a new approach to kainoids: total syntheses of (-)-kainic

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University of South Florida Scholar Commons Graduate eses and Dissertations Graduate School 2006 A new approach to kainoids: Total syntheses of (-)- kainic acid and (+)-allokainic acid Young Chun Jung University of South Florida Follow this and additional works at: hp://scholarcommons.usf.edu/etd Part of the American Studies Commons is Dissertation is brought to you for free and open access by the Graduate School at Scholar Commons. It has been accepted for inclusion in Graduate eses and Dissertations by an authorized administrator of Scholar Commons. For more information, please contact [email protected]. Scholar Commons Citation Jung, Young Chun, "A new approach to kainoids: Total syntheses of (-)-kainic acid and (+)-allokainic acid" (2006). Graduate eses and Dissertations. hp://scholarcommons.usf.edu/etd/2577

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Page 1: A new approach to kainoids: Total syntheses of (-)-kainic

University of South FloridaScholar Commons

Graduate Theses and Dissertations Graduate School

2006

A new approach to kainoids: Total syntheses of (-)-kainic acid and (+)-allokainic acidYoung Chun JungUniversity of South Florida

Follow this and additional works at: http://scholarcommons.usf.edu/etd

Part of the American Studies Commons

This Dissertation is brought to you for free and open access by the Graduate School at Scholar Commons. It has been accepted for inclusion inGraduate Theses and Dissertations by an authorized administrator of Scholar Commons. For more information, please [email protected].

Scholar Commons CitationJung, Young Chun, "A new approach to kainoids: Total syntheses of (-)-kainic acid and (+)-allokainic acid" (2006). Graduate Thesesand Dissertations.http://scholarcommons.usf.edu/etd/2577

Page 2: A new approach to kainoids: Total syntheses of (-)-kainic

A New Approach to Kainoids:

Total Syntheses of (-)-Kainic Acid and (+)-Allokainic Acid

by

Young Chun Jung

A dissertation submitted in partial fulfillment of the requirements for the degree of

Doctor of Philosophy Department of Chemistry

College of Arts and Sciences University of South Florida

Major Professor: Edward Turos, Ph.D. Kyung Woon Jung, Ph.D.

Bill J. Baker, Ph.D. Kirpal Bisht, Ph.D.

Date of Approval: February 17, 2006

Keywords: C-H insertion, γ-lactam, dephenylsulfonylation, rhodium, boron heck, palladium

© Copyright 2006 , Young Chun Jung

Page 3: A new approach to kainoids: Total syntheses of (-)-kainic

Dedicated to

Kyung Kim, Philip Jung, and Jane Jung

My parents who are in heaven

My parents-in-law

Page 4: A new approach to kainoids: Total syntheses of (-)-kainic

Acknowledgments

The Lord is my shepherd… (Psalm 23:1).

I would like to express my sincere gratitude to Dr. Kyung Woon Jung not only for

his considerate guidance throughout my research but for his trust and support beyond

academic matters.

I would like to acknowledge Dr. Edward Turos, my official advisor, for his

encouragement and guidance. I also thank Dr. Bill J. Baker and Kirpal Bisht for their

support, guidance, and participation on my committee from my heart.

I am especially thankful to my friend Dr. Yoon, for without his help my

dissertation may not be what it is today. Many thanks are due to the now-and-

then members of Jung’s group for their friendship and the time shared in chemistry,

which was both constructive and stimulating. Thanks Dr. Jay Parrish, Dr. Advait Nagle,

Dr. David Flanigan, Dr. Hwang, Dr. Rajesh Kumar Mishra, Dr. Yoo, Woogie, Chiliu

Chen, Iris Meng, Prassana, Kiana, Matt, Ki soo, Gu…, Thanks to my friend, Chris for his

help with my English.

Finally, my deepest appreciation and love to my wife Kyung for her selfless

sacrifices, patience and support of my work and our family. To my children Philip and

Jane, I love you…..

Page 5: A new approach to kainoids: Total syntheses of (-)-kainic

Table of Contents

List of Tables v

List of Figures vi

List of Schemes vii

List of Abbreviations x

Abstract xvii

Chapter One: Introduction of Kainoids 1

1.1 Isolation and Structural features 1

1.2 Biological Properties 3

1.3 Previous Syntheses of Kainic Acid 6

1.4 Previous Syntheses of Allokainic acid 23

1.5 References 31

Chapter Two: The Syntheses of (-)-Kainic acid and (+)-Allokainic acid 36

2.1 Theoretical Background 36

2.1.1 Chiral γ-Lactams from α-Amino Acids via Rh-Catalyzed Intramolecular C-H Insertion 36

2.1.2 Intramolecular Michael Addition of Cyclic β-Ketoester on Conjugated Acetylenic Ketone 38

2.1.3 Baeyer-Villiger Oxidation of Cyclohexeneone 42

2.2 Synthetic Strategy / the Core Intermediate 44

2.2.1 Retrosynthetic Analysis of (-)-Kainic Acid (First) 45

i

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2.2.2 Synthesis of the Bicyclic γ-Lactam Intermediate 47

2.2.3 Bicyclic γ-Lactam Intermediate 48

2.2.4 Synthesis of the Bicyclic γ-Lactam Intermediate 49

2.3 Total Synthesis of (+)-Allokainic Acid 51

2.3.1 Introduction of Isopropenyl Group 51

2.3.2 Synthesis of (+)-Allokainic Acid (1) ; Isopropenylation-Dephenylsulfonylation Route 53

2.3.3 Synthesis of (+)-Allokainic Acid (2) ; Dephenylsulfonylation-Isopropenylation route 56

2.3.4 Model Study and Other Endeavors 58

2.3.5 Conclusion 62

2.4 Total Synthesis of (-)-Kainic Acid 62

2.4.1 Retrosynthetic Analysis of (-)-Kainic Acid (Second) 62

2.4.2 Michael-type Cyclization 64

2.4.3 Synthesis of Bicyclic Cyclohexenone 65

2.4.4 Dephenylsulfonylation of Bicyclic Cyclohexenone System 67

2.4.5 Dephenylsulfonylation of the Silyl Enol Ether 67

2.4.6 NOE Study 69

2.4.7 Rationale for the Stereochemistry 74

2.4.8 Endgame for the Synthesis of (-)-Kainic Acid (1) 74

2.4.9 Endgame for the Synthesis of (-)-Kainic Acid (2) 77

2.4.10 Conclusion and Features 79

ii

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2.5 References 81

Chapter Three: Experimentals 86

Chapter Four: Oxygen-Promoted Pd(II) Catalysis for the C-C Bond Formation 122

4.1 Introduction 122

4.2 Oxygen-promoted Pd(II) Catalysis for the Coupling of Organoborons with Olefins 123

4.2.1 Heck Reaction in Water 123

4.2.2 Precedent Report 124

4.2.3 Oxygen Effect 125

4.2.4 Optimization of the Reaction Condition 126

4.2.5 Optimization of the Catalyst Amount 126

4.2.6 Effect of Electron Density on Olefins 127

4.2.7 The Versatility of the Arylboronic Acid 128

4.2.8 The Coupling with Allylbenzene 129

4.2.9 The Coupling with Highly Substituted Olefins 130

4.2.10 Phenol Formation 131

4.2.11 Competition Reaction and Reaction Cycle 132

4.2.12 Conclusion 134

4.3 Oxidative Dimerization: Pd(II) Catalysis in the Presence of Oxygen using Aqueous Media 135

4.3.1 Precedent Results of Homo Coupling with Organo Boron Reagent 135

4.3.2 Effect of Oxidant 136

4.3.3 Effect of PTC 137

iii

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4.3.4 Example of the Functionalized Phenylboronic Acid 137

4.3.5 Example of the Multi- and Heterocyclic Arylboronic Acid 139

4.3.6 Synthesis of Diene 141

4.3.7 Conclusion 142

4.4 References 143

Chapter Five: Experimentals 148

Appendices 164

Appendix A: Selected 1H NMR and 13C NMR Spectra 164

About the Author End Page

iv

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List of Tables

Table 2-1 Model study of dephenylsulfonylation 58

Table 2-2 Summary of the syntheses of (-)-kainic acid and (+)-allokainic acid 80

Table 4-1 Effect of oxygen 125

Table 4-2 Dosage of catalyst 127

Table 4-3 Effect of electron density on olefins 128

Table 4-4 Various arylboronic acids coupled with tert-butyl acrylate 129

Table 4-5 Various aryl boron reagents coupled with allylbenzene 130

Table 4-6 Coupling with highly substituted olefins 131

Table 4-7 Phenol formation 132

Table 4-8 Effect of oxidant choice on oxidative dimerization of phenylboronic acid 136

Table 4-9 Formation of biaryls from boronic acids 138

Table 4-10 Formation of biaryls from boronic acids 140

Table 4-11 Formation of dienes from boronic acids 141

v

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List of Figures

Figure 1-1 Structure of kainoids 1

Figure 2-1 Transition state of cyclization 37

Figure 2-2 Nucleophilic addition to ynone 39

Figure 2-3 Synthetic target 44

Figure 2-4 Retrosynthetic analysis of the total synthesis of (-)-kainic acid (first) 46

Figure 2-5 Synthetic strategy 47

Figure 2-6 Controlling factors 48

Figure 2-7 Retrosynthetic analysis of the total synthesis of (-)-kainic acid (second) 63

Figure 2-8 1H NMR spectrum of C44 69

Figure 2-9 NOE – H1 spectrum 70

Figure 2-10 NOE – H2 spectrum 71

Figure 2-11 NOE – H4 spectrum 72

Figure 2-12 NOE – H5 spectrum 73

Figure 2-13 NOE experiment, overall 74

Figure 2-14 Silyl enol ether 74

Figure 4-1 Reaction cycle 134

vi

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List of Schemes

Scheme 1-1 Oppolzer’s synthesis 8

Scheme 1-2 Knight’s synthesis 9

Scheme 1-3 Baldwin’s synthesis 10

Scheme 1-4 Takano’s synthesis 11

Scheme 1-5 Yoo’s synthesis 12

Scheme 1-6 Monn’s synthesis 13

Scheme 1-7 Hanessian’s synthesis 14

Scheme 1-8 Naito’s synthesis 15

Scheme 1-9 Ganem’s synthesis 16

Scheme 1-10 Clayden’s synthesis 17

Scheme 1-11 Anderson’s synthesis 18

Scheme 1-12 Trost’s synthesis 20

Scheme 1-13 Lauten’s synthesis 21

Scheme 1-14 Fukuyama’s synthesis 22

Scheme 1-15 Oppolzer’s synthesis 23

Scheme 1-16 Krause’s synthesis 24

Scheme 1-17 DeShong’s synthesis 25

Scheme 1-18 Mooiwer’s synthesis 26

Scheme 1-19 Murakami’s synthesis 26

vii

Page 12: A new approach to kainoids: Total syntheses of (-)-kainic

Scheme 1-20 Agami’s synthesis 27

Scheme 1-21 Montgomery’s synthesis 29

Scheme 1-22 Ma’s synthesis 29

Scheme 1-23 Cook’s synthesis 30

Scheme 2-1 The preparation of α-diazo-α-(phenylsulfonyl)acetamides 36

Scheme 2-2 C-H Insertion of α-diazo compounds 37

Scheme 2-3 Intramolecular Michael addition 39

Scheme 2-4 Intramolecular Michael addition of phenylsulfone compound 41

Scheme 2-5 VBO of α,β-unsaturated primary alkyl ketone 42

Scheme 2-6 VBO of β-halo cyclohexnone 43

Scheme 2-7 Synthesis of acetylated compound C10 49

Scheme 2-8 C-H insertion reaction for γ-lactam intermediate 50

Scheme 2-9 Introduction of isopropenyl group 52

Scheme 2-10 Stereoselective dephenylsulfonylation 53

Scheme 2-11 Precursor for the ending game 54

Scheme 2-12 The synthesis of (+)-allokainic acid (1) 55

Scheme 2-13 The synthesis of (+)-allokainic acid (2) 57

Scheme 2-14 Bromination reaction 59

Scheme 2-15 Hydrogenation route (1) 60

Scheme 2-16 Hydrogenation route (2) 60

Scheme 2-17 α-Diazo ester route 61

viii

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Scheme 2-18 Intramolecular Michael addition 63

Scheme 2-19 Preparation of ynone compound for Michael-type cyclization 64

Scheme 2-20 Dephenylsulfonylation of tricyclic system 66

Scheme 2-21 Preparation of bicyclic system 66

Scheme 2-22 Dephenylsulfonylation of bicyclic system 67

Scheme 2-23 Stereocontrol using dephenylsulfonylation of silyl enol ether 68

Scheme 2-24 Baeyer-Villiger oxidation 75

Scheme 2-25 Hydrogenation 76

Scheme 2-26 Clayden’s synthesis 76

Scheme 2-27 Hydrogenation route 77

Scheme 2-28 Ring opening and reduction 78

Scheme 2-29 Endgame for the total synthesis of (-)-kainic acid (2) 79

Scheme 4-1 Heck reaction in water 124

Scheme 4-2 Competition Reaction 133

ix

Page 14: A new approach to kainoids: Total syntheses of (-)-kainic

List of Abbreviations

1,2-DCE 1,2-dichloroethane

13C NMR C-13 nuclear magnetic resonance

1H NMR proton nuclear magnetic resonance

2,2-DMP 2,2-dimethoxypropane

2,6-lut 2,6-lutidine

Ac acetyl

Ac2O acetic anhydride

AcOH acetic acid

AD-mix asymmetric dihydroxylation mix

BF3·OEt2 boron trifluoride diethyl etherate

Bn benzyl

BnBr benzyl bromide

BOC t-butoxy carbonyl

BOMCl benzyloxymethyl chloride

BrCH2COBr bromoacetyl bromide

BuLi butyl lithium

CBz benzyloxy carbonyl

CDCl3 chloroform-d

CF3CH2OH trifluoroethanol

CF3CO2H trifluoro acetic acid

x

Page 15: A new approach to kainoids: Total syntheses of (-)-kainic

(CH2O) n paraformaldehyde

CH2(OMe)2 dimethoxymethane

CH2Cl2 methylene chloride

CH2N2 diazomethane

CH3COBr acetyl bromide

Cl3CCN trichloroacetonitrile

ClCH2COCl chloroacetyl chloride

ClCO2C(CH3)=CH2 isopropenyl chloroformate

cm-1 wavenumbers

(COCl)2 oxalyl chloride

CsF cesium fluoride

DBU 1,8-diazabicyclo[5.4.0]undec-7-ene

DCC N,N’-dicyclohexylcarbodiimide

de diastereomeric excess

DIBAL-H diisobutylaluminum hydride

DIC N,N’-diisopropylcarbodiimide

DIPEA diisopropylethylamine

DMAP N,N-dimethylamino pyridine

DMF N,N-dimethylformamide

DMS dimethylsulfide

ee enantiomeric excess

Et ethyl

xi

Page 16: A new approach to kainoids: Total syntheses of (-)-kainic

Et2NH diethylamine

EtOAc ethyl acetate

EtOH ethanol

Et3SiH triethyl silane

H2 hydrogen

H2CO formaldehyde

H2CrO4 chromic acid

H2O2 hydrogen peroxide

H2SO4 sulfuric acid

HCl hydrochloric acid

HCO2H formic acid

HCO2NH4 ammonium formate

Hex hexane

HF hydrofluoric acid

Imid imidazole

IPA isopropyl alcohol

i-Pr isopropyl

i-PrCHO isobutyraldehyde

i-PrMgBr isopropylmagnesium bromide

i-PrOH isopropyl alcohol

Jones Reagent H2CrO4 solution

K2CO3 potassium carbonate

xii

Page 17: A new approach to kainoids: Total syntheses of (-)-kainic

KHMDS potassium bis(trimethylsilyl)amide

KMnO4 potassium permanganate

LAH lithium aluminum hydride

LDA lithium diisopropylamide

LHMDS lithium bis(trimethylsilyl)amide

LiBH4 lithium borohydride

LiBr lithium bromide

LiOH lithium hydroxide

M molarity

m-CPBA 3-chloroperoxybenzoic acid

Me methyl

Me2AlCl dimethylaluminum chloride

Me2CO acetone

Me3O⋅BF4 trimethyloxonium tetrafluoroborate

MeCN acetonitrile

MeI iodomethane

MeNH2 methylamine

MeOH methanol

MHz megahertz

MgI2 magnesium iodide

mL milliliter

xiii

Page 18: A new approach to kainoids: Total syntheses of (-)-kainic

MnO2 manganese dioxide

MOM methoxymethyl

MOMCl methoxymethyl chloride

N Normality

N2 nitrogen

Na(Hg) sodium-mercury amalgam

NaHCO3 sodium bicarbonate

Na2SO4 sodium sulfate

NaBH(OAc)3 sodium triacetoxyborohydride

NaBH4 sodium borohydride

NaClO2 sodium chlorite

NaH sodium hydride

NaIO4 sodium periodate

NaN3 sodium azide

NaOH sodium hydroxide

NaOMe sodium methoxide

n-Bu normal butyl

NEt3 triethylamine

NH3 ammonia

NMO N-methylmorpholine N-oxide

NMR nuclear magnetic resonance

O3 ozone

xiv

Page 19: A new approach to kainoids: Total syntheses of (-)-kainic

OsO4 osmium tetroxide

P2O5 phosphorous pentoxide

p-ABSA 4-acetamidobenzenesulfonyl azide

Pd(OH)2/C palladium hydroxide on carbon

Pd(Ph3P)4 tetrakis(triphenylphosphine)palladium(0)

Pd/C palladium on carbon

Ph phenyl

PhCH3 toluene

PhSCH2CO2H (phenylthio)acetic acid

PhSeBr phenylselenyl bromide

PhSO2Na benzenesulfinic acid sodium salt

PivCl pivaloyl chloride

PMA phosphomolybdic acid

PMB 4-methoxy benzyl

PTC phase transfer catalyst

pyr pyridine

Rh2(cap)4 rhodium (II) caprolactamate dimer

Rh2(OAc)4 rhodium (II) acetate dimer

PNBA p-nitrobenzenesulfonyl azide

r.t room temperature

SnCl4 tin (IV) chloride

SOCl2 thionyl chloride

xv

Page 20: A new approach to kainoids: Total syntheses of (-)-kainic

TBAF tetrabutylammonium fluoride

TBSCl t-butyldimethylsilyl chloride

TBSOTf t-butyldimethylsilyl trifluoromethanesulfonate

t-Bu tert-butyl

TEA triethylamine

TEMPO 2,2,6,6-tetramethyl-1-piperidinyloxy

TESCl triethylsilyl chloride

TFA trifluoroacetic acid

TfOH trifluoromethanesulfonic acid

Tf2O trifluoromethanesulfonyl anhydride

THF tetrahydrofuran

TiCl4 titanium (IV) chloride

TMOF trimethyl orthoformate

TMSCl trimethylsilyl chloride

TMSCHN2 trimethylsilyl diazomethane

Tol toluene

TPAP tetrapropylammonium perruthenate

TsOH toluenesulfonic acid

ZnMe2 dimethyl zinc

xvi

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A New Approach to Kainoids :

Total Syntheses of (-)-Kainic Acid and (+)-Allokainic Acid

Young Chun Jung

ABSTRACT

(-)-α-Kainic acid and its C-4 epimer, (+)-α-allokainic acid are parent members

of a class of substituted pyrrolidines known as kainoids. They have been found to exhibit

powerful biological properties, principally neuroexcitatory. Kainic acid has become

especially important in the study of Alzheimer’s disease, epilepsy, and other neurological

disorders. The total syntheses of (-)-α-kainic acid and (+)-α-allokainic acid were

achieved using (L)-glutamic acid as the starting material and the sole source of

stereochemical induction. The key steps for these successful syntheses involve formation

of the γ-lactam core via rhodium (II) catalyzed intramolecular C-H insertion of the

α-diazo-α-(phenylsulfonyl)acetamide intermediate and the stereoselective

dephenylsufonylation.

Pd(II)-catalyzed and oxygen promoted carbon-carbon bond formation

methodologies using organoboronic reagents were developed. The first one is a mild and

efficient Pd(II) catalysis, leading to the formation of carbon-carbon bonds between

a broad spectrum of organoboron compounds and alkenes. Molecular oxygen was

employed to reoxidize the resultant Pd(0) species back to Pd(II) during catalytic cycles.

This oxygen protocol promoted the desired Pd(II) catalysis, whereas it retarded

xvii

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competing Pd(0) catalytic pathways such as Heck or Suzuki couplings. The second one

is the formation of symmetric biaryls and dienes via oxidative dimerization of aryl and

alkenyl boronic acids. These conditions utilized Pd(II) catalysts under an oxygen

atmosphere with water as the solvent. The use of phase transfer catalysts promoted

efficient and mild syntheses of a wide range of materials.

xviii

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Chapter One

Introduction of Kainoids

1.1 Isolation and Structural Features

The kainoids1 are an important class of natural non-proteinogenic amino acids

which have a common characteristic structure consisting of a pyrrolidine nucleus with

two carboxylic groups A1 (Figure 1-1). Common to all members of the kainoid family

is the S-absolute stereochemistry at C-2 and a trans stereochemical relationship

to the adjacent substituent at C-3. With the exception of allokainic acid A3, all of the

kainoids isolated so far have possessed a cisrelative disposition of the C-3 and C-4

substituents. Some of the members of this family like (-)-α-kainic acid A2,

domoic acid A4 or acromelic acids A A5 and B A6 show interesting biological properties

as explained in Section 1-2.

NH

CO2H

CO2HNH

R CO2H

CO2H1

2

345

NH

CO2H

CO2HHO2C

H

NH

CO2H

CO2H

NH

CO2H

CO2H

NHO

HO2C

NH

CO2H

CO2H

NHCO2H

O

A2 Kainic acid

A4 Domoic acid

A3 Allokainic acid

A6 Acromelic acid BA5 Acromelic acid A

A1 Kainoids

Figure 1-1. Structure of kainoids

1

Page 24: A new approach to kainoids: Total syntheses of (-)-kainic

The parent member, (-)-α-kainic acid A2 was first isolated in 1953 from the

Japanese marine algae Digenea simplex2 along with its C-4 epimer (+)-allokainic acid

A3. Since then (-)-α-kainic acid A2 has been found in the related algae Centrocerus

clavulatum 3 and the Corsican moss, Alsidium helminthocorton. 4 The structure was

originally assigned as 3-carboxymethyl-4-isopropenylpyrrolidine- 2-carboxylic acid

in a series of classical chemical degradations and syntheses of degradative products by

several Japanese groups5 in the mid 1950's. Among the early and important degradative

reactions were a soda-lime distillation that led to the isolation of a pyrrole,

and an ozonolysis which yielded formaldehyde.5 Morimoto6 was the first to deduce the

relative stereochemistry of the pyrrolidine ring substituents by chemical studies, and this

has been supported by X-ray evidence.7

Since then a rigorous assignment of the absolute stereochemistry has been

provided by Oppolzer and Thirring8 in their concise synthesis of (-)-α-kainic acid A2.

In a similar manner, the structure of the C-4 epimer, (+)-α-allokainic acid A3 has been

established on the basis of chemical9 and X-ray7 evidence.

(-)-Domoic acid A4 was originally isolated by Daigo et. al.10 from another

Japanese marine algae, the warm water algae Chondria armata. Since then it has been

found in the Canadian phytoplankton Nitzschia pungens11 and the algae Alsidium

corallinum.3,4 Levels in excess of 1% dry weight of the plankton have been observed.

There is also a high probability that other phytoplankton such as Amphora coffaeformis11

are primary producers of domoic acid A4. Domoic acid A4 has an octadienoic side chain

at C-4, this was originally determined by a combination of classical degradations

2

Page 25: A new approach to kainoids: Total syntheses of (-)-kainic

and spectral techniques.12 This led to a proposed (trans-, trans-) diene geometry with

undefined stereochemistry at C-5'.12 This was later redefined as (cis-, trans-) and the

absolute s tereochemistry at C-5 ' was establ ished (as R) by Ohfune and

Tomita 13 in their total synthesis of (-)-domoic acid A4.

A number of kainoids related to domoic acid A4 have also been isolated from the

same algae. They include isodomoic acids A-F14 the C-5' domoic acid diastereomer15

and domoilactones A and B.16 The acromelic acids A A5 and B A6, in which the

C-4 substituent is a functionalized 2-pyridone, were first isolated in sub-

milligram quantities in 1983,17 and were found in quite a different organism to the

previously described kainoids, namely the poisonous Japanese mushroom Clitocybe

acromelalga. Due to the limited sample quantity only 1H NMR and U.V. spectral data

were available for structural assignment. From these data, the structure of the acromelates

A A5 and B A6 was deduced by comparison with those of related compounds including

kainic acid A2 and domoic acid A4. Since then both acromelate structures have been

confirmed by total synthesis.18 Since the isolation of the acromelates, numerous other

kainoid amino acids have been shown to be minor constituents of Clitocybe acromelalga,

including the acromelic acids C, D and E.18

1.2 Biological Properties

The kainoid amino acids have attracted considerable interest largely because of

their pronounced insecticidal, anthelmintic and principally neuroexcitatory properties.

The ability of the kainoids to act as insecticides has long been utilized by inhabitants of

3

Page 26: A new approach to kainoids: Total syntheses of (-)-kainic

Yakushima Island, Japan. They used an extract of red algae, from which kainic acid A2

and domoic acid A4 have since been isolated for its fly killing properties. Since then,

domoic acid A4 and isodomoic acids A, C have shown to be potent insecticides when

injected subcutaneously into the abdomens of the American cockroach (Periplaneta

americana).14 The insecticidal activity 19 is found to be strongly dependent on the nature

of the side chain at the C-4 position of the pyrrolidine ring. Domoic acid A4 is 23 times

more active on the American cockroach than isodomoic acid C. In comparison, the

activity of domoic acid A4 was also compared with that of the well known pesticide 1,1,1

-trichloro-2,2-bis(4-chlorophenyl)ethane (DDT), and it was found to be 14 times more

active. 14 This illustrates the extremely strong insecticidal activity of domoic acid A4. The

algae Digenea simplex, from which kainic acid A2 was first isolated, has been used for its

anthelmintic (anti intestinal worm) properties for more than a thousand years in Japan.

