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Page 1: AERIAL IMAGERY GUIDELINES
Page 2: AERIAL IMAGERY GUIDELINES

The Urban and Regional Information Systems Association1460 Renaissance Drive, Suite 305Park Ridge, IL 60068

Updated from Previous Text Published by the Urban and RegionalInformation Systems Association 1999

*Anyone, but usually public agencies, environmental and communitygroups, and everyone interested in observing the earth and understandingwhat they’re seeing

Compiled by: John Deck, Metricom, Members of the Central CoastJoint Data Committee Imagery Special Interest Group,Mary Tsui, Land Systems Group, Monterey, California

Technical Review by : Peter Ashley, LSIT, of Hammon, Jensen, Wallen, andAssociates, Oakland, California

Imagery Special Interest GroupCentral Coast Joint Data CommitteeAssociation of Monterey Bay Area Governments, Marina, California

AERIAL IMAGERY GUIDELINESFOR THOSE NEEDING TO KNOW BUTAFRAID TO ASK

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Copyright ©2001 by the Urban and Regional Information Systems Association (URISA),1460 Renaissance Drive,Suite 305, Park Ridge, IL 60068, (847) 824-6300, www.urisa.org.

All rights reserved including the rights of reproduction and use in any form or by any means, including the making ofcopies by any photo process or by any electronic or mechanical device (printed, written, or oral), or recording forsound or visual reproduction, or for use in any knowledge or retrieval system or device, unless permission in writing isobtained from the copyright proprietor.Printed in the United StatesISBN #: 0-916848-32-9

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The Purpose Of This Publication 2Getting The Imagery You Need 3Developing Imagery Partnerships 3

What Is Aerial Imagery And How Is It Used? 3Equipment And Aircraft 4Photographic Versus Digital Imagery 4Image (Color) Type 5Pixel Size (Resolution) 6Uncorrected Versus Corrected (Ortho) Photography. 6

Orthophotography 7Flight Planning 9Defining Your Needs 10Getting Ready To Fly - Developing Specifications 12What You Should Get From The Vendor 13Quality Checking And Quality Assurance 15Appendix A: Definitions Of Terms Frequently Used In Aerial Imaging 15Appendix B: Recommendations For Photography By Agency Type 18Appendix C: Metadata 20Appendix D: Requirements Checklist 22More Information And Further Reading 24

Websites 24Books 24

CONTENTS

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Aerial Imagery Guidelines 5

AERIAL IMAGERY GUIDELINESBY THE CENTRAL COAST JOINT DATACOMMITTEE, IMAGERY SPECIALINTEREST GROUP

The Purpose of This PublicationMany agencies in the public, private, and nonprofitsectors have a need for aerial and satellite imagery.Since aerial imagery is an expensive and complexcommodity, the intent of this publication is to defineits basic terms and to discuss and explain the commonissues surrounding its acquisition. In addition,minimum standards for imagery are suggested.

Getting the Imagery You NeedIn this publication, agencies and companies will beprovided with the information and knowledgerequired to successfully plan and negotiate forimaging and photographic needs. With this and thereferences cited on the closing page, readers shouldbe able to work more closely with imagery vendorsto develop a product tailored to their needs.

While the impetus for generating imagery may vary,in many cases it may be possible for agencies to usethe same coverages (i.e., the photographic imageryof the same geographic area). Through cooperation,agencies in a region can share costs and followminimum standards, enabling the acquisition ofimagery of higher resolution, greater accuracy, andgreater geographic extent.

Developing Imagery PartnershipsAnother intended benefit of these guidelines is toencourage regional data networks and thus prepareregions to respond more quickly to their imagingneeds. In the course of emergencies and other naturaldisasters, it is common for a variety of agencies toexpress a need for immediate aerial imagery and toscramble to define the product needed and toaccumulate funds. For example, intense floodingcreates a need for many agencies to have imagery ofthe affected areas to identify the scope, respond to thecrisis, and ultimately plan for future mitigation orprevention. Ideally, the imagery of the flooded areaswill be compared to preflood photography. Having aset of minimum standards and guidelines and astrong network between agencies will create planningand funding alliances that can quickly respond toneeds born of such emergencies. Through thisnetwork, adequate and frequent aerial image updatesof the region can be obtained.

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What Is Aerial Imagery and How IsIt Used?In general terms, aerial imagery refers to photographyor digital pictures taken from the air. Many of the waysto obtain and use this imagery are discussed below.The method chosen to obtain and use imagery willdepend on the needs of your organization. Differencesin acquiring the imagery include:

� equipment and aircraft;� photographic versus digital imagery;� image (color) type;� pixel size;� projection coordinates (earth location and

registration); and� uncorrected versus corrected (ortho)

photography (the most significant area ofdifference).

Differences in the use of imagery include:

� hard-copy or paper prints for feature referenceor photo-interpretation;

� using a digital form as a computerizedphotographic backdrop or reference;

� using a digital corrected photograph as thefoundation for mapping; and

� using corrected photographs in a hard-copyMylar form as a basis for generating photographiccopies.

Equipment and AircraftPhotography may be taken from low-altitude smallcraft, high-altitude airplanes, and satellites. Typically,the lower the altitude, the higher the resolution of theresulting photograph. Special equipment andtechniques used before, during, and after the flightare required to produce photography suitable forserving as the basis for mapping. Images are acquiredby a variety of specialized cameras, as much as$500,000 or more.

Note: The fact that imagery is taken from an aircraftor satellite does not imply that it is spatially correct(see the section on “Uncorrected versus Corrected(Ortho) Photography”).

Photographic versus Digital ImageryAnalog photography is recorded directly onto filmwhereas digital images can be recorded via film,airborne scanners, digital cameras, or otherequipment. Both analog and digital imagery can bestored in digital form (i.e., on computer disks or tape);imagery can also be presented in paper or hard-copyform. For the purpose of this publication, imagery inits digital form will be discussed from this pointforward.

Image (Color) TypePhotographs may be taken using black-and-white,color, infrared, or other film. Current developmentsin technology have allowed for the direct capture ofdigital images corresponding to a wide range ofradiation frequencies including ultraviolet, color,infrared, thermal, and microwave frequencies.

� Black-and-white images are generally lessexpensive and typically require about one-thirdthe digital storage space of color photographs.Properly taken, they can provide excellentresolution and can handle extensive scaleenlargement. They will not be as useful forvegetation monitoring or for other analysis wherecolor or heat is of importance. Lastly, moretraining in photo interpretation is required in thecase of black-and-white film than in that of colorfilm.

� Color photography gives the closest rendition ofa scene as viewed by the human eye and thusrequires less training in its use. It is a slightly moreexpensive product and requires about three timesthe digital storage space of black-and-whitephotography.

� Color infrared (or false color) digital photographyis sensitive to green, red, and near-infraredradiation. A close inspection will reveal that

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vegetated areas appear red. This product isparticularly useful for delineating vegetation,since near-infrared radiation captures differencesin vegetation type. Infrared film typicallyproduces sharper images than black-and-whiteor color film. In addition, sharp black-and-whitephotographs can be produced from infrared film.

� Multi-spectral imagery is a rapidly growing fieldwith many experimental applications. Currentapplications include wetland delineation,vegetation mapping (including vegetation typeand stress levels), underwater mapping, andmapping water pollution. Multi-spectral imageryrefers to imaging with a large number of layerscorresponding to particular electromagneticradiation frequencies.

� Radar imagery is used to actively scan the earth’ssurface, yielding imagery capable of producingdetailed digital elevation models andcharacterizations of surface texture. This includessynthetic aperture radar (SAR), an enhancedform of radar.

Note: Digital imagery can create very large files,especially those at higher resolutions. This can affectthe computing speed. Various file compressionroutines are now available that reduce file size whilenot sacrificing detail. This option should bediscussed with a vendor, since many aerialphotography companies have the capability tocompress files; typically, a small charge is associatedwith file compression. Some vendors only distributephotography in a compressed mode, some of whichis proprietary. If compression is not available,software for file compression can be purchased,although it is relatively expensive. An importantconsideration is that not all geographic informationsystem (GIS) software can accept all compressionroutines; check with your GIS software vendor priorto selection.

Pixel Size (Resolution)As noted in the Definitions section, the pixel is key todetermining the visual resolution of the image. Byresolution, we mean the photograph’s visual crispness;the lower the resolution, the fuzzier the image.Produced in varying sizes, the pixel presents auniform value of the ground covered in its range,which can range from several inches to several meters.As the following photographs illustrate, a smaller pixelyields higher resolution. Keep in mind that betterresolution does not necessarily result in higheraccuracy; rather, the pixel size in combination withsurvey control, altitude, and focal length is adeterminant of image accuracy.

10 meter pixels

1 meter pixels

6 inch pixels

1:3,000 scale images of the same area with 6 inch,1 meter, and 10 meter pixel sizes.

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Uncorrected versus Corrected (Ortho)PhotographyUncorrected images taken from an aircraft or asatellite will not permit accurate orientation to knownor surveyed points on the ground. You cannotmeasure a distance between two points on anuncorrected aerial photograph and get an accuratemeasure of the distance between any two points. Why?Here’s the detailed answer: A photograph is aperspective projection of a three-dimensional spaceonto a plane and as such it has a particular geometry:one in which the horizontal scale varies and theimages of objects are displaced radially from thecenter of the photograph according to the height ofthe object. Here’s the translation: Imagine the earthas a grapefruit peel lifted intact from the fruit. It issort of spherical, but bumpy in places. If you breakand flatten the peel, parts of the peel get torn andseriously distorted. This is what happens when animage of the earth is flattened into a two-dimensionalimage. The reasons for this are several: the curvatureof the earth, tip and tilt of the camera at the momentof exposure, differences in terrain elevation, and thenature of photography itself.

Negotiating Tip: Quotes for “aerial imagery” do notinclude orthorectification unless that service isrequested. Always specify that the imagery beorthorectified if that is your need, and make certainthat the quotation from your vendor states it clearly.

OrthophotographyIf you are planning to measure ground features or tocreate maps from your photography, orthorectifiedphotography is necessary. An orthophoto, from theGreek “ortho” meaning “right, straight or true,” is asynthetic image derived by computation from one ormore source images. The data required fororthorectification include orientation parameters forthe source photograph(s) and a digital terrain modelof the geographic area to be covered by theorthophoto. The orthophoto itself is assembled pixel

by pixel using algorithms based on photogrammetricprinciples.

Usually, the development of orthophotos requires theacquisition of stereo photographic coverage (i.e., theoverlapping of photographs of the same geography)and some combination of surveyed control on theground and, increasingly, airborne Global PositioningSystem (GPS) collection at the time of photography.The photogrammetrist will performaerotriangulation on the resulting block ofphotographs to establish the orientation parametersof the individual exposures and may need to developa digital terrain model. These operations makeorthophotography more expensive than uncorrectedaerial photography, but also make it far more useful.

In spite of the added expense, many agencies arewilling to spend the funds since there are so manybenefits from using orthophotography. Good,accurate base maps can be derived fromorthophotography because the image has beenassembled to ensure that horizontal scale is constant.Streets and roads, centerlines, curbs, manholes,streetlights, traffic signs, water edge, tree inventories,fields, driveways, fire hydrants, and numerous otherfeatures can be accurately mapped from theorthophotos. In addition, it is possible to measure thedistance between two features on theorthophotograph.

Orthophotography can turn out to be a relativelyinexpensive method of acquiring an excellent base orcontrol layer for a GIS. In addition, once the originalorthophotography is acquired and maps areenveloped, future photography might be acceptablein its uncorrected mode if the agency is merelylooking at change.

Satellite ImageryOrthophotography is also available from varioussatellite imaging companies, although this is typicallyof lower spatial resolution and accuracy than thatacquired through aerial photography. Severalcompanies have launched satellites that are designed

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to deliver better spatial resolution and imagerysuitable for urban mapping; however, it will be somemonths or years before we see these products anddetermine if the quality of satellite orthoimagery isuseful for monitoring change and for mapping largeareas of land where the surface is relatively uniform.Forestry and wide-area land use are examples ofappropriate uses of satellite imagery.

Accuracy ConsiderationsTypically, greater horizontal accuracy is required inurbanized or developed areas than in rural orundeveloped lands. Again planning agencies typicallyrequire less accuracy than engineering agencies.Funding may also play a role in the accuracy required.We strongly urge collaborative programs that aregeared to the highest accuracy required by itsmembers; it is futile to acquire imagery at a planninglevel need when engineers will be using the imageryand resulting maps. Minimum standards arerecommended for particular activities and agenciesin Appendix B; however, agencies are encouraged toexceed these minimum standards if circumstancespermit. If an agency has both urbanized and ruralareas, it may wisely choose to acquire high-accuracyimagery for the developed areas and a lesser accuracyfor the undeveloped areas.

A Word about Mapping Using OrthophotographyAs noted above, many agencies and companiesdevelop maps by tracing over a base oforthophotography (referred to as “vector” maps). Acommon term for this product is line work. While thisprocedure works well for ground features, it isinappropriate for mapping structures in the builtenvironment that are elevated above ground level.Orthophotos are usually generated to correct for therelief displacements imparted by differences in terrainelevation — that is, on the ground. The displacementscaused by the heights of buildings or other elevatedstructures may not be corrected in orthorectification.Thus, when buildings appear to lean to one side in anorthophoto, their footprints, when visible, are in thecorrect location, but their roof lines are not. The lean

(sometimes called tilt or urban shadow) occursbecause only a small portion of the photograph isdirectly below the camera lens — the only place thatwill be captured perfectly. All features to the side ofcenter will show some lean; the taller the structure,the greater the lean. The appearance of offset shouldnot be of great concern; in producing the line work,the mappers will be drawing the structure in its actuallocation, even if the photograph does not appear toline up exactly.

Flight PlanningFlight planning refers to work done by an imageryvendor prior to the acquisition and development ofthe photography. To appropriately plan the flight, thevendor will depend on you for information about theintended use of the imagery and the expectationsfrom it. All of these steps are critical to the project’ssuccess and your ultimate satisfaction with theproduct. A list of the information that you can preparefor the vendor is found in Appendix D; the sampleinformation should be replaced with your ownrequirements.

Setting the Flight PlanThe vendor must know the boundaries of the regionfor which you wish to acquire imagery, the spatialaccuracy expected, and the map scale you anticipatecreating. Once that is known, a flight plan will bedeveloped that allows the aircraft to fully cover thearea.

Setting the Ground Control (ForOrthophotography Only)Since the generation of orthophotography is aphotogrammetric procedure, there must be somesurveyed control to which the mapping can be tied.Normally, this will include placing some targetedpoints on the ground. The vendor will use knowncontrol points, such as survey monuments, but maywish to set others; you may be asked if you are awareof known control points. In some cases, you as the

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client may be able to assist the vendor and perhapslower the costs somewhat by setting additional controlpoints. Many city and county public works agenciesmaintain survey monuments and can greatly assistthe flight. Traditionally, the higher the specifiedaccuracy of the mapping, the more control points willbe required.

Configuring the Aircraft for the FlightIf the vendor offers airborne GPS as part of itsorthophotography work, locational readings will betaken on the aircraft and the camera as well as on theGPS receivers on board,. All of these steps are requiredto ensure the integrity of the locational informationthat will come from the photography.

Negotiating Tip: Check to see if your vendor (aerialor satellite) or others have existing orthophotographyof the area for which you wish to acquire imagery.Some vendors, at regular intervals, prepareorthophotography of certain areas. In some cases,orthophotography may be already available thatmeets your requirements for current data andhorizontal accuracy. If so, the savings could beconsiderable.

Defining Your NeedsNo two agencies or companies are alike. While we areproviding guidelines to basic groups that shareconcerns, enough differences remain that will causemembers of those groups to select differing imagerysolutions. A sampling of these differing needs arelisted below; each category represents a decision youwill have to make. Refer to Appendix A for definitionsof the technical terms and to Appendix D for a formthat will assist in information gathering.

� One-time versus periodic photographic coverage.Some imagery need only be obtained once, at aparticular time. Other photography for an areamust be repeated over a period of days, seasons,or years. This variation depends on the agencyand the intended function of the imagery.

� Image type. See above descriptions.� Standard versus ortho-rectified photography. If an

agency wishes to map from the photography,orthorectification is necessary. If changedetection or resource monitoring is needed,uncorrected photography may be suitable.

� Datums. There are horizontal and vertical datums.As you might guess, the horizontal datumscontrol horizontal measurements, while thevertical datums help control the vertical. Contourlines would be an example of a map featurecontrolled by vertical datum. Many counties haveexisting maps using as horizontal datum theNorth American Datum of 1927 (NAD27). Mostnew mapping is being done on NAD83. NAD83is the currently recognized standard and is basedon the same ellipsoid employed by the GPStechnology. Similarly, there are two widely usedvertical datums, the National Geodetic VerticalDatum of 1929 (NGVD29) and the NorthAmerican Vertical Datum of 1988 (NAVD88),and a multitude of local vertical datums. Often,individual cities or agencies will have their ownvertical datum. Generally speaking, there is morereluctance to move to the newer vertical datumthan encountered in the shift from NAD27 toNAD83. This may be due to the fact that drainageengineering is so intimately tied to elevation, andthe elevations of existing features are related towhatever datum was in use before 1988.

� Projection. This should match whatever youragency or company is using at present for itsmapping. Check with your surveyors, PublicWorks staff, or other agencies with which youshare data before settling this with the vendor. Youshould also determine whether the projectionshould be made in feet or meters.

� Accuracy. As noted earlier, some agencies mayrequire a very generalized map or imageryproduct, while others may require engineering-scale accuracy. Always map to the highest level ofaccuracy your use will require. A typical agencydiscussion of accuracy involves the terms

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“planning scale accuracy” and “engineering scaleaccuracy.” These reflect the varying needs well:planners usually do not have a need for preciseground measurement, whereas engineers in thepublic works arena do have a need for precision.Planners may be well served by mapping that isaccurate within 30 feet, whereas an engineer willusually require sub-meter accuracy. Whenspecifying accuracy, aerial imagery companiestypically refer to accuracy as “plus or minus 3 to9 feet” or some other range.

� Resolution. Many agencies intend to useorthophotography to print images of a particulararea and thus want a very clear picture. As notedelsewhere, a clear picture is not necessarily anaccurate picture, but clarity can often be a usefultool. If you expect your product to provide a crispimage, be certain to tell the vendor that this is arequirement.

Negotiating Tip: If you are planning to have aerialimagery flown, search for adjacent agencies orcompanies with a similar interest or need for theproduct. (State and federal agencies frequently haveimaging needs that could be obtained by apartnership endeavor.) Identify the highest level ofaccuracy and resolution required and pursue theproject as a joint venture. Most vendors will work withyou in this partnership effort. The price will likely belower than if each entity pursues the imagery on itsown. An initial expense is involved in flight planning,setting the control points; getting the craft into theair; once in the air, the greater flight area is typicallyof less concern and expense.

Getting Ready To Fly — DevelopingSpecificationsPrior to contracting with an imagery vendor, you willneed to decide the following:

� Whether you want orthophotography oruncorrected imagery

� The geographic scope of the area to be flown� The tile size required: the ground coverage of each

image, typically 2000 x 3000 feet� The map scale you wish to create� The coordinate and projection system you will

typically use.� The anticipated use of the imagery to be acquired� The spatial accuracy required of the imagery� The resolution of the photograph (i.e., pixel size)� Whether black-and-white or color photography

is preferred� Whether you will use the imagery in a GIS� If you have any partners to the project� The products you want to receive from the vendor

(See “What You Should Get from the Vendor”(below) and refer to Appendix D).

You may also have some subsidiary decisions to make.For example, you will need to decide in what seasonyou wish to acquire the imagery. In some areas, treecover is significant and blocks substantial portionsof the terrain. If the trees are deciduous, a flight inwinter would acquire imagery of terrain that wouldbe obscured in the summer; however, the window ofopportunity for winter flights is small and you riskhaving a lot of shadow in the photographs. Otherseasonal issues such as fog and other cloud cover mayhave a significant bearing on the timing of your flight.

Related to this issue is the decision of how to handlefeatures that are obscured. These include featureshidden by trees, as noted above, and also a variety ofother obstructions. Examples would includeautomobiles (which might obscure features on thecurb or pavement; roof lines, and vertical obstructionssuch as tall buildings, signs, towers, etc.). Once the

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imagery is received and the obstructions identified,many agencies field-check the features obstructed andobtain precise locations using GPS or other surveyingtechniques.

What You Should Get From TheVendorTo say that imagery is provided sounds simple; inreality, imagery can be delivered in a variety of ways.In addition, other products can typically be providedby the vendor, including map work of your choosingand the imagery in a variety of formats. The followingare typical products you can receive from a vendor;you should be very clear about the products expectedin your negotiations with the vendor. See AppendixD for a sample listing.

� Diapositives. Photographic prints made on a clearfilm base used by a photogrammetrist inanalytical aerotriangulation and traditionalstereocompilation. Most vendors consider thediapositives to be the property of the client whocommissioned the project and will willinglydeliver them. A few vendors, however, hold on tothe diapositives as a means of retaining thebusiness of orthorectification. Specify yourwishes in your preflight contract.

� Digital elevation model (DEM). Elevation dataproduced from overlapping stereo orthophotos.DEMs can usually be delivered at little or noadditional cost, as they are a required componentof producing the orthophoto. DEMs can be usedto derive slope, aspect and shaded relief images.

� Flight plan map. Once the area to be covered byorthophotographs has been decided, aconfirming flight plan map should be preparedby the company. This will look like an ordinarymap, with the flight lines drawn in. You will see acertain amount of overlap in the areas coveredby each line; this is required to create horizontallyaccurate maps.

� Line work. Many vendors have the capability todevelop the initial map base. They will do thenecessary interpretation required to develop maplayers derived from physical features shown onthe imagery. Examples might include streets androads, centerlines, curb lines, manhole covers,streetlights, roof lines, waterlines, hydrants, andsigns. (You will want line work only if you arecontracting for orthophotography.) Keep in mindthat line work can only be developed for physicalfeatures that can be seen in the photograph; linework cannot be developed for features that areconceptual, such as parcel lines, district or cityboundaries, etc. In addition, a certain amount ofinterpretation is involved in creating the linework, so you should plan to include seriousreview in the quality-checking process.

� Delivery format. You must specify how you wishto receive the data, particularly if the data aregoing to be used as part of a GIS. If it is deliveredin a computer aided design (CAD) format, youor someone else must work with the data to createtopology, and polygonize and tag the data, thusrendering it useful to the GIS. Incidentally, manyvendors work in the CAD environment, whilerelatively few work in a full GIS environment.Nonetheless, the CAD-format delivery isextremely useful and makes the final GIS workmuch easier.

� Mylar. The orthophotographs or the uncorrectedphotographic prints, corresponding to the tiles,can be delivered in Mylar form. Some agenciesfind this useful if they wish to make copies forthemselves or clients, since Mylar is a very stableplastic medium that distorts very little in thecopying process.

� Compact disk. The orthophotographs anduncorrected imagery are delivered digitally on acompact disk. Orthophotographs are typicallybroken out into tiles of the size you specify in theproject planning; uncorrected imagery isdelivered by individual exposure. The vendorshould provide you with a grid or index that

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identifies each tile in the case of orthophotos anda flight map with exposure numbers in the caseof uncorrected images.

� Prints (or contact prints). Typically, in a 9- x 9-inchformat, the individual tiles of the coverage arefrequently useful to agencies wishing to use themon a daily basis for quick reference. These areuncorrected photographs, and you will see thesame geography covered by several photographs.The apparent duplication is necessary for goodaerial photography. The photographs aresequenced by flight line and photograph number;these are to be found in the upper margin of thephotograph.

� Triangulation report. Aerotriangulation is aphotogrammetric procedure that uses relativelyfew surveyed control points to derive coordinatesfor other points within a block of photography.When the process is complete, each pair ofoverlapping photographs in a block can be set ina stereoplotting instrument and mapping canproceed. The procedure involves the precisemeasurement of stereo conjugate points andsurveyed control targets on diapositives.Aerotriangulation is the mathematicaladjustment of this set of redundantmeasurements to reach a unique solution. Itmeans that points on the ground are measuredseveral times in several ways to reach the mostprecise description of their location.

One of the first and probably most confusingproducts you will receive from the vendor is thetriangulation report. This usually takes the form of apaper report with lists of mysterious numbers, letters,and abbreviations. What the vendor is trying to do isto report on the adjustments made to the surveymeasurements. This is meant to reassure you of thequality of the measurements and to indicate that theorthorectification process is proceeding from a soundbasis.

The triangulation report should state the RMS (rootmean square) error for the surveyed control pointsand the RMS error for the image measurements madeon the diapositives. The first of these values is ameasure of the control survey quality, the second is ameasure of the photogrammetric measurement’squality. While the RMS for the surveyed control pointswill be influenced by the scale of the photography, thequality of the photogrammetric measurements isindependent of scale. A good adjustment will have anRMS of 0.010 mm (10 microns) or less on the imagemeasurements.

Negotiating Tip: Some companies or agencies writerequests that attempt to tell the vendor how tocomplete their work. Given the complexity oforthoimagery processing and the rapid change inassociated technologies, it is better to tell the vendorwhat you need and want and to give them theresponsibility to select the means to produce it.

Quality Checking And QualityAssuranceQuality checking and quality assurance are asubstantial component of the imagery product. Youmust be prepared to check the photography againstthe contractual agreement. Like any other product,imagery can contain errors, many of which can becorrected. Line work in particular may contain errors,since a great deal of interpretation is involved in itsdevelopment.

Examples of interpretation errors may include simplemisidentification of a feature, such as a stop light ormanhole cover, or faulty presentation of the feature.

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Accuracy, horizontal: This is usually expressed as“plus or minus 10 feet” or “±15 feet.” A more formaldefinition has been written:

“...a measure of the confidence that a particularlocation on an orthophoto can be located to within aspecified distance. For instance, the accuracystandards for a 1:24,000 scale digital orthoquad statethat 90% of well-defined point features must fallwithin 40 feet of the actual ground coordinates. Areasof high terrain relief, and which fall on the edge of aphoto will experience greater horizontalinaccuracies.”

National Mapping Program Geospatial Standards, DigitalOrthophoto Standards. Part 2: Specifications, Standards forDigital Orthophotos. 1996.

When the final digital orthophotograph is viewed, itis possible to accurately measure horizontal distanceson the photograph within the tolerances expressed.The accuracy tolerances are affected by a range offactors but are generally correlated with pixel size;usually, the smaller the pixel, the better spatialresolution or horizontal accuracy of the photograph.

Accuracy, vertical: vertical (elevation) accuracy of arectified image and associated digital elevationmodels. This may also include accuracy assessmentsof vertical measurements using soft or hard-copyphotogrammetric methods. Vertical measurementsare usually expressed as contour lines or spot heights.They are more easily obtained in areas of steep terrain;it is considerably more difficult and expensive toaccurately measure vertical distances in relatively flatterrain. Recent technological advances may changethis constraint; for example, light intensity detectionand ranging (LiDAR) and SAR are now being usedexperimentally to map terrain at great detail. Verticalstandards are yet to be developed.

Datum: the description of the shape of the earth asdefined by the National Geodetic Survey; usuallyreferred to as NAD27 or NAD83 for the horizontaldatums and as NGVD29 or NAVD88 for the verticaldatums. NAD27 uses surface reference points,whereas NAD83 uses the center of the earth as thereference point.

Diapositives: photographic prints made on a clearfilm base used by a photogrammetrist in analyticalaerotriangulation and traditional stereocompilation.

APPENDIX A:DEFINITIONS OF TERMS FREQUENTLYUSED IN AERIAL IMAGING

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Forward lap or end lap: the extent to whichsequential exposures in a flight line overlap; thetypical end lap for stereo photography is 60%.

Side lap: the extent to which the exposures of adjacentflight lines overlap; the typical side lap for a block ofstereo photography is 30%.

H/V: shorthand for horizontal/vertical.

NAD27, NAD83, NGVD29, or NAVD88: See“Datum,” above.

Pixel: developed from the “picture element.” Thesmallest cell size with a uniform value of an image.This digital image grain is produced in varying sizes,usually referred to in ground units such as 6 inches, 1foot, 3 meters, etc. Incidentally, the mixing of inches,feet, and meters is intentional. While it is desirable tostick with one measurement system, vendors typicallyrefer to pixel size in inches and feet in the smallerrange (3 inches to 2 feet), and in meters in the largerpixel sizes. Pixels are created during scanning of theaerial imagery and are key to establishing theresolution of the orthophotograph. Generally, thesmaller the pixel size, the higher the resolution of theresulting image.

Projection: methods of presenting the earth (a three-dimensional object) on a plane, (a two-dimensionalobject) with as little distortion as possible.

Map or cartographic scale: the relationship betweena given distance on the ground and the correspondingdistance on a photograph or image. Scale is expressedin at least two different ways. Both are ratios. In thefirst, commonly used measuring systems arecompared; for example, 1 inch = 100 feet (one inchon the map equals 100 feet on the earth). In thesecond, the map unit is arbitrary; for example, 1:100means that one of anything (an inch, a foot, acentimeter, etc.) on the map equals 100 of that sameunit on the earth. (1 inch = 100 feet is the same scaleas 1:1200). Scale is presented in several ways: as a barat the bottom of the map, as a ratio (1:100), or as anequation (1 inch = 100 feet). The ratio is referred toas a representative fraction, and the equation as anequivalent scale.

Large- versus small-scale mapping: A small-scale mapcovers a large area in less detail than a large-scale map(1/1000000 is a smaller number than 1/100).

Scanning: the process of converting analogphotographs or live scenes or hard-copy maps into adigital form. The scanning process results in thecreation of pixels (see above for definition), whichultimately determine the spatial resolution of theimage.

Spatial resolution: the density of pixels in an imageper unit length. Resolution may also be described asthe relative clarity (crispness or fuzziness) of animage.

Spectral resolution: the width and number of bandsin the electromagnetic spectrum to produce an image.The smaller the bandwidth and the greater thenumber of bands result in a finer spectral resolution,and will yield more information and detail to the user.

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Guidelines for agencies and agencies with varyingapplications are described in this section. First, a tableis presented that summarizes the relationship of scaleto scanning to pixel size and the resulting accuracy.As noted in the table below, scanning and pixel sizehave a direct correlation to map scale. It is thusimperative that, in planning orthophotography, youhave a firm idea of the mapping scale needs of youragency or company.

Cities. Of all imagery users, cities typically requirethe largest scale and the highest level of resolution,due to the more intensive land use and the density ofthe population and the built environment. Still, the

APPENDIX B:RECOMMENDATIONS FOR PHOTOGRAPHYBY AGENCY TYPE

imagery needs of different cities and different citydepartments will vary. For example, it is not unusualfor the City Engineer to map at 1 inch = 40 feet,whereas other city departments may map at 1 inch =100 feet or 1 inch = 500 feet. As noted earlier, plan thephotography to the highest level required by anydepartment who may use it. Most cities can functionvery well with black-and-white photography;however, if vegetation patterns or plant inventory isimportant, a city might opt for color photography.

Counties. Although not requiring as fine a scale ascities, counties require a larger scale than states orfederal agencies. Counties also have an option to mix

Map Scale Scanning Pixel Size Approximate HorizontalDots per inch Accuracy*

1:1,200 300 4 inches 3-9 feet

1:3,600 300 1 foot 6-12 feet

1:7,200 300 2 feet 9-18 feet

1:12,000 300 1 meter 6-12 meters

1:20,000 300 1.7 meters 8-15 meters

1:30,000 300 2.5 meters 10-20 meters

* Horizontal Accuracy can only be determined by the company that produces the imagery. It is dependent on a number of factors,including the type of camera, terrain relief, atmospheric distortion, what is being imaged, and processing routines.

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scales of photography. For example, a county withexpanses of undeveloped remote areas may acquirephotography at a smaller scale in those regions andat a larger scale in urbanized areas. As developmentoccurs, they will want increasingly accurate maps andwill need to acquire finer orthophotography.

Coastal zone. Coastal areas are prone to rapid erosionrates that can change the morphology significantlyover the course of a human life span. With increasingurbanization pressure in coastal areas, it is easy to seethe need for repeated measurements of coastal blufferosion, along with the need to protect sensitivemarshlands, dunes, mud flats, and intertidal areas.While black-and-white photography is the minimumstandard (see below), color is preferred in order toidentify and monitor marshlands, mud flats, othervegetation, and wildlife habitat.

Areas of special interest. Areas of special interest areusually of an environmental nature, but could be anarea of any sort of special study. Photography of theseareas should be at a larger scale that that of the generalcoastline, since more detail is typically required.

Regional land use. Regional land-use studies attemptto quantify the location and type of land use over largeareas (usually covering several counties). While pastland-use studies have utilized Landsat(tm) data with30-meter pixels, we advocate a smaller pixel size forthese studies in order to more accurately quantifyareas and delineate land-use types that can be missedwith 30-meter pixels (e.g., small riparian corridors,small-cluster residential development, and forestfragmentation).The following are the minimumguidelines for each of the photographic subjects listedabove. You may want to acquire imagery at an evenhigher standard.

Map Scale* Horizontal Pixel Size or Film Type

Accuracy Ground Resolution

Cities 1 inch = 100 feet ±5 feet 6 inches Black & white

Counties 1 inch = 600 feet ±20 feet 2 feet (rural areas) Black & white

1 inch = 100 feet ±5 feet 6 inches (urbanized areas)

Areas of special interest 1 inch = 600 feet ±15—20 feet 2 feet Color; near infrared

Coastal zone 1 inch = 1000 feet ±6 meters 0.5 meter Black & white

Regional land use 1 inch = 5000 feet ±25 meters 4—5 meters Corresponds to

(75 feet) bands 1-4 of

Landsat sensor

* These are approximate scale recommendations developed in consultation with subject experts. The appearance of offsetshould not be of great concern; in producing the line work, the mappers will be drawing the structure in its actual location,even if the photograph does not appear to line up exactly.

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APPENDIX C:METADATA

MetadataUsually defined as data about data. For full utility ofthe imagery and any imagery acquired from othersources, you must have metadata. This means youmust prepare metadata for your own imagery (orrequire it from your imagery provider) and mustdemand it from the producers of imagery you acquire.

The United States Geological Survey (USGS) has ledthe efforts of the Federal Geographic Data Committee(FGDC) to create standards for metadatadevelopment and tools for its acquisition. Thenational standards for metadata can be found on theInternet at the USGS site (http://www.usgs.gov/).Many states have metadata coordinating councils thatparticipate in the national program and adhere to thenational standard. The USGS Website also has acomplete listing of these agencies, along with contactinformation.

Why Bother with Metadata?Think of it as a prescription. You probably do not wantto use a medication unless you know what its intendeduse is, who produced it, how old it is, and anyparticular problems that are known about it. Similarly,with any data, but particularly with imagery, you needto know where it came from, what its intended use is,its scale, its format, whether or not it has beenorthorectified, and so on. At a minimum, thedescription of data or metadata for imagery shouldinclude the following:

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Scale The map scale used, whether ratio or equation, expressedin common mapping units, such as feet, miles, centimeters,or kilometers

Date and time The date the imagery was taken and the time of day

Bands The number of frequencies of the electromagnetic spectrumthat are included

Lat/long centroid of photograph Real-world coordinates of the center of each photograph

Geographic bounding box The geographic extent of the photography, expressed innorth, south, east, and west latitude/longitude

H/V accuracies Horizontal or vertical tolerances of the photograph’saccuracy; usually expressed as “±5 feet” or other tolerance

Sensor information, if applicable Specifications of the type of camera acquiring the imagery

Medium of photograph The material in which the photograph exists: hard copy(print or Mylar), raw film, digital, etc.

DPI of digital images Dots per inch, as an indicator of the photograph’s resolutionor level of detail

Azimuth Angle of the sun

Altitude The height at which the aerials were flown

Source of photo and frame reference number The company or agency that took the photograph and theirreference number

Purpose of imagery A narrative description of the use intended for the imagery

Contact information for photo acquisition The person or agency to be contacted for information aboutor acquisition of the photographic materials

Stereo Whether or not photographic overlap is provided

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APPENDIX D:REQUIREMENTS CHECKLIST

As you develop the specifications for theorthoimagery, it will be useful to document thedecisions and use that documentation in the Requestfor Proposal (RFP) or other tools used to obtain bidsfrom qualified companies. The aerial-imagerycompanies will benefit from the information and beable to more easily provide the level of imageryrequired for your needs. In addition, when the flightis complete and the products delivered, the documentwill serve as a good checklist to help determinewhether you received everything requested of the

vendor. The form below is a list of basic items to beincluded in an RFP. For illustration, samplerequirements have been entered in the right column;these should be changed to meet the requirements ofyour organization.

If you have been able to craft a partnership with otheragencies or companies to develop imagery, theparticipants may have differing needs; thus eachpartner should fill out a separate form.

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Orthoimagery Specifications

Factor Type

Image Color or black and white

Pixel size 6 inches. Second set scanned at 5 or 10 feet for use in presenta-tion background.

Flight area Refer to attached map

Line work Contours as described below

Delivery media Compact disk: color or black and whiteContact prints: 9- x 9-inch analog prints of the aerial imageryCompressed files: color or black and whiteMylars: black and white for the full area

Compression Mr. Sid or other compression software to be approved by city

Contours 2 feet for areas within CITY limits;10 feet for remaining areas in the flight plan except20 feet for hilly areas within the flight boundary

Triangulation report Required in digital and hard-copy formats

Survey report Required in digital and hard-copy formats.

Digital elevation model /triangulated irregular network (TIN) Required to be at a density that will support ortho production

and generate the appropriate 2- and 10-feet contours.

Diapositives To be owned by the city

Control Ground controlAirborne GPSCity-wide vertical controlCity has 25 pt. Net use for triangular control

Horizontal accuracy Mapping within the city limits: 1 inch = 100 feet (1:1200);for areas outside city limits and within planning area bound-aries: 1 inch = 200 feet (1:2400)

Vertical accuracy Sufficient to support 2-feet contours

Map scale 100 scale

NAD NAD83

NAVD NAVD88

Coordinate system State plane, zone _: ‘ feet

Match grid City grid

Flight date March 2001

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Who Produced This Publication?The Central Coast Joint Data Committee is aconsortium of public, private, academic, andnonprofit entities agreeing to share spatial data in theMonterey Bay region of California. It has taken on thetask of building a metadata clearinghouse on theInternet, so that the community and its agencies cansearch for existing information about the region. It isalso helping to fill in the gaps of spatial data, providingspatial data on streets and roads, parcels, and censustracts.

The Imagery Special Interest Group’s interest is inidentifying regional imagery needs. Its efforts will bereflected both in the metadata clearinghouse and inthe data building efforts. It is therefore setting forthdesirable standards for the acquisition of aerialimagery (both digital and nondigital) for California’sCentral Coast; in addition, it is providing guidelinesto agencies that are pursuing the acquisition ofimagery. Please visit our Website (http://www.centralcoastdata.org/).

These standards have arisen from a series ofdiscussions among area researchers, governmentrepresentatives, and GIS professionals regarding thetypes of imagery that are most useful to them. Specialthanks to Peter Ashley, LSIT, of Hammon, Jensen,Wallen and Associates in Oakland, California, forproviding technical review, and to Jonathan VanCoops of the California Coastal Commission forproviding graphics.

More Information And FurtherReadingA variety of resources exist for learning more aboutimagery and its uses. The following is a small samplingof those resources:

WebsitesAmerican Society for Photogrammetry and RemoteSensing (ASPRS) = http://www.asprs.org/

NASA = http://www.nasa.gov

US Geological Survey = http://www.usgs.gov

BooksAvery, T. E., and Berlin, G. L., 1992, Fundamentals ofRemote Sensing and Airphoto Interpretation, 5th Ed.(Upper Saddle River, NJ: Prentice-Hall).

Graham, R., 1997, Digital Imaging (WhittlesPublishing).

Greve, C. W. (Ed.), 1996, Digital Photogrammetry: AnAddendum to the Manual of Photogrammetry(ASPRS).

Maclean, A., 1994, Remote Sensing and GIS: AnIntegration of Technologies for ResourceManagement (ASPRS).