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    How to Write a Winning Abstract

    for Grant Applications

    Elena Kallestinova, PhD.

    Graduate School Writing Center

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    The Challenge of Obtaining Funding

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    Reviewers Expectations at Initial

    Reading

    Interesting, innovative ideas that wouldcontribute to the field;

    Solid data showing that the approach haspromise;

    Evidence that the PI is well qualified to do theresearch.

    A crisp, specific project description with aresearch plan that is well thought out;

    Writing that is clear and concise.

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    The Reality of the Grant Review

    Process

    NIH Reviewers:

    20 100 proposals forreading;

    6 8 proposals as

    primary reviewers.

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    A grant application is notscience; it is the marketing of

    science.-J.L. Ferrara and A.H. Schmaier

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    Grant Writing as Genre of

    Academic Writing

    Type : Persuasive writing;

    Purpose: to persuade proposal reviewers tofund the proposed research

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    The abstract must sell the grant.

    If I dont get interested by the first

    page, the proposal is lost.

    * NIH study section reviewers comments;

    from Robert Porter, 2005. What Do Grant

    Reviewers Really Want, Anyway?

    Reviewers Remarks*

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    Abstracts are very important!

    All your peer reviewers read your abstract.

    Abstracts are used to decide where to

    assign your application.

    They show the importance and relevance of

    your research.

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    Abstract Writing

    Structure of an abstract;

    Types of Abstracts;Writing Principles;

    Hands-on exercises.

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    Function of the Abstract

    The function of the abstract is to

    describe succinctly every major aspectof the proposed project.

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    Structure of the Abstract

    Brief background;

    Problem

    Objectives and hypotheses; Preliminary results;

    Methodology and/or strategy;

    Significance and innovation;

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    Signals of the Structure

    Problem

    has not been determined

    is unclear

    X is limited by

    The questions remainswhether

    Objective

    Our objective is We propose to

    We will examine the

    hypothesis that

    Strategy

    We will achieve this goal by

    Specifically, we will by

    Our general strategy is to

    Significance or impact

    is important for

    These results may play a rolein

    Y can be used to

    will provide insights into

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    Example

    Global warming is arguably one of the most pressing

    concerns of our time. However, we lack an effective model

    to predict precisely by how much the temperature will rise

    as a consequence of the increased levels of CO2 and other

    factors. The width of this range is due to several

    uncertainties in different elements of the climate models,

    including the variability in the Suns rate of energy output.To gain greater insight into the relationship between solar

    energy output and global temperature, we propose to

    launch the internationally led ABC satellite in April 2012.

    Our aim is to collect for 2 years data on the solar diameter

    and shape, oscillations, and photospheric temperaturevariation. We will assess these data to model solar

    variability. Our findings will dramatically advance our

    understanding of solar activity and its climate effects.

    Background

    Problem

    Objective

    Strategy

    Significance

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    ExampleX is a major human pathogen, which infects over

    100 million people per year, leading to highmorbidity and mortality. Current therapies for X

    are expensive, poorly tolerated, and only partially

    effective in controlling the pathogens and in

    limiting disease. Recently, we and othersucceeded in establishing a system to grow X in

    cell culture. These systems will allow us to

    completely dissect the life cycle of X. Our initial

    characterization of cell culture-produced Xindicates unusual physical properties.

    Understanding of Xs life cycle will aid in the

    development of improved pharmaceuticals.

    Problem

    statementis missing

    Objectiveis missing

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    Types of Abstracts

    Technical Abstracts Lay Abstracts

    The same content

    Written for federal

    agencies;Contain shorter

    background sections;

    Elaborate on preliminary

    results, research strategies

    and specific aims.

    Written for private

    foundation and corporations;Should be widely

    understandable;

    Contain longer background

    sections and significance

    sections.

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    Background Section

    Most people over the age

    of 35 years exhibit

    emphysema, a major

    manifestation of chronic

    obstructive pulmonary

    disease (COPD). Cigarette

    smoke, pollutants, and

    gender are thought to be

    important determinants ofthe severity of the

    disorder.

    Emphysema is a major subset of chronic

    obstructive lung disease, predicted to

    reach epidemic proportions by 2020.

