, and

Hydrogenophaga spp. from 8 to 1% in the post-treatment effluent. There was a total

disappearance of Acinetobacter spp, Xanthobacter spp., Alteromonas spp. and

Rhodobacter spp. Gram-positive bacteria Nocardia spp. increased from 1% in raw to 7%

in treated water and Rhodococcus spp. increaased from non-detectable in raw water to

4% in the treated effluent.

Figure 2: Bacterial community in treated water effluent produced after experimental granular BAC

treatment (Norton and LeChavalier, 1999).

The results of this study do not provide clear indication as to why the shift of

species within the Gram-negative bacteria occurred after GAC treatment of ozonated

Pseudomonas spp.

22%

Sphingomonas

spp.

19%

Enterobacter spp.

5%

Flavobacterium

spp. 5%

Acidovorax spp.

4%

Klebsiella spp.

3%

Comamonas spp.

3% Stenotrophomonas

spp.

2%

Methylobacterium

spp. 2% Alcaligenes spp.

1%

Hydrogenophaga

spp.

1% Acinetobacter

spp.

0%

Xanthobacter spp.

0%

Alteromonas spp.

0%

Nocardia spp.

7%

Unidentified

16% Other

1%

Rhodococcus spp.

4%

Gram positive

28%

13

water, although nutrient availability may have been a factor. Further, it is possible that

ozone pre-oxidation of the raw water changed substrate bioavailability by breaking

molecular bonds and creating an environment in which the original bacterial community

shifted due to changes in nutrients competition.

In their report, Niemi and colleagues (2009) reported that the majority of BAC

isolates collected from surface water prior to ozonation were Betaproteobacteria of the

order Burkholderiales, Comamonadaceae and an undescribed family, as well as related

sequences belonging mainly to uncultured bacteria. The less abundant

Alphaproteobacteria were characterized by the genus Sphingomonas, and genera Afipia,

Bosea, and Bradyrhizobium.

In freshwater, commonly found bacteria include Betaproteobacteria,

Alphaproteobactera and Gammaproteobacteria, where Betaproteobacteria are usually

found in water polluted with organic contaminants (Brümmer et al, 2003; Rodrigues et

al, 2010; Vigliotta et al, 2010; Huang et al, 2011). Araya et al (2002) suggests that the

dominance of Betaproteobacteria in freshwater biofilms can be accredited to the

capability of those bacteria to more easily attach to surfaces during the initial phase of

biofilm development than other bacteria.

2.5 Stability and functionality

Understanding the role and composition of microbial groups at the source as well

as in biofilters is pivotal to understanding the long term stability of a system (Briones

and Raskin, 2003). Boon et al. (2011) showed that greater system stability could be

attained through higher biodiversity. In their analysis of a BAC filter fed by ozone pre-

14

oxidized surface water, Boon and colleagues (2011) noted that DOC removal efficiency

increased with increased filter depth. At the same time, biomass concentration across the

filter remained relatively constant. Based on these results, researchers suggest that

microbial communities are exclusively responsible for the differences in removal

efficiencies.

In Boon et al. (2011), the community across the filter contained high biodiversity,

community dynamics and evenness, while the community at the bottom of the filter was

better able to adapt to a changing environment. Boon et al. (2011) also noted that the

most important parameters in determining high functionality in biologically active filters

are community structure parameters (richness, dynamics and evenness) and not biomass

content. It is through richness and dynamics that an ecosystem is resilient against decline

in functionality, since multiple pathways exist to stabilize the system in response to

external factors.

Similarly, Briones and Raskin (2003) concluded that population diversity alone

does not govern ecosystem stability, but that functional redundancy within the system is

also important. System stability relies on the pool of species capable of using substrates

through parallel pathways. To demonstrate this, Briones and Raskin (2003) discuss the

performance of a bioreactor designed for removal of soluble mercury from wastewater.

Here, reactor performance in the presence of multiple species of mercury–resistant

bacteria was superior to that containing only a single species of mercury–resistant

bacteria.

15

3. Materials and Methods

3.1 Water Sample Collection

The Village of Osage and Hamlet of Benson were selected for this study since

they are among the oldest provincially regulated ozone-assisted biofiltration plants in

Saskatchewan. Seasonal samples were collected in approximately two-month intervals in

2012 from both communities’ WTPs.

Samples were collected in bottles supplied by the Saskatchewan Disease Control

Laboratory, Environmental Services in Regina, SK. Samples were collected at the raw

water tap and filter taps in the plant after taps have been left running for some time. For

unionized ammonia testing water sample was collected in a white 250 ml plastic bottle

and sample was preserved with 5 ml of 10% sulfuric acid (H2SO4). For the rest of the

parameters, except for the total coliforms (TC) and E.coli, water was collected in white

plastic 2 L bottle. Water samples intended for TC and E.coli testing were collected in

clear plastic sterilized 250 ml bottle containing sodium thiosulphate. Water sample

analyses were performed at the Saskatchewan Disease Control Laboratory, , and

included analyses for conductivity, pH, total alkalinity, phenol alkalinity, bicarbonate,

carbonate, hydroxide, chloride dissolved , fluoride dissolved, sulphate dissolved, calcium

(Ca), magnesium (Mg), potassium (K), sodium (Na), total hardness, total dissolved

solids, total suspended solids, turbidity, total Kjedahl nitrogen (TKN), nitrate-N (NO3-),

ammonia (NH3), total nitrogen (N-total), total phosphorous (P-total), ortho-phosphorous

(P-ortho), DOC, chlorophyll A, biochemical oxygen demand (BCOD), chemical oxygen

demand (COD), boron (B), iron (Fe), manganese (Mn), aluminum (Al), arsenic (As),

barium (Ba), cadmium (Cd), chromium (Cr), copper (Cu), lead (Pb), selenium (Se),

16

uranium (U), zinc (Zn), antimony (Sb), berylium (Be), cobalt (Co), molybdenum (Mo),

nickel (Ni), silver (Ag), thalium (Tl), thorium (Th), vanadium (V), total coliform (TC),

E-coli and THMs (Appendix D). Cost for samples analysis was covered between the

Lab and Water Security Agency / formerly Ministry of Environment.

Sets of raw water samples collected in spring and fall and were shipped to the

Saskatchewan Research Council (SRC) Lab in Saskatoon, SK where samples were

analysed for cyanide and Phenoxy herbicides, including: 2,4-D; 2,4,5-T; 2,4,5-TP

(Silvex); Bromoxynil (Buctril); Dicamba (Banvel); Diclofop-methyl (Hoe-grass); MCPA

and Picloram (Tordon).

None of the samples were collected in duplicates or triplicated due to the

economic constraints of the project. The only set of samples where ice packs were not

placed in the cooler were samples that were collected in February 2012. However,

samples were delivered to the Provincial Lab for testing within less than 4 hours of

sampling. All samples were kept in the cooler at the same temperature, therefore any

change that might have been occurring within the one sample bottles would be

happening in all of the bottles.

3.1.1 Village of Osage

Osage has a population of about 20 and is located 93 km south-east of Regina, on

highway #33. The surface water dugout that serves as the raw water source for the

community is roughly 70 m in length, 24 m width and about 4 m in depth (Figure 3)

since the ground water is unavailable or of poor quality. To the north, a berm prevents

17

direct runoff from agricultural fields into the dugout. Two small windmill aerators are

floating in the dugout to aid in aeration.

Figure 3: Dugout that serves as raw water source for Osage (within red circle). Proximity of

agricultural fields is evident.

Osage installed the first ozone-assisted biological filtration facility regulated by

the Saskatchewan Ministry of Environment / Water Security Agency. In 2004, the

ozone-assisted biofiltration treatment train was launched as a pilot project (average 4.4

m3/day, with peak consumption of 6.3 m

3/day) of with construction and implementation

of the full scale WTP (11 m3/day) completed in 2007.

The Osage WTP is composed of one 0.66 m diameter roughing filter, one 1.75 m

diameter biological sand filter and one 1 m diameter biologically activated carbon filter.

The filtration rate for the biological sand filter is 0.24 m/h and contact time for the

18

biologically activated carbon is 30 to 56 min. An air diffuser is installed in the sand filter

to aid in back wash, where a re-circulation system is re-circulating the non-chlorinated

water back into BAC filter for added aeration at 0.6 m3/ hr. Treated water is then

chlorinated and stored in a storage tanks prior to distribution (Mainstream Water

Solutions Inc, 2004; Appendix E).

Two ozone generators (VMUS-04) each provide up to 7 mg/L of ozone at 6

L/min of oxygen. The report on WTP design and operation states that the ozone dosage

is 4 g/hr at 5 L/min airflow and 7 mg/L at average flow rate. Thus, the applied ozone

dose is approximately 17 mg/L. Average ozone contact time is 60 min (Mainstream

Water Solutions Inc, 2004). An air dryer was installed in April 2012 to improve the

efficiency of the ozone generator. The design report also provides instructions for

backwash timing and protocols with the established practice being a schedule of

backwashing the roughing filter every 10 to 14 days, the sand filter once per month and

the BAC filter every 4 to 5 months.

3.1.2 Hamlet of Benson

In 2012 population of Hamlet of Benson is 95 and it is located about 170 km

south-east of Regina. Raw water is collected in two dugouts located in an agricultural

field north of town (Figure 4). Neither surface water dugout includes berms or buffer

zones to separate the community’s raw water sources from agricultural operations. The

larger dugout was built in 1974 and is 119 m in length, 61 m in width and 7.3 m in depth.

The smaller dugout was built in 2001 to supplement raw water availability and is 91 m in

length, 58 m in width and 6 to 7 m in depth. The smaller dugout is used to recharge the

19

larger dugout on an as-needed basis, particularly in dry years. In spring, both dugouts are

recharged by a creek that flows from the west (RM of Griffin) through 50 km of

agricultural fields and receiving some runoff from the active oil well fields. Windmill

aeration device is floating on one dugout to aid in aeration.

Figure 4: Double dugout system highlighted in red circle in top left photograph, with closer view

provided in bottom right photograph. The creek feeding the two dugouts can be seen

flowing through agricultural fields from the north-east (Google, 2012).

The biologically activated filtration system was installed in Benson in 2008 and

designed to provide 45 m3/day of drinking water. The system is composed of a 1.5 m

diameter roughing filter, two 2.1 m diameter biological sand filter and two 2.1 m

diameter biologically activated carbon filters (Mainstream Water Solutions, 2007;

20

Appendix E). The filtration rate for the biosand filter is 0.35 m/hr and the rate for the

biologically activated carbon is 0.70 m/hr (>30 min contact time). Just like at Osage, an

air diffuser is installed in the sand filter to aid in back wash, and aeration of BAC filters

in enabled by a re-circulation system that is re-circulating the non-chlorinated water back

into BAC filters at 0.6 m3/ hr. Treated water is chlorinated and stored in a storage tanks.

Water automatically enters the WTP by pump from the dugout when water in the

roughing filter drops below a set minimum level. From the roughing filter water is

delivered to the rest of the filters by gravity (Appendix E).

Four ozone generators (VMUS-04) are each capable of generating up to 7 mg/L

of ozone per unit at 6 L/min of oxygen. At full operating capacity the applied ozone dose

is 17 mg/L. The average ozone contact time is approximately 60 min. The established

practice for filters backwash is that the roughing filter is backwashed every 10 to 14

days, sand filters once per month and BAC filters every 1 to 3 months depending on raw

water turbidity.

3.2 Microbiological Sample Collection

Two sets of raw water samples were collected in 1 L white plastic bottles from

communities in September 2012 and March/April 2013. Bottles were kept at 4⁰C and

processed within 24 hours.

Water samples were vacuum filtered using 0.2 µm Millipore filters GSWP04700.

About 0.35 L of water was filtered and filter papers placed in conical tube. To the tubes

was added the respective raw water and then the mixture vortexed to re-suspend the

sediments/turbidity particles collected on the papers. The filter paper was removed from

21

the conical tube and centrifuged at 1000 RPM for 10 minutes. The turbidity-associated

particles were recovered and processed using MoBio PowerSoil® kits per the

manufacturer’s instructions, kit purchased in 2012 from MO BIO Laboratories, Inc.

In September 2012, a media sample was collected from the BAC filter in Osage.

This sample was collected using a grain coring tool that had been washed with soap and

warm water and disinfected with denatured alcohol. The core samples were collected

approximately eight (8) inches from the centre of the filter and at three depths within the

BAC filter (top 1/3, middle 1/3 and bottom 1/3). Media samples were placed in

disinfected bottles. Distilled water was added to the bottles and samples vortexed for 10

minutes to displace the microbes/ biofilm from BAC pores. Samples were then

centrifuged and the sediment collected on the bottom of the conical tube collected and

processed using PowerSoil® DNA Isolation Kit per the manufacturer’s instructions, kit

purchased in 2012 from MO BIO Laboratories, Inc.

3.3 PCR analyses of bacterial communities

Water and media samples were processed for DNA content and bacterial

community profile using gel electrophoresis. Successful DNA samples then were then

used as template for 16S rRNA amplification with Polymerase Chain Reaction (PCR)

(Table 1).