Since then the active component, kainic acid A2, has been found to have an intense

anthelmintic effect, about 10 times that of santonin without side effects.7 The cis stereoch

emistry of the C-3 and C-4 substituents appears to be crucial to the anthelmintic

function, as the C-4 epimer, allokainic acid A3, is said to have a very weak

anthelmintic effect. Indeed, among the known stereoisomers of kainic acid A2, all show

considerably reduced anthelmintic activity compared with that of kainic acid itself.20 The

anthelmintic behavior of domoic acid A4 has also been demonstrated. Thus Daigo10

found that oral administration of domoic acid A4 was extremely effective in expelling

ascaris and pinworm without observable side effects in Japanese children.

4

Page 27: A new approach to kainoids: Total syntheses of (-)-kainic

The pronounced neuroexcitatory properties of the kainoids have been well

investigated.21 The kainoids have been shown to selectively block neuronal processes and

as a consequence are valuable tools in the study of neurofunctioning. Their extremely

potent activity, in both the vertebrate and invertebrate glutamergic system22, leads to

specific neuronal death in the brain. The pharmacological effects and patterns of neuronal

degeneration observed after injection of kainoids have been shown to mimic the

symptoms observed in patients suffering from neuronal diseases such as Epilepsy23 and

Huntington's chorea. 24 In addition, there is a possibility that neuronal death caused by

kainoids is a good experimental model for neuronal cell loss in senile dementia.21 The

potent neuroexcitatory activity of the kainoids is attributed to their action as

conformationally restricted analogues of the neurotransmitter glutamic acid and numerou

sstructure activity investigations25,26 of the kalnoids and analogue have been carried out.

From these results it can be safely assumed that the C-4 stereoisomer, allokainic acid A3,

is less of a neuroexcitant than A225b. The nature of the C-4 substituent, a double bond

is essential for excitatory activity25c and its conformation,25d play a critical role in binding

and functional activation at the recognition site. This is further supported by the

observation that domoic acid A4 is even more neuroexcitatory than kainic acid A2.27

Domoic acid A4 has been identified as the toxin in paralytic shellfish poisons (PSPs) and

was believed to be responsible for an outbreak of mussel Kainoid amino acid chemistry

4153 poisoning in Canada, which resulted in three deaths and 153 cases of intoxication.28

The contamination of the mussel was thought to occur by ingestion of domoic acid A4

through its main food source, Nitzschia pungens, which is a primary producer of the toxin.

5

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More recently, domoic acid A4 intoxication of brown pelicans and cormorants in

California have been reported. 29

The acromelic acids A A5 and B A6 were originally isolated from the mushroom

Clitocybe acromelalga. Ingestion of the mushroom results in a sharp pain and a reddish

oedemain the hands and feet after several days, which generally continue for up to a

month. Since their isolation, the acromelates A5 and A6 have been tested for neuroexcita-

tory activity.22c,d Both were found to be even more potent than domoic acid A4, the acid

B being slightly less potent than acid A.

The acromelates also showed a different mode of action to kainic acid A2. 22e

More recently, the lethal toxicity of acromelic acid C to mice was reported at a dose of

10mg/kg.18 Similar lethal doses of 7 and 8mg/kg were observed for acromelic acid A and

B respectively. Acromelic acid D has also been investigated and shown to be as potent a

neuroexcitant as kainicacid A2. 30 The powerful neuroexcitatory properties of acromelate

analogues 31 have stimulated considerable synthetic interest in this area.

1.3 Previous Syntheses of Kainic Acid

1.3.1 Synthetic Challenge

The kainoid amino acids represent a considerable synthetic challenge. Especially,

the natural product (-)-α-kainic acid, which is the parent kainoid, has attracted the most

synthetic attention amongst the kainoids to-date. A kainoid synthesis needs to address

the formation of a pyrrolidine-2-carboxylic acid with defined stereochemistry at the three

6

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contiguous stereocenters of the ring. The cis stereochemistry of the C-3 and C-4

positions, except for allokainic acid A3, needs special consideration. In recent years,

electrophysiologic studies about the mammalian CNS show that the specific activity of

these receptors is principally due to an unsaturated isopropylidene chain on C-4 of

the pyrrolidine system. Analogues with an unsaturated chain in this position with inverted

configuration at C-4 or without substituent at C-4 have very low agonist activity.

Recently, a worldwide shortage32 of kainic acid has stimulated the development of

the total syntheses of kainic acid.33 The biological activity of kainic acid is linked to the

trans C-2/C-3 and cis C-3/C-4 stereochemistries, and thus, any synthesis should result

in efficient control of this relative stereochemistry. In addition an ideal synthesis would

allow the ability to introduce various side chains at the C-4 position in a

convergent manner to afford all the known kainoids and various kainoid analogues. I will

now give an account of various total syntheses of the kainic acid and allokainic acid.

1.3.2 Oppolzer’s Synthesis 33(o)

The early syntheses of kainic acid A2 were relatively inefficient and non

stereoselective. Since then, a number of stereoselective syntheses have been achieved,

which in general have involved the construction of the C-3 / C-4 bond under the steric

control of the C-2 substituent. The first enantioselective synthesis of kainic acid A2

was developed by Oppolzer and Thirring. The key step was a stereocontrolled intra-

molecular ene reaction (Scheme 1-1). The key diene A8 was prepared in good

7

Page 30: A new approach to kainoids: Total syntheses of (-)-kainic

yield from (L)-glutamic acid and subjected to thermolysis in hot toluene.

The ene cyclization reaction proceeded to furnish thedesired trisubstituted pyrrolidine A9

under the steric control of the chiral C-2 center. The relative stereochemistry

of A9 was rigorously ascertained by conversion of this compound to kainic acid A2 in six

straightforward steps. A related approach to (±)-kainic acid A2 has since been reported.

NHBoc

CO2H

EtO2C

HNBoc

EtO2C

H OTBDMS

NBoc

CO2Et

HOTBDMS

TolueneReflux70%

6 steps

NH

CO2H

CO2H

A7A8

A9A2

Scheme 1-1. Oppolzer's Synthesis

1.3.3 Knight’s Synthesis 33(n)

Knight and associates have developed an enantioselective synthesis of kainic acid

A2 starting from the amino acid (L)-aspartic acid (Scheme 1-2). The key feature

of their strategy is the use of a stereocontrolled enolate Claisen rearrangement to control

the relative stereochemistry at the C-3, C-4 positions. The key 9-membered

azalactone A10 was prepared from (L)-aspartic acid in modest overall yield.

8

Page 31: A new approach to kainoids: Total syntheses of (-)-kainic

N

HO2C

CO2Me

N

OO

CO2EtOTIPS

LDA, TBDMSClTHF, -100oC

NO

TBDMSOOTIPS

CO2EtH

1. -100oC to r.t.2. K2CO3

OTIPS

Scheme 1-2. Knight's Synthesis

A10 A11

A12

Enolate formation in the presence of the silyl trapping agent, followed by

rearrangement afforded (after silyl ester hydrolysis) the pyrrolidine A12, presumably via

the boat-like transition state A11, in 55% yield. It is noted that the pseudo equatorial

protected alcohol (CH2OTIPS) gives rise to the high diastereomeric purity obtained.

Homologation of the acid A12 followed by oxidation furnished A2 in seven additional ste

ps and good overall yield.

1.3.4 Baldwin’s Synthesis 34

Baldwin and co-workers have applied a cobalt- mediated cyclization reaction

to kainoid synthesis. Two approaches to (-)-kainic acid A2 have been reported,

the first of which involved the cyclization of iodide A13 (Scheme 1-3).

9

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N

I

TBDMSO CO2Ph

BnOCobaloxime(I)

N

BnO

CO2PhTBDMSON

BnO

CO2PhTBDMSO

+

50% 30%A13 A14 A15

Scheme 1-3. Baldwin's Synthesis

On treatment of A13 with cobaloxime(I), cyclization afforded a 5:3 mixture of the

separable syn- and anti-pyrrolidines A14 and A15 in 80% yield. Significantly,

in addition to pyrrolidine ring formation, the cobalt reaction introduces a double bond at

the C-4 side chain via a dehydrocobaltation process. Compound A14 was elaborated

t o k a i n i c a c i d A2 i n s i x f u r t h e r s t e p s , w h i l e t he an t i - i somer A15

was transformed in a similar manner to allokainic acid A3.

1.3.5 Takano’s Synthesis 35

The synthesis of kainic acid A2 , and allokainic acid A3 , from (L)-

ser ine has beenrepor ted by Takano and co-workers . In th is approach,

the vinyl iodide A16 was treated with the radical generating agent tributyltin hydride, in

the presence of AIBN, to promote a diastereo selective radical cyclisation leading to A17

in an excellent 86% yield (Scheme 1-4). Pyrrolidine A17 was found to be a useful

intermediate and was readily elaborated to A18 and A19. Two-step oxidation

of the primary alcohol of A18 fol lowed by react ion with 10 equiv. of

BF3.Et20 under dilute conditions in CH2C12 (1.7x10-3 M) promoted a C-2 directed

10

Page 33: A new approach to kainoids: Total syntheses of (-)-kainic

intramolecular protodesilylation and, after esterification, gave the kainic acid precursor

A19 in 58% yield (together with 11% of the C-4 epimer). On treatment of A20 with

3 equiv. of BF 3 .Et20 a C-3 directed intramolecular protodesilylation yielded

the allokainic acid precursor A21 after reaction with diazomethane.

NTBDPSO CO2Me

MeO2C

NCO2PhTBDPSO

I

TMS TMS

MeO2C

NCO2Me

TMS

PivO

HO NCO2Me

MeO2C

PivO

NCO2MeTBDPSO

TMS

HO2C

NCO2MeOH

MeO2C

Bu3SnH, AIBN

Benzene, reflux

1. (COCl)2, DMSO, Et3N2. NaClO2, NaHPO4

3. BF3OEt4. CH2N2

1. BF3OEt22. CH2N2

A16 A17

A18 A19

A20 A21Scheme 1-4. Takano's Synthesis

1.3.6 Yoo’s Synthesis 33(l)

The Pauson-Khand reaction has also been utilized as the key step

in the synthesis of (-)-kainic acid A2. On reaction of the glutamic acid derived

ene-yne A22 with dicobalt octacarbonyl, followed by trimethylamine N-oxide

11

Page 34: A new approach to kainoids: Total syntheses of (-)-kainic

(or 4-methylmorpholine N-oxide), the enone diastereomers A23 and A24 (1.7:1 ratio)

were isolated as an inseparable mixture in 95% yield (Scheme 1-5). Enone A23,

which possesses the des i red t rans C-2, C-3 s tereochemistry , was then

converted into kainic acid A2 in 41% yield.

NO

O

H

N

O

OO

H1. Co2(CO)82. Me3NO

HN

O

OO

HH

H2, Pd/C H

N

OTMS

OMOMHH

Ts

NH

CO2H

CO2H

A22 A23 A24

A25A2

Scheme 1-5. Yoo's Synthesis

1.3.7 Monn Synthesis 33(m)

Monn and Valli reported a concise stereocontrolled thiazolium ylide approach to

kainic acid A2. This centers on a tandem cycloaddition-cyclization of the ylide derived

from A26 with 2-cyclopentenone to afford the tetracycle as a 6.8: 1 mixture of

diastereomers A27, A28 (Scheme 1-6). The diastereomers A27, A28,

12

Page 35: A new approach to kainoids: Total syntheses of (-)-kainic

which could be prepared on a large scale (up to 1.5 mol), were isolated in 70-80% yield.

Reductive cleavage of the thiazoline C-S bond with Bu3SnH followed by hydrolysis

of the resulting hemiaminal and N-protection gave A29 in 64% yield. The bicyclic A29

was then converted to racemic A2 in 16% yield, via a concise six-step sequence.

This approach represents an extremely short and efficient method.

N

S

NS

O

HO

EtO2C

Br

O

TEA, CH3CN

OHHCO2EtH

MeHNS

O

OHHCO2EtH

MeH

6.8:1

N

OHHCO2Et

CO2Bn

1. Bu3SnH, AIBN2. HCl, H2O3. BnOCOCl, NaOH

N

HHCO2Et

CO2Bn

A2

+

A26 A27 A28

A29 A30

Scheme 1-6. Monn's Synthesis

1.3.8 Hanessian’s Synthesis 33(k)

A trimethylstannyl radical carbocyclization of a diene was utilized as a key step in

the synthesis of (-)-α-kainic acid A2 and its C4 epimer (+)-α-allokainic acid A3. A diene

compound A32 prepared from L-serine occurred, was treated with trimethyltin hydride

generated under Stork’s conditions,36 the resulting mixture of stannylated compounds

13

Page 36: A new approach to kainoids: Total syntheses of (-)-kainic

were obtain-ed in only 50% yield, favoring the cis stereochemistry at the C-3,

C-4 centers in a ratio of 2.8:1. However, a slow addition of sodium cyanoborohydride

over aperiod of 1 h to a refluxing solution containing the substrate A32 and trimethyltin

chloride afforded the cyclized products A33 and its C-4 isomer as an inseparable

mixture in 88% yield without compromising the cis/trans ratio. The destannylation of the

trisubstituted pyrrolidine nucleus was achieved via an oxidative cleavage of the

NO

O

CO2tBu

Me3SnClslow NaCNBH3tBuOH, AIBNreflux

NO

O

CO2tBuMe3Sn

NH

CO2H

CO2H

L-Serine

NO

O

CO2tBu

NO

O

CO2tBuMe3Sn

NH

CO2H

CO2HMe3SnClslow NaCNBH3tBuOH, AIBNreflux

A31

A32 A33

A34 A35

A2

A3

Scheme 1-7. Hanessian's Synthesis

C-Sn bond with ceric ammonium nitrate. This provided a dimethyl acetal that was further

transformed into the intended α-kainic acid A2. When the same radical carbocyclization

was attempted on a triene A34, the 2,3-trans/3,4-trans A35 and the 2,3-trans/3,4-

cis adducts were obtained in a 2.5:1 ratio, respectively. This approach was used to synthe

size (+)-α-allokainic acid A3.

14

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1.3.9 Naito’s Synthesis 33(e)

Sulfanyl radical addition/cyclization/elimination of diallylamines in the presence

of thiophenol and AIBN gave the 2, 3, 4-trisubstituted pyrrolidine in high yield.

This reaction was extended to a radical cyclization using a catalytic amount of thiophenol

.A successful application was demonstrated by the asymmetric synthesis of (−)-kainic

acid. Sulfanyl radical addition/cyclization/elimination of A36 in the presence of

thiophenol andAIBN proceeded smoothly to give a 1:1.5 mixture of the cyclized products

A37 and A38 in combined 94% yield.

NR

PhS

OR

PhSH,AIBNC6H6 N

R OR

SPh

NR OR

SPh

1:1.5

NH

CO2H

CO2H

+

A36 A37 A38

A2Scheme 1-8. Naito's Synthesis

Similarly, treatment of A36 with a catalytic amount of thiophenol gave A37 and A38 in

an almost similar ratio. Next, A37 was converted to (-)-α-kainic acid in 8 steps.

1.3.10 Ganem’s Synthesis 37

Ganem and coworkers reported a metal-promoted enantioselective ene reaction

that provides entry into the kainic acid ring system from very simple precursors.

15

Page 38: A new approach to kainoids: Total syntheses of (-)-kainic

Moreover, the zirconium-mediated Strecker reaction demonstrates remarkable

chemoselectivity and stereoselectivity. Diene A39 was prepared from N-prenylamine

in 4 steps. The thermal and metal-catalyzed intramolecular ene reactions of dienes A39

formed cis-substituted and trans-substituted pyrrolidones A41 and A42 in 20/1 ratio

(Scheme 1-8). Lactam A41 was transformed into (-)-α-kainic acid as depicted

in Scheme 1-8. Reaction with Schwartz’s reagent (Cp2ZrHCl, 1.5 equiv. in THF)

generated an imine. It was subjected, without purification to cyanotrimethylsilane

(TMSCN) in CH2Cl2, to afford the all-cis nitrile A43 in 70% overall yield from A39.

Although alkenes readily react with Schwartz’s reagent, no hydrozirconation of the isopr

openyl group in A39 was detected. Nitrile A43 was reacted with 4 N HCl-

methanol and then directly basified with KOH to afford A2 in 97% yield.

This procedure presumably involves alcoholysis of the nitrile in A3 to a diester, which un

dergo epimerization and saponification to A2.

NR

O

EtO2C

NR

O

EtO2C

NR

O

EtO2C

NR

NC

EtO2C

NH

HO2C

HO2C

Mg(ClO4)2, CH2Cl2, r.t.

20:1

1. Cp2ZrHCl, THF2. TMSCN, CH2Cl2

N NO O

Ph Ph

+

A39

A40

A41 A42

A43 A2

Scheme 1-9. Ganem's Synthesis

16

Page 39: A new approach to kainoids: Total syntheses of (-)-kainic

1.3.11 Clayden’s Synthesis 33(b)

Clayden and coworkers reported a dearomatizing cyclization method using chiral

lithium amide bases, which are able to deprotonate N-benzyl-N-cumyl anisamides

enatioselectively to yield enatiomerically enriched benzyl organo lithiums. Chiral lithium

base A45 was used to promote the asymmetric cyclization of the precursor A44 to yield

the partially saturated isoindolones A48. The hydrochloride salt A45⋅HCl was dissolved

in THF, and then 2 equiv. of BuLi were added to form a solution of chiral lithium amide

A45 plus lithium chloride. Once the amide A44 had been added the mixture was allowed

to warm, promoting asymmetric deprotonation to A46 and cyclization to the enolate A47.

NBoc

O

CO2MeCO2Me

N PhOMe

MeO

O

N PhOMe

MeO

ONLi

LiCl, THF Li

N

OLi

OMe

MeO PhH

N

O

OMe

O PhH

H

NH

CO2HCO2H

A44

A45

A46

A47A48

A2A49Scheme 1-10. Clayden's Synthesis

17

Page 40: A new approach to kainoids: Total syntheses of (-)-kainic

An aqueous quench and acidic work-up returned the enone A48 in a good yield and

enatiomeric excess. These isoindolone derivatives are converted in nine steps, among

them a surprisingly resioselective Baeyer-Villiger reaction, to (-)-kainic acid A2.

1.3.12 Anderson’s Synthesis 38

A flexible route to the kainoid skeleton is exemplified by the synthesis of

(±)-kainic acid from 3-butyn-1-ol by Anderson. The route relies on the aza-[2,3]-Wittig

sigmatropic rearrangement, to efficiently install the relative stereochemistry between

C-2 and C-3. The C-4 stereocenter was derived from a diastereocontrolled

iodolactonization.

BocN

OtBuSiPhMe2

CONMe2

HN CONMe2

SiPhMe2OtBu

Boc

LDAHN CONMe2

OtBu

Boc

I2

O

NHBoct-BuO

ION

H

HOOt-Bu

CO2HNCbz

TsOOH

CO2H

NCbz

OH

CO2H

[CH2=C(CH3)]2CuCNLi2

NH

CO2H

CO2H

TFA, KOH

A50 A51 A52

A53A54A55

A56 A2

Scheme 1-11. Anderson's Synthesis

18

Page 41: A new approach to kainoids: Total syntheses of (-)-kainic

The aza-[2,3]-Wittig rearrangement potentially allows structural diversity at C-3 and

the displacement of the tosyloxy group with retention of stereochemistry allows structural

diversity at C-4. The trans C-2 carboxylic acid functional group was found to be

the most important for retention of the stereochemistry at C-4 upon treatment

with a higher order cyano cuprate. The aza-[2,3]-Wittig rearrangement was induced

by using LDA (1.4 equiv.) at -78 °C with warming to 0 °C for 2 h to give the

pivotal unnatural amino acid derivative A51 in 78% yield. Protodesilylation was

achieved by an optimum 1.5 equiv. of water in the first step of a two step process that

furnished silanol and alkene A52 as a 1:2 mixture in the crude material. Direct treatment

with excess TBAF gave A52 in 59% overall yield. Iodolactonization with I2 in DME/H2O

gave a 7:1 mixture of A53 in 74% yields. Deprotection of the amine substituent followed

by base-induced ring opening of the lactone gave the proline skeleton A54 after 5-exo-

tet cyclization in 86% yield. They used a higher order diisopropenyl cyano cuprate,

generated from CuCN and 2-lithiopropene. This reaction was very sensitive to reaction

conditions and care had to be taken to rigorously dry the CuCN and perform the reaction

under a positive pressure of argon. Optimum reaction conditions involved treatment of

A55 with 5 equiv. of the higher order cuprate reagent at -78°C followed by

warming to room temperature for 2 h to give a 56% yield of the desired product.

Retention of stereochemistry was verified by one dimensional nOe experiments.

19

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1.3.13 Trost’s Synthesis 39

BnOHN

OTBS

TsN

O

BnO

[CpRu(CH3CN)3]PF6

10%

2% water/acetone96% ee, 80% yld

TsN

O

HOSiMe2Ph

20%[Ir(cod)Py(PCy3)]PF6

2000psi, H2

TsN

O

HOSiMe2Ph

HN

HO2C CO2H

Scheme 1-12. Trost's Synthesis

A57 A58 A59

A60A2

Trost group reported a novel route to kainic acid A2 using the key concept

derived from a ruthenium-catalyzed cycloisomerization of a tethered alkyne propargyl

alcohol A57 to form a cylic 2-vinyl-1-acyl compound A58. A single stereocenter

introduced by an asymmetric reduction of a ketone sets the stage for all the other

stereocenters. A novel 1,6-addition of silyl cuprate serves to install a hydroxyl group at

the diene termines A60. The relative stereochemistry was then set by a directed

hydrogenation of α,β-unsaturated alkene A59. Removal of the benzyl group

to reveal the more powerfully directing free hydroxyl group was then carried out with

Crabtree’s catalyst [Ir(cod)Py-(PCy 3 )]PF 6 with 1:1 formic acid/methanol

to produce A60.

20

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1.3.14 Lautens’s Synthesis 40

NPh2

Op-Tol

SN

OMe

O

N

O

SO

NPh2

OMeMgI2THF

78%

N

O

SO

NPh2

OMe

HO

9-BBN, THFthen

NaOH/H2O291%

N CO2Me

CO2Me

TsNH

CO2H

CO2H

reflux

A61 A62 A63 A64

A65A2

Scheme 1-13. Lautens's Synthesis

Recently reported by Lautens was a concise and enantioselective synthesis of (-)-

(α)-kainic acid A2 in 13 steps with an overall yield of 15%. The pyrrolidine kainoid

precursor of A63with the required C-2/C-3 trans stereochemistry was prepared

with excellent diastereoselectivity (>20:1) via a MgI2-mediated ring expansion

of a tertiary methylene cyclopropyl amide A61. A selective hydroboration was then

employed to set the remaining stereochemistry at the C-4 position enroute to (-)-(α)-

kainic acid A2.

21

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1.3.15 Fukuyama’s Synthesis 41

O OAcO

Me3Si NBn

OMe

TFA(10 mole %)CH2Cl283%

N

H H

CO2R"

O OAcO

N

OMOMH H

CO2R"

MeN

N

H sec-BuLi, THF

-73oCCO2(g)

65%

N

OMOMH H

CO2R"

CO2HN

OMOMH H

CO2R"

HO2C19 : 81

NH

CO2H

CO2H

H H +

A66

A67

A68 A69

A70

A71 A72A2

Scheme 1-14. Fukuyama's Synthesis

Very recently, Fukuyama reported a stereocontrolled total synthesis of (-)-kainic

acid A2 using two key steps. cis-3,4-Disubstituted pyrrolidine ring A68 was constructed

by [3 + 2] cycloaddition of azomethine ylide A67 with chiral butenolide A66.

The crucial introduction of carboxyl group at the C-2 position was executed by

regio- and stereoselective lithiation of the pyrrolidine ring in the presence of

a (+)-sparteine surrogate followed by trapping with carbon dioxide. The crucial

1,3-dipolar cycloaddition of the chiral butenolide A66 with the azomethine ylide A67

took place smoothly upon reatment of a mixture of A66 and A67 with 10 mol % of TFA.

It afforded the desired ycloadduct A68 in 83% yield with high diastereoselectivity (20:1).

O’Brien and co-workers reported that the diamine could serve as a surrogate for

(+)-sparteine A70 for nantioselective lithiation of N-Boc-pyrrolidine A69.

22

Page 45: A new approach to kainoids: Total syntheses of (-)-kainic

O’Brien’s group examined the lithiation-carboxylation protocol in the presence of the

(+)-sparteine surrogate A70. The reaction in the presence of 2.5 equiv. of A70 only gave

a mixture of the desired isomer A72 and its regioisomer A71 (81:19). Thus, they have

successfully controlled the diastereoselectivity, albeit with similar regioselectivity.

1.4 Previous Syntheses of Allokainic acid

(+)-α-Allokainic acid A3 is the C-4 epimer of the (-)-α-kainic acid. As described

in Section 1.2 the cis stereochemistry of the C-3 and C-4 positions needs special

cons ide ra t ion fo r the ka ino id syn thes i s excep t (+) -α -a l loka in ic ac id .

So, the non-stereoselective synthetic procedures used for kainic acid A2

have often also been utilized for allokainic acid A3. Other synthetic approaches to A3

which have not yet been mentioned are discussed below.

1.4.1 Oppolzer’s Synthesis 42

N

Men O2C

COCF3

EtO2CEtO2C

Et2AlCl

-35oC, 18h57%

NEtO2CEtO2C

Men O2C

COCF3

A73 A74

Scheme 1-15. Oppolzer's Synthesis

(-)Phen- (-)Phen-

A synthesis of (+)-allokainic acid A3 from (Z)-β-chloroacrylic acid was reported

by Oppolzer and associates, there report stated the use of the high asymmetric induction

23

Page 46: A new approach to kainoids: Total syntheses of (-)-kainic

obtained in a Lewis acid-promoted intramolecular ene-type reaction.