    The condition develops in most people

    over the age of 35 and can lead to the

    loss of oxygen exchange, lung

    enlargement, and, if severe, complete

    respiratory failure. Cigarette smoke,

    pollutants, and gender are thought to beimportant determinants of the severity

    of the disorder.

    Technical AbstractLay Abstract

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    Problem Section

    Disease-altering treatment or

    reliable diagnostic features that can

    be used to measure the progress ofthe disease have not yet been

    determined.

    Curative therapies or

    reliable diagnostic

    biomarkers do not exist for

    emphysema/ COPD.

    Lay AbstractTechnical Abstract

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    Objective Section

    Therefore, we propose to

    identify new diagnostic or

    therapeutic targets for

    emphysema by exploring its

    underlying mechanisms.

    Our objective is to identify

    new diagnostic or therapeutic

    targets for emphysema by

    applying our recent discovery

    of novel molecules in mouse

    models to humans.

    Lay Abstract Technical Abstract

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    Preliminary Results Section

    Using genetically altered mouse

    models, we have recently

    discovered two novel molecules

    involved in the development of

    lung emphysema, X and Y. We

    found that a substantial

    increase in these molecules

    destroys lung tissue, resulting

    in emphysema. Interestingly,

    both molecules are controlled

    by a specific cell wall structure(receptor Z).

    Aging or cigarette smoke-exposed mice exhibit

    lung changes that partially mimic human

    emphysema, and mice deficient in toll-like

    receptor Z, a canonical receptor for

    lipopolysaccharides, exhibit an accelerated

    form of spontaneous, age-induced

    emphysema. We hypothesize that the

    synergistic or addictive effects of age and

    smoking on Z function in susceptible individuals

    may explain the pathogenesis and temporal

    characteristics of emphysema. We haveidentified to molecules regulated by Z, an

    oxidant-generating enzyme (X) and a protease

    (y), and implicated both in the pathogenesis of

    emphysema in mice.

    Lay AbstractTechnical Abstract

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    Strategy Section

    We believe that the

    synergistic or additive

    effects of age and

    cigarette smoke on Zsfunction may explain

    disease development and

    characteristics.

    This proposal will directly build on and

    expand our pilot findings. Specifically,

    we will first confirm the role of Z, X, and

    Y in the pathogenesis of age-inducedand cigarette smoke-induced

    emphysema and validate their roles as

    therapeutic targets. Subsequently, we

    will analyze molecular interactions of

    these molecules in young and aged

    people in relation to cigarette exposure,

    gender, and emphysema/COPD.

    Lay AbstractTechnical Abstract

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    Significance Section

    These studies will provide

    important insights into the

    pathophysiologic

    mechanisms of emphysema,ultimately leading to the

    identification of novel

    targets for diagnostic or

    therapeutic interventions.

    Analysis of the role of receptor Z,

    as well as those of X and Y, in age-

    induced and cigarette smoke-

    induced emphysema will provideinsights into the underlying

    mechanism of the disorder and

    may ultimately lead to the

    identification of novel targets for

    diagnostic and therapeutic

    interventions.

    Lay Abstract Technical Abstract

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    Type Differences

    Technical Abstracts Assume background

    knowledge;

    Few justifications; Extensive use of

    terminology;

    Few definitions andexamples;

    Few linking phrases.

    Lay Abstracts Require background;

    Frequent initial purpose

    clauses; Terminology is used with

    caution;

    More definitions andexamples;

    Wide range of linking phrases.

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    Avoid in abstracts:

    Any information not covered in

    your proposal;

    Any confidential information;

    Graphs or images;

    Citations.

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    Common Problems with Abstracts

    Excessive length; Unclear sentences.

    Writing problems

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    Vigorous writing is concise. A sentenceshould contain no unnecessary words, a

    paragraph no unnecessary sentences, for the

    same reason that a drawing should have no

    unnecessary lines and a machine no

    unnecessary parts. This requires not that the

    writer make all his sentences short, or that he

    avoid all detail and treat his subjects only inoutline, but that every word tell.

    William Strunk, Jr.

    in Elements of Style

    From Wordy to Concise Sentences

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    Tips to Avoid Wordy Abstracts

    Level of Vocabulary; Level of Grammar;

    Level of Content.

