2017 calendar of the chair and executive director of esma · 8 the chair of esma, steven maijoor,...
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ESMA • CS 60747 - 103, rue de Grenelle • 75345 Paris Cedex 07 • France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.eu
Date Meetings/Conferences Topics discussed
January
6 The Executive Director of ESMA, Verena Ross, speaks at Banque de
France Conference "Technological innovations in payments and
beyond"
Panel "Technological innovations in other financial services"
10 The Chair of ESMA, Steven Maijoor, meets with Andrea Rossi, CEO,
Axa Investment Managers
Stability in asset management; PRIIPs, MiFID II
13 The Chair of ESMA, Steven Maijoor, gives an interview Effect magazine
(VEB)
13 The Executive Director of ESMA, Verena Ross, meets with Michel
Prada, Président du Conseil de normalisation des comptes publics
ESMA development, IFRS/IASB, Benchmarks
16 The Chair of ESMA, Steven Maijoor, meets with a CRA Supervision
23 April 2018
NOTE
2017 Calendar of the Chair and Executive Director of ESMA
17 The Chair of ESMA, Steven Maijoor, meets with Karel Lannoo, CEPS General regulatory developments
20 The Chair of ESMA, Steven Maijoor, meets with Vice-President
Katainen
23 The Chair of ESMA, Steven Maijoor, speaks at the P.R.I.M.E. Finance
Annual conference
23 The Chair of ESMA, Steven Maijoor, meets with Gita Salden, Dutch
Ministry of Finance
31 The Chair of ESMA, Steven Maijoor, speaks at the EC-ECB conference
“Into the Future: Europe’s Digital Integrated Post-Trade Market”
31 The Chair of ESMA, Steven Maijoor, meets with Benoit Coeure and
Yves Mersch
31 The Executive Director of ESMA, Verena Ross, meets with
representatives from Goldman Sachs
Impact of UK leaving the EU
31 The Executive Director of ESMA, Verena Ross, meets with
representatives from Regis-TR
Supervision
February
1 The Chair of ESMA, Steven Maijoor, speaks at the Tommaso Padoa-
Schioppa Memorial Lecture
3 The Chair of ESMA, Steven Maijoor, speaks at the 7e IFR
Jaarsymposium Capital Markets Union
8 The Chair of ESMA, Steven Maijoor, meets with MEPs Kay Swinburne
and Markus Ferber
8 The Chair of ESMA, Steven Maijoor, speaks at the ALDE Group
Seminar on the "Review of European Supervisory Authorities:
opportunity to ensure a safe and sound financial system ",
9 The Chair of ESMA, Steven Maijoor, speaks to the Systemic Risk
Council
Stability risks in financial markets
9 The Chair of ESMA, Steven Maijoor, meets with MEPs Paul Tang,
Neena Gill and Jakob von Weiszacker
10 The Chair of ESMA, Steven Maijoor, meets with MEP Cora van
Nieuwenhuizen
16 The Chair of ESMA, Steven Maijoor, meets with representatives from
Bundesverband Investment und Asset Management e.V. (BVI)
CMU, Brexit, stability in asset management
16 The Chair of ESMA, Steven Maijoor, meets with Dr Thomas Steffen,
German Federal Ministry of Finance
20 The Executive Director of ESMA, Verena Ross, meets with Mark Yallop,
FMSB Chair
FMSB work plan, ESMA objectives, level 3 work programme
22 The Executive Director of ESMA, Verena Ross, meets with
representatives of the US Treasury
EMiR, impact of new US admin on regulatory agreements
23 The Executive Director of ESMA, Verena Ross, speaks at conference
