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Aphthous Ulcers
Aphthous ulcers are a common and painful problem. Benign aphthae tend to be small (less than 1
cm in diameter) and shallow. Aphthous ulcers that occur in conjunction with symptoms of
uveitis, genital ulcerations, conjunctivitis, arthritis, fever or adenopathy should prompt a searchfor a serious etiology. The lack of clarity regarding the etiology of aphthous ulcers has resulted
in treatments that are largely empiric. These treatments include antibiotics, antiinflammatories,immune modulators, anesthetics and alternative (herbal) remedies.
Aphthous ulcers can be classified into three different types: minor, major and herpetiform.1,2Minor aphthae are generally located on labial or buccal mucosa, the soft palate and the floor of
the mouth. They can be singular or multiple, and tend to be small (less than 1 cm in diameter)
and shallow3 (Figure 1). Major aphthae are larger and involve deeper ulceration. Major aphthae
may also be more likely to scar with healing2 (Figure 2). Herpetiform aphthae frequently aremore numerous and vesicular in morphology. Patients with benign aphthous ulcers should have
no other findings such as fever, adenopathy, gastrointestinal symptoms or other skin or mucous-membrane symptoms.
FIGURE 1.
Minor aphthous ulcer.
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FIGURE 2.
Major aphthous ulcer.
Pathophysiology
The pathophysiology of aphthous ulcers is poorly understood. Histologically, aphthae contain amononuclear infiltrate with a fibrin coating.3 Patients with recurrent aphthae may have alteration
of local cell – mediated immunity. Systemic T- and B-cell responses have also been reported as
altered in patients with recurrent aphthae.2
Etiology
Aphthae more commonly affect young adults, and a familial tendency may exist .3 Paradoxically,smoking offers a somewhat protective effect against recurrent aphthae.2 Other etiologic factors
such as stress, physical or chemical trauma, food sensitivity and infection have been proposed.
Infectious agents such as Helicobacter pylori and herpes simplex virus have been investigated
but have not been consistently found in aphthous ulcers.4 The lack of clarity regarding etiologyhas resulted in treatments that are largely empiric and aimed at symptom reduction.
Differential Diagnosis
Several conditions should be considered in the differential diagnosis when evaluating patients
with recurrent aphthae. A primary consideration is that benign aphthae tend to be smaller and are
more often self-limited when compared to more serious conditions. Major aphthae can beassociated with human immunodeficiency virus (HIV) infection; clinicians should consider HIV
testing when aphthae are large and slow to heal. Table 1 outlines the differential diagnosis of
aphthous ulcers, with distinguishing features.
TABLE 1
Differential Diagnosis of Aphthous Ulcers
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Diagnosis Potential differentiating features
InfectionViral
Herpesvirus Vesicular lesions, Tzank stain positive for inclusion-
bearing giant cells
Cytomegalovirus Immunocompromised patient, biopsy positive formultinucleated giant cells
Varicella Characteristic skin lesions
Coxsackievirus Hand/foot/buttock lesions, typically in childrenTreponemal
Syphilis Risk factors, other skin lesions, RPR/FTA test is positive
FungalCryptosporidium, mucormycosis,
histoplasma
Immunocompromised patient, chronicity, biopsy and
culture positive
Autoimmune
Behçet's syndrome Genital ulceration, uveitis, retinitis
Reiter's syndrome Uveitis, conjunctivitis, HLA B27 arthritisInflammatory bowel disease Recurrent bloody or mucous diarrhea, other GI ulcerations
Lupus erythematosus Malar rash, ANA-positiveBullous pemphigoid Diffuse skin involvement
Pemphigus vulgaris Diffuse skin involvement
Hematologic
Cyclic neutropenia Periodic fever, neutropeniaNeoplasm
Squamous cell carcinoma Chronicity, head/neck adenopathy, biopsy positive
RPR/FTA = rapid plasma reagin/fluorescein treponema antibody test; GI = gastrointestinal;ANA = antinuclear antibody.
Infection-causing ulceration in the mouth should be considered when evaluating patients with
oral symptoms. A common infection, particularly in patients with HIV infection and aphthae, isherpes5 (Figure 3). When Tzank staining is available, a sample from a herpetic lesion will reveal
inclusion-bearing giant cells. Other viral, bacterial, treponemal and fungal agents have the
potential to cause mouth ulcers. Biopsy alone or in conjunction with a culture of lesions or bloodtesting may aid in distinguishing the causative agent.