The chiral precursor, (Z)-8-phenylmenthyl ester A73, was treated with a mild

Lewis acid (e.g. 3 mole equiv. of Me2AlCl or Et2AlCl in dry CH2Cl2 at -35 °C)

to afford the 3S,4R-pyrrolidine A74 in 57% yield (Scheme 1-15). It is noted

that the use of the corresponding (E)-phenylmenthyl ester led to an opposite sense of

induction and A74 was only formed in 9% yield (while the 3R, 4S diastereomer was

found in 72% yield). Subsequent saponification and decarboxylation of A74 afforded

enantiomerically pure allokainic acid A3, in which the configuration at C-2

was determined by the stereochemistry at the C-3 centre.

1.4.2 Kraus’s Synthesis 43

N S

BnOO

HO

EtO2C

BrN S

O

OBnO

EtO2CNH

OBnO

EtO2C

1. TEA2. Silicagel

1. Bu3SnH

2. HCl, EtOH+

A75

A76

A77 A78

Scheme 1-16. Krause's Synthesis

Kraus and Nagy have made use of the 1,3-dipolar cycloaddition of an

azomethine ylide to synthesis of (±)-allokainic acid A3 (Scheme 1-16). They reacted

the disubstituted olefin A75 with the ylide derived from A76 and the tricyclic compound

24

Page 47: A new approach to kainoids: Total syntheses of (-)-kainic

A77 was isolated in 59% yield. Reaction of A77 with Bu3SnH followed by treatment

with acidic ethanol afforded pyrrolidine A78 in good yield, which was then elaborated

to allokainic acid A3 in eight steps (including epimerization of the C-2 position).

1.4.3 Deshong’s Synthesis 44

DeShong has synthesized racemic allokainic acid A3 using a [3+2] dipolar

cycloaddition of an azomethine ylide to establish the requisite pyrrolidine

stereochemistry as shown in scheme 1-16. Upon heating aziridine A80

with enone A81 in a sealed tube at 175 °C, the trisubstituted pyrrolidine A82 was

obtained in 70% yield. This was elaborated to (+)-allokainic acid A3 in six steps

including Wittig olefination (to introduce the C-4 isopropenyl moiety) and C-2

epimerization using aqueous sodium hydroxide.

NMeO2C

OTBDMSO

NMeO2C

NBn

MeO2C

Bn

TBDMSOO

175oC, 70%

Bn

A79

A80

A81

A82

Scheme 1-17. DeShong's Synthesis

25

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1.4.4 Moiweer’s Synthesis 45

NH

AcO

MeO2CCO2Me

ON OMe

O CO2Me

TMS

N

HO

EtO2CCO2Me

CH2Cl2 then MeOH

52%

BF3OEt2

A83 A84 A85

Scheme 1-18. Mooiwer's Synthesis

A racemic synthesis of A3 has been reported which centers on two allylsilane

N-acyliminium ion reactions. An initial intermolecular N-acyliminium coupling reaction

was employed in the synthesis of A83 which was subsequently elaborated to the key allyl

silane intermediate A84 in four steps (scheme 1-18).

On treatment of A84 with BF3.Et2O (4 equiv.) in CH2C12 followed by methanol,

the trisubstituted pyrrolidine A85 was isolated in 52% yield via an intramolecular

N-acyliminium cyclisation reaction. Pyrrolidine A85 was subsequently elaborated to A3

using standard methodology.

1.4.5 Murakami’s Synthesis 46

N

OTBDMSO

EtO2CNC

TBDMSO

MeO2C

OTMS

COCH2OPh

1. Zn(OAc)22. (PhOCH2CO)2O

52%N

OTBDMSO

EtO2CCOCH2OPh

H2, Pd-CaCO3

90%

A86 A87 A88

Scheme 1-19. Murakami's Synthesis

One racemic synthesis of allokainic acid A3 was reported by Murakami, which

26

Page 49: A new approach to kainoids: Total syntheses of (-)-kainic

employs a zinc acetate catalyzed cyclisation of an 7-isocyano silyl enol ether. The

reaction of silyl enol ether A86 with Zn(OAc)2⋅2H2O in DMSO containing ca. 2 equiv. of

methanol, cyclisation proceeded smoothly to produce, after N-protection, predominantly

the trans-2-pyrroline A87 in 52% yield (scheme 1-19). The corresponding cis isomer

was isolated in 22% yield. Stereoselective hydrogenation of A87 was achieved in the pres

ence of 5% Pd/CaCO3 to afford the allokainic acid precursor A88.

1.4.6 Agami’s Synthesis 47

HNHO

t BuO

OH

Ph

OHC CHO

aq HCl:THF N

t BuO

OHO

Ph

HO

N

t BuO

OHO

Ph

HO

NO

Ot BuO

HO

Ph

NH

HO2C

HO2C

A89 A90 A91

A92A3

Scheme 1-20. Agami's Synthesis

An enantioselective synthesis of the (-)-enantiomer of allokainic acid A3 has

been reported using a tandem aza-Cope/Mannich reaction. The (E)-alkene A89, formed

from (R)-phenylglycinol, was reacted with glyoxal in a slightly acidic

27

Page 50: A new approach to kainoids: Total syntheses of (-)-kainic

(pH 4-5) aqueous medium to afford the desired bicyclic hemiacetal A92 (in 45% yield as

70:30 mixture of epimers) via the iminiumions A90 and A91 (Scheme 1-20). The three

contiguous stereocenters are thus introduced in a one-pot reaction, using

(R)-phenylglycinol as a chiral template. The axial attack of the double bond on iminium

ion A90 establishes the stereochemistry at the C-2 position, while the (E)-

stereochemistry of the double bond is responsible for the stereospecific formation of the

C-3 center. The elaboration of A92 to (-)-A3 was accomplished in an additional ten steps.

1.4.7 Montgomery’s Synthesis 48

A direct and highly stereoselective formal total synthesis of (+)-α-

allokainic acid A3 was reported by Montgomery. The strategy involves the nickel-

catalyzed cyclization of a D-serine derived alkynyl enone with trimethyl aluminum

followed by a palladium-catalyzed allylic carbonate reductive transposition

(Scheme 1-21). Cyclization of A93 with commercial trimethylaluminum

and [Ni(cod)2] (10 mol%) in THF afforded a 73% yield of A94 with a diastereomeric

ratio (d.r.) of >97:3 in favor of the desired trans isomer, and commercial dimethylzinc

under identical conditions afforded a 67% yield of A94, also with a >97:3 diastereomeric

ratio. Treatment of A94 with [Pd2(dba)3]/PBu3 and HCO2H/Et3N cleanly produced A95

in74% yield with a 95:5 diastereomeric ratio in favor of the all-trans stereochemical

relationship of the three substituents at the pyrrolidine ring, as seen in allokainic acid.

28

Page 51: A new approach to kainoids: Total syntheses of (-)-kainic

N

NO

OO

O

O

OTBS

NO

N

O

O

O

O

OR

NO

N

O

O

O

O

NH

HO2C

HO2C

[Ni(cod)2]AlMe3

Pd2dba3, PBu3

HCO2H, Et3NTHF, reflux

A93 A94

A95

A3Scheme 1-21. Montgomery's Synthesis

1.4.8 Ma’s Synthesis 49

N

O

CO2Me

CO2tBu

COPh

MgBr

THF, -78 oC N

OH

CO2Me

CO2tBu

COPhN

OCOMe

CO2Me

CO2tBu

COPh

Pd(PPh3)4, PPh3HCO2NH4

N CO2Me

CO2tBu

COPh

4N, NaOH

refluxNH

CO2H

CO2H

Ac2O, DMAP

TEA

A96 A97 A98

A99A3

Scheme 1-22. Ma's Synthesis

29

Page 52: A new approach to kainoids: Total syntheses of (-)-kainic

Pd(PPh3)4/PPh3-catalyzed hydrogenolysis of A98 derived from trans-4-hydroxy-

L-proline A97 using ammonium formate as a hydride reagent, provides olefin A99 as a

major product, which is hydrolyzed to give (+)-α-allokainic acid (Scheme 1-22).

1.4.9 Cook’s Synthesis 50

The Pd-catalyzed carbocyclization of ketoamides A100 was investigated and

found to be highly dependent on the phosphine ligand as well as the presence of

coordinating counterions. Nitrogen heterocycles were formed without erosion of the

stereochemical integrity. The utility of the lactam products was demonstrated by the

formal synthesis of (+)-α-allokainic acid (Scheme 1-23).

ON

TBSO

O O OPd(0)

EtOLi, EtOH- CO2

HN

TBSO

O O

HN

TBSO

O O

LnPd

HN

CO2HHO2C

A100 A101 A102

A3Scheme 1-23. Cook's Synthesis

30

Page 53: A new approach to kainoids: Total syntheses of (-)-kainic

1.5 References

31

1 For reviews, see: (a) Parson, A. F. Tetrahedron, 1996, 52, 4149. (b) Moloney, M. G.

Nat. Prod. Rep. 1998, 15, 205. (c) Moloney, M. G. Nat. Prod. Rep. 1999, 16, 485.

2 Murakami, S.; Takemoto, T.; Shimizu, Z., J. Pharm. Soc. Jpn., 1953, 73, 1026.

3 Impellizzeri, G; Mangiafico, S.; Oriente, G.; Piatelli, M.; Sciuto, S.; Fattorusso, E.;

Magno, S.;Santacroce, S.; Sica, D., Phytochemistry, 1975, 14, 1549.

4 (a) Balansard, G.; Gayte-Sorbier, A.; Cavalli, C., Ann. Pharm. Fr., 1982, 40, 527.

(b) Balansard, G.; Pellegrini, M.; Cavalli, C.; Timon-David, P., Ann. Pharm. Fr.,

1983, 41, 77.

5 (a) Ueno, Y.; Nawa, H.; Ueyanagi, J.; Morimoto, H.; Nakamori, R.; Matsuoka, T., J.

Pharm. Soc.Jpn., 1955, 75, 807, 811 and 814. (b) Honjo, M., J. Pharm. Soc. Jpn., 1955,

75, 853.(c) Murakami, S.; Takemoto, T.; Tei, Z.; Daigo, K., J. Pharm. Soc. Jpn., 1955,

75, 866 and 869.

6 Morimoto, H., J. Pharm. Soc. Jpn., 1955, 75, 901 and 943.

7 (a) Watase, H.; Tomiie, Y.; Nitta, I., Bull. Chem. Soc. Jpn., 1958, 31,714. (b) Watase,

H., Tomiie, Y; Nitta, I., Nature (London), 1958, 181,761.

8 Oppolzer, W.; Thirring, K., J. Am. Chem. Soc., 1982, 104, 4978.

9 (a) Morimoto, H., J. Pharm. Soc. Jpn., 1955, 75, 766. (b) Murakami, S.; Daigo, K.;

Takagi, N.; Takemoto, T; Tei, Z., J. Pharm. Soc. Jpn., 1955, 75, 1252. (c) Morimoto, H.;

Nakamori, R., J. Pharm. Soc. Jpn., 1956, 76, 26.

10 (a) Takemoto, T. and Daigo, K., Chem. Pharm. Bull., 1958, 6, 578. (b) Daigo, K., J.

Pharm. Soc. Jpn., 1959, 79, 350.

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32

11 (a) Wright, J.L.C.; Boyd, R.K.; De Freitas, A.S.W.; Falk, M.; Foxall, R.A.; Jamieson,

W.D.; Laycock, M.V.; McCulloch, A.W.; Mclnnes, A.G.; Odense, P., Pathak, V.P.;

Quilliam, M.A.; Ragan, M.A.; Sim, P.G.; Thibault, P.; Walter, J.A.; Gilgan, M.; Richard,

D.J.A.; Dewar, D., Can. J. Chem., 1989, 67, 481. (b) Villac, M.C.; Roelke, D.L.;

Villareal, T.A.; Fryxell G.A., Hydrobiologia, 1993, 269-270, 213.

12 Takemoto, T.; Daigo, K.; Kondo, Y.; Kondo K., J. Pharm. Soc. Jpn., 1966, 86, 874.

13 Ohfune, Y.; Tomita, M., J. Am. Chem. Soc., 1982, 104, 3511.

14 (a) Maeda, M.; Kodama, T.; Tanaka, T.; Yoshizumi, H.; Takemoto, T.; Nomoto, K.;

Fujita, T., Chem.Pharm. Bull,, 1986, 34, 4892. (b) Wright, J.L.C.; Falk, M.; Mclnnes,

A.G.; Walter, J.A., Can. J. Chem., 1990, 68, 22.

15 Walter, J.A.; Falk, M.; Wright, J.L.C., Can. J. Chem., 1994, 72, 430.

16 Maeda, M.; Kodama, T.; Tanaka, T.; Yoshizumi, H.; Takemoto, T.; Nomoto, K.;

Fujita, T.,Tetrahedron Lett., 1987, 28, 633.

17 (a) Konno, K.; Shirahama, H.; Matsumoto, T., Tetrahedron Lett., 1983, 24, 939.

(b) Konno, K.; Hashimoto, K.; Ohfune, Y.; Shirahama, H.; Matsumoto, T.,

J. Am. Chem. Soc., 1988, 110, 4807.

18 (a) Fushiya, S.; Sato, S.; Kanazawa, T.; Kusano, G.; Nozoe, S., Tetrahedron Lett.,

1990, 31, 3901. (b) Fushiya, S.; Sato, S; Kera, Y; Nozoe, S., Heterocycles, 1992, 34,

1277.

19 Maeda, M.; Kodama, T.; Tanaka, T.; Ohfune, Y.; Nomoto, K.; Nishimura, K.; Fujita,

T., J. Pestic. Sci., 1984, 9, 27.

20 Husinec, S.; Porter, A.E.A.; Roberts, J.S.; Strachan, C.H., J. Chent Soc., Perkin

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33

Trans. 1, 1984, 2517.

21 (a) McGeer, E.G.; Olney, J.W.; McGeer, P.L., Eds., Kainic Acid as a Tool in

Neurobiology, Raven Press, New York, 1978. (b) Simon, R.P., Ed., Excitatory Amino

Acids, Thieme Medical Publishers, New York, 1992. (c) Wheal, H.V.; Thomson, A.M.,

Eds., Excitatory Amino Acids and Synaptic Transmission, Academic Press, London,

1991. (d) Watkins, J.C.; Krogsgaard-Larsen, P.; Honor6, T., Trends Pharmacol. Sci.,

1990, 11, 25.

22 (a) Shinozaki, H.; Konishi, S., Brain Res., 1970, 24, 368. (b) Ishida, M.; Shinozaki, H.,

Brain Res., 1988, 474, 386. (c) Shinozaki, H.; Ishida, M.; Okamoto, T., Brain Res., 1986,

399, 395. (d) Maruyama, M.; Takeda, K., Brain Res., 1989, 504, 328. (e) Shinozaki, H.;

Ishida, M.; Gotoh, Y.; Kwak, S., Brain Res., 1989, 503, 330.

23 Sperk, G., Prog. Neurobiol. (Oxford), 1994, 42,1.

24 (a) Coyle, J.T.; Schwarcz, R., Nature (London), 1976, 263, 244. (b) McGeer, E.G.;

McGeer, P.L., Nature (London), 1976, 263, 517.

25 (a) Johnston, G.A.R.; Curtis, D.R.; Davies, J.; McCulloch, R.M., Nature (London),

1974, 248, 804. (b) Hansen, J.J.; Krogsgaard-Larsen, P., MecL Res. Rev., 1990, 10, 55.

(c) Ishida, M.; Shinozaki, H., Br. J. Pharmacol., 1991, 104, 873. (d) Hashimoto, K.;

Ohfune, Y.; Shirahama, H., Tetrahedron Lett., 1995, 36, 6235.

26 See for example: (a) Kozikowski, A.P.; Fauq, A.H., Tetrahedron Len., 1990, 31, 2967.

(b) Slevin, J.T.; Collins, J.F.; Coyle, J.T., Brain Res., 1983, 265, 169. (c) Goldberg, O.; L

uini, A.; Teichberg, V.I., Tetrahedron Lett., 1980, 21, 2355.

27 Biscoe, T.J.; Evans, R.H.; Headley, P.M.; Martin, M.R.; Watkins, J.C., Br. Z

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34

Pharmacol., 1976, 58, 373.

28 Todd, E.C.D., J. Food Prot., 1993, 56, 69.

29 (a) Work, T.M.; Beale, A.M.; Fritz, L.; Quilliam, M.A.; Silver, M.; Buck, K.; Wright,

J.L.C., Dev. Mar. Biol., 1993, 3, 643. (b) Mestel, R., New Scientist, 1995, 147, 6.

30 Konno, K.; Hashimoto, K.; Shirahama, H., Heterocycles, 1992, 33, 303.

31 Shirahama, H., Organic Synthesis in Japan. Past, Present, and Future, Noyori, R. Ed.,

Soc. Synth. Org. Chem. Jpn., Tokyo Kagaku Dojin, 1992, 373.

32 (a) Tremblay, J.-F. Chem. Eng. News 2000, Jan 3, 14. (b) Tremblay, J.-F. Chem. Eng.

News 2000, March 6, 131.

33 For recent reviews, see: (a) Parsons, A. F. Tetrahedron 1996, 52, 4149. Maloney, M. G.

Nat. Prod. Rep. 2002, 19, 597. Selected examples: (b) Clayden, J.; Menet, C. J.;

Tchabanenko, K. Tetrahedron 2002, 4727. (c) Xia, Q.; Ganem, B. Org. Lett. 2002, 485.

(d) Hirasawa, H.; Taniguchi, T.; Ogasawara, K. Tetrahedron Lett. 2001, 7587; Nakagawa,

H.; Sugahara, T.; Ogasawara, K. Org. Lett. 2000, 3181. (e) Miyata, O.; Ozawa, Y.;

Ninomiya, I.; Naito, T. Tetrahedron 2000, 6199. (f) Campbell, A. D.;

Raynham, T. M.; Taylor, R. J. K. J. Chem. Soc., Perkin Trans. 1 2000, 3194. (g)

Chevliakov, M. V.; Montgomery, J. J. Am. Chem. Soc. 1999, 11139. (h) Rubio, A.;

Ezquerra, J.; Escribano, A.; Remuinan, M. J.; Vanquero, J. J. Tetrahedron Lett. 1998,

2171. (i) Cossy, J.; Cases, M.; Pardo, D. G. Synlett 1998, 507. (j) Bachi, M. D.; Melman,

A. J. Org. Chem. 1997, 18966. (k) Hanessian, S.; Ninkovic, S. J. Org. Chem. 1996, 61, 8.

(l) Yoo, S.; Lee, S. H. J. Org. Chem. 1994, 59, 8. (m) Monn, J. A.; Valli, M. J. J. Org.

Chem. 1994, 59, 3. (n) Cooper, J.; Knight, D. W.; Gallagher, P. T. J. Chem. Soc., Chem.

Page 57: A new approach to kainoids: Total syntheses of (-)-kainic

35

Commun. 1987, 1220. (o) Oppolzer, W.; Thirring, K. J. Am. Chem. Soc. 1982, 104, 8.

34 Baldwin, J.E.; Li, C-S., J. Chem. Soc., Chem. Commun., 1987, 166.

35 Takano, S.; Sugihara, T.; Satoh, S.; Ogasawara, K., J. Am. Chem. Soc., 1988, 110, 6467.

36 Stork, G.; Sher, P. M. J. Am. Chem. Soc. 1986, 108, 303.

37 Qian and Ganem B.; Xia Q.ruce Org. Lett. 2001, 3, 485.

38 Anderson J. C.; Whiting M. J. Org. Chem. 2003, 68, 6160.

39 Trost, B. M.; Rudd, M. T. Org. Lett. 2003, 5, 1467.

40 Lautens, M.; Scott, M. E. Org. Lett. 2005, 7, 3045.

41 Fukuyama, T.; Morita, Y.; Tokuyama, H. Org. Lett. 2005, 7, 4337.

42 (a) Oppolzer, W.; Robbiani. C., Helv. Chim. Acta., 1980, 63, 2010. (b) Oppolzer, W.;

Robbiani, C.; Battig, K., Helv. Chim. Acta, 1980, 63, 2015. (c) Oppolzer, W.; Robbiani,

C.; Btittig, K., Tetrahedron, 1984, 40, 1391.

43 Kraus, G.A.; Nagy, J.O., Tetrahedron, 1985, 41, 3537.

44 DeShong, P.; Kell, D.A., Tetrahedron Lett., 1986, 27, 3979.

45 Mooiweer, H.H.; Hiemstra, H.; Speckamp, W.N., Tetrahedron, 1991, 47, 3451.

46 Murakami, M.; Hasegawa, N.; Hayashi, M.; Ito, Y., J. Org. Chem., 1991, 56, 7356.

47 (a) Agami, C.; Cases, M.; Couty, F., J. Org. Chem., 1994, 59, 7937. (b) Agami, C.; Co

uty, F.; Lin, J.; Mikaeloff, A.; Poursoulis, M., Tetrahedron, 1993, 49, 7239.

48 Montgomery, J.; Chevliakov M. V. Angew. Chem. Int. Ed. 1998, 37, 3144.

49 Ma, D.; Wu, W.; Deng, P. Tetrahedron Lett., 2001, 42, 6929.

50 Cook, G. R.; Sun, L. Org. Lett., 2004, 6, 2481.

Page 58: A new approach to kainoids: Total syntheses of (-)-kainic

Chapter Two

The Syntheses of (-)-α-Kainic Acid and (+)-α-Allokainic Acid

2.1 Theoretical background

2.1.1 Chiral γ-Lactams from α-Amino Acids via Rh-Catalyzed Intramolecular C-H Insertion

Recently, Jung’s group developed an intramolecular C-H insertion of α-diazo-α-

(phenylsulfonyl)acetamides to afford γ-lactams with high regio-and stereoselectivities.1

The highly functionalized γ-lactams are key intermediates for the synthesis of natural

products, 2 which are biologically active. α-Diazo-α-(phenylsulfonyl)acetamides B3

was derived form from secondary amines B1 via the corresponding α-(phenylsulfonyl)

acetamides B2. Acylated compounds from secondary amines B1 and α-haloacetyl halide

in TEA and CH2Cl2 at 0 °C were treated with sodium benzenesulfinate in DMF at room

temperature to afford α-(phenylsulfonyl)acetamides B2. A diazo transfer reaction of B2

employing with p-acetamidobenzenesulfonyl azide (p-ABSA) and DBU yielded the

corresponding α-diazo-α-(phenylsulfonyl)acetamides B3 (Scheme 2-1).

NR2

R1

N2

PhO2SO

NR2

R1PhO2SO

HNR2

R11. XCH2COX TEA, CH2Cl22. PhSO2Na DMF

80-85%

ABSADBU

CH3CN85-90%

Scheme 2-1. The preparation of α-diazo-α-(phenylsulfonyl)acetamides.

B1 B2 B3

Using α-amino acids B4 as an amine source, the preparation of various bicyclc

γ-lactams were explored via intramolecular C-H insertion of α-diazo-α-(phenylsulfonyl)

36

Page 59: A new approach to kainoids: Total syntheses of (-)-kainic

acetamides B6, which possess various functional groups. The cyclizations were highly

regio- and stereoselective and afforded chiral γ-lactam compounds B7 in high yields.1(b)

N

OPhSO2

ON2

NO

O

H

PhSO2

cat. Rh2(OAc)4

R R

CH2Cl2

Scheme 2-2. C-H insertion of α-diazo compounds.

NH2

CO2H

R

N

OPhSO2

O

RB4 B5

B6B7

The high regioselectivity and stereoselectivity were rationalized using transition

state of the reaction as shown in Figure 2-1. During the insertion reaction, the

NO

Ph

PhSO2

O

Rh

NO

O

PhSO2

Ph H

NPhSO2

O

Rh O

Ph

s-cis, B8

s-trans, B8

HN Ph

H

O

Rh

O

HN H

Ph

O

Rh

O

1,3-diaxial interaction

PhSO2PhSO2

B9 B10

B11

Figure 2-1. Transition state of cyclization

conformationally restricted metallo carbenoid B8 adopts the s- cis conformer,

37

Page 60: A new approach to kainoids: Total syntheses of (-)-kainic

due to the severe nonbonded interaction between the gem-dimethyl group and the

carbonyl substituents present in the s-trans conformer B8. Only the s-cis conformer

B8 is suitable for cyclization. Now, two possible transition states, B9 and B10, where the

phenyl group can be located in either the pseudo axial or the pseudo equatorial positions,

can be involved in the next C-H insertion reaction respectively. 3 The former

case experiences a severe 1,3-diaxial nonbonded interaction, whereas the latter

adopts a stable chairlike transition state with large groups occupying equatorial positions,

which lead to relative stereochemistries at C-3, C-4, and C-5 of compound B11.

The newly generated stereochemical configuration at C-3 and C-4 were

induced by the chirality of the starting α-amino acid during the

insertion reaction. The stereochemical assignment for B11 was confirmed by X-ray

crystallographic analysis. 1(b)

2.1.2 Intramolecular Michael Addition of Cyclic β-Ketoester on Conjugated Acetylenic Ketone 4

Based on the known stereoelectronic principles,5 the first intermediate generated

in the nucleophilic addition on a conjugated acetylenic ketone (ynone) should be an

allenic enolate, which on protonation produces the corresponding α,β-unsaturated

ketone (enone). Since allene cannot be accommodated without considerable strain in the

rings smaller than cyclooctane,6 the intramolecular Michael addition on ynone to produce

small ring is not expected to take place. Contrary to this conclusion, the Michael type

small ring formations from the intramolecular neuclephilic addition on ynones were

38

Page 61: A new approach to kainoids: Total syntheses of (-)-kainic

reported by Deslongchamps.4 They proposed a new stereoelectronically controlled

pathway. The cyclization was carried out with cesium carbonate at room temperature.

The results showed that the formation of five and six-membered

rings takes place with ease and in good yield.

Scheme 2-3. Intramolecular Michael addition

CO2Me

O

RO

n' n

CO2MeO

n' n

R

OO

O

RCO2Me

nn'O

O

RCO2Me

nn'

B12

B13

B14

B15

Cs2CO3+

They also indicate that seven and eight-membered rings can be produced

but in very low yield. The observation of an A/B cis junction was reported inall cases.