"The Future of Europe’s Capital Markets: how to navigate the post-
Brexit shakeup"
Panel “Regulatory Landscape and Market Players”
23 The Executive Director of ESMA, Verena Ross, meets with
representatives of ISDA
MiFID II – data reporting, global data standards
March
1 The Chair of ESMA, Steven Maijoor, gives an interview to France 24
2 The Chair of ESMA, Steven Maijoor, meets with Pierre de Lauzun,
Veronique Donnadieu and Bertrand de Saint Mars, Amalfi
Broad range of regulatory issues regarding investment firms
3 The Executive Director of ESMA, Verena Ross, meets with
representatives of Moody’s
Supervision
7 The Chair of ESMA, Steven Maijoor, meets with Commission Vice-
President Valdis Dombrovskis
7 The Chair of ESMA, Steven Maijoor, meets with ECON Chair, Roberto
Gualtieri
8 The Chair of ESMA, Steven Maijoor, gives an interview to Fondsnieuws
8 The Chair of ESMA, Steven Maijoor, speaks at the Rudolf de Korte
Lecture of the Dutch Securities Institute
8 The Executive Director of ESMA, Verena Ross, speaks at public hearing
of the Finance Committee of the Deutsche Bundestag
8 The Executive Director of ESMA, Verena Ross, meets with Ms Mohn
and Mr Ahlers, Verbraucherzentrale
Consumer protection, Supervisory convergence
8 The Executive Director of ESMA, Verena Ross, meets with Mr Kemmer
and Mr Juetten, Bundesverband deutscher Banken
MiFID II implementation, Brexit, ESFS review
9 The Chair of ESMA, Steven Maijoor, speaks at the ECON Session on
3rd country equivalence
15 The Chair of ESMA, Steven Maijoor, meets with Theodor Kockelkoren,
Mckinsey
MIFID 2 consumer protection
17 The Executive Director of ESMA, Verena Ross, meets with David
Strachan and Vishal Vedi, Deloitte
Regulatory outlook for 2017, Brexit
20 The Chair of ESMA, Steven Maijoor, meets with Eric Mueller and
Thomas Laux, Eurex Clearing
Broad range of post-trading issues, including legislation
21 The Chair of ESMA, Steven Maijoor, speaks at the ALFI European Asset
Management conference
22 The Chair of ESMA, Steven Maijoor, speaks at the ECON Hearing on
CCP Recovery and resolution
22 The Chair of ESMA, Steven Maijoor, meets with MEPs Jakob von
Weizsäcker and Burkhard Baltz
22 The Chair of ESMA, Steven Maijoor, meets with Vincenzo La Via,
Director General of the Italian Treasury
23 The Chair of ESMA, Steven Maijoor, speaks at the EFR Roundtable
23 The Chair of ESMA, Steven Maijoor, meets with Mme Falque-Perrotin,
CNIL
23 The Executive Director of ESMA, Verena Ross, speaks at ABA
International and The Law Society conference “Capital Markets in the
21st Century”
keynote
23 The Executive Director of ESMA, Verena Ross, meets with Katharine
Braddick, HM Treasury
Brexit
23 Chatham House conference on Global Capital Markets ‘Shaping the Post-Brexit Policy and Regulatory Framework’
24 The Executive Director of ESMA, Verena Ross, gives an interview at the
Chartered Institute for Securities and Investment (CISI)
24 The Executive Director of ESMA, Verena Ross, speaks at BBA
Policymaker Roundtable
ESMA’s priorities, MiFID/MiFIR implementation, Brexit and the ESA
review
28 The Chair of ESMA, Steven Maijoor, speaks at the Politico conference
“The Future of the Financial Services Sector – Win-Win or Win-Lose
Deals?”