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FIGURE 3.
Herpes stomatitis, found primarily on the alveolar mucosa. Tzank stain of a lesion scraping
revealed inclusion-bearing giant cells.
AUTOIMMUNE DISEASES
Several autoimmune diseases may mimic benign aphthous ulcers. Behçet's syndrome is an
autoimmune vasculitis that causes recurrent oral and genital ulcerations, uveitis and retinitis.Severe aphthae and Behçet's syndrome may be two points on a disease continuum. Non-oral
symptoms of Behçet's syndrome may be present in 43 to 100 percent of patients with recurrent
aphthous ulcers, depending on severity.6 Reiter's syndrome is associated with oral ulcers, uveitis,
conjunctivitis and HLA B27-positive arthritis following nongonococcal urethritis or bacillarydysentery.3 Patients with inflammatory bowel disease, in particular Crohn's disease, may present
with associated mouth ulcerations. Lupus erythematosus, bullous pemphigoid and pemphigus
vulgaris are other diseases that may involve ulceration of the mouth. In all of these conditions,the associated symptoms should be elicited to make a differentiation from benign recurrent
aphthae.
HEMATOLOGIC/ONCOLOGIC DISEASES
Hematologic etiologies should be considered when evaluating recurrent or slow-healing mouth
ulcers. Cyclic neutropenia is associated with mouth ulcers during neutropenic periods.2 Fever
may also be a presenting symptom during these periods. Consideration may be given to blood
count measurement if fever and mouth ulcers regularly occur together. Finally, a neoplasm suchas squamous cell carcinoma must be ruled out when evaluating patients with persistent,
nonhealing mouth ulceration. Office punch biopsy or surgical biopsy may help make thisdistinction. Evaluation of the head and neck for adenopathy is particularly important in this
situation.
Treatment
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Treatment for oral aphthae can be divided into five categories: antibiotic, anti-inflammatory,
immune modulatory, symptomatic and alternative (Table 2). The lack of predictability of theefficacy of a particular treatment mirrors the mystery surrounding the etiology of the condition.
TABLE 2
Common Treatments for Aphthous Ulcers
Agent Dosage Evidence for useTetracycline capsule, 250
mg
1 capsule dissolved in 180 mL of
water; rinse with this suspension four
times daily for 4 to 5 days
Randomized, controlled
studies1 support use
Tetracycline syrup, 250
mg per 5 mL5 mL “swish and spit” four timesdaily for 4 to 5 days
As above
Minocycline tablet, 100
mg
1 tablet dissolved in 180 mL of water;
rinse with this suspension twice dailyfor 4 to 5 days
As above
Triamcinolone 0.1% inOrabase (Kenalog in
Orabase)
Apply to dried ulcer two to four timesdaily until healed Randomized, controlledstudies1 show decreased pain
Dexamethasone elixir, 0.5
mg per 5 mL
Swish and spit with 5 mL every 12
hours
As above
Thalidomide 200 mg, one to two times daily for 3to 8 weeks Warning: contraindicated
in pregnancy
Studies in HIV-infected patientsonly7
Amlexanox 5% paste Apply to dried ulcer two to four times
daily
Randomized, controlled
studies9,10 show decreasedsymptoms and faster healing
Viscous lidocaine, 2% Apply to ulcer as needed For brief local pain relief only
Zinc lozenges Suck one lozenge four to six timesdaily
No studies
Vitamin C, 500 mg One tablet, four times daily No studies
Vitamin B complex One tablet, four times daily No studies
l-Lysine, 500 mg One tablet, one to three times daily Studies in herpes only
ANTIBIOTIC THERAPY
Topical and systemic antibiotic treatments are empiric and are used because of a belief that some
as-yet-undiscovered infectious agent is causing the aphthous ulcer. Tetracycline and minocyclineare the agents most commonly used. A 250-mg antibiotic capsule of tetracycline can be
dissolved in 180 mL water and used as a “swish and swallow” or “swish and spit” treatment four times per day for several days in adult patients. Reduction of pain and duration of ulcerations
may result. Tetracycline suspension, 250 mg per 5 mL, can also be used in a similar fashion,with 5 mL swished four times per day. (In children and in women who may be pregnant,
tetracycline should be avoided because of its tendency to discolor teeth.) Minocycline can also
be used this way, with a 100-mg tablet dissolved in 180 mL water and swished twice per day.1The same precautions for children and women apply. In addition, minocycline use can cause
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fetal harm. Therefore, women who are pregnant or who become pregnant while taking the
antibiotic should be informed of the potential for harm to the fetus.