22

Table 1: PCR components and concentrations per reaction used for sequencing of the samples

PCR per REACTION

H2O (µL) 37.60

5xHF buffer (µL) 10.00

V3F (100µM) (µL) 0.25

REVERSE PRIMER (100µM) (µL) 0.25

dNTP (100mM) 0.40

PHUSION (2U/ µL) (µL) 0.50

TEMPLATE (10ng) (µL) 1.00

Three PCR amplifications were prepared for each sample with one negative

control as a fourth amplification. Samples were thermo cycled using the following cycle:

98°C/ 2 min, 20x (98°C/ 10 sec, 50°C/30 sec, 72°C/15 sec), 72°C/7 sec (Bartram &

Neufeld, 2011). Following this, about 120 µL of each sample was loaded on 1.2%

Agarose gel and analyzed by gel electrophoresis at 120V for 40 min. The gel was stained

for 10 min in ethidium bromide and then destained. It was then placed on UV

transilluminator and the gel containing DNA was cut out and cleaned with an E.Z.N.A.

Gel Extraction Kit D-2500-01 by OMEGA bio-tek purchased in 2012. The concentration

and purity of samples were confirmed by NanoDrop UV-Vis Spectrophotometer

(Appendix A). Sequencing of amplicons was carried out on a Illumina GAIIx platform.

Approximately 40 µL of each sample was submitted to the McGill University

and Génome Québec Innovation Centre, Montréal, QC to be sequenced using Illumina

MiSec Technology. Sequenced data is uploaded on MG-RAST metagenomics analysis

server. The concentrations of each sample are summarized in Appendix A.

Organism abundance is analyzed using best hit classification with M5RNA

annotation source, maximum e-value cut off 1e-5, 60% maximum percentage cut off and

23

50 minimum alignment length cut off. Data were generated and grouped by genera in a

table and bacterial domain is selected for analysis.

Raw water samples and those collected through the treatment trains in both

Osage and Benson were collected in September 2012 and submitted to the Provincial

Laboratory for Total Coliform (TC) and E. coli analyses to complete the microbiological

examination.

4. Results and Discussion

4.1. Village of Osage

Water samples collected from the Osage dugout indicate continuous increases in

many parameters from 2012 spring run-off through the end of the sampling period

(Table 2). In particular, the values for TDS, pH, alkalinity and specific conductivity rose

notably.

Table 2: Selected parameters for Osage raw water quality

OSAGE, 2012/ 2013 RAW

DATE TDS

(mg/L)

TURBIDITY

(NTU) pH

TOTAL

ALKALINITY

(mg/L as

CaCO3)

SPECIFIC

COND.

(µS/cm)

DOC

(mg/L)

Chll A

(mg/m3)

TN

(mg/L)

TP

(mg/L)

2/6/12 453 4.60 8.30 150 599 13.90 64.27 1.00 0.41

4/30/12 341 2.80 8.00 127 427 13.10 9.95 1.00 0.38

7/17/12 414 12.00 8.20 150 528 12.00 56.18 1.50 0.81

9/19/12 459 8.20 8.60 176 579 12.20 37.12 1.00 0.52

11/20/12 516 4.00 8.50 204 654 14.20 38.70 1.40 0.38

3/18/13 606 2.60 7.90 234 743 15.70 13.58 1.80 0.35

24

Total alkalinity and specific conductivity rose steadily over time with exception

in April 2013 where the fresh runoff has recharged the dugout and diluted most of the

parameters. Chlorophyll A was significantly higher in February 2012 than in March

2013. It is most likely that under the ice algae growth occurred in February 2012 and

thereby contributed to the higher levels of Chlorophyll A. Normally, during

decomposition of organic matter pH of the water would lean toward the more acidic

condition, which was not the case in February 2012 with pH of 8.3.

Total phosphorous and total nitrogen peaked in July 2012. In March 2013, total

nitrogen peaked again alongside total DOC. Those two instances are the only instances

during which ammonia and nitrate were present in raw water samples (Figure 5).

Figure 5: Changes in total nitrogen and its components in the raw water for Osage

One of the probable causes of ammonia and nitrate presence in water in the

summer is low oxygen levels in the dugout due to the temperatures through the summer.

Since the winter 2013 was mild winter in Saskatchewan with large amount of

0.00

0.20

0.40

0.60

0.80

1.00

1.20

1.40

1.60

1.80

2.00

mg

/L

NITROGEN

TKN

NITRATE

AMMONIA

25

precipitation and no prolonged time with extremely low temperatures it could be that

under the ice low oxygen conditions with no significant algal growth were created where

nitrifiers were active therefore ammonia and nitrate presence in the water.

The values for Chlorophyll A were highest in February and July 2012. DOC

values were at steady incline since July 2012, reaching 15.7 mg/L in March 2013; the

lowest values for these two parameters were noted in April and July of 2012,

respectively. It seems that algae growth under the ice in winter of 2013 was retarded

throughout the winter since Chlorophyll A in March 2013 was about four times less than

algae growth in February 2012 (Figure 6).

Figure 6: DOC and Chlorophyll A level changes in raw water at Osage

Chlorine packs that are used for disinfection of piping were thrown into dugout in

order to control algal growth and aid in aeration of the dugout in October 2012. That

could be the potential reason of algal growth obstruction through the winter.

0.00

10.00

20.00

30.00

40.00

50.00

60.00

70.00

0.00

2.00

4.00

6.00

8.00

10.00

12.00

14.00

16.00

18.00

DO

C (

mg/L

)

DOC

(mg/L)

CHLL A

(ug/L)

Ch

ll A

(µg/L

)

26

The highest COD level occurred in March 2013 and the lowest in September

2012 (Figure 7). Biochemical oxygen demand was low at all times (BCOD). These

values show that there is not much readily bioavailable matter present in the water.

Chemical oxidation is required to aid in mineralisation of carbon present in the water. In

unpolluted water, COD is typically less than 20 mg/L (UNESCO/WHO/UNEP, 1992,

1996; NERRS-NOA, 2013). Further information about COD removal through the

treatment train is available in Appendix C.

Figure 7: Changes in BCOD and COD over time in raw water source

In February and September of 2012 raw water was tested for phenoxy herbicides

and the cyanide. Samples were collected in February at the beginning of the project and

in September before the harvest. In both cases, all concentrations of herbicides and

cyanide were below the laboratory detection limits. There could be few reasons that

could have influenced the lab results. One reason is that detection limits are high set at

0.5 µg/L except for MCPA and Picloram with detection limit of 1 µg/L and Diclofop-

0.00

5.00

10.00

15.00

20.00

25.00

30.00

35.00

40.00

45.00

mg

/L

COD (mg/L)

BCOD(mg/L)

27

methyl with even higher detection limit of 3 µg/L. Another reason is that pesticides used

in the field might differ from those that lab is currently testing for. Therefore

considering the proximity of the cultivated area and the dugout it cannot be said with

certainty that there is no the actual impact of pesticide use in adjacent agricultural fields.

Field measurements

Dissolved oxygen (mg/L) and temperature (ºC) were recorded during sample

collection (Tables 3 and 4) using HQ40d Advanced Portable Meter Package with

PHC101 Rugged pH and LDO101 Rugged Optical Dissolved Oxygen probes. Field

measurements for Osage were not recorded in September 2012 and March 2013 due to

equipment malfunction.

Table 3: Field measured dissolved oxygen (mg/L) through the treatment train

1 * Data missing in September 2012 and March 2013 due to the equipment malfunction

OSAGE, DISSOLVED OXYGEN (mg/L), FIELD MEASUREMENTS

DATE RAW ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

CL

06-Feb-12 *1 8.11 3.46 7.88 9.95

30-Apr-12 9.85 7.96 3.22 5.1 8.78

17-Jul-12 2.3 2.14 0.81 2.54 5.38

19-Sep-12 * * * * *

20-Nov-12 11.27 6.34 2.66 6.98 9.14

18-Mar-13 * * * * *

28

Table 4: Field measured water temperature (ºC) through the treatment train

OSAGE, WATER TEMPERATURE (ºC), FIELD MEASUREMENTS

DATE RAW ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

CL

06-Feb-12 4.5 5.7 6.4 7.1 7.7

30-Apr-12 14 10.6 11.2 11.8 11.9

17-Jul-12 19.4 20.7 21.8 22.3 22.9

19-Sep-12 * * * * *

20-Nov-12 6.6 6.8 6.8 6.7 8.4

18-Mar-13 * * * * *

DO levels through sand filter are significantly lower at all times than DO levels

through the rough filter regardless of the water temperature (Tables 3 and 4).

Considering low flow rates through the sand filter, low oxygen levels in its water

effluent it could be assumed that a degree of biological degradation is occurring in the

filter in spite the fact that filter is backwashed on average once a month.

DO levels almost double through the BAC filters and it is most likely due to the

re-circulation system. Temperature of the water in colder months rises above 4ºC

through the treatment and is probably due to the fact that the WTP building is kept

heated through the winter. Biological reactors perform better at warmer temperatures.

DOC removal from the water

In principle, the higher the alkalinity, the lower the rate of DOC removal (US

EPA, 1999). However, through the ozone-assisted biofiltration treatment train, alkalinity

changes that occur are minimal (Figure 8).

29

Figure 8: Change in total alkalinity in raw to treated water over time at Osage

Carbonate and phenol alkalinity were detected in raw water in February,

September and November 2012 where the carbonate alkalinity increased from 1, to 6 and

7 mg/L. Phenol alkalinity increased from 0.55 mg/L in February to 5.34 and 5.67 mg/L

in September and November, respectively.

Elovitz et al (2000) demonstrated that ozone depletion rates increase with

increasing temperature. Even though ozone concentration could not be measured at

Osage through the treatment train, the effect of ozone and its radicals can be observed

through the mineralization of DOC through the roughing and sand filter (Figure 9).

0.00

50.00

100.00

150.00

200.00

250.00

mg

/L a

s C

aC

O3

RAW

TREATED

30

Figure 9: Changes in DOC (mg/L) removal through the treatment train, Osage

During the period examined, removal of DOC through the treatment ranged

between 35 and 52 % (Supplemental Table 3, Appendix B) of total DOC present in the

water. In July and September, initial DOC mineralization is high measuring from the raw

through the roughing filter (38 and 35% respectively), where the removal rates from

roughing filter through the sand filter are lesser in comparison to the initial DOC

removed (5 and 7% respectively) (Supplemental Table 4, Appendix B). However, in

months with colder temperatures DOC mineralization rates are almost constant

measuring from the raw through the roughing filter (average 17%) and subsequently

through the sand filter (average 17%). That occurrence can be ascribed to the fact that

ozone has different depletion rates at different range of temperatures.

0.00

2.00

4.00

6.00

8.00

10.00

12.00

14.00

16.00

18.00

RAW ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

NO CL

TREATED

W CL

mg/L

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

18-Mar-13

31

DOC removal in the BAC filter itself ranged from 4 to 11% of total DOC present

in the water. DOC reduction in the BAC filter can be accredited to the biological activity

within the filter.

Dugout batch chlorination occurred at the beginning October 2012. It is most

likely that majority of the organic matter in the dugout was oxidized at that time. Since

the THMs are volatile, warmer day and colder night temperatures enabled mixing of

water in the dugout and most likely enabled the highly volatile THMs to evaporate.

The total THM concentration measured in treated water at the plant was close to

55 µg/L at a DOC concentration of nearly 9 mg/L (Figure 10). The difference between

THM values for the samples collected at farthest point in distribution system and those

collected at the plant is minimal (Table 5).

Figure 10: DOC in raw and treated water; THMs collected at the Osage WTP

0.00

10.00

20.00

30.00

40.00

50.00

60.00

70.00

80.00

90.00

100.00

0.00

2.00

4.00

6.00

8.00

10.00

12.00

14.00

16.00

18.00

20.00

DOC RAW

(mg/L)

DOC

TREATED(mg/L)

THM (µg/L)

µg

/L

mg/

L

32

Table 5: THMs concentrations at the WTP and distribution system over time (Osage)

DATE THM at Osage WTP

(µg/L)

THM in Osage distribution

(µg/L)

6-Feb-12 81.7 63.4

30-Apr-12 41.9 43.1

17-Jul-12 62.9 Not collected

19-Sep-12 62.2 Not Collected

20-Nov-12 54.9 56.9

18-Mar-13 57.9 69.7

In response to various analytical results, an additional set of samples was

collected in March 2013 to determine the extent to which pre-chlorination affected

dugout water quality and microbiology. From the data analysis, it appears that raw water

quality changed minimally since the batch chlorination event in October 2012. In the

March 2013 raw water results, DOC was 15.7 mg/L and THMs were 57.9 µg/L. Treated

water DOC concentration was 9.1 mg/L.

The evidence points to the ability of batch chlorination for maintaining low

THMs production. Despite this, batch chlorination is not recommended as a best

management practice because:

even though HAA and NDMAs are not currently regulated it is unclear

whether or not batch chlorination would promote formation of them, and

the microbiology of the water or the whole water ecosystem may be

altered such that unintended negative outcomes arise.

Regardless, the impacts of batch chlorination appear to persist in the short-term.

33

Nitrogen removal

Total nitrogen or nitrogen derivatives level increase following ozone contact. The

increase is occurring between raw water inflow and the roughing filter, except in July

2012 where total nitrogen removal through the system was about 30% (Supplemental

Tables 5- 7 in Appendix B). The highest nitrogen removal from raw to treated water was

about 30%, which occurred in July of 2012 most likely because of bacterial nitrifiers and

denitrifiers that are most active at water temperatures around 20°C (Figures 11-13)

(Metcalf & Eddie, 2003). That also can be observed in ammonia conversion to nitrate in

BAC filter for the same month. The similar occurrence happened in September 2012. For

the months with cooler water temperature nitrogen removal rates were much smaller.