April
5 The Chair of ESMA, Steven Maijoor, speaks at the Eurofi conference
5 The Executive Director of ESMA, Verena Ross, meets with Jan-Willem
Plantagie, S&P Global Ratings
Supervision
5 The Executive Director of ESMA, Verena Ross, meets with Eric Pan,
CFTC
Cooperation, data protection, IOSCO MoU, ESAs review, bilateral
margins
5 The Chair of ESMA, Steven Maijoor, and the Executive Director of
ESMA, Verena Ross, meet with Chris Cummings, The Investment
Association
Brexit
5 The Chair of ESMA, Steven Maijoor, and the Executive Director of
ESMA, Verena Ross, meet with Alex Wilmot-Sitwell, Bank of America
Merrill Lynch
Brexit, MiFID II
5 The Chair of ESMA, Steven Maijoor, and the Executive Director of
ESMA, Verena Ross, meet with representatives of Moody’s Investment
Service
Supervision
5 The Chair of ESMA, Steven Maijoor, meets with Stéphane Boujnah,
Euronext
Broad range of regulatory issues regarding trading
6 The Chair of ESMA, Steven Maijoor, speaks at the Eurofi conference
6 The Chair of ESMA, Steven Maijoor, meets with Sharon Bowen, CFTC
6 The Chair of ESMA, Steven Maijoor, meets with Mark Garvin, JP
Morgan
Broad range of regulatory issues
6 The Chair of ESMA, Steven Maijoor, meets with Odile Renaud-Basso,
French Treasury
6 The Chair of ESMA, Steven Maijoor, meets with MEP Paul Tang
6 The Executive Director of ESMA, Verena Ross, meets with
representatives of Euroclear
CSD Q&As, Brexit, Fintech
6 The Chair of ESMA, Steven Maijoor, and the Executive Director of
ESMA, Verena Ross, meet with Michael Cole-Fontayn, BNY Mellon
Brexit
6 The Executive Director of ESMA, Verena Ross, meets with Levin Holle,
Bundesfinanzministerium (BMF)
Brexit, ESAs review, CCPs, data
6 The Executive Director of ESMA, Verena Ross, meets with José Manuel
González-Páramo and Javier Arias, BBVA
Brexit, ESAs review, Euribor
6 The Executive Director of ESMA, Verena Ross, meets with Svein
Andresen, FSB
FSB Asset management work, Cooperation
6 The Executive Director of ESMA, Verena Ross, meets with Sylvie
Matherat, Deutsche Bank
MiFID II, Brexit
6 The Executive Director of ESMA, Verena Ross, speaks at Eurofi
conference
Panel - “Blockchain and Fintech contributions to capital markets:
how and when?”
6 The Chair of ESMA, Steven Maijoor, and the Executive Director of
ESMA, Verena Ross, meet with Lauri Rosendahl, Nasdaq Stockholm
Brexit, CMU, MiFID II
7 The Chair of ESMA, Steven Maijoor, meets with Johannes-Jörg Riegler,
VÖB
Broad range of regulatory issues
7 The Executive Director of ESMA, Verena Ross, speaks at Eurofi
conference
Panel - “CCP resilience, recovery and resolution”
7 The Executive Director of ESMA, Verena Ross, meets with Stefan
Gavell and Stefan Gmür, State Street
Brexit
7 The Executive Director of ESMA, Verena Ross, meets with Faryar
Shirzad and Martine Doyon, Goldman Sachs
Brexit, ESA review
11 The Chair of ESMA, Steven Maijoor, speaks at the European
Commission’s Public Hearing on Capital Markets Union: Mid-Term
Review
19 The Chair of ESMA, Steven Maijoor, meets with Sabine Lautenschläger
20 The Chair of ESMA, Steven Maijoor, speaks at the Wold Federation of
Exchanges Clearing & derivatives conference
24 The Executive Director of ESMA, Verena Ross, meets with Maureen
Jensen, Ontario Securities Commission
Data protection regulation, IOSCO
May
2 The Chair of ESMA, Steven Maijoor, speaks at the Better Finance
conference
4 The Chair of ESMA, Steven Maijoor, speaks at ICMA’s AGM and
conference
4 The Chair of ESMA, Steven Maijoor, gives an interview to The Banker
