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An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang, 1 Qi Wang, 1 Sheng Chen, 2,3 and Lajos Hanzo 2,1 Tsinghua National Laboratory for Information Science and Technology (TNList), Department of Electronic Engineering, Tsinghua University, Beijing 100084, China 2 Electronics and Computer Science, University of Southampton, Southampton SO17 1BJ, UK 3 King Abdulaziz University, Jeddah 21589, Saudi Arabia [email protected] Abstract: Orthogonal frequency-division multiplexing (OFDM) has been widely used in visible light communication systems to achieve high-rate data transmission. Due to the nonlinear transfer characteristics of light emitting diodes (LEDs) and owing the high peak-to-average- power ratio of OFDM signals, the transmitted signal has to be scaled and biased before modulating the LEDs. In this contribution, an adaptive scaling and biasing scheme is proposed for OFDM-based visible light communication systems, which fully exploits the dynamic range of the LEDs and improves the achievable system performance. Specifically, the proposed scheme calculates near-optimal scaling and biasing factors for each specific OFDM symbol according to the distribution of the signals, which strikes an attractive trade-off between the effective signal power and the clipping-distortion power. Our simulation results demonstrate that the proposed scheme significantly improves the performance without chang- ing the LED’s emitted power, while maintaining the same receiver structure. © 2014 Optical Society of America OCIS codes: (060.0060) Fiber optics and optical communications; (060.2605) Free-space op- tical communication; (060.4510) Optical communications. References and links 1. A. Jovicic, J. Li, and T. Richardson, “Visible light communication: opportunities, challenges and the path to market,” IEEE Commun. Magazine 51(12), 26–32 (2013). 2. Q. Wang, Z. Wang, S. Chen, and L. Hanzo, “Enhancing the decoding performance of optical wireless communi- cation systems using receiver-side predistortion,” Opt. Express 21(25), 30295–30395 (2013). 3. J. Vuˇ ci´ c, C. Kottke, S. Nerreter, K. Langer, and J. W. Walewski, “513 Mbit/s visible light communications link based on DMT-modulation of a white LED,” J. Lightwave Technol. 28(24), 3512–3518 (2010). 4. Z. Wang, C. Yu, W. Zhong, and J. Chen, “Performance improvement by tilting receiver plane in M-QAM OFDM visible light communications,” Opt. Express 19(14), 13418–13427 (2011). 5. A. M. Khalid, G. Cossu, R. Corsini, P. Choudhury, and E. Ciaramella, “1-Gb/s transmission over a phospho- rescent white LED by using rate-adaptive discrete multitone modulation,” IEEE Photonics J. 4(5), 1465–1473 (2012). 6. G. Cossu, A. M. Khalid, P. Choudhury, R. Corsini, and E. Ciaramella, “3.4 Gbit/s visible optical wireless trans- mission based on RGB LED,” Opt. Express 20(26), B501–B506 (2012). 7. Y. Wang, N. Chi, Y. Wang, R. Li, X. Huang, C. Yang, and Z. Zhang, “High-speed quasi-balanced detection OFDM in visible light communication,” Opt. Express 21(23), 27558–27564 (2013) 8. H. Elgala, R. Mesleh, and H. Haas, “Non-linearity effects and predistortion in optical OFDM wireless transmis- sion using LEDs,” Inderscience International J. Ultra Wideband Commun. Syst. 1(2), 143–150 (2009). #208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014 (C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12707

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Page 1: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

An adaptive scaling and biasing schemefor OFDM-based visible light

communication systems

Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3 and Lajos Hanzo2,∗1Tsinghua National Laboratory for Information Science and Technology (TNList),

Department of Electronic Engineering, Tsinghua University, Beijing 100084, China2Electronics and Computer Science, University of Southampton, Southampton SO17 1BJ, UK

3King Abdulaziz University, Jeddah 21589, Saudi Arabia∗[email protected]

Abstract: Orthogonal frequency-division multiplexing (OFDM) hasbeen widely used in visible light communication systems to achievehigh-rate data transmission. Due to the nonlinear transfer characteristicsof light emitting diodes (LEDs) and owing the high peak-to-average-power ratio of OFDM signals, the transmitted signal has to be scaledand biased before modulating the LEDs. In this contribution, an adaptivescaling and biasing scheme is proposed for OFDM-based visible lightcommunication systems, which fully exploits the dynamic range of theLEDs and improves the achievable system performance. Specifically, theproposed scheme calculates near-optimal scaling and biasing factors foreach specific OFDM symbol according to the distribution of the signals,which strikes an attractive trade-off between the effective signal power andthe clipping-distortion power. Our simulation results demonstrate that theproposed scheme significantly improves the performance without chang-ing the LED’s emitted power, while maintaining the same receiver structure.

