a novel assessment and profiling of …...both through group comparison and latent profiling of ad...

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Multidimensional apathy profiles in AD 1 A novel assessment and profiling of multidimensional apathy in Alzheimer’s disease Ratko Radakovic 12345* , John M. Starr 35 & Sharon Abrahams 1245 1 Department of Psychology, University of Edinburgh, Edinburgh, UK 2 Anne Rowling Regenerative Neurology Clinic, University of Edinburgh, Edinburgh, UK 3 Alzheimer Scotland Dementia Research Centre, University of Edinburgh, Edinburgh, UK 4 Euan MacDonald Centre for MND Research, University of Edinburgh, Edinburgh, UK 5 Centre for Cognitive Ageing and Cognitive Epidemiology, University of Edinburgh, Edinburgh, UK Word Count: 4203 * Correspondence to: R. Radakovic, University of Edinburgh, Department of Psychology, 7 George Square, Edinburgh, UK, EH8 9JZ Email addresses: [email protected], [email protected] Tel: +441316511303

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Page 1: A novel assessment and profiling of …...both through group comparison and latent profiling of AD based on the DAS, so as to determine subgroups based on the profile of scores across

MultidimensionalapathyprofilesinAD

1

Anovelassessmentandprofilingofmultidimensionalapathyin

Alzheimer’sdisease

RatkoRadakovic12345*,JohnM.Starr35&SharonAbrahams1245

1DepartmentofPsychology,UniversityofEdinburgh,Edinburgh,UK

2AnneRowlingRegenerativeNeurologyClinic,UniversityofEdinburgh,Edinburgh,UK

3AlzheimerScotlandDementiaResearchCentre,UniversityofEdinburgh,Edinburgh,UK

4EuanMacDonaldCentreforMNDResearch,UniversityofEdinburgh,Edinburgh,UK

5CentreforCognitiveAgeingandCognitiveEpidemiology,UniversityofEdinburgh,

Edinburgh,UK

Word Count: 4203

*Correspondenceto:R.Radakovic,UniversityofEdinburgh,DepartmentofPsychology,7GeorgeSquare,Edinburgh,UK,EH89JZ

Emailaddresses:[email protected],[email protected]:+441316511303

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Abstract

Background: Apathy is a complex multidimensional syndrome, frequently reported in

Alzheimer’s disease (AD) and is associated with impaired awareness. Here we present a

psychometrically robust method to profile apathy in AD. Objectives: To determine the

validity and reliability of a multidimensional apathy measure, the Dimensional ApathyScale

(DAS),andexploretheapathysubtypeprofileanditsassociationsinAD.Methods:102

peoplewithADand55healthycontrolswererecruited.ParticipantscompletedtheDAS,

theApathyEvaluationScale(AES),GeriatricDepressionShortform(GDS-15)and

LawtonInstrumentalActivitiesofDailyLiving(LIADL).Psychometricpropertiesofthe

DASweredetermined.AD-Controlcomparisonwasperformedtoexploregroup

differencesontheDAS.LatentClassAnalysis(LCA)wasusedtoexploretheprofileof

apathyinAD.Results:TheDAShadagoodtoexcellentCronbach'sstandardizedalpha

(self-rated=0.85,informant/carer-rated=0.93),goodconvergentanddivergent

validityagainststandardapathy(AES)anddepression(GDS-15)measures.Group

comparisonshowedpeoplewithADweresignificantlyhigherforallapathysubtypes

thancontrols(p<.001),andlackinginawarenessoverallapathysubtypedeficits.LCA

showed3distinctADsubgroups,with42.2%intheExecutive-Initiationapathy,28.4%

intheGlobalapathyand29.4%intheMinimalapathygroup.Conclusions:TheDASisa

psychometricallyrobustmethodofassessingmultidimensionalapathyinAD.The

apathyprofilesinADareheterogeneous,withadditionalspecificimpairmentsrelating

toawarenessdependentonapathysubtype.

KeyWords:Apathy,Syndrome,Alzheimerdisease,Psychometrics,BehaviorRating

Scale,Awareness

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Introduction

Apathy,asalackofmotivation[1],isfrequentlyreportedasthemostprominent

behavioralsyndromeinAlzheimer’sdisease(AD),andisassociatedwithglobaldisease

severityandlevelofcognitiveimpairment[2,3],andhasanegativepredictiverolein

clinicalcourse[4].Furthermore,ithasbeenobservedinpredementiastages[5].Apathy

inADisalsoassociatedwithincreasedcaregiverdistressandburden[6]aswellas

functionaldecline[7]makingitanegativelyimpactfulbehavioralsymptom.Thereis

alsoapervasiveassociationbetweenincreasedapathyandanosognosia,orlackof

awarenessinAD[8].Althoughapathyrelatedanosognosiahasbeenobservedinearlier

stagesofthediseasecourse[9,10],ithasalsobeensuggestedthatthismightbedueto

progressionofneuropathology[7]withindividualslaterintheillnessshowingboth

symptoms.MograbiandMorris[11]furtherreinforcedthisandproposedthatapathy

increaseswithlackofawarenessoffailuresincognitivetasks(errormonitoring),while

emotionalreactionsinresponsetoexperiencesofillnessordeficit(emotional

reactivity),bearingsimilaritytoawareness,remainedrelativelyintact.Theyfurther

dichotomizedapathyagainstdepression,inthattheformerisassociatedwithmore

anosognosia.