Figure 2-2. Nucleophilic addition to ynone

C CH CO

R+ Nu-

CNu

H

O

R

CH

Nu

O

R

Nu

HR

O

H

NuR

O

rear

front

top

bottomB16

B17

B18

B19

B20

39

Page 62: A new approach to kainoids: Total syntheses of (-)-kainic

According to the explanation, it is normally expected that the addition of a

neucleophile onto an enone should take place on the π bond of the triple bond which is

conjugated with the carbonyl group. On that basis, the approach of neuclephile Nu- on

an ynone such as B16 can take place from the rear or from the front to produce the two

enantiomeric allenic enolates B17 and B18 respectively. In another word, the formation

of bicyclic B15 from cyclic β-ketoester B12 should not take place because the

intermediate bicyclic allenic enolate ion B17 would be too strained when n < 2. This led

to the consideration of the possibility that the neucleophilic addition might occur on the

“non-conjugated π bond” of the triple bond of the ynone. Such an addition can take place

from the top or the bottom of the face of ynone B16; producing the enone-anions

B17 and B18 respectively. The non-bonded electron pair in these two anions is not

conjugated with the carbonyl group. It is therefore expected that they are less stable than

the allenic enolates B17 and B18. The enone-anions should therefore not be observed

when it is possible to form the allenic enolates, however, when the latter cannot be

produced, it might be possible to generate the formers. The intramolecular

version of the process B16 + B20; the pathway B12 to B14 + B15 could indeed lead to

the formation of bicyclic enone when n < 2. The anions B19 and B20 may be less basic

than one could first anticipate because they are vinylic anions next to a carbonyl group.

Indeed, the induc-tive effect of this group should reduce the basicity of the vinylic

anions, which could have a basicintermediate between vinylic and an acetylenic anion.

40

Page 63: A new approach to kainoids: Total syntheses of (-)-kainic

Theoretical calculation7 were carried out for the allenic enolate (B17 or B18, Nu=

H) and the two geometrically isomeric enone-anions (B19 and B20, Y=H). It showed

that the allenic enolate is the most stable anion and the enone-anion B19 is

17 kcal/mole less stable. It was concluded that these calculations indicate that the

allene enolate should be the only anion formed normally but when the formation of this

anion is prohibited by other factors, the higher energy enone-anion B20 could well be

generated and that would explain the results. Stereoelectronic principles predict that the

anion must be produced in a conformation where the newly formed C-C bond

must be parallel (i.e. pseudo-axial), to the π system of the ketone group of ring A.

Accepting this requirement, examination of molecular models shows that anion B14 is

easily constructed when n = 0 or 1. There are howeversome steric constraints when n = 2,

which become much more severe when n = 3. On that basis, formation of five- and six-

membered rings would occur via the formation of intermediate B19 and the formation,

although in a low yield, of seven and eight membered rings would occur via intermediate

B18 and B17 respectively.8

N

SO2PhO

OO

Cs2CO3

CH3CN

NPhO2S

O

O

O

C46 C45

Scheme 2-4. Intramolecular Michael addition of phenylsulphone compound

A BC93%

Based on these results, we applied the concept to our system, which is α-phenyl

sulphonyl-γ-lactam compound B46. We received the desired cyclized product in 95%

41

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yield with a high regio- and setereoselctivity. We are confident that the stereochemistry

would be A/B cis junction and B/C cis junction based on the result for the intramolecular

Michael addition of cyclic β-ketoester on conjugated acetylenic ketone.4

2.1.3 Baeyer-Villiger Oxidation of Cyclohexeneone

The vinyl group of an α,β-unsaturated primary alkyl ketone shows preferential

migration in the Baeyer-Villiger oxidation (Scheme 2-5).9 The most efficient method for

oxidation of cyclohexenone B21 involved treatment of B21 with trifluoro peracetic acid

generated from the reaction of trifluoroacetic anhydride and the urea hydrogen peroxide

complex to give the desired enol lactone B22 in 92% yield. Hydrogenation of B22

provided the caprolactoneB23, and the usual hydrolytic removal of the chiral auxiliary

gave the butyrolactone carboxylic acid B24.

N

OEt

O

OMe

N

OEt

OMe

OO

N

OEt

OMe

OOO

O EtCO2H

TFAAUHP

Na2HPO4CH2Cl2

H2, Rh/C, THF

TsOHPhH/H2O

reflux

Scheme 2-5. Baeyer-Villger oxidation of α,β-unsaturated primary alkyl ketone

B21 B22

B23B24

Katzenellenbogen10 reported the synthesis of halo enol lactones from β-halo

cycloenones, using Baeyer-Villiger oxidation, for the study of mechanism-based

42

Page 65: A new approach to kainoids: Total syntheses of (-)-kainic

inactivators of serine proteases. During the course of this investigation they needed enol

lactone compounds such as B26, B28. For these endocyclic lactones, Baeyer-

Villiger oxidation was utilized(Scheme 2-6). The success of this strategy depended

upon the preferential migration of the vinyl group over the primary alkyl group. Several

examples of such vinyl migration are known.11 However, the presence of the electron-

withdrawing halogen on the vinyl group was expected to decrease its migratory aptitude

to some extent. Another anticipated difficulty with these substrates was the potential for

competing epoxidation of the olefin; this reaction could be avoided under relatively acidi

coxidat ion condi t ions . Treatment of β -bromocyclohexenone B27 with

pertrifluoroacetic acid in a buffered system afforded the desired lactone in 68% yield afte

rchromatography on cyanopropyl functionalized silica gel.

OO

O

BrBr

CF3CO3HNa2HPO4

68%

O

O O

Ph

Br BrPh

CF3CO3H

CH2Cl282%

Scheme 2-6. Baeyer-Villger oxidation of β-halo cyclohexenone

B25 B26

B27 B28

1H NMR analysis of the reaction products offered no evidence of competing alkyl

migration. This method was also employed in the synthesis of the lactone B26, obtained

in 82% yield from 2-phenyl-1,3-indandione B25. In this case, the vinylic-benzylic

43

Page 66: A new approach to kainoids: Total syntheses of (-)-kainic

carbon migrated preferentially to the phenyl group, as anticipated. This method does

provide an efficient route to these endocyclic lactones; however, the requirement for the

vinylic migratory preference may limit potential substrate molecules to those with

primary alkyl substituents at the α position.

2.2 Synthetic Strategy / The Core Intermediate

Early on in the development of our rhodium catalyzed intramolecular C-H

insertion methodology, we discovered just how promising and effective this transforma-

tion was. The applicability of our initial, acylic methodology was profoundly broadened

by its adaptation to accommodate α-amino acids as starting materials.12

Figure 2-3. Synthetic target

NH

CO2H

CO2H

NH

HO2C

HO2C

NH

CO2HCO2H

A2 (-)-kainic acidN

O

O

PhSO2

TBDMSO C3

1

23

45

12

34 5

Stereoselective Introduction of Isopropenyl group

Reduction of Carbnyl group of the γ-lactam

Using only the α-amino acid as the source of stereogenic bias, γ-lactams were

synthesized regio- and stereoselectively yielding a single diastereomer. Two additional

44

Page 67: A new approach to kainoids: Total syntheses of (-)-kainic

stereocenters were formed simultaneously as dictated by the original stereocenter of the

starting material. Based on these precedent results13 and theoretical background, we

discussed in Section 2.1, we turned our full attention to the total synthesis of (-)-

kainic acid A2.

Compared with (-)-α-kanic acid A2, the key intermediate C3 has several

important structural similarities. The key intermediate C3 can be prepared utilizing fore

mentioned Rh-catalyzed C-H insertion reaction with high stereoselectity (Figure 2-3).

The stereochemistries of C-2 and C-3 on the product A2 are same with C-4 and

C-5 of the intermediate B3, which means that the stereochemistries would be installed via

the C-H insertion reaction. The next challenging step for the synthesis of (-)-α-kanic acid

A2 would be a stereoselective introduction of the isopropenyl group onto the C-3

position of the γ-lactam compound C3. The reduction of the amide carbonyl of the

γ-lactam should be carried on in proper order and way to produce the pyrrolidine core

of the (-)-α-kainic acid. With this basic strategy in mind, a retrosynthetic route was

proposed as explained in Section 2.2.1.

2.2.1 Retrosynthetic Analysis of (-)-Kainic Acid (First)

We had observed the application of C-H insertion reaction to (L)-glutamic acid

yielded a highly functionalized γ-lactam that could be converted to the pyrrolidine

core of (-)-kainic acid A2. Retrosynthetically we envisioned an expedient route to the

target molecule featuring two key steps (Figure 2-4).

45

Page 68: A new approach to kainoids: Total syntheses of (-)-kainic

(-)-Kainic acid A2 is readily available via Jones oxidation of the diol compound

C1, which could be derived from the bicyclic γ-lactam C2 via the reduction of

the carbonyl group and deprotection. The γ-lactam C2 is the product of the second key

step of the synthesis, namely an introduction of isopropenyl group on the C-3 position

having a syn relationship with the adjacent bulky alkyl group on C-4. The bicyclic

γ-lactam C3 is a product of our Rh-catalyzed intramolecular C-H insertion methodology

of a α-diazo-α-(phenylsulfonyl)acetamides C4. This is the first key step in the

synthetic route. The α-diazo insertion precursor C4 can be efficiently derived from

(L)-glutamic acid C5 (Figure 2-4).

NO

PhO2SO

N2N

O

O

H

PhO2SNH2

CO2H

(L)-glutamic acid

HO2C

OTBDMS TBDMSO

NO

O

H

TBDMSO

NH

OH

HO

Introduction ofIsopropenyl group

NH

CO2H

CO2H

C-HInsertion

A2 C1 C2

C3C4C5

Figure 2-4. Retrosynthetic analysis of the total synthesis of (-)-kainic acid (first)

46

Page 69: A new approach to kainoids: Total syntheses of (-)-kainic

2.2.2 Strategy for the Stereoselective Isopropenylation

Figure 2-5. Synthetic Strategy

NO

O

PhSO2

TBDMSO C3

12

34 5

NO

O

TBDMSO C2

12

34 5

NO

O

PhSO2

TBDMSO

NO

O

TBDMSO

IsopropenylationDephenylsulfonylation

Isopropenylation Dephenylsulfonylation

C15

C24

The substitution of phenylsulfone group on the intermediate C3 to isopropenyl

group would be an inavoidable process for the synthesis of (-)-α-kainic acid. Two

plausible routes were proposed; one is the Isopropenylation-Dephenylsulfonylation route,

the other one is the Dephenylsulfonylation-Isopropenylation route (Figure 2-5).

As discussed in Section 1-3, an efficient control of the cis stereochemistry

between C-3 and C-4 positions is the key issue for the successful synthesis. It was proved

from the successful precedent reports that were depicted in Section 1-3. There are three

main strategies, utilized for the control of the stereochemistry, in the successful

precedent reports. One, the two bulky groups were introduced at the same time to

derive the cis relationship via conserted reactions such as ene reaction, 14

Claisen rearrangement. 15 Two, the two bulky substituents were installed via a

47

Page 70: A new approach to kainoids: Total syntheses of (-)-kainic

ring opening step, which usually were sterically rigid and formed at the early stage of

the reaction. The typical ring formations such as Pauson-Khand reaction, 16

[3 + 2] cycloaddition17 were employed for this purpose. Three, the syn relationship

was obtained from the hydrogenation method of a double bond, which was between

C-3 and C-4 position.18 An exo vinyl group attached on C-4 position was another

choice for the location in the hydrogenation route. Then, the reactions such as

intramolecular protodesilylation,19 hydroboration 20 were followed by for a stereocontrol.

Which strategy can we choose for our synthesis? This was our main focus after

getting the γ-lactam compound C3 in hand. The structural features and key factors in the

key intermediate C3 were analyzed.

2.2.3 Bicyclic γ-Lactam Intermediate

NO

O

PhSO2

TBDMSO C3

N

O

O

SO2Ph

OTBDMS

1,2-Induction

Convex-Concave

Figure 2-6. Controlling factors

α-position

3 12

33 N

O

O

OTBDMS

Upon introducing a bulky isopropenyl group onto the C-3 position of the

intermediate C3, there are three factors to be considered; (1) convex-concave interaction

of the bicyclic system, (2) 1,2-induction derived from the adjacent bulky group,

48

Page 71: A new approach to kainoids: Total syntheses of (-)-kainic

(3) an easy enolization character of the C-3 position due to adjacent carbonyl

group and double bond. Unfortunately, the factors (1) and (2) were not surportive but co

mpetitive, and the factor (3) made worse the introduction of the isopropenyl group in syn

fashion. Our long journey to the (-)-kainic acid got started with knowledge

of these findings.

2.2.4 Synthesis of the Bicyclic γ-Lactam Intermediate

Our endeavor into the synthesis of (-)-kanic acid began with the development of

an efficient route for the synthesis of γ-lactam compound C3. Esterification reaction of L-

glutamic acid C521 was conducted employing SOCl2 in MeOH as an acid source. The

HCl salt of the product of the ester was treated with NaHCO3 to produce neutral L-

glutamic acid dimethyl ester C6. Both ester groups were then reduced to diol by reacting

with LAH to give amino alcohol C74 after Fisher work-up.

NH2

CO2H

HO2C

SOCl2, MeOH

TBDMSO

ClO

AcetoneMgSO4

TBDMSO

NaHTBDMSCl

OHNON

HO

OHNH2

NH2

CO2Me

MeO2C

LAHthen NaHCO3

HO

OHNClCH2COCl

C5 C6 C7

C8C9C10

Scheme 2-7. Synthesis of the acetylated compound C10

99%70%

91%

85%88%

49

Page 72: A new approach to kainoids: Total syntheses of (-)-kainic

The primary alcohol and the nitrogen of the amine were simultaneously protected as

an acetonide by refluxing C7 in acetone in the presence of MgSO4. In this reaction,

5-membered acetonide C8 was the main product, with a trace amount of side product

including 7-membered acetonide. The remaining primary alcohol was protected with

TBDMS group using NaH/TBDMSCl condition.22 The general TBDMSCl protection

such as TBDMSCl/imid, TEA/DMAP in CH2Cl2 delivered poor yield of the desired

product C9. N-Acylation using chloroacetyl chloride proceeded readily to give the

chloride C10 in high yield. The choice of the chloroacetyl chloride instead of

bromoacetyl bromide was a phenomenal decision in terms of the yield and the stability of

the product.

TBDMSO

ClO

ON

TBDMSO

PhO2SO

ON

p-ABSADBU, CH3CN

ON

TBDMSO

PhO2SO

N2

cat. Rh2(OAc)4CH2Cl2

NO

O

PhSO2

H

TBDMSO

PhSO2Na

C10 C11

C12C3

Scheme 2-8. C-H insertion reaction for γ-lactam intermediate

91%

89%

92%

The resulting chloride C10 was treated with PhSO2Na to displace the chlorine

with a phenylsulfone group resulting in the formation of phenylsulfone compound C11

50

Page 73: A new approach to kainoids: Total syntheses of (-)-kainic

in excellent yield. Diazo transfer to the α-position of the acetamide C11 occurred

readily using p-ABSA and DBU in acetonitrile providing the α-diazo-

α-(phenylsulfonyl)acetamide C12, which is a precursor for the C-H insertion reaction.

The product was purified using a flash column chromatography. The standard

reaction condition for our C-H insertion protocol was applied to the diazo compound C12.

It provided us the bicyclic γ-lactam intermediate C13, which is a key intermediate,

in high yield. The reaction was highly regio- and stereoselective as expected

providing only one diasereomer after a simple chromatography (Scheme 2-8).

2.3 Total Synthesis of (+)-Allokainic Acid

2.3.1 Introduction of Isopropenyl Group

Upon obtaining the bicyclic γ-lactam C13 successfully, next challenging goal was

the introduction of the isopropenyl group onto the α-position of the γ-lactam C13.

The stereoselectivity of the isopropenylation was the most important factor for

the synthesis of (-)-kanic acid A2, which should have a cis relationship between C-3 and

C-4 substituents. As discussed Section 1-3 and 1-4, the most of successful syntheses

utilized their own strategy, which was to achieve the cis relationship.23 The failure on

the installation of the cis relationship between C-3 and C-4 substituents and obtaining

a trans diastereomer usually resulted in the synthesis of (+)-allokainic acid A3,

which is the C-4 epimer of (-)-kainic acid A2.

51

Page 74: A new approach to kainoids: Total syntheses of (-)-kainic

Our initial endeavor into the stereocontrol began with the stereoselective

dephenylsulfonylation route from the isopropenylated intermediate C15. The preparation

of the isopropenylated compound C15 was accomplished as described in Scheme 2-9.

NO

O

PhSO2

H

TBDMSO

NO

O

PhSO2

H

TBDMSO

O

NO

O

PhSO2

H

TBDMSO

Ac2O, NaH

THF

NO

O

PhSO2

H

TBDMSO

OTf

Wittig, Tebbe, Takai Tf2O, KHMDS

ZnMe2

Pd(PPh3)4

C3 C13

C14C15

Scheme 2-9. Introduction of isopropenyl group

α

98%

60%

85%

Acetylation onto the α-position was utilized for the preparation of a synthon for the

isopropenyl compound C15. A noble acetylation condition for this center was developed

utilizing Ac2O and NaH in THF solution producing a high yield of the product C13 as

a white solid. The reaction was regio- and stereoselective giving only one diastereomer.

We were confident with the stereochemistry of the compound C13 based on Meyer’s

concept. It showed that alkylations of bicyclic systems typically occur on the β-face

(convex face in this case) of the molecule. Next, attention was focused to the vinylation

of the carbonyl group in the acetyl compound C13. The typical olefination protocols,

52

Page 75: A new approach to kainoids: Total syntheses of (-)-kainic

including Wittig, 24 Tebbe, 25 Lombardo, and Takai 26 , were not effective in

this system due to the easy deacetylation or dephenylsulfonylation. To circumvent the

side reaction, we chose a by-pass of triflate C14 by treating the compound C13 with

KHMDS and Tf2O.27 The methylation reaction of the triflate C14 occurred readily using

a Negishi type Pd(0) catalyzed alkylation protocol.28 Dimethyl zinc was the choice of the

reagent as a coupling partner for the reaction producing the isopropenyl compound

C15.29

2.3.2 Synthesis of (+)-Allokainic Acid (1) ; Isopropenylation-Dephenylsulfonylation Route

With the isopropenylated compound C15 in hand, the stereoselective dephenyl-

sulfonylation reaction30 became the focus of the next leg of the synthesis. Surprisingly

the reduction of phenylsulfone group using 10% Na(Hg) in MeOH occurred readily

resulting in only one diastereomer C16 (Scheme 2-10).

Na/Hg NO

O

H

TBDMSO

NO

O

PhSO2

H

TBDMSO C15 C16

Scheme 2-10. Stereoselective dephenylsulfonylization

3 12

88%MeOH

The stereochemistry of the C-3 position on the lactam compound C16 was not

known at the time of the first synthesis. The coupling constant (J) of the proton on C-3

position was 12.8 Hz implying a high possibility of trans-relationship with the proton on

C-4 position. The result was surprising as we anticipated a degree of diastereoselection

53

Page 76: A new approach to kainoids: Total syntheses of (-)-kainic

based on the single electron mechanism through, which this reaction proceeded.11

The reaction was reproducible giving only one diasteromer. The stereochemistry of

C-3 position became an issue because the final compounds, (-)-kainic acid A2 or

(+)-allokainic acid A3, would be destined by the stereochemistry of C-3 position.

There was no choice but to touch the final compound and verify its stereochemistry

by comparing with the known data. So, we embarked on the later part of the synthesis

with a hope for the syntheis of (-)-kainic acid A2.

The acetonide in compound C16 was unmasked via Dowex 50W-8X condition

in boiling MeOH resulted in the simultaneous TBDMS deprotection to give the diol C17.

Both hydroxyl groups were protected with TBDMS group employing the regular

TBDMS protection method delivering the amide C18. Subsequent BOC protection of

the amide group resulted in the synthesis of the amide C19 (Scheme 2-11).

NO

O

H

TBDMSO

Dowex 50W-8X NH

OH

O

HO

NH

OTBDMS

O

TBDMSO

NBoc

OTBDMS

O

TBDMSO

TBDMSCl

Boc2O

C16 C17

C18C19

Scheme 2-11. Precursor for the ending game

99%

85%

92%

54

Page 77: A new approach to kainoids: Total syntheses of (-)-kainic

Next, our attention turned to the reduction of the carbonyl group of the amide

C19 to introduce a pyrrolidine core for kainoids synthesis. The Rubio method31 was

used for for this purpose to protect the sensitive functional groups including the alkene.

The BOC protected amide C19 was treated with Superhydride at -78 °C, resulting in

high yield of the hemiaminal compound C20. Consecutive reaction with BF3OEt2 in

the presence of Et3SiH provided the reduced pyrollidine compound C21, along

with TBDMS deprotected compounds.

Jones Ox

A3 (+)-allokainic acid

NBoc

OTBDMS

O

TBDMSO

NBoc

OTBDMS

OH

TBDMSO

NBoc

OTBDMSTBDMSO

LiEt3BH

TBAF

NBoc

OHHO

NBoc

CO2HCO2H

NH

CO2HCO2H

CF3CO2H

C19 C20 C21

C22C23

Scheme 2-12. The synthesis of (+)-allokainic acid (1)

85%

BF3OEt2Et3SiH80%

90%

79%90%

The undesired TBDMS deprotection was not an issue because the next step was

the deprotection of both TBDMS protected hydroxyl groups. With the diol C22 in hand,

the next step was an employment of the Jones reagent to oxidize the alcohol to the

carboxylic acid C23. The deprotection of the BOC group using TFA in CH2Cl2

55

Page 78: A new approach to kainoids: Total syntheses of (-)-kainic

provided the final product. Much to our dislike, the final compound was proven to be

(+)-allokainic acid from the NMR studies (Scheme 2-12). 32 With this knowledge,

an intensive exploration for the correct stereochemistry in favor of (-)-kainic acid A2 was

begun.

2.3.3 Synthesis of (+)-Allokainic Acid (2) ; Dephenylsulfonylation-Isopropenylation route

The search for the method to get a correct stereochemistry on the C-4

position guided us to get another route of (+)-allokainic acid A3. It is the second strategy

which was discussed in Section 2.2.2. The route was well described in Scheme 2-13.

Reductive dephenylsulfonylation reaction of C3 occurred smoothly using Na(Hg)

in MeOH. The reaction gave the bicyclic amide C24. With the bicyclic compound C24

elicited, we took advantage of the structural feature of the bicyclic compound. There are

two factors that can affect the face selection for the aldol reaction (Section 2.2.3) ;

one is the concave/convex interaction of the bicyclic system and the other one is the 1,2-

induction induced from the bulky group on the C-4 position. Unfortunately the

two factors contradicted each other, offering opposite stereoselectivities. The amide

C24 was treated with LDA at -78°C, the resulting enolate was reacted with acetone

to yield the aldol products as a mixture of the two diastereomers. The mixture

was separable and had a ratio of 5:1 = C25:C26 in favor of the synthesis of (+)-allokainic

acid A3 and, not (-)-kainic acid A2. The 1,2-induction of the bulky group on the

56

Page 79: A new approach to kainoids: Total syntheses of (-)-kainic

C-4 position was a more important factor for the stereoselectivity than concave/convex

nature of the bicyclic system.

NO

O

PhSO2

H

TBDMSO

NO

O

HTBDMSO

Na/HgMeOH

NO

O

HTBDMSO

HO

LDAacetone

NO

O

HTBDMSO

HO

5 : 1

+N

O

O

HTBDMSO

NO

O

H

TBDMSO

A3 (+)-allokainic acid A2 (-)-kainic acid

PCl5PCl5

C3

C16

C24

C25 C26 C2

Scheme 2-13. The synthesis of (+)-allokainic acid (2)

96%

92%

90% 90%

The two diatereomers were separated using a column chromatography. At this

point, our attention turned to the dehydration of the tert-alcohol in the compounds C25

and C26 to introduce the isopropenyl group. PCl533 was the choice for the reagent for

elimination due to the high yield and short reaction time. The NMR of C16 was exactly

the same as the product we got from the dephenylsulfonylation method as shown

Scheme 2-10. The desired isopropenylated compound C2 for the synthesis of

(-)-kainic acid A2, also successfully prepared using the same dehydration method.

It was not meaningful to follow the later part of the synthesis for (-)-kainic acid A2 using

the minor diastereomer.

57

Page 80: A new approach to kainoids: Total syntheses of (-)-kainic

2.3.4 Model Study and Other Endaevors

We embarked on the model study for the dephenylsulfonylation with a hope of get

ting the correct stereochemistry, in favor of (-)-kainic acid (Table 2-1). This reductive

dephenylsulfonylation occurred readily, in high yield, to give the reduced products.

Na/Hg

MeOH

NO

O

PhSO2

H

TBDMSO

RN

O

O

H

TBDMSO

R NO

O

H

TBDMSO

R+

trans / cisentry

1

2

3

R

O

MeO

OH

Br

4

5

4/1

1/1

N/A*

* Dehalogenation occured.

Table 2-1. Model study of dephenylsulfonylation

trans only(C15)

(C27)

(C28)

(C29)

(C30)

trans only

Acetyl compound C27 delivered the trans compound exclusively (entry 2), as for the

isopropenylated compound C15 (entry 1). Each of them is bulky and an activating group

making the proton on the α-position enolizable. The MOM group attached product,

which is bulky but not activating, produced the mixture of the two diastereomers in a 4

to 1 ratio (entry 3). The α-hydroxylated compound, which was prepared using

the Davis oxazirididine,34 delivered 1/1 mixtures of the diastereomers (entry 4). The

58

Page 81: A new approach to kainoids: Total syntheses of (-)-kainic

bromide was not effective for this reaction due to the dehalogenation in the reaction

condition (entry 5).

NO

O

H

TBDMSO C24

NO

O

H

TBDMSO

Br

C31

NO

O

H

TBDMSO

Br

C32

+

1/1

Scheme 2-14. Bromination reaction

LDANBS60%

As an alternative route, the bromination reaction was studied to introduce a

bromide group that could be substituted with the isopropenyl group via Sn2 type cuprate

alkylation (Scheme 2-14). 35 The bromination reaction onto the α-position of the

bicyclic compound B14 utilizing LDA/NBS condition provided a 1/1 mixture of the diast

ereomers.