4 The Chair of ESMA, Steven Maijoor, meets with Leo Arduini, Citi Broad range of regulatory issues
9 The Chair of ESMA, Steven Maijoor, speaks at ISDA's 32rd Annual
General Meeting
9 The Chair of ESMA, Steven Maijoor, meets with representatives of AEM Broad range of regulatory issues
9 The Chair of ESMA, Steven Maijoor, meets with representatives of
APFIPP
Broad range of regulatory issues
9 The Chair of ESMA, Steven Maijoor, meets with Carlo Costa, Governor
of the Bank of Portugal
9 The Chair of ESMA, Steven Maijoor, meets with representatives of
Euronext
Broad range of regulatory issues including MIFID 2
9 The Chair of ESMA, Steven Maijoor, meets with Secretary of State for
Finance, Ricardo Mourinho Felix
11 The Executive Director of ESMA, Verena Ross, meets with Mr Peter
Paluš and Kamil Sasko, Slovak Ministry of Finance
ESAs review
15 The Chair of ESMA, Steven Maijoor, meets with Mauren Jensen,
Ontario Securties Commission
15 The Chair of ESMA, Steven Maijoor, meets with Chris Giancarlo & Eric
Pan, CFTC
16 The Chair of ESMA, Steven Maijoor, meets with Barbara Novick,
Blackrock
Stability issues in asset management
17 The Chair of ESMA, Steven Maijoor, speaks at the IOSCO Annual
conference
19 The Chair of ESMA, Steven Maijoor, gives an interview to BNR
Nieuwsradio
19 The Executive Director of ESMA, Verena Ross, meets with IMF
representatives
ESMA priorities, Brexit, ESAs review, CMU
19 The Executive Director of ESMA, Verena Ross speaks at the Joint
EU/ECB conference on European Financial Integration and Stability
Panel II (Deeper capital markets for a stronger economy)
24 The Chair of ESMA, Steven Maijoor, meets with Edward Scicluna,
Minister of Finance
29 The Chair of ESMA, Steven Maijoor, meets with European Commission
Vice-President Valdis Dombrovskis
30 The Chair of ESMA, Steven Maijoor, speaks at the Nasdaq Symposium
on Market Surveillance
31 The Chair of ESMA, Steven Maijoor, meets with Gérard Mestrallet Paris as a financial center
31 The Executive Director of ESMA, Verena Ross, meets with Paul Taylor,
Fitch
Supervision, Brexit
June
1 The Chair of ESMA, Steven Maijoor, meets with the UK CFD and FX
association
Regulatory issues regarding CFD/binary options
6 The Chair of ESMA, Steven Maijoor, meets with Dan Waters & Sean
Collins, ICI Global
Opinions in the context of Brexit
6 The Chair of ESMA, Steven Maijoor, meets Vincent Remay & Patrick
Combes, Groupe VIEL
Broad range of regulatory issues regarding investment firms
6 The Chair of ESMA, Steven Maijoor, meets with Christian Noyer
6 The Executive Director of ESMA, Verena Ross, meets with Christian
Thimann, AXA
EU High-level Group on Sustainable Finance
7 The Chair of ESMA, Steven Maijoor, speaks at the FIA conference
7 The Executive Director of ESMA, Verena Ross, meets with MEP Markus
Ferber
Budget
8 The Chair of ESMA, Steven Maijoor, speaks at the European Financials
Conference
8 The Chair of ESMA, Steven Maijoor, meets with Koos Timmermans,
ING
MIFID 2, Benchmarks regulation
8 The Chair of ESMA, Steven Maijoor, meets with Luis de Guindos,
Minister of Economy and Competitiveness, Spain
13 The Chair of ESMA, Steven Maijoor, meets with representatives of
Euronext
MIFID 2
13 The Chair of ESMA, Steven Maijoor, meets with Johan Barnard, APG Broad range of regulatory issues
16 The Executive Director of ESMA, Verena Ross, speaks at ICMA
Regulatory Policy Committee Meeting
ESMA priorities
20 The Chair of ESMA, Steven Maijoor, speaks at the CMVM conference
