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AMERICAN POLITICAL FOUNDATION
American Political Culture
The Constitution
The Federal System
Ribhi I. Salhi
Professor of Political Science
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Government
o A legi timate use of force within specified
geographical boundaries to control human
behavior
National Sovereignty
o Each national government has the right to
govern its people without interference from
other nations
Popular Sovereignty
o It is a distribution of political power in which all
citizens have the right to participate in the
political process.
o Because of this, people will be able to bring
government into accountability.
Political Culture
o A set of norms, values, beliefs, and attitudes of
citizens toward the political system and toward
themselves as actors in it.
General terms tounderstand
government; because
of these terms, we will
have the following
outline:
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I. The Promise of DemocracyII. The Values of American Political Culture
III. The Purposes of Government
IV. Forms of Democracy
V. Forms of Governments
VI. American Political Ideology
VII. America and the Models of Democracy
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I. What’s the promise of democracy ?
The promise of democracy is “PopularSovereignty”:
It is a distribution of political power in
which all citizens have the right toparticipate in the political process.
Because of this, people will be able tobring government into accountability.
How can
we
explain
that?
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All citizens have the right to
participate in the decision-
making process.
include:
o
right to vote,o publicly disagree with
government decisions,
o
engage in a politicalcampaign, and
o support a political party.
All these characteristics
will lead to political
efficacy: it is the ability
of public to influence
government politics.
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II. The Values of American Political Culture
Liberty: Personal freedom and government whose power is limited by law.Two kinds of liberty: 1. Personal Freedom
2. Economic Freedom (Laissez-faire)
Equality: All individuals should have the right to participate in political life and
society on equivalent terms. Two kinds:1. Equal of opportunity
2. Political Equality
Democracy: Implies placing powers in the hands of ordinary people.
1. popular sovereignty
2. Majority rule with minority right
3. Forms of political participation
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•Hobbes: “Life without government is life in a “state of nature”
•John Lock: “Liberalism: Free Market – Protects order”
•Karl Marx: “Communism – government ownership”
MaintainingOrder
•Benefits and services available to everyone
•Roads, schools, protection…..etc.
ProvidingPublic Goods
•Welfare state
•Redistribution of incomePromotingEquality
III. The purposes of government
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IV. Forms of Democracy
Direct Democracy: city-state democracy
Representative Democracy: western
(liberal) democracy
Limited government: A system in which the
powers of the government are restricted to
protect against tyranny.
In order to have
representative
system, we should
have certain
principles. What are
they?
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These principles are:
1. Election 2. Political Parties 3. Interest Groups
Representatives are
chosen in elections,
typically by a
plurality of citizenswho vote.
Organizations that
put forward
candidates for
political office
An institution that
aggregates the
interests of like-
minded individualsand organizes to
press their common
views on
policymakers
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Theocracy
(Hierocracy)
Krytocracy Kleptocracy Oligarchy Monarchy Aristocracy
Religious
Regime
Judges
Regime
Corrupt
Regime
Wealthy
Regime
Royal
Regime
Nobles
Regime
• Authoritarian: A type of regime in which only the
government itself is fully controlled by the ruler.
• Totalitarian: A type of regime in which recognizes no
formal limits on its power and seeks to eliminate other
institutions that challenge it.
V. Forms of Government
If government abuses power, we call it tyranny
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Conservatism Liberalism Libertarianism Socialism
Conservative is a
defender of thestatus quo.
Right wing
Changes must
come slowly.
Liberals seek to
change thepolitical,
economic, or
social status quo
Libertarians favor
an end togovernment
intrusion in the
area of personal
liberties.
Socialists
traditionallyenvisioned a
society in which
major
businesses are
taken over by
the government
Ideology: is a consistent set of values, attitudes, and beliefs about the
appropriate role of government in society.
VI. American Political Ideology
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PoliticalIdeologies
AbortionRights
OrganizedSchool
Prayer
GunControl
Supportfor the
poor
Conservative Oppose Favor Oppose Oppose
Liberal Favor Oppose Favor FavorLibertarian Favor Oppose Oppose Oppose
How American People view the following issues?