Figure 11: Changes in nitrate concentrations through the treatment

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

1.8

2

RAW ROUGHING SAND BAC TREATED W CL

Nit

rate

(m

g/L

) 06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

18-Mar-13

34

Figure 12: Changes in ammonia concentrations through the treatment

Figure 13: Total nitrogen concentration change, percent removal (%) of nitrogen from the raw and

percent removal from the raw coming out of roughing filter is shown

Nitrogen concentrations in source water increased from 1.00 mg/L in April 2012

to 1.5 mg/L in July 2012 and then again to 1.8 mg/L in March 2013. The nitrogen surge

in July could have occurred due to the combination of algal decomposition and nitrogen

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

1.8

2

RAW ROUGHING SAND BAC TREATED W CL

Am

mo

nia

(m

g/L

)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

18-Mar-13

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

1.8

2

RAW ROUGHING SAND BAC TREATED W CL

TN

(m

g/L

)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

18-Mar-13

35

fertilizers run-off, where the nitrogen rise in March 2013 might be attributed primarily to

algal decomposition. Since nitrogen is present in the raw water, it would be helpful to

determine the concentrations of NDMA, if any, in the distribution system

Phosphorous removal

Phosphorous removal through the WTP system ranged from 7 to 42%

(Supplemental Table 8 in Appendix B). Phosphorous concentration in raw water

fluctuated from 0.35 to 0.81 mg/L over the course of the sampling period. Large

increases in phosphorous concentration occurred between April and July 2012 when

measured phosphorous increased from 0.38 to 0.81 mg/L (Figure 14).

Figure 14: Changes in total phosphorous concentrations through the treatment train; concentrations

decreased for all months except July.

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

RAW ROUGH

FILTER

SAND

FILTER

BAC FILTER TREATED

CL

TP

l (m

g/L

)

06-Feb-

1230-Apr-

1217-Jul-12

19-Sep-

1220-Nov-

1218-Mar-

13

36

Figure 15: Changes in ortho-phosphorous concentrations through the treatment

One possibility for the occurrence of high phosphorous concentrations in the raw

dugout water in July 2012 is that increased phosphorous loading is due to the agricultural

runoff (Figure 15, Table 9 in Appendix B). Another possibility is that it could be related

to the very warm summer conditions that enhanced microbial activity. Microbial activity

at or near the bottom of dugout created low or no oxygen availability and, consequently,

phosphorous was released from the sediments. Ultimately it could be the combination of

both occurrences mentioned.

DOC:TN:TP ratios

Achieving and maintaining balanced relationships between C, N and P are crucial

to the effectiveness of the biodegradation process in BAC filters. During aerobic

wastewater treatment, the C:N:P ratio should ideally be between 100:10:1 and 100:5:1 to

maximize treatment process efficiency and efficacy (Winkler, 2012). Since the

biodegradation process at the Osage WTP occurs in the BAC filter, the C:N:P ratio in the

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

RAW ROUGHING

FILTER

SAND

FILTER

BAC FILTER TREATED W

CL

Ort

ho

-P (

mg

/L)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

18-Mar-13

37

sand filter effluent is the ratio that governs the biological removal of DOC in BAC

(Table 6).

Table 6: C:N:P ratio in sand filter effluent/BAC filter influent at Osage and BAC filter DOC

removal efficiency

OSAGE, BAC FILTER

INFLUENT C:N:P RATIO EFFLUENT

DOC TN TP DOC REMOVAL

Feb. 6, 2012 25 3 1 7%

April 30, 2012 24 3 1 14%

July 17, 2012 7 1 1 13%

September 19, 2012 17 2 1 19%

November 20, 2012 41 5 1 14%

March 18, 2013 32 6 1 14%

Spearman's rank correlation and Kendall's rank correlation with p < 0.05

statistical analyses are used to analyze the performance of the system (Appendix D)

using statistical software R0. Spearman’s rank correlation is a statistical analysis that

measures relationship between two variables without assuming that the relationship is

straight-line; Kendall’s rank correlation measures the strength of the dependence

between the two variables compared. Correlation between DOC and TN, DOC and TP

and Ortho-P as well as correlation between N and TP and N and Ortho-P is presented in

Table 7.

38

Table 7: p-values for Spearman’s rank and Kendall’s rank correlation statistical analysis of DOC

vs. TN, DOC vs. TP, DOC vs. Ortho-P, TN vs. TP, and TN vs. Ortho-P (OP), Osage

OSAGE

Spearman's rank

correlation

Kendall's rank

correlation Spearman's Kendall's

DOC

vs. TN

DOC

vs.TP

DOC vs.

Ortho-P

DOC

vs. TN

DOC

vs. TP

DOC

vs.

Ortho-

P

TN

vs. TP

TN vs.

OP

TN

vs. TP

TN

vs. OP

DATE p-

value p-value p-value p-value p-value p-value

p-

value

p-

value

p-

value

p-

value

Feb. 6, 2012 0.19 0.01 0.06 0.13 0.01 0.08 0.19 0.14 0.13 0.11

Apr.30, 2012 0.01 0.05 0.87 0.02 0.04 0.87 0.11 0.61 0.15 0.59

July 17, 2012 0.02 0.07 0.56 0.03 0.13 0.58 0.07 0.49 0.13 0.42

Sept.19, 2012 0.02 0.03 0.51 0.03 0.03 0.5 0.09 0.38 0.11 0.41

Nov.20, 2012 0.01 0.01 0.01 0.02 0.01 0.02 0.01 0.01 0.02 0.02

Mar.18, 2013 0.25 0.01 0.28 0.22 0.02 0.24 0.22 0.08 0.21 0.07

The only instance in which the correlation between DOC and TN, DOC and TP,

DOC and Ortho-P, TN and TP as well as TN and Ortho-P is unanimously positively

significant is for samples collected in November 2012. During that sampling period, the

C:N:P ratio at the sand filter was 41:5:1 with removal of 10% of total DOC in the water

or 26% of total DOC removed through BAC filter.

The analysis suggests that TP and TN are not limiting substrates in the process. It

is possible, then, that for the current system design the presence of TP and TN in such

large amount does not maximize DOC utilization and removal.

4.2. Hamlet of Benson

During the April 2012 sample collection period, a wide algal mat was apparent

along the edges of the Benson dugout. The algal cover and increase in pH also noted in

April 2012 suggest that algae had been growing under the ice, and after the melt an algal

39

bloom appeared at the edges of the dugout. Thus, the algal growth contributed to pH

increase instead of the anticipated pH decline that is normally associated with spring run-

off dilution.

Overall, the lowest concentrations for most water quality parameters were

recorded in April 2012, after spring runoff but before seeding. The highest values were

recorded in April 2013 with the exception of pH, which dropped 0.7 pH units compared

to samples collected in November 2012. However, in April 2013 spring run-off had not

yet occurred due to a very late spring melt. Temperatures were below seasonal and the

dugout was still covered with ice and snow.

Total nitrogen and DOC were the highest in April 2013 at 3.9 and 35.60 mg/L,

respectively. The most probable reason for such high values is the combination of algal

decomposition, anoxic conditions at the dugout floor and the low water levels in the

dugout. High DOC, phosphorous and turbidity are other factors indicating that

conditions had become anaerobic in the ice-covered dugout and that water levels were

significantly low (Table 8).

Table 8: Selected raw water quality parameters

BENSON, 2012/2013 RAW

DATE TDS

(mg/L)

TURBIDITY

(NTU) pH

TOTAL

ALKALINITY

(mg/L as

CaCO3)

SPECIFIC

COND.

(µS/cm)

DOC

(mg/L)

Chll A

(mg/m3)

TN

(mg/L)

TP

(mg/L)

06-Feb-12 853.00 1.80 7.90 447.00 981.00 33.70 16.30 3.00 0.24

30-Apr-12 599.00 1.60 8.10 285.00 706.00 25.80 9.97 2.40 0.28

17-Jul-12 739.00 3.50 8.70 352.00 858.00 31.60 22.92 3.00 1.28

19-Sep-12 741.00 5.60 9.20 372.00 879.00 30.40 38.39 2.90 1.07

20-Nov-12 737.00 8.90 9.10 367.00 884.00 32.90 112.64 2.80 0.86

02-Apr-13 923.00 19.00 8.40 418.00 1052.00 35.60 6.79 3.90 1.26

40

COD concentration in the dugout was consistently high throughout the year. The

values ranged from about 60 to almost 100 mg/L. COD and BCOD were highest in April

2013 at 98.7 and 3.9 mg/L, respectively (Figure 16). Further information about COD

removal through the WTP treatment train is available in Appendix C.

Figure 16: Changes in BCOD and COD with time in the Benson raw water source

Turbidity of raw water was high beginning in November 2012. In December

2013, the turbidity of treated water exceeded the regulatory limit of 1.00 NTU.

Consequently, the community was placed on a Precautionary Drinking Water Advisory

(PDWA), and in April 2013, at the time of sample collection, the community was still

operating under that PDWA.

Between February and April 2013, a series of raw water samples were collected

in clear glass jars and allowed to settle. Water sampled on the final date within this series

(April 2, 2013) had a measured turbidity of 19 NTU (Figure 17).

0.00

10.00

20.00

30.00

40.00

50.00

60.00

70.00

80.00

90.00

100.00

mg

/L

COD

BCOD

41

Figure 17: Raw water samples collected over 2 month period during PDWA. Cloudy and turbid

water is due to the colloidal matter suspension from the dugout

The colloidal matter collected on the bottom of the sample jars permitted visual

observation of colloidal type and structure. That collected on March 15, 2013 was

observed to be heavier and settled out more rapidly than colloidal material in samples

collected in February. Based on the photograph in Figure 17, it may be noted that the

colloids in the February 28 sample was still settling out at the time of the picture, April

2, 2013.

Since colloids can be mobilized when low ionic strength water mixes with high

strength water, it is possible that seepage and mixing of ground water with surface water

had caused colloidal displacement. Another possibility is that under-ice convection

42

occurred. As the biodegradation of organic matter occurred on the bottom of the dugout,

sediments slowly warmed due to bacteriological metabolism. In turn the water warmed

as well (3 to 5 ºC) on the bottom creating a temperature difference between the upper

and lower layers of water. Eventually, the temperature difference is sufficiently high that

under-ice convection happens, disturbing the sediments and colloids on the bottom of the

dugout (Terzhevik and Golosov, 2012) and dispersing them throughout the water

column.

Degradation of organic matter was similarly evident from increased level of DOC

and decreased concentration of chlorophyll A, as well as pH shifts from November to

April (Table 8). It is possible that different salinity in each layer of water due to the

mineralization of the organic matter may have further contributed to under-ice

convection (Boehrer, 2012). DOC was highest in April 2013, whereas Chlorophyll A

was highest in November 2012 (Figure 18).

Figure 18: Changes in DOC and Chlorophyll A concentrations in raw water

0

20

40

60

80

100

120

0

5

10

15

20

25

30

35

40

DOC

(mg/L)

CHLL A

(ug/L)

DO

C m

g/L

CH

LL

A

µg/L

43

As with Osage, samples were collected in February and September to test for the

presence of phenoxy herbicides. The results indicated that all herbicides were below the

detection limit.

In July 2012, shortly before the water sample was collected, copper sulphate was

applied to the dugout to control algal growth. The concentration of copper in the water

sample collected after the application was 60.4 µg/L; Chll A concentration in the same

sample was 22.92 mg/m3. Analyses of samples collected in September 2012 indicate,

however, that [Cu] has dropped three (3) times the original concentration down to 18.7

µg/L while Chll A had increased to 33.39 mg/m3 in the raw water source. In November

2012 [Cu] was even lower at 13.3 µg/L and Chll A had quadrupled to 112.64 mg/m3.

The total nitrogen level in the dugout fluctuated from 2.4 to 3.9 mg/L (Figure

19).

Figure 19: Changes in TN and its components in the raw water over time

0.00

0.50

1.00

1.50

2.00

2.50

3.00

3.50

4.00

4.50

mg

/L

NITROGEN

TOTAL

TKN

NITRATE-N

AMMONIA-N

44

Since bacterial nitrifiers are most active in warm weather, it was anticipated that

nitrate concentrations were elevated in the July sample. However, nitrates in the July

sample were below the detection limit. The most probable reason for this anomaly is the

low oxygen level in the dugout.

Field measurements

Dissolved oxygen (DO) in raw water in 2012 was highest in November and

lowest in July. It is most likely that high DO in November was due to under-ice algal

photosynthesis since the dugout had frozen by the time of sample collection. In July, DO

was low in raw water and remained low through the treatment train (Table 9) most likely

due to temperature and higher warm-weather microbiological metabolic activity (Table

10).

Table 9: Field measure of dissolved oxygen (mg/L) through the filters

BENSON, DISSOLVED OXYGEN (mg/L), FIELD MEASUREMENTS

DATE RAW ROUGHING

FILTER

SAND

FILTER

SAND

FILTER2

BAC

FILTER

BAC

FILTER2

TREATED

CL

06-Feb-12 7.77 4.95 2.02 1.04 1.95 1.63 8.4

30-Apr-12 5.23 4.45 1.32 1.82 2.51 2.68 9.27

17-Jul-12 2.87 0.81 0.58 1.6 2.34 1.52 7.91

19-Sep-12 6.98 1.99 1.18 1.92 1.16 2.37 8.94

20-Nov-12 10.88 7.93 3.79 3.13 2.04 1.84 8.56

45

Table 10: Field measurement of water temperature change through the treatment train

BENSON, TEMPERATURE (⁰C), FIELD MEASUREMENTS

DATE RAW ROUGHING

FILTER

SAND

FILTER

SAND

FILTER2

BAC

FILTER

BAC

FILTER2

TREATED

CL

06-Feb-12 14.1 12.5 14.8 11.7 10.8 13.2 13.8

30-Apr-12 10.5 9.5 9.9 10.9 11.5 11.2 13.9

17-Jul-12 15.3 14.6 15.3 15 15.7 16.2 17.5

19-Sep-12 14.5 15.2 15.3 15.4 16.2 16.4 17

20-Nov-12 9 9.3 9.3 9.3 10.1 10.1 13.3

DOC removal

As noted previously, the effectiveness of DOC removal from water is alkalinity

dependant. The higher alkalinity in the water the more difficult DOC removal becomes.

