adapting mindfulness-based interventions for minority populations · 2016-05-23 · mindfulness, m...
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ADAPTING MINDFULNESS-BASED INTERVENTIONS FOR RACIAL/ETHNIC MINORITY
POPULATIONS
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Amanda Shallcross, ND, MPHTheoretical & Empirical
Considerations for Adapting MBIs
Rakale Quarells, PhDAdapting UPLIFT for African American Patients with Epilepsy
Tanya Spruill, PhDAdapting UPLIFT for Hispanic Patients
with Epilepsy
PRESENTERS
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MINDFULNESS
“Paying attention in a particular
way; on purpose, in the present
moment, and non judgmentally."
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MINDFULNESS
Awareness of present moment experiences.
Thoughts
Feelings
Sensations
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MINDFULNESS-BASED INTERVENTIONS (MBIS)
• Mindfulness-based stress reduction (MBSR)
• Mindfulness-based cognitive therapy
(MBCT)
• Acceptance and commitment therapy
(ACT)
• Dialectical behavior therapy (DBT)
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PARTICIPANTS IN MBISTUDIES
•Across 15 formative clinical trials
of MBIs, White participants
comprised 86% of the
participant samples. Seven
studies did not report any data
on race/ethnicity.
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IMPORTANCE OF EVIDENCE
• Need to know if evidenced-based interventions (EBIs) are effective given growing diversification of U.S. population.
• “Disseminating ineffective non-culturally appropriate interventions is not an effective use of resources and may widen the gap in mental health disparities.”
Fuchs et al., 2013
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WHY MINDFULNESS-BASED INTERVENTIONS (MBIS)?
•Demonstrated efficacy
• Traditional treatments may have
limited cultural congruency
•MBIs aim to validate experiences of
oppression, while also promoting
action and self-advocacy
•Clinical need
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SHOULD MBI’S BE CULTURALLY ADAPTED?
The cultural adaptation of an original EBI
is justified under one of five conditions:
(1) ineffective clinical engagement
(2) unique risk or resilience factors
(3) unique symptoms of a common disorder
(4) nonsignificant intervention efficacy for a particular
subcultural group
(5) cultural relevance is lacking
Castro et al., 2010; Lau et al., 2006
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PILOT STUDY
• 140 White & Black Participants (n=70 in each group)
• Recruited across the U.S. using web-based survey
• Assessments• Depression
• Perceived stress
• Emotion regulation/coping
• Psychological risk factors for depression (e.g., rumination)
• Experience with mindfulness
• Cultural relevance of MBIs
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INEFFECTIVE CLINICAL ENGAGEMENT
• Awareness of treatment availability
Shallcross et al., in prep
70%
92%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Black or African American White
% W
ho
Ha
ve
He
ard
of
Term
“Mindfulness”
P=.001
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INEFFECTIVE CLINICAL ENGAGEMENT
• Participation in treatment activities
Shallcross et al., 2015
0
1
2
3
4
5
6
Black/Hispanic/Asian White
Av
era
ge
# o
f M
BC
T Se
ssio
ns
Att
en
de
d P=.02
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UNIQUE RISK OR RESILIENCE FACTORS
Risk Factors for Depression
Risk/Resilience Factors Black/African
American
White P-value
Discrimination, M (SD) 18.2 (11.0) 14.0 (7.5) .008
Suppression, M (SD) 4.3 (1.3) 3.6 (1.3) .005
Rumination, M (SD) 53.8 (12.6) 47.8 (11.3) .004
Depression Stigma, M (SD) 44.5 (12.1) 8.5 (4.9) .006
Social Support, M (SD) 2.67 (.76) 2.9 (.65) .047
Reappraisal, M (SD) 4.5 (1.3) 4.1 (1.1) .040
Mindfulness, M (SD) 3.3 (.91) 3.6 (.86) .032
Shallcross et al., in prep
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UNIQUE SYMPTOMS OF A COMMON DISORDER
0
2
4
6
8
10
12
14
16
18
20
22
Non-somatic symptoms Somatic symptoms
De
pre
ssiv
e S
ym
pto
ms
Black White
P<.001
P=.160
Shallcross et al., in prep
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UNIQUE SYMPTOMS OF A COMMON DISORDER
0
2
4
6
8
10
12
14
16
18
20
22
Non-somatic symptoms Somatic symptoms
De
pre
ssiv
e S
ym
pto
ms
Black White
P<.001
P=.160
Shallcross et al., in prep
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NONSIGNIFICANTINTERVENTION EFFICACY
• 4 RCTs of MBIs in predominately
racial/ethnic minority samples.
• Only 1 study tested a culturally tailored
intervention; effect size was twice as
large as other studies.
• Median number of participants in each
study (n=28).
Meta analysis; Fuchs et al., 2013.
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CULTURAL RELEVANCE
• Match intervention to values, beliefs, preferences
35%
18%
0%
5%
10%
15%
20%
25%
30%
35%
40%
Black or African American White
Be
lie
ve
Me
dita
tio
n is
a
Re
lig
iou
s P
rac
tic
e
P=.026
Shallcross et al., in prep
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CULTURAL RELEVANCE
• Match intervention to values, beliefs, preferences
“God, the sacred, or a
higher power is in control of
my mental well-being.”
0
2
4
6
8
10
12
14
16
18
20
Black or African American White
Go
d L
oc
us
of
Co
ntr
ol
(Me
nta
l h
ea
lth
)
P<.001
Shallcross et al., in prep
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SUMMARY
MBIs have potential to target specific risk/resilience factors relevant to racial/ethnic minority populations.
Some empirical support for adapting MBIs:(1) ineffective clinical engagement
(2) unique risk or resilience factors
(3) unique symptoms of a common disorder
(4) nonsignificant intervention efficacy for a particular subcultural group
(5) cultural relevance
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OPEN QUESTIONS
• What level of adaptation is needed?
• Structural (e.g., language) vs. deeper
level (e.g., content)
• Cross-cultural adaptations?
• Targeted changes that cut across
features common to multiple
subgroups (e.g., stigma)
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ACKNOWLEDGMENTS
• Participants
• Vanessa Wu
• Tanya Spruill, PhD
• Azizi Seixas, PhD
• Pilot study supported by NIH (NHLBI)
K24HL111315 awarded to Gbenga
Ogedegbe, MD
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Adaptation of UPLIFT for African Americans with Epilepsy
R A K A L E C O L L I N S Q UA R E L L S , P H D
M O R E H O U S E S C H O O L O F M E D I C I N E
AT L A N TA , G A
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BackgroundWhat is epilepsy? A brain disorder characterized by two or more seizures
Epilepsy Statistics 4th most common neurological condition
4.3 million diagnosed in U.S.
1 in 26 people will develop epilepsy in U.S.
$15.5 billion in annual medical care and reduced or lost productivity and earnings
Rates of depression: 30-55%
Epilepsy.com 2014; Kelvin, et al., Epilepsy Research 2007; Jackson & Turkington, J Neurol Neurosurg Psychiatry 2005
Blacks Hispanics Whites
Active Epilepsy 5.2/1,000 6.3/1,000 5.9/1,000
Lifetime Prevalence 7.5/1,000 7.5/1,000 5.9/1,000
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Using Practice and Learning to Increase Favorable Thoughts
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Project UPLIFT
Developed by Nancy Thompson, PhD
Delivery of MBCT by Telephone in Groups & on Web
To people with epilepsy for depression
Randomly assigned to groups of 6
Groups used for support surrounding Epilepsy
8 Sessions
Facilitators
Peers and Graduate Students
Co-facilitated by a person with epilepsy
Supervised by a licensed psychologist
*Slide courtesy of Nancy Thompson, adapted
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8 SessionsSession # Topic
1 Monitoring Thoughts
2 Checking and Changing Thoughts
3 Coping and Relaxing
4 Attention and Mindfulness
5 The Present as a Calm Place
6 Thoughts as Changeable and Impermanent
7 Pleasure and Reinforcement
8 Relapse Action Plans
*Slide courtesy of Nancy Thompson
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UPLIFT Outcomes
Both Treatment and Prevention UPLIFT Effective in:
Reducing depressive symptoms
Intervention group showed significant improvement compared to the waitlist
Both phone and web were significantly more effective in reducing depression than waitlist condition
Reduction in depressive symptoms maintained
Teaching knowledge and skills associated with reducing depression
Prevention UPLIFT Effective in
Reducing incidence of MDD
Reducing reported seizures (and severity?)
Increasing satisfaction with life
*Slide courtesy of Nancy Thompson, adapted
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Project Aims
1. Explore the knowledge and perceptions of African Americans with epilepsy, and their caregivers
2. Evaluate the cultural appropriateness of Project UPLIFT for African Americans
3. Evaluate the efficacy of UPLIFT for reducing symptoms of anxiety, depression, and PTSD among African Americans with epilepsy
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Project Activities
1. Form Epilepsy Community Advisory Board
2. Conduct interviews with healthcare providers
3. Conduct focus groups with African Americans with epilepsy
4. Conduct focus groups with caregivers of African Americans with epilepsy
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Epilepsy Community Advisory Board
(E-CAB)
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Epilepsy Community Advisory Board
Membership:Persons with Epilepsy (3)
Main Support Persons (1)
Healthcare Providers (2)
Community Advocates (1)
Lessons Learned Language modification Caregiver vs. Support person
Recruitment
Introduction to research needed
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Healthcare Provider Interviews
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Methodology
Inclusion criteria: Treat patients living in Georgia
At least 5% of epilepsy patients are African American
Study Sample Chiropractor
Nurse Practitioner
Psychologist
Neurologist
Epileptologist
Time Period May – September 2015
Methods 1-hour semi-structured
interview
5 subject areas (not including demographics), with 23 questions overall
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Summary of Key Findings
1. Different ways depression and psychosocial concerns can present in African Americans
2. More barriers and challenges when accessing quality care and accurate information
3. Gender-based differences
4. Strong informal support systems but support persons need help also
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Focus Groups
Persons With Epilepsy
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Methodology
Inclusion criteria: ◦ Self identify as Black or African
American
◦ Diagnosed with epilepsy ◦ >3 months
◦ 18 years +
Methods◦ 2-hour focus group discussion
◦ Survey (demographics)
4 Focus Groups◦ In person (1)
◦ Conference call (3)
N=22
Time◦ May – November 2015
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Results
1. Lack of control
“…It’s pretty much the unpredictably of the whole situation and being
that you have family, you have a fear of not really being there for them”
2. Misinformation/Lack of knowledge resulting in stigma
“I’m oftentimes having to explain to people that it’s not a disease.
It’s a disorder. You know you're not going to catch it. People are
even still saying it’s a demon. I mean there’s a whole lot of
ignorance and just lack of education around the disorder. “
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Results
3. Disclosure of condition
“My main place that I hide it at is on my job—my supervisor is aware that I have them but the other coworkers, I don’t let them know because I don’t want
them surrounding me as if I’m incapable of taking care of my duties at my job.”
4. The experience of depression and other psychosocial concerns
“…I feel like just the frustration of just the day-to-day living, not knowing what’s going to happen is pretty like depressing. It takes effort to keep yourself uplifted
and remaining positive because it’s real easy to get down on yourself.”
“….You weren’t in a depression. You were [just] in a little funk. That’s all.”
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UPLIFT Results
UPLIFT in general:
I think all of these are nice little anecdotes just to help you become more relaxed so you can control your thinking. This
is not the first time I’ve heard of any of these things, and I never thought of them as ways to help my epilepsy. I just
thought of them as ways to help me as a person, to help me be a better person, you know the exercises like this. So, I
can’t see how it could hurt if I tried to relate it to the epilepsy.
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UPLIFT Results
Project UPLIFT
Relaxing muscles in order exercise:
I personally think that’s a good technique just because one thing I do notice about myself is that I’m tense but it’s kind of like I’m not aware that I’m tense….. So, I think being aware could be useful because I think sometimes that tenseness can kind of lead to you feeling kind of stress and then the stress
leads to you feeling like you’re going to have a seizure.
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Focus Groups
Main Support Person (MSP)
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Support Person Findings
1. Perceived general lack of knowledge in the community about epilepsy
2. Desire for more educational and support resources related to epilepsy
3. Unpredictable nature of having seizures and related limitations present concerns
4. African Americans may express depression and psychosocial concerns differently from other groups
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Overall Key Findings
Community advisory boards can be very helpful for tailoring interventions and recruitment
African Americans may express depression and psychosocial concerns differently from other groups
Feedback on UPLIFT was favorable and indicated it’s cultural appropriateness and acceptability
Dissemination should be a priority for African Americans living with epilepsy and their support persons
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Next Steps…
Pilot UPLIFTas originally designed
Evaluate Efficacy of UPLIFT in African AmericansConduct UPLIFT RCT (N=60)
Future directions…UPLIFT for support persons
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Acknowledgments
Study Participants
E-CAB Members
MSM Epilepsy Study Team
April Nellum
Elizabeth Olorundare
Candace McCloud
Contessa Davis
Emory Epilepsy Study Team
Dr. Nancy Thompson
Dr. Cam Escoffery
Josalin Hunter-Jones
Matthew McCurdy
Robin McGee
Misha Sharp
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Adapting UPLIFT for Hispanic Adults with Epilepsy and
Depression
Tanya M. Spruill, PhDDepartment of Population Health
NYU School of Medicine
March 31, 2016
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Dissemination of UPLIFT
• 10-week program to train UPLIFT facilitators is ongoing
• Only evaluated and disseminated in English
• Facilitators are trained in 26 states (so far)
• Supported by • CDC• Epilepsy Foundation • Healthcare systems
(Parkland, Henry Ford)
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Need for a Spanish version of UPLIFT
• Hispanics are the largest and fastest growing racial/ethnic minority group in the U.S.
U.S. Census Bureau, 2011.
Zhang et al., Soc Sci Med, 2012.
Mental Health: Culture, Race, and Ethnicity: A Supplement to Mental Health: A Report of the Surgeon General (2001).
• Language barrier contributes to social isolation, limited access to care contributes to psychological distress
• < 10% of Hispanic Americans with psychological disorders contact mental health care providers
• ~ ⅓ of Hispanic Americans have limited English proficiency (LEP)
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Tailoring for a diverse population
• Heterogeneity of U.S.Hispanic population:• Country of origin• Race• English proficiency• Acculturation level• Socioeconomic status • Documentation status
• Not feasible (or likely necessary) to tailor for every subgroup
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Cultural adaptation process
• Hispanics are more likely to want counseling vs. medications for their depression, but adherence is often poor
Barrera et al., J Consult Clin Psychol, 2013
• Five stages of culturally adapting interventions: (1) Information gathering
(2) Preliminary adaptation design
(3) Preliminary adaptation tests
(4) Adaptation refinement
(5) Cultural adaptation trial
Goal of culturally tailoring UPLIFT is to be sensitive to important cultural differences to enhance engagement, retention, efficacy
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NYU Managing Epilepsy Well Center:Specific Aims
• Aim 1: Translate UPLIFT into Spanish and culturally adapt intervention for Hispanic population
• Aim 3: If effective, support dissemination of adapted UPLIFT to Hispanic communities
• Aim 2: Conduct RCT to evaluate feasibility, acceptability, effects of adapted UPLIFT on depression over 12 months in 72 Hispanic adults with epilepsy
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Information Gathering
• Literature review
• Provider input: two neurologists caring for Hispanic epilepsy patients at NYU/Bellevue (one is also a Hispanic woman)
• Expert consultant: Fernando de Torrijos, experience delivering MBIs to Hispanic communities for >20 years
• Patient input: Focus groups, individual interviews, surveys
• Research staff input: focus group, interview facilitators
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Preliminary Adaptation
• Will incorporate features to demonstrate understanding of and respect for culture
Mental Health: Culture, Race, and Ethnicity: A Supplement to
Mental Health: A Report of the Surgeon General (2001).
Will frame epilepsy and depression as disorders that affect the entire family; emphasize potential benefits of UPLIFT for individual AND family
UPLIFT will be delivered by a Hispanic, bilingual facilitator and a Hispanic co-facilitator/layperson with epilepsy
• Ethnic matching of provider is associated with longer treatment duration, better treatment response in Hispanics
• Interventions using promotoras have been effective
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Initial Translation into Spanish
• Professional translation of UPLIFT participant and facilitator manuals, recording of Spanish audio exercises
• Replaced one of the poems used in the original UPLIFT (Enlightenment, by John Welwood) with one by a Spanish poet (Last night, as I was sleeping, by Antonio Machado)
• Decided NOT to translate the UPLIFT acronym
• [English] Overview: UPLIFT stands for Using Practice and Learning to Increase Favorable Thoughts.
• [Spanish] Descripción general: UPLIFT son las siglas de Using Practice and Learning to Increase Favorable Thoughts (Uso de la práctica y el aprendizaje para aumentar los pensamientos favorables).
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Refining the Translation
• Patients were thrown off by the Spanish translation of “mindfulness” as “conciencia plena”.
Replaced with “atención plena” (awareness vs. consciousness)
• Reduced overall reading level, modified word choices to more commonly used, less “proper” words
e.g., Replaced “concentrate on…”, with “take your attention to...”
• Replaced second-person with first-person plural; less directive, consistent with personalismo (formal friendliness)• Ahora, siéntese. Concéntrese en los pies.• Now, sit down. Concentrate on your feet.
• Ahora, sentémonos en una silla o un sillón. Llevemos la atención a los pies. • Now, let’s sit on a chair or a couch. Let’s bring our attention to the feet.
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Importance of family, social connection, stigma
I have a boyfriend that takes care of me a lot and maybe that
makes me have a high self-esteem to be able to take care of myself better and not let this get
in the way.
Like I told her [RA], I usually don’t talk about
it to other people because I am embarrassed.
I basically don’t know anyone else who has the same thing I do [epilepsy]. Not in my country and not here. So I would like to share
with other patients the experience and how it feels.
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Perceived need for UPLIFT
When you fall into depression, you lock yourself up in your
thoughts.
I also know when I am stressed out, bothered, worried, the
whole combo, and that’s when I feel the seizures come more
frequently.
I get depressed … these things sometimes hit you differently … I see her [another patient] very optimistic, very strong …what
you have said, that helps me to get that strength.
It is great for people like us that have epilepsy since we have a
lot of stress, anxiety, depression … because I also don’t like
taking too many medicines, it makes me feel even sicker.
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Feedback about UPLIFT
It’s good to meditate … not
think about stuff, clear my mind. It’s
like I forget everything.
I really enjoyed both exercises … by simply breathing that way
you change your way of being at the
moment.
The guide in the audio, he sounded a bit
instructional, as if he were teaching a class. His
voice needs to be more slow and passive.
Thank God it doesn’t mention the word
“epilepsy” because if it did, the tranquility would simply vanish!
You do that at church when you go and meditate with God. You
relax and think about your problems and ask God for help, it is very similar except you do it
on your own.
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Evaluating culturally adapted UPLIFT
• Preliminary adaptation: Conduct pilot UPLIFT group to inform further modifications prior to RCT
• Other open questions:• Add in-person meeting at start or end of 8-week UPLIFT program?
• Incorporate family member? If so, when/how? (several participants brought spouses to individual interviews)
• RCT design: Initially proposed 3-arm RCT (n=72) comparing telephone-based UPLIFT, web-based UPLIFT and usual care• Will drop web arm based on feedback
• Considering skype calls
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Considerations for Dissemination
• Study limitation: exclusively NYC sample may not be generalizable to other Hispanic communities.
• Final modifications will be informed by results of RCT and feedback from UPLIFT participants and facilitators
• We will provide translated, adapted materials to colleagues in Texas and Florida for clinical use with epilepsy patients.
• Pre-post data and patient feedback will enable comparisons with NYC sample and may inform additional modifications to UPLIFT.
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Acknowledgments
• Participants
• NYU/Bellevue epileptologists: Anuradha Singh, MD; Blanca Vazquez, MD
• NYU research team: Amanda Shallcross, ND; Orrin Devinsky, MD; Daniel Friedman, MD; Laura Diaz, MPH; Jaqueline Montesdeoca,BS
• Nancy Thompson, PhD, Emory University
• Fernando de Torrijos
• CDC Managing Epilepsy Well (MEW) Network
• NYU-CUNY Prevention Research Center
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OVERALL SUMMARY
• Theoretical framework to guide
adaptation approach
• Integrate quantitative and qualitative
data
• Level of intervention modification
(attunement vs. deeper adaptation)
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FUTURE DIRECTIONS
• Comparative effectiveness research
• Active components/mechanisms: test
cultural characteristics that have been
adapted and relative effect(s) on
outcomes
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Amanda Shallcross, ND, [email protected]
Rakale Quarells, [email protected]
Tanya Spruill, [email protected]
THANK YOU!