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VII. America and the Models of Democracy
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Majoritarian Pluralist Elite
Mass public controls
government
Relies on majority rule
Strong political parties
Centralized government
Groups’ Politics
collection of
organized interest
to advance certain
ends through
democratic and
free competition
Organized and
influential minorities
that dominate the
political process
Wealth is matter
American Democracy is more Pluralist Than Majoritarian
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The Constitution
On September 17, 1787, forty-one of the fifty-five
delegates who attended the Constitutional
Convention assembled to sign the document.
Junius Brutus Stearns’s famous painting captures
the scene with George Washington holding the
Constitution.
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Independence/
The Article of
Confederation /
1st Constitution
National Convention
55 Delegates
Shays
Rebellion
1776 1787May –
September
1787
Virginia Plan
New Jersey Plan
Great Compromise = Bicameral System
Federalists Vs. Antifederalists
March 1789
Constitution
takes effect
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Federalists: The name given
to one who was in favor of the
adoption of the U.S.
Constitution and the creation
of a federal union with a strongcentral government.
• Property owners,merchants, creditors
• Preferred government
by elite
• Their leaders: Hamilton,
Madison, Washington
Antifederalists: An individual
who opposed the ratification of
the new Constitution in 1787.
They were opposed to a strong
central government.
• Small Farmers, Shopkeepers,
and debtors• Favored strong state
government
• Protection for individual rights
• Their leaders: Patrick Henry,
George Mason, & George
Clinton
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The Virginia Plan:
Edmund Randolph-Seats in thenational legislature to be
apportioned on the basis of
population. It was supported by
large states
The New Jersey Plan:
William Paterson – equalpresentation . It was supported by
small states.
Great Compromise
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Great Compromise
Roger Sherman – Connecticutdelegate proposed the following:
1.House of Representatives
seats to be apportioned by
population.
2.Senate Representation to be
equal for each state.
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The Three-Fifth
Compromise held that
three of every five
slaves would be countedfor the purpose of
apportioning seats in the
House ofRepresentatives.
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Madisonian Model
Separation of
Powers
The Presidency/Article II
(The Executive Branch)
Congress
Article I(The
Legislative
Branch)
The Court
Article III
(The
Judicial
Branch)Checks & Balances
The Constitution
Thomas Hobbes: Contract Theory
Charles D Montesquieu: The Spirits of Laws
John Locke: Two treatises of Government
Inspiration
Enumerated Powers: Articles I, II, III
http://www.youtube.com/watch?v=bgh1jDv9b5w&feature=related
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Article I
Legislative Powers
Article II
PresidentialPowers
Article III JudiciaryPowers
Article IV InterstateRelationships
Article V Amendmentsof the Constitution
Article VI TheSupreme Law of Land
Article VII Ratificationof the Constitution
The Constitution
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Separation of Powers:
The division of government power across the
judicial, executive, and Legislative branches.
Checks and Balances: A system in which each branch of government
has some powers over the others
How can we explain this?
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Figure
2 5 Checks and Balances among the
Branches of Government
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A) The Article of Confederation:1. Weak Central Government2. Legislative dominance-no
executive branch
3. Execution of laws left to
individual states.
B) Americans experienced critical
conditions:
1. Weak international standing2. Internal Unrest-Shays Rebellion
3. The inability of Congress to
enforce its policies
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Increased the power of
the central government –
How?
1. Powerful federal
government
The new constitution
sought to curb democracy
– How?
1. Checks & Balances
2. Electoral College
Constitutional Limits –
How?
1. Separation of Powers
2. Federalism
3. The Bill of Rights
The Constitution Vs. The Article of Confederation
Delaware was
the first state to
ratify theConstitution in
December of
1787.
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Figure
2 6 Process of Amending the Constitution
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Did You Know That?
Rhode Island
did not send anydelegates to the
Constitutional
Convention
Some of the framers
were foreign born:
Peirce Butler, ThomasFitzsimons, James
McHenry, Robert Morris,
and William Paterson
born in Ireland while Alexander Hamilton born
in British West Indies.
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Charles Beard – 1913
American Constitution
was not formed
democratically.Why?
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They were fifty-five delegates; they did
not represent the whole Society; theywere member of upper class:
• 33 were members of the legal profession.
• 3 members were physicians.
• Almost 50% were college graduates.• 7 members were former chief executives
of their respective states.
• 6 members were owners of large
plantations
• 6 members were importantbusinesspersons.
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WHAT DO YOU THINK?
1. Do you think it is good that the Constitution is sodifficult to change?
2. What ideas and interest informed the Federalists
and Antifederalists respectively?