Alkalinity production/ consumption at this water treatment plant are seemingly

insignificant (Table 11). However, a closer look at the bicarbonate, carbonate and phenol

alkalinity shows that as phenol and carbonate alkalinity are consumed, bicarbonate

alkalinity is similarly produced. Carbonate and phenol alkalinity were present in four of

six raw water samples collected (Figures 20- 24).

Table 11: Changes in total alkalinity through the WTP and with time. Values for sand and BAC

filters are presented as the average of each filter set.

ALKALINITY (mg/L as CaCO3), BENSON, 2012/2013

ALKALINITY

(mg/L as CaCO3) RAW

ROUGHING

FILTER

SAND FILTERS

average

BAC FILTER

average

TREATED

with Cl

06-Feb-12 447 445 447 448 458

30-Apr-12 285 278 271 284 292

17-Jul-12 352 352 356 346 341

19-Sep-12 372 372 373 369 367

20-Nov-12 367 366 364 360 364

02-Apr-13 219 * * * 198

46

Figure 20: February 2012, Changes in Bicarbonate alkalinity through the treatment train at Benson.

Values for sand and BAC filters are presented as average of each filter set. Carbonate

and phenol alkalinity were not present in the water since pH of the raw water was 7.9

Figure 21: April 2012, Changes in Bicarbonate alkalinity through the treatment train at Benson.

Values for sand and BAC filters are presented as average of each filter set. Carbonate

and phenol alkalinity were not present in the raw water since it was 8.1

0

50

100

150

200

250

300

350

400

450

500

RAW ROUGHING SAND ave. BAC ave. TREATED

w Cl

February 6, 2012

Phenol (mg/L

as CaCO3)

Carbonate

(mg/L as

CaCO3)

Bicarbonate

(mg/L as

CaCO3)

0

50

100

150

200

250

300

350

400

450

RAW ROUGHING SAND ave. BAC ave. TREATED

w Cl

April 30, 2012

Phenol

(mg/L as

CaCO3)

Carbonate

(mg/L as

CaCO3)

Bicarbonate

(mg/L as

CaCO3)

47

Figure 22: July 2012, Changes in Bicarbonate, carbonate and phenol alkalinity through the

treatment train at Benson. Values for sand and BAC filters are presented as average of

each filter set. Carbonate and phenol alkalinity appear since the pH of the raw was 8.7

Figure 23: September 2012, Changes in Bicarbonate, carbonate and phenol alkalinity through the

treatment train at Benson. Values for sand and BAC filters are presented as average of

each filter set. Raw water pH was 9.2

0

50

100

150

200

250

300

350

400

450

RAW ROUGHING SAND ave. BAC ave. TREATED

w Cl

July 17, 2012

Phenol

(mg/L as

CaCO3)

Carbonate

(mg/L as

CaCO3)

Bicarbonate

(mg/L as

CaCO3)

0

50

100

150

200

250

300

350

400

450

RAW ROUGHING SAND ave. BAC ave. TREATED w

Cl

September 19, 2012

Phenol

(mg/L as

CaCO3)

Carbonate

(mg/L as

CaCO3)

Bicarbonate

(mg/L as

CaCO3)

48

Figure 24: November 2012, Changes in Bicarbonate, carbonate and phenol alkalinity through the

treatment train at Benson. Values for sand and BAC filters are presented as average of

each filter set. Raw water pH was 9.1

Where ozone is applied as a pre-oxidant, carbonate alkalinity must be taken into

consideration. Carbonate alkalinity is a stronger scavenger than bicarbonate alkalinity

with respective reaction rates of k= 4.2x108 M

-1s

-1 and k= 1.5x10

7 M

-1s

-1 (Gottschalk, et

al. 2010). In both September and November, the carbonate alkalinity was not completely

removed by the ozone application.

Carbon media in the BAC filters was replaced on July 28, 2012. DOC removed

through BAC filter prior to the AC replacement ranged from 23% in February to 54% in

July 2012. After the activated carbon replacement DOC removal through the AC filter

was 79% in September and 76% in November 2012 (Figure 25).

0

50

100

150

200

250

300

350

400

450

RAW ROUGHING SAND ave. BAC ave.TREATED w Cl

November 20, 2012

Phenol

(mg/L as

CaCO3)

Carbonate

(mg/L as

CaCO3)

Bicarbonate

(mg/L as

CaCO3)

49

Figure 25: Changes in DOC removal through the treatment before and after AC replacement,

Benson 2012

The data from April sampling showed that DOC in the raw water was 35.6 mg/L

and in final treated water DOC level was 25.4 mg/L. These values indicate that the

activated carbon (AC) media had begun to saturate and exhibit lower adsorption ability

since the DOC removal through the complete treatment train was 29%.

In 2012, the average of seasonal THMs samples results exceeded 100 µg/L. The

bi-monthly results ranged between 176 and 373 µg/L (Figure 26). Dashed red line shows

the regulatory limit set for THMs. There is no set regulatory limit for DOC in treated

water. On April 2, 2013 a THMs sample was not collected.

10

15

20

25

30

35

RAW ROUGHING SAND ave. BAC ave WITH Cl

DO

C (

mg/L

)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

50

Figure 26: Benson, DOC in raw water, treated water and THMs in treated water at the plant

Nitrogen removal

The concentration of nitrogen was reduced following ozone oxidation in all

samples except for that taken in July. Total nitrogen removal through the system is

anywhere from 27 to 62 % (Supplemental Table 14, Appendix C). Nitrogen removal was

greater after AC media replacement, indicating that removal was due primarily to

adsorption rather than biological degradation (Figure 27).

0.00

50.00

100.00

150.00

200.00

250.00

300.00

350.00

400.00

0.00

5.00

10.00

15.00

20.00

25.00

30.00

35.00

40.00DOC RAW

(mg/L)

DOC

TREATED(mg/L)

THM

(µg/L)D

OC

TH

M (

µg/L

)

51

Figure 27: Change in TN concentration through the treatment. Removal of TN in September and

November is mainly due to the AC adoption and not biological degradation

Nitrates were absent from the raw in July and November (Figure 28). The low

level of nitrates or lower activity of nitrifiers in November was most likely related to low

water temperature whereas the probable reason for absence of nitrates in July was lack of

oxygen on the bottom of the dugout, elevated pH of 8.7 and presence of heavy metals.

Nitrifiers are highly sensitive to heavy metals such as Hg, Cu, Ni, Zn, Au, etc (Metcalf

&Eddie, 2003). No denitrification occurred through AC in September and November

2012 indicating that filter did not mature into BAC filter yet and confirming that

contaminants from the water were removed by adsorption still.

0

0.5

1

1.5

2

2.5

3

3.5

RAW ROUGHING SAND ave BAC ave TREATED with Cl

N-t

ota

l (m

g/L

)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

52

Figure 28: Nitrate concentrations and changes through the treatment

The only time when ammonia was absent from the raw was in November (Figure

29). The highest levels of ammonia were in July and September. The most likely reason

is that heavy organics load, warm temperatures and low oxygen in the raw water.

Figure 29: Ammonia fluctuations during the treatment.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

RAW ROUGHING SAND average BAC averageTREATED with Cl

Nit

rate

-N (

mg

/L)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

RAW ROUGHING SAND average BAC average TREATED W

CL

Am

mo

nia

-N (

mg

/L)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

53

It is possible to completely inhibit ammonia oxidation in presence of even 0.10

mg/L of Cu (Metcalf & Eddy, 2003). Since copper sulphate was applied to the dugout in

July prior to sample collection, the high [Cu] contributed to both inhibition of ammonia

oxidation as well as inhibition of nitrifying bacteria. Since nitrogen is present in the raw

and treated water, testing for NDMAs in the distribution system is recommended.

Within the treatment train, an increase of ammonia concentrations through the

roughing and sand filters was attributed primarily to the low oxygen level in those

system components.

Phosphorous removal

Total phosphorous (TP) in the raw water increased from 0.28 mg/L in April 2012

to 1.28 mg/L in July 2012. Ortho-phosphorous increased in July, as well. Some of the

increase could be contributed to the fertilizers that are applied in the area. High TP levels

remained through the rest of the year and into 2013 (Figure 30) where TP was 1.26

mg/L. It is also possible that a large amount of TP in the water is due to the sediment

release caused by warmer conditions created in the dugout.

Increased TP levels were accompanied by elevated turbidity of 3.5 NTU (from

1.6 NTU in April 2012) and rose steadily to 19 NTU in April 2013. High Ortho-P in

April was most likely due to algal decomposition, since chlorophyll A measured in

November 2012 was > 112 mg/m3 whereas in April is was approximately 7 mg/m

3

(Figure 31).

54

Figure 30: TP initial concentration and change in the water throughout the treatment at Benson

Figure 31: Ortho phosphorous concentrations and changes through the treatment

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

RAW ROUGH SAND ave BAC ave TREATED

CL

TP

(m

g/L

)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

RAW ROUGH SAND ave BAC ave TREATED

CL

OR

TH

O-P

(m

g/L

)

06-Feb-12

30-Apr-12

17-Jul-12

19-Sep-12

20-Nov-12

55

DOC:TN:TP ratios

Biological removal of DOC in Benson water treatment plant was observed in the

BAC filters. Details about the C:N:P ratio in sand filter effluent and DOC removal

efficiency in the BAC filter is given in Table 12. September and November 2012 DOC

removal through the BAC filter was due to the adsorption and therefore high removal

percentage of 52 and 44% respectively.

Table 12: C: N: P ratio in sand filter effluent/ BAC filter influent at Osage and BAC filter DOC

removal efficiency, Benson. September and November DOC removal through the BAC

was due to the adsorption to activated carbon media.

BENSON

SAND FILTER C:N:P

RATIO BAC FILTER

DOC TN TP DOC REMOVAL

Feb. 6, 2012 168 15 1 9%

April 30, 2012 102 9 1 16%

July 17, 2012 20 2 1 11%

Sept. 19, 2012 22 2 1 52%

Nov. 20, 2012 57 5 1 44%

Spearman's rank correlation and Kendall's rank correlation with p < 0.05

statistical analyses are used to analyze the performance of the system (Appendix D).

Correlation between DOC and TN, DOC and TP and Ortho-P as well as correlation

between N and TP and N and Ortho-P is presented in Table 13.

56

Table 13: p-values for Spearman’s rank and Kendall’s rank correlation statistical analysis of DOC

vs. TN, DOC vs. TP, DOC vs. Ortho-P, TN vs. TP, and TN vs. Ortho-P (OP), Benson

BENSON

Spearman's rank

correlation

Kendall's rank

correlation Spearman's Kendall's

DOC

vs.TN

DOC

vs. TP

DOC

vs. OP

DOC

vs.TN

DOC

vs.TP

DOC

vs. OP

TN vs.

TP

TN vs.

OP

TN vs.

TP

TN vs.

OP

DATE p-

value

p-

value

p-

value

p-

value

p-

value

p-

value

p-

value

p-

value

p-

value

p-

value

Feb.6, 2012 0.01 0.01 0.63 0.01 0.01 0.60 0.19 0.63 0.13 0.60 Apr. 30,

2012 0.01 0.05 0.00 0.01 0.04 0.01 0.11 0.00 0.15 0.01

July 17,

2012 0.04 0.07 0.23 0.04 0.13 0.41 0.07 0.18 0.13 0.24

Sept.19, 2012 0.01 0.03 0.61 0.01 0.03 0.59 0.09 0.61 0.11 0.59

Nov. 20,

2012 0.00 0.01 0.60 0.01 0.01 0.60 0.01 0.60 0.02 0.60

The only time when the correlation between DOC and TN, DOC and TP, DOC

and Ortho-P is unanimously positively significant is for samples collected in April 2012.

The C: N: P ratio for the sand filter effluent sample was 102:9:1 and DOC removed

through the BAC filter was 3.45 mg/L which represent reduction of DOC in water by

13% or it is 40% of all DOC removed through the plant . That ration (102:9:1) would be

very close to the ration 100:10:1 even though ideal range is 100:10:1 to 100:5:1 to

maximize treatment process efficiency and efficacy (Winkler, 2012). The analysis

suggests that TP acted as a limiting substrate in February 2012; at all other times neither

TP nor TN was a limiting substrate.

4.3. Osage vs. Benson

Overall, the water treatment plant at Osage is performing well as evidenced by

2012 water quality output meeting all drinking water regulatory requirements. DOC in

the raw water ranged from 12 to 15.7 mg/L, with between 30-50% removals achieved for

57

the treated water. The Benson WTP achieved DOC removal rates between 20-59%

representing about 6 to 17 mg/L of DOC. Considering the very high raw water DOC

concentrations between 25 and 35 mg/L with total alkalinity over 400 mg/L as CaCO3

this represents a significant amount removed. However, the remaining DOC in treated

water remains too high to meet the THMs regulations.

The Benson WTP faced challenges through the sample period, including some

deviations from the regulatory requirements. THM concentrations were consistently

above 100 µg/L throughout the sampling period. DOC in raw water ranged from 25.8 to

35.6 mg/L, and removal of DOC ranged from 20 to 59%. However, DOC in potable

water was never below 12.6 mg/L.