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    Avoid Redundancies

    circle around;

    final outcome;

    new innovations;

    particular interest;

    summarize briefly;

    shorter/longer in length; puzzling in nature;

    already existing;

    completely eliminate;

    basic fundamentals;

    estimates roughly at;

    period of time;

    main essentials;

    true facts.

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    Avoid Abbreviated Redundancies

    HIV virus = Human Immunodeficiency

    Virus;AIDS syndrome = Acquired ImmunoDeficiency

    Syndrome;

    CPU unit = Central Processing Unit;

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    Avoid Useless and Emotional

    Intensifiers

    Really, always, very, quite, extremely, severely,clearly, certainly, essentially, actually:

    The results clearly show that the protein was

    absent in the fraction.The results show that

    Our results may indicate that siRNA duplexpossibly caused an RNA interference effect.

    Our results suggest that siRNA duplex causes anRNA interference effect.

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    Use Simpler Vocabulary

    A large number of = many;

    Along the lines = like;

    As a general rule = generally; Exhibits the ability = can;

    On the occasion of = when;

    Is equipped with = contains; In the light of the fact = because.

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    Level of Grammar

    Trim your clauses or phrases.

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    Omit Overview Phrases and

    Sentences

    Recent studies described/reported that

    The experiment shows that

    Our recent studies reported that intracellular calcium

    is released when adipocytes are stimulated with

    insulin. (15 words)

    Intracellular calcium is released when adipocytes are

    stimulated with insulin. (10 words)

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    We found a signature marker, which was theinterleukin-7 receptor alpha-chain, that distinguishedthe subset of effector cells that would survive anddevelop into memory CD8 T cells from those that

    would die.

    We found a signature marker, the interleukin-7receptor alpha-chain, that distinguished the subset

    of effector cells surviving and developing intomemory CD8 T cells.

    Shorten Which/that clauses

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    Avoid Expletive Constructions

    there is/are or it isThere is fellowship training in Allergy and ClinicalImmunology and Pulmonary Medicine at Yale

    University.

    Yale University provides fellowship training in Allergyand Clinical immunology and Pulmonary Medicine.

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    Level of Content

    Condense background;

    Omit or subordinate less important

    information: Definitions;

    Experimental preparations;

    Details on methods;

    Exact data;

    Confirmatory results;

    Comparisons with previous studies.

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    Clarity and Simplicity of

    Your IdeasThe abstract should distil the essential

    elements of the research project into

    short, concise, and clear statements.

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    Your reviewer is reading through the

    proposals, but shes left at the last

    moment. Its 6 a.m. on the day shes

    flying to Washington. Shes sitting at

    the bus stop, its raining, she has the

    flu, and shes got your proposal in frontof her. Your writing should be able to

    persuade her that this is a great

    proposal, even under those conditions.(Brett Tyler, Virginia Bioinformatics

    Institute).

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    Clarity and Simplicity of Your Ideas

    Level of Vocabulary

    M l l

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    Most unclear sentences resultfrom nominalizations:

    Verbs: discover - discovery,

    resist - resistance,

    react - reaction,

    fly - flying.

    Adjectives: different - difference,

    proficient - proficiency,

    important - importance,careless - carelessness.

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    Put the Action into the Verb

    Sentences with action verbs arenatural, direct, and easy to understand.

    Make decision - decideCause a decrease - decreased

    Be a failure - fail

    Have a tendency - tend

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    Example 1.

    An increase in heart rate occurred.

    Heart rate increased.Example 2.

    These studies contributed to the identification of

    the cellular progenitors of memory CD8 T cells..These studies helped to identify the cellularprogenitors of memory CD8 T cells.

    Avoid Weak Verbsbe, have, do, make, cause, provide, get,

    seem

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    Avoid Noun Clusters

    Nouns are commonly used as modifiers:Blood flow;

    Protein metabolism;

    Lung function.Do not add another noun to anexisting noun pair:

    Filament length variability

    Air space phospholipid pool

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    Untangling Noun Clusters

    Filament length variabilityVariability of filament length

    Air space phospholipid poolPhospholipid pool in the air space

    Chronic sheep experimentsChronic experiments in sheep

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    Choose your words wisely:

    affect vs. effect; among vs. between;

    since vs. before; interval vs. period

    How smoking affects the health is still amatter if concern to physicians. (to act onor influence)

    We studied the effect of the X on MZ1cells. (a result condition)

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    Avoid Ungrammatical Forms of

    Words

    Words with the suffixes ability, -zation, -ology or -ized.