Our endeavor to circumvent the stereochemistry issue was continued as described

in Scheme 2-15, 16, and 17. A hydrogenation route featuring the use of α-exo vinyl-γ-

lactam compound C35 as a key intermediate was tested. The concept is that hydrogen

would approach from the α-face due to the 1,2-induction from the adjacent

substituent providing the desired cis compound C36. The aldol reaction of the

dephenylsulfonylated compound C24 with α-benzyloxy acetone occurred readily

to provide the compound C33. The manipulation of function groups and

dehydration reaction utilizing SOCl2 condition derived the formation of the alkene

compound C35.

59

Page 82: A new approach to kainoids: Total syntheses of (-)-kainic

NBoc

OTBDMSTBDMSO

OBnO

NO

O

H

TBDMSO

HOLDAacetone

NO

O

H

TBDMSO C24

92%

OBnO

OBn

NBoc

OTBDMSTBDMSO

OOBn

3 steps HO

40%SOCl2, Pyr

H2, Pd/C

MeOHNBoc

OTBDMSTBDMSO

OHO

2 diastereomers

NBoc

OTBDMSTBDMSO

O

40%

C33 C34

C35C36C19

Scheme 2-15. Hydrogenation route (1)

The reaction yield and regioselectivity for the exo vinyl compound C35 were not

improved to our expected level. Next, hydrogenation was effective accompanying the

debenzylation step to give the alcohol C36 in 40%. However the stereoselectivity in

hydrogenationstep was not verified. The elimination step, which introduces the

isopropenyl group, was not effective and made us to stop this route (Scheme 2-15).

NO

O

H

TBDMSO

HO

OBn

NBoc

CO2MeCO2Me

OBn

HO

C24

C38

Scheme 2-16. Hydrogenation route (2)

NHOH

H

HO

HO

OBn

C37

NBoc

CO2MeCO2Me

OBn

C39

1. Dowex 50W-8X

2. BH3, DME70%

60

Page 83: A new approach to kainoids: Total syntheses of (-)-kainic

The preparation of the alkene compound C39 was tried to get an intermediate for

hydrogenation route. The compound C24 was unmasked and the resulting amide was

reduced using boranein DME reflux condition. However, the elimination of the alcohol c

ompound C38 to the alkene C39 was not effective (Scheme 2-16).

As depicted in Scheme 2-17, the α-diazo ester C41 was prepared from the

ester C40 via LDA / PNBA condition.36 The resulting complex was quenched with

buffer solution (pH=7) to deliver yellowish diazo compound C41 successfully.

ONMeO2C

OTBDMS

C40

ONMeO2C

OTBDMS

N2

C41

ONMeO2C

TBSO

ONMeO2C

OTBDMSC43

Scheme 2-17. α-Diazo ester route

1. LDA

2. PNBA3. Buffer pH7

65%

Rh2(OAc)4

C42

The nextchallenging step, C-H insertion reaction, using Rh(II) catalyst

resulted in exclusive β-hydride elimination reaction yielding the compound C43.

The pyrollidine compound C42 was not isolated from the reaction.

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2.3.5 Conclusion

The first generation of the retrosynthetic analysis (Figure 2-4) for the synthesis

of (-)-kainic acid A2 did not work out. The two synthetic strategies depicted in

Section 2.2.2 for the stereoselective isopropenylation were studied. Instead of (-)-kainic

acid A2, (+)-allokainic acid A3 was synthesized from the two methods, which was

developed during the study. The two route was efficient for the synthesis of (+)-

allokainic acid A3 by producing the compound in 11% overall yields after 15 steps

starting from (L)-glutamic acid C5.

From the results and model study, it was inferred that the direct use of the phenyl-

sulfone compound C3 for the stereoselective introduction of the isopropenyl group in a

syn fashion neededanother concept to be considered.

2.4 Total Synthesis of (-)-Kainic Acid

2.4.1 Retrosynthetic Analysis of (-)-Kainic acid (Second)

After a complete reevaluation of the proposed synthetic strategies, we inferred tha

tthe two substituents on C-3 and C-4 position should be handled together via ring

formation until the late stage of the synthesis. Meanwhile, a new route was envisioned

based on a precedented Michael type cyclization reaction, which is the formation of a

bicyclic cyclohexenone from the cyclic β-ketoester containing conjugated

acetylenic ketone B12 (Scheme 2-18).37

62

Page 85: A new approach to kainoids: Total syntheses of (-)-kainic

CO2Me

O

O O

O

CO2Me

B12 B15

Cs2CO3

CH3CN

Scheme 2-18. Intramolecular Michael addition

H Hn, n' =1

The new and expedient route to the target molecule features three key steps;

C-H insertion reaction, intramolecular Michael type cyclization, and stereoselective

dephenylsulfonylation. Retrosynthetically, (-)-kainic acid A2 would be available from

the cyclohexenone compound C44 via Baeyer-Villiger oxidation and ring opening.

The bicyclic cyclohexenone compound C44 with an A/B cis junction could be derived

utilizing stereoselective dephenylsulfonylation of the cyclized phenylsulfone compound

C45.

Cyclization

N

O

CO2MeO

Boc

H

H

NPhO2S

O

O

O

NO

O

H

PhO2S

TBDMSO

NH

CO2H

CO2H

A2

NH2

CO2H

(L)-glutamic acidHO2C

C5 C3

C44

C46

Figure 2-7. Retrosynthetic analysis of the total synthesis of (-)-kainic acid (second)

N

SO2PhO

OOC45

63

Page 86: A new approach to kainoids: Total syntheses of (-)-kainic

An intramolecular Michael type cyclization reaction would provide the tricyclic

compound C46. The precursor for the cyclization reaction C46 could be prepared from

the compound C3 via deprotection, oxidation, Grignard reaction, and oxidation. It was

allowed us to take advantage of the C-H insertion as a first key reaction to prepare

the γ-lactam compound C3 (Figure 2-7).

2.4.2 Michael - type Cyclization

NPhO2S

O

O

TBDMSO

TBAF NPhO2S

CHO

O

O

NPhO2S

O

O

OH

MgBr

DMP

NPhO2S

O

O

HO

DMP

NPhO2S

O

O

O

C3 C47 C48

C49C46

Scheme 2-19. Preparation of ynone compound for Michael - type cyclization

123

496% 95%

93%

92%

The goal of the next leg of the synthesis was to functionalize the C-4 substituent

on the intermediate C3 and make a precursor C46 for the cyclization. The TBDMS group

on the compound C3 was deprotected using TBAF. This was done to prepare the alcohol

C47. The oxid-ation reaction of the alcohol to aldehyde C48 using Dess-

martin periodinane38 occurred readily in high yield. It was followed by a Grignard

64

Page 87: A new approach to kainoids: Total syntheses of (-)-kainic

reaction using 1-propynylmagnesium bromide, which delivered the secondary

alcohol C49. The secondary alcohol was oxidized to the ynone compound C46, which is

a precursor for the Michael type cyclization (Scheme 2-19).

N

SO2PhO

OO

Cs2CO3

CH3CN

NPhO2S

O

O

O

C46 C45

Scheme 2-4. Intramolecular Michael addition of phenylsulphone compound

A BC93%

With the compound C46 in hand, we implemented the Michael type cyclization

using Cs2CO3 as a base.1 The reaction occurred readily to provide the desired tricyclic

compound C45 successfully. The low concentration (0.0025M) of the reaction solution

was a key factor for the high yield. Prolonged reaction time and high concentration

produced low yield of the product. The reaction is highly regio-

and stereoselective to yield only one diastereomer. The other diastereomers were not

detected at all. It was believed that the stereochemistry would be an A/B cis junction

based on the Deslongchamps’s results (Scheme 2-4).1

2.4.3 Synthesis of Bicyclic Cyclohexenone System

At this point, it was expected that the dephenylsulfonylation would give the desire

d cis diastereomer exclusively, however, the two diastereomers C50, C51 was produced

in a 1 to 1 ratio from the tricyclic compound C45 under the regular dephenylsulfonylation

condition (Scheme 2-20).

65

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N

SO2PhO

OO

N

O

OOH

H

N

O

OOH

HNa/Hg

+

1 : 1C45 C50 C51

Scheme 2-20. Dephenylsulphonylation of tricyclic system

Next, a bicyclic system was prepared by unmasking the acetonide C45 and

functionalizing the resulting alcohol to the ester compound C55, which was necessary for

the kainic acid A2 (Scheme 2-21).

N

SO2PhO

OO

Dowex JonesOxNH

SO2PhO

OHO

NH

SO2PhO

CO2HO

NH

SO2PhO

CO2MeO

TMSCHN2

Boc2O

C45 C52 C53

C54

N

SO2PhO

CO2MeO

Boc

C55

Scheme 2-21. Preparation of the bicyclic system

50W-8X99% 99%

95%

95%

Treatment of the tricyclic compound C45 with Dowex 50W-8X in MeOH delivered the

alcohol compound C52 quantitatively. It was followed by the Jones oxidation to make the

acid C53, esterification using TMSCHN2 39 for the ester compound C54. The BOC

protection of an amide group on C54 produced the bicyclic precursor C55 for the

challenging next step.

66

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2.4.4 Dephenylsulfonylation of Bicyclic Cyclohexenone System

At this point, our focus was on the elucidation of the best intermediate for the

clean and stereoselective dephenylsulfonylation. Some shortcomings on the amide C54

and BOC-protected bicyclic compound C55 were found. The amide C54 was a good

intermediate to get cis junction product C56 but the reaction condition for a BOC

protection ruined the stereochemistry, due to the unexpected side reaction leading to the

diBOC compound C57. On the other hand, the BOC-protected bicyclic compound C55

was not stable under the Na(Hg) reduction condition and decomposed (Scheme 2-22).

NH

SO2PhO

CO2MeO

N

SO2PhO

CO2MeO

Boc N

O

CO2MeO

Boc

H

H

NH

O

CO2MeO

H

H

N

OBoc

CO2MeO

Boc

H

Na/Hg Boc2O

Na/Hg

Decomposition

Minor

Scheme 2-22. Dephenylsulphonylation of bicyclic system

C54 C56 C57

C55 C44

80%

10%

70%

2.4.5 Dephenylsulfonylation of the Silyl Enol Ether

The idea, the formation and utilization of the the silyl enolether system derived

from the cyclohexenone,40 was tested. It was assumed that the diene system of the

6-membered ring would make the ring flat during the dephenylsulfonylation

67

Page 90: A new approach to kainoids: Total syntheses of (-)-kainic

preventing epimerization. The silylation of the cyclohexenone C55 using TBSOTf in

the presence of TEA occurred readily to give a mixture of two isomers C58 and C59.

Both were subjected to the reduction condition using Na(Hg) at -20 °C providing

only one diastereomer in 98% yield. The stereochemistry was not known at the moment,

but it was proved that the product C44 has a desired stereochemistry for (-)-kainic acid.

TBS deprotection step after dephenylsulfonylation occurred simultaneously to yield

the cyclohexenone compound C44. The mixture of THF/MeOH (90/10) was the choice

of the solvent for the dephenylsulfonylation step to get high yield of the product

C44 (Scheme 2-23).

N

SO2PhO

CO2MeO

BocTBSOTf

TEAN

O

CO2MeO

Boc

H

H

Na/Hg

One diastereomer

N

O

CO2MeTBSO

Boc

H

SO2Ph

N

O

CO2MeTBSO

Boc

H

SO2Ph+

THF/MeOH

C55

C58

C59

C44

Scheme 2-23. Stereocontrol using dephenylsulphonylation of silyl dienol ether

99% 98%

68

Page 91: A new approach to kainoids: Total syntheses of (-)-kainic

2.4.6 NOE study

The stereochemical assignment of the compound C44 was made on the basis of

NOE experiments and coupling constant analysis. We became confident with the

stereochemistry after this point and verified the correct stereochemistry by making the

final product, (-)-kainic acid A2.

N

O

CO2MeO

Boc

H

HHH H

1

2 345

1

23 4 5

7.2Hz

Figure 2-8. 1H NMR spectrum of C44

Firstly, each proton peak was assigned base on the 1H-NMR, 13C-NMR, COSY-

NMR. The coupling constant of H1 with H2 was 7.2 Hz which was a typical coupling

constant between syn hydrogens (Figure 2-8).

69

Page 92: A new approach to kainoids: Total syntheses of (-)-kainic

N

O

CO2MeO

Boc

H

HHH H

1

2 345

1 23 4 5

Figure 2-9. NOE - H1 spectrum

2

1

Secondly, significant NOE between H1 and H2 was observed when H1 was

irridiated; H1 and H2 are on the same face (Figure 2-9).

70

Page 93: A new approach to kainoids: Total syntheses of (-)-kainic

1 23 4 5

2

1

3

4

5

N

O

CO2MeO

Boc

H

HHH H

1

2 345

Figure 2-10. NOE - H2 spectrum

Thirdly, significant NOEs between H2 and H4, H2 and H1 were observed when H2

was irridiated; H2 and H4, H2 and H1 are on the same face (Figure 2-10).

71

Page 94: A new approach to kainoids: Total syntheses of (-)-kainic

1 23 4 5

2

1

3

4

5N

O

CO2MeO

Boc

H

HHH H

1

2 345

Figure 2-11. NOE - H4 spectrum

Fourthly, significant NOEs between H4 and H2, H4 and H5 were observed when H4

was irridiated (Figure 2-11).

72

Page 95: A new approach to kainoids: Total syntheses of (-)-kainic

1 23 4 5

2

1

3 4

5

N

O

CO2MeO

Boc

H

H HH H

1

2 345

Figure 2-12. NOE - H5 spectrum

Fifthly, significant NOEs between H5 and H4, H5 and H3 were observed when H5

was irridiated (Figure 2-12).

73

Page 96: A new approach to kainoids: Total syntheses of (-)-kainic

2.4.7 Rationale for the Stereochemistry

N

O

CO2MeOBoc

H

HH H H

1

23

45

Strong interaction between

H1-H2, H2-H3, H4-H5

J 1, 2 = 7.2 Hz

Figure 2-13. NOE experiment, Overall

The stereoselective dephenylsulfonylation from the silyl enol ether providing sole

A/B cis junction could be explained from NOE study as summarized in Figure 2-13. The

result could be rationalized using the model of the transition state in

dephenylsulfonylation step. The sp2 character on ring A made the ring system flat holding,

when the enolate picks up the proton from a protic solvent in the reaction condition

(Figure 2-14).

N

O

Boc

HCO2Me

HTBSO

sp2

sp2

sp2

sp2

Figure 2-14. Silyl enol ether

H OCH3

α - face attack

A BRing A is flat

2.4.8 Endgame for the Synthesis of (-)-Kainic Acid (1)

With the bicyclic γ-lactam in hand, ring opening of the cyclohexenone

74

Page 97: A new approach to kainoids: Total syntheses of (-)-kainic

became the focus of the end game in the synthesis. Schultz reported a Baeyer

Villiger oxidation of α,β-unsaturated primary alkyl ketone to get 7-membered

enol lactone (Scheme 2-5). 41 The cyclohexenone compound C44 in our system

underwent a regioselective Baeyer-Villiger oxidation with pertrifluoroacetic acid

prepared in situ, according to the procedure reported by Schultz,5 whereby

trifluoroacetic anhydride is reacted with urea-hydrogen peroxide in dichloromethane

in the presence of sodium hydrogen phosphate. Under these reaction conditions the

enol lactone C60 was stable but prolonged reaction time resulted in a low yield of

the product. As an alternative peroxyacid, m-CPBA also gave an excellent

regioselectivity and higher yield of the product C60 (Scheme 2-24).

N

O

CO2MeO

Boc

H

H

N

O

CO2MeO

Boc

H

H

O

C44 C60

Scheme 2-24. Baeyer-Villiger oxidation

60%

m-CPBA

CH2Cl2

The hydrogenation route was tested to introduce isopropenyl and ester group that

were needed for the synthesis of (-)-kainic acid A2. Hydrogenation reaction42 of the enol

lactone C60 occurred readily with an excellent stereoselectivity to give 7-member lactone

compound C61. The rationale for the assignment of the stereochemistry of C61 is based

on the convex-concave concept, which leads to a favored approach of the hydrogen and

catalyst to the less hindered α-face of C60 (Scheme 2-25).

75

Page 98: A new approach to kainoids: Total syntheses of (-)-kainic

N

O

CO2MeO

Boc

H

H

OH2, Pd/CEtOAc

Scheme 2-25. Hydrogenation

C61

N

O

CO2MeO

Boc

H

H

O

C60

4

After receiving the lactone C61, it was believed to be promising intermediate to

get to the final compound, (-)-kainic acid A2, because the C-4 epimer of C61 was utilized

as an intermediate for the synthesis of (-)-kainic acid A2 (Scheme 2-26). 43

N

O

CO2MeO

Boc

H

H

O

C61(C-4 epi)

N

O

CO2Me

BocH

HO

CO2Me

C64(epi)

(-)-kainic acid

Scheme 2-26. Clayden's synthesis

Unexpectedly, the same condition with Clayden’s synthesis for the lactone ring

opening gave a totally different product in our system (Scheme 2-27). Lactone compound

C61 was reacted with NaOMe and the resulting alkoxide anion on C62 attacked

the carbonyl of the BOC-protected amide group on C62. It resulted in the formation of

γ-lactone compound C63.

76

Page 99: A new approach to kainoids: Total syntheses of (-)-kainic

N

O

CO2MeO

Boc

H

H

O

N

O

CO2Me

BocH

HO

CO2Me

NaOMe, MeOH

-78oC

NHBocO

CO2Me

CO2MeO

HN

O

CO2Me

BocH

H

O

MeO2C

Scheme 2-27. Hydrogenation route

C61 C62 C63

C64

N

O

CO2Me

Boc

CO2Me

Tetrahedron, 2002, 58, 4727

(-)-kainic acid

C65

2.4.9 Endgame for the Synthesis of (-)-Kainic Acid (2)

Now, it was encouraging to go through the issue of the undesired competing

reaction, the formation of γ-lactone compound C63, by developing a new reaction route.

The ring opening at the enol lactone C60 stage using NaOMe at -78 °C was tested.

Fortunately, the aldehyde ester 44 compound C66, which is a noble compound, was

obtained without epimerization on the α-position of the γ-lactam ring. Next, one pot

reduction of both the aldehyde and the amide carbonyl utilizing DIBAL at -78 °C

occurred readily to provide the hemiaminal alcohol compound C67 in high yield

(Scheme 2-28).

77

Page 100: A new approach to kainoids: Total syntheses of (-)-kainic

N

OH

CO2Me

Boc

MeO2C

HODIBALN

O

CO2Me

OHC Boc

MeO2C

N

O

CO2MeO

Boc

H

H

ONaOMeMeOH

C60 C66 C67

Scheme 2-28. Ring opening and reduction

85% 98%

The mixture of four diastereomers was carried forward for the selective

mesylation of the primary alcohol on C67. To be our delight, the reaction yielded

the mesylated hemiaminal intermediate C68 selectively. Further reduction of the

hemiaminal compound using Et3SiH and boron BF3⋅OEt2 protocol was followed

to generate the pyrrolidine core for the kainoid synthesis. The mesylated pyrrolidine

intermediate C68 was subjected to the elimination reaction of the mesyl group. This

was done to introduce the isopropenyl group utilizing NaI/DBU condition,45 in boiling

DME, produced the isopropenyl pyrrolidine compound C70. The final deprotections

took place on treatment with LiOH and trifluoroacetic acid.46 After purification with

ion-exchange resin, the final product, (-)-kainic acid A2, was obtained successfully.

The total synthesis of A2 was accomplished in 25 steps with a 5% overall yield.

The synthetic (-)-kainic acid A2 was identical spectroscopically to reported data.

The other physical properties including specific rotation and melting point were

coinciding with standard data of the natural product and the other synthetic product

reported by other research groups.47

78

Page 101: A new approach to kainoids: Total syntheses of (-)-kainic

Et3SiHBF3OEtCH2Cl2-78oC

N

CO2Me

Boc

MeO2C

MsON

OH

CO2Me

Boc

MeO2C

MsOMsCl, TEA

N

CO2Me

Boc

MeO2C

NaI, DBUDME

CH2Cl20oC

1. LiOH2. TFA

A2 (-)-kainic acid

NH

CO2H

CO2H

C68 C69

C70

Scheme 2-29. Endgame for the total Synthesis of (-)-Kainic acid

N

OH

CO2Me

Boc

MeO2C

HO

C6775%

75%

85%

85%

2.4.10 Conclusion and Features

One, (-)-α-kainic acid A2 and (+)-α-allokainic acid A3 were synthesized

stereosectively utilizing three key reactions; C-H insertion reaction, intramolecular

Michael type cyclization, and stereoselective dephenylsulfonylation of silyl enol ether.

Two, the trans relationship between C-2 and C-3 was installed by the C-H insertion

reaction and the cis relationship between C-3 and C-4 was installed using the

stereoselective dephenylsulfonylation of the silylenol ether. Three, all stereochemistries

were introduced from (L)-glutamic acid without using any chiral auxiliary. Four, the total

synthesis of (-)-α-kainic acid A2 was accomplished in 25 steps with a 5% overall yield.

79

Page 102: A new approach to kainoids: Total syntheses of (-)-kainic

Total Synthesis of (-)-α-Kainic Acid

Number of steps 25 steps

Overall yield 5%

Key reactions - Rh(II) catalyzed intramolecular C-H insertion reaction

- Michael-type cyclization

- Stereoselective dephenylsulfonylatio

Key points - Regio- and stereoselective

- No chiral auxiliary or expansive material ewre used

- All stereochemistries were introduced from (L)-glutamic acid

Total Synthesis of (+)-α-Allokainic Acid

Number of steps 19 steps

Overall yield 9%

Key reactions - Rh(II) catalyzed intramolecular C-H insertion reaction

- Stereoselective dephenylsulfonylatio

Key points - Regio- and stereoselective

- No chiral auxiliary or expansive material ewre used

- All stereochemistries were introduced from (L)-glutamic acid

Table 2-2. Summary of the syntheses of (-)-kainic acid and (+)-allokainic acid

80

Page 103: A new approach to kainoids: Total syntheses of (-)-kainic

2.5 References

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19, 597. Selected examples: (b) Clayden, J.; Menet, C. J.; Tchabanenko, K.

Tetrahedron 2002, 4727. (c) Xia, Q.; Ganem, B. Org. Lett. 2002, 485.

(d) Hirasawa, H.; Taniguchi, T.; Ogasawara, K. Tetrahedron Lett. 2001, 7587; Nakagawa

, H.; Sugahara, T.; Ogasawara, K. Org. Lett. 2000, 3181. (e) Miyata, O.; Ozawa, Y.; Nino

miya, I.; Naito, T. Tetrahedron 2000, 6199. (f) Campbell, A. D.; Raynham, T. M.; Taylor

, R. J. K. J. Chem. Soc., Perkin Trans. 1 2000, 3194.

(g) Chevliakov, M. V.; Montgomery, J. J. Am. Chem. Soc. 1999, 11139.

(h) Rubio, A.; Ezquerra, J.; Escribano, A.; Remuinan, M. J.; Vanquero, J. J.

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84

Tetrahedron Lett. 1998, 2171. (i) Cossy, J.; Cases, M.; Pardo, D. G. Synlett 1998, 507. (j)

Bachi, M. D.; Melman, A. J. Org. Chem. 1997, 18966. (k) Hanessian, S.; Ninkovic, S. J.

Org. Chem. 1996, 61, 8. (l) Yoo, S.; Lee, S. H. J. Org. Chem. 1994, 59, 8. (m) Monn, J.

A.; Valli, M. J. J. Org. Chem. 1994, 59, 3. (n) Cooper, J.; Knight, D. W.; Gallagher, P. T.

J. Chem. Soc., Chem. Commun. 1987, 1220. (o) Oppolzer, W.; Thirring, K. J. Am. Chem.

Soc. 1982, 104, 8.

24 Corey, E. J.; Clark, D. A.; Goto, G.; Marfat, A.; Mioskowski, C.; Samuelsson, B.;

Hammerström, S. J. Am. Chem. Soc. 1980, 102, 1436.

25 (a) Tebbe, F. N. J. Am. Chem. Soc. 1978, 100, 3611.

(b) Pines, S. H. Synthesis 1991, 165.

26 Takai, K. J. Am. Chem. Soc. 1986, 108 , 7408

27 Crisp G. T.; Meyer, A. G. Tetrahedron 1995, 51, 5831.

28 N. Hadei, E. A. B.; Kantchev, C. J.; O'Brien, M. G. Org. Lett. 2005, 7, 3805.

29 Marshall, J. A.; Devender, E. A. J. Org. Chem. 2001, 66, 8037.

30 Yus, M.; Najera, C. Tetrahedron 1999, 55, 10547.

31 Collado, P. A.; Gilman, S.; Nishizawa, M. J. Org. Chem. 1998, 63, 1995.

32 Cook, G. R.; Sun, L. Org. Lett., 2004, 6, 2481.

33 Hanessian, S.; Claridge, S.; Johnstone, S. J. Org. Chem. 2002, 67, 4261.

34 Davis, F. A.; Sheppard, A. C. J. Org. Chem. 1987, 52, 954.

35 Anderson J. C.; Whiting M. J. Org. Chem. 2003, 68, 6160.

36 Evans, D. A.; Britton, T. C.; Ellman, J. A.; Dorow, R. L. J. Am. Chem. Soc.1990,

112, 4011.