Based on the results of this research, ozone performance appears to be more

efficient at Osage than Benson. However, these results are most likely related to the raw

water quality at Benson which has resulted in poorer performance. The dugouts in both

communities are located in the agricultural fields and are recharged by runoff. However,

the Benson dugout receives spring melt water from the creek that stretches an additional

50 km west running through agricultural fields with active oil wells.

Several water quality parameters can impede ozone performance, including the

type and amount of salts present. Additionally, the presence of high COD and organic

carbons (DOC) may have significant impacts on ozone efficacy. At the two field sites,

the COD in Osage raw water ranges between 30 and 40 mg/L while that in Benson

ranges from about 60 to almost 100 mg/L. The high alkalinity (bicarbonate, carbonations

and phenol), DOC and COD in Benson raw water are most probably the combined

reason for ozone scavenging and poor DOC removal.

58

In addition to ozone performance differences, the performance of the BAC filters

also differs between the two communities. The Benson WTP appears to be more efficient

than that at Osage. The amount of DOC removed in the BAC filter at Benson vs. Osage

in February, April and July 2012 is 0.6, 1.1 and 0.9 mg/L vs. 6.2, 4.25 and 3.85 mg/L.

The Benson BAC filters are exposed to higher nutrients concentrations and also feature

larger surface area than the Osage BAC filters. Samples collected during September and

November at Benson cannot be considered under the same series of analyses due to the

presence of new AC media which precluded biological performance.

Due to the location of the Benson dugout, this particular raw water would benefit

greatly from a source water protection program. It is recommended that both the dugout

and creek incorporate buffer zones to reduce agricultural and oil well impacts on raw

water quality. Additional features of a source water protection plan for Benson should

include stream bed improvements within the source creek. For example, creating a

stream bed that forces water to cascade through the bed would not only increase aeration,

but would also minimize sediment deposit in the dugout.

In Osage, a larger buffer zone should be designed. The high turbidity values that

occur during seasonal changes can be addressed in part by source water protection

planning. However, additional WTP design options may be considered for both Benson

and Osage making use of dual media up-flow roughing filters that would reduce turbidity

since heavier particles would be restricted by the dual media in the filter. The further

benefit of this design makes effective use of gravity settling such that heavier particles

will settle in the roughing filter and not be transmitted further in the WTP.

59

In both communities, more powerful aeration unit(s) capable of aerating dugouts

throughout the water column, such as air diffusers, should be installed.

For ozonation of water where high total alkalinity is present, rural communities

should consider installation of treatment components:

1. UV light in addition to ozone to maximize oxidation power, or

2. An ozone system in series so that water exiting one tank contains ozone

residual while receiving ozone coming into another tank. An ozone

injector (such as the Mazzei or similar model) can minimize the diameter

of the ozone bubbles, thereby maximizing the surface area and oxidation

potential, or

3. A small dose of O3 prior to coagulation (in systems using coagulation) to

maximize the effects (AWWA, 1991).

Where possible, the treatment train should be designed in series rather than

parallel to ensure steady flow at all times. Filters designed in parallel are capable of

treating greater volume of water, where filters designed in series have greater

contaminant removal capacity (IRC International Water and Sanitation Centre, 2006).

Use of water meters and valves to ensure steady flow for all filters at all times is highly

recommended.

To ensure that occupational health and safety requirements are achieved, an

ozone gas detector and protective gas masks should be available at every WTP, in

addition to any further site specific and general WTP safety protocols and equipment.

Lastly, municipality using surface water with an ozone assisted BAC filtration

system should consider the following design issues:

60

1) Gauging based on following parameters:

a) Turbidity – it has been noticed that when average monthly turbidity is less than 3

NTU the system is able to produce water that meets regulatory standard as

outlined in The Water Regulations, 2002, section 33.

b) High total alkalinity/ salinity - presence of carbonate and phenol alkalinity and

ionic strength of the water/ depending on type of salts in the water it will increase

demand of and inhibit the effectiveness of O3. Consequently, DOC degradation

will decrease.

c) Determine:

i) DOC concentration-know the annual range of DOC in raw water.

ii) Range of nitrogen and phosphorous in the raw water in order to assess the

performance of the system

2) The following parameters should be monitored:

a. Removal of DOC should be the parameter governing the performance status of

the plant.

b. Ozone dosage- for optimal reduction in DOC and consequently reduction in DBP

formation typical ozone dosage is between 0.5 g to 2 g of O3/g of DOC initially

present (Gottschalk et al, 2010). If greater than 2 g of O3/g of DOC initially

present dose of ozone is required benefit-cost analysis and sustainability of the

system analysis should be done prior to the installation. Ozone dose that is

applied in summer vs. ozone dose that is applied in winter should be determined.

c. The annual COD range- range of COD in water should be good indicator of

ozonation performance. The COD of the water will show demand for O3;

61

however it is not an indication of DOC removal. COD reduction will show that

DOC transformation occurred (from one compound into other) where DOC

reduction will show mineralization of DOC and its actual removal.

3) Consider installing system in parallel that has optimized ozone oxidation system with

deozonation chamber, an up flow dual or multi-media roughing filter(s), sand filter(s)

and BAC filter with aeration. If parallel installation is not feasible or economical

install water meters or valves to ensure steady flow for all filters at all times.

4.4 Microbial Diversity - Village of Osage

Microbial composition of the dugout was evaluated in September 2012 and

March 2013. The microbial community from the Osage dugout in September 2012

shows high alpha diversity in relation to the other samples collected at Osage and

Benson. Alpha diversity is the distribution of species-level observation in a data set

(MG-RAST, 2013). Osage raw water and BAC media metagenomic samples with

quality control results are summarized in the Table 14.

62

Table 14: Metagenomic analysis of environmental samples collected at Osage, (MG-RAST, 2013).

SAMPLE Quality Control ribosomal RNA genes

ALPHA DIVERSITY

BY

PHYLUM in

FIGURE PASS (%) FAIL (%) YES (%) NO (%)

G (raw, fall

19/09/2012)

99.4 0.6 94.9 4.5 56 16

N (raw, spring

18/03/2013)

99.6 0.4 98.7 0.9 47 16

H (BAC top) 99.4 0.6 97.7 1.7 19 18

I (BAC

middle)

99.4 0.6 97.2 2.3 21 18

J (BAC

bottom)

99.4 0.6 98.1 1.3 22 18

For both raw water samples, fall (G) and spring (N) the most abundant bacterial

phylum is Cyanobacteria (around 20%) and Bacteriodetes (around 20%), followed by

Proteobacteria (16%) for the fall sample, and Actinobacteria (14%) for the spring

sample. For both samples, the cyanobacteria Aphanizomenon and Dolichospermum (8%)

are the predominant group. Over 30% of bacteria in both samples are unclassified.

63

Figure 32: Raw water samples from Osage dugout collected on September 19, 2012 (G), and

sample collected on March 18, 2013 (N) are sorted by phylum abundance (%) and

compared to each other

0.0001 0.01 1 100

Acidobacteria

Actinobacteria

Aquificae

Bacteroidetes

Chlamydiae

Chloroflexi

Cyanobacteria

Deinococcus-Thermus

Dictyoglomi

Fibrobacteres

Firmicutes

Fusobacteria

Gemmatimonadetes

Lentisphaerae

Nitrospirae

Planctomycetes

Proteobacteria

Spirochaetes

Synergistetes

Tenericutes

Verrucomicrobia

unclassified (derived…

%

N, raw Osage

08-03-2013

G, raw Osage

09-19-2012

64

Based on the figure 32 it seems that chlorination of the dugout did not

significantly change the microbial communities of the dugout or that the bacterial

community bounced back to whatever it was previously. However, alphc diversity did

change from 56 in fall to 47 in spring sample. From here, it is not clear if the alpha

diversity has chnaged due to the cold weather or is it that chlorination of the dugout has

altered the community’ diveristy or is it combiation of both.

The core sample, about 90 cm long, from the Osage BAC filter was split into 3

samples- top 1/3 of the filter (sample H), second 1/3 of the filter (sample I) and bottom

1/3 of the filter (sample J) (Figure 17), and the microbial diversity evaluated using a

metagenomics approach.

Figure 33: Configuration of BAC filter, showing core sample that was cored out of the filter and

split into 3 smaller samples- H, I and J

65

Alpha diversity, a number of distinct species within a sample (MG RAST, 2013),

within the filter is increasing with increasing depth of the filter. The abundance of the

unclassifed bacteria in raw water is 33% whereas about 45% of bacteria are unclassified

for all three BAC samples. The most abundant bacterial phylum is Proteobacteria (from

15% in raw to about 25% throughout the filter). The top layer of the BAC filter is most

abundant with Betaproteobacteria, Deltaproteobacteria and Nitrospira, which does not

change much through to the bottom layer of the BAC filter.

The abundance of the Nitrospira, which are nitrifying bacteria that transform

ammonia to nitrate, shifted from 0.3% in the raw to 6%, 7% and 8.6% for samples from

the top down to the bottom respectively. The most abundant species in genus Nitrospira

is the Candidatus Nitrospira defluvii for all 4 samples. Candidatus N. defluvii is the

nitrite oxidizer that is primarily different in enzymatic selection and metabolic pathways

from all other known nitrifiers (Lücker et al. 2010). Lücker et al (2010) suggests that the

adequate areation is critical for maintaining stable and active population of Nitrospira

since it does not have protection mechanism against oxidative stress. An increase in

Nitrospira from raw water through the BAC filter suggests that microbes like Nitrospira

will grow in the presence of oxygen, but will concentrate in areas like the bottom of the

filter that have lower oxygen.

Planctomycetes abundance increases from 2% in the raw through the filter and

accounts for almost 6% in sample collected from the bottom part of the filter, and

Acidobacteria increases in abundance from raw through the filter as well; from 0.07% in

the raw to over 1%. Likewise, members of the phylum Firmicutes decrease in the upper

66

part of the filter (0.5%) relative to the raw water sample (2%) and then increase to 6% in

the middle of the filter, and decrease to 4% toward the bottom.

Two important factors for the shift in bacterial community composition from raw

water throughout the filter are substrate availability and temperature. Temperature not

only governs the substrate availability, but also influences metabolism and can change

reproduction rates. Figure 30 shows that all bacterial communities are present, but there

is a shift in abundance through the winter. There is a posibility that some bacteria are

less active or dormant through the winter.

67

Figure 34: Raw water sample (sample) collected from Osage raw water source and BAC samples

collected from Osage BAC filter. Both types of samples were collected on September 19,

2012. BAC media is extracted from BAC filter and media sample is divided in 3 equally

long samples and analysed as top 1/3 of the BAC filter (sample H), second 1/3 of the

BAC filter (sample I) and bottom of 1/3 of the BAC filter (sample J). Samples are

compared to each other based on microbial phylum abundance (%).

68

Magic-Knezev et al. (2009) report that GAC filters from 9 different WTPs

mainly showed similar abundance of Betaproteobacteria with Polaromonas represented

a significantly larger proportion of the isolates cultured from GAC filters supplied with

ozonated water than from filters without pre-oxidation. They also report isolates of

Variovorax in filters treating non-oxidized ground water. In the Osage BAC sample

Variovorax is detected throughout the whole filter column with greater abundance values

in upper and lower part of the BAC filter. It is reported that Variovorax sp. either as

isolates or in consortium with other species are capable of degrading wide range of

natural and anthropogenic compounds (Satola et al., 2013; Horemans et al. 2013; Han et

al, 2011; Sørensen et al, 2008).

In Manual 48 of the American Water Works Association (2006) a group of

pathogens of concern were isolated that have a potential to produce waterborne diseases

in humans using contaminated water. These include: Acinetobacter, Aeromonas,

Campylobacter, Cyanobacteria, Escherichia coli, Flavobacterium, Helicobacter pylori,

Klebsiella, Legionella, Mycobacterium avium, Pseudomonas, Salmonella, Serratia,

Shigella, Staphylococcus, Vibrio cholerae and Yersinia. Also of interest are

cyanobacteria known for their potential ability to produce toxic substances, including

Anabaena, Aphanizomenon, Cylindrospermopsis, Lyngbya, Microcystis, Nodularia,

Nostoc and Planktothrix (Carmichael, 2001).

Because of their importance to health, samples were examined for the presence

and relative abundance of these specific pathogens (Figure 34). Osage raw water (fall)

contained Acinetobacter, Aeromonas, Flavobacterium, Legionella, Mycobacterium,

Pseudomonas and Staphylococcus along with several cyanobacterial groups including

69

Aphanizomenon and Dolichospermum. Escherichia coli and Salmonella were isolated

from the sample representing the top BAC filter (sample H) only. Campylobacter and

Yersinia were isolated from the top sample (H) and the bottom sample (J), where

Serratia was isolated from the sample representing the middle part of the BAC filter (I)

and the representing the bottom of the BAC filter (J). Acinetobacter was not detected in

the J sample. All genera experienced a decline in abundance through the filter except

Legionella and Campylobacter.

Legionella can cause two types of disease in humans: Legionnaires’ disease and

Pontiac fever (Public Health Agency of Canada, 2013, Infectious Diseases). Pontiac

fever has a flu like symptoms. Legionnaires’ disease is respiratory illness resulting in

pneumonia. Campylobacteriosis is a disease caused by Campylobacter jejuni and

Campylobacter coli cause, where the symptoms are diarrhea, abdominal pain, malaise,

fever, nausea and vomiting (Public Health Agency of Canada, 2013, Food Safety).