21 The Chair of ESMA, Steven Maijoor, speaks at the FESE Convention
22 The Executive Director of ESMA, Verena Ross, speaks at FESE
Convention
“Financial Stability for Capital Flows and a Level Playing Field in
Changing Times"
23 The Chair of ESMA, Steven Maijoor, speaks at the Joint Consumer
Protection Day
23 The Executive Director of ESMA, Verena Ross, speaks at Joint
Consumer Protection Day
“Product Oversight and Governance – reshaping the roles of
manufacturers and distributors”
27 The Executive Director of ESMA, Verena Ross, meets with IMF
representatives
ESMA priorities and ongoing developments, Brexit, ESA review
28 The Chair of ESMA, Steven Maijoor, speaks at a McKinsey Roundtable MIFID 2 consumer protection
28 The Executive Director of ESMA, Verena Ross speaks at BaFin
Jubilaeumsfeier
“Zukunft eureopaeischer Regulierung"
29 The Chair of ESMA, Steven Maijoor, meets with representatives of
EFAMA
Opinions in the context of Brexit
July
4 The Executive Director of ESMA, Verena Ross, meets with Larry
Thompson and Andrew Douglas, DTCC
Supervision, Brexit
4 The Chair of ESMA, Steven Maijoor, and Executive Director, Verena
Ross, meet with Jeremy Browne and Andre Villeneuve, City of London
Corporation
Brexit, ESA review
10 The Chair of ESMA, Steven Maijoor, meets with European Commission
Vice-President Katainen
12 The Chair of ESMA, Steven Maijoor, meets with Jean-Pierre Pinatton Broad range of regulatory issues, international cooperation
12 The Chair of ESMA, Steven Maijoor, meets with Eric Pinon & Jean-Louis
Laurens, AFG
Broad range of regulatory issues regarding asset management
13 The Chair of ESMA, Steven Maijoor, meets with Commissioner Vĕra
Jourová
17 The Chair of ESMA, Steven Maijoor, meets with the Management
Board, Euronext
Broad range of regulatory issues including MIFID 2
20 The Executive Director of ESMA, Verena Ross, meets with TheCityUK Brexit
25 The Chair of ESMA, Steven Maijoor, meets with representatives UK
Investment Association
Opinions in the context of Brexit
25 The Executive Director of ESMA, Verena Ross, meets with DBRS Supervision
26 The Chair of ESMA, Steven Maijoor, gives an interview to FONDS
27 The Chair of ESMA, Steven Maijoor, meets with Cees Vermass, CME Post-trading regulation, EMIR
27 The Executive Director of ESMA, Verena Ross, meets with Michel
Madelain, Moody’s
Guidelines on Endorsement
August
1 The Executive Director of ESMA, Verena Ross, meets with
representatives of Goldman Sachs
Brexit
29 The Chair of ESMA, Steven Maijoor, meets with representatives of
Invest Europe
Opinions in the context of Brexit
30 The Chair of ESMA, Steven Maijoor, meets with MEPs Petr Jezek,
Neena Gill, Burkhard Balz, Markus Ferber, Sven Giegold, Paul Tang &
Roberto Gualtieri
31 The Chair of ESMA, Steven Maijoor, meets with MEPS Josef von
Weizsaecker, Cora van Nieuwenhuizen & Werner Langen
September
1 The Chair of ESMA, Steven Maijoor, meets with the Governor of the
Banque de France, François Villeroy de Galhau
7 The Chair of ESMA, Steven Maijoor, speaks at the Krynica Economic
Forum
7 The Executive Director of ESMA, Verena Ross, meets with HSBC
representatives
Brexit, MiFID II
8 The Chair of ESMA, Steven Maijoor, speaks at the Breugel Annual
Meeting
8 The Chair of ESMA, Steven Maijoor, meets with Levin Holle, Head of
the Financial Markets Policy Department of Germany´s Federal Ministry
of Finance
11 The Chair of ESMA, Steven Maijoor, meets with CFTC Chair, Chris
Giancarlo
13 The Chair of ESMA, Steven Maijoor, meets with Michel Madelain,
Moody’s
Brexit, endorsement
13 The Chair of ESMA, Steven Maijoor, meets with MEP Pervenche Beres
13 The Chair of ESMA, Steven Maijoor, meets with Yves Mersch, ECB
13 The Executive Director of ESMA, Verena Ross, meets with Jan Willem
Plantagie, Standard & Poor’s
Supervision
13 The Executive Director of ESMA, Verena Ross, meets with Scott
O’Malia, ISDA
Variation Margin requirement for FX, MiFID II, EMIR
14 The Chair of ESMA, Steven Maijoor, meets with Yuji Nakata, & Michael
Jefferson, Nomura
Broad range of regulatory issues including Brexit
14 The Chair of ESMA, Steven Maijoor, meets with Dermot McDonogh, of
Goldman Sachs
Broad range of regulatory issues including Brexit
14 The Chair of ESMA, Steven Maijoor, meets with representatives of Mr
van Wassenaer – ING, Mr Buijink - Dutch Bankers’ Association and Mr
Rooze, NVB
Broad range of regulatory issues including Brexit
14 The Chair of ESMA, Steven Maijoor, meets with Daniel Maguire, LCH
Group Chief Operating Officer, and former Head of SwapClear, and
Corentine Poilvet-Clediere, LSEG Head of EU Regulatory Strategy
Brexit, EMIR proposals
14 The Chair of ESMA, Steven Maijoor, meets with Hans-Ole Jochmunsen,
Vice Chairman of Nasdaq
MIFID 2, EMIR proposals
14 The Chair of ESMA, Steven Maijoor, meets with Vincenzo La Via,
Director General of the Italian Treasury
14 The Chair of ESMA, Steven Maijoor, speaks at the Eurofi conferene
14 The Executive Director of ESMA, Verena Ross, speaks at the Eurofi
conference
14 The Executive Director of ESMA, Verena Ross, meets with Sylvie
Matherat, Deutsche Bank
Brexit, MiFID II, EMIR
14 The Executive Director of ESMA, Verena Ross, meets with Tracey
McDermott, Standard Chartered Bank
Brexit, ESA review, benchmarks, FX margins
14 The Executive Director of ESMA, Verena Ross, meets with Corso
Bavagnoli, French Treasury
ESA review, EMIR 2.2.
14 The Executive Director of ESMA, Verena Ross, meets with Susan
Baker, US Treasury
Regulatory developments in the US, EMIR 2.2., Brexit
15 The Executive Director of ESMA, Verena Ross, speaks at the Eurofi
conference
14 The Executive Director of ESMA, Verena Ross, meets with David
Bailey, Bank of England
EMIR, CCP supervision
15 The Chair of ESMA, Steven Maijoor, meets with Jose Manuel Gonzalez-
Paramo, BBVA
Benchmark stability, Brexit
15 The Chair of ESMA, Steven Maijoor, meets with Andrei Magasiner,
Bank of America
Brexit
18 The Executive Director of ESMA, Verena Ross, meets with
representatives of the Managed Funds Association
EMIR, MiFID, short-selling
19 The Chair of ESMA, Steven Maijoor, speaks at the Bank for International
Settlements conference
20 The Chair of ESMA, Steven Maijoor, meets with Odile Renaud-Basso,
Director General of the French Treasury
20 The Executive Director of ESMA, Verena Ross, speaks at AFME
European Compliance and Legal Conference
20 The Executive Director of ESMA, Verena Ross, speaks at roundtable
discussion with OMFIF members
22 The Chair of ESMA, Steven Maijoor, speaks at the second annual ESRB
conference
28 The Chair of ESMA, Steven Maijoor, participates in the Reuters
Regulatory Summit
October
2 The Chair of ESMA, Steven Maijoor, meets with David Charlet,
Chairman, FECIF
Broad range of regulatory issues regarding investment advisors
3 The Chair of ESMA, Steven Maijoor, speaks at the IOSCO World
Investor Week
3 The Executive Director of ESMA, Verena Ross,meets with
representatives of BNP Paribas
Banking regulation, CMU, Brexit, EMIR
4 The Chair of ESMA, Steven Maijoor, gives an interview to Lucy McNulty,
Financial News
4 The Chair of ESMA, Steven Maijoor, gives an interview to Bloomberg
4 The Chair of ESMA, Steven Maijoor, meets with the Financial Times
5 The Chair of ESMA, Steven Maijoor, meets with Jon Cunliffe, Deputy
Governor for Financial Stability, Bank of England
5 The Chair of ESMA, Steven Maijoor, meets with Mark Yallop, FICC
Markets Standards Board
MIFID 2, Brexit
9 The Chair of ESMA, Steven Maijoor, meets with MEPs Danuta Huebner,
Kay Swinburne and Roberto Gualtieri
9 The Chair of ESMA, Steven Maijoor, meets with journalists MIFID 2, CMU, Brexit
10 The Executive Director of ESMA, Verena Ross, meets with Corso
Bavagnoli, French Treasury
EMiR 2.2., ESAs Review
10 The Executive Director of ESMA, Verena Ross, meets with
representatives of DTCC
Supervision
11 The Executive Director of ESMA, Verena Ross, speaks at European
Congress of Asset Management
12 The Chair of ESMA, Steven Maijoor, meets with the EU Ambassador to
the USA
12 The Chair of ESMA, Steven Maijoor, meets with Chris Giancarlo, CFTC
12 The Chair of ESMA, Steven Maijoor, speaks at the CFTC CCP
Roundtable
13 The Chair of ESMA, Steven Maijoor, meets with Tobias Adrian, IMF
13 The Chair of ESMA, Steven Maijoor, meets with Jay Clayton, SEC
13 The Chair of ESMA, Steven Maijoor, meets with Commissioner Kara
Stein, SEC
13 The Chair of ESMA, Steven Maijoor, speaks at the IIF Annual meeting
13 The Chair of ESMA, Steven Maijoor, meets with Robert Cook, FINRA Unbundling/MIFID 2, TV equivalence
13 The Chair of ESMA, Steven Maijoor, attends a reception for The
Chancellor of the Exchequer
12 The Executive Director of ESMA, Verena Ross, meets with Ian Bell,
PSC
Securitisation
13 The Executive Director of ESMA, Verena Ross, speaks at AGEFI Global
Invest Forum
14 The Chair of ESMA, Steven Maijoor, meets with Barbara Novick, Vice
Chair of Blackrock
MIFID 2 (unbundling), Brexit
14 The Chair of ESMA, Steven Maijoor, meets with Doug Peterson, CEO
of S&P
Supervision
16 The Chair of ESMA, Steven Maijoor, meets with Jean-François Boulier,
Af2i
Market data, Consolidated tapes, research/unbundling, Brexit
17 The Executive Director of ESMA, Verena Ross, meets with Hans-Ole
Jochumsen, Nasdaq
ESAs Review, Brexit, MiFID II
18 The Chair of ESMA, Steven Maijoor, meets with Maureen Jensen,
Ontario Securities Commission
19 The Executive Director of ESMA, Verena Ross, meets with Ian Linnell,
Fitch Ratings
Supervision
20 The Executive Director of ESMA, Verena Ross, meets with S&P INEDs Supervision
24 The Chair of ESMA, Steven Maijoor, gives an interview to Bloomberg
magazine
24 The Chair of ESMA, Steven Maijoor, speaks at the Financial Future
workshop
27 The Executive Director of ESMA, Verena Ross, speaks at Bafin
conference „Umsetzung der MiFID II Vorgaben im Bereich der
Wohlverhaltensregeln“
30 The Chair of ESMA, Steven Maijoor, meets with Klaas Knot, DNB
31 The Chair of ESMA, Steven Maijoor, meets with Hans Vijlbrief & Joost
Smits, Ministry of Finance, Netherlands
November
9 The Chair of ESMA, Steven Maijoor, gives an interview to Waters
Technology
10 The Executive Director of ESMA, Verena Ross, speaks at Cumberland
Lodge Financial Services Summit
13 The Chair of ESMA, Steven Maijoor, meets with Marion Bougel, Ricol
Lasteyrie
Brexit
13 The Chair of ESMA, Steven Maijoor, speaks at the Entretiens de l’AMF
14 The Executive Director of ESMA, Verena Ross meets with Stefan Gavell
and Sven Kasper from State Street
Brexit, MoUs, MMF, EMIR 2.2., FSB/IOSCO and investment