However,previousresearchhasshownsomeevidencethatapathyismultidimensional

e.g..[1,12],withtheproposeddiagnosticcriteriaofapathyrecognizingthesyndromatic

natureofapathy[13,14]butwithoutathoroughmeasurementofspecificsubtypes

[15].Thishasbeenobservedindementiausingtraditionalone-dimensionalassessment

toolssuchastheNeuropsychiatricInventory(NPI)[16].Anexampleofthisisthat

peoplewithdementiawhoendorsemoreemotionallyapatheticstatementsweremore

apatheticoverall,andspecificallyshowedmoreextremeandvariablebehavioral

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MultidimensionalapathyprofilesinAD

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problemssuchasinsensitivityanduncooperativeness[17].AfurtherstudybyQuaranta

etal.[18]usingtheNPIfoundtheretobedifferingapathycharacteristicsbetweenAD

andfrontotemporaldementia,wherethelatterwerereportedtomorefrequently

endorsestatementsrelatingtoalackofinitiation,decreasedemotionaloutputand

diminishedinteresttowardsfriendsorfamily.However,theNPIisatooldesignedto

assessapathyamongstotherbehavioralimpairmentsanddoesnotexamineapathy

multidimensionally.Similarly,theApathyEvaluationscale(AES)[19]isagold-standard

one-dimensionalmeasureforassessingapathybutisthoughttobecomposedof4

factors,calledcognitive,behavioral,emotionaland‘other’,whichhavebeenusedby

previousresearchtocalculatefactorialsubscorese.g.[20].However,thesefactorsare

notconsistentlyreportedinotherresearch,e.g.[21],andtheAEShasonlybeen

validatedasaone-dimensionalmeasureofapathy[15].TheScaleforAssessmentfor

NegativeSymptoms[22]isalsolesscommonlyusedmeasureofdifferenttypesof

negativesymptoms,affectiveblunting,avolition/apathyandsocial/emotional

withdrawal,whichhaveoverlapwithsomeapathysubtypes.Morerecently,LilleApathy

RatingScale(LARS)hasbeenvalidatedinagroupofmixeddementiapatients[23]but

measuresuncorroboratedfactorialsubscoresofapathy.

Ataneurobiologicallevel,aperfusionimagingstudyusingtheApathyInventory(AI)

[24],asimplemultidimensionalmeasure,observedthatcognitive,behavioraland

affectivecomponentsofapathyweremediatedbyspecificfronto-subcorticalmetabolic

circuits[25].Initiativeaspectsofapathywerenegativelyassociatedwithrightanterior

cingulatecortexperfusionwithemotionalbluntingaspectsnegativelyassociatedwith

perfusioninrightmiddleorbitofrontalgyrusinAD.Laterstructuralimagingresearch,

oncemoreusingtheAI,foundthatbothinADandProgressiveSupranuclearPalsythere

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wasdistinctneuroanatomicalbasisforInitiativeapathyrelatingtoanteriorcingulate

cortex,andEmotionalbluntingaspectsofapathy,relatingtostructuralchangeinsular

cortex[26].However,theAIwasfoundnotbeacomprehensiveorrobustmeasureof

multidimensionalapathy[15].

Apathyisthoughttobeassociatedwithprefrontalcortex-basalgangliacircuit

dysfunction,manifestingasdifferentsubtypesofapathy,proposedinLevyandDubois

[27,28]model.TheDimensionalApathyScale(DAS)[29]hasbeendesignedtoassess

differentapathysubtypesbyasubscale-based,quantitativemethodthathasbeen

validatedinamyotrophiclateralsclerosis[30]andParkinson’sdisease[31].TheDAS

measureslackofmotivationforplanning,attentionandorganization(Executive

apathy),indifferenceoremotionalneutrality(Emotionalapathy)andself-generationof

though(Initiationapathy).ThisDimensionalApathyframeworkrelatestodifferent

manifestationofdemotivation,takingintoaccountbothobservablebehavioral

symptomsandcognitivedeficits.Whilethereareone-dimensionalapathytoolsthat

havebeenvalidatedinAD,therearelimitedcomprehensive,validatedtoolsassessing

subtypesofapathyinthisverycommoncondition[15].

TheprimaryaimofthisstudyistovalidatetheDASinasampleofpeoplewithADand

theircarers.Furthermore,theprofileofmultidimensionalapathyinADwasexplored

boththroughgroupcomparisonandlatentprofilingofADbasedontheDAS,soasto

determinesubgroupsbasedontheprofileofscoresacrossthethreeapathysubtypes.

Finally,relevantlinksbetweentheDAS,diseaseandfunctionalvariableswillbe

explored.

