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Page 1: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 2: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
thanh.luu
Typewritten Text
Page 3: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

INTERNATIONAL PEACE AND SECURITY

MR. DIRE TLADI

Legal Instruments and Documents

1. United Nations Charter, 1945

For text, see Charter of the United Nations and Statute of the International Court of

Justice

2. Constitutive Act of the African Union, 2000

3. Security Council resolution 1368 (2001) of 12 September 2001

4. Security Council resolution 1970 (2011) of 26 February 2011

5. Security Council resolution 1973 (2011) of 17 March 2011

6. Security Council resolution 1975 (2011) of 30 March 2011

7. Assembly of the African Union, Decision on the Operationalisation of the African Capacity

for Immediate Response to Crises (Assembly/AU/Dec.515(XXII))

Case Law

8. Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. United States of

America), Merits, Judgment, I.C.J. Reports 1986, pp. 92-112, paras. 172-214

For text, see Introduction to International Law, Vinuales, pp. 42-53

Suggested Readings (not reproduced)

9. E. de Wet, “An Overview of the Substantive Limits to the Security Council’s Discretion

under Articles 40, 41 and 42 of the Charter”, in The Chapter VII Powers of the United Nations Security Council, Hart Publishing, 2004, pp. 178-216

10. D. Tladi and G. Taylor, “On the Al Qaida/Taliban Sanctions Regime: Due Process and Sunsetting”, Chinese Journal of International Law, vol. 10, no. 4, 2011, pp. 771-789

11. D. Bethlehem, “Self-Defense Against an Imminent or Actual Armed Attack by Nonstate

Actors”, American Journal of International Law, vol. 106, no. 4, October 2012, pp.

769-777

12. D. Tladi "The Nonconsenting Innocent State: the Problem With Bethlehem’s Principle 12", American Journal of International Law, vol. 107, no. 3, July 2013, pp. 570-575

Page 4: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 5: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

Constitutive Act of the African Union, 2000

UNTS, vol. 2158, p. 3

Page 6: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 7: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 8: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 9: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 10: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 11: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 12: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 13: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 14: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 15: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

United Nations Security Council resolution 1368 (2001) of 12

September 2001 (Threats to International Peace and Security

Caused by Terrorist Acts)

Page 16: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

United Nations S/RES/1368 (2001)

Security Council Distr.: General

12 September 2001

01-53382 (E)*0153382*

Resolution 1368 (2001)

Adopted by the Security Council at its 4370th meeting, on12 September 2001

The Security Council,

Reaffirming the principles and purposes of the Charter of the United Nations,

Determined to combat by all means threats to international peace and securitycaused by terrorist acts,

Recognizing the inherent right of individual or collective self-defence inaccordance with the Charter,

1. Unequivocally condemns in the strongest terms the horrifying terroristattacks which took place on 11 September 2001 in New York, Washington, D.C. andPennsylvania and regards such acts, like any act of international terrorism, as athreat to international peace and security;

2. Expresses its deepest sympathy and condolences to the victims and theirfamilies and to the people and Government of the United States of America;

3. Calls on all States to work together urgently to bring to justice theperpetrators, organizers and sponsors of these terrorist attacks and stresses that thoseresponsible for aiding, supporting or harbouring the perpetrators, organizers andsponsors of these acts will be held accountable;

4. Calls also on the international community to redouble their efforts toprevent and suppress terrorist acts including by increased cooperation and fullimplementation of the relevant international anti-terrorist conventions and SecurityCouncil resolutions, in particular resolution 1269 (1999) of 19 October 1999;

5. Expresses its readiness to take all necessary steps to respond to theterrorist attacks of 11 September 2001, and to combat all forms of terrorism, inaccordance with its responsibilities under the Charter of the United Nations;

6. Decides to remain seized of the matter.

Page 17: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

United Nations Security Council resolution 1970 (2011) of 26 February 2011 (Referral of situation in Libyan Arab

Jamahiriya to the International Criminal Court)

Page 18: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

Uni

ted

Nat

ions

S/

RES

/197

0 (2

011)

*

Secu

rity

Cou

ncil

Dis

tr.: G

ener

al

26 F

ebru

ary

2011

11-2

4558

* (E

) *1124558*

Res

olu

tion

197

0 (2

011)

Ad

opte

d b

y th

e S

ecu

rity

Cou

nci

l at

its

649

1st

mee

tin

g, o

n

26 F

ebru

ary

2011

The

Secu

rity

Cou

ncil,

Expr

essi

ng g

rave

con

cern

at

the

situ

atio

n in

the

Lib

yan

Ara

b Ja

mah

iriy

a an

d co

ndem

ning

the

viol

ence

and

use

of f

orce

aga

inst

civ

ilian

s,

Dep

lori

ng t

he g

ross

and

sys

tem

atic

vio

latio

n of

hum

an r

ight

s, i

nclu

ding

the

re

pres

sion

of

peac

eful

dem

onst

rato

rs,

expr

essi

ng d

eep

conc

ern

at t

he d

eath

s of

ci

vilia

ns,

and

reje

ctin

g un

equi

voca

lly t

he i

ncite

men

t to

hos

tility

and

vio

lenc

e ag

ains

t th

e ci

vilia

n po

pula

tion

mad

e fr

om

the

high

est

leve

l of

th

e Li

byan

go

vern

men

t,

Wel

com

ing

the

cond

emna

tion

by th

e A

rab

Leag

ue, t

he A

fric

an U

nion

, and

the

Secr

etar

y G

ener

al o

f th

e O

rgan

izat

ion

of t

he I

slam

ic C

onfe

renc

e of

the

ser

ious

vi

olat

ions

of

hum

an r

ight

s an

d in

tern

atio

nal

hum

anita

rian

law

tha

t ar

e be

ing

com

mitt

ed in

the

Liby

an A

rab

Jam

ahir

iya,

Taki

ng n

ote

of t

he l

ette

r to

the

Pre

side

nt o

f th

e Se

curi

ty C

ounc

il fr

om t

he

Perm

anen

t Rep

rese

ntat

ive

of th

e Li

byan

Ara

b Ja

mah

iriy

a da

ted

26 F

ebru

ary

2011

,

Wel

com

ing

the

Hum

an

Rig

hts

Cou

ncil

reso

lutio

n A

/HR

C/R

ES/S

-15/

1 of

25

Feb

ruar

y 20

11,

incl

udin

g th

e de

cisi

on t

o ur

gent

ly d

ispa

tch

an i

ndep

ende

nt

inte

rnat

iona

l co

mm

issi

on

of

inqu

iry

to

inve

stig

ate

all

alle

ged

viol

atio

ns

of

inte

rnat

iona

l hum

an r

ight

s la

w in

the

Liby

an A

rab

Jam

ahir

iya,

to e

stab

lish

the

fact

s an

d ci

rcum

stan

ces

of s

uch

viol

atio

ns a

nd o

f th

e cr

imes

per

petr

ated

, an

d w

here

po

ssib

le id

entif

y th

ose

resp

onsi

ble,

Con

side

ring

tha

t the

wid

espr

ead

and

syst

emat

ic a

ttack

s cu

rren

tly ta

king

pla

ce

in th

e Li

byan

Ara

b Ja

mah

iriy

a ag

ains

t the

civ

ilian

pop

ulat

ion

may

am

ount

to c

rim

es

agai

nst h

uman

ity,

Expr

essi

ng c

once

rn a

t the

plig

ht o

f re

fuge

es f

orce

d to

fle

e th

e vi

olen

ce in

the

Liby

an A

rab

Jam

ahir

iya,

Expr

essi

ng c

once

rn a

lso

at th

e re

port

s of

sho

rtag

es o

f m

edic

al s

uppl

ies

to tr

eat

the

wou

nded

,

*

Seco

nd re

issu

e fo

r tec

hnic

al re

ason

s (1

0 M

arch

201

1).

S/R

ES

/197

0 (2

011)

11-2

4558

2

Reca

lling

the

Liby

an a

utho

ritie

s’ re

spon

sibi

lity

to p

rote

ct it

s po

pula

tion,

Und

erlin

ing

the

need

to

resp

ect

the

free

dom

s of

pea

cefu

l as

sem

bly

and

of

expr

essi

on, i

nclu

ding

free

dom

of t

he m

edia

,

Stre

ssin

g th

e ne

ed t

o ho

ld t

o ac

coun

t th

ose

resp

onsi

ble

for

atta

cks,

inc

ludi

ng

by fo

rces

und

er th

eir c

ontr

ol, o

n ci

vilia

ns,

Reca

lling

art

icle

16

of t

he R

ome

Stat

ute

unde

r w

hich

no

inve

stig

atio

n or

pr

osec

utio

n m

ay b

e co

mm

ence

d or

pro

ceed

ed w

ith b

y th

e In

tern

atio

nal

Cri

min

al

Cou

rt fo

r a p

erio

d of

12

mon

ths

afte

r a S

ecur

ity C

ounc

il re

ques

t to

that

eff

ect,

Expr

essi

ng c

once

rn f

or t

he s

afet

y of

for

eign

nat

iona

ls a

nd t

heir

rig

hts

in t

he

Liby

an A

rab

Jam

ahir

iya,

Reaf

firm

ing

its s

tron

g co

mm

itmen

t to

the

sove

reig

nty,

inde

pend

ence

, ter

rito

rial

in

tegr

ity a

nd n

atio

nal u

nity

of t

he L

ibya

n A

rab

Jam

ahir

iya.

Min

dful

of i

ts p

rim

ary

resp

onsi

bilit

y fo

r the

mai

nten

ance

of i

nter

natio

nal p

eace

an

d se

curi

ty u

nder

the

Cha

rter

of t

he U

nite

d N

atio

ns,

Actin

g un

der

Cha

pter

VII

of

the

Cha

rter

of

the

Uni

ted

Nat

ions

, an

d ta

king

m

easu

res

unde

r its

Art

icle

41,

1.

D

eman

ds a

n im

med

iate

end

to th

e vi

olen

ce a

nd c

alls

for s

teps

to fu

lfil

the

legi

timat

e de

man

ds o

f the

pop

ulat

ion;

2.

U

rges

the

Liby

an a

utho

ritie

s to

:

(a

) A

ct w

ith t

he u

tmos

t re

stra

int,

resp

ect

hum

an r

ight

s an

d in

tern

atio

nal

hum

anita

rian

law

, an

d al

low

im

med

iate

acc

ess

for

inte

rnat

iona

l hu

man

rig

hts

mon

itors

;

(b

) En

sure

the

saf

ety

of a

ll fo

reig

n na

tiona

ls a

nd t

heir

ass

ets

and

faci

litat

e th

e de

part

ure

of th

ose

wis

hing

to le

ave

the

coun

try;

(c

) En

sure

the

saf

e pa

ssag

e of

hum

anita

rian

and

med

ical

sup

plie

s, a

nd

hum

anita

rian

age

ncie

s an

d w

orke

rs, i

nto

the

coun

try;

and

(d

) Im

med

iate

ly li

ft re

stri

ctio

ns o

n al

l for

ms

of m

edia

;

3.

Re

ques

ts a

ll M

embe

r St

ates

, to

the

ext

ent

poss

ible

, to

coo

pera

te i

n th

e ev

acua

tion

of th

ose

fore

ign

natio

nals

wis

hing

to le

ave

the

coun

try;

ICC

refe

rral

4.

D

ecid

es t

o re

fer

the

situ

atio

n in

the

Lib

yan

Ara

b Ja

mah

iriy

a si

nce

15 F

ebru

ary

2011

to th

e Pr

osec

utor

of t

he In

tern

atio

nal C

rim

inal

Cou

rt;

5.

D

ecid

es th

at th

e Li

byan

aut

hori

ties

shal

l coo

pera

te fu

lly w

ith a

nd p

rovi

de

any

nece

ssar

y as

sist

ance

to th

e C

ourt

and

the

Pros

ecut

or p

ursu

ant t

o th

is r

esol

utio

n an

d, w

hile

rec

ogni

zing

that

Sta

tes

not p

arty

to th

e R

ome

Stat

ute

have

no

oblig

atio

n un

der

the

Stat

ute,

urg

es a

ll St

ates

and

con

cern

ed r

egio

nal

and

othe

r in

tern

atio

nal

orga

niza

tions

to c

oope

rate

fully

with

the

Cou

rt a

nd th

e Pr

osec

utor

;

6.

D

ecid

es t

hat

natio

nals

, cu

rren

t or

for

mer

off

icia

ls o

r pe

rson

nel

from

a

Stat

e ou

tsid

e th

e Li

byan

Ara

b Ja

mah

iriy

a w

hich

is n

ot a

par

ty to

the

Rom

e St

atut

e of

th

e In

tern

atio

nal C

rim

inal

Cou

rt s

hall

be s

ubje

ct to

the

excl

usiv

e ju

risd

ictio

n of

that

St

ate

for

all

alle

ged

acts

or

omis

sion

s ar

isin

g ou

t of

or

rela

ted

to o

pera

tions

in

the

8

Page 19: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

0 (2

011) 3

11-2

4558

Liby

an A

rab

Jam

ahir

iya

esta

blis

hed

or a

utho

rize

d by

the

Cou

ncil,

unl

ess

such

ex

clus

ive

juri

sdic

tion

has

been

exp

ress

ly w

aive

d by

the

Stat

e;

7.

In

vite

s th

e Pr

osec

utor

to a

ddre

ss th

e Se

curi

ty C

ounc

il w

ithin

two

mon

ths

of t

he a

dopt

ion

of t

his

reso

lutio

n an

d ev

ery

six

mon

ths

ther

eaft

er o

n ac

tions

tak

en

purs

uant

to th

is re

solu

tion;

8.