3. What lasting effects did the Antifederalists have
on American Politics?
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American Federalism
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The United State of America has a federal
government system
What are the systems of government?
What is the meaning of federalism?
How many unit of government in the U.S?
American Federalism
The Phases of Federalism
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Unitary System Federal System Confederal System
National Government
Localities,
Provinces,
Territories
Power Power
National Government
State Governments
National Government
Power
State Governments
Britain, France,
Spain, Italy, Egypt
U.S, Russia, Germany
Nigeria, India, Brazil,
Canada, Mexico, Switzerland
US 1776
European Union
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Unitary System
• Centralization of
power• Localities do nothaveindependenceauthority
• Examples:Britain, France,Spain
Federal System
• Decentralization
of power• System ofsharing powersbetween thecentralgovernment and
localities
• Examples: theU.S, Canada,Mexico, &Germany
Confederal System
• Weak central
government
• Examples: TheU.S 1776 &European Union
• Why is United State a federal system?
• How many governmental unit in the system?
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Federal Government
(National Law)
StateGovernment
Local
Government Local Government
State Government
(Police Power)
Local
Government(Home Rule)
Full Faith and Credit Clause
Comity Clause
Interstate Extradition
Commerce Clause
Interstate Compact
The 10th Amendment is States’ Reserved Powers
The 11th Amendment is State Immunity
Article IV
Regulates
interstate
relationships
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The Powers of the National Government
Article 1. Section 8/ Enumerated Powers:
Collect Taxes.
Coin Money.
International Recognition.
Declare War
Regulate Commerce (Commerce Clause)
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Continue/ The Powers of National Government
Implied Powers:
These powers are not specifically expressed
but are implied through interpretation of the
delegated powers in “necessary and proper
clause” (Elastic Clause).
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Inherent Powers:
They are not specified in the Constitution.
Allowing executives to take all required action to defend the
nation.
Lincoln during the Civil War used them by calling additional
troops and using fund to war
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According to Article VI, Clause 2.
The constitutional provision that makes the
Constitution and federal laws superior to all
conflicting state and local laws.
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According to the 10th Amendment “The Reserved
Powers” . These Powers not delegated to the
National Government or prohibited or denied to the
states.
Examples:
• set up time, place, date for elections
• Regulate commerce within state• Establish local governments
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The Powers of State Government
Police Powers:state can enforce certain
norms, regulations, and laws to
manage their citizens’ affairs likeproperty, professional groups, and
family matters.
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Local Government & The Constitution
Home Rule:
Home rule is set of rules for localities
• It has no status in the Constitution.
• States government establish localgovernment and grant them local powers.
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Concurrent PowersPowers held jointly by the national and state
government.
Both can share responsibilities for particular policy areas:
• Establishing Courts• Transportation System
• Charter Banks & Corporations
• Spend money for general welfare
• Make & enforce laws• Taking private property for public purposes with just
compensation
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Prohibited Powers1. The national government is prohibited
from taxing exports
2. The State governments are prohibited
from conduction foreign policy and from
coining money.
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Section I - “Fall faith and Credit Clause” :It requires states to recognize and honor one
another’s laws and court decision.
Section 2 – “Comity Clause”It requires states not to discriminate against one
another’s citizens.
Section 2 – “Interstate Extradition”
It requires states to return a fugitive criminal tothe jurisdiction of the accusing state
I l li i
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Inter-localities
Interstates Compact:
Set of regulations between localities of
different states to provide public services.
Example: transportation system between
NW Indiana & City of Chicago
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The Addition of New States
Residents of the territory petition Congress for
admission to statehood.
Congress passes an enabling act allowing the
residents to draft a constitution and hold a
referendum to approve it. The president must
approve the resolution.
When the proposed state constitution is
approved by a majority vote in both houses ofCongress and signed by the president, the
territory becomes a state on equal footing with
all other states.
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Figure
3 2 Constitutional Division of Powers
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Figure
3 2 Constitutional Division of Powers
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FIGURE 3.1 VERSIONS OF FEDERALISM
The Phases of Federalism
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1789 1930s 1960s 1980s
The Phases of Federalism
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http://www.youtube.com/watch?v=xDAwQaL22K8
http://www.youtube.com/watch?v=Rj9JqFtx0t0&feature=related
The Development of Federalism