© 2014 Optical Society of America

OCIS codes: (060.0060) Fiber optics and optical communications; (060.2605) Free-space op-tical communication; (060.4510) Optical communications.

References and links1. A. Jovicic, J. Li, and T. Richardson, “Visible light communication: opportunities, challenges and the path to

market,” IEEE Commun. Magazine 51(12), 26–32 (2013).2. Q. Wang, Z. Wang, S. Chen, and L. Hanzo, “Enhancing the decoding performance of optical wireless communi-

cation systems using receiver-side predistortion,” Opt. Express 21(25), 30295–30395 (2013).3. J. Vucic, C. Kottke, S. Nerreter, K. Langer, and J. W. Walewski, “513 Mbit/s visible light communications link

based on DMT-modulation of a white LED,” J. Lightwave Technol. 28(24), 3512–3518 (2010).4. Z. Wang, C. Yu, W. Zhong, and J. Chen, “Performance improvement by tilting receiver plane in M-QAM OFDM

visible light communications,” Opt. Express 19(14), 13418–13427 (2011).5. A. M. Khalid, G. Cossu, R. Corsini, P. Choudhury, and E. Ciaramella, “1-Gb/s transmission over a phospho-

rescent white LED by using rate-adaptive discrete multitone modulation,” IEEE Photonics J. 4(5), 1465–1473(2012).

6. G. Cossu, A. M. Khalid, P. Choudhury, R. Corsini, and E. Ciaramella, “3.4 Gbit/s visible optical wireless trans-mission based on RGB LED,” Opt. Express 20(26), B501–B506 (2012).

7. Y. Wang, N. Chi, Y. Wang, R. Li, X. Huang, C. Yang, and Z. Zhang, “High-speed quasi-balanced detectionOFDM in visible light communication,” Opt. Express 21(23), 27558–27564 (2013)

8. H. Elgala, R. Mesleh, and H. Haas, “Non-linearity effects and predistortion in optical OFDM wireless transmis-sion using LEDs,” Inderscience International J. Ultra Wideband Commun. Syst. 1(2), 143–150 (2009).

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12707

Page 2: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

9. S. Dimitrov, S. Sinanovic, and H. Haas, “Clipping noise in OFDM-based optical wireless communication sys-tems,” IEEE Trans. Commun. 60(4), 1072–1081 (2012).

10. J. Armstrong, “OFDM for optical communications,” J. Lightwave Technol. 27(3), 189–204 (2009).11. T. Komine, J. H. Lee, S. Haruyama, and M. Nakagawa, “Adaptive equalization system for visible light wireless

communication utilizing multiple white LED lighting equipment,” IEEE Trans. Wirel. Commun. 8(6), 2892–2900 (2009).

12. J. Li, X. Zhang, Q. Gao, Y. Luo, and D. Gu, “Exact BEP analysis for coherent M-ary PAM and QAM over AWGNand Rayleigh fading channels,” in Proc. IEEE VTC-Spring, 390–394 (2008).

13. S. Boyd and L. Vandenberghe, Convex Optimization (Cambridge University, 2004).14. J. G. Proakis and M. Salehi, Digital Communications, 5th ed. (McGram-Hill, 2008).

1. Introduction

Light emitting diodes (LEDs) have emerged as a power-efficient alternative to replace incan-descent bulbs for illumination owing to their inherent benefits of bright output and long life-time. Furthermore, LEDs are increasingly applied for visible light communications (VLC) as abenefit of their low cost [1,2]. In order to achieve high-rate transmission, orthogonal frequency-division multiplexing (OFDM), which is also known as discrete multi-tone modulation (DMT),is commonly used in VLC, whereby gigabit transmissions have been reported in [3–7].