Re

cogn

izes

tha

t no

ne o

f th

e ex

pens

es i

ncur

red

in c

onne

ctio

n w

ith t

he

refe

rral

, in

clud

ing

expe

nses

rel

ated

to

inve

stig

atio

ns o

r pr

osec

utio

ns i

n co

nnec

tion

with

that

ref

erra

l, sh

all b

e bo

rne

by th

e U

nite

d N

atio

ns a

nd th

at s

uch

cost

s sh

all b

e bo

rne

by t

he p

artie

s to

the

Rom

e St

atut

e an

d th

ose

Stat

es t

hat

wis

h to

con

trib

ute

volu

ntar

ily;

Arm

s em

barg

o

9.

D

ecid

es t

hat

all

Mem

ber

Stat

es s

hall

imm

edia

tely

tak

e th

e ne

cess

ary

mea

sure

s to

pre

vent

the

dire

ct o

r in

dire

ct s

uppl

y, s

ale

or tr

ansf

er to

the

Liby

an A

rab

Jam

ahir

iya,

fro

m o

r th

roug

h th

eir

terr

itori

es o

r by

thei

r na

tiona

ls, o

r us

ing

thei

r fl

ag

vess

els

or a

ircr

aft,

of a

rms

and

rela

ted

mat

erie

l of

all t

ypes

, inc

ludi

ng w

eapo

ns a

nd

amm

uniti

on,

mili

tary

veh

icle

s an

d eq

uipm

ent,

para

mili

tary

equ

ipm

ent,

and

spar

e pa

rts

for

the

afor

emen

tione

d, a

nd t

echn

ical

ass

ista

nce,

tra

inin

g, f

inan

cial

or

othe

r as

sist

ance

, rel

ated

to m

ilita

ry a

ctiv

ities

or

the

prov

isio

n, m

aint

enan

ce o

r us

e of

any

ar

ms

and

rela

ted

mat

erie

l, in

clud

ing

the

prov

isio

n of

arm

ed m

erce

nary

per

sonn

el

whe

ther

or

not

orig

inat

ing

in t

heir

ter

rito

ries

, and

dec

ides

fur

ther

tha

t th

is m

easu

re

shal

l not

app

ly to

:

(a

) Su

pplie

s of

no

n-le

thal

m

ilita

ry

equi

pmen

t in

tend

ed

sole

ly

for

hum

anita

rian

or

prot

ectiv

e us

e, a

nd r

elat

ed t

echn

ical

ass

ista

nce

or t

rain

ing,

as

appr

oved

in a

dvan

ce b

y th

e C

omm

ittee

est

ablis

hed

purs

uant

to p

arag

raph

24

belo

w;

(b

) Pr

otec

tive

clot

hing

, in

clud

ing

flak

ja

cket

s an

d m

ilita

ry

helm

ets,

te

mpo

rari

ly e

xpor

ted

to t

he L

ibya

n A

rab

Jam

ahir

iya

by U

nite

d N

atio

ns p

erso

nnel

, re

pres

enta

tives

of

th

e m

edia

an

d hu

man

itari

an

and

deve

lopm

ent

wor

kers

an

d as

soci

ated

per

sonn

el, f

or th

eir p

erso

nal u

se o

nly;

or

(c

) O

ther

sal

es o

r su

pply

of

arm

s an

d re

late

d m

ater

iel,

or p

rovi

sion

of

assi

stan

ce o

r per

sonn

el, a

s ap

prov

ed in

adv

ance

by

the

Com

mitt

ee;

10

. D

ecid

es t

hat

the

Liby

an A

rab

Jam

ahir

iya

shal

l ce

ase

the

expo

rt o

f al

l ar

ms

and

rela

ted

mat

erie

l and

that

all

Mem

ber

Stat

es s

hall

proh

ibit

the

proc

urem

ent

of s

uch

item

s fr

om t

he L

ibya

n A

rab

Jam

ahir

iya

by t

heir

nat

iona

ls,

or u

sing

the

ir

flag

ged

vess

els

or a

ircr

aft,

and

whe

ther

or

not

orig

inat

ing

in t

he t

erri

tory

of

the

Liby

an A

rab

Jam

ahir

iya;

11

. C

alls

upo

n al

l St

ates

, in

part

icul

ar S

tate

s ne

ighb

ouri

ng t

he L

ibya

n A

rab

Jam

ahir

iya,

to

insp

ect,

in a

ccor

danc

e w

ith t

heir

nat

iona

l au

thor

ities

and

leg

isla

tion

and

cons

iste

nt w

ith i

nter

natio

nal

law

, in

par

ticul

ar t

he l

aw o

f th

e se

a an

d re

leva

nt

inte

rnat

iona

l ci

vil

avia

tion

agre

emen

ts,

all

carg

o to

and

fro

m t

he L

ibya

n A

rab

Jam

ahir

iya,

in th

eir

terr

itory

, inc

ludi

ng s

eapo

rts

and

airp

orts

, if

the

Stat

e co

ncer

ned

has

info

rmat

ion

that

pro

vide

s re

ason

able

gro

unds

to b

elie

ve th

e ca

rgo

cont

ains

item

s th

e su

pply

, sal

e, tr

ansf

er, o

r ex

port

of

whi

ch is

pro

hibi

ted

by p

arag

raph

s 9

or 1

0 of

th

is re

solu

tion

for t

he p

urpo

se o

f ens

urin

g st

rict

impl

emen

tatio

n of

thos

e pr

ovis

ions

;

12

. D

ecid

es t

o au

thor

ize

all

Mem

ber

Stat

es t

o, a

nd t

hat

all

Mem

ber

Stat

es

shal

l, up

on d

isco

very

of

item

s pr

ohib

ited

by p

arag

raph

9 o

r 10

of

this

res

olut

ion,

S/R

ES

/197

0 (2

011)

11-2

4558

4

seiz

e an

d di

spos

e (s

uch

as t

hrou

gh d

estr

uctio

n, r

ende

ring

ino

pera

ble,

sto

rage

or

tran

sfer

ring

to

a St

ate

othe

r th

an t

he o

rigi

natin

g or

des

tinat

ion

Stat

es f

or d

ispo

sal)

ite

ms

the

supp

ly, s

ale,

tra

nsfe

r or

exp

ort

of w

hich

is

proh

ibite

d by

par

agra

phs

9 or

10

of

this

res

olut

ion

and

deci

des

furt

her

that

all

Mem

ber

Stat

es s

hall

coop

erat

e in

su

ch e

ffor

ts;

13

. Re

quir

es a

ny M

embe

r St

ate

whe

n it

unde

rtak

es a

n in

spec

tion

purs

uant

to

para

grap

h 11

abo

ve,

to s

ubm

it pr

ompt

ly a

n in

itial

wri

tten

repo

rt t

o th

e C

omm

ittee

co

ntai

ning

, in

part

icul

ar, e

xpla

natio

n of

the

gro

unds

for

the

ins

pect

ions

, the

res

ults

of

suc

h in

spec

tions

, and

whe

ther

or n

ot c

oope

ratio

n w

as p

rovi

ded,

and

, if p

rohi

bite

d ite

ms

for

tran

sfer

are

fou

nd,

furt

her

requ

ires

suc

h M

embe

r St

ates

to

subm

it to

the

C

omm

ittee

, at

a la

ter

stag

e, a

sub

sequ

ent

wri

tten

repo

rt c

onta

inin

g re

leva

nt d

etai

ls

on t

he i

nspe

ctio

n, s

eizu

re,

and

disp

osal

, an

d re

leva

nt d

etai

ls

of t

he t

rans

fer,

incl

udin

g a

desc

ript

ion

of t

he i

tem

s, t

heir

ori

gin

and

inte

nded

des

tinat

ion,

if

this

in

form

atio

n is

not

in th

e in

itial

repo

rt;

14

. En

cour

ages

Mem

ber

Stat

es t

o ta

ke s

teps

to

stro

ngly

dis

cour

age

thei

r na

tiona

ls f

rom

tra

velli

ng t

o th

e Li

byan

Ara

b Ja

mah

iriy

a to

par

ticip

ate

in a

ctiv

ities

on

beh

alf

of th

e Li

byan

aut

hori

ties

that

cou

ld r

easo

nabl

y co

ntri

bute

to th

e vi

olat

ion

of h

uman

righ

ts;

Trav

el b

an

15

. D

ecid

es t

hat

all

Mem

ber

Stat

es s

hall

take

the

nec

essa

ry m

easu

res

to

prev

ent

the

entr

y in

to o

r tr

ansi

t th

roug

h th

eir

terr

itori

es o

f in

divi

dual

s lis

ted

in

Ann

ex I

of

this

res

olut

ion

or d

esig

nate

d by

the

Com

mitt

ee e

stab

lishe

d pu

rsua

nt t

o pa

ragr

aph

24 b

elow

, pro

vide

d th

at n

othi

ng i

n th

is p

arag

raph

sha

ll ob

lige

a St

ate

to

refu

se it

s ow

n na

tiona

ls e

ntry

into

its

terr

itory

;

16

. D

ecid

es t

hat

the

mea

sure

s im

pose

d by

par

agra

ph 1

5 ab

ove

shal

l no

t ap

ply:

(a

) W

here

the

Com

mitt

ee d

eter

min

es o

n a

case

-by-

case

bas

is th

at s

uch

trav

el

is ju

stif

ied

on th

e gr

ound

s of

hum

anita

rian

nee

d, in

clud

ing

relig

ious

obl

igat

ion;

(b

) W

here

ent

ry o

r tr

ansi

t is

nec

essa

ry f

or t

he f

ulfi

lmen

t of

a j

udic

ial

proc

ess;

(c

) W

here

th

e C

omm

ittee

de

term

ines

on

a

case

-by-

case

ba

sis

that

an

ex

empt

ion

wou

ld f

urth

er t

he o

bjec

tives

of

peac

e an

d na

tiona

l re

conc

iliat

ion

in t

he

Liby

an A

rab

Jam

ahir

iya

and

stab

ility

in th

e re

gion

; or

(d

) W

here

a S

tate

det

erm

ines

on

a ca

se-b

y-ca

se b

asis

tha

t su

ch e

ntry

or

tran

sit i

s re

quir

ed to

adv

ance

pea

ce a

nd s

tabi

lity

in th

e Li

byan

Ara

b Ja

mah

iriy

a an

d th

e St

ates

sub

sequ

ently

not

ifie

s th

e C

omm

ittee

with

in fo

rty-

eigh

t hou

rs a

fter

mak

ing

such

a d

eter

min

atio

n;

Asse

t fre

eze

17

. D

ecid

es th

at a

ll M

embe

r Sta

tes

shal

l fre

eze

with

out d

elay

all

fund

s, o

ther

fi

nanc

ial

asse

ts a

nd e

cono

mic

res

ourc

es w

hich

are

on

thei

r te

rrito

ries

, w

hich

are

ow

ned

or c

ontr

olle

d, d

irec

tly o

r in

dire

ctly

, by

the

ind

ivid

uals

or

entit

ies

liste

d in

an

nex

II o

f th

is r

esol

utio

n or

des

igna

ted

by t

he C

omm

ittee

est

ablis

hed

purs

uant

to

para

grap

h 24

bel

ow,

or b

y in

divi

dual

s or

ent

ities

act

ing

on t

heir

beh

alf

or a

t th

eir

dire

ctio

n, o

r by

ent

ities

ow

ned

or c

ontr

olle

d by

the

m,

and

deci

des

furt

her

that

all

9

Page 20: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

0 (2

011) 5

11-2

4558

Mem

ber

Stat

es s

hall

ensu

re t

hat

any

fund

s, f

inan

cial

ass

ets

or e

cono

mic

res

ourc

es

are

prev

ente

d fr

om b

eing

mad

e av

aila

ble

by th

eir

natio

nals

or

by a

ny in

divi

dual

s or

en

titie

s w

ithin

the

ir t

erri

tori

es,

to o

r fo

r th

e be

nefi

t of

the

ind

ivid

uals

or

entit

ies

liste

d in

Ann

ex II

of t

his

reso

lutio

n or

indi

vidu

als

desi

gnat

ed b

y th

e C

omm

ittee

;

18

. Ex

pres

ses

its

inte

ntio

n to

en

sure

th

at

asse

ts

froz

en

purs

uant

to

pa

ragr

aph

17 s

hall

at a

lat

er s

tage

be

mad

e av

aila

ble

to a

nd f

or t

he b

enef

it of

the

pe

ople

of t

he L

ibya

n A

rab

Jam

ahir

iya;

19

. D

ecid

es t

hat

the

mea

sure

s im

pose

d by

par

agra

ph 1

7 ab

ove

do n

ot a

pply

to

fun

ds, o

ther

fin

anci

al a

sset

s or

eco

nom

ic r

esou

rces

that

hav

e be

en d

eter

min

ed b

y re

leva

nt M

embe

r Sta

tes:

(a

) To

be

nece

ssar

y fo

r ba

sic

expe

nses

, in

clud

ing

paym

ent

for

food

stuf

fs,

rent

or

mor

tgag

e, m

edic

ines

and

med

ical

trea

tmen

t, ta

xes,

insu

ranc

e pr

emiu

ms,

and

pu

blic

util

ity c

harg

es o

r ex

clus

ivel

y fo

r pa

ymen

t of

reas

onab

le p

rofe

ssio

nal f

ees

and

reim

burs

emen

t of

inc

urre

d ex

pens

es a

ssoc

iate

d w

ith t

he p

rovi

sion

of

lega

l se

rvic

es

in a

ccor

danc

e w

ith n

atio

nal

law

s, o

r fe

es o

r se

rvic

e ch

arge

s, i

n ac

cord

ance

with

na

tiona

l la

ws,

for

rou

tine

hold

ing

or m

aint

enan

ce o

f fr

ozen

fun

ds,

othe

r fi

nanc

ial

asse

ts a

nd e

cono

mic

res

ourc

es,

afte

r no

tific

atio

n by

the

rel

evan

t St

ate

to t

he

Com

mitt

ee o

f th

e in

tent

ion

to a

utho

rize

, w

here

app

ropr

iate

, ac

cess

to

such

fun

ds,

othe

r fi

nanc

ial

asse

ts o

r ec

onom

ic r

esou

rces

and

in

the

abse

nce

of a

neg

ativ

e de

cisi

on b

y th

e C

omm

ittee

with

in fi

ve w

orki

ng d

ays

of s

uch

notif

icat

ion;