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MaterialsandMethods

Subjects

PeoplewithADandtheircarerswererecruitedthroughJoinDementiaResearch

PlatformandbytheHealthInformationCentre(HIC)throughtheScottishDementia

ResearchInterestRegister(SDRIR),asdescribedpreviously[32].PeoplewithADwere

approachedthroughtheircarerstoparticipateinthestudy.Thiswassetupunderthe

supportoftheScottishDementiaClinicalResearchNetwork(SDCRN)in2008to

facilitatedementiaresearchbyprovidingaccesstosuitablepotentialrecruitsin

Scotland.ParticipantsontheSDRIRwerepeoplereferredbytheirclinicians,whohavea

diagnosisofdementiaorarelatedcognitivedisorderandhaveconsented(orincases

wherethepersonlackedcapacity,throughhis/herlegalrepresentative).Peoplewith

ADwerediagnosedusingtheICD-10whenjoiningtheSDRIR[32]andthoseonJoin

DementiaResearchPlatformwerediagnosedwiththeICD-10criteriaalignedwithNHS

Scotlandpractice.ExclusioncriteriaforpeoplewithADincludedthosewithClinical

DementiaRating=3(duetoseverityofdementia),severediabetes,epilepsy,

alcohol/substance-relateddisorders,severeheadinjury(thatrequiredintensivecare

hospitalization),traumaticbraininjury(inclusiveofsubarachnoidhemorrhage)and

presentorpastothersignificant,comorbidmedicalillness(suchasstroke,Parkinson’s

disease,psychiatricdiseaseetc.).AllpeoplewithADthatwererecruitedcommunity-

dwelling.

Additionally,healthycontrolswererecruitedfromtheUniversityofEdinburgh

VolunteerResearchPanel.Theywereprescreenedbeforerecruitmentwiththe

exclusioncriteriaofseverediabetes,epilepsy,alcohol/substance-relateddisorders,

severeheadinjury(thatrequiredintensivecarehospitalization),traumaticbraininjury

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(inclusiveofsubarachnoidhemorrhage)andpresentorpastothersignificant,comorbid

medicalillness(suchasstroke,Parkinson’sdisease,psychiatricdiseaseetc.).Controls

werenotspecificallyassessedforcognitiveimpairmentinthepresentstudy,although

wereexcludedifinformationontheUniversityofEdinburghVolunteerResearchPanel

databaseindicatedcognitiveimpairment.

ProcedureandAssessments

ThiswasapostalquestionnairestudywherecarersofpeoplewithADweresentpacks

containinginformationsheets,consentformsandquestionnairesregarding

demotivation/apathy,moodandfunctionalabilitiesofthepersonwithAD.Thecarer-

ratedpackaskedthecarerstocompletethequestionnairesbasedontheirobservations

ofthepeoplewithADandtheself-ratedpackaskedpeoplewithADtoself-ratetheir

owndemotivation/apathyandmood.Pre-paid,addressedenvelopeswereprovided.

Boththecarer-ratedandself-ratedpackscontainedtheDAS[29,30],ApathyEvaluation

Scale(AES)[19]andtheGeriatricDepressionScale-Shortform(GDS-15)[33,34]and

thecarerscompletedtheLawtonInstrumentalActivitiesofDailyLiving(LIADL)[35].

TheDASisa24-itemscalethatwasusedtomeasuremultidimensionalapathy.

Executive,EmotionalandInitiationapathywereassessedbysubscaleswhereeachitem

wasratedona4pointLikertscale,withtheminimumscoreforeachsubscalebeing0

(leastapathy)and24(mostapathy).TheDAStotalscorerangesfrom0to72.DAS

subscaleimpairmentcutoffswerecalculatedonthebasisof≥2SDabovethemeanof

thecontrolsample.Parallelself-ratedandinformant/carer-ratedversionswereused.

TheAESwasusedasan18-item,gold-standardmeasureofunidimensionalapathy

scoredona4pointLikertscale,where18indicatedleastapathyand72indicatedmost

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apathy.Cutoffsof>36.5fortheself-ratedand>41.5forthecarer-ratedversionswere

used[21].Furthermore,theAESiscomposedofa4factorsubstructure,Cognitive,

Behavioral,EmotionalandOtherfactors[19],wheresubfactorialscorescanbe

calculated.Parallelself-ratedandcarer-ratedversionswereused.TheGDS-15isa15-

itemscreenusedtoassessdepressionusingadichotomousscale,withscoresranging

from0(notdepressed)to15(mostdepressed).Aclinicalcut-offof>6wasusedto

indicatepresenceofdepression[36].Parallelself-ratedandcarer-ratedversionswere

used.TheLIADLisan8-itemcarer-ratedassessmentofthefunctionalindependenceof

thepersonwithAD,withtotalscoresrangingfrom0(lowfunction,dependent)to8

(highfunction,independent).

TheMiniMentalStateExam(MMSE)[37]andtheAddenbrooke’sCognitive

Examination-Revised(ACE-R)[38]asmeasuresofcognitivefunctioningwereavailable

fromtheJoinDementiaResearchPlatformandSDRIR.

EthicalapprovalwasobtainedfromtheNationalHealthService(NHS)SouthEast

ScotlandResearchEthicsCommittee01andtheSchoolPhilosophy,Psychologyand

LanguageSciences(PPLS),UniversityofEdinburghEthicalCommittee,inaccordance

withtheDeclarationofHelsinki.Informedconsentwasobtainedfromallparticipants.

Statisticalanalysis

RandSPSSstatisticsV21.0wereusedforanalysis.Independentt-testsandChisquared

testswereusedtocomparedemographicsandclinicalvariablesofthepeoplewithAD.