management, MiFID II
15 The Chair of ESMA, Steven Maijoor, meets with the representatives of
the Ministry of Finance, Austria
15 The Chair of ESMA, Steven Maijoor, meets with representatives of the
Austrian Chamber of Commerce
Financial innovation, MIFID 2, PRIIPS
15 The Chair of ESMA, Steven Maijoor, meets with representatives of the
Vienna Stock Exchange & CCP
MIFID 2 (FIRDS, LEI), EMIR 2.2
15 The Chair of ESMA, Steven Maijoor, meets with representatives of
VÖIG
Brexit, ESMA opinions/delegation, ESA review
15 The Executive Director of ESMA, Verena Ross meets with Nicole Notat
and Muriel Catot from Vigeo
Environmental, Social and G (ESG)overnance
16 The Chair of ESMA, Steven Maijoor, speaks at the EFAMA Investment
Management Forum
17 The Executive Director of ESMA, Verena Ross meets with Helmut
Bauer and David Strachin from Deloitte
Brexit
17 The Executive Director of ESMA, Verena Ross meets with Catherine
Bradley
FCA developments, ESMA work programme, Brexit
21 The Chair of ESMA, Steven Maijoor, meets with Pierre de Lauzun,
Stéphane Giordano, Bertrand de Saint Mars & Véronique Donnadieu,
AMAFI
ESA review, Brexit, stakeholder interactions, MIFID (product
governance, cost &charges, data protection, LEI), PRIIPS
21 The Chair of ESMA, Steven Maijoor, meets with Eric Mueller & Thomas
Laux, Eurex Clearing
EMIR 2.2, ESA review
22 The Executive Director of ESMA, Verena Ross meets with Michel
Madelain and Nigel Phipps from Moody’s
Endorsement regime, supervision
27 The Executive Director of ESMA, Verena Ross meets with Fitch INEDs Supervision
29 The Chair of ESMA, Steven Maijoor, meets with Laurent Degabriel, PwC
Consulting
Mainly private conversation. Briefly discussed MIFID 2
30 The Executive Director of ESMA, Verena Ross, speaks at ASIFMA
Annual Conference
December
4 The Executive Director of ESMA, Verena Ross meets with John
Berisford and David Gordon, S&P Global Rating
Supervision
5 The Chair of ESMA, Steven Maijoor, meets with representatives of
FINMA
5 The Chair of ESMA, Steven Maijoor, meets with Rene Karsenti & Martin
Scheck, ICMA
Broad range of regulatory issues, including MIFID 2 and EMIR
5 The Chair of ESMA, Steven Maijoor, meets with Marinela Petrova,
Deputy Minister of Finance of the Republic of Bulgaria
5 The Chair of ESMA, Steven Maijoor, meets with MEP Gabriel Mato
5 The Executive Director of ESMA, Verena Ross speaks at UK Finance
International Banking Conference
5 The Executive Director of ESMA, Verena Ross, speaks at ICI Global
Capital Markets Conference
6 The Chair of ESMA, Steven Maijoor, meets with Guido Ravoet & Jean-
François Pons, EMMI
Euribor, benchmark regulation, benchmark stability
7 The Chair of ESMA, Steven Maijoor, meets with Benoit Coeure & Yves
Mersch, ECB
8 The Chair of ESMA, Steven Maijoor, gives interviews to Boersen-
Zeitung, Handelsblatt & WSJ
12 The Chair of ESMA, Steven Maijoor, meets with MEPs Markus Ferber,
Wolf Klinz, Sven Giegold, Philippe Lamberts & Pervenche Beres
13 The Chair of ESMA, Steven Maijoor, meets with Chris Buijink, Dutch
Banking Association
ESA review, Brexit
15 The Executive Director of ESMA, Verena Ross meets with IMF
representatives
MiFID II/MiFIR, ESA Review, Brexit, CMU, EMiR
15 The Executive Director of ESMA, Verena Ross meets with Christian
Thimann, AXA
Sustainable Finance
19 The Chair of ESMA, Steven Maijoor, meets with a CRA Supervision
19 The Chair of ESMA, Steven Maijoor, meets with Jay Clayton, SEC
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