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85

37 Deslongchamp, P.; Lavallee, J.; Berthiaume, G. Tetrahedron Lett. 1986, 27, 5455.

38 Panek, J.S.; Hu, T.; Wuonola, M.; Gustafson, G. J. Org. Chem., 1998, 63, 2401-2406.

39 Clayden J.; Knowles, F. E.; Baldwin, I. R. J. Am. Chem. Soc. 2005, 127, 2412.

40 Schaus, J.V.; Lam, K.; Palfreyman, M.G. Chem. Pharm. Bull. 1985, 33, 4102

41 Schultz A.G.; Pettus, L. J. Org. Chem. 1997, 62, 6855.

42 Chiara, J. L.; Bueno, J. M. Tetrahedron Lett. 2000, 41, 4379.

43 Clayden, J.; Menet, C. J.; Tchabanenko, K. Tetrahedron 2002, 4727.

44 Carnell, A. J.; Allen, G. Tetrahedron 2001, 57, 8193.

45 Murray A.; Grøndahl, C. Bioorg. Med. Chem. Lett. 2002, 12, 715.

46 Hanessian, S.; Ninkovic, S. J. Org. Chem. 1996, 61, 8.

47 (a) Parsons, A. F. Tetrahedron 1996, 52, 4149. Maloney, M. G. Nat. Prod. Rep. 2002,

19, 597. Selected examples: (b) Clayden, J.; Menet, C. J. Tetrahedron 2002, 4727. (c)

Xia, Q.; Ganem, B. Org. Lett. 2002, 485. (d) Hirasawa, H.; Ogasawara, K. Tetrahedron

Lett. 2001, 7587; Nakagawa, H.; Sugahara, T. Org. Lett. 2000, 3181. (e) Miyata, O.;

Ninomiya, I.; Naito, T. Tetrahedron 2000, 6199. (f) Campbell, A. D.; Raynham, T. M.;

Taylor, R. J. K. J. Chem. Soc., Perkin Trans. 1 2000, 3194. (g) Chevliakov, M. V.;

Montgomery, J. J. Am. Chem. Soc. 1999, 11139. (h) Rubio, A.; Remuinan, M. J.;

Vanquero, J. J. Tetrahedron Lett. 1998, 2171. (i) Cossy, J.; Pardo, D. G. Synlett 1998,

507. (j) Bachi, M. D.; Melman, A. J. Org. Chem. 1997, 18966. (k) Hanessian, S.;

Ninkovic, S. J. Org. Chem. 1996, 61, 8. (l) Yoo, S.; Lee, S.H. J. Org. Chem. 1994, 59, 8.

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Chapter Three

Experimental Data

All experiments were carried out under nitrogen atmosphere using oven dried

glassware (or flame dried when necessary). All chemicals were purchased from Aldrich

Chemical Co. and/or Acros Organics and used without further purification unless

otherwise noted. CH2Cl2 was distilled over calcium hydride. THF and diethylether were

distilled over sodium metal. 1H nuclear magnetic resonance (400 MHz) and 13C (100

MHz) spectra were recorded at room temperature in CDCl3 unless otherwise noted. All

chemical shifts are reported as δ relative to CHCl3 (δH 7.26 ppm) and CDCl3 (δC 77.0

ppm) as internal standards, respectively, using a INOVA 400 spectrometer. Infrared

spectra were recorded using a Nicolet Magna FTIR 550 spectrometer and are reported in

reciprocal centimeters (cm-1). Mass analysis was preformed using Hewlett-

Packard HRMS spectroscopy. Thin layer chromatography (TLC) was preformed on EMD

precoated silica plates with silica gel 60 Å, 250 µm thickness. Visualization of TLC was

accomplished using a UV lamp (254 nm), iodine or charring solutions (ninhydrin and

PMA). Flash column chromatography was performed on Whatman Purasil 60 Å (230-

400mesh) silica gel.

3.1 Preparation of (L)-Glutamic acid Dimethyl ester C6

NH2

CO2H

HO2C

SOCl2, MeOHNH2

CO2Me

MeO2Cthen NaHCO3

C5 C6

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Thionyl chloride (100 mL, 1.28 mol) was added dropwise to a solution of (L)-

glutamic acid (100 g, 0.64 mol) in methanol (700 mL) at 0 °C, and the mixture was warm

ed to r.t. with stirring and kept stirring for 10 h. The resulting solution was concentrated

under vacuum and dissolved in fresh MeOH (300ml). The solution was neutralized to pH

=7.0 by adding solid NaHCO3 with stirring. After filtration of the precipitate, the solvent

was evaporated to give (L)-glutamic acid dimethylester as colorless oil. To the

resulting oil 300 ml of CH2Cl2 was added to precipitate the salts such as NaCl, NaHCO3.

The solution was filtered to afford the desired neutral (L)-glutamic acid dimethylester

C6 as colorless oil (222 g, 99%). The crude product was used for the next step without

further purification. For compound C6: 1H NMR (400 MHz, CDCl3) δ 7.68 (s, 1 H), 4.22

(t, 1 H, J = 5.6 Hz), 3.75 (s, 3 H), 3.61 (s, 3 H), 2.68-2.50(m, 2 H),

2.40-2.22(m, 2 H) ; 13C NMR (100MHz, CDCl3) δ 173.0, 170.4, 53.4, 52.8, 52.0, 30.0,

25.9; IR (thin film, cm-1) 2954, 1736, 1439, 1225; HRMS (ESI+) for MH+ C7H14NO4 :

calcd 176.0913, found 176.0927 ;[α]D25 = + 92.8 (c = 1.93, MeOH)

3.2 Preparation of 2-amino-1, 5-pentanediol C7

HO

OHNH2

NH2

CO2Me

MeO2C

LAH

C6 C7

A solution of C6 (50g, 0.28 mol) in dried THF (100 ml) was added to the mixture

of lithium aluminum hydride (27g, 0.70 mol) in dried THF (450 mL) at 0 °C. The result-

ing reaction mixture was stirred for 10 hours at room temperature and quenched by

successive addition of water (27 mL) - 20% NaOH (27 mL) - water (54 mL).

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The precipitate was filtered and washed with THF. The filtrate was dried over Na2SO4

and concentrated to give amino alcohol C7 as an oil (23 g, 70%), which was used for the

next step without further purification. For compound C7: 1H NMR (400 MHz, CD3OD) δ

3.60-3.42 (m, 3 H), 3.4-3.23 (m, 1 H), 2.80-2.70 (m, 1 H), 1.70-1.40 (m, 3 H), 1.39-

1.25 (m, 1 H); 13C NMR (100 MHz, CD3OD) δ 66.06, 61.76, 52.68, 29.63, 29.08; IR

(thin film, cm-1) 3322, 2943, 1025 ; HRMS (ESI+) for MH+ C5H14NO2 : calcd 120.1019,

found 120.1017; [α]D25 = + 2.9 (c = 0.65, MeOH)

3.3 Preparation of acetonide C8

Acetone

MgSO4HO

OHNH2

HO

OHN

C7 C8

The mixture of the amino alcohol C7 (20 g, 0.17 mol) in acetone (400 mL) and

CH2Cl2 (400 mL) was warmed to 40 °C with stirring. To the resulting solution anhydrous

MgSO4 (21 g, 0.17 mol) was added slowly. After refluxing the solution with stirring for

2h, the reaction mixture was filtered and concentrated to give the acetonide intermediate

C8 (24 g, 91%). For compound C8: 1H NMR (400 MHz, CDCl3) δ 3.91 (t, 1 H, J= 7.2), 3

.62-3.43 (m, 2 H), 3.38-3.25 (m, 1 H), 3.17 (t, 1 H, J=8.0 Hz), 1.67-1.52 (m, 3 H), 1.52-

1.41 (1, 1 H), 1.36 (s, 3 H), 1.24 (s, 3 H); 13C NMR (100 MHz, CDCl3) δ 95.0, 70.9, 62.1,

58.3, 30.8, 30.5, 27.6, 26.6; IR (thin film, cm-1) 3388, 2936, 1364 ;

HRMS (ESI+) for MH+ C8H18NO2: calcd 160.1332, found 160.1333 ; [α]D25 = + 11.6 (c =

0.79, MeOH)

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3.4 Preparation of TBDMS protected acetonide C9

TBDMSO

NaH

TBDMSClOHN

HO

OHN

C8 C9

Sodium hydride (3.1 g, 76 mmol) was suspended in THF (250 ml) after being

washed with hexane. The solution of the alcohol C8 (10 g, 63 mmol) in THF (50 ml) was

added to this mixture at 0°C and the solution was warmed up to r.t and stirred for 45 min

at which time a largeamount of an opaque white precipitate had formed. The solution of

TBDMSCl (9.5 g, 63 mmol) and TEA (2ml) in dried THF (50 ml) was then added at 0°C,

and vigorous stirring was continuedfor 45 min at r.t. The mixture was poured into EtOAc

(500 mL), washed with brine (100 mL), dried over Na2SO4, and concentrated in vacuo to

give the protected acetonide C9 (14 g, 85%).The resulting oil was used for the next step

without further purification. For compound C9: 1H NMR (400 MHz, CDCl3) 3.92

(t, 1 H, J = 7.2 Hz), 3.59 (t, 2 H, J = 5.6 Hz), 3.40-3.32 (m, 1H),

3.20 (t, 1 H, J = 8.0 Hz), 1.60-1.42 (m, 4 H), 1.39 (s, 3 H), 1.26 (s, 3 H),

0.85 (s, 9 H), 0.00 (s, 6H); 13C NMR (100 MHz, CDCl3) δ 95.0, 71.0, 62.7, 58.2, 30.2,

30.0, 27.7, 27.7, 26.4, 25.9, 25.8, 25.7, 18.2, -5.3, -5.5 ; IR (thin film, cm-1)

3388, 2936, 1364; HRMS (ESI+) for MH+ C14H32NO2Si: calcd 274.2197, found

274.2207; [α]D25 = +16.2 (c = 3.1, MeOH).

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3.5 Preparation of α-chloro acetonide B10

TBDMSO

ClO

TBDMSO

OHN

ONClCH2COCl

C9 C10

Chloroacetyl chloride (6.5 g, 4.6 mL, 58 mmol) was added to a mixture of

acetonide compound C9 (14 g, 48 mmol) and TEA (9.7 g, 13 mL, 96 mmol) in CH2Cl2

(240 mL) at 0 °C. After stirring for 3 hours at 0 °C, the reaction mixture was washed with

brine, and the aqueous layer was extracted with CH2Cl2 (100 mL). The combined organic

layers were washed with brine, dried over Na2SO4 and concentrated. The residue was

purified by column chromatography (Hex/ EtOAc = 5/1) to give α-chloroacetyl amide

compound C10 (14 g, 88%) as colorless oil. For compound C10: 1H NMR

(400 MHz, CDCl3) δ 4.06 (ABq, 1 H, JAB = 12.4 Hz), 3.94 (ABq, 1 H, JAB = 12.4 Hz),

3.93-3.87 (m, 2 H), 3.82-3.80 (m, 1 H), 3.66-3.55 (m, 2 H), 1.82-1.70 (m, 1 H), 1.60

(s, 3 H), 1.58-1.40 (m, 3 H), 1.46 (s, 3 H), 1.83 (s, 9 H), 0.00 (s, 6 H) ; 13C NMR

(100 MHz, CDCl3) δ 168.3, 101.0, 72.4, 67.4, 62.8, 48.5, 36.5, 34.7, 31.9, 31.4, 31.3,

27.9, 23.7, 0.1, 0.00 ; IR (thin film, cm-1) 2976, 1736, 1655, 1410, 1247 ; HRMS (ESI+)

for MH+ C16H33ClNO3Si : calcd 350.1913, found 350.1912 ; [α]D25 = + 16.6

(c = 3.43, CHCl3).

90

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3.6 Preparation of Phenylsulfone C11

TBDMSO

ClO

ON

TBDMSO

PhO2SO

ONPhSO2Na

C10 C11

PhSO2Na (9.9 g, 60 mmol) was added to a solution of chloroacetyl amide

compound C10 (14 g, 40 mmol) in DMF (200 mL) at r.t. After stirring for 6 hours, the

reaction mixture was diluted with EtOAc, washed with water twice, dried over Na2SO4

and concentrated. The residue was purified by column chromatography (Hex/EtOAc=2/1)

to give α-phenylsulfonyl acetamide C11 (16 g, 91%). For the compound C11:

mp 118-119°C ; 1H NMR (400 MHz, CDCl3) δ 7.91-7.52 (m, 5 H), 4.31 (ABq, 1 H,

JAB = 13.6 Hz), 4.20-4.16 (m, 1 H), 3.98 (ABX, 1 H, JAB = 9.2 Hz, JAX = 5.2 Hz),

3.97 (ABq, 1 H, JAB = 13.6 Hz), 3.83 (ABX, 1 H, JAB = 9.2 Hz, JAX = 0 Hz), 3.71-3.60

(m, 2 H), 1.82-1.70 (m, 1 H), 1.70-1.50 (m, 3 H), 1.56(s, 3 H), 1.47 (s, 3 H), 0.87 (s, 9 H),

0.05 (s, 6 H); 13C NMR (100 MHz, CDCl3) δ 157.7, 138.7, 134.1, 129.0, 128.5,

95.4, 66.7, 62.1, 61.7, 58.0, 30.6, 29.2, 26.2, 25.8, 22.3, 18.2, -5.3, -5.5; IR (thin film,

cm-1) 2950, 1646, 1428 ; HRMS (ESI+) for MH+ C22H38NO5SSi : calcd 456.2234,

found 456.2233 ; [α]D25 = + 43.5 (c = 1.36, CHCl3).

91

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3.7 Preparation of α-Diazo-α-(phenylsulfonyl)acetamide C12

TBDMSO

PhO2SO

ON p-ABSA

DBU, CH3CNON

TBDMSO

PhO2SO

N2

C11 C12

To a solution of α-phenylsulfonyl acetamide (9.5 g, 20 mmol) in acetonitrile (100

mL) was added p-N-acetylbenzosulfonylazide (p-ABSA, 5.8 g, 24 mmol) followed by

DBU (7.5 mL. 50 mmol). The reaction mixture was stirred for 3 h at 0 °C. After

evaporation of acetonitrile the residue was diluted with EtOAc. The organic layers were

washed with brine twice, dried over Na2SO4 and then evaporated. The residue was

purified by column chromatography to give α-diazo-α-(phenylsulfonyl)acetamide C12 as

yellow oil (8.5 g, 89%). For compound C12: 1H NMR (400 MHz, CDCl3) δ 7.98

(d, 2 H, J = 8.0 Hz), 7.62 (m, 1 H), 7.53 (m, 2 H), 3.99 (ABX, 1 H, JAB = 8.8 Hz,

JAX = 5.6 Hz), 3.94-3.87 (m, 1 H), 3.81 (ABX, 1 H, JAB = 8.8 Hz, JAX = 2.8 Hz),

3.64-3.57 (m, 2 H), 1.75-1.66 (m, 1 H), 1.59 (s, 1 H), 1.50-1.42 (m, 1 H), 1.39 (s, 3 H),

1.23 (s, 9 H), 0.04 (s, 6 H); 13C NMR (100 MHz, CDCl3) δ 207.9, 154.1, 142.3,

134.0, 129.3, 128.0, 96.8, 67.9, 62.6, 57.7, 44.7, 31.1, 29.4, 26.5, 26.2, 26.1, 23.9, 18.5,

-5.0; IR (thin film, cm-1) 2956, 2089, 1744, 1646, 1375, 1239 ; HRMS (ESI+)

for [M+Na]+ C22H35N3O5SSiNa : calcd 504.1959, found 504.1955 ; [α]D25 = + 94.8

(c = 1.86, CHCl3).

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3.8 Preparation of γ-lactam C3

ON

TBDMSO

PhO2SO

N2

cat. Rh2(OAc)4CH2Cl2

NO

O

PhSO2

H

TBDMSOC12 C3

To a solution of the α-diazo-α-(phenylsulfonyl)acetamide C12 (7.5 g, 15 mmol)

in dry CH2Cl2 (300 mL, C = 0.05 M) was added catalytic amount of Rh2(OAc)4 (66 mg,

0.15 mmol). The mixture was refluxed with stirring for 12 hours under N2, cooled to room

temperature, and was then concentrated. The residue was purified by column

chromatography (Hex/EtOAc = 2/1) to give α-(phenylsulfonyl)-γ-lactam C3 as a single

isomer (6.2 g, 92%). For compound C3: mp 64-65°C ; 1H NMR (400 MHz, CDCl3)

δ 7.99 (d, 2 H, J = 7.2 Hz), 7.65 (m, 1 H), 7.54 (m, 2 H), 4.12 (d, 1 H, J = 10.0 Hz), 4.08

(ABX, 1 H, JAB = 8.6 Hz, JAX = 5.4 Hz), 3.92-3.80 (m, 1 H), 3.78-3.50 (m, 2 H), 3.44

(ABX, JAB = 8.6 Hz, JBX = 9.0 Hz), 2.90-2.81 (m, 1 H), 2.38-2.29 (m, 1 H), 1.80-1.68

(m, 1 H), 1.46 (s, 3 H), 1.37 (s, 3 H), 0.89 (s, 9 H), 0.07 (s, 3 H), 0.05 (s, 3 H);

13C NMR (100 MHz, CDCl3) δ 161.7, 137.8, 134.3, 130.2, 129.0, 92.3, 75.1, 70.1, 63.8,

61.1, 37.4, 35.8, 26.6, 26.2, 26.1, 23.7, 18.5, -5.2; IR (thin film, cm-1) 2977, 2931, 1702,

1447, 1308, 833 ; HRMS (ESI+) for MH+ C22H36NO5SSi : calcd 454.2078,

found 454.2090 ; [α]D25 = + 39.7 (c = 3.53, CHCl3).

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3.9 Preparation of acetylated γ-lactam C13

NO

O

PhSO2

H

TBDMSO

NO

O

PhSO2

H

TBDMSO

O

Ac2O, NaH

THF

C3 C13

To a solution of phenylsulfone C3 (1 g, 2.4 mmol) in dry THF (24 mL, 0.1M) was

added NaH (190 mg, 4.8 mmol) in one portion at -10°C. The resulting reaction mixture

was stirred for 30 min at -10°C and Ac2O (485 mg, 0.45 ml, 4.8 mmol) was added and

stirred for 1 h. The reaction mixture was quenched by addition of saturated aqueous

NH4Cl solution and extracted with 100 ml of EtOAc two times. The combined organic

layer was washed with brine, dried over Na2SO4, concentrated in vacuo. The product was

separated using flash column chromatography (Hex/EtOAc = 2/1) to afford the acetylated

compound C13 (1.1 g, 90%) as a white solid. For compound C13: 1H NMR

(400 MHz, CDCl3) δ 8.02 (d, 2 H, J = 8.0 Hz), 7.60 (m, 1 H), 7.48 (m, 2 H), 4.00

(m, 1 H), 3.81 (m, 1 H), 3.65 (m, 1 H), 3.47 (m, 1 H), 3.24 (m, 1 H), 3.03 (m, 1 H),

2.42 (s, 3 H), 2.21 (m, 1 H), 1.37 (s, 3 H), 1.23 (s, 3 H), 0.86 (s, 9 H), 0.03 (s, 3 H),

0.00 (s, 3 H) ; 13C NMR (100 MHz, CDCl3) δ 208.6, 198.0, 161.6, 136.1, 134.2, 131.8,

128.4, 91.9, 90.7, 70.0, 63.2, 60.7, 42.5, 31.5, 31.2, 26.3, 26.0, 18.2, -5.5.

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3.10 Preparation of Vinyl triflate C14

NO

O

PhSO2

H

TBDMSO

O

NO

O

PhSO2

H

TBDMSO

OTf

KHMDS

Tf2O

C13 C14

To a solution of ketone C13 (0.3 g, 0.61 mmol) in THF (6 mL, 0.1M) was added

KHMDS (0.5M in toluene) (1.5 ml, 0.73 mmol) dropwise via syringe at -78°C.

The mixture was allowed to stir for 10 min upon which a solution of Tf2O (0.2 g, 0.123

ml, 0.73 mmol) in THF (1 ml) was added dropwise. The resulting reaction mixture was

stirred for 1 h, quenched by addition of saturated NaHCO3, allowed to warm to r.t. The

reaction mixture was extracted with EtOAc (30ml × 2) and the combined organic layers

were dried over Na2SO4 and then evaporated. The residue was purified by column

chromatography (Hex/EtOAc = 5/1) to give the triflate C14 as colorless oil (272 mg,

71%). For compound C14: 1H NMR (250 MHz, CDCl3) δ 8.08 (d, 2 H, J = 11.9 Hz),

7.67 (m, 1 H), 7.54 (m, 2 H), 5.83 (d, J = 8.3 Hz, 1 H), 5.67 (d, J = 8.3 Hz, 1 H), 4.12

(m, 1 H), 3.88-3.77 (m, 2 H), 3.57 (m, 1 H), 3.45-3.31 (m, 2 H), 2.43-2.25 (m, 1 H),

1.72-1.60 (m, 1 H), 1.42 (s, 3 H), 1.37 (s, 3 H), 0.93 (s, 9 H), 0.11 (s, 3 H), 0.09 (s, 3 H)

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3.11 Preparation of α-isopropenyl-α-phenylsulfonyl-γ-lactam C15

NO

O

PhSO2

H

TBDMSO

NO

O

PhSO2

H

TBDMSO

OTf

ZnMe2

Pd(PPh3)4

C14 C15

To a solution of triflate C14 (270 mg, 0.43 mmol) in THF (4.3 ml) was added

Pd(PPh3)4 (24 mg, 5 mole%) at 0°C. The mixture was allowed to stir for 15 min upon

which a solution of ZnMe2 (5.4 ml, 0.16M solution in THF, 0.86 mmol) was added

dropwise. The resulting reaction mixture was allowed to warm to r.t and stirred for 24 h,

quenched by addition of saturated NH4Cland extracted with EtOAc (30 ml × 2). The

combined organic layers were dried over Na2SO4 andthen evaporated. The residue was

purified by column chromatography (Hex/EtOAc = 5/1) to givethe triflate C15 as

colorless oil (150 mg, 72%). For compound C15: 1H NMR (250 MHz, CDCl3) δ 8.09

(d, 2 H, J = 13Hz), 7.67-7.36 (m, 3 H), 5.46 (s, 1 H), 5.41 (s, 1 H), 4.11 (m, 1 H),

3.78-3.69 (m, 2 H), 3.52 (m, 1 H), 3.40 (m, 1 H), 3.20 (m, 1 H), 2.40-2.25 (m, 1 H),

1.94 (s, 3 H), 1.65-1.55 (m, 1 H), 1.42 (s, 3 H), 1.30 (s, 3 H), 0.94 (s, 9 H), 0.11 (s, 3 H),

0.08 (s, 3 H) .

3.12 Preparation of α-isopropenyl-γ-lactam C16

Na/Hg

MeOH

NO

O

H

TBDMSO

NO

O

PhSO2

H

TBDMSO C15 C16

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10% Sodium amalgam (0.72 g, 3 mmol) was added to a solution of the α-

isopropenyl-α-phenylsulfone-γ-lactam C15 (150 mg, 0.3 mmol) and anhydrous disodium

hydrogen phosphate (0.17 g, 1.2 mmol) in dry methanol (6 mL) at -78 °C. The mixture

was allowed to be warmed to 0°C and stirred for 3 h, quenched with NH4Cl, and filtered.

The reaction solution was concentrated in vacuo, diluted with EtOAc (50ml). After phase

separation, the water layer was extracted with EtOAc and the combined organic layers

were washed with brine, dried over Na2SO4, filtered and concentrated. The product was

separated using flash chromatography (Hex/EtOAc = 2/1) to give C16 as colorless oil

(93 mg, 88%). For compound C16: 1H NMR (250 MHz, CDCl3) δ 5.00 (s, 1 H), 4.85

(s, 1 H), 4.15 (m, 1 H), 3.85 (m, 1 H), 3.65-3.55 (m, 3 H), 3.20 (d, J = 12.8, 1 H), 2.25

(m, 1 H), 1.76 (s, 3 H), 1.65 (s, 3 H), 1.70-1.50 (m, 2 H), 1.46 (s, 3 H), 0.89 (s, 9 H),

0.04 (s, 6 H).

3.13 Preparation of C18

NO

O

H

TBDMSO

1. Dowex 50W-8X

C16

NH

OTBDMS

O

TBDMSO

2. TBDMSCl

C18

To a solution of bicyclic acetonide C16 (0.75 g, 2.1 mmol) in MeOH

(11ml, 0.2M) was added 2.5 g of Dowex-50W-8X in one pot. The resulting solution was

heated under reflux condition for 3 h. The mixture was filtered and concentrated

to provide the diol compound as pale yellowish oil. The product was used for the next

step without further purification. The crude diol compound was dissolved in CH2Cl2

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(11 ml, 0.2 M). To the resulting solution were added TEA (1.1 g, 1.5 mL, 10.5

mmol), DMAP (259 mg, 2.1 mmol), and TBDMSCl (0.8 g, 5.3 mmol) consecutively.

After stirring the mixture for 12 h, the mixture was washed with brine, dried over Na2SO4,

filtered, and distillated to give the crude product. The product was separated using

flash column chromatography (Hex/EtOAc = 1/1) to provide the amide C18 (0.63g, 70%).

For compound C18: 1H NMR (250 MHz, CDCl3) δ 5.92 (s, 1 H), 5.00 (s, 1 H), 4.92

(s, 1 H), 3.80 (m, 1 H), 3.64 (t, J = 10.0 Hz, 2 H), 3.52-3.33 (m, 2 H), 2.92 (d, J = 9.7 Hz,

1 H), 2.25-2.05 (m, 1 H), 1.75 (s, 3 H), 1.77-1.65 (m, 2 H), 0.89 (s, 9 H), 0.88 (s, 9 H),

0.06 (s, 6 H), 0.04 (s, 6 H).

3.14 Preparation of BOC-protected γ-lactam C19

NH

OTBDMS

O

TBDMSO

NBoc

OTBDMS

O

TBDMSO

Boc2O

C18 C19

TEA (164 mg, 0.23 ml, 1.62 mmol), Boc-anhydride (0.64 g, 2.94 mmol) and

DMAP (0.18 g, 1.47 mmol) were added to a solution of γ-lactam C18

(0.63 g, 1.47 mmol) in CH2Cl2 (15 mL, 0.1M). The mixture was stirred for 2 h and

concentrated under reduced pressure. The residue was purified by flash chromatography

(Hex/EtOAc = 2:1) to afford the title compound C19 as a colorless oil (0.56g, 80%).