PsychometricpropertiesoftheDASweredeterminedthroughCronbach’sStandardized

alpha(internalconsistencyreliability)[39]andHolmcorrectedPearson’scorrelations

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betweenDASsubscalesandtheAES(convergentvalidity)andGDS-15(discriminant

validity).A3x3mixeddesignANOVAwasusedforcomparisonofGroup(AD

Informant/carer-ratedvsADSelf-ratedvsControlSelf-rated)andDASsubscale

(EmotionalvsExecutivevsInitiation),withposthocTukey’sHonestSignificant

Differences(Tukey’sHDS)tests.HolmcorrectedPearson’scorrelationswereusedto

examineclinicalvariableassociationwithawarenessdiscrepancyofpeoplewithADon

DASapathysubscales.Apathysubtypeawarenessdiscrepancywascalculatedthrough

subtractinginformant/carer-ratedscoresfromself-ratedscores.

Latentclassanalysis(LCA)wasusedtoinvestigateclusteringorclassifyingofpeople

withADbasedontheprofileofinformant/carer-ratedscoresontheDASsubscales

usingMclustpackageinR[40].Mclustisamodel-basedclustering,classificationand

densityestimationsoftwarethatisbasedonfiniteGaussianmixturemodelling.In

Mclust,theoptimalLCAmodelandnumberofclusters/classesareautomatically

selectedaccordingtoBayesianinformationcriterion(BIC)[41].Furthermore,the

IntegratedClassificationLikelihood(ICL)criterion[42]wasalsoappliedtosubstantiate

optimalmodelselection.Aone-wayMANOVAwasusedtoconfirmADclasses

(subgroups)selectedthroughLCAbasedonDASsubscalesdifferences.Class

subgroupingswereclassifiedbasedontheirDASscoresandthencomparedonclinical

anddemographicvariablesusingChisquaredtestsandone-wayANOVAs(Holm

corrected)withsignificantresultsfollowedupbyposthocTukey’sHDStests.

Results

315peoplewithADandtheircarerswererecruited.Therewereatotalof102AD

carersthatreturnedthesurveypack,with17.6%beingcarersforpeoplewithearly

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onsetAD(belowtheageof65yearsold).Themostcommoncarerrelationshiptothe

personwithADwasspouse.Ofthose,55peoplewithADreturnedtheirself-ratedpacks.

55healthycontrolswererecruited.Table1showsADandhealthycontrolgroups’

clinical,demographic,apathyanddepressioncharacteristics.

TABLE1HERE

Table1showsthattherewasnosignificantdifferencebetweenpeoplewithADand

controlsongenderandyearsofeducation.However,whiletheADgroupwas

significantlyolderthanthecontrolgroup,therewasnosignificantageassociated

correlationsbetweentheAESandGDS-15,forbothself-andcarer-ratings.Peoplewith

ADscoredsignificantlyhigherontheAESandGDS-15self-ratedmeasureswhen

comparedtocontrols.76.5%ofpeoplewithADscoredabovecut-offontheAES(carer-

rated)and52.7%ofpeoplewithADscoredabovecut-offontheGDS-15(carer-rated).

FortheN=55wherebothpeoplewithADandtheircarersreturnedthepacks,theAD

informant/carer-ratings(mean=46.6,SD=9.9)weresignificantlyhigherthanADself-

ratings(mean=38.9,SD=9.0)ontheAES(t(108)=2.049,p<.001),withnosignificant

differenceontheGDS-15.

PsychometricPropertiesoftheDAS

TheDASCronbach’sStandardizedalphavaluefortheinformant/carer-ratedversion

was0.93andtheself-ratedversionwas0.85,whichisexcellentandgood,respectively.

AtaDASsubscalelevel,Executive(informant/carer=0.89,self=0.86)andInitiation

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MultidimensionalapathyprofilesinAD

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(informant/carer=0.88,self=0.84)subscalesweregood.Theinformant/carer-rated

Emotionalsubscalewasacceptable(0.73),self-ratedversionwasquestionable(0.54).

TABLE2HERE

Table2showsthatDASsubscalescorrelatedpositivelywiththeAES,withtheself-rated

ExecutiveandEmotionalcorrelatingmoderatelyandInitiationcorrelatingstronglywith

theAEScomparedtotheGDS-15.SupplementaryTable1showsintercorrelationsof

DASsubscalesandthe4subfactorialscoresoftheAES.

Alzheimer’sdiseaseapathyprofiling

GroupComparison

FIGURE1HERE

Figure1showstheADinformant/carer-rated,ADself-ratedandcontrolself-rated

groupcomparisonondifferentDASsubscales.Therewasasignificantmaineffectof

Group(F(1,489)=223.1,p<.001)andmaineffectofSubscale(F(2,489)=40.0,p<

.001).TherewasasignificantGroupandSubscaleinteraction(F(2,489)=12.8,p<

.001),whichseemedtobedrivenbythedifferencebetweenpeoplewithADand

controlsonExecutiveandInitiationapathy,moresothanEmotionalapathy,ascanbe

observedinFigure1.PosthocanalysisshowedthatpeoplewithADscoredsignificantly

higheronallsubscales,bothonself-rated(Executive:p<.001;Emotional:p<.01;

Initiation:p<.001)andinformant/carer-rated(Executive:p<.001;Emotional:p<.001;

Initiation:p<.001),whencomparedtocontrolself-ratings.ADinformant/carer-ratings

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werefoundtobesignificantlyhigherthanADself-ratingsinformant/carers-ratingsover

allsubscalesindicativeofamean3.4pointExecutive(p<.01),1.7pointEmotional(p<

.05)and2.9Initiation(p<.01)apathysubscalediscrepancyinawareness.