In contrast to radio frequency (RF) systems where the signal modulates the carrier in theelectronic domain, in VLC systems the signal modulates the light emitted by the optical emitterand the light-intensity of LEDs is proportional to the power of the transmitted signal. At thereceiver, the optical signal is detected by photodiodes (PDs) or avalanche photodiodes (APDs)and converted to the electronic signal, whose amplitude is proportional to the received opticalpower. Therefore, the transmitted signal has to be real-valued and non-negative. Apart fromthese requirements, due to the nonlinear transfer characteristics of the LEDs, the transmittedsignal is constrained in a limited range even after pre-distortion [8], which limits the perfor-mance of OFDM due to its inherently high peak-to-average-power ratio (PAPR). In currentOFDM-based VLC systems, the time-domain OFDM signal is firstly scaled by a constant fac-tor and clipped according to the predefined dynamic range. Then a DC bias is added to shiftthe transmitted signal into the non-negative linear range of LEDs [5, 6]. Given that the expec-tation of the time-domain OFDM symbol is zero, when the 0th subcarrier is set to zero, thescaling factor does not change the LED’s emitted power, provided that the signal is symmetricin the predefined dynamic range. A larger scaling factor results in a higher effective power atthe receiver [9], which mitigates the effect of the receiver’s noise, but it also imposes higherclipping distortion at the transmitter. Therefore, a trade-off has to be struck between the effec-tive power and the clipping distortion, when choosing an appropriate scaling factor. Similarly,the DC bias must also be carefully selected to minimize the clipping distortion, which is usu-ally set to the mid-point of the LED’s linear range. However, the signal distribution is differentwithin each specific OFDM symbol, since different OFDM symbols contain different transmit-ted information. Consequently, using constant scaling and biasing factors throughout the entiretransmission period cannot fully exploit the linear range of LEDs, and will hence impose aperformance degradation.

In this contribution, a novel adaptive scaling and biasing scheme is proposed for OFDM-based VLC systems, which fully exploits the dynamic range of the LEDs for each individualOFDM symbol in order to enhance the achievable system performance. The basic idea of theproposed scheme is based on the observation that different OFDM symbols require differentoptimal scaling and biasing factors for fully exploiting the linear range of the LEDs. Morespecifically, the proposed scheme calculates near-optimal scaling and biasing factors for eachspecific OFDM symbol according to the signal’s distribution, which strikes an attractive com-promise between the effective electronic power and the clipping distortion power. The proposed

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12708

Page 3: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

adaptive scaling and biasing scheme does not change the LED’s emitted power at the transmit-ter. Furthermore, since no extra operations are needed at the receiver, the receiver structure alsoremains unchanged. Our simulation results show that this adaptive scaling and biasing schemesignificantly improves the performance of OFDM-based VLC systems.

The remainder of this treatise is organized as follows. In Section 2, the conventional OFDM-based VLC system is presented, while in Section 3, our proposed adaptive scaling and biasingscheme is described. In Section 4, the performance of the proposed VLC system is comparedto that of the conventional OFDM VLC method, whilst our conclusions are drawn in Section 5.

2. System model

A typical OFDM-based VLC system is depicted in Fig. 1. The transmitted bit stream is mappedto the complex-valued symbols, X(m), according to the chosen modulation scheme, such aspulse amplitude modulation (PAM), quadrature amplitude modulation (QAM) or phase shiftkeying (PSK). For an OFDM symbol with the N subcarriers and the bandwidth of B, N symbolsare assigned to all the subcarriers, each having a bandwidth of B/N. To guarantee that the time-domain OFDM signal is real-valued, however, Hermitian symmetry is imposed on the OFDMsubcarriers where we have

X(m) = X∗(N −m), m = 1,2, · · · ,N/2−1, (1)

and the 0th as well as the N/2th subcarriers are set to zero. Therefore, only N/2− 1 symbolsare actually contained in an OFDM symbol with N subcarriers. The time-domain OFDM signalis obtained by the inverse fast Fourier transform (IFFT) as [10]

x(k) =1√N

N−1

∑m=0

X(m)exp

(j2πN

mk

), k = 0,1, · · · ,N −1, (2)

which follows a Gaussian distribution according to the central limit theorem (CLT).