ANTI-INFLAMMATORY AGENTS
Local anti-inflammatory agents may be the most helpful way to speed healing and relievesymptoms in the management of recurrent minor aphthous ulcers. Triamcinolone 0.1 percent
(Kenalog in Orabase) can be applied to ulcers two to four times a day.1 This preparation alsoprovides a protective local coating for the ulcer. Early initiation of this treatment may result in a
more rapid response. The paste can be applied until the ulcer is healed. For more extensive oral
ulceration, dexamethasone elixir, 0.5 mg per 5 mL, may be used as a rinse and expectorated.1Patients should be warned of the potential for secondary fungal infection when using a steroid
rinse. Systemic steroids are generally not recommended in the management of aphthous ulcers,
although they may be helpful in the management of conditions that mimic aphthous ulcers.
IMMUNE MODULATORS
Immune modulators used for the management of aphthous ulcers have been investigated most
thoroughly in patients infected with HIV. Aphthous ulcers in HIV-infected patients may have
extremely protracted healing times, up to months. Thalidomide (Thalomid) is the agent mostfrequently used for management of aphthous ulcers that cause severe pain with eating.
Thalidomide in a dosage of 200 mg once to twice daily for three to eight weeks yields a fasterhealing rate than placebo.7,8 Thalidomide is contraindicated in non-HIV – infected patients
because of its potential for significant side effects and teratogenicity.
Amlexanox 5 percent paste (Aphthasol) has been examined in several studies of the treatment of
aphthous ulcers. The paste was applied to ulcers two to four times a day.9 Healing time was
improved with this agent. In one large study, 21 percent of patients achieved complete healing atthree days compared with 8 percent of untreated patients.10
OTHER AGENTS
Other strategies exist for local and systemic symptom relief in patients with aphthous ulcers.
Pain relief may be achieved with 2 percent viscous lidocaine applied with a cotton swab several
times daily, as needed.1,11 Over-the-counter benzocaine preparations (e.g., Anbesol and Oragel)may also be used. Over-the-counter agents such as Orabase or Zilactin-B coat aphthous ulcers
and provide local protection.11 Brief anesthesia may be obtained with the application of a silver
nitrate stick, although the application itself is quite painful. Silver nitrate may cause more local
necrosis and, ultimately, delayed healing. Finally, the combination of over-the-countermagnesium hydroxide antacid and diphenhydramine hydrochloride (5 mg per mL), mixed half
and half, will bring about some symptom relief .1 A 5-mL dose of the mixture can be swished
and swallowed four to six times a day. Systemic nonsteroidal anti-inflammatory agents or
acetaminophen may provide some analgesia when ulcers are very painful.
ALTERNATIVE AGENTS
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Sucking on zinc gluconate lozenges is anecdotally reported to provide local relief and speeding
of healing time for aphthous ulcers. Vitamin C, vitamin B complex and lysine may speed healingwhen taken orally at the onset of lesions. Sage and chamomile mouthwash, created by infusing
equal amounts of the two herbs in water, may be helpful when used four to six times a day.
Echinacea is reported to speed healing, perhaps through its immune modulatory effect. Carrot,
celery and cantaloupe juices also have been reported as helpful complementary agents.12 Noneof these agents has been studied in randomized controlled trials.
Final Comment
Aphthous ulcers are a poorly understood clinical entity that cause significant pain in otherwise
healthy patients. Several agents are helpful in the management of aphthous ulcers, includingantibiotics, antiinflammatories, immune modulators, anesthetics and alternative products. When
ulcers are slow to heal or if associated systemic symptoms are present (e.g., uveitis, arthritis,
fever, adenopathy), other, more serious conditions should be ruled out.
The Author
DAVID R. MCBRIDE, M.D., is the medical director of the Lynn Community Health Center in
Lynn, Mass. He is also a clinical instructor in the departments of family medicine at Boston
University School of Medicine and Tufts University School of Medicine. Dr. McBride received
his medical degree from the University of Pittsburgh (Pa.) School of Medicine and completed aresidency in family practice at York (Pa.) Hospital.
Address correspondence to David R. McBride, M.D., Lynn Community Health Center, 269
Union St., Lynn, MA 01901. Reprints are not available from the author.
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