(b

) To

be

ne

cess

ary

for

extr

aord

inar

y ex

pens

es,

prov

ided

th

at

such

de

term

inat

ion

has

been

not

ifie

d by

the

rel

evan

t St

ate

or M

embe

r St

ates

to

the

Com

mitt

ee a

nd h

as b

een

appr

oved

by

the

Com

mitt

ee; o

r

(c

) To

be

the

subj

ect o

f a ju

dici

al, a

dmin

istr

ativ

e or

arb

itral

lien

or j

udgm

ent,

in w

hich

cas

e th

e fu

nds,

oth

er f

inan

cial

ass

ets

and

econ

omic

res

ourc

es m

ay b

e us

ed

to s

atis

fy t

hat

lien

or ju

dgm

ent p

rovi

ded

that

the

lien

or ju

dgm

ent w

as e

nter

ed in

to

prio

r to

the

date

of

the

pres

ent r

esol

utio

n, is

not

for

the

bene

fit o

f a

pers

on o

r en

tity

desi

gnat

ed p

ursu

ant

to p

arag

raph

17

abov

e, a

nd h

as b

een

notif

ied

by t

he r

elev

ant

Stat

e or

Mem

ber S

tate

s to

the

Com

mitt

ee;

20

. D

ecid

es t

hat

Mem

ber

Stat

es m

ay p

erm

it th

e ad

ditio

n to

the

acc

ount

s fr

ozen

pur

suan

t to

the

pro

visi

ons

of p

arag

raph

17

abov

e of

int

eres

ts o

r ot

her

earn

ings

due

on

thos

e ac

coun

ts o

r pa

ymen

ts d

ue u

nder

con

trac

ts,

agre

emen

ts o

r ob

ligat

ions

tha

t ar

ose

prio

r to

the

dat

e on

whi

ch t

hose

acc

ount

s be

cam

e su

bjec

t to

th

e pr

ovis

ions

of

this

res

olut

ion,

pro

vide

d th

at a

ny s

uch

inte

rest

, oth

er e

arni

ngs

and

paym

ents

con

tinue

to b

e su

bjec

t to

thes

e pr

ovis

ions

and

are

froz

en;

21

. D

ecid

es t

hat

the

mea

sure

s in

par

agra

ph 1

7 ab

ove

shal

l no

t pr

even

t a

desi

gnat

ed p

erso

n or

ent

ity f

rom

mak

ing

paym

ent d

ue u

nder

a c

ontr

act e

nter

ed in

to

prio

r to

the

listin

g of

suc

h a

pers

on o

r en

tity,

pro

vide

d th

at th

e re

leva

nt S

tate

s ha

ve

dete

rmin

ed t

hat

the

paym

ent

is n

ot d

irec

tly o

r in

dire

ctly

rec

eive

d by

a p

erso

n or

en

tity

desi

gnat

ed p

ursu

ant

to p

arag

raph

17

abov

e, a

nd a

fter

not

ific

atio

n by

the

re

leva

nt S

tate

s to

the

Com

mitt

ee o

f th

e in

tent

ion

to m

ake

or r

ecei

ve s

uch

paym

ents

or

to a

utho

rize

, whe

re a

ppro

pria

te, t

he u

nfre

ezin

g of

fun

ds, o

ther

fin

anci

al a

sset

s or

ec

onom

ic re

sour

ces

for t

his

purp

ose,

10

wor

king

day

s pr

ior t

o su

ch a

utho

riza

tion;

S/R

ES

/197

0 (2

011)

11-2

4558

6

Des

igna

tion

crite

ria

22

. D

ecid

es th

at th

e m

easu

res

cont

aine

d in

par

agra

phs

15 a

nd 1

7 sh

all a

pply

to

the

ind

ivid

uals

and

ent

ities

des

igna

ted

by t

he C

omm

ittee

, pur

suan

t to

par

agra

ph

24 (b

) and

(c),

resp

ectiv

ely;

(a

) In

volv

ed i

n or

com

plic

it in

ord

erin

g, c

ontr

ollin

g, o

r ot

herw

ise

dire

ctin

g,

the

com

mis

sion

of

seri

ous

hum

an r

ight

s ab

uses

aga

inst

per

sons

in

the

Liby

an A

rab

Jam

ahir

iya,

inc

ludi

ng b

y be

ing

invo

lved

in

or c

ompl

icit

in p

lann

ing,

com

man

ding

, or

deri

ng o

r co

nduc

ting

atta

cks,

in

viol

atio

n of

int

erna

tiona

l la

w,

incl

udin

g ae

rial

bo

mba

rdm

ents

, on

civi

lian

popu

latio

ns a

nd fa

cilit

ies;

or

(b

) A

ctin

g fo

r or

on

beha

lf o

f or

at

the

dire

ctio

n of

ind

ivid

uals

or

entit

ies

iden

tifie

d in

sub

para

grap

h (a

).

23

. St

rong

ly e

ncou

rage

s M

embe

r Sta

tes

to s

ubm

it to

the

Com

mitt

ee n

ames

of

indi

vidu

als

who

mee

t the

cri

teri

a se

t out

in p

arag

raph

22

abov

e;

New

San

ctio

ns C

omm

ittee

24

. D

ecid

es to

est

ablis

h, in

acc

orda

nce

with

rule

28

of it

s pr

ovis

iona

l rul

es o

f pr

oced

ure,

a C

omm

ittee

of t

he S

ecur

ity C

ounc

il co

nsis

ting

of a

ll th

e m

embe

rs o

f the

C

ounc

il (h

erei

n “t

he C

omm

ittee

”), t

o un

dert

ake

to fo

llow

ing

task

s:

(a

) To

mon

itor

impl

emen

tatio

n of

the

mea

sure

s im

pose

d in

par

agra

phs

9, 1

0,

15, a

nd 1

7;

(b

) To

des

igna

te t

hose

ind

ivid

uals

sub

ject

to

the

mea

sure

s im

pose

d by

pa

ragr

aphs

15

and

to c

onsi

der r

eque

sts

for e

xem

ptio

ns in

acc

orda

nce

with

par

agra

ph

16 a

bove

;

(c

) To

des

igna

te t

hose

ind

ivid

uals

sub

ject

to

the

mea

sure

s im

pose

d by

pa

ragr

aph

17 a

bove

and

to

cons

ider

req

uest

s fo

r ex

empt

ions

in

acco

rdan

ce w

ith

para

grap

hs 1

9 an

d 20

abo

ve;

(d

) To

es

tabl

ish

such

gu

idel

ines

as

m

ay

be

nece

ssar

y to

fa

cilit

ate

the

impl

emen

tatio

n of

the

mea

sure

s im

pose

d ab

ove;

(e

) To

rep

ort

with

in t

hirt

y da

ys t

o th

e Se

curi

ty C

ounc

il on

its

wor

k fo

r th

e fi

rst r

epor

t and

ther

eaft

er to

repo

rt a

s de

emed

nec

essa

ry b

y th

e C

omm

ittee

;

(f

) To

enc

oura

ge a

dia

logu

e be

twee

n th

e C

omm

ittee

and

inte

rest

ed M

embe

r St

ates

, in

part

icul

ar th

ose

in th

e re

gion

, inc

ludi

ng b

y in

vitin

g re

pres

enta

tives

of s

uch

Stat

es to

mee

t with

the

Com

mitt

ee to

dis

cuss

impl

emen

tatio

n of

the

mea

sure

s;

(g

) To

see

k fr

om a

ll St

ates

wha

teve

r in

form

atio

n it

may

con

side

r us

eful

re

gard

ing

the

actio

ns ta

ken

by th

em to

impl

emen

t eff

ectiv

ely

the

mea

sure

s im

pose

d ab

ove;

(h

) To

exa

min

e an

d ta

ke a

ppro

pria

te a

ctio

n on

info

rmat

ion

rega

rdin

g al

lege

d vi

olat

ions

or n

on-c

ompl

ianc

e w

ith th

e m

easu

res

cont

aine

d in

this

reso

lutio

n;

25

. C

alls

upo

n al

l Mem

ber S

tate

s to

repo

rt to

the

Com

mitt

ee w

ithin

120

day

s of

the

ado

ptio

n of

thi

s re

solu

tion

on t

he s

teps

the

y ha

ve t

aken

with

a v

iew

to

impl

emen

ting

effe

ctiv

ely

para

grap

hs 9

, 10,

15

and

17 a

bove

;

10

Page 21: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

0 (2

011) 7

11-2

4558

Hum

anita

rian

ass

ista

nce

26

. C

alls

up

on

all

Mem

ber

Stat

es,

wor

king

to

geth

er

and

actin

g in

co

oper

atio

n w

ith t

he S

ecre

tary

Gen

eral

, to

fac

ilita

te a

nd s

uppo

rt t

he r

etur

n of

hu

man

itari

an a

genc

ies

and

mak

e av

aila

ble

hum

anita

rian

and

rela

ted

assi

stan

ce in

the

Liby

an A

rab

Jam

ahir

iya,

and

req

uest

s th

e St

ates

con

cern

ed t

o ke

ep t

he S

ecur

ity

Cou

ncil

regu

larl

y in

form

ed o

n th

e pr

ogre

ss o

f ac

tions

und

erta

ken

purs

uant

to

this

pa

ragr

aph,

and

exp

ress

es i

ts r

eadi

ness

to

cons

ider

tak

ing

addi

tiona

l ap

prop

riat

e m

easu

res,

as

nece

ssar

y, to

ach

ieve

this

;

Com

mitm

ent t

o re

view

27

. Af

firm

s th

at it

sha

ll ke

ep th

e Li

byan

aut

hori

ties’

act

ions

und

er c

ontin

uous

re

view

and

tha

t it

shal

l be

pre

pare

d to

rev

iew

the

app

ropr

iate

ness

of

the

mea

sure

s co

ntai

ned

in t

his

reso

lutio

n, i

nclu

ding

the

str

engt

heni

ng,

mod

ific

atio

n, s

uspe

nsio

n or

lif

ting

of t

he m

easu

res,

as

may

be

need

ed a

t an

y tim

e in

lig

ht o

f th

e Li

byan

au

thor

ities

’ com

plia

nce

with

rele

vant

pro

visi

ons

of th

is re

solu

tion;

28

. D

ecid

es to

rem

ain

activ

ely

seiz

ed o

f the

mat

ter.

S/R

ES

/197

0 (2

011)

11-2

4558

8An

nex

I

Tra

vel

ban

1.

Al-

Bag

hdad

i, D

r Abd

ulqa

der M

oham

med

Pa

sspo

rt n

umbe

r: B

0105

74. D

ate

of b

irth

: 01/

07/1

950.

H

ead

of th

e Li

aiso

n O

ffic

e of

the

Rev

olut

iona

ry C

omm

ittee

s. R

evol

utio

nary

C

omm

ittee

s in

volv

ed in

vio

lenc

e ag

ains

t dem

onst

rato

rs.

2.

Dib

ri, A

bdul

qade

r Yus

ef

D

ate

of b

irth

: 194

6. P

lace

of b

irth

: Hou

n, L

ibya

.

H

ead

of M

uam

mar

Qad

hafi

’s p

erso

nal s

ecur

ity. R

espo

nsib

ility

for r

egim

e se

curi

ty. H

isto

ry o

f dir

ectin

g vi

olen

ce a

gain

st d

issi

dent

s.

3.

Dor

da, A

bu Z

ayd

Um

ar

D

irec

tor,

Exte

rnal

Sec

urity

Org

anis

atio

n. R

egim

e lo

yalis

t. H

ead

of e

xter

nal

inte

llige

nce

agen

cy.

4.

Jabi

r, M

ajor

Gen

eral

Abu

Bak

r Yun

is

D

ate

of b

irth

: 195

2. P

lace

of b

irth

: Jal

o, L

ibya

.

D

efen

ce M

inis

ter.

Ove

rall

resp

onsi

bilit

y fo

r act

ions

of a

rmed

forc

es.

5.

Mat

uq, M

atuq

Moh

amm

ed

D

ate

of b

irth

: 195

6. P

lace

of b

irth

: Kho

ms.

Se

cret

ary

for U

tiliti

es. S

enio

r mem

ber o

f reg

ime.

Invo

lvem

ent w

ith

Rev

olut

iona

ry C

omm

ittee

s. P

ast h

isto

ry o

f inv

olve

men

t in

supp

ress

ion

of

diss

ent a

nd v

iole

nce.

6.

Qad

haf A

l-da

m, S

ayyi

d M

oham

med

D

ate

of b

irth

: 194

8. P

lace

of b

irth

: Sir

te, L

ibya

.

C

ousi

n of

Mua

mm

ar Q

adha

fi. I

n th

e 19

80s,

Say

yid

was

invo

lved

in th

e di

ssid

ent a

ssas

sina

tion

cam

paig

n an

d al

lege

dly

resp

onsi

ble

for s

ever

al d

eath

s in

Eur

ope.

He

is a

lso

thou

ght t

o ha

ve b

een

invo

lved

in a

rms

proc

urem

ent.

7.

Qad

hafi

, Ais

ha M

uam

mar

D

ate

of b

irth

: 197

8. P

lace

of b

irth

: Tri

poli,

Lib

ya.

D

augh

ter o

f Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e.

8.

Qad

hafi

, Han

niba

l Mua

mm

ar

Pa

sspo

rt n

umbe

r: B

/002

210.

Dat

e of

bir

th: 2

0/09

/197

5. P

lace

of b

irth

: Tri

poli,

Li

bya.

Son

of M

uam

mar

Qad

hafi

. Clo

sene

ss o

f ass

ocia

tion

with

regi

me.

9.

Qad

hafi

, Kha

mis

Mua

mm

ar

D

ate

of b

irth

: 197

8. P

lace

of b

irth

: Tri

poli,

Lib

ya.

So

n of

Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e. C

omm

and

of

mili

tary

uni

ts in

volv

ed in

repr

essi

on o

f dem

onst

ratio

ns.

11

Page 22: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

0 (2

011) 9

11-2

4558

10.

Qad

hafi

, Moh

amm

ed M

uam

mar

D

ate

of b

irth

: 197

0. P

lace

of b

irth

: Tri

poli,

Lib

ya.

So

n of

Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e.

11.

Qad

hafi

, Mua

mm

ar M

oham

med

Abu

Min

yar

D

ate

of b

irth

: 194

2. P

lace

of b

irth

: Sir

te, L

ibya

.

Le

ader

of t

he R

evol

utio

n, S

upre

me

Com

man

der o

f Arm

ed F

orce

s.

Res

pons

ibili

ty fo

r ord

erin

g re

pres

sion

of d

emon

stra

tions

, hum

an ri

ghts

abu

ses.

12.

Qad

hafi

, Mut

assi

m

D

ate

of b

irth

: 197

6. P

lace

of b

irth

: Tri

poli,

Lib

ya.

N

atio

nal S

ecur

ity A

dvis

er. S

on o

f Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e.

13.

Qad

hafi

, Saa

di

Pa

sspo

rt n

umbe

r: 0

1479

7. D

ate

of b

irth

: 25/

05/1

973.

Pla

ce o

f bir

th: T

ripo

li,

Liby

a.

C

omm

ande

r Spe

cial

For

ces.

Son

of M

uam

mar

Qad

hafi

. Clo

sene

ss o

f as

soci

atio

n w

ith re

gim

e. C

omm

and

of m

ilita

ry u

nits

invo

lved

in re

pres

sion

of

dem

onst

ratio

ns.

14.

Qad

hafi

, Sai

f al-

Ara

b

D

ate

of b

irth

: 198

2. P

lace

of b

irth

: Tri

poli,

Lib

ya.

So

n of

Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e.

15.

Qad

hafi

, Sai

f al-

Isla

m

Pa

sspo

rt n

umbe

r: B

0149

95. D

ate

of b

irth

: 25/

06/1

972.

Pla

ce o

f bir

th: T

ripo

li,

Liby

a.

D

irec

tor,

Qad

hafi

Fou

ndat

ion.

Son

of M

uam

mar

Qad

hafi

. Clo

sene

ss o

f as

soci

atio

n w

ith re

gim

e. In

flam

mat

ory

publ

ic s

tate

men

ts e

ncou

ragi

ng v

iole

nce

agai

nst d

emon

stra

tors

.

16.

Al-

Senu

ssi,

Col

onel

Abd

ulla

h

D

ate

of b

irth

: 194

9. P

lace

of b

irth

: Sud

an.

D

irec

tor M

ilita

ry In

telli

genc

e. M

ilita

ry In

telli

genc

e in

volv

emen

t in

supp

ress

ion

of d

emon

stra

tions

. Pas

t his

tory

incl

udes

sus

pici

on o

f inv

olve

men

t in

Abu

Sel

im p

riso

n m

assa

cre.

Con

vict

ed in

abs

entia

for b

ombi

ng o

f UTA

fl

ight

. Bro

ther

-in-

law

of M

uam

mar

Qad

hafi

.

S/R

ES

/197

0 (2

011)

11-2

4558

10An

nex

II

Ass

et f

reez

e

1.

Qad

hafi

, Ais

ha M

uam

mar

D

ate

of b

irth

: 197

8. P

lace

of b

irth

: Tri

poli,

Lib

ya.

D

augh

ter o

f Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e.

2.

Qad

hafi

, Han

niba

l Mua

mm

ar

Pa

sspo

rt n

umbe

r: B

/002

210.

Dat

e of

bir

th: 2

0/09

/197

5. P

lace

of b

irth

: Tri

poli,

Li

bya.

Son

of M

uam

mar

Qad

hafi

. Clo

sene

ss o

f ass

ocia

tion

with

regi

me.

3.

Qad

hafi

, Kha

mis

Mua

mm

ar

D

ate

of b

irth

: 197

8. P

lace

of b

irth

: Tri

poli,

Lib

ya.

So

n of

Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e. C

omm

and

of

mili

tary

uni

ts in

volv

ed in

repr

essi

on o

f dem

onst

ratio

ns.

4.

Qad

hafi

, Mua

mm

ar M

oham

med

Abu

Min

yar

D

ate

of b

irth

: 194

2. P

lace

of b

irth

: Sir

te, L

ibya

.

Le

ader

of t

he R

evol

utio

n, S

upre

me

Com

man

der o

f Arm

ed F

orce

s.

Res

pons

ibili

ty fo

r ord

erin

g re

pres

sion

of d

emon

stra

tions

, hum

an ri

ghts

abu

ses.

5.

Qad

hafi

, Mut

assi

m

D

ate

of b

irth

: 197

6. P

lace

of b

irth

: Tri

poli,

Lib

ya.

N

atio

nal S

ecur

ity A

dvis

er. S

on o

f Mua

mm

ar Q

adha

fi. C

lose

ness

of a

ssoc

iatio

n w

ith re

gim

e.

6.

Qad

hafi

, Sai

f al-

Isla

m

Pa

sspo

rt n

umbe

r: B

0149

95. D

ate

of b

irth

: 25/

06/1

972.

Pla

ce o

f bir

th: T

ripo

li,

Liby

a.

D

irec

tor,

Qad

hafi

Fou

ndat

ion.

Son

of M

uam

mar

Qad

hafi

. Clo

sene

ss o

f as

soci

atio

n w

ith re

gim

e. In

flam

mat

ory

publ

ic s

tate

men

ts e

ncou

ragi

ng v

iole

nce

agai

nst d

emon

stra

tors

.

12

Page 23: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

United Nations Security Council resolution 1973 (2011) of

17 March 2011 (On the situation in the Libyan Arab

Jamahiriya)

Page 24: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

Uni

ted

Nat

ions

S/

RES

/197

3 (2

011)

Secu

rity

Cou

ncil

Dis

tr.: G

ener

al

17 M

arch

201

1

11-2

6839

(E)

*1126839*

Res

olu

tion

197

3 (2

011)

Ad

opte

d b

y th

e S

ecu

rity

Cou

nci

l at

its

649

8th

mee

tin

g, o

n

17 M

arch

201

1

The

Secu

rity

Cou

ncil,

Reca

lling

its

reso

lutio

n 19

70 (2

011)

of 2

6 Fe

brua

ry 2

011,

Dep

lori

ng th

e fa

ilure

of

the

Liby

an a

utho

ritie

s to

com

ply

with

res

olut

ion

1970

(2

011)

, Expr

essi

ng g

rave

con

cern

at

the

dete

rior

atin

g si

tuat

ion,

the

esc

alat

ion

of

viol

ence

, and

the

heav

y ci

vilia

n ca

sual

ties,

Reite

ratin

g th

e re

spon

sibi

lity

of t

he L

ibya

n au

thor

ities

to

prot

ect

the

Liby

an

popu

latio

n an

d re

affir

min

g th

at

part

ies

to

arm

ed

conf

licts

be

ar

the

prim

ary

resp

onsi

bilit

y to

take

all

feas

ible

ste

ps to

ens

ure

the

prot

ectio

n of

civ

ilian

s,

Con

dem

ning

the

gro

ss a

nd s

yste

mat

ic v

iola

tion

of h

uman

rig

hts,

inc

ludi

ng

arbi

trar

y de

tent

ions

, enf

orce

d di

sapp

eara

nces

, tor

ture

and

sum

mar

y ex

ecut

ions

,

Furt

her

cond

emni

ng a

cts

of v

iole

nce

and

intim

idat

ion

com

mitt

ed b

y th

e Li

byan

aut

hori

ties

agai

nst j

ourn

alis

ts, m

edia

pro

fess

iona

ls a

nd a

ssoc

iate

d pe

rson

nel

and

urgi

ng t

hese

aut

hori

ties

to c

ompl

y w

ith t

heir

obl

igat

ions

und

er i

nter

natio

nal

hum

anita

rian

law

as

outli

ned

in re

solu

tion

1738

(200

6),

Con

side

ring

tha

t the

wid

espr

ead

and

syst

emat

ic a

ttack

s cu

rren

tly ta

king

pla

ce

in th

e Li

byan

Ara

b Ja

mah

iriy

a ag

ains

t the

civ

ilian

pop

ulat

ion

may

am

ount

to c

rim

es

agai

nst h

uman

ity,

Reca

lling

par

agra

ph 2

6 of

res

olut

ion

1970

(20

11)

in w

hich

the

Cou

ncil

expr

esse

d its

rea

dine

ss t

o co

nsid

er t

akin

g ad

ditio

nal

appr

opri

ate

mea

sure

s, a

s ne

cess

ary,

to

faci

litat

e an

d su

ppor

t th

e re

turn

of

hum

anita

rian

age

ncie

s an

d m

ake

avai

labl

e hu

man

itari

an a

nd re

late

d as

sist

ance

in th

e Li

byan

Ara

b Ja

mah

iriy

a,

Expr

essi

ng i

ts d

eter

min

atio

n to

ens

ure

the

prot

ectio

n of

civ

ilian

s an

d ci

vilia

n po

pula

ted

area

s an

d th

e ra

pid

and

unim

pede

d pa

ssag

e of

hum

anita

rian

ass

ista

nce

and

the

safe

ty o

f hum

anita

rian

per

sonn

el,

Reca

lling

the

cond

emna

tion

by th

e Le

ague

of A

rab

Stat

es, t

he A

fric

an U

nion

, an

d th

e Se

cret

ary

Gen

eral

of

the

Org

aniz

atio

n of

the

Isl

amic

Con

fere

nce

of t

he

seri

ous

viol

atio

ns o

f hum

an ri

ghts

and

inte

rnat

iona

l hum

anita

rian

law

that

hav

e be

en

and

are

bein

g co

mm

itted

in th

e Li

byan

Ara

b Ja

mah

iriy

a,

S/R

ES

/197

3 (2

011)

11-2

6839

2

Taki

ng n

ote

of t

he f

inal

com

mun

iqué

of

the

Org

anis

atio

n of

the

Isl

amic

C

onfe

renc

e of

8 M

arch

201

1, a

nd t

he c

omm

uniq

ué o

f th

e Pe

ace

and

Secu

rity

C

ounc

il of

the

Afr

ican

Uni

on o

f 10

Mar

ch 2

011

whi

ch e

stab

lishe

d an

ad

hoc

Hig

h Le

vel C

omm

ittee

on

Liby

a,

Taki

ng n

ote

also

of t

he d

ecis

ion

of th

e C

ounc

il of

the

Leag

ue o

f Ara

b St

ates

of

12 M

arch

201

1 to

cal

l fo

r th

e im

posi

tion

of a

no-

fly

zone

on

Liby

an m

ilita

ry

avia

tion,

and

to e

stab

lish

safe

are

as in

pla

ces

expo

sed

to s

helli

ng a

s a

prec

autio

nary

m

easu

re t

hat

allo

ws

the

prot

ectio

n of

the

Lib

yan

peop

le a

nd f

orei

gn n

atio

nals

re

sidi

ng in

the

Liby

an A

rab

Jam

ahir

iya,

Taki

ng n

ote

furt

her

of t

he S

ecre

tary

-Gen

eral

’s c

all

on 1

6 M

arch

201

1 fo

r an

im

med

iate

cea

se-f

ire,

Reca

lling

its

dec

isio

n to

ref

er t

he s

ituat

ion

in t

he L

ibya

n A

rab

Jam

ahir

iya

sinc

e 15

Feb

ruar

y 20

11 t

o th

e Pr

osec

utor

of

the

Inte

rnat

iona

l C

rim

inal

Cou

rt,

and

stre

ssin

g th

at t

hose

res

pons

ible

for

or

com

plic

it in

atta

cks

targ

etin

g th

e ci

vilia

n po

pula

tion,

incl

udin

g ae

rial

and

nav

al a

ttack

s, m

ust b

e he

ld to

acc

ount

,

Reite

ratin

g its

con

cern

at t

he p

light

of

refu

gees

and

for

eign

wor

kers

for

ced

to

flee

the

vio

lenc

e in

the

Lib

yan

Ara

b Ja

mah

iriy

a, w

elco

min

g th

e re

spon

se o

f ne

ighb

ouri

ng S

tate

s, i

n pa

rtic

ular

Tun

isia

and

Egy

pt, t

o ad

dres

s th

e ne

eds

of t

hose

re

fuge

es a

nd fo

reig

n w

orke

rs, a

nd c

allin

g on

the

inte

rnat

iona

l com

mun

ity to

sup

port

th

ose

effo

rts,

Dep

lori

ng th

e co

ntin

uing

use

of m

erce

nari

es b

y th

e Li

byan

aut

hori

ties,

Con

side

ring

that

the

esta

blis

hmen

t of

a ba

n on

all

flig

hts

in th

e ai

rspa

ce o

f th

e Li

byan

Ara

b Ja

mah

iriy

a co

nstit

utes

an

impo

rtan

t el

emen

t fo

r th

e pr

otec

tion

of

civi

lians

as

wel

l as

the

saf

ety

of t

he d

eliv

ery

of h

uman

itari

an a

ssis

tanc

e an

d a

deci

sive

ste

p fo

r the

ces

satio

n of

hos

tiliti

es in

Lib

ya,

Expr

essi

ng c

once

rn a

lso

for

the

safe

ty o

f fo

reig

n na

tiona

ls a

nd t

heir

rig

hts

in

the

Liby

an A

rab

Jam

ahir

iya,

Wel

com

ing

the

appo

intm

ent

by t

he S

ecre

tary

Gen

eral

of

his

Spec

ial

Envo

y to

Li

bya,

Mr.

Abd

el-E

lah

Moh

amed

Al-

Kha

tib a

nd s

uppo

rtin

g hi

s ef

fort

s to

fin

d a

sust

aina

ble

and

peac

eful

sol

utio

n to

the

cris

is in

the

Liby

an A

rab

Jam

ahir

iya,

Reaf

firm

ing

its s

tron

g co

mm

itmen

t to

the

sove

reig

nty,

inde

pend

ence

, ter

rito

rial

in

tegr

ity a

nd n

atio

nal u

nity

of t

he L

ibya

n A

rab

Jam

ahir

iya,

Det

erm

inin

g th

at t

he s

ituat

ion

in t

he L

ibya

n A

rab

Jam

ahir

iya

cont

inue

s to

co

nstit

ute

a th

reat

to in

tern

atio

nal p

eace

and

sec

urity

,

Actin

g un

der C

hapt

er V

II o

f the

Cha

rter

of t

he U

nite

d N

atio

ns,

1.

D

eman

ds th

e im

med

iate

est

ablis

hmen

t of a

cea

se-f

ire

and

a co

mpl

ete

end

to v

iole

nce

and

all a

ttack

s ag

ains

t, an

d ab

uses

of,

civi

lians

;

2.

St

ress

es th

e ne

ed to

inte

nsif

y ef

fort

s to

fin

d a

solu

tion

to th

e cr

isis

whi

ch

resp

onds

to th

e le

gitim

ate

dem

ands

of

the

Liby

an p

eopl

e an

d no

tes

the

deci

sion

s of

th

e Se

cret

ary-

Gen

eral

to

send

his

Spe

cial

Env

oy t

o Li

bya

and

of t

he P

eace

and

Se

curi

ty C

ounc

il of

the

Afr

ican

Uni

on t

o se

nd i

ts a

d ho

c H

igh

Leve

l Com

mitt

ee to

Li

bya

with

the

aim

of

faci

litat

ing

dial

ogue

to le

ad to

the

polit

ical

ref

orm

s ne

cess

ary

to fi

nd a

pea

cefu

l and

sus

tain

able

sol

utio

n;

14

Page 25: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

3 (2

011) 3

11-2

6839

3.

D

eman

ds th

at th

e Li

byan

aut

hori

ties

com

ply

with

thei

r ob

ligat

ions

und

er

inte

rnat

iona

l la

w,

incl

udin

g in

tern

atio

nal

hum

anita

rian

la

w,

hum

an

righ

ts

and

refu

gee

law

and

tak

e al

l m

easu

res

to p

rote

ct c

ivili

ans

and

mee

t th

eir

basi

c ne

eds,

an

d to

ens

ure

the

rapi

d an

d un

impe

ded

pass

age

of h

uman

itari

an a

ssis

tanc

e;

Pro

tect

ion

of

civi

lian

s

4.

Au

thor

izes

M

embe

r St

ates

th

at

have

no

tifie

d th

e Se

cret

ary-

Gen

eral

, ac

ting

natio

nally

or

thro

ugh

regi

onal

org

aniz

atio

ns o

r ar

rang

emen

ts,

and

actin

g in

co

oper

atio

n w

ith

the

Secr

etar

y-G

ener

al,

to

take

al

l ne

cess

ary

mea

sure

s,

notw

ithst

andi

ng p

arag

raph

9 o

f re

solu

tion

1970

(20

11),

to p

rote

ct c

ivili

ans

and

civi

lian

popu

late

d ar

eas

unde

r th

reat

of

atta

ck i

n th

e Li

byan

Ara

b Ja

mah

iriy

a,

incl

udin

g B

engh

azi,

whi

le e

xclu

ding

a f

orei

gn o

ccup

atio

n fo

rce

of a

ny f

orm

on

any

part

of

Liby

an t

erri

tory

, an

d re

ques

ts t

he M

embe

r St

ates

con

cern

ed t

o in

form

the

Se

cret

ary-

Gen

eral

im

med

iate

ly

of

the

mea

sure

s th

ey

take

pu

rsua

nt

to

the

auth

oriz

atio

n co

nfer

red

by t

his

para

grap

h w

hich

sha

ll be

im

med

iate

ly r

epor

ted

to

the

Secu

rity

Cou

ncil;

5.

Re

cogn

izes

the

im

port

ant

role

of

the

Leag

ue o

f A

rab

Stat

es i

n m

atte

rs

rela

ting

to t

he m

aint

enan

ce o

f in

tern

atio

nal

peac

e an

d se

curi

ty i

n th

e re

gion

, an

d be

arin

g in

min

d C

hapt

er V

III

of t

he C

hart

er o

f th

e U

nite

d N

atio

ns,

requ

ests

the

M

embe

r St

ates

of

the

Leag

ue o

f Ara

b St

ates

to c

oope

rate

with

oth

er M

embe

r St

ates

in

the

impl

emen

tatio

n of

par

agra

ph 4

;

No

Fly

Zon

e

6.

D

ecid

es t

o es

tabl

ish

a ba

n on

all

flig

hts

in t

he a

irsp

ace

of t

he L

ibya

n A

rab

Jam

ahir

iya

in o

rder

to h

elp

prot

ect c

ivili

ans;

7.

D

ecid

es f

urth

er t

hat

the

ban

impo

sed

by p

arag

raph

6 s

hall

not

appl

y to

fl

ight

s w

hose

sol

e pu

rpos

e is

hum

anita

rian

, su

ch a

s de

liver

ing

or f

acili

tatin

g th

e de

liver

y of

ass

ista

nce,

inc

ludi

ng m

edic

al s

uppl

ies,

foo

d, h

uman

itari

an w

orke

rs a

nd

rela

ted

assi

stan

ce, o

r ev

acua

ting

fore

ign

natio

nals

fro

m th

e Li

byan

Ara

b Ja

mah

iriy

a,

nor

shal

l it a

pply

to f

light

s au

thor

ised

by

para

grap

hs 4

or

8, n

or o

ther

flig

hts

whi

ch

are

deem

ed

nece

ssar

y by

St

ates

ac

ting

unde

r th

e au

thor

isat

ion

conf

erre

d in

pa

ragr

aph

8 to

be

for t

he b

enef

it of

the

Liby

an p

eopl

e, a

nd th

at th

ese

flig

hts

shal

l be

coor

dina

ted

with

any

mec

hani

sm e

stab

lishe

d un

der p

arag

raph

8;

8.

Au

thor

izes

Mem

ber

Stat

es t

hat

have

not

ifie

d th

e Se

cret

ary-

Gen

eral

and

th

e Se

cret

ary-

Gen

eral

of

the

Leag

ue o

f A

rab

Stat

es,

actin

g na

tiona

lly o

r th

roug

h re

gion

al o

rgan

izat

ions

or

arra

ngem

ents

, to

tak

e al

l ne

cess

ary

mea

sure

s to

enf

orce

co

mpl

ianc

e w

ith th

e ba

n on

flig

hts

impo

sed

by p

arag

raph

6 a

bove

, as

nece

ssar

y, a

nd

requ

ests

the

Sta

tes

conc

erne

d in

coo

pera

tion

with

the

Lea

gue

of A

rab

Stat

es t

o co

ordi

nate

clo

sely

with

the

Sec

reta

ry G

ener

al o

n th

e m

easu

res

they

are

tak

ing

to

impl

emen

t th

is

ban,

in

clud

ing

by

esta

blis

hing

an

ap

prop

riat

e m

echa

nism

fo

r im

plem

entin

g th

e pr

ovis

ions

of p

arag

raph

s 6

and

7 ab

ove,

9.

C

alls

upo

n al

l M

embe

r St

ates

, ac

ting

natio

nally

or

thro

ugh

regi

onal

or

gani

zatio

ns o

r ar

rang

emen

ts, t

o pr

ovid

e as

sist

ance

, inc

ludi

ng a

ny n

eces

sary

ove

r-fl

ight

app

rova

ls, f

or th

e pu

rpos

es o

f im

plem

entin

g pa

ragr

aphs

4, 6

, 7 a

nd 8

abo

ve;

10

. Re

ques

ts t

he M

embe

r St

ates

con

cern

ed t

o co

ordi

nate

clo

sely

with

eac

h ot

her

and

the

Secr

etar

y-G

ener

al o

n th

e m

easu

res

they

are

tak

ing

to i

mpl

emen

t

S/R

ES

/197

3 (2

011)

11-2

6839

4

para

grap

hs 4

, 6, 7

and

8 a

bove

, inc

ludi

ng p

ract

ical

mea

sure

s fo

r th

e m

onito

ring

and

ap

prov

al o

f aut

hori

sed

hum

anita

rian

or e

vacu

atio

n fl

ight

s;

11

. D

ecid

es t

hat

the

Mem

ber

Stat

es c

once

rned

sha

ll in

form

the

Sec

reta

ry-

Gen

eral

and

the

Sec

reta

ry-G

ener

al o

f th

e Le

ague

of

Ara

b St

ates

im

med

iate

ly o

f m

easu

res

take

n in

exe

rcis

e of

the

aut

hori

ty c

onfe

rred

by

para

grap

h 8

abov

e,

incl

udin

g to

sup

ply

a co

ncep

t of o

pera

tions

;

12

. Re

ques

ts th

e Se

cret

ary-

Gen

eral

to in

form

the

Cou

ncil

imm

edia

tely

of a

ny

actio

ns ta

ken

by th

e M

embe

r St

ates

con

cern

ed in

exe

rcis

e of

the

auth

ority

con

ferr

ed

by p

arag

raph

8 a

bove

and

to

repo

rt t

o th

e C

ounc

il w

ithin

7 d

ays

and

ever

y m

onth

th

erea

fter

on

the

impl

emen

tatio

n of

thi

s re

solu

tion,

inc

ludi

ng i

nfor

mat

ion

on a

ny

viol

atio

ns o

f the

flig

ht b

an im

pose

d by

par

agra

ph 6

abo

ve;

En

forc

emen

t of

th

e ar

ms

emb

argo

13

. D

ecid

es th

at p

arag

raph

11

of r

esol

utio

n 19

70 (

2011

) sh

all b

e re

plac

ed b

y th

e fo

llow

ing

para

grap

h : “

Cal

ls u

pon

all M

embe

r St

ates

, in

part

icul

ar S

tate

s of

the

regi

on, a

ctin

g na

tiona

lly o

r th

roug

h re

gion

al o

rgan

isat

ions

or

arra

ngem

ents

, in

orde

r to

ens

ure

stri

ct im

plem

enta

tion

of th

e ar

ms

emba

rgo

esta

blis

hed

by p

arag

raph

s 9

and

10 o

f re

solu

tion

1970

(20

11),

to i

nspe

ct i

n th

eir

terr

itory

, in

clud

ing

seap

orts

and

ai

rpor

ts, a

nd o

n th

e hi

gh s

eas,

ves

sels

and

air

craf

t bou

nd to

or

from

the

Liby

an A

rab

Jam

ahir

iya,

if th

e St

ate

conc

erne

d ha

s in

form

atio

n th

at p

rovi

des

reas

onab

le g

roun

ds

to b

elie

ve th

at th

e ca

rgo

cont

ains

item

s th

e su

pply

, sal

e, tr

ansf

er o

r ex

port

of

whi

ch

is p

rohi

bite

d by

par

agra

phs

9 or

10

of r

esol

utio

n 19

70 (

2011

) as

mod

ifie

d by

thi

s re

solu

tion,

inc

ludi

ng t

he p

rovi

sion

of

arm

ed m

erce

nary

per

sonn

el,

calls

upo

n al

l fl

ag S

tate

s of

suc

h ve

ssel

s an

d ai

rcra

ft t

o co

oper

ate

with

suc

h in

spec

tions

and

au

thor

ises

M

embe

r St

ates

to

us

e al

l m

easu

res

com

men

sura

te

to

the

spec

ific

ci

rcum

stan

ces

to c

arry

out

suc

h in

spec

tions

”;

14

. Re

ques

ts M

embe

r St

ates

whi

ch a

re t

akin

g ac

tion

unde

r pa

ragr

aph

13

abov

e on

the

hig

h se

as t

o co

ordi

nate

clo

sely

with

eac

h ot

her

and

the

Secr

etar

y-G

ener

al a

nd f

urth

er r

eque

sts

the

Stat

es c

once

rned

to

info

rm t

he S

ecre

tary

-Gen

eral

an

d th

e C

omm

ittee

est

ablis

hed

purs

uant

to

para

grap

h 24

of

reso

lutio

n 19

70 (

2011

) (“

the

Com

mitt

ee”)

im

med

iate

ly o

f m

easu

res

take

n in

the

exe

rcis

e of

the

aut

hori

ty

conf

erre

d by

par

agra

ph 1

3 ab

ove;

15

. Re

quir

es a

ny M

embe

r Sta

te w

heth

er a

ctin

g na

tiona

lly o

r thr

ough

regi

onal

or

gani

satio

ns

or

arra

ngem

ents

, w

hen

it un

dert

akes

an

in

spec

tion

purs

uant

to

pa

ragr

aph

13 a

bove

, to

sub

mit

prom

ptly

an

initi

al w

ritte

n re

port

to

the

Com

mitt

ee

cont

aini

ng, i

n pa

rtic

ular

, exp

lana

tion

of th

e gr

ound

s fo

r the

insp

ectio

n, th

e re

sults

of

such

ins

pect

ion,

and

whe

ther

or

not

coop

erat

ion

was

pro

vide

d, a

nd,

if p

rohi

bite

d ite

ms

for

tran

sfer

are

fou

nd,

furt

her

requ

ires

suc

h M

embe

r St

ates

to

subm

it to

the

C

omm

ittee

, at

a la

ter

stag

e, a

sub

sequ

ent

wri

tten

repo

rt c

onta

inin

g re

leva

nt d

etai

ls

on t

he i

nspe

ctio

n, s

eizu

re,

and

disp

osal

, an

d re

leva

nt d

etai

ls

of t

he t

rans

fer,

incl

udin

g a

desc

ript

ion

of t

he i

tem

s, t

heir

ori

gin

and

inte

nded

des

tinat

ion,

if

this

in

form

atio

n is

not

in th

e in

itial

repo

rt;

16

. D

eplo

res

the

cont

inui

ng f

low

s of

mer

cena

ries

int

o th

e Li

byan

Ara

b Ja

mah

iriy

a an

d ca

lls

upon

al

l M

embe

r St

ates

to

co

mpl

y st

rict

ly

with

th

eir

oblig

atio

ns u

nder

par

agra

ph 9

of

reso

lutio

n 19

70 (

2011

) to

pre

vent

the

prov

isio

n of

ar

med

mer

cena

ry p

erso

nnel

to th

e Li

byan

Ara

b Ja

mah

iriy

a;

15

Page 26: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

3 (2

011) 5

11-2

6839

Ban

on

fli

ghts

17

. D

ecid

es th

at a

ll St

ates

sha

ll de

ny p

erm

issi

on to

any

air

craf

t reg

iste

red

in

the

Liby

an A

rab

Jam

ahir

iya

or o

wne

d or

ope

rate

d by

Lib

yan

natio

nals

or

com

pani

es

to t

ake

off

from

, la

nd i

n or

ove

rfly

the

ir t

erri

tory

unl

ess

the

part

icul

ar f

light

has

be

en a

ppro

ved

in a

dvan

ce b

y th

e C

omm

ittee

, or

in

the

case

of

an e

mer

genc

y la

ndin

g;

18

. D

ecid

es t

hat

all

Stat

es s

hall

deny

per

mis

sion

to

any

airc

raft

to

take

off

fr

om,

land

in

or o

verf

ly t

heir

ter

rito

ry,

if t

hey

have

inf

orm

atio

n th

at p

rovi

des

reas

onab

le g

roun

ds t

o be

lieve

tha

t th

e ai

rcra

ft c

onta

ins

item

s th

e su

pply

, sa

le,

tran

sfer

, or

expo

rt o

f w

hich

is p

rohi

bite

d by

par

agra

phs

9 an

d 10

of

reso

lutio

n 19

70

(201

1) a

s m

odif

ied

by t

his

reso

lutio

n, i

nclu

ding

the

pro

visi

on o

f ar

med

mer

cena

ry

pers

onne

l, ex

cept

in th

e ca

se o

f an

emer

genc

y la

ndin

g;

Ass

et f

reez

e

19

. D

ecid

es th

at th

e as

set f

reez

e im

pose

d by

par

agra

ph 1

7, 1

9, 2

0 an

d 21

of

reso

lutio

n 19

70 (

2011

) sh

all a

pply

to a

ll fu

nds,

oth

er f

inan

cial

ass

ets

and

econ

omic

re

sour

ces

whi

ch a

re o

n th

eir

terr

itori

es, w

hich

are

ow

ned

or c

ontr

olle

d, d

irec

tly o

r in

dire

ctly

, by

the

Lib

yan

auth

oriti

es,

as d

esig

nate

d by

the

Com

mitt

ee,

or b

y in

divi

dual

s or

ent

ities

act

ing

on t

heir

beh

alf

or a

t th

eir

dire

ctio

n, o

r by

ent

ities

ow

ned

or c

ontr

olle

d by

the

m, a

s de

sign

ated

by

the

Com

mitt

ee, a

nd d

ecid

es f

urth

erth

at a

ll St

ates

sha

ll en

sure

that

any

fun

ds, f

inan

cial

ass

ets

or e

cono

mic

res

ourc

es a

re

prev

ente

d fr

om b

eing

mad

e av

aila

ble

by t

heir

nat

iona

ls o

r by

any

ind

ivid

uals

or

entit

ies

with

in t

heir

ter

rito

ries

, to

or

for

the

bene

fit

of t

he L

ibya

n au

thor

ities

, as

de

sign

ated

by

the

Com

mitt

ee, o

r in

divi

dual

s or

ent

ities

act

ing

on t

heir

beh

alf

or a

t th

eir

dire

ctio

n, o

r en

titie

s ow

ned

or c

ontr

olle

d by

the

m,

as d

esig

nate

d by

the

C

omm

ittee

, an

d di

rect

s th

e C

omm

ittee

to

de

sign

ate

such

Li

byan

au

thor

ities

, in

divi

dual

s or

ent

ities

with

in 3

0 da

ys o

f th

e da

te o

f th

e ad

optio

n of

thi

s re

solu

tion

and

as a

ppro

pria

te th

erea

fter

;

20

. Af

firm

s its

de

term

inat

ion

to

ensu

re

that

as

sets

fr

ozen

pu

rsua

nt

to

para

grap

h 17

of

reso

lutio

n 19

70 (

2011

) sh

all,

at a

late

r st

age,

as

soon

as

poss

ible

be

mad

e av

aila

ble

to a

nd fo

r the

ben

efit

of th

e pe

ople

of t

he L

ibya

n A

rab

Jam

ahir

iya;

21

. D

ecid

es t

hat

all

Stat

es s

hall

requ

ire

thei

r na

tiona

ls,

pers

ons

subj

ect

to

thei

r ju

risd

ictio

n an

d fi

rms

inco

rpor

ated

in

th

eir

terr

itory

or

su

bjec

t to

th

eir

juri

sdic

tion

to e

xerc

ise

vigi

lanc

e w

hen

doin

g bu

sine

ss w

ith e

ntiti

es i

ncor

pora

ted

in

the

Liby

an A

rab

Jam

ahir

iya

or s

ubje

ct t

o its

jur

isdi

ctio

n, a

nd a

ny i

ndiv

idua

ls o

r en

titie

s ac

ting

on th

eir

beha

lf o

r at

thei

r di

rect

ion,

and

ent

ities

ow

ned

or c

ontr

olle

d by

them

, if

the

Stat

es h

ave

info

rmat

ion

that

pro

vide

s re

ason

able

gro

unds

to b

elie

ve

that

suc

h bu

sine

ss c

ould

con

trib

ute

to v

iole

nce

and

use

of fo

rce

agai

nst c

ivili

ans;

Des

ign

atio

ns

22

. D

ecid

es t

hat

the

indi

vidu

als

liste

d in

Ann

ex I

sha

ll be

sub

ject

to

the

trav

el r

estr

ictio

ns i

mpo

sed

in p

arag

raph

s 15

and

16

of r

esol

utio

n 19

70 (

2011

), an

d de

cide

s fu

rthe

r th

at th

e in

divi

dual

s an

d en

titie

s lis

ted

in A

nnex

II

shal

l be

subj

ect t

o th

e as

set f

reez

e im

pose

d in

par

agra

phs

17, 1

9, 2

0 an

d 21

of r

esol

utio

n 19

70 (2

011)

;

23

. D

ecid

es th

at th

e m

easu

res

spec

ifie

d in

par

agra

phs

15, 1

6, 1

7, 1

9, 2

0 an

d 21

of

reso

lutio

n 19

70 (

2011

) sh

all a

pply

als

o to

indi

vidu

als

and

entit

ies

dete

rmin

ed

by th

e C

ounc

il or

the

Com

mitt

ee to

hav

e vi

olat

ed th

e pr

ovis

ions

of

reso

lutio

n 19

70

S/R

ES

/197

3 (2

011)

11-2

6839

6

(201

1), p

artic

ular

ly p

arag

raph

s 9

and

10 th

ereo

f, or

to h

ave

assi

sted

oth

ers

in d

oing

so

;

Pan

el o

f E

xper

ts

24

. Re

ques

ts th

e Se

cret

ary-

Gen

eral

to c

reat

e fo

r an

initi

al p

erio

d of

one

yea

r, in

con

sulta

tion

with

the

Com

mitt

ee,

a gr

oup

of u

p to

eig

ht e

xper

ts (

“Pan

el o

f Ex

pert

s”),

unde

r the

dir

ectio

n of

the

Com

mitt

ee to

car

ry o

ut th

e fo

llow

ing

task

s:

(a

) A

ssis

t th

e C

omm

ittee

in

ca

rryi

ng

out

its

man

date

as

sp

ecif

ied

in

para

grap

h 24

of r

esol

utio

n 19

70 (2

011)

and

this

reso

lutio

n;

(b

) G

athe

r, ex

amin

e an

d an

alys

e in

form

atio

n fr

om S

tate

s, r

elev

ant

Uni

ted

Nat

ions

bod

ies,

reg

iona

l or

gani

satio

ns a

nd o

ther

int

eres

ted

part

ies

rega

rdin

g th

e im

plem

enta

tion

of

the

mea

sure

s de

cide

d in

re

solu

tion

1970

(2

011)

an

d th

is

reso

lutio

n, in

par

ticul

ar in

cide

nts

of n

on-c

ompl

ianc

e;

(c

) M

ake

reco

mm

enda

tions

on

actio

ns t

he C

ounc

il, o

r th

e C

omm

ittee

or

Stat

e, m

ay c

onsi

der t

o im

prov

e im

plem

enta

tion

of th

e re

leva

nt m

easu

res;

(d

) Pr

ovid

e to

the

Cou

ncil

an in

teri

m re

port

on

its w

ork

no la

ter t

han

90 d

ays

afte

r th

e Pa

nel’s

app

oint

men

t, an

d a

fina

l rep

ort t

o th

e C

ounc

il no

late

r th

an 3

0 da

ys

prio

r to

the

term

inat

ion

of it

s m

anda

te w

ith it

s fi

ndin

gs a

nd re

com

men

datio

ns;

25

. U

rges

all

Stat

es,

rele

vant

Uni

ted

Nat

ions

bod

ies

and

othe

r in

tere

sted

pa

rtie

s, to

coo

pera

te fu

lly w

ith th

e C

omm

ittee

and

the

Pane

l of E

xper

ts, i

n pa

rtic

ular

by

sup

plyi

ng a

ny i

nfor

mat

ion

at t

heir

dis

posa

l on

the

im

plem

enta

tion

of t

he

mea

sure

s de

cide

d in

res

olut

ion

1970

(20

11)

and

this

res

olut

ion,

in

part

icul

ar

inci

dent

s of

non

-com

plia

nce;

26

. D

ecid

es th

at th

e m

anda

te o

f th

e C

omm

ittee

as

set o

ut in

par

agra

ph 2

4 of

re

solu

tion

1970

(201

1) s

hall

also

app

ly to

the

mea

sure

s de

cide

d in

this

reso

lutio

n;

27

. D

ecid

es th

at a

ll St

ates

, inc

ludi

ng th

e Li

byan

Ara

b Ja

mah

iriy

a, s

hall

take

th

e ne

cess

ary

mea

sure

s to

ens

ure

that

no

clai

m s

hall

lie a

t the

inst

ance

of t

he L

ibya

n au

thor

ities

, or

of

any

pers

on o

r bo

dy i

n th

e Li

byan

Ara

b Ja

mah

iriy

a, o

r of

any

pe

rson

cla

imin

g th

roug

h or

for t

he b

enef

it of

any

suc

h pe

rson

or b

ody,

in c

onne

ctio

n w

ith a

ny c

ontr

act o

r ot

her

tran

sact

ion

whe

re it

s pe

rfor

man

ce w

as a

ffec

ted

by r

easo

n of

the

mea

sure

s ta

ken

by t

he S

ecur

ity C

ounc

il in

res

olut

ion

1970

(20

11),

this

re

solu

tion

and

rela

ted

reso

lutio

ns;

28

. Re

affir

ms

its in

tent

ion

to k

eep

the

actio

ns o

f th

e Li

byan

aut

hori

ties

unde

r co

ntin

uous

rev

iew

and

und

erlin

es i

ts r

eadi

ness

to

revi

ew a

t an

y tim

e th

e m

easu

res

impo

sed

by t

his

reso

lutio

n an

d re

solu

tion

1970

(20

11),

incl

udin

g by

str

engt

heni

ng,

susp

endi

ng o

r lif

ting

thos

e m

easu

res,

as

appr

opri

ate,

bas

ed o

n co

mpl

ianc

e by

the

Li

byan

aut

hori

ties

with

this

reso

lutio

n an

d re

solu

tion

1970

(201

1).

29

. D

ecid

es to

rem

ain

activ

ely

seiz

ed o

f the

mat

ter.

16

Page 27: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

3 (2

011) 7

11-2

6839

Lib

ya:

UN

SC

R p

rop

osed

des

ign

atio

ns

Num

ber

Nam

e Ju

stifi

catio

n Id

entif

iers

An

nex

I:

Tra

vel

Ban

1 Q

UR

EN S

ALI

H Q

UR

EN

AL

QA

DH

AFI

Li

byan

Am

bass

ador

to C

had.

Has

le

ft C

had

for S

abha

. Inv

olve

d di

rect

ly in

recr

uitin

g an

d co

ordi

natin

g m

erce

nari

es fo

r the

re

gim

e.

2 C

olon

el A

MID

HU

SAIN

A

L K

UN

I G

over

nor o

f Gha

t (So

uth

Liby

a).

Dir

ectly

invo

lved

in re

crui

ting

mer

cena

ries

.

Num

ber

Nam

e Ju

stifi

catio

n Id

entif

iers

An

nex

II:

Ass

et F

reez

e

1 D

orda

, Abu

Zay

d U

mar

Po

sitio

n: D

irec

tor,

Exte

rnal

Se

curi

ty O

rgan

isat

ion

2 Ja

bir,

Maj

or G

ener

al A

bu

Bak

r Yun

is

Posi

tion:

Def

ence

Min

iste

rT

itle

: Maj

or G

ener

al D

OB

: --/

--/1

952.

P

OB

: Jal

o, L

ibya

3 M

atuq

, Mat

uq

Moh

amm

edPo

sitio

n: S

ecre

tary

for U

tiliti

es

DO

B: -

-/--

/195

6. P

OB

: Kho

ms

4 Q

adha

fi, M

oham

med

M

uam

mar

Son

of M

uam

mar

Qad

hafi

. C

lose

ness

of a

ssoc

iatio

n w

ith

regi

me

DO

B: -

-/--

/197

0. P

OB

: Tri

poli,

Lib

ya

5 Q

adha

fi, S

aadi

C

omm

ande

r Spe

cial

For

ces.

Son

of

Mua

mm

ar Q

adha

fi. C

lose

ness

of

ass

ocia

tion

with

regi

me.

C

omm

and

of m

ilita

ry u

nits

in

volv

ed in

repr

essi

on o

f de

mon

stra

tions

DO

B: 2

5/05

/197

3. P

OB

: Tri

poli,

Lib

ya

6 Q

adha

fi, S

aif a

l-A

rab

Son

of M

uam

mar

Qad

hafi

. C

lose

ness

of a

ssoc

iatio

n w

ith

regi

me

DO

B: -

-/--

/198

2. P

OB

: Tri

poli,

Lib

ya

7 A

l-Se

nuss

i, C

olon

el

Abd

ulla

hPo

sitio

n: D

irec

tor M

ilita

ry

Inte

llige

nce

Tit

le: C

olon

el D

OB

: --/

--/1

949.

P

OB

: Sud

an

En

titi

es

1 C

entr

al B

ank

of L

ibya

U

nder

con

trol

of M

uam

mar

Q

adha

fi a

nd h

is fa

mily

, and

po

tent

ial s

ourc

e of

fund

ing

for

his

regi

me.

S/R

ES

/197

3 (2

011)

11-2

6839

8Num

ber

Nam

e Ju

stifi

catio

n Id

entif

iers

2 Li

byan

Inve

stm

ent

Aut

hori

tyU

nder

con

trol

of M

uam

mar

Q

adha

fi a

nd h

is fa

mily

, and

po

tent

ial s

ourc

e of

fund

ing

for

his

regi

me.

a.k

.a: L

ibya

n A

rab

Fore

ign

Inve

stm

ent

Com

pany

(LA

FIC

O) A

dd

ress

: 1 F

ateh

To

wer

Off

ice,

No

99 2

2nd

Floo

r, B

orga

ida

Stre

et, T

ripo

li, L

ibya

, 110

3

3 Li

byan

For

eign

Ban

k U

nder

con

trol

of M

uam

mar

Q

adha

fi a

nd h

is fa

mily

and

a

pote

ntia

l sou

rce

of fu

ndin

g fo

r hi

s re

gim

e.

4 Li

byan

Afr

ica

Inve

stm

ent P

ortf

olio

U

nder

con

trol

of M

uam

mar

Q

adha

fi a

nd h

is fa

mily

, and

po

tent

ial s

ourc

e of

fund

ing

for

his

regi

me.

Ad

dre

ss: J

amah

iriy

a St

reet

, LA

P B

uild

ing,

PO

Box

913

30, T

ripo

li, L

ibya

5 Li

byan

Nat

iona

l Oil

Cor

pora

tion

U

nder

con

trol

of M

uam

mar

Q

adha

fi a

nd h

is fa

mily

, and

po

tent

ial s

ourc

e of

fund

ing

for

his

regi

me.

Ad

dre

ss: B

ashi

r Saa

dwi S

tree

t, Tr

ipol

i, Ta

rabu

lus,

Lib

ya

17

Page 28: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United
Page 29: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

United Nations Security Council resolution 1975 (2011) of

30 March 2011 (On targeted sanctions against individuals in

Côte d'Ivoire)

Page 30: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

Uni

ted

Nat

ions

S/

RES

/197

5 (2

011)

Secu

rity

Cou

ncil

Dis

tr.: G

ener

al

30 M

arch

201

1

11-2

8476

(E)

*1128476*

Res

olu

tion

197

5 (2

011)

Ad

opte

d b

y th

e S

ecu

rity

Cou

nci

l at

its

650

8th

mee

tin

g,

on 3

0 M

arch

201

1

The

Secu

rity

Cou

ncil,

Reca

lling

its

pre

viou

s re

solu

tions

, in

part

icul

ar r

esol

utio

ns 1

572

(200

4), 1

893

(200

9),

1911

(20

10),

1924

(20

10),

1933

(20

10),

1942

(20

10),

1946

(20

10),

1951

(2

010)

, 19

62 (

2010

), 19

67 (

2011

), 19

68 (

2011

) an

d th

e st

atem

ents

of

its P

resi

dent

re

latin

g to

the

situ

atio

n in

Côt

e d’

Ivoi

re, a

nd re

solu

tion

1938

(201

0) o

n th

e si

tuat

ion

in L

iber

ia,

Reaf

firm

ing

its s

tron

g co

mm

itmen

t to

the

sove

reig

nty,

inde

pend

ence

, ter

rito

rial

in

tegr

ity a

nd u

nity

of

Côt

e d’

Ivoi

re, a

nd r

ecal

ling

the

impo

rtan

ce o

f th

e pr

inci

ples

of

goo

d-ne

ighb

ourl

ines

s, n

on-i

nter

fere

nce

and

regi

onal

coo

pera

tion,

Reite

ratin

g its

str

ong

desi

re t

hat

the

post

-ele

ctor

al c

risi

s in

Côt

e d’

Ivoi

re b

e re

solv

ed

peac

eful

ly

and

requ

ire

an

over

all

polit

ical

so

lutio

n th

at

pres

erve

s de

moc

racy

and

pea

ce a

nd p

rom

otes

last

ing

reco

ncili

atio

n am

ong

Ivor

ians

,

Com

men

ding

the

con

stru

ctiv

e ef

fort

s of

the

Afr

ican

Uni

on H

igh-

leve

l Pa

nel

for

the

reso

lutio

n of

the

cri

sis

in C

ôte

d’Iv

oire

and

rei

tera

ting

its s

uppo

rt t

o th

e A

fric

an U

nion

and

the

Econ

omic

Com

mun

ity o

f Wes

t Afr

ican

Sta

tes

(EC

OW

AS)

for

thei

r com

mitm

ent t

o re

solv

e th

e cr

isis

in C

ôte

d’Iv

oire

,

Wel

com

ing

the

deci

sion

of

the

Peac

e an

d Se

curi

ty C

ounc

il of

the

Afr

ican

U

nion

ado

pted

at i

ts 2

65th

mee

ting

at th

e le

vel o

f H

eads

of

Stat

e an

d G

over

nmen

t, he

ld o

n 10

Mar

ch 2

011

in A

ddis

Aba

ba, w

hich

reaf

firm

s al

l its

pre

viou

s de

cisi

ons

on

the

rapi

dly

dete

rior

atin

g po

st-e

lect

oral

cri

sis

faci

ng C

ôte

d’Iv

oire

sin

ce t

he s

econ

d ro

und

of t

he p

resi

dent

ial

elec

tion,

on

28 N

ovem

ber

2010

, w

hich

rec

ogni

ze t

he

elec

tion

of M

r Ala

ssan

e D

ram

ane

Oua

ttara

as

the

Pres

iden

t of

the

Rep

ublic

of

Côt

e d’

Ivoi

re,

Wel

com

ing

the

polit

ical

in

itiat

ives

an

d no

ting

the

com

mun

iqué

an

d th

e re

solu

tion

on C

ôte

d’Iv

oire

ado

pted

by

the

Aut

hori

ty o

f H

eads

of

Stat

e an

d G

over

nmen

t of E

CO

WA

S on

24

Mar

ch 2

011,

Expr

essi

ng g

rave

con

cern

abo

ut t

he r

ecen

t es

cala

tion

of v

iole

nce

in C

ôte

d’Iv

oire

and

the

risk

of

rela

pse

into

civ

il w

ar a

nd u

rgin

g al

l par

ties

to s

how

utm

ost

rest

rain

t to

prev

ent s

uch

outc

ome

and

to re

solv

e th

eir d

iffer

ence

s pe

acef

ully

,

S/R

ES

/197

5 (2

011)

11-2

8476

2

Con

dem

ning

un

equi

voca

lly

all

prov

ocat

ive

actio

n an

d st

atem

ents

th

at

cons

titut

e in

cite

men

t to

dis

crim

inat

ion,

hos

tility

, ha

tred

and

vio

lenc

e m

ade

by a

ny

part

y, C

onde

mni

ng t

he s

erio

us a

buse

s an

d vi

olat

ions

of

inte

rnat

iona

l la

w i

n C

ôte

d’Iv

oire

, in

clud

ing

hum

anita

rian

, hu

man

rig

hts

and

refu

gee

law

, re

affir

min

g th

e pr

imar

y re

spon

sibi

lity

of e

ach

Stat

e to

pro

tect

civ

ilian

s an

d re

itera

ting

that

par

ties

to a

rmed

con

flic

ts b

ear

the

prim

ary

resp

onsi

bilit

y to

take

all

feas

ible

ste

ps to

ens

ure

the

prot

ectio

n of

civ

ilian

s an

d fa

cilit

ate

the

rapi

d an

d un

impe

ded

pass

age

of

hum

anita

rian

ass

ista

nce

and

the

safe

ty o

f hu

man

itari

an p

erso

nnel

, re

calli

ng i

ts

reso

lutio

ns 1

325

(200

0),

1820

(20

08),

1888

(20

09)

and

1889

(20

09)

on w

omen

, pe

ace

and

secu

rity

, its

res

olut

ion

1612

(20

05)

and

1882

(20

09)

on c

hild

ren

and

arm

ed c

onfl

ict a

nd it

s re

solu

tion

1674

(20

06)

and

1894

(20

09)

on t

he p

rote

ctio

n of

ci

vilia

ns in

arm

ed c

onfl

icts

,

Wel

com

ing

the

Hum

an R

ight

s C

ounc

il re

solu

tion

A/H

RC

/16/

25 o

f 25

Mar

ch

2011

, inc

ludi

ng th

e de

cisi

on to

dis

patc

h an

inde

pend

ent i

nter

natio

nal c

omm

issi

on o

f in

quir

y to

inv

estig

ate

the

fact

s an

d ci

rcum

stan

ces

surr

ound

ing

the

alle

gatio

ns o

f se

riou

s ab

uses

and

vio

latio

ns o

f hu

man

rig

hts

com

mitt

ed in

Côt

e d’

Ivoi

re f

ollo

win

g th

e pr

esid

entia

l ele

ctio

ns o

f 28

Nov

embe

r 201

0,

Stre

ssin

g th

at

thos

e re

spon

sibl

e fo

r su

ch

seri

ous

abus

es

and

viol

atio

ns,

incl

udin

g by

forc

es u

nder

thei

r con

trol

, mus

t be

held

acc

ount

able

,

Reaf

firm

ing

that

it is

the

resp

onsi

bilit

y of

Côt

e d’

Ivoi

re to

pro

mot

e an

d pr

otec

t al

l hu

man

rig

hts

and

fund

amen

tal

free

dom

s, t

o in

vest

igat

e al

lege

d vi

olat

ions

of

hum

an r

ight

s an

d in

tern

atio

nal l

aw a

nd to

bri

ng to

just

ice

thos

e re

spon

sibl

e fo

r su

ch

acts

,

Con

side

ring

that

the

atta

cks

curr

ently

taki

ng p

lace

in C

ôte

d’Iv

oire

aga

inst

the

civi

lian

popu

latio

n co

uld

amou

nt to

cri

mes

aga

inst

hum

anity

and

that

per

petr

ator

s of

su

ch c

rim

es m

ust

be h

eld

acco

unta

ble

unde

r in

tern

atio

nal

law

and

not

ing

that

the

In

tern

atio

nal

Cri

min

al C

ourt

may

dec

ide

on i

ts j

uris

dict

ion

over

the

situ

atio

n in

C

ôte

d’Iv

oire

on

the

basi

s of

art

icle

12,

par

agra

ph 3

of t

he R

ome

Stat

ute,

Det

erm

inin

g th

at th

e si

tuat

ion

in C

ôte

d’Iv

oire

con

tinue

s to

con

stitu

te a

thre

at

to in

tern

atio

nal p

eace

and

sec

urity

,

Actin

g un

der C

hapt

er V

II o

f the

Cha

rter

of t

he U

nite

d N

atio

ns,

1.

U

rges

all

the

Ivor

ian

part

ies

and

othe

r st

akeh

olde

rs to

res

pect

the

will

of

the

peop

le a

nd t

he e

lect

ion

of A

lass

ane

Dra

man

e O

uatta

ra a

s Pr

esid

ent

of C

ôte

d’Iv

oire

, as

rec

ogni

zed

by E

CO

WA

S, t

he A

fric

an U

nion

and

the

res

t of

the

in

tern

atio

nal

com

mun

ity,

expr

esse

s its

con

cern

at

the

rece

nt e

scal

atio

n of

vio

lenc

e an

dde

man

ds a

n im

med

iate

end

to

the

viol

ence

aga

inst

civ

ilian

s, i

nclu

ding

wom

en,

child

ren

and

Inte

rnal

ly d

ispl

aced

per

sons

;

2.

C

alls

upo

n al

l pa

rtie

s to

pur

sue

the

over

all

polit

ical

sol

utio

n of

the

A

fric

an U

nion

and

, in

this

rega

rd, w

elco

mes

the

deci

sion

of t

he A

fric

an U

nion

Pea

ce

and

Secu

rity

Cou

ncil

Sum

mit

of 1

0 M

arch

to a

ppoi

nt a

Hig

h R

epre

sent

ativ

e fo

r th

e im

plem

enta

tion

of t

he o

vera

ll po

litic

al s

olut

ion

and

calls

upo

n al

l pa

rtie

s to

ful

ly

coop

erat

e w

ith h

im;

20

Page 31: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

5 (2

011) 3

11-2

8476

3.