Furthermore,whenexaminingclinicalvariableassociations,theDASsubscalescores

(bothself-ratedandinformant/carer-rated)werenotsignificantlycorrelatedwith

diseaseduration.Also,nosignificantcorrelationswereobservedbetweenthe

discrepancyscoresonanyoftheDASsubscalesanddiseaseduration.

LatentClassAnalysis

FIGURE2HERE

FortheLCAofinformant/carer-ratingsforAD,comparisonofdifferentmodelsshowed

thatamodel“VVI”(diagonal,varyingvolumeandshape)supportinga3-classsolution

yieldedabestfittingmodelwithaBICvalueof-710.2.Thesecondbestmodelwas

“VVV”(ellipsoidal,varyingvolume,shape,andorientation)with2-classes,presenting

withaBICvalueof-714.9.Thiswasa4.7pointdifferencefromtheinitialmodel,which

wasconsideredsupportiveofthe3-class“VVI”model[43].TheICLcriterion

additionallysupported3-classsolution“VVI”(diagonal,varyingvolumeandshape)

modelwithaICLvalueof-721.9.Aone-wayMANOVAshowedasignificantdifference

theDASsubscales,supporting3-classsolution(F(6,194)=53.1,p<.001;Wilk'sΛ=0.1,

partialη2=.6).Figure2illustratestheDASprofilesofthedifferentclassesandTable3

showstheDAS,demographicandclinicalcharacteristicsoftheclasses.

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Class1wasthelargest(N=43)andwascharacterizedbydisplayingatleastoneapathy

subtype.Table3showshigherscoresontheInitiationandExecutiveapathysubscales.

Also,usingabnormalitycutoffs,58%inthisgroupwereimpairedonatleasttwoapathy

subscales,themostcommonofwhichwasExecutiveandInitiationapathy,withonly

37%displayingglobalapathyoverallDASsubscalesand5%displayingoneapathy

subscale.ThisgroupwascalledtheExecutiveandInitiationApathygroup.Class2was

marginallythesmallestgroup(N=29)but,unlikeClass1,displayeddistinctlymostwell

definedcharacteristics,withhighestmeanscoresoverallapathysubscales.

Abnormalitycutoffsshowed97%displayingglobalapathyoverallDASsubscales.This

groupwascalledtheGlobalApathygroup.Class3(N=30)wascomparativelylowerin

meanscoresonallapathysubscales,where53%showingnoapathysubscale

impairment,with30%displayingoneapathysubtypeimpairmentand17%displaying

multipleapathysubscaleimpairments,basedonabnormalitycutoffs.Thiswascalled

theMinimalApathygroup.

TABLE3HERE

Table3showsconfirmationofsubgroup(class)differencesbasedonDASsubscalesand

theAESshowingasignificantdifferencebetweentheExecutiveandInitiationapathy,

GlobalapathyandMinimalapathygroupings.Thesubgroupswerealsofoundtodiffer

significantlyondepression(GDS-15).PosthoctestsshowedthattheMinimalapathy

groupwassignificantlylessdepressedcomparedtotheExecutiveandInitiationapathy

subgroup(p<.001)andtheGlobalapathysubgroup(p<.001).Howevernosuch

differencewasfoundbetweentheExecutiveandInitiationapathysubgroupandthe

Globalapathysubgroup.Therewerenoothersignificantdifferencesonothervariables.

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Discussion

ThisstudyshowedthattheDASisavalidandreliableinstrumentfordetecting

multidimensionalapathyinAD,wheretheself-andinformant/carer-ratedversionshad

agoodtoexcellentinternalconsistencyreliabilityandgoodconvergentvalidityagainst

anexistentgold-standardmeasureofapathy(AES).Specifically,ExecutiveandInitiation

apathy(bothself-andinformant/carer-ratedversions)werefoundtobevalidand

reliable,whereastheself-ratedEmotionalapathywaslessso.Though,self-ratedDAS

EmotionalapathywasonlysignificantlyassociatedwiththeEmotionalsubfactorial

scoreoftheAES(SupplementaryTable1),showingaspecificlevelofconvergence

withinthesedomainsandsubscale-factorspecificvalidityfortheDASEmotionalapathy

subscale.Nevertheless,theinformant/carer-ratedDASwasfoundtobemore

psychometricallyrobust,whichislikelyduetothewell-documentedlackofawareness

ofapathyassociatedwithcognitivedeficitsinAD[8,24,44].Thisisalsoinconcordance

withmoretraditionalinstruments’relianceonexternalratings,suchastheNPI[16].

Thediscriminantvaliditywasshowntobegood,whereEmotionalapathywasnot

associatedwithdepression,whichsupportsthedistinctionbetweenthesetwo

respectiveconceptsofemotionalneutralityandemotionalitypreviouslyobserved[30,

31].