For compound C19: 1H NMR (250 MHz, CDCl3) δ 4.94 (s, 1 H), 4.87 (s, 1 H), 4.05

(m, 1 H), 3.75-3.55 (m, 5 H), 2.92 (d, J = 8.7 Hz, 1 H), 1.74 (s, 3 H),

1.77-1.65 (m, 2 H), 1.50 (s, 9 H), 0.85 (s, 9 H), 0.84 (s, 9 H), 0.00 (s, 12 H).

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3.15 Preparation of C20

NBoc

OTBDMS

O

TBDMSO

NBoc

OTBDMS

OH

TBDMSO

LiEt3BH

C19 C20

A 1.0M solution of LiEt3BH in THF (1.44 ml) was added to a solution of γ-lactam

C19 (0.56 g, 1.2 mmol) in THF (12 ml) at -78 °C under N2 atmosphere. After 30 min

the reaction mixture was quenched with saturated aqueous NaHCO3 (2.5ml) and warmed

to 0 °C. 30% H2O2 (5 drops) was added and the mixture was stirred at 0°C. After 20 min,

the organic solvent was removed in vacuo, and the aqueous layer was extracted with

CH2Cl2 (3 × 10ml). The combined organic layers were dried over Na2SO4, filtered and

concentrated. The crude product was used without purification (0.5 g, 90%).

For compound C20: 1H NMR (250 MHz, CDCl3) δ 6.55 and 6.34 (s, 1 H), 4.80-4.78

(m, 2 H), 3.95-3.85 (m, 1 H), 3.70-3.55 (m, 4 H), 3.50-3.40 (m, 1 H), 3.10-2.90 (m, 1 H),

2.00-1.80 (m, 1 H), 1.83 (s, 3 H), 1.60-1.50 (m, 10 H), 0.86 and 0.84 (s, 18 H), 0.02

and 0.00 (s, 12 H).

3.16 Preparation of isopropenyl pyrrolidine C21

BF3OEt2

Et3SiH

NBoc

OTBDMS

OH

TBDMSO

NBoc

OTBDMSTBDMSO

C20 C21

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A solution of hemiaminal compound C20 (0.5 g, 0.94 mmol) and Et3SiH (0.11 g,

0.15 ml, 0.94 mmol) in CH2Cl2 (9 ml, 0.1M) was cooled at -78 °C and BF3⋅OEt2 (0.15 g,

0.13 ml, 1.0 mmol) was then added dropwise under N2 atmosphere. After 30 min Et3SiH

(0.11 g, 0.15 ml, 0.94 mmol) and BF3⋅OEt2 (0.15 g, 0.13 ml, 1.0 mmol) were added. The

resulting mixture was stirred 2 h at -78°C. The reaction mixture was quenched saturated

aqueous NaHCO3, extracted with CH2Cl2 and dried over Na2SO4. Evaporation of the

solvent and purification by flash column chromatography (Hex/EtOAc = 2/1) gave the

product C21 as a colorless oil (300 mg, 75%). For compound C21: 1H NMR (250 MHz,

CDCl3) δ 4.84 (s, 2 H), 3.80-3.61 (m, 6 H), 3.04 (m, 1 H), 2.45-2.30 (m, 1 H), 2.00-1.80

(m, 1 H), 1.70-1.60 (m, 1 H), 1.68 (s, 3 H), 1.44 (s, 9 H), 0.86 (s, 9 H), 0.01 (s, 6 H).

3.17 Preparation of diol C22

NBoc

OTBDMSTBDMSO

TBAFNBoc

OHHO

C21 C22

To a solution of pyrrolidine C21 (200 mg, 0.39 mmol) in THF (3.9 ml) was

added TBAF (1M in THF, 0.9 ml, 0.9 mmol) slowly. After stirring of the reaction

mixture for 1 h at r.t, concentrated in vacuo and diluted with 10ml of EtOAc. The

organic layer was washed with brine solution, dried over Na2SO4 and concentrated in

vacuo. The products were separated using flash column chromatography (EtOAc) to

afford the diol B23 (88 mg, 80%) as a colorless oil. For compound C22: 1H NMR

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(250 MHz, CDCl3) δ 4.86 (s, 2 H), 3.75-3.55 (m, 6 H), 3.10 (m, 1 H), 2.40 (m, 1 H),

1.90-1.60 (m, 3 H), 1.70 (s, 3 H), 1.44 (s, 9 H).

3.18 Preparation of pyrrolidine-2-carboxylic acid C23

Jones OxNBoc

OHHO

NBoc

CO2HCO2H

C22 C23

Jones reagent (1.0 M, 1.4 mL, 1.4 mmol) was added to a solution of C22 (20 mg,

0.07 mmol) in acetone (1.4 ml) at r.t and the resulting mixture was stirred for 2 h at that

temperature. The reaction was quenched with i-PrOH, concentrated in vacuo. The

reaction solution was dissolved in 10 ml of CH2Cl2 and 1ml of brine solution was added.

After phase separation, the aqueous layer was extracted three times with CH2Cl2 and the

organic layers were combined, dried over Na2SO4 and concentrated to give carboxylic

acid compound C23 (15 mg, 70%) as a white solid, which was used for the next step

without further purification. For compound C23: 1H NMR (250 MHz, CDCl3) δ 8.36

(broad s, 2 H), 4.92 and 4.87 (s, 2 H), 4.05 and 3.90 (d, J = 14.4 Hz, 1 H), 3.78-3.59

(m, 1 H), 3.40-3.20 (m, 1 H), 2.80-2.10 (m, 4 H), 1.70 (s, 3 H), 1.51 and 1.44 (s, 9 H).

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3.19 Preparation of (+)-allokainic acid A3

A3 (+)-allokainic acid

NBoc

CO2HCO2H

NH

CO2HCO2H

CF3CO2H

C23

To a solution of diacid C23 (15 mg, 0.047 mmol) in CH2Cl2 (1 ml) was added CF3

CO2H (64 mg, 0.042 ml, 0.56 mmol) at r.t. After stirring the reaction mixture for 12 h, th

e solution was concentrated in vacuo to give the crude product. The crude product was ad

ded to a column containing Dowex-50 H+ (WX8-200, 8% cross-linking, 100-

200 wet mesh). Elution with NH4OH (1 N), evaporation afforded (+)-

allokainic acid A3 (6 mg, 60%): [α]D25 = + 7.2° ( c= 0.2, H2O) . [lit : [α]D

25 = + 7.4° (c = 0.

7, H2O)]; 1H NMR (D2O) δ 4.85 (s, 2 H), 4.08 (d, J = 8.7 Hz), 3.50-3.30 (m, 1 H), 3.29-

3.05 (m, 1 H), 2.85-2.70 (m, 1 H), 2.70-2.40 (m, 3 H), 1.56 (s, 3 H);

13C NMR (62.5 MHz, D2O) δ 177.1, 175.3, 139.1, 115.9, 65.3, 51.1,47.6, 40.9, 34.3, 17.0.

3.20 Preparation of γ-lactam B25

NO

O

PhSO2

H

TBDMSO

Na/HgMeOH

NO

O

H

TBDMSOC3 C24

10% Na(Hg) (5.4 g, 22.5 mmol) was added to a solution of the α-phenylsulfone-γ-

lactam C3 (2.0 g, 4.5 mmol) and anhydrous disodium hydrogen phosphate (2.0 g, 13.5

mmol) in dry methanol (90mL) at 0°C. The reaction mixture was warmed to r.t slowly

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for 3 h, quenched with aqueous NH4Cl. After filtration, the reaction solution was

concentrated in vacuo, diluted with 100 ml of EtOAc, wished with brine. The organic

layer was dried over Na2SO4, filtered and concentrated to give C24 as colorless oil

(1.4 g, 96%). For compound C24: 1H NMR (400 MHz, CDCl3) δ 4.04 (m, 1 H), 3.86

(m, 1 H), 3.54 (m 1 H), 3.45 (m, 1 H), 2.57 (ABX, 1 H, JAB = 16.1 Hz, JAX = 5.6 Hz),

2.46 (ABX, 1 H, JAB = 16.1 Hz, JAX = 12.0 Hz), 2.3-2.2 (m, 1 H), 1.75-1.62 (m, 1 H),

1.59 (s, 3 H), 1.39 (s, 3 H) 0.83 (s, 9 H), -0.01 (s, 6 H) ; 13C NMR (100 MHz, CDCl3)

δ 176.3, 96.6, 75.0, 72.4, 66.7, 49.4, 43.0, 41.4, 32.1, 31.4, 31.3, 29.2, 23.7, 0.16, 0.00.

3.21 Preparation of alcohol C25

LDAacetone

NO

O

H

TBDMSOC24

NO

O

H

TBDMSO

HO

C25

NO

O

H

TBDMSO

HO

C26

+

To a solution of LDA (17.22 ml, 8.61 mmol, 0.5M solution in THF) was added

the solution of γ-lactam C24 (1.8 g, 5.74 mmol) in dry THF (15 mL) at -78 °C, and the

mixture was stirred at -78 °C for 1 h. Dry acetone (0.5g, 8.61 mmol, 1.5 equiv)

was then added, and the mixture was stirred at -78 °C for an additional 1 h.

The reaction mixture was quenched with saturated NH4Cl solution and allowed to warm

to r.t. The organic phase was separated, and the aqueous phase was extracted with ethyl

acetate (3 × 30 ml). The organic extracts were combined, dried over anhydrous Na2SO4,

and then filtered. The solvent was removed, and the residual pale yellow oil consisted of

a 5:1 mixture of C25 and C26. The products were separated using flash chromatography

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(Hex/EtOAc = 1/1) to give the alcohols (1.96 g, 92%) : For compound C25: 1H NMR

(400 MHz, CDCl3) δ 5.19 (s, 1 H), 4.06 (dd, J = 8.0 Hz, 5.6 Hz, 1 H), 3.80 (m, 1 H), 3.63

(m, 1 H), 3.49 (m, 1 H), 3.41 (m, 1 H), 2.63 (d, J = 10 Hz, 1 H), 2.10-0.91 (m, 2 H), 1.61

(s, 3 H), 1.42 (s, 3 H), 1.21 (s, 3 H), 1.17 (s, 3 H), 0.84 (s, 9 H), 0.00 (s, 6 H):

For compound C26: 1H NMR (400 MHz, CDCl3) δ 4.05 (dd, J = 8.0 Hz, 5.2 Hz, 1 H),

3.92 (m, 1 H), 3.88 (s, 1 H), 3.63 (m, 1 H), 3.46 (m, 1 H), 3.40 (m, 1 H), 2.74

(d, J = 9.2 Hz, 1 H), 2.46 (m, 1 H), 2.01 (m, 1 H), 1.61 (s, 3 H), 1.41 (s, 3 H), 1.33

(s, 3 H), 1.30 (s, 3 H), 0.88 (s, 9 H), 0.00 (s, 6 H).

3.22 Preparation of α-isopropenyl-γ-lactam B17

NO

O

H

TBDMSO

NO

O

H

TBDMSO

HOPCl5

C16C25

To a solution of C25 (100 mg, 0.27 mmol) in dry CH2Cl2 (3 mL) at -78 °C

was added PCl5 (56mg, 1.0 equiv, 0.27 mmol), and the reaction mixture was stirred for

30 min. The reaction mixture was quenched with saturated NaHCO3 solution and then

extracted with CH2Cl2 (3×10 mL). The combined organic extracts were dried over

Na2SO4, and the solvent was removed to give a yellow oil. Purification by column

chromatography (Hex/ EtOAc = 2/1) gave C16 as a colorless oil (83 mg, 90%): For

compound C16: 1H NMR (250 MHz, CDCl3) δ 5.00 (s, 1 H), 4.85 (s, 1 H), 4.15

(m, 1 H), 3.85 (m, 1 H), 3.65-3.55 (m, 3 H), 3.20 (d, J = 12.8, 1 H), 2.25 (m, 1 H),

1.76 (s, 3 H), 1.65 (s, 3 H), 1.70-1.50 (m, 2 H), 1.46 (s, 3 H), 0.89 (s, 9 H), 0.04 (s, 6 H).

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3.23 Preparation of the alcohol C47

NPhO2S

O

O

TBDMSO

TBAF NPhO2S

O

O

HOC3 C47

To a solution of γ-lactam C3 (5 g, 11.4 mmol) in THF (57 mL) was added TBAF

(17mL, 1M in THF) slowly. After stirring of the reaction mixture for 2 h at r.t,

concentrated in vacuo and diluted with 100ml of EtOAc. The organic layer was

washed with brine solution, dried over Na2SO4 and concentrated in vacuo. The

products were separated using flash column chromatography (EtOAc) to afford the

alcohol C47 (3.7g, 96%) as a colorless oil. For compound C47: 1H NMR (400 MHz,

CDCl3) δ 7.96 (d, 2 H, J = 7.2 Hz), 7.62 (m, 1 H), 7.53 (m, 2 H), 4.16 (d, J = 9.2 Hz, 1 H),

4.10 (ABX, 1 H, JAB = 8.6 Hz, JAX = 5.6 Hz), 3.88-3.82 (m, 1 H), 3.77-3.65 (m, 2 H),

3.46 (ABX, 1 H, JAB = 8.6 Hz, JAX = 8.8 Hz), 2.92-2.83 (m, 1 H), 2.22 (broad s, 1 H),

2.23-2.15 (m, 1 H), 1.89-1.79 (m, 1 H), 1.46 (s, 3 H), 1.35 (s, 3 H); 13C NMR (100 MHz,

CDCl3) δ 161.8, 137.7, 134.5, 130.1, 129.1, 92.5, 75.2, 69.7, 64.4, 60.5, 36.4, 36.2, 26.7,

23.6; IR (thin film, cm-1) 3507, 2987, 1701, 1263, 1147, 774 ; HRMS (ESI+) for

MH+ C16H22NO5S : calcd 340.1213, found 340.1216; [α]D25 = + 46.8 (c = 3.53, CHCl3).

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3.24 Preparation of aldehyde C48

NPhO2S

CHO

O

O

NPhO2S

O

O

HO

DMP

C47 C48

To a stirred solution of 4g (11.8 mmol) of alcohol C47 in CH2Cl2 (118 ml) at r.t

was added NaHCO3 (3 g, 3equiv.) and Dess-Martin periodinane solution (35ml, 1.4

equiv., 15 wt% in CH2Cl2). The reaction mixture was stirred for 20 min and quenched by

addition of the 1:1 mixture of NaHCO3 and Na2S2O3 aqueous solution (118 ml). The

resulting solution was stirred for 1 h and the layers were separated and the aqueous layer

was extracted with EtOAc (50ml × 3). The combined organic layers were dried over

Na2SO4, filtered, and evaporated. The product was separated using flash column

chromatography (Hex/EtOAc = 1/2) to afford the aldehyde C48 (3.8 g, 95%) as colorless

oil. For compound C48: 1H NMR (400 MHz, CDCl3) δ 9.75 (s, 1 H), 7.97 (d, 2 H, J = 7.2

Hz), 7.66 (m, 1 H), 7.54 (m, 2 H), 4.17 (ABX, 1 H, JAB = 8.9 Hz, JAX = 5.5 Hz),

3.71-3.64 (m, 1 H), 3.58 (ABX, 1 H, JAB = 8.9 Hz, JAX = 9.3 Hz), 3.43 (ABX, 1 H,

JAB = 19.3 Hz, JAX = 2.7 Hz), 3.10-3.00 (m, 1 H), 2.85 (ABX, 1 H, JAB = 19.3 Hz,

JAX = 10.5 Hz) 1.42 (s, 3 H), 1.38 (s, 3 H) ; 13C NMR (100 MHz, CDCl3) δ 199.6, 161.1,

137.3, 134.6, 130.2, 129.1, 92.4, 73.9, 70.3, 64.2, 47.3, 33.7, 26.6, 23.6 ; IR (thin film,

cm-1) 2985, 1735, 1706, 1240, 1044 ; HRMS (ESI+) for MH+ C16H20NO5S :

calcd 338.1057, found 338.1058 ; [α]D25 = - 0.4 (c = 0.54, CHCl3).

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3.25 Preparation of alcohol B45

NPhO2S

CHO

O

O

NPhO2S

O

O

OH

MgBr

C48 C49

To a solution of aldehyde C48 (3.5 g, 10.3 mmol) of in dry THF (50 mL) under

N2 atmosphere at -78 °C was added 1-propynylmagnesium bromide (45.4 mL, 22.7 mmol,

0.5M solution in THF) dropwise and the mixture was warmed to 0°C. After stirring the

mixture for 1 h, 25 ml of saturated aqueous NH4Cl solution was added at 0°C. The

mixture was warmed to r.t and stirred for 15 min. The aqueous layer was extracted with

EtOAc (3×50ml). The combined organic layers were washed with brine, dried over

Na2SO4 and concentrated in vacuo. The product was separated using flash column

chromatography (Hex/EtOAc = 1/2) to produce the propagyl alcohol C49 (3.6 g, 92%) as

a colorless oil. For compound C49 (1:1 mixture of two diastereomers): 1H NMR

(400 MHz, CDCl3) δ 8.01 (m, 2 H), 7.65 (m, 1 H), 7.55 (m, 2 H), 4.55-4.40 (m, 1 H),

4.20-4.05 (m, 2 H), 3.97-3.83 (m, 1 H), 3.47 (m, 1 H), 3.10-2.82 (m, 1 H), 2.50-2.40

(m, 1 H), 2.09-1.90 (m, 1 H), 1.89-1.80 (m, 3 H), 1.50-1.39 (m, 6 H); 13C NMR

(100 MHz, CDCl3) δ 161.5, 137.7, 137.6, 134.5, 134.4, 130.3, 130.1, 129.0, 128.9, 92.5,

92.4, 82.9, 82.4, 75.2, 74.9, 70.1, 70.0, 64.7, 64.3, 61.2, 61.0, 41.8, 40.4, 36.3, 35.9,

26.7, 23.7, 3.8 ; IR (thin film, cm-1) 3448, 2983, 1734, 1703, 1146 ; HRMS (ESI+)

for MH+ C19H24NO5S : calcd 378.1370, found 378.1367 ; [α]D25 = + 15.4 (c = 1.4, CHCl3).

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3.26 Preparation of alkynyl ketone C46

NPhO2S

O

O

OH

DMP NPhO2S

O

O

OC49 C46

To a stirred solution of alcohol C49 (3.5 g, 9.3 mmol) in CH2Cl2 (93 ml) at r.t

was added NaHCO3 (2.3 g, 2.9 equiv.) and of Dess-Martin periodinane solution

(28 ml, 1.4 equiv., 15wt% in CH2Cl2). The reaction mixture was stirred for 1 h and

quenched by addition of 1:1 mixture of NaHCO3 and Na2S2O3 aqueous solution (93 ml).

The resulting solution was stirred for1 h and the layer was separated and the aqueous

layer was extracted with EtOAc (40ml × 3). The combined organic layers were dried

overNa2SO4, filtered, and evaporated. The product was separated using flash column

chromatography (Hex/EtOAc = 1/2) to afford the ketone C46 (3.3 g, 93%) as a colorless

oil. For compound C46: 1H NMR (400 MHz, CDCl3) δ 7.98 (d, 2 H, J = 7.2 Hz), 7.66

(m, 1 H), 7.55 (m, 2 H), 4.16 (ABX, 1 H, JAB = 8.9 Hz, JAX = 5.5 Hz), 4. 10 (d, 1 H,

J = 10.4 Hz), 3.72-3.65 (m, 1 H), 3.55 (ABX, 1 H, JAB = 8.9 Hz, JAX = 9.3 Hz),

3.50 (ABX, 1 H, JAB = 19.3 Hz, JAX = 2.7 Hz), 3.10-3.00 (m, 1 H), 2.88

(ABX, 1 H, JAB = 19.3 Hz, JAX = 10.5 Hz), 2.03 (s, 3 H), 1.42 (s, 3 H), 1.34 (s, 3 H) ;

13C NMR (100 MHz, CDCl3) δ 185.0, 161.0, 137.3, 134.6, 130.2, 129.1, 92.5, 92.3, 79.9,

73.7, 70.4, 64.2, 48.6, 34.7, 26.6, 23.6, 4.4 ; IR (thin film,

cm-1) 2985, 2222, 1734, 1706, 1671, 1242, 1147 ; HRMS (ESI+) for MH+ C19H22NO5S :

calcd 376.1213, found 376.1219 ; [α]D25 = - 19.4 (c = 1.2, CHCl3).

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3.27 Preparation of tricyclic enone compound B47

N

SO2PhO

OO

Cs2CO3

CH3CN

NPhO2S

O

O

O

C46 C45

To a solution of ketone C46 (3.2 g, 8.5 mmol) in CH3CN (1700 ml, 0.005M) at r.t

was added Cs2CO3 (3.3g, 10.2 mmol). After stirring the mixture for 2 h, 50ml of saturated

aqueous NH4Cl solution was added and stirred for 15 min. The reaction solution was

concentrated and diluted with 200ml of EtOAc. The organic layer was washed with brine,

dried over Na2SO4 and concentrated in vacuo. The product was separated using flash

column chromatography (Hex/EtOAc = 1/1) to produce the tricyclic enone C45

(3.0 g, 93%) as colorless oil. For compound C45: 1H NMR (400 MHz, CDCl3) δ 8.03

(d, 2 H, J = 8.8 Hz), 7.69 (m, 1 H), 7.56 (m, 2 H), 6.27 (s, 1 H), 4.11 (ABX, 1 H,

JAB = 8.6 Hz, JAX = 5.8 Hz), 3.74-3.66 (m, 1 H), 3.40 (ABX, 1 H, JAB = 8.6 Hz,

JAX = 8.6 Hz), 3.19-3.15 (m, 1 H), 2.91 (ABX, 1 H, JAB = 18.2 Hz, JAX = 6.4 Hz),

2.26 (ABX, 1 H, JAB = 18.2 Hz, JAX = 0.0 Hz), 1.96 (s, 3 H), 1.44 (s, 3 H), 1.37 (s, 3 H) ;

13C NMR (100 MHz, CDCl3) δ 193.9, 162.4, 146.5, 136.2, 135.2, 133.6, 131.4, 129.2,

93.4, 80.0, 68.7, 61.3, 41.7, 35.0, 26.2, 23.5, 21.7; IR (thin film, cm-1) 2985, 2928, 1705,

1673, 1146 ; HRMS (ESI+) for MH+ C19H22NO5S : calcd 376.1213, found 376.1211

; [α]D25 = + 7.7 (c = 0.73, CHCl3).

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3.28 Preparation of alcohol C52

N

SO2PhO

OO

Dowex

50W-8X NH

SO2PhO

OHOC45 C52

To a solution of tricyclic acetonide C45 (3 g, 8 mmol) in MeOH (40 mL, 0.2M)

was added Dowex-50W-8X (9 g) in one portion. The resulting solution was heated under

reflux condition for 10 h. The mixture was filtered and concentrated to provide the

alcohol C52 (2.6g, 95%) as pale yellowish oil. The product was used for the next step

without further purification. For compound C52: 1H NMR (400 MHz, CD3OD) δ 7.98

(d, 2 H, J = 8.0 Hz), 7.76 (m, 1 H), 7.62 (m, 2 H), 6.28 (s, 1 H), 3.80-3.20 (m, 4 H),

2.35 (d, J = 2.8, 2 H), 2.16 (s, 3 H) ; 13C NMR (100 MHz, CD3OD) δ 195.3, 167.7, 147.9,

136.1, 135.0, 133.3, 130.7, 129.3, 74.9, 60.4, 57.2, 38.6, 33.0, 21.1; IR (thin film, cm-1)

3340, 2945, 2834, 2071, 1716, 1671, 1448 ; HRMS (ESI+) for MH+ C16H18NO5S :

calcd 336.0900, found 336.0900 ; [α]D25 = + 4.3 (c = 1.59, MeOH).

3.29 Preparation of carboxylic acid B49

JonesOxNH

SO2PhO

OHO

NH

SO2PhO

CO2HO

C52 C53

Jones reagent (1.0 M, 103 mL, 103 mmol) was added to a solution of C52

(2.5 g, 7.5 mmol) in acetone (75 mL, 0.1M) at room temperature and the resulting

mixture was stirred for 2 h at that temperature. The reaction was quenched with i-PrOH,

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concentrated in vacuo. The reaction solution was dissolved in 50 ml of CH2Cl2 and 2ml

of brine solution was added. After phase separation, the aqueous layer was extracted

three times with CH2Cl2 and the organic layers were combined, dried over Na2SO4 and

concentrated to give carboxylic acid compound C53 (2.6 g, 99%) as a white solid, which

was used for the next step without further purification. For compound C53:

mp 216-218 °C ; 1H NMR (400 MHz, CD3OD) δ 8.00 (d, 2 H, J = 7.6 Hz), 7.78 (m, 1 H),

7.64 (m, 2 H), 6.32 (s, 1 H), 3.83 (d, J = 9.6 Hz), 3.31 (m, 1 H), 2.68 (ABX, 1 H,

JAB = 18.6 Hz, JAX = 0.1 Hz), 2.46 (ABX, 1 H, JAB = 18.6 Hz, JAX = 7.3 Hz), 2.12

(s, 3 H) ; 13C NMR (100 MHz, CD3OD) δ 194.67, 170.89, 167.2, 147.2, 135.9, 135.2,

133.6, 130.7, 129.3, 74.3, 56.5, 41.2, 33.5, 20.9 ; IR (thin film, cm-1) 3352, 2985, 2071,

1718, 1673, 1025 ; HRMS (ESI-) for M-H- C16H14NO6S : calcd 348.0543,

found 348.0543 ; [α]D25 = - 3.4 (c = 0.29, MeOH).