Szewzyk et al. (2000) showed that the main drivers in Legionella are nutrients,

either in water or water plumbing/ fixtures and the water temperature. One possibility

why Legionella abundance increased in the filter is the large abundance of

cyanobacteria, since Legionella uses algal cells for nutrition in aquatic environment

(Taylor et al. 2009). The greater abundance of Legionella in March sample than in

September sample, indicates that nutrient avaialbility is the main driver in growth of the

Legionella and bacteria of similar genetic make up, and not necessary the temperature.

70

Figure 35: BAC sample collected from Osage BAC filter collected on September 19, 2012. BAC

media is extracted from BAC filter and media sample is divided in 3 equally long

samples and analysed as top 1/3 of the BAC filter (sample H), second 1/3 of the BAC

filter (sample I) and bottom of 1/3 of the BAC filter (sample J). Samples are compared to

each other based on microbial genera abundance (%) of microbes known as potential

pathogens of concern if found in drinking water.

0.0001 0.001 0.01 0.1 1 10 100

Acinetobacter

Aeromonas

Campylobacter

Cyanobacteria

Escherichia

Flavobacterium

Legionella

Mycobacterium

Pseudomonas

Salmonella

Serratia

Staphylococcus

Yersinia

%

J, bottom 1/3

of BAC filterI, second 1/3

of BAC filterH, top 1/3 of

BAC filterG, raw Osage

09-19-2012

71

A comparison of the microbial prevalance of potential pathogens between the

raw water samples (G - fall and N - spring) showed that Yersinia and Escherichia coli

were not detected in either sample, whereas Campylobacter, Salmonella and Serratia

were isolated from the spring raw water sample. Aeromonas, Pseudomonas and

Staphylococcus are the only genera that seem to be more abundant in sample H (fall

sample) than in sample N (spring sample). Likewise, the abundance of Acinetobacter,

Cyanobacteria, Flavobacterium, Legionella and Mycobacterium seem to be greater in

the spring than the fall water sample, which could be due to the fact that the dugout was

still frozen over when samples were taken in the fall. The cooler temperatures could have

contributed to a shift in the bacterial community so that abundance of the other bacteria

less resilient to cooler temperatures declined.

72

Figure 36: Raw water sample (sample) collected from Osage on September 19, 2012 (sample G)

and on March 18, 2013 (sample N). Samples are compared to each other based on

microbial genera abundance (%) of microbes known as potential pathogens of concern if

found in drinking water.

0.0001 0.01 1 100

Acinetobacter

Aeromonas

Campylobacter

Cyanobacteria

Escherichia

Flavobacterium

Legionella

Mycobacterium

Pseudomonas

Salmonella

Serratia

Staphylococcus

Yersinia

%

N, raw Osage

03-18-2013

G, raw Osage

09-19-2012

73

Some of the genera classified as a pathogens of concern also belong to the total

coliform group. Total Coliforms (TC) belong within the family Enterobacteriaceae

include facultative anaerobic Gram-negative, non-spore forming, lactose fermentig

bacteria as well as bacteria having β-galactosidase enzyme (Health Canada, 2012).They

include various groups of coliforms including Budvicia, Citrobacter, Serratia

Enterobacter, Escherichia, Klebisella, Leclercia, Pantoea (Health Canada, 2012).

Water samples results for TC and E-coli in raw and water collected through the

treatment train are summarised in Table 15.

Table 15: Total coliforms and E-coli results from testing water samples at the Provincial laboratory

OSAGE, September 19, 2012

Sample RAW ROUGH SAND BAC NO CL WITH CL

TC (orgs/100 ml) >100 15 3 None detectable

E-coli (orgs/100 ml) 1 absent absent None detectable

Water quality evaluation of total coliform (TC) counts showed that TC was very

high in raw water, and included one E.coli ( 1 organism/100 ml). In contrast, the

metagenomic analysis of raw water did not show presence of any Escherichia. The

metagenomic sample collected from BAC filter in particular the top biofilm sample

showed presence of Escherichia in particular Escherichia albertii that comprised

0.00075% of the whole sample sequenced. Escherichia was not detected in the

metagenomic analysis of the other two samples from BAC filter. The difference in

E.coli results between the lab and metagenomic sampling could be due to the timing of

74

water sample collection, or the small volume of the sample filtered for the metagenomic

analysis. Overall, the detected TC in the raw water is consistent with the results from

metagenomic sampling. Further through the treatment train, the TC is declining, and

E.coli is not detected.

The water sample collected from the BAC filter had no detectable TC, whereas

the biofilm sample had Pantoea and Serratia. The TC in the BAC filter are most likely

stationed within biofilm in anaerobic zones and thereby are not present in the water.

Pathogen Safety Data Sheets and Risk Assessment, 2013 published by Public

Health Agency of Canada lists a number of human pathogens generally found in soil

and/or water. Some of the bacterial species listed on the sheet have been found

throughout the BAC filter: Aerococcus spp., Bacteroides spp., Clostridium spp.,

Fusobacterium spp., Capnocytophaga spp., Lactobacillus spp., Micrococcus spp.,

Mycoplasma spp., Nocardia spp., Pseudomonas spp., Peptococcus spp. , Serratia spp,

Bartonella bacilliformis, Clostridium botulinum, Coxiella burnetii, Campylobacter

jejuni, Listeria monocytogenes, Legionella pneumophila, Leptospira interrogans,

Plesiomonas shigelloides, Rickettsia rickettsii, Salmonella enterica and Yersinia

pseudotuberculosis. The majority of the species noted prefer environment with low or no

oxygen (Pathogen Safety Data Sheets and Risk Assessment, 2013).

Some of these are found in the bottom part of the BAC filter (sample J), and

some at relative higher densities. Those that were found at a relatively higher density

includes Clostridium sp., Leptospira sp., and Cytophaga sp. Most of the species

mentioned if not all are susceptible to disinfectants, such as 1% sodium hypochlorite.

75

4.5 Microbiology - Hamlet of Benson

Microbial composition of the dugout was evaluated in September 2012 and April 2013

(Figure 33). The microbial community from the Benson dugout in September 2012

shows higher alpha diversity than sample collected in April 2013. Benson raw water

metagenomic samples with quality control results are summarized in the Table 16.

Table 16: Metagenomic analysis of environmental samples collected at Benson, (MG-RAST,

2013).

SAMPLE

Quality Control ribosomal RNA genes

ALPHA

DIVERSITY

BY

PHYLUM in

FIGURE PASS (%) FAIL (%) YES (%) NO (%)

K (raw, fall

19/09/2012)

99.5 0.5 98.3 1.1 33 33

O (raw, spring

02/04/2013)

99.5 0.5 96.2 3.3 26 33

About 40% of the both raw water samples collected at Benson are comprised of

unclassified bacteria, Bacteriodetes take up about 20%, Proteobacteria and

Actinobacteria are the next most abundant phyla in the sampels for both seasons.

Salmonella and Escherichia were not isolated from either fall or spring samples

(Figure 38). Serratia is the only genus that was detected in the fall and not in the spring

sample. Aeromonas, Campylobacter, Staphylococcus and Yersinia are the genera

detected in the spring and not in the fall sample.

76

Figure 37: Raw water samples from water source for Benson collected on September 19, 2012 and

on April 2, 2013. Samples are compared to each other based on microbial phylum

abundance (%).

77

Figure 38: Raw water sample (sample) collected from Benson on September 19, 2012 (sample K)

and on April 2, 2013 (sample O). Samples are compared to each other based on

microbial genera abundance (%) of microbes known as potential pathogens of concern if

found in drinking water.

0.0001 0.01 1 100

Acinetobacter

Aeromonas

Campylobacter

Cyanobacteria

Escherichia

Flavobacterium

Legionella

Mycobacterium

Pseudomonas

Salmonella

Serratia

Staphylococcus

Yersinia

%

O, raw

Benson 04-

02-2013

K, raw

Benson 09-

19-2012

78

Table 17: Total coliforms and E-coli results from testing water samples at the Provincial

laboratory, Benson

BENSON, September 19, 2012

Sample RAW ROUGH SAND BAC NO CL WITH CL

TC (orgs/100 ml) 1 Not detectable

E-coli (orgs/100 ml) 1 Not detectable

Raw water tested at the Provincial lab shows low count for TC and E-coli, where

metagenomic sequencing did not detect any E-coli but it did detect a 1TC/100 ml of

water sample (Table 17 and Figure 38).

4.6 Microbiology - Osage vs. Benson

Alpha diversity of the raw water samples is greater in the fall than in the spring

both at Osage (Table 14) and Benson (Table 16). However, alpha diversity at Benson in

spring and fall is much lower than alpha diversity of the sample collected at Osage for

both seasons. The raw water samples collected at Osage and Benson on September 19,

2012 are compared to each other by microbial phylum abundance expressed as

percentage (%) of the bacteria present (Figure 39). Even though it seems that fall sample

from Benson has greater variety of the species, fall sample from Osage would have more

balanced bacterial distribution than Benson’ sample, since Alpha diversity for Osage and

Benson fall samples are 56 and 33, respectively.

Water at the Benson dugout is more nutrient rich and more saline than water at

the Osage dugout (Table 2 and Table 8) which could account for the difference in alpha

diversity difference.

79

Figure 39: Comparison of microbial composition by abundance (%) of two samples collected on

September 19, 2012 from two different sources (Benson sample K and Osage sample G)

80

A comparison of fall raw water samples from Osage and Benson showed that the

relative abundance of Flavobacterium, Legionella, Mycobacterium and Pseudomonas

were almost identical. However, Acinetobacter and Serratia were detected at Benson,

but not in Osage, and Aeromonas and Staphylococcus were in Osage but not Benson.

The presence of Cyanobacteria was greater in Osage sample than in Benson sample

(Figure 40).

81

Figure 40: Comparison of microbial composition by abundance (%) of pathogens of concern of

samples collected on September 19, 2012 from two different sources, Benson sample K

and Osage sample G

0.0001 0.01 1 100

Acinetobacter

Aeromonas

Campylobacter

Cyanobacteria

Escherichia

Flavobacterium

Legionella

Mycobacterium

Pseudomonas

Salmonella

Serratia

Staphylococcus

Yersinia

%

K, raw

Benson 09-

19-2012

G, raw Osage

09-19-2012

82

Cyanobacteria are present in greater abundance in Osage than in Benson samples

both in fall sample (September) and spring sample (March/ April) (Figure 39 and 41).

While in Osage dugout Aphanizomenon and Dolichospermum are consistently two

predominant genera with Microcystis present at very low abundance in Beson dugout

Anabaenopsis and Microcystis are two predominant genera in the fall followed by

Aphanizomenon and Planktothrix, but in the spring sample Aphanizomenon and

Planktothrix are two predominant genera followed by Anabaenopsis and Microcystis and

Dolichospermum in very low number. This could be due to the fact that the dugout in

Osage is shallower and therefore the growth and bloom conditions are better than in

Benson dugout, or difference in salinity of the waters or the overall chemistry of the

Osage dugout supports a greater diversity of microbes, including cyanobacteria. Further

research is required to determine why the differences between the species in apparently

very similar environment and the shift among the genera in the Benson’ dugout.

83

Figure 41: Comparison of microbial composition by abundance (%) of two samples collected on

March 18, 2013 (Osage sample N) and on April 2, 2013 (Benson sample O)

84

Even though the diversity for the fall sample is greater than of the spring sample,

diversity and presence (%) of the pathogens in the spring sample seem to be greater than

of the fall sample (Figure 40 and 42). In both dugouts bacterial composition has changed

with the change of season. The abundance of the bacteria by phylum has decreased in the

winter in both dugouts except Bacteroidetes, Actinobacteria and Tenericutes. The

abundance of these three phyla has increased in colder temperature. Polaribacter in the

Bacteriodetes increased from 0.01% in September to over 12% in April in Benson’s

water. The shift for the other genera might have been caused by the abundance of the

food available, low metabolic activity due to the low temperature, predators or some

other factors.

Actinobacteria are more abundant in Osage water than in Benson in fall and

spring (Figures 40 and 42). The majority of organisms belonging to the Actinobacteria

are involved in the decomposition of biopolymers, such as cellulose, hemicelluloses,

chitin, and lignin (Kämpfer, 2010).

Most of the bacteria present in the water from both dugouts are soil bacteria. The

shift within bacterial communities is driven by changes in water quality, temperature and

presence of oxygen. Sigee (2004) shows that change in bacterial community function

and arrangement follows as a reaction to change in the supply of organic matter. The

greatest stimulation in increased of extracellular enzyme production comes from

biodegradation of easily biodegradable substrates. Different enzyme activity indicates

shift in community purpose and configuration.

During the oxidation of the organic matter, free energy is released and bacteria

that are involved in high energy reactions have a greater growth potential than bacteria

85

that are involved in lower energy reactions. In an aerobic environment, oxygen generates

most free energy and therefore will become the main electron acceptor and bacteria

using oxygen will predominate.

Figure 42: Comparison of microbial composition by abundance (%) of pathogens of concern of two

samples collected on March 18, 2013at Osage (sample N) and April 2, 2013 at Benson

(sample O).

0.0001 0.001 0.01 0.1 1 10 100

Acinetobacter

Aeromonas

Campylobacter

Cyanobacteria

Escherichia

Flavobacterium

Legionella

Mycobacterium

Pseudomonas

Salmonella

Serratia

Staphylococcus

Yersinia

%

O, raw

Benson 04-

02-2013

N, raw

Osage 03-

18-2013

86

Even though the diversity for the fall sample is greater than of the spring sample,

diversity and presence (%) of the pathogens in the spring sample seem to be greater than

of the fall sample (Figure 43).