C

onde

mns

the

dec

isio

n of

Mr.

Laur

ent

Gba

gbo

not

to a

ccep

t th

e ov

eral

l po

litic

al s

olut

ion

prop

osed

by

the

Hig

h-Le

vel

pane

l pu

t in

pla

ce b

y th

e A

fric

an

Uni

on, a

nd u

rges

him

to im

med

iate

ly s

tep

asid

e;

4.

U

rges

all

Ivor

ian

Stat

e in

stitu

tions

, in

clud

ing

the

Def

ence

and

Sec

urity

Fo

rces

of

Côt

e d’

Ivoi

re (

FDSC

I),

to y

ield

to

the

auth

ority

ves

ted

by t

he I

vori

an

peop

le in

Pre

side

nt A

lass

ane

Dra

man

e O

uatta

ra, c

onde

mns

the

atta

cks,

thre

ats,

act

s of

obs

truc

tions

and

vio

lenc

e pe

rpet

rate

d by

FD

SCI,

mili

tias

and

mer

cena

ries

aga

inst

U

nite

d N

atio

ns p

erso

nnel

, ob

stru

ctin

g th

em f

rom

pro

tect

ing

civi

lians

, m

onito

ring

an

d he

lpin

g in

vest

igat

e hu

man

rig

hts

viol

atio

ns a

nd a

buse

s, s

tres

ses

that

tho

se

resp

onsi

ble

for

such

cri

mes

und

er i

nter

natio

nal

law

mus

t be

hel

d ac

coun

tabl

e an

d ca

lls u

pon

all

part

ies,

in

part

icul

ar M

r. La

uren

t G

bagb

o’s

supp

orte

rs a

nd f

orce

s, t

o fu

lly c

oope

rate

with

the

Uni

ted

Nat

ions

Ope

ratio

n in

Côt

e d’

Ivoi

re (

UN

OC

I) a

nd

ceas

e in

terf

erin

g w

ith U

NO

CI’

s ac

tiviti

es in

impl

emen

tatio

n of

its

man

date

;

5.

Re

itera

tes

its f

irm

con

dem

natio

n of

al

l vi

olen

ce

com

mitt

ed a

gain

st

civi

lians

, in

clud

ing

wom

en,

child

ren,

int

erna

lly d

ispl

aced

per

sons

and

for

eign

na

tiona

ls,

and

othe

r vi

olat

ions

and

abu

ses

of h

uman

rig

hts,

in

part

icul

ar e

nfor

ced

disa

ppea

ranc

es, e

xtra

judi

cial

kill

ings

, kill

ing

and

mai

min

g of

chi

ldre

n an

d ra

pes

and

othe

r for

ms

of s

exua

l vio

lenc

e;

6.

Re

calls

its

auth

oriz

atio

n an

d st

ress

es it

s fu

ll su

ppor

t giv

en to

the

UN

OC

I, w

hile

impa

rtia

lly im

plem

entin

g its

man

date

, to

use

all n

eces

sary

mea

ns to

car

ry o

ut

its m

anda

te t

o pr

otec

t ci

vilia

ns u

nder

im

min

ent

thre

at o

f ph

ysic

al v

iole

nce,

with

in

its c

apab

ilitie

s an

d its

are

as o

f de

ploy

men

t, in

clud

ing

to p

reve

nt t

he u

se o

f he

avy

wea

pons

aga

inst

the

civ

ilian

pop

ulat

ion

and

requ

ests

the

Sec

reta

ry-G

ener

al t

o ke

ep

it ur

gent

ly in

form

ed o

f mea

sure

s ta

ken

and

effo

rts

mad

e in

this

rega

rd;

7.

C

alls

upo

n al

l pa

rtie

s to

coo

pera

te f

ully

in

the

oper

atio

n of

UN

OC

I an

d Fr

ench

for

ces

whi

ch s

uppo

rt i

t, in

par

ticul

ar b

y gu

aran

teei

ng t

heir

saf

ety,

sec

urity

an

d fr

eedo

m o

f m

ovem

ent

with

unh

inde

red

and

imm

edia

te a

cces

s th

roug

hout

the

te

rrito

ry o

f Côt

e d’

Ivoi

re, t

o en

able

them

to fu

lly c

arry

out

thei

r man

date

;

8.

C

alls

up

on

all

part

ies

to

fully

co

oper

ate

with

th

e in

depe

nden

t in

tern

atio

nal

com

mis

sion

of

inqu

iry

put

in p

lace

by

the

Hum

an R

ight

s C

ounc

il on

25

M

arch

20

11

to

inve

stig

ate

the

fact

s an

d ci

rcum

stan

ces

surr

ound

ing

the

alle

gatio

ns o

f se

riou

s ab

uses

and

vio

latio

ns o

f hu

man

rig

hts

com

mitt

ed i

n C

ôte

d’Iv

oire

fol

low

ing

the

pres

iden

tial e

lect

ions

of

28 N

ovem

ber

2010

, and

req

uest

s th

e Se

cret

ary-

Gen

eral

to t

rans

mit

this

rep

ort t

o th

e Se

curi

ty C

ounc

il an

d ot

her

rele

vant

in

tern

atio

nal b

odie

s;

9.

C

onde

mns

the

use

of

Rad

iodi

ffus

ion

Télé

visi

on I

voir

ienn

e (R

TI)

and

othe

r med

ia to

inci

te d

iscr

imin

atio

n, h

ostil

ity, h

atre

d an

d vi

olen

ce, i

nclu

ding

aga

inst

U

NO

CI,

as w

ell

as a

cts

of i

ntim

idat

ion

and

viol

ence

aga

inst

jou

rnal

ists

, an

d ca

lls

for

the

liftin

g of

all

rest

rict

ions

pla

ced

on t

he e

xerc

ise

of t

he r

ight

of

free

dom

of

expr

essi

on in

Côt

e d’

Ivoi

re;

10

. Ex

pres

ses

deep

co

ncer

n ab

out

the

incr

easi

ng

num

ber

of

inte

rnal

ly

disp

lace

d pe

rson

s an

d Iv

oria

n re

fuge

es, e

spec

ially

in L

iber

ia, c

ause

d by

the

cris

is in

C

ôte

d’Iv

oire

, and

cal

ls o

n al

l Ivo

rian

par

ties

to c

oope

rate

ful

ly w

ith U

nite

d N

atio

ns

agen

cies

and

oth

er a

ctor

s w

orki

ng to

enh

ance

acc

ess

to h

uman

itari

an a

id to

ref

ugee

s an

d in

tern

ally

dis

plac

ed p

erso

ns;

S/R

ES

/197

5 (2

011)

11-2

8476

4

11

. Re

itera

tes

its lo

ngst

andi

ng d

eman

d th

at M

r. La

uren

t Gba

gbo

lift t

he s

iege

of

Gol

f Hot

el w

ithou

t del

ay;

12

. D

ecid

es t

o ad

opt

targ

eted

san

ctio

ns a

gain

st t

hose

ind

ivid

uals

who

mee

t th

e cr

iteri

a se

t ou

t in

res

olut

ion

1572

(20

04)

and

subs

eque

nt r

esol

utio

ns, i

nclu

ding

th

ose

indi

vidu

als

who

obs

truc

t pe

ace

and

reco

ncili

atio

n in

Côt

e d’

Ivoi

re,

obst

ruct

th

e w

ork

of U

NO

CI

and

othe

r in

tern

atio

nal

acto

rs i

n C

ôte

d’Iv

oire

and

com

mit

seri

ous

viol

atio

ns o

f hu

man

rig

hts

and

inte

rnat

iona

l hum

anita

rian

law

, and

ther

efor

e de

cide

s th

at th

e in

divi

dual

s lis

ted

in A

nnex

I of

this

reso

lutio

n sh

all b

e su

bjec

t to

the

fina

ncia

l an

d tr

avel

mea

sure

s im

pose

d by

par

agra

phs

9 to

11

of r

esol

utio

n 15

72

(200

4),

and

reaf

firm

s its

int

entio

n to

con

side

r fu

rthe

r m

easu

res,

as

appr

opri

ate,

in

clud

ing

targ

eted

san

ctio

ns a

gain

st m

edia

act

ors

who

mee

t th

e re

leva

nt s

anct

ions

cr

iteri

a, in

clud

ing

by in

citin

g pu

blic

ly h

atre

d an

d vi

olen

ce;

13

. D

ecid

es to

rem

ain

activ

ely

seiz

ed o

f the

mat

ter.

21

Page 32: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

S/R

ES

/197

5 (2

011) 5

11-2

8476

A

nn

ex I

Tar

gete

d s

anct

ion

s

1.

Laur

ent G

bagb

o

D

ate

of b

irth

: 31

May

194

5

Pl

ace

of b

irth

: Gag

noa,

Côt

e d’

Ivoi

re

Fo

rmer

Pre

side

nt o

f C

ôte

d’Iv

oire

: obs

truc

tion

of th

e pe

ace

and

reco

ncili

atio

n pr

oces

s, re

ject

ion

of th

e re

sults

of t

he p

resi

dent

ial e

lect

ion.

2.

Sim

one

Gba

gbo

D

ate

of b

irth

: 20

June

194

9

Pl

ace

of b

irth

: Moo

ssou

, Gra

nd-B

assa

m, C

ôte

d’Iv

oire

C

hair

pers

on o

f th

e Pa

rlia

men

tary

Gro

up o

f th

e Iv

oria

n Po

pula

r Fr

ont

(FPI

):

obst

ruct

ion

of th

e pe

ace

and

reco

ncili

atio

n pr

oces

s, p

ublic

inci

tem

ent t

o ha

tred

and

vi

olen

ce.

3.

Dés

iré

Tagr

o

Pa

sspo

rt n

umbe

r: P

D –

AE

065F

H08

D

ate

of b

irth

: 27

Janu

ary

1959

Pl

ace

of b

irth

: Iss

ia, C

ôte

d’Iv

oire

Se

cret

ary-

Gen

eral

in

the

so-c

alle

d “p

resi

denc

y” o

f M

r. G

bagb

o: p

artic

ipat

ion

in

the

illeg

itim

ate

gove

rnm

ent

of

Mr.

Gba

gbo,

ob

stru

ctio

n of

th

e pe

ace

and

reco

ncili

atio

n pr

oces

s,

reje

ctio

n of

th

e re

sults

of

th

e pr

esid

entia

l el

ectio

n,

part

icip

atio

n in

vio

lent

repr

essi

ons

of p

opul

ar m

ovem

ents

.

4.

Pasc

al A

ffi N

’Gue

ssan

Pa

sspo

rt n

umbe

r: P

D-A

E 09

DD

0001

3.

D

ate

of b

irth

: 1 J

anua

ry 1

953

Pl

ace

of b

irth

: Bou

adri

ko, C

ôte

d’Iv

oire

C

hair

man

of

the

Ivor

ian

Popu

lar

Fron

t (F

PI):

obs

truc

tion

of t

he p

eace

and

re

conc

iliat

ion

proc

ess,

inci

tem

ent t

o ha

tred

and

vio

lenc

e.

5.

Alc

ide

Djé

djé

D

ate

of b

irth

: 20

Oct

ober

195

6

Pl

ace

of b

irth

: Abi

djan

, Côt

e d’

Ivoi

re

C

lose

adv

isor

to

Mr.

Gba

gbo:

par

ticip

atio

n in

the

ille

gitim

ate

gove

rnm

ent

of

Mr.

Gba

gbo,

obs

truc

tion

of t

he p

eace

and

rec

onci

liatio

n pr

oces

s, p

ublic

inc

item

ent

to h

atre

d an

d vi

olen

ce.

22

Page 33: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

Decision on the Operationalisation of the African Capacity for

Immediate Response to Crises

Assembly of the African Union, Assembly/AU/Dec.515 (XXII), January 2014

Page 34: Actors”,legal.un.org/avl/studymaterials/rcil-laac/2016/book1_3.pdf · DIRE TLADI Legal Instruments and Documents 1. United Nations Charter, 1945 For text, see Charter of the United

Assembly/AU/Dec.515(XXII)

DECISION ON THE OPERATIONALISATION OF THE AFRICAN CAPACITY FOR IMMEDIATE RESPONSE TO CRISES

Doc. Assembly/AU/4(XXII)

The Assembly,

1. RECALLS its Decision Assembly/AU/Dec.489(XXI) on the establishment of the African Capacity for Immediate Response to Crises (ACIRC), adopted by the 21st Ordinary Session of the Assembly of the Union, held in Addis Ababa, from 26 to 27 May 2013;

2. TAKES NOTE of the decision by the following African Union (AU) Member States

to be the initial participating countries in the ACIRC: Algeria, Angola, Chad, Ethiopia, Guinea, Mauritania, Niger, South Africa, Senegal, Guinea, Sudan, Tanzania and Uganda, and HEREBY OPERATIONALISES the ACIRC as a transitional arrangement;

3. FURTHER RECALLS that the ACIRC is based on voluntarism and the capacities of the participating countries;

4. FURTHER DECIDES as follows:

(i) More Member States should be encouraged to volunteer capabilities to ACIRC in the spirit of inclusivity and solidarity;

(ii) Upon a request by AU Member State(s), the AU Peace and Security Council

(PSC) shall authorize the deployment of a force in accordance with the provisions of the AU Constitutive Act, especially Articles 4(h) and 4(j);

(iii) The implementation of the mandate shall be coordinated by the PSC;

(iv) An Operations Co-ordination Strategic Centre shall be established at the AU

Commission Headquarters in Addis Ababa under the leadership of the Peace and Security Department, to work on the modalities for activating ACIRC;

(v) An Operational Command Centre will be located in any of the participating

countries near the Mission Area.

24