3.30 Preparation of ester B50

NH

SO2PhO

CO2HO

NH

SO2PhO

CO2MeO

TMSCHN2

C53 C54

The acid C53 (2.6 g, 7.4 mmol) was dissolved in a mixture of methanol (74 mL) a

nd toluene (185 mL) and to it was added TMSCHN2 (5.5 mL, 11.1 mmol, 2 M solution in

ether) dropwise. After 5 min the reaction was quenched with acetic acid (2 drop) and the

solvent removed under reduced pressure. The resulting solution was diluted with EtOAc (

100 mL) and washed with brine, dried over Na2SO4, concentrated in vacuo

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to give the crude product. Purification by flash chromatography (EtOAc) afforded the

product C54 as colorless oil (2.3 g, 91%). For compound C54: 1H NMR (400 MHz,

CDCl3) δ 7.94 (d, 2 H, J = 8.0 Hz), 7.68 (m, 1 H), 7.54 (m, 2 H), 6.25 (s, 1 H), 3.80

(d, J = 9.6 Hz), 3.73 (s, 3 H), 3.42 (m, 1 H), 2.69 (ABX, 1 H, JAB = 18.4 Hz,

JAX = 0.4 Hz), 2.60 (ABX, 1 H, JAB = 18.4 Hz, JAX = 6.8 Hz), 1.98 (s, 3 H);

13C NMR (100 MHz, CDCl3) δ 193.6, 169.5, 167.1, 146.3, 136.0, 135.4, 134.1, 131.0,

129.5, 74.4, 56.5, 53.4, 41.1, 34.2, 21.8 ; IR (thin film, cm-1) 2985, 1724, 1675, 1149;

HRMS (ESI+) for MH+ C17H18NO6S : calcd 364.0849, found 364.0844 ; [α]D25 = + 27.1

(c = 1.33, CHCl3).

3.31 Preparation of Boc protected amide C55

N

SO2PhO

CO2MeO

BocNH

SO2PhO

CO2MeO

Boc2O

C54 C55

Et3N (0.77g, 1.1 ml, 7.6 mmol), Boc-anhydride (2.7g, 12.6 mmol) and

DMAP (0.77g, 6.3 mmol) were added to a solution of γ-lactam C54 (2.3g, 6.3 mmol)

in CH2Cl2 (63 mL). The mixture was stirred for 2 h and concentrated under reduced

pressure. The residue was purified by flash chromatography (1:1 Hex/EtOAc) to afford

the tile compound C55 as colorless oil (2.8 g, 95%). For compound C55: 1H NMR

(400 MHz, CDCl3) δ 8.02 (d, 2 H, J = 8.0 Hz), 7.73 (m, 1 H), 7.60 (m, 2 H), 6.31

(s, 1 H), 4.00 (d, J = 10.0 Hz), 3.76 (s, 3 H), 3.38 (m, 1 H), 2.90 (ABX, 1 H,

JAB = 18.2 Hz, JAX = 6.8 Hz), 2.55 (ABX, 1 H, JAB = 18.2 Hz, JAX = 0.0 Hz),

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1.87 (s, 3 H), 1.43 (s, 9 H) ; 13C NMR (100 MHz, CDCl3) δ 192.8, 169.2, 163.8, 147.9,

145.3, 135.8, 135.5, 134.5, 131.4, 129.5, 85.8, 75.0, 60.5, 53.2, 37.5, 33.5, 27.9, 21.7;

IR (thin film, cm-1) 2985, 1795, 1754, 1678, 1144 ; HRMS (ESI+) for [M+Na]+

C22H25NO8SNa : calcd 486.1193, found 486.1188 ; [α]D25 = - 28.8 (c = 0.32, CHCl3).

3.32 Preparation of silylenol ether C58 + C59

N

SO2PhO

CO2MeO

BocTBSOTf

TEA

N

O

CO2MeTBSO

Boc

H

SO2Ph

N

O

CO2MeTBSO

Boc

H

SO2Ph+

C55

C58

C59

To a stirred solution of ester C55 (2.8 g, 6.0 mmol) in CH2Cl2 (240 mL, 0.025M)

at 0 °C was added freshly distilled (KOH) Et3N (3.0 g, 4.2 ml, 30 mmol) and TBSOTf

(4.8 g, 4.1 ml, 18 mmol) in CH2Cl2 (5 mL). After 1 h at 20°C (TLC checked) the mixture

was poured into aqueous saturated NaHCO3 and extracted with CH2Cl2. The combined

organic phases were dried over Na2SO4 and evaporated to give a residue (3.5 g, 100%)

that was chromatographed through a silica gel column with elution by Hex/EtOAc:Et3N

(5:1:1%) to give mixture of C58, C59 (3.5 g, 100%). For compound C58, C59: 1H NMR

(400 MHz, CDCl3) δ 7.94-7.40 (m, 5 H), 5.54 (s, 1 H), 4.87 (s, 1 H), 4.53 (s, 1 H), 4.03

(d, J = 10.4 Hz, 1 H), 3.77 and 3.70 (s, 3 H), 3.50-3.40 (m, 1 H), 2.80 (ABX, 1 H,

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JAB = 18.0 Hz, JAX = 5.8 Hz), 2.23 (ABX, 1 H, JAB = 18.0 Hz, JAX = 0.2 Hz), 1.42 and

1.39 (s, 9 H), 0.90 and 0.84 (s, 9H), 0.25 and 0.18 and 0.00 (s, 6 H) ; 13C NMR

(100 MHz, CD3OD) δ 172.2, 171.4, 171.2, 167.8, 166.7, 152.6, 149.7, 149.6, 137.6,

136.1, 136.0, 135.9, 135.2, 133.0, 132.3, 132.2, 131.7, 130.0, 129.9, 129.5, 127.8, 118.4,

109.2, 107.5, 97.3, 86.3, 86.2, 84.8, 75.9, 73.3, 68.1, 64.9, 63.9, 63.3, 61.8, 58.9, 56.3,

53.6, 53.4, 53.2, 41.2, 37.7, 37.5, 31.9, 30.2, 28.5, 28.1, 28.0, 27.9, 26.7, 26.4, 26.2,

26.0, 25.9, 22.7, 20.0, 18.9, 18.7, -4.1, -4.2, -4.7 ; IR (thin film, cm-1) 2960, 2214,

2070, 1742, 1242, 1122 ; HRMS (ESI+) for MH+ C28H40NO8SSi : calcd 578.2238,

found 578.2233 ; [α]D25 = + 24.1 (c = 0.78, CHCl3).

3.33 Preparation of bicyclic enone C44

N

O

CO2MeO

Boc

H

H

Na/Hg

N

O

CO2MeTBSO

Boc

H

SO2Ph

N

O

CO2MeTBSO

Boc

H

SO2Ph+

THF/MeOH

C58

C59

C44

10% Sodium amalgam (6.9 g, 30 mmol) was added to a solution of the silyl enol

ether compound C58 + C59 (3.5 g, 6.0 mmol) and anhydrous disodium hydrogen

phosphate (2.6 g, 18 mmol) in dry methanol (12 mL) and THF (108 mL) at -78 °C. The

reaction mixture was warmed to -20 °C and stirred for 3 h. The reaction solution was

quenched with aqueous NH4Cl and warmed to r.t. After filtration,

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the reaction solution was concentrated in vacuo and diluted with EtOAc (100 mL). The

organic solution was wished with brine, dried over Na2SO4, filtered and concentrated.

The crude product was chromatographed through a silica gel column with elution

by Hex/EtOAc (1/1) to give mixture the product C44 (1.85 g, 95%) as a colorless oil.

For compound C44: 1H NMR (400 MHz, CDCl3) δ 5.94 (s, 1H), 4.25 (s, I H), 3.77

(s, 3 H), 3.39 (d, J = 7.2 Hz, 1 H), 2.99-2.92 (m, 1 H), 2.61 (ABX, 1 H, JAB = 16.1 Hz,

JAX = 5.6 Hz), 2.38 (ABX, 1 H, JAB = 16.1 Hz, JAX = 12.0 Hz), 2.18 (s, 3 H), 1.46

(s, 9 H): 13C NMR (100 MHz, CDCl3) δ 195.1, 170.5, 168.9, 154.5, 149.5, 128.0, 84.7,

62.4, 53.1, 47.1, 38.5, 35.5, 28.1, 23.7; IR (thin film, cm-1) 2980, 1790, 1750, 1670, 1304,

1148 ; HRMS (ESI+) for [M+Na]+ C16H21NO6Na : calcd 346.1261, found 346.1257;

[α]D25 = - 41.6 (c = 1.53, CHCl3).

3.34 Preparation of enol lactone C60

N

O

CO2MeO

Boc

H

H

N

O

CO2MeO

Boc

H

H

OmCPBA

C44 C60

CH2Cl2

To a solution of the enone compound C44 (1.8g, 5.5 mmol) in CH2Cl2

(55 mL, 0.1M) was added m-CPBA (1.9g, 11 mmol) in one portion at r.t. After stirring

at room temperature for 48 h, the reaction was quenched with saturated sodium sulfite.

The organic layer was separated, and the aqueous layer was extracted with CH2Cl2.

The combined organic layers were dried and evaporated. A flash chromatography

(Hex/EtOAc = 1/2) gave C60 as colorless oil (1.1 g, 60%). For compound C60:

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1H NMR (400 MHz, CDCl3) δ 6.37 (d, J = 1.2, 1 H), 4.58 (s, 1 H), 3.76 (s, 3 H), 3.25

(d, J = 8.8 Hz, 1 H), 3.08-3.02 (m, 2 H), 2.60-2.53 (m, 1 H), 1.85 (d, J = 1.6 Hz, 3 H),

1.45 (s, 9 H); 13C NMR (100 MHz, CDCl3) δ 170.6, 170.3, 168.4, 148.9, 137.3, 122.4,

84.6, 62.5, 53.1, 47.6, 39.4, 36.8, 28.0, 20.1 ; IR (thin film, cm-1) 2980, 2200, 1793, 1756,

1265, 907 ; HRMS (ESI+) for [M+Na]+ C16H21NO7Na : calcd 362.1210, found 362.1208 ;

[α]D25 = + 15.7 (c = 1.11, CHCl3).

3.35 Preparation of aldehyde C66

N

O

CO2Me

OHC Boc

MeO2C

N

O

CO2MeO

Boc

H

H

ONaOMe

MeOH

C60 C66

Sodium methoxide (4.77 mmol, 1 M in MeOH) was added dropwise over 0.5 h to

a solution of the enol lactone C60 (1.1 g, 3.2 mmol) in methanol (64 ml, 0.05M) at

-78 oC. The reaction mixture was stirred for 20 min and quenched with saturated NH4Cl

solution and warmed to r.t. The reaction mixture was concentrated in vacuo and diluted

with 50 ml of EtOAc. The organic layer was washed with brine, dried over Na2SO4 and

evaporated under reduced pressure to afford the crude product. Purification by flash

chromatography (Hex/EtOAc = 1:1) gave the ester aldehyde compound C66 (1.0 g, 87%,

two diastereomeric mixture) as a colorless oil. For compound C66: 1H NMR (400 MHz,

CDCl3) δ 9.79 and 9.58 (s, 1 H), 4.45 and 4.39 (s, 1 H), 3.79 and 3.71 and 3.67 (s, 6 H),

3.2-2.2 (m, 6 H), 1.46 (s, 9 H), 1.37 and 1.10 (d, J = 7.2, 3 H); 13C NMR

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(100 MHz, CDCl3) δ 201.9, 201.7, 172.2, 171.4, 171.3, 170.8, 170.6, 149.6, 84.5, 84.3,

62.5, 61.9, 60.6, 53.1, 53.0, 52.5, 52.4, 47.2, 45.5, 44.0, 43.0, 34.9, 34.6, 34.0, 33.3, 28.1,

12.2 ; IR (thin film, cm-1) 2980, 1790, 1735, 1309, 1150 ; HRMS (ESI+) for [M+Na]+

C17H25NO8Na : calcd 394.1472, found 394.1469 ; [α]D25 = - 1.4 (c = 0.59, CHCl3).

3.36 Preparation of diol C67

N

OH

CO2Me

Boc

MeO2C

HODIBALN

O

CO2Me

OHC Boc

MeO2C C66 C67

A solution of DIBAL (21.6 mL, 8 equiv., 1.0M in THF) was added dropwise to a

stirred solution of the aldehyde C66 (1.0g, 2.7 mmol) in THF (27 ml) at -78 oC under

nitrogen. After 1 h, the reaction was quenched by adding methanol and the mixture was

warmed to r.t. To the resulting solution were added saturated potassium tartrate solution

and EtOAc. The mixture was stirred for 15 min. The layers were separated and aqueous

layer was extracted with ethyl acetate. The combined organic layer were washed with

brine, dried over Na2SO4, and evaporated under reduced pressure to afford the diol

compound C67 (1.0g, 97%). The crude product was used for the next step without further

purification. For compound C67: 1H NMR (400 MHz, CDCl3) δ 5.52-5.35 (m, 1 H), 4.24

and 4.17 (s, 1 H), 3.87 (d, J = 2.8 Hz, 1 H), 3.69 (s, 3 H), 3.67 (s, 3 H), 3.60-3.50

(m, 1 H), 3.42-3.35 (m, 2 H), 2.73-2.60 (m, 2 H), 2.12-1.82 (m, 2 H), 1.36 (s, 9 H),

1.04 (d, J = 6.4, 3 H) ; 13C NMR (100 MHz, CDCl3) δ 173.6, 172.7, 154.6, 82.2, 81.4,

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66.4, 64.6, 52.5, 52.0, 46.8, 40.7, 34.7, 31.4, 28.4, 15.9 ; IR (thin film, cm-1) 3440, 2977,

1739, 1685, 1368 ; HRMS (ESI+) for [M+Na]+ C17H29NO8Na : calcd 398.1785,

found 398.1785 ; [α]D25 = - 22.6 (c = 1.11, CHCl3).

3.37 Preparation of alcohol C68

N

OH

CO2Me

Boc

MeO2C

HO N

OH

CO2Me

Boc

MeO2C

MsOMsCl, TEA

CH2Cl20oC

C67 C68

p-Methanesulfonyl chloride (189.0 mg, 1.7 mmol) was added at 0°C to a stirred

solution of alcohol C67 (400 mg 1.1 mmol) and TEA (278 mg, 0.38 ml, 2.75 mmol) in

CH2Cl2 (11 mL). After having been stirred for 15 min at 0 °C, the reaction mixture was

quenched by addition of aqueous NaHCO3 solution, diluted with EtOAc (30 ml), and was

hed with brine solution. The organic layer was dried over Na2SO4, filtered, and concentra

ted to afford the crude product. Purification by flash chromatography (Hex/EtOAc = 1:1)

gave the mesylated compound C68 (300mg, 65%) as a colorless oil. For compound C68 :

1H NMR (400 MHz, CDCl3) δ 5.50-5.38 (m, 1 H), 4.25 and 4.18 (s, 1 H), 4.10-

3.92 (m, 2 H), 3.81 (d, J = 2.8 Hz, 1 H), 3.69 (s, 3 H), 3.68 (s, 3 H), 2.96 (s, 3 H), 2.78-

2.57 (m, 3 H), 2.20-2.02 (m, 2 H), 1.35 (s, 9 H), 1.10 (d, J = 6.0, 3 H) ;

13C NMR (100 MHz, CDCl3) δ 173.1, 172.4, 154.4, 81.9, 81.5, 72.5, 64.6,52.6, 52.1, 46.4

, 40.5, 37.6, 34.5, 29.4, 28.4, 15.8 ; IR (thin film, cm-1) 3436, 2977, 1736, 1697,

1355, 1173 ; HRMS (ESI+) for [M+Na]+ C18H31NO10SNa : calcd 476.1561, found 476.1

555 ; [α]D25 = - 18.2 (c = 1.01, CHCl3).

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3.38 Preparation of pyrrolidine diester C69

Et3SiH

BF3OEtCH2Cl2-78oC

N

CO2Me

Boc

MeO2C

MsON

OH

CO2Me

Boc

MeO2C

MsO

C68 C69

A solution of hemiaminal compound C68 (200mg, 0.44 mmol) and Et3SiH (52 mg,

0.072 ml, 0.44 mmol) in CH2Cl2 (4.4 ml) was cooled at -78°C and BF3⋅OEt2 (67 mg,

0.061 ml, 0.48 mmol) was then added dropwise under N2 atmosphere. After 30 min

Et3SiH (52 mg, 0.072 ml, 0.44 mmol) and BF3⋅OEt2 (67 mg, 0.061 ml, 0.48 mmol) were

added. The resulting mixture was stirred for 2 h at -78 °C. The reaction mixture was

quenched saturated aqueous NaHCO3, extracted with CH2Cl2 and dried over Na2SO4.

Evaporation of the solvent and purification by flash column chromatography (Hex/EtOAc

= 1/1) gave the product C69 (138 mg, 72%) as a colorless oil. For compound C69 : 1H

NMR (400 MHz, CDCl3) δ 4.21-3.90 (m, 2 H), 3.80-3.60 (m, 6 H), 3.40 (m, 1 H),

3.10-2.90 (m, 4 H), 2.80-2.60 (m, 2 H), 2.30-2.10 (m, 2 H), 1.90 (m, 1 H), 1.50-1.35

(m, 9 H), 1.10-0.93(m, 3 H) ; 13C NMR (100 MHz, CDCl3) δ 172.6, 172.4, 172.3, 154.1,

82.0, 80.6, 72.4, 64.9, 64.6, 52.7, 52.3, 52.2, 48.5, 48.3, 46.4, 42.5, 41.7, 41.3, 40.5, 40.3,

37.7, 32.8, 32.4, 29.4, 28.6, 28.4, 15.9; IR (thin film, cm-1) 2989, 2974, 1738, 1697,

1355, 1172 ; HRMS (ESI+) for [M+Na]+ C18H31NO9SNa : calcd 460.1612,

found 460.1608 ; [α]D25 = - 10.0 (c = 0.28, CHCl3).

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3.39 Preparation of isopropenyl pyrrolidine C70

N

CO2Me

Boc

MeO2C

MsO N

CO2Me

Boc

CO2Me

NaI, DBU

DME

C69 C70

To a solution of the mesylate C69 (100 mg, 0.22 mmol) in DME (2.2 ml) was

added NaI (66 mg, 0.44 mmol) in one portion. After stirring the reaction mixture for 5 h

at 60°C, DBU (100 mg, 0.66 mmol) was added and the reaction mixture was heated at

reflux with stirring for 3 h. After the reaction mixture had cooled to r.t, EtOAc (30 mL)

and H2O (20 mL) were added and the layers were separated. The combined organic

layers were washed with saturated NaHCO3 solution and brine, dried over Na2SO4.

Evaporation of the solvent and purification by flash column chromatography (Hex/EtOAc

= 2/1) gave the product C70 (60 mg, 79%) as a colorless oil. For compound C70 (two

rotamers) : 1H NMR (400 MHz, CDCl3) δ 4.89 (s, 1 H), 4.67 (s, 1 H), 4.13 and 4.04 (d, J

= 3.2 Hz, 4.0 Hz, 1 H), 3.74 and 3.73 (s, 3 H), 3.68 and 3.66 (s, 3 H), 3.70-3.58 (m, 1 H),

3.48-3.36 (m, 1 H), 3.02-2.95 (m, 1 H), 2.85-2.78 (m, 1 H), 2.36-2.20 (m, 2 H), 1.67 (s, 3

H), 1.44 and 1.38 (s, 9 H) ; 13C NMR (100 MHz, CDCl3) δ 172.6, 172.4, 172.3, 172.2,

154.3, 153.7, 141.4, 141.2, 113.4, 113.1, 80.2, 80.1, 64.0, 63.6, 52.3, 52.2, 51.8, 47.8,

47.6, 46.0, 45.2, 41.9, 40.9, 32.9, 28.4, 28.2, 22.3, 22.2 ; IR (thin film, cm-1) 2989, 2975,

1740, 1701, 1397, 1170 ; HRMS (ESI+) for [M+Na]+ C17H27NO6Na : calcd 364.1731,

found 364.1729 ; [α]D25 = - 18.9 (c = 1.03, CHCl3), [lit: [α]D

25 = - 19.1 (c = 0.62, CHCl3)].

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3.40 Preparation of α-(-)-kainic acid A2

N

CO2Me

Boc

CO2Me

1. LiOH

2. CF3CO2H

A2 (-)-kainic acid

NH

CO2H

CO2H

C70

3. Resin

The diester compound C70 (30 mg, 0.088 mmol) was dissolved in a mixture of

THF (1 mL) and a 2.5% solution of KOH (1mL). The reaction mixture was stirred for

12 h at r.t, and a solution of HCl (2M) was added until pH 3. The mixture was extracted

with EtOAc and the organic layers were combined and dried over Na2SO4 and

concentrated under reduced pressure. To the resulting residue, CH2Cl2 (2 mL) and TFA

(12 equiv.) were added, and the reaction mixture was refluxed for 2 h. After removal of

the solvent, the crude product was added to a column containing Dowex-50 H+ (WX8-

200, 8% cross-linking, 100- 200 wet mesh). Elution with NH4OH (1 N),

evaporation afforded (-)- kainic acid 2A (15 mg, 80%): mp 242-244 °C

[lit : mp 243-244]; HRMS (ESI-) for [M-H]- C10H14NO4 : calcd 212.0928,

found 212.0932 ; [α]D25 = -13.9° ( c= 0.33, H2O). [lit : [α]D

25 = - 14.2°

(c = 0.18, H2O)]; 1H NMR (D2O) δ 5.03 (s, 1 H), 4.74 (s, 1 H), 4.06 (d, 1 H, J = 3.1 Hz)

3.62 (dd, 1H, J = 11.6, 7.3 Hz), 3.44 (dd, 1H, J = 11.7, 10.7 Hz),

3.08-2.95 (m, 2 H), 2.29 (dd, 1 H, J = 15.7, 6.4 Hz), 2.16 (dd, 1H, J = 15.7, 8.1 Hz),

1.78 (s, 3H); 13C NMR (100 MHz, D2O) δ 178.6, 174.3, 140.9, 114.1, 66.6, 47.2, 46.6,

42.1, 35.4, 23.0.

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Chapter Four

Oxygen-Promoted Pd(II) Catalyzed Carbon-Carbon Bond Formation

4.1 Introduction

Palladium catalysis has achieved the status of an indispensable tool for organic

synthesis. Among basic types of palladium catalyzed transformations, the Heck reaction

and related chemistry is one of the most widely used standard tools for carbon-

carbon bond-forming reactions in organic synthesis.1 In addition to the conventional

Heck reaction of unsaturated compounds with organic halides and triflates as an

electrophile, the use of nucleophilic organo-metallic reagents such as organosilanes,2

organoantimony,3 and organotins4 have attracted much attention. However, these organo

metallic reagents and their byproducts are highly toxic 5 and difficult to remove. 6

Comparatively, organoboron reagents are less toxic,7 stable in air, and easilyaccessible, it

is worthwhile to explore their synthetic utility for the various organic

reactions. Two oxygen-promoted Pd(II) catalyzed carbon-carbon bond formation

reactions are developed and described. One is a mild and efficient Pd(II) catalysis,

leading to the formation of carbon-carbon bonds between a broad spectrum of

organoboron compounds and alkenes. Molecular oxygen was employed to reoxidize the

Na2CO3, DMFCO2

tBu PhB(OH)2+

50oC

CO2tBu

PhPd(OAc)2, O2 (1)

resultant Pd(0) species back to Pd(II) during catalytic cycles. This oxygen protocol prom

oted the desired Pd(II) catalysis, whereas it retarded competing Pd(0) catalytic pathways

such as Heck or Suzuki couplings (eq. 1).

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Another reaction, which uses similar reaction condition and concept, is a method

for the formation of symmetric biaryls and dienes via oxidative dimerization of aryl and

alkenyl boronic acids. These conditions also utilized Pd(II) catalysts under an oxygen

atmosphere with water as the solvent. The use of phase transfer catalysts promoted

efficient and mild syntheses of a wide range of materials (eq. 2).

Ar B(OH)2 Ar ArPd(OAc)2,O2, NaOAc

PTC, H2O, 23 oC(2)

4.2 Oxygen-promoted Pd(II) Catalysis for the coupling of organoborons with olefins

Our group has reported an improved method for the aryl-alkenyl coupling by

utilizing arylstannanes via Pd(II) catalysis in the presence of oxygen or Cu(II) oxidants.8

Due to the shortcomings of organometallic reagents including toxicity and difficulty of

removing, it was strongly encouraged to develop alternative methods, which are more

efficient and environmentally friendly. By utilizing a similar protocol with aryl-aryl

coupling reaction of organoboron compounds (Section 4-3), 9 we embarked on the

development of a mild and versatile condition of the Heck-type coupling reaction using

organo boron reagents.

4.2.1 Heck reaction in water

Upon receiving successful results using water for the homo coupling reaction,

water was firstly tested for the solvent in the Heck type reaction in the presence of phase

transfer catalyst (Scheme 4-1). The reaction condition, which use water as a solvent and

air as an oxidant, should be a green and environmentally friendly. Excitement grew from

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the promising preliminary results; the desired products D3, D6 were isolated in moderate

yields. The formation of homo coupling product D4, D7, which was a main side reaction,

was blamed for the low yield. A long reaction time was needed for the starting materials

to be consumed completely under the reaction condition. To circumvent the problem, the

reaction condition was optimized as described in Section 4.2.4 resulting in the high yield

of the product and short reaction time.

Pd(OAc)2, O2

Water, NaOAc

50 oC

MeO B(OH)2 Ph+Ph

MeO

OMe

OMe

+

50%

30%

24 h

Pd(OAc)2, O2

Water, NaOAc50 oC

B(OH)2 Ph+Ph

+

30%

50%

24 h

PTC

Ac Ac Ac

Ac

Scheme 4-1. Heck reaction in water

D1 D2 D3

D4

D5 D6

D7

D2

4.2.2 Precedent report

Uemura reported a Pd(0)-catalyzed cross coupling of boronic acids and alkenes

via oxidative addition of Pd(0) to a carbon-boron bond.10 In this case, the reactions

required long reaction times (20-38 h) and acetic acid as a solvent.

Mori reported a Pd(II)-catalyzed pathway for the reaction between organoboron reagents

and alkenes in the presence of Cu(OAc)2 as an oxidant, which involved transmetalation

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As the initial step in the catalytic cycle. 11 However, the reaction conditions remained

harsh (100 °C, DMF) and excess Cu(II) reagent was utilized as an oxidant, generating a

poisonous waste. 12 The use of molecular oxygen as a sole reoxidant has been reported in

palladium-catalyzed methodologies, encompassing oxidation of alcohols to carbonyl

compounds, 13 cyclization of olefinic compounds, 14 and synthesis of hydrogen

peroxide. 15 Recently, arylzinc compounds, 16 triarylbismuths,17 and arylboