achieving change: theory and practice - library association of
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Achieving Change: Theory and Practice
Professor Sheila CorrallHead of Department of Information Studies
Shifting Sands: Experiencing Change in the Library and Information Environment
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
A key issue for libraries
‘implementing change is one of the chief challenges confronting today’s managers. . . those managers who are most successful at creating environments in which change can flourish will be remembered among the leaders of this generation of library professionals.’
(Dougherty, 1997)
Change
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Presentation outline• Types and levels of change• Theories and models of change
– a selection of the tried and tested tools• Roles and tasks of change facilitators
– an introduction to middle-up-down managing • Recommended reading: books and articles
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Change situations in LIS• Organisational restructuring in LIS/parent body • Traditional ICT
– new library management systems, e-journals, e-books, etc
• Emerging ICT– blogs, wikis, RSS, Web 2.0, VLEs, institutional repositories, etc
• New, extended or remodelled library buildings• Consortia, collaboration and partnership working• User support, eg information literacy education
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Transformation Radical or
Discontinuous change
EvolutionIncremental change
Types of organisational change
Tinkering
Quick Fix
Magnitudeof change
(Sadler,1995)Timescale in years
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Tinkering
Transformation
Evolution
Types and levels of change
Quick Wins
Magnitudeof change
Various sources, eg Sadler (1995) Kanter (1997)
Timescale in years
Change Projects
Change Projects
Change
Change Programmes
Programmes
Change
Change--adeptadept
Organisations
OrganisationsFine Tuning
Smooth
Bumpy
CorporateModular
Adaptation
Reconstruction
Thinking about change
What theories and models are available and how can they help the change management process?
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Theories and models of change• Conceptual models can enable us to understand
the process of changing and identify where to give attention to achieve desired outcomes
• Models can be broadly categorised into: – process models (how to change) – diagnostic models (what to change)
• Models can also guide managers on the types of interventions to use in particular circumstances
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Lewin’s (1951) three-step model
Managing change involves helping an individual, group or organisation:
1. Unfreeze or unlock existing behaviour2. Move to a new level of behaviour3. Refreeze behaviour at this level
Reaching a new state is not enough in itself…Many process models are based on Lewin’s work. Is ‘refreezing’ relevant in turbulent environments?
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Kotter’s (1995) ‘leading change’ model1. Establishing a sense of urgency2. Forming a powerful coalition3. Creating a vision4. Communicating the vision5. Empowering others to act on the vision6. Planning for and creating short-term wins7. Consolidating improvements and producing still more
change8. Institutionalising new approaches
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Models of change as a transition
Stages of psychological reaction1. Awareness/shock2. Denial3. Depression4. Letting go5. Testing6. Consolidation7. Internalisation, reflection and learning
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
People’s Network Change Management Toolkit (2004)
DenialConfront – Explain –Explore – Allow time
ResistanceListen – Acknowledge –Support – Show results
ExplorationFocus – Set goals –Coach – Teambuild
CommitmentReward – Give feedback – Plan flexibly - Develop
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Williams, D. (1999) ‘Human responses to change’ Futures, 31 (6) [online].
The ‘transition/coping cycle’ or ‘resistance curve’
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Force field analysis (Lewin, 1951)• A diagnostic model for analysing forces that are driving
or pushing for change (different behaviour) and those that are restraining or resisting change
• Provides a basis for developing action plans to achieve and secure the desired change in behaviour
• Managers can change the dynamic equilibrium of a situation by increasing the driving forces or diminishing the strength of the restraining forces
• This technique is also known as equilibrium analysis
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Example of LIS force field analysis
Library review
Academic complaints
Teaching Quality Assessment
Technological developments
Grading anomalies
Frustrated talent
Budget constraints
Low staff turnover
Professional isolation
Long-serving staff
Management (in)capacity
Forces for change Forces against change
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Seven S framework
Strategy
Skills
Structure
Staff
Systems
Style
Shared Values
Pascale & Athos (1981)The Art of Japanese Management
Peters & Waterman (1982)In Search of Excellence
Cold Triangle‘Hard Ss’
Warm Square‘Soft Ss’
Change in one area is likely to require changes in other areas
Facilitating change
Who are the change facilitators, where are they likely to be located and what do they contribute?
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Roles and locations of change agents
‘Good change agents are central to the process of managing change effectively: people who can take the change forward; people who can provide the right blend of support and pressure to motivate staff; people who can maintain momentum. Potential change agents can be found anywhere in your library service. They may be managers – but not necessarily...’
People’s Network Change Management Toolkit (2004)
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Managing change from the middle‘…when it comes to implementing radical change, middle managers are your best bet for success.’
(Quy Nguyen Huy, 2001)
‘…their contributions in interpreting, nurturing, developing, and promoting new capabilities take on new importance as organizations strive to achieve increased levels of adaptability and responsiveness.’ (Floyd & Wooldridge,1994)
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Contributions of people in the middle1. They often have value-adding entrepreneurial ideas,
which they are able and willing to realise.2. They are good at leveraging informal networks that
make substantive, lasting change possible.3. They are tuned into staff moods and emotional needs,
helping to ensure sensible momentum is maintained.4. The manage the inherent tension between continuity
and change, avoiding extreme inertia and total chaos.
The EntrepreneurThe Therapist
The CommunicatorThe Tightrope Artist
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
In complex dynamic environments…People in boundary-spanning roles, who interact with customers, suppliers and technologies can have a key role to play, with significant impact
– gathering data, synthesising information– interpreting signals, translating messages– providing advice, championing alternatives– involving others, facilitating adaptability– implementing strategies and projects
Reading about change
Some recommended books and journal articles from the general management and LIS literature
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Good booksHayes, J. (2002) The
theory and practice of change management.Palgrave Macmillan
Wilson, D.C. (1992) A strategy of change. Routledge.
Van Maurick, J. (1999) The effective strategist: key skills for all managers. Gower.
Colenso, M. (1998) Strategic skills for line managers. Butterworth.
Pugh, L. (2007) Change management in information services. 2nd. ed. Gower.
Whetherly, J. (1998) Achieving change through training and development. Facet.
Gallacher, C. (1999) Managing change in libraries and information services. Aslib.
Theory
Practice
Shifting Sands: Experiencing Change in the Library & Information Environment © Sheila Corrall 2007
Recommended articlesFloyd, S.W. & Wooldridge, B. (1994) Dinosaurs or
dynamos? Recognizing middle management’s strategic role. Academy of Management Executive, 8 (4), 47-57.
Quy Nguyen Huy. (2001) In praise of middle managers. Harvard Business Review, 79 (8), 72-9.
Dougherty, R.M. (1997) Getting a grip on change. American Libraries, 28 (7), 40-42.
Custer, J.A. (2000) Managing internal administrative change. Law Library Journal, 92 (1), 71-79.
Morgan, S. (2001) Change in university libraries: don’t forget the people. Library Management, 22 (1/2), 58-60.
McIlwaine, A. (2001) Changing the culture: the change…programme at UCL. SCONUL Newsletter, 24, 33-36.