    Changeability of X occurs when Y is added.

    X can change when Y is added.

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    Level of Grammar

    For snoring?! Hell, thats nothing.I once shot a man for ending a

    sentence in a preposition.

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    Avoid phrases or clauses between the

    subject and the predicate

    Estrogen, through engagement of membranereceptors, stimulates rapid endothelial cell signaling.

    Estrogen stimulates rapid endothelial cell signalingthrough engagement of membrane receptors.

    Sentences are better understood if thesubject and verb are not interrupted.

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    Write Shorter Sentences

    Easy to understand ( 20-22 words);

    Emphasize the idea;

    Weigh more;

    It is generally accepted in the field ofmedicine that rheumatic fever is an

    autoimmune disease.

    Rheumatic fever is an autoimmune disease.

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    Level of Content

    U Cl P

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    Use Clear Pronouns

    Avoid missing pronoun antecedents.We have a clearer understanding of the signals

    controlling formation of memory CD8 T cells

    during bacterial infection, and this will greatlyimpact new generation vaccines and

    immunotherapies.

    This knowledge will greatly impact new

    generation vaccines and immunotherapies.

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    Avoid ambiguous pronoun

    antecedentsLaboratory animals are not susceptible tothese diseases, so research on them is

    hampered.

    Research on these diseases is hampered

    because laboratory animals are notsusceptible to them.

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    Avoid ambiguous comparisons

    Our results are similar to previous studies.

    Our results are similar to the results ofprevious studies.

    Our results are similar to those of previousstudies.

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    Begin sentences with informationfamiliar to your reader.

    End sentences with information

    that readers cannot anticipate.

    Go From Old to New

    Volcanic pipes are composed of a deep

    narrow cone.a. Solidified magma usually fills the cone.b. The cone is usually filled with solidified

    magma.

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    Example

    Macular degeneration is affected by diet.

    a. Vitamin B6 is one of the diet

    components that influences the

    progression of macular degeneration

    b. One of the diet components that

    influences the progression of maculardegeneration is vitamin B6.

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    Checkpoint

    Abstract does not omit any part;

    It is written with the reader in mind;

    It meets the word count limitations;

    Its ideas are clearly expressed.

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    From S.K. Inouye and D.A. Fiellin. 2005. An Evidence-Based Guide to Writing

    Grant Proposals for Clinical Research.

    Task Timeline (months before submission)

    R f

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    References

    Barnard, Stephanie, et al. 2001. Writing, Speaking, Communication Skills for Health Professionals. Yale

    University Press.Booth, Wayne C., Gregory G. Colomb, and Joseph M. Williams. 2008. The Craft of Research. The

    University of Chicago Press.

    Hofmann, Angelika. 2009. Scientific Writing and Communication. Oxford University Press.

    Zeiger, Mimi. 2000. Essentials of Writing Biomedical Research Papers. McGraw-Hill Companies.

    Williams, Joseph M. 2007 Style: Lessons in Clarity. Pearson, Longman.Robert Porter, 2005. What Do Grant Reviewers Really Want, Anyway? Journal of Research

    Administration, April.

    Inouye, Sharon K. and David A. Fiellin. 2005. An Evidence-Based Guide to Writing Grant Proposals for

    Clinical Research. Annals of Internal Medicine, 142:274-82.

    Ferrara J.L. and A.H. Schmaier. 2002. Hematology grants workshop. Hematology American Society

    Hematology Education Program, 484-9.

    Strunk, William. Elements of Style. Ithaca, N.Y.: Priv. print. [Geneva, N.Y.: Press of W.P. Humphrey], 1918;

    Bartleby.com, 1999. www.bartleby.com/141/.

    Most of the examples are taken and adapted for educational purposes from NIH Abstract Reporter of

    funded grant proposals publicly available at www.projectreporter.nih.gov/reporter.cfm.