A comparison of raw water samples from both sites (Figure 43) showed that

Yersinia was unique to Benson, whereas Serratia and Salmonella were unique to Osage.

Staphylococcus, Pseudomonas and Campylobacter show greater abundance in Benson

water than in Osage.

87

Figure 43: Comparison in abundance in microbial composition (%) of pathogens of concern

samples collected at Osage and Benson in fall 2012 and spring 2013.

0.0001 0.01 1 100

Acinetobacter

Aeromonas

Campylobacter

Cyanobacteria

Escherichia

Flavobacterium

Legionella

Mycobacterium

Pseudomonas

Salmonella

Serratia

Staphylococcus

Yersinia

%

O, raw

Benson

04-02-

2013

K, raw

Benson

09-19-

2012

N, raw

Osage 03-

18-2013

G, raw

Osage 09-

19-2012

88

Many bacteria labeled as opportunistic pathogens are also common soil bacteria,

some of which are found in low abundance in water. In these dugouts presence of enteric

bacteria normally found in gut of animals, such as Campylobacter can be accredited to

the warm gut animals (rats, muskrats, geese, ducks, etc) that are present in the fields

(Public Health Agency of Canada, 2013).

89

5. Conclusions

Two water treatment plants using ozone assisted biological filtration to treat

water from farm dugouts in Saskatchewan were analysed in order to understand and

pinpoint the main cause(s) of hindered performance of the plants. The analysis of the

water chemistry throughout the treatment trains at suggests that high alkalinity/ionic

strength of the water along with high pH, high organics loading and high turbidity are the

main causes of poor plant performance. Bicarbonate and carbonate ions act as natural

ozone inhibitors and as such they predominate in ozone reaction with substances in water

over metals and organics.

Presence of high bicarbonate, carbonate and phenol alkalinity hinders the ozone

contact with organic matter. In turn organic matter is not completely oxidized and

therefore not easily bioavailable to the bacteria. To maximize the organics oxidation and

mineralisation ozone dose should be determined based on presence of DOC and

administered based on presence of alkalinity.

Further analysis of the plant performance suggests that current plant design at

both communities does not meet current water quality in the dugouts. Water quality in

the dugouts is prone to seasonal fluctuation and as the dugouts are aging the fluctuations

seem to be more severe with every season change.

Roughing filter is designed as single media gravity fed filter. Filter re-design to

allow for dual or multi-media up flow can reduce turbidity. Sand and BAC filters at

Benson are designed in parallel. To maximize the contaminant reduction filters should be

placed in series (IRC International Water and Sanitation Centre, 2006) or water meters

and valves should be installed to ensure steady flow for all filters at all times.

90

The villages of Osage and Hamlet of Benson are both financially constrained

communities and water source limited. If designed and operated properly, ozone-

assisted biological filtration is an inexpensive yet effective water treatment strategy that

can provide small community with potable water that meets regulations. Application of

all of the recommendations set forth here should improve water quality in selected

communities. Still, a cost-benefit analysis should be done to determine if the application

of the recommendations is more economical than joining the regional pipeline system or

purchasing, maintenance and operation of new equipment.

The microbiology of the raw water source shows that different water quality of

the dugouts along with changes of seasons drives the composition of the microbial

communities. Differences in microbial composition (diversity and abundance) between

the two dugouts are impacted by a combination of oxygen availability, biodegradability

of DOM, COD, presence of the metals, and /or salinity. A significant difference in

abundance and diversity at two dugouts is noticed in the cyanobacteria present. One of

the driving factors for noted differences could be differences in salinity, temperature,

nutrition in the water or some other pollutants.

The microbiology of the BAC filter shows that abundance of opportunistic

pathogens through the BAC filter is declining except for Legionella and Campylobacter.

Where Campylobacter causes gastrointestinal disease Campylobacteriosis, Legionella

can cause flu like Pontiac fever and Legionnaires’ disease that result in pneumonia.

The analysis of both raw water sources and the BAC filter show presence of

opportunistic pathogens, and therefore disinfection as a final part of the drinking water

treatment is a crucial step in reducing pathogens and providing safe water. Communities

91

should strive to maintain the minimum free chlorine residual in distribution systems as

required in their permits to operate in order to provide safe drinking water for everyone

in community. In addition, to minimize the survival of Legionella in the plumbing it is

recommended that water temperature in hot water tanks in people’s homes is kept at

above 60°C and cold water in tanks below 20°C (Szewzyk et al, 2000) since Pontiac

fever and Legionnaires’ disease are caused by inhalation of Legionella contaminated

aerosols.

92

6. Recommendations

The following recommendations may improve plant performance:

1) Water Source Protection

(1) Implementation of source water protection. The current practice of

source water protection is not adequate to provide good quality raw water.

Suitably designed buffer zones are required to enhance sedimentation

outside of the dugouts.

(2) Proper aeration of the dugouts. Windmill aeration devices do not provide

adequate aeration of dugouts. Air diffusers are required or other type of

devices that will provide aeration for the whole dugout throughout the

column.

(3) Dredging of the old dugouts (more than 20 old) may help with organic

carbon loading and reduction of anoxic zone forming in the summer with

phosphorous and heavy metals release as a consequence.

(4) Copper sulphate should be applied early in June when pH is still below 8

and lower alkalinity. Cooper sulphate if applied at high pH and high

alkalinity will precipitate quickly (AWWA, 1995). As the pH is

approaching 9 pH units copper sulphate will precipitate faster (Cooke et

al., 2005).

2) Oxidation as a pre treatment

(1) Communities should consider installation of more efficient ozone

generators than ones currently used. Recommended effective ozone

93

concentration should be between 0.5 and 2 mg/L / mg of DOC

(Gottschalk et al., 2010).

(2) Where DOC (> 8 mg/L), alkalinity (> 120 mg/L as CaCO3) are high (US

EPA, 1999) and COD is >> 20 mg/L and where coagulation is not

economically feasible plant can try to install in series minimum of two

tanks each one with an ozone injector to maximize the oxidation of DOC.

3) Filtration:

(1) Re-design roughing filter to be an up flow dual or multi-media filter so

that heavy turbidity particles are settling down by gravity and low

turbidity water is further spilling over to the sand filter

(2) Where possible, do not design filters in parallel but rather in series. Filters

in parallel will handle higher volumes of water, however if designed in

series will enhance contaminant removal (IRC International Water and

Sanitation Centre, 2006). Consider installation of valves and water meters

to maintain steady flow in all filters at all times.

(3) If colloids are present in the water on a regular basis, consider installing a

clarifier tank to include coagulation as a first component of the treatment

train.

For operations considering installation of ozone assisted biologically activated

filtration units, here are the following recommendations to consider in their design:

1) Do not use ozone assisted biological filtration as a primary treatment to treat

surface water in Saskatchewan, especially raw water coming from reservoirs or man-

94

made dugouts without knowing magnitude of raw water seasonal changes. The main

reasons are:

a. Very high seasonal turbidity fluctuation

b. High seasonal fluctuation in raw water quality such as but not limited

to: alkalinity/ salinity, pH, DOC, COD, P, N, Chlorophyll A, TDS,

metals and DO.

c. There is no detailed source water protection defined in regulatory policy

in place to regulate the proper design, operation and maintenance of the

reservoirs and to minimize the contamination of the water reservoir.

2) Use ozone assisted biofiltration at the end of the treatment train as polishing units

in order to further reduce DOC and other contaminants.

3) If possible install the ozone injection before coagulant addition in order to

enhance the coagulation or particle removal from the water.

General recommendations for this type of treatment used in Saskatchewan to

treat surface water would be to collect seasonal data and determine range of following

parameters in the raw water: total alkalinity, pH, turbidity, DOC, C:N:P ratio and metals

(where applicable).

Based on these parameters feasibility of the system should be determined. If

system feasible, determine ozone dosage based on DOC levels in the water.

Configure plant layout based on the turbidity range and system appurtenances

such as water meters and valves availability.

95

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Appendix A

Supplemental Table 1 Concentration and purity of the samples were confirmed by NanoDrop UV-Vis

Spectrophotometer

SAMPLE SOURCE

DATE OF

COLLECTION

CONCENTRATION

(µg/µL)

G1 OSAGE RAW 19-Sep-12 13.3

H1 OSAGE BAC, TOP 10 CM 19-Sep-12 10.7

I1 OSAGE BAC, 2ND 10 CM 19-Sep-12 14.6

J1 OSAGE BAC, 3RD 10 CM 19-Sep-12 9.3

K1 BENSON RAW 19-Sep-12 18.5

M1 OSAGE, BAC TOP 30CM 18-Mar-13 16.4

N1 OSAGE, RAW 18-Mar-13 12.4

O1 BENSON RAW 2-Apr-13 11.9

Appendix B

Supplemental Table 2 Changes in BCOD and COD over time in raw water source

Supplemental Table 3Changes in DOC levels over time and its removal through the treatment train

OSAGE, DOC (mg/L) REMOVAL

DATE PARAMETER RAW ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

NO CL

TREATED

W CL

OVERALL

REMOVAL

06-Feb-12 DOC (mg/L) 13.90 10.80 9.10 8.50 8.50 8.40 40%

30-Apr-12 DOC (mg/L) 13.10 11.20 8.10 7.00 6.60 6.40 51%

17-Jul-12 DOC (mg/L) 12.00 7.50 6.90 6.00 6.00 6.10 49%

19-Sep-12 DOC (mg/L) 12.20 7.90 7.00 5.70 5.80 5.70 53%

20-Nov-12 DOC (mg/L) 14.20 12.30 10.30 8.90 9.10 9.20 35%

18-Mar-13 DOC (mg/L) 15.70 12.80 10.30 8.90 9.00 9.10 43%

PARAMETER OSAGE RAW, 2012/2013

6-Feb-12 30-Apr-12 17-Jul-12 19-Sep-12 20-Nov-12 18-Mar-13

BCOD (mg/L) 2.00 2.00 3.80 2.00 3.20 2.00

COD (mg/L) 34.30 32.10 39.50 29.90 38.70 40.60

111

Supplemental Table 4Changes in concentration of DOC (mg/L) removed after each filter

OSAGE, DOC (mg) REMOVED

DATE PARAMETER ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

06-Feb-12 DOC (mg/L) 3.10 1.70 0.60

30-Apr-12 DOC (mg/L) 1.90 3.10 1.10

17-Jul-12 DOC (mg/L) 4.50 0.60 0.90

19-Sep-12 DOC (mg/L) 4.30 0.90 1.30

20-Nov-12 DOC (mg/L) 1.90 2.00 1.40

18-Mar-13 DOC (mg/L) 2.90 2.50 1.40

Supplemental Table 5Total nitrogen concentration change, percent removal (%) of nitrogen from the raw

and percent removal from the raw coming out of roughing filter is shown

OSAGE

RAW ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

NO CL

TREATED

W CL

TREATED

VS.

ROUGHING

FILTER (%)

TREATED

VS. RAW

(%)

06-Feb-12 N-TOTAL 1.00 1.40 1.10 1.00 1.00 1.00 29% 0%

30-Apr-12 N-TOTAL 1.00 1.10 0.90 0.90 0.90 0.80 27% 20%

17-Jul-12 N-TOTAL 1.50 1.40 1.20 1.10 1.10 1.00 29% 33%

19-Sep-12 N-TOTAL 1.00 1.30 0.90 0.90 0.90 0.80 38% 20%

20-Nov-12 N-TOTAL 1.40 1.60 1.20 1.10 1.10 1.10 31% 21%

18-Mar-13 N-TOTAL 1.80 2.00 1.90 1.80 1.70 1.70 15% 6%

Supplemental Table 6 Changes in nitrate concentrations through the treatment

OSAGE RAW

ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

NO CL

TREATED

W CL

06-Feb-12 NITRATE-N (mg/L) <0.04 0.53 0.44 0.47 0.47 0.47

30-Apr-12 NITRATE-N (mg/L) <0.04 0.28 0.33 0.52 0.49 0.48

17-Jul-12 NITRATE-N (mg/L) 0.18 <0.04 0.05 0.67 0.63 0.56

19-Sep-12 NITRATE-N (mg/L) <0.04 0.55 0.09 0.48 0.49 0.48

20-Nov-12 NITRATE-N (mg/L) <0.04 0.59 0.32 0.43 0.42 0.41

18-Mar-13 NITRATE-N (mg/L) 0.37 0.94 1.02 1.08 1.06 1.06

112

Supplemental Table 7 Changes in ammonia concentrations through the treatment

OSAGE RAW ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

NO CL

TREATED W

CL

06-Feb-12 AMMONIA-N (mg/L) <0.02 <0.02 <0.02 <0.02 <0.02 <0.02

30-Apr-12 AMMONIA-N (mg/L) 0.02 0.02 0.06 <0.02 <0.02 <0.02

17-Jul-12 AMMONIA-N (mg/L) 0.10 0.36 0.31 0.04 0.04 0.04

19-Sep-12 AMMONIA-N (mg/L) <0.02 0.02 0.16 <0.02 <0.02 <0.02

20-Nov-12 AMMONIA-N (mg/L) <0.02 <0.02 0.02 <0.02 <0.02 <0.02

18-Mar-13 AMMONIA-N (mg/L) 0.08 0.02 0.03 <0.02 <0.02 <0.02

Supplemental Table 8 Changes in total phosphorous concentrations through the treatment

Supplemental Table 9 Changes in ortho-phosphorous concentrations through the treatment

OSAGE RAW

ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

NO CL

TREATED

W CL

%

REMOVAL

06-Feb-12 P- TOTAL (mg/L) 0.41 0.38 0.37 0.36 0.34 0.35 15%

30-Apr-12 P- TOTAL (mg/L) 0.38 0.36 0.33 0.32 0.32 0.33 13%

17-Jul-12 P- TOTAL (mg/L) 0.81 0.91 1.01 0.77 0.74 0.75 7%

19-Sep-12 P- TOTAL (mg/L) 0.52 0.46 0.42 0.40 0.39 0.41 21%

20-Nov-12 P- TOTAL (mg/L) 0.38 0.33 0.25 0.22 0.21 0.22 42%

18-Mar-13 P- TOTAL (mg/L) 0.35 0.32 0.32 0.30 0.31 0.30 14%

OSAGE RAW

ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

NO CL

TREATED

W CL

06-Feb-12 ORTHO-P (mg/L) 0.35 0.36 0.34 0.33 0.34 0.34

30-Apr-12 ORTHO-P (mg/L) 0.29 0.30 0.28 0.30 0.30 0.30

17-Jul-12 ORTHO-P (mg/L) 0.63 0.81 0.91 0.73 0.70 0.70

19-Sep-12 ORTHO-P (mg/L) 0.37 0.39 0.37 0.37 0.38 0.38

20-Nov-12 ORTHO-P (mg/L) 0.22 0.24 0.19 0.18 0.19 0.19

18-Mar-13 ORTHO-P (mg/L) 0.29 0.30 0.29 0.29 0.29 0.29

113

Supplemental Table 10 COD reduction through the plant

COD(mg/L), OSAGE, 2012/2013

PARAMETER RAW ROUGHING

FILTER

SAND

FILTER

BAC

FILTER

TREATED

with Cl

06-Feb-12 COD 34.3 15.2 12.3 <11 <11

30-Apr-12 COD 32.1 19.5 <11 <11 <11

17-Jul-12 COD 39.5 20.7 21.1 17.2 16.4

19-Sep-12 COD 29.9 16 17.7 <11 <11

20-Nov-12 COD 38.7 26.4 20.5 17.8 19.1

18-Mar-13 COD 40.3 29 29.9 23.1 20.6

Appendix C

Supplemental Table 11 Changes in BCOD and COD over time in Benson raw water source

PARAMETER BENSON, RAW 2012/2013

06-Feb-12 30-Apr-12 17-Jul-12 19-Sep-12 20-Nov-12 02-Apr-13

BCOD (mg/L) < 2.00 < 2.00 < 2.00 < 2.00 3.50 3.90

COD(mg/L) 76.00 59.7 86.70 82.30 86.10 98.70

Supplemental Table 12 COD reduction through the plant

COD(mg/L), BENSON, 2012/2013

PARAMETER RAW ROUGHING

FILTER

SAND FILTERS

average

BAC FILTER

average

TREATED

with Cl

06-Feb-12 COD 76 65.2 59.7 48.5 46.1

30-Apr-12 COD 59.7 51.2 47.6 41 37.8

17-Jul-12 COD 86.7 82.6 73.5 68.3 65.3

19-Sep-12 COD 82.3 71.2 68.9 29.4 25.1

20-Nov-12 COD 86.1 82.5 72.7 38.6 34.6

02-Apr-13 COD 98.7 n/a n/a n/a 50.5

114

Supplemental Table 13 Changes in DOC levels over time and its removal through the treatment train

BENSON, DOC REMOVAL THROUGH THE TREATMENT TRAIN (mg/L)

DATE PARAMETER RAW ROUGHING SAND

ave. BAC ave WITH Cl

OVERAL

REMOVAL(%)

06-Feb-12 DOC (mg/L) 33.7 30.3 28.5 25.9 22.3 34%

30-Apr-12 DOC (mg/L) 25.8 22.3 21.35 17.9 17.1 34%

17-Jul-12 DOC (mg/L) 31.6 29.7 29.25 25.9 25.4 20%

19-Sep-12 DOC (mg/L) 30.4 28.4 27 13 12.6 59%

20-Nov-12 DOC (mg/L) 32.9 31.9 29.6 16.65 15.8 52%

02-Apr-13 DOC (mg/L) 35.6 * * * 25.4 29%

Supplemental Table 14 Total nitrogen concentration change, overall percent removal (%) of nitrogen

N-TOTAL (mg/L), BENSON, 2012/2013

PARAMETER RAW ROUGHING SAND ave BAC ave TREATED

with Cl

REMOVAL

(%)

06-Feb-12 N- TOTAL 3 2.9 2.55 2.15 2 33%

30-Apr-12 N- TOTAL 2.4 2.2 1.8 1.4 1.3 46%

17-Jul-12 N- TOTAL 3 3.2 2.9 2.5 2.2 27%

19-Sep-12 N- TOTAL 2.9 2.8 2.7 1.3 1.1 62%

20-Nov-12 N- TOTAL 2.8 2.8 2.7 1.4 1.3 54%

02-Apr-13 N- TOTAL 3.9 * * * 2.6 33%

Supplemental Table 15 Changes in nitrate concentrations through the treatment

NITRATE (mg/L), BENSON, 2012/2013

PARAMETER RAW ROUGHING SAND

average

BAC

average

TREATED

with Cl

06-Feb-12 NITRATE-N 0.34 0.68 0.3 0.35 0.45

30-Apr-12 NITRATE-N 0.34 0.44 <0.04 0.05 0.04

17-Jul-12 NITRATE-N <0.04 0.21 0.04 0.04 0.09

19-Sep-12 NITRATE-N 0.22 0.13 0.04 0.05 0.21

20-Nov-12 NITRATE-N <0.04 0.2 0.17 0.09 0.17

02-Apr-13 NITRATE-N 0.8 * * * 0.74

115

Supplemental Table 16 Changes in ammonia concentrations through the treatment

AMMONIA (mg/L), BENSON, 2012/2013

PARAMETER RAW ROUGHING SAND

average

BAC

average

TREATED

W CL

06-Feb-12 AMMONIA-N 0.03 0.02 0.11 0.04 0.04

30-Apr-12 AMMONIA-N 0.03 0.07 0.105 0.06 0.04

17-Jul-12 AMMONIA-N 0.18 0.34 0.43 0.35 0.09

19-Sep-12 AMMONIA-N 0.02 0.22 0.37 0.14 0.14

20-Nov-12 AMMONIA-N <0.02 <0.02 0.03 <0.02 <0.02

02-Apr-13 AMMONIA-N 0.37 * * * 0.05

Supplemental Table 17 Changes in total phosphorous concentrations through the treatment

P- TOTAL (mg/L), BENSON, 2012/2013

P- TOTAL (mg/L) RAW ROUGHING

FILTER

SAND FILTERS

average

BAC FILTER

average

TREATED

with Cl

REMOVAL

(%)

06-Feb-12 0.24 0.23 0.17 0.2 0.26 -8%

30-Apr-12 0.28 0.27 0.21 0.22 0.2 29%

17-Jul-12 1.28 1.57 1.48 1.15 1.25 2%

19-Sep-12 1.07 1.08 1.2 1.01 0.94 12%

20-Nov-12 0.86 0.82 0.52 0.54 0.79 8%

02-Apr-13 1.26 n/a n/a n/a 1.18 6%

Supplemental Table 18 Changes in ortho- phosphorous concentrations through the treatment

ORTHO-P (mg/L), Benson 2012/2013

ORTHO- P

(mg/L) RAW

ROUGHING

FILTER

SAND

FILTERS average

BAC

FILTER average

TREATED

with Cl

06-Feb-12 0.18 0.17 0.15 0.17 0.21

30-Apr-12 0.28 0.27 0.22 0.22 0.2

17-Jul-12 1.11 1.34 1.36 1.05 1.09

19-Sep-12 0.83 0.94 1.08 0.92 0.85

20-Nov-12 0.63 0.63 0.4 0.45 0.71

02-Apr-13 1.08 n/a n/a n/a 1.09

116

Appendix D

Supplemental Table 19 Statistical analysis showing correlation between DOC and Total Nitrogen

Supplemental Table 20 Statistical analysis showing correlation between DOC and Ortho-Phosphorous

S p-value rho z p-value tau

FEB, 2012 19.394 0.188 0.446 1.145 0.126 0.445

APRIL, 2012 4.186 0.010 0.880 2.014 0.022 0.745

JULY, 2012 6.177 0.022 0.824 1.946 0.026 0.714

SEPT, 2012 5.892 0.020 0.832 1.842 0.033 0.694

NOV, 2012 4.186 0.010 0.880 2.014 0.022 0.745

FEB, 2012 0.000 0.008 1.000 10.000 0.008 1.000

APRIL, 2012 0.000 0.008 1.000 10.000 0.008 1.000

JULY, 2012 2.000 0.042 0.900 9.000 0.042 0.800

SEPT, 2012 0.000 0.008 1.000 10.000 0.008 1.000

NOV, 2012 0.506 0.002 0.975 2.274 0.011 0.949

DATE Spearman's rank correlation rho Kendall's rank correlation tau

DOC vs. NITROGENO

SA

GE

BE

NS

ON

S p-value rho z p-value tau

FEB, 2012 10.204 0.058 0.708 1.433 0.076 0.540

APRIL, 2012 53.932 0.866 -0.541 -1.128 0.870 -0.430

JULY, 2012 37.574 0.555 -0.074 -0.195 0.577 -0.071

SEPT, 2012 35.548 0.512 -0.016 0.000 0.500 0.000

NOV, 2012 4.186 0.010 0.880 2.014 0.022 0.745

FEB, 2012 24.104 0.630 -0.205 -0.253 0.600 -0.105

APRIL, 2012 0.506 0.002 0.975 2.274 0.011 0.949

JULY, 2012 10.000 0.225 0.500 6.000 0.408 0.200

SEPT, 2012 22.000 0.608 -0.100 5.000 0.592 0.000

NOV, 2012 23.078 0.598 -0.154 -0.253 0.600 -0.105

DOC vs. ORTHO-P

DATE Spearman's rank correlation rho Kendall's rank correlation tau

OS

AG

EB

EN

SO

N

117

Supplemental Table 21 Statistical analysis showing correlation between DOC and Total Phosphorous

Supplemental Table 22 Statistical analysis showing correlation between Total Nitrogen and Ortho

Phosphorous

S p-value rho z p-value tau

FEB, 2012 3.547 0.007 0.899 2.295 0.011 0.828

APRIL, 2012 9.254 0.048 0.736 1.754 0.040 0.645

JULY, 2012 11.664 0.074 0.667 1.148 0.126 0.414

SEPT, 2012 6.591 0.025 0.812 1.913 0.028 0.690

NOV, 2012 3.547 0.007 0.899 2.295 0.011 0.828

FEB, 2012 3.547 0.007 0.899 2.295 0.011 0.828

APRIL, 2012 9.254 0.048 0.736 1.754 0.040 0.645

JULY, 2012 11.664 0.074 0.667 1.148 0.126 0.414

SEPT, 2012 6.591 0.025 0.812 1.913 0.028 0.690

NOV, 2012 3.547 0.007 0.899 2.295 0.011 0.828

DATE Spearman's rank correlation rhoKendall's rank correlation tau

OS

AG

EB

EN

SO

N

DOC vs. TP

S p-value rho z p-value tau

FEB, 2012 16.141 0.135 0.539 1.201 0.115 0.481

APRIL, 2012 40.029 0.607 -0.144 -0.240 0.595 -0.096

JULY, 2012 34.485 0.489 0.015 0.195 0.423 0.071

SEPT, 2012 29.262 0.378 0.164 0.219 0.413 0.087

NOV, 2012 4.516 0.012 0.871 2.150 0.016 0.833

FEB, 2012 24.104 0.630 -0.205 -0.253 0.600 -0.105

APRIL, 2012 0.506 0.002 0.975 2.274 0.011 0.949

JULY, 2012 8.000 0.175 0.600 T=7 0.242 0.400

SEPT, 2012 22.000 0.608 -0.100 5.000 0.592 0.000

NOV, 2012 23.158 0.600 -0.158 -0.260 0.603 -0.111

DATE Spearman's rank correlation rhoKendall's rank correlation tau

OS

AG

EB

EN

SO

N

N vs.ORTHO P

118

Supplemental Table 23 Statistical analysis showing correlation between Total Nitrogen and Total

Phosphorous

S p-value rho z p-value tau

FEB, 2012 19.618 0.192 0.439 1.128 0.130 0.430

APRIL, 2012 14.209 0.107 0.594 1.041 0.149 0.400

JULY, 2012 11.664 0.074 0.667 1.148 0.126 0.414

SEPT, 2012 12.686 0.087 0.638 1.208 0.114 0.447

NOV, 2012 3.736 0.008 0.893 2.047 0.020 0.772

FEB, 2012 19.618 0.192 0.439 1.128 0.130 0.430

APRIL, 2012 14.209 0.107 0.594 1.041 0.149 0.400

JULY, 2012 11.664 0.074 0.667 1.148 0.126 0.414

SEPT, 2012 12.686 0.087 0.638 1.208 0.114 0.447

NOV, 2012 3.736 0.008 0.893 2.047 0.020 0.772

OS

AG

EB

EN

SO

NDATE

Spearman's rank correlation rhoKendall's rank correlation tau

N vs.TP

119

Appendix E

Supplemental Picture 1 Rough sketch for Osage water treatment plant layout

120

Supplemental Picture 2 Rough sketch of Benson water treatment plant layout