Overallinthegroupcomparison,GlobalapathywasobservedinAD,bothforself-

ratingsandinformant/carer-ratings,butatvaryingdegrees.However,thedifference

betweenpeoplewithADandcontrolsself-ratingsonExecutiveandInitiationsubscales

wasfoundtobesignificant(6.6pointsand5.8points,respectively),withEmotional

apathybeingmuchlower(2.2points)butstillsignificant.TheLCAsupportedthe

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presenceofdistinctprofilesofapathywithinAD,showingsubgroupsofpeoplewithAD

displayingExecutiveandInitiationapathy,GlobalapathyandMinimalapathy.The

largestofthesegroupswastheExecutiveandInitiationapathysubgroup(N=43),which

wasreinforcedbypeoplewithADandcontrolsself-ratinggroupcomparisonand

magnitudeofdifferencebetweentheExecutiveandInitiationapathysubscales.Asone

ofthemostprominentbehavioralsymptomsinAD,cognitiveimpairmentisalso

associatedwithapathy[45-47].WhilememoryimpairmentiscommoninAD,attention

[48]andexecutivedysfunction[49],suchasplanning,spatialnavigationattention[50-

52]andverbalfluency[53]arealsoparticularlynotedtobeimpairedasthedisease

progressestolaterstages,whichisparticularlyrelevanttooursamplewhichismore

impaired.However,itisimportanttodifferentiatebetweentheDASExecutiveapathy

itemsandexecutivefunctioningassessments,whereintheovert,observational

assessmentsoftheformerandtheperformance-basedassessmentofthelatter,are

unlikelytofullyoverlapbutaremorelikelytomeasuresimilarelementsrelatingto

demotivationtowardsplanning,organizationandattention.Additionally,deficitsof

emotionalprocessing,socialawareness[54]andemotionaldecision-making[55]have

alsobeenobservedinAD,butmaynotbeadefiningdeficitofthedisease.Morerecent

researchusingtheLARSshowedthatpeoplewithADshowedlessapathyinthe

“emotional”dimensionandthe“self-awareness”dimensionwhencomparedtopeople

withbehavioralvariantfrontotemporaldementia[56]andsupportsourfindingsof

EmotionalapathyasnotahallmarkofAD.WhiletheDimensionalApathyframework

attemptstoincorporateobservablebehavioralandneuropsychologicaldeficits,similar

toLevyandDubois[27,28],howapathysubtypesmapontocognitivefunctioningisyet

tobedetermined.Thiswillgiveinsightintooverlappingmechanismsofmotivationand

cognition.

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Furtherexplorationshowedthatwhileawarenessoverallapathysubtypes,asassessed

throughadiscrepancyofADself-ratingandinformant/carerrating,wassignificantly

impairedinAD,ExecutiveandInitiationapathywasmostimpaired,whileEmotional

apathywaslessimpairedinmagnitude.Anosognosiaandapathyhasbeenparticularly

relatedtoexecutivedysfunction,whereADpatientsshowalackofawarenessoferrors

inthesetasks[11].Furthermore,thistypeoferrormonitoringhasbeenfoundtobe

associatedwiththeanteriorcingulate,anareaimplicitlyassociatedwithLevyand

Duboissubtypes[27,28].Inaddition,MograbiandMorrissuggestdissociationbetween

impairmentinawarenessoftheirdiseasestateandassociateddeficits,whileemotional

reactivityremainingintactinAD.Thisisconsistentwithourfindingsinthisstudy,

wherethedifferenceobservedbetweenADinformant/carer-ratingsandself-ratingson

theEmotionalapathysubscaleweresmallerthanontheothersubscales.Wealsofound

nosignificantdifferenceonthestandardizeddepressionmeasurebetweenADself-and

informant/carer-ratings,providingfurthersupportthatemotionalaspectsof

functioning,bothneutral(apathy)andnegative(depression)arenotpronetothe

awarenessdeficits.Inthescopeofpreviousresearch,amyotrophiclateralsclerosisand

Parkinson’sdisease[30,31]havenotshownapathyawarenessdeficits,whichcould

suggestthisisspecifictodementia.Furthermore,thisaddstheconstructofapathy

subtypeawarenesstotheemergingDimensionalApathyframeworkthatcanbe

measuredthroughdiscrepancyscoresbetweenself-andinformant-carerratings.

Futureresearchshouldaimtoexplorehowthisapathysubtypeawarenessdeficit

changeslongitudinallyoverthecourseofthedisease.

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MultidimensionalapathyprofilesinAD

17

Furthermore,boththeExecutiveandInitiationapathyaswellastheGlobalapathy

subgroups,wereobservedtoscorehigherondepressioncomparedtotheMinimal

apathysubgroup.Duetothevariablerelationshipofapathyanddepressionreportedin

literaturethereisalackofconsensusoftheconvergenceofapathyanddepression[57-

59].Itwouldthereforebebeneficialtoexaminehowapathysubtypesanddepression

converge,aswellasdiverge,throughoutdiseaseprogressiontofurtherunderstandthe

complexrelationshipbetweenthesebehaviors.

Therearelimitationstothisstudy.Duetothenatureofthispostalquestionnairestudy,

wewerenotabletoutilizetheproposeddiagnosticcriteriaforapathy[14].However,

thereisremittoapplythesecriteriainconcordancewiththeDAStorefineapathy

diagnosis.Thediscrepancyscorebetweenself-ratedandinformant/carer-ratedDAS

scorescouldbeinterpretedasanosognosiainpeoplewithAD,itcouldalsobeduetothe

influenceofcaregiverburdenassociatedwiththisdisease,whichhasbeenshownto

associatewithapathyinAD[6].Futureresearchshouldexplorehowcaregiverburden

relatestodifferentapathysubtypes.Furthermore,self-ratingdepressionandapathy

couldaffectreliabilityofreportingduetotheseverityofdementia.However,by

includingbothself-ratedandinformant/carer-ratedscalesandinstrumentswehopeto

amelioratetheeffectsthatcouldoccurinrelationtothesetworatingmethods.Afurther

limitationisthattherewasnoformalassessmentofcognitiveimpairmentperformedon

thecontrolswithonlynotesregardingthisavailablefortheseparticipants,makingit

possiblethatsomeparticipantshavemildcognitiveimpairment.Furtherresearch

shouldlookathowcognitiveimpairmentassociateswithapathysubtypesbothin

patientpopulationsandnormativeageing,anddeterminetheapathysubtype

relationshipswithmildcognitiveimpairment.Additionally,therewerenodifferences

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MultidimensionalapathyprofilesinAD

18

onmedicationstatus(cholinergicandglutaminergic)betweenapathysubgroupswithin

AD,butothermedicationwasnotfullyavailableforparticipants.However,studies

lookingatmedicationeffectsonapathyaresparseandreportmixedresults,withno

studieslookingdirectlyattheeffectonapathysubtypes[60].Finally,whilesamplesize

(ADpatient=55andCarer=102)ofthisstudycouldbecitedasalimitation,however

previousstudiesvalidatingandutilizingapathymeasurementmethodsindementiahad

similarorsmallersamplesizesthanourcurrentstudy,examplesincludetheLARS[23],

NPI[16],AES[19]andAI[24].However,useoftheDASinlargersamplesofdementia

patientswouldfurthertheunderstandingofmultidimensionalapathyindementia.

Inconclusion,theDASwasfoundtobepsychometricallyreliableandvalidfor

measurementofmultidimensionalapathyinAD.Whilebothversionswereinformative,

theinformant/carer-ratedversionseemedslightlymorepsychometricallyrobust.While

ADwascharacterizedbyaGlobalapathyoverallsubtypes,theheterogeneityofapathy

basedonsubgroupingwithinADwasobserved.AcombinationofExecutiveand

InitiationapathywasshowntobecentralinAD,whichwasfurthersupplementedbyan

apathysubtypeawarenessdeficit.Furthermore,inthescopeofprevious

multidimensionalapathyresearchinamyotrophiclateralsclerosisandParkinson’s

disease[30,31],thesefindingsaddtothecomplexitiesofapathyprofilesandindicatea

uniqueADprofile,furthertakingintoaccountapathysubtypeawarenessdifficulties.

Thiscouldproveclinicallyusefulindistinguishingitfromotherneurodegenerative

diseases,specificallyotherformsofdementia.Furtherresearchshouldinvestigatethe

degreeofthisapathysubtypeawarenessdeficitwhilealsodeterminingthecognitive

underpinningsofdifferenttypesofapathyandpursuingfurtherunderstandingoftheir

impactonfunctionalabilities,qualityoflifeandcaregiverburden.

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MultidimensionalapathyprofilesinAD

19

Acknowledgments

ThisresearchwasfundedbyascholarshipfromtheAnneRowlingRegenerative

NeurologyClinic,AlzheimerScotlandDementiaResearchCentreandtheUniversityof

Edinburgh.ThisworkwassupportedbytheScottishDementiaClinicalResearch

NetworkwhoreceivedfundingfromScottishMinistersthroughtheChiefScientist

Office.Theviewsexpressedinthispublicationarethoseoftheauthorsandnot

necessarilythoseofScottishMinistersortheChiefScientistOffice.Wewouldliketo

expressourgratitudetoMrPhilipBrown(DeputyNetworkManager,Scottish

NeuroprogressiveandDementiaClinicalResearchNetwork)forhishelpwith

recruitment.Wewouldliketothanktheparticipantsandtheirfamiliesfortakingpartin

thisresearch.

ConflictofInterest/DisclosureStatement

Theauthorshavenoconflictofinteresttoreport.

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Table1.Demographics,apathyanddepressionscoresforAD,informant/carer-

rated(N=102),self-rated(N=55)andcontrols(N=55)

Informant/carer-

ratedAD

(N=102)

Self-rated

AD

(N=55)

Control

(N=55)

Self-rated

ADvs

controlp-

value

GenderM/F 52/50 28/27 28/27 1.000

Age(mean,SD) 78.2(8.5) 77.5(7.9) 75.0

(6.1)

0.036

YearsofEducation(mean,SD) 13.2(3.7)†† 13.3

(3.7)†

14.4

(3.2)

0.060

AES 51.7(11.5) 38.9(9.0) 28.8

(5.2)

<.001

GDS-15 7.3(4.4) 5.1(4.0) 1.9

(2.1)

<.001

LIADLScore(mean,SD) 3.0(2.2)

Ageofonset(mean,SD)years 74.6(8.2)†††

Diseaseduration(mean,SD)

years

3.9(2.4)†††

Medication(Cholinergic/

Glutaminergic/Both/None/

Unavailable%)

78.4%/4.9%/

2.9%/10.8%/

2.9%

CDR(0.5/1/2/Unavailable

%)

43.1%/39.2%/

14.7%/2.9%

MMSEscore(mean,SD) 22.0(5.3)††††

ACE-Rscore(mean,SD) 63.3(18.1)†††† Significantvaluesinbold.AD=Alzheimer’sDisease;SD=standarddeviation;AES=Apathy

EvaluationScale;GDS-15=GeriatricDepressionScale-Shortform;LIADL=LawtonInstrumental

ActivitiesofDailyLiving;CDR=ClinicalDementiaRating;MMSE=Mini-MentalStateExam;ACE-

R=Addenbrooke’sCognitiveExamination-Revised

†N=39 ††N=42

†††N=90

††††N=80

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Table2.Informant/carer-ratedDASandself-ratedDASsubscalecorrelations

comparedtostandardizedapathy(AES)anddepression(GDS-15)measures

Informant/carer (N=102) AES GDS-15

DAS Executive subscale 0.80*** 0.49***

DAS Emotional subscale 0.67*** 0.30**

DAS Initiation subscale 0.86*** 0.48***

DAS Total 0.75*** 0.36***

Self (N=55) AES GDS-15

DAS Executive subscale 0.58*** 0.53***

DAS Emotional subscale 0.37* 0.13

DAS Initiation subscale 0.67*** 0.42**

DAS Total 0.75*** 0.52***

Significantvaluesinbold.DAS=DimensionalApathyScale;AES=ApathyEvaluationScale;GDS-

15=GeriatricDepressionScale-ShortForm p<.001***,p<.01**,p<.05*

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Table3.ADClasscomparisononDASsubscales,descriptiveandclinicalvariables

(informant/carer-ratedN=102)

ExecutiveandInitiationApathy(Class1)

GlobalApathy(Class2)

MinimalApathy(Class3)

p-value

DASSubscale Executive(mean,SD) 17.2(3.2) 21.9(1.5) 10.6(4.4) <.001Emotional(mean,SD) 14.6(3.2) 18.9(2.6) 10.6(4.0) .002Initiation(mean,SD) 21.1(1.5) 23.8(0.4) 14.6(3.2) <.001

DescriptiveandClinical

N(male%) 43(46.5%) 29(44.8%) 30(63.3%) 1.000Onset(Early/Late) 8/35 4/25 6/24 1.000

Age(mean,SD) 78.9(8.8) 79.2(7.3) 76.2(8.9) 1.000YearsofEducation

(mean,SD)12.7(3.9)† 14.0(2.9)†† 13.5(3.7)††† 1.000

AES(mean,SD) 53.2(4.8) 63.9(4.2) 37.2(6.0) <.001GDS-15(mean,SD) 8.0(4.1) 9.4(4.0) 4.3(3.5) .007LIADLScore(mean,

SD)3.0(2.0) 1.3(1.4) 4.4(2,1) .268

Ageofonset(mean,SD)years

75.4(8.5)‡ 74.3(7.2)‡‡ 73.8(8.9)‡‡ 1.000

Diseaseduration(mean,SD)years

4.0(2.3)‡ 4.7(2.2)‡‡ 3.1(2.3)‡‡ 1.000

Medication(Cholinergic/

Glutaminergic/Both/None/Unavailable%)

79.1%/7.0%/0%/14.0%/0%

72.4%/3.4%/6.9%/13.8%/3.4%

83.3%/3.3%/3.3%/6.7%/3.3%

1.000

MMSEscore(mean,SD)

22.3(5.4)∆∆ 19.9(5.3)‡‡‡‡

24.5(3.9)∆ 1.000

ACE-Rscore(mean,SD)

64.7(17.1)∆∆∆ 56.4(17.9)‡‡‡‡

72.6(16.7)‡ 1.000

Significantvaluesinbold.AD=Alzheimer’sDisease;DAS=DimensionalApathyScale;SD=standarddeviation;AES=ApathyEvaluationScale;GDS-15=GeriatricDepressionScale-Shortform;LIADL=LawtonInstrumentalActivitiesofDailyLiving;MMSE=Mini-MentalStateExam;ACE-R=Addenbrooke’sCognitiveExamination-Revised†N=20††N=5†††N=17‡N=38‡‡N=26‡‡‡‡N=28∆N=29∆∆N=33∆∆∆N=34

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32

Figure1.ComparisonofADinformant/carer-rated(N=55),ADself-rated(N=55)

andControlself-rated(N=55)groupsonDASsubscales

2.04.06.08.0

10.012.014.016.018.020.0

Executive Emotional Initiation

Scor

e (M

in 0

, Max

24)

DAS Subscale

AD informant/carer-rated AD self-rated Control self-rated

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33

Figure2.AD(Informant/carer-rated;N=102)subgroupings(Classes)basedon

LCAofDASEmotional(xaxis),DASInitiation(yaxis)andDASExecutive(zaxis)

subscalescores.

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34

SupplementaryTable1.Informant/carer-ratedDASandself-ratedDASsubscale

correlationscomparedto4factorsoftheAES

Informant/carer (N=102) AES Cognitive

Factor

AES Behavior

Factor

AES Emotional

Factor

AES Other

Factor

DAS Executive subscale 0.76*** 0.77*** 0.49*** 0.74***

DAS Emotional subscale 0.66*** 0.60*** 0.56*** 0.69***

DAS Initiation subscale 0.83*** 0.76*** 0.68*** 0.78***

Self (N=55) AES Cognitive

Factor

AES Behavior

Factor

AES Emotional

Factor

AES Other

Factor

DAS Executive subscale 0.50** 0.48** 0.24 0.53***

DAS Emotional subscale 0.30 0.23 0.46** 0.28

DAS Initiation subscale 0.56*** 0.64*** 0.38* 0.55***

Significantvaluesinbold.DAS=DimensionalApathyScale;AES=ApathyEvaluationScale;GDS-

15=GeriatricDepressionScale-ShortForm p<.001***,p<.01**,p<.05*