Modulator HermitianSymmetry IFFT Scaling CP P/S Biasing

Transmitter

LED

Optical channel

Tx bits

Rx bits Demodulator FFT Remove CP S/P

Receiver

Lens

APD

Clipping

( )X m ( )x k ( )x k ( )cx k

( )y kY m

Fig. 1. OFDM-based visible light communication system.

Due to the nonlinear transfer characteristics of the LEDs, the transmitted time-domain signalis constrained in a limited range even after pre-distortion, which is denoted as [zmin, zmax] [9].Therefore, a linear transformation is performed on the time-domain signal x(k), and the linearly

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12709

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transformed signal should be clipped, when it is outside the predefined range. We denote thescaling and biasing factors of this linear transformation by α and xbias, respectively. The clippedsignal xc(k) is then given by

xc(k) =

⎧⎪⎨⎪⎩

zmax − xbias, αx(k)+ xbias > zmax;

αx(k), zmin ≤ αx(k)+ xbias ≤ zmax;

zmin − xbias, αx(k)+ xbias < zmin.

(3)

A cyclic prefix (CP) is added to the beginning of each time-domain OFDM symbol to eliminatethe inter-symbol interference (ISI) at the receiver. The clipped signal is then parallel to serial(P/S) converted into a single signal stream, which is then biased and used for modulating theLEDs.

At the receiver, the optical signal is detected by APDs and converted to the electronic signal.Both shot-noise and thermal-noise are then introduced at the receiver, which may be modeledby an additive white Gaussian noise (AWGN) process [11]. After serial-to-parallel (S/P) con-version and CP removal, the received signals y(0),y(1), · · · ,y(N − 1) are then transformed tothe frequency domain by FFT according to

Y (m) =1√N

N−1

∑k=0

y(k)exp

(− j2πkm

N

),m = 0,1, · · · ,N −1, (4)

which are used to demodulate according to the modulation scheme employed.Noting that

1√N

N−1

∑m=0

exp

(j2πkm

N

)=

{√N, m = 0,

0, m = 1,2, · · · ,N −1,(5)

the bias xbias introduced at the transmitter only affects the 0th subcarrier, which is not used tocarry useful information. Therefore, the effective electronic power at the receiver is only deter-mined by the transmitter’s scaling factor α . After the FFT operation, the zero-mean complex-valued AWGN, which models the receiver’s shot-noise and thermal-noise, has a two-sidedpower spectral density of N0/2 per dimension and a variance of σ2

AWGN = BN0. The clipping-distortion nc(k) introduced at the transmitter may also be modeled by a Gaussian distributionwith a variance of σ2

clip owing to Central Limit Theorem (CLT), which has been studied in [9].For an M-QAM OFDM-based VLC system, the bit error ratio (BER) performance can be for-mulated as [12]

BER =4(√

M−1)√Mlog2(M)

Q

(√3log2MM−1

Γb(elec)

)+

4(√

M−2)√Mlog2(M)

Q

(3

√3log2MM−1

Γb(elec)

), (6)

where Γb(elec) denotes the effective electronic signal-to-noise ratio (SNR) at the receiver, whichis defined as

Γb(elec) =Ps

σ2clip +σ2

AWGN

, (7)

where Ps is the average effective electrical power at the receiver.The specific linear transformation invoked at the transmitter directly influences both the ef-

fective electronic power and the clipping-distortion power. For a given dynamic range of theLEDs, the clipping-distortion is determined by both the scaling and biasing factors, α and xbias.For a small scaling factor, the clipping-distortion is also small and may even become negligible

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12710

Page 5: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

in comparison to the shot-noise and thermal-noise at the receiver. But the effective electronicpower at the receiver is also small given a small α , hence the overall effective electronic SNRat the receiver becomes low. By contrast, increasing the scaling factor increases the effectiveelectronic power at the receiver, but it also results in a signal, which is more likely to be outsidethe linear range of the LEDs, which in turn increases the clipping-distortion. Therefore, strikinga compromise between the effective electronic power and the clipping-distortion is necessary,when choosing appropriate values for the scaling and biasing factors, in order to maximize theeffective electronic SNR and to achieve good BER performance.

3. Proposed scheme

In current OFDM-based VLC systems [5], the “optimal” fixed scaling and biasing factors arefound by minimizing the BER, which is equivalent to choosing the fixed scaling and bias-ing factors that maximize the average effective electronic SNR, and the scaling and biasingfactors remain unchanged throughout the entire transmission period. However, the signal dis-tributions are different for individual OFDM symbols according to Eq. (2). More specifically,for an OFDM-based VLC system relying on M-QAM and N subcarriers, the OFDM symbolassumes one of MN/2−1 possible signals

X={

x(l)}MN/2−1

l=1 . (8)

Figure 2 shows the dynamic range of x(k) in 10000 OFDM symbols with M = 16 and N = 64as well as M = 64 and N = 256, where the average electronic power of x(k) is normalized. Thedynamic range of x(k) varies for different OFDM symbols and hence using constant scaling andbiasing factors cannot fully exploit the linear range of LEDs, hence imposing a performancedegradation.

0 2000 4000 6000 8000 10000−6

−4

−2

0

2

4

6

Frame number

Dyn

amic

ran

ge o

f nor

mal

ized

x(k

)

(a) M = 16, N = 64

0 2000 4000 6000 8000 10000−5

−4

−3

−2

−1

0

1

2

3

4

5

Frame number

Dyn

amic

ran

ge o

f nor

mal

ized

x(k

)

(b) M = 64, N = 256

Fig. 2. The dynamic range of the time-domain signal x(k) in an OFDM-based VLC systemwith M-QAM and N subcarriers.

An exhaustive search could be carried out to find the optimal scaling and biasing factors

α(l) and x(l)bias for the individual signal states x(l) ∈ X by maximizing the individual effectiveelectronic SNRs

Γ(l)b(elec) =

P(l)s(

σ (l)clip

)2+σ2

AWGN

, (9)

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12711

Page 6: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

where P(l)s and

(σ (l)

clip

)2denote the effective electronic power and the clipping-distortion power

for the signal state x(l), respectively. When the OFDM symbol takes the value of x(l), the corre-

sponding scaling and biasing factors α(l) and x(l)bias are applied. Such an exhaustive search wouldindeed, find the true optimal solution but its computational complexity may become prohibitive,since the size of the signal state set MN/2−1 is typically excessive.

Our proposed adaptive scaling and biasing scheme is computationally much simpler and itcalculates near-optimal scaling and biasing factors for each OFDM symbol according to thedistribution of the time-domain OFDM signals. In particular, the scaling factor is chosen tostrike a compromise between the effective electronic power and the clipping-distortion power,while the biasing factor is determined by minimizing the clipping-distortion, given the selectedscaling factor. In the following, the calculation of the scaling and biasing factors is detailed.

3.1. Scaling factor calculation

For a time-domain OFDM symbol {x(k),k = 0,1, · · · ,N −1}, let us denote the maximum andminimum of the symbol by xmax and xmin, respectively. If the symbol is linearly transformedfrom [xmin, xmax] to [zmin, zmax], i.e. the scaling factor is given by

αmin =zmax − zmin

xmax − xmin(10)

and the corresponding biasing factor is xbias = zmin −αminxmin, the transformed signals fullyexploit the linear range of LEDs and no clipping is needed at the transmitter. In other words,the clipping-distortion power becomes zero. However, the effective electronic power is alsosmall. On the other hand, if we inclrease the scaling factor, the effective electronic power isincreased, but the clipping-distortion power is also increased. Instead of performing a compli-cated optimization to find the optimal scaling factor that strikes the optimal trade off betweenthe effective electronic power and the clipping-distortion power, for implementational conve-nience, we simply set the scaling factor to

α =2(zmax − zmin)

xmax + xsmax − xmin − xsmin, (11)

where xsmax and xsmin represents the second largest and second smallest signals of {x(k),k =0,1, · · · ,N − 1}, respectively. In general, the choice of α in Eq. (11) is not optimal. Heuristi-cally, we can justify that this choice strikes a good compromise between the effective electronicpower and the clipping-distortion power, yielding a near-optimal result. Clearly, this α valueis larger than that given in Eq. (10) and, therefore, it yields a higher effective electronic power.On the other hand, this α value is not too large and, consequently, only a few signals with largeabsolute value are clipped. Thus, the clipping-distortion power is kept small. This may result ina favorable near-optimal effective electronic SNR.

Using Eq. (5) and noting that X(0) = X(N/2) = 0, we have

1N

N−1

∑k=0

(αx(k)+ xbias) =α

N3/2

N−1

∑k=0

N−1

∑m=0

X(m)exp

(j2πmk

N

)+ xbias

N3/2

N−1

∑m=0

X(m)N−1

∑k=0

exp

(j2πmk

N

)+ xbias

=xbias, (12)

which shows that the scaling factor does not change the optical power of the unclipped signal.Although the pilot in the OFDM symbol is scaled at the transmitter, the receiver does not need

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12712

Page 7: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

any knowledge about the scaling factor. This is because the scaling factor can be consideredas part of the scaled channel state information (CSI), and the channel estimator at the receiverestimates this scaled CSI for equalization. Thus, no extra operation is required at the receiver.

3.2. Biasing factor calculation

The biasing factor only affects the clipping-distortion and makes no contribution to the effec-tive electronic power. Therefore, the selection of the biasing factor is based on minimizingthe clipping-distortion power for the given scaling factor, and the optimal biasing factor is ex-pressed as

xbias =arg minxbias∈R+

N−1

∑k=0

f (αx(k)+ xbias) , (13)

where f (x) denotes the power of the clipping-distortion for each time-domain symbol, definedby

f (x) =

⎧⎪⎨⎪⎩(x− zmax)

2, x > zmax;

0, zmin ≤ x ≤ zmax;

(x− zmin)2, x < zmin.

(14)

The optimization problem in Eq. (13) can be solved by numerical algorithms, such as New-ton’s methods [13]. However, the complexity associated with a numerical optimization algo-rithm can be high, especially because the number of subcarriers used in an OFDM-based VLCsystem is usually large. Note that given the chosen scaling factor in Eq. (11), only a few signalswith a large absolute value are clipped at the transmitter. Therefore, we may consider simply themaximum and minimum of {x(k),k = 0,1, · · · ,N−1} to directly derive a near-optimal biasingfactor for solving the optimization of Eq. (13) as

xbias ≈ (zmin + zmax)/2−α (xmax + xmin)/2. (15)

As discussed in Section 2, the bias only affects the 0th subcarrier, which is not used to carrythe information. After the FFT operation at the receiver, the biasing factor is automaticallyremoved. Therefore, the receiver does not have to know the biasing factor and no extra operationis needed at the receiver.

3.3. Computational complexity

As detailed in the previous two subsections, the proposed adaptive scaling and biasing schemedoes not impose any extra operation at the receiver. Let us now summarize the computationalrequirements of this adaptive scheme at the transmitter. For the time-domain OFDM symbol{x(k),k = 0,1, · · · ,N−1} to be transmitted, our adaptive scaling and biasing scheme first findsthe largest, second largest, smallest and second smallest signals, xmax, xsmax, xmin and xsmin, of{x(k),k = 0,1, · · · ,N−1}. which involves a modest computational complexity. The calculationof the scaling factor of Eq. (11) requires just one multiplication and three additions, as 2(zmax−zmin) is a known value, while the calculation of the biasing factor of Eq. (15) needs only twomultiplications and two additions, since (zmin + zmax)/2 is a known value too. Clearly, thisadaptive scaling and biasing scheme has an extremely low complexity.

3.4. Implementation issues

Practical implementations of OFDM-based VLC systems have been reported in [5, 6]. In ourproposed scheme, the receiver remains unaltered. For the transmitter of Fig. 1, only the scaling

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12713

Page 8: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

and biasing modules have to be slightly modified according to our method. To elaborate alittle further, the adaptive scaling and biasing factor may be calculated with the aid of Eq. (11)and Eq. (15), which may be readily implemented using either field programmable gate arrays(FPGA) or digital signal processors (DSP). Furthermore, the adaptive scaling module can berealized by adjusting the gain of the power amplifier, while the adaptive biasing module relieson adjusting the current of the driver. Therefore, our proposed scheme has a convenient low-complexity implementation.

4. Simulation results

The BER performance of the proposed adaptive scaling and biasing scheme was evaluated bysimulation, in comparison to the conventional OFDM-based VLC system [5]. The bandwidthof the LEDs was set to 100 MHz, and the linear range of the LEDs after pre-distortion was 0-160 mA [5]. Two different modulation schemes were used, namely, 16QAM with 64 subcarriersand 64QAM with 256 subcarriers, yielding the overall transmission rates of 387.5 Mbps and595 Mbps, respectively. In the conventional OFDM-based VLC system, the biasing factor wasset to the middle of the linear range of the LEDs, i.e. xbias = 80 mA [5]. The standard deviationof x(k) was assumed to be 80 mA. The target BER was set to 10−3, which was within the errorcorrection capability range of the conventional forward error correction (FEC) codes, such asconvolutional codes, turbo codes or low density parity check codes [14].

The single fixed scaling factor used for the conventional OFDM-based VLC system wasdetermined by minimizing the required average normalized optical SNR (OSNR) to attain therequired BER level of 10−3, which was the ratio of the normalized emitted optical power to theelectronic noise power at the receiver. The normalized OSNR values required for achieving theBER level of 10−3 for the two different modulation schemes are illustrated in Fig. 3. The fixedoptimal scaling factors were -7.8 dB and -9.2 dB for the two cases, respectively, which wereemployed by the corresponding conventional OFDM-based VLC benchmark systems.

−9 −8.5 −8 −7.5 −7 −6.525

25.1

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uire

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(a) M = 16, N = 64

−10.4 −10.2 −10 −9.8 −9.6 −9.4 −9.2 −9 −8.8 −8.632.3

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(b) M = 64, N = 256

Fig. 3. The required normalized OSNR to achieve the BER level of 10−3 as the function ofscaling factor for the conventional OFDM-based VLC system with M-QAM and N subcar-riers.

Figure 4 compares the BER performance of our OFDM-based VLC system employing theproposed adaptive scaling and biasing scheme to that of the conventional system using theoptimal fixed scaling factor indicated in Fig. 3. In our proposed scheme, the scaling factor

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12714

Page 9: An adaptive scaling and biasing scheme for OFDM …An adaptive scaling and biasing scheme for OFDM-based visible light communication systems Zhaocheng Wang,1 Qi Wang,1 Sheng Chen,2,3

20 21 22 23 24 25 26 2710

−4

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BE

R

conventionalproposed,optimal biasingproposed,approximate biasing

(a) M = 16, N = 64

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conventionalproposed,optimal biasingproposed,approximate biasing

(b) M = 64, N = 256

Fig. 4. The BER performance comparison of the conventional OFDM-based VLC systemand our system with the proposed adaptive scaling and biasing scheme. The both systemsemploy M-QAM with N subcarriers.

was calculated by Eq. (11) for each OFDM symbol, while the biasing factor was either directlyobtained by Eq. (15) (denoted as approximate biasing) or calculated by solving the optimizationof Eq. (13) using a numerical algorithm (denoted as optimal biasing). It can be clearly seenfrom Fig. 4 that our adaptive system outperformed the conventional optimal system by about1 dB in terms of the OSNR. It can also be seen that the proposed adaptive scheme using theapproximate biasing factor of Eq. (15) attained almost the same performance as the proposedadaptive scheme with the optimal biasing factor. Therefore, the low-complexity approximationin Eq. (15) is deemed sufficiently accurate.

5. Conclusions

A low-complexity adaptive scaling and biasing scheme has been proposed for OFDM-basedVLC systems, which fully exploits the dynamic range of LEDs and is capable of significantlyimproving the attainable system performance, while imposing an extremely low computationalcomplexity at the transmitter and requiring no additional operation at the receiver. In our adap-tive scheme, near-optimal scaling and biasing factors are calculated for each specific OFDMsymbol according to the distribution of the signals with a few multiplications and additions,which strikes a beneficial compromise between the effective electronic power and the clipping-distortion power. Our simulation results have shown that the proposed adaptive system outper-forms the current OFDM-based VLC system that employs the fixed optimal scaling and biasingfactors over the entire transmission period.

Acknowledgments

This work was supported by National Key Basic Research Program of China (Grant No.2013CB329203), National Nature Science Foundation of China (Grant No. 61271266),and National High Technology Research and Development Program of China (Grant No.2012AA011704).

#208416 - $15.00 USD Received 17 Mar 2014; revised 20 Apr 2014; accepted 27 Apr 2014; published 16 May 2014(C) 2014 OSA 19 May 2014 | Vol. 22, No. 10 | DOI:10.1364/OE.22.012707 | OPTICS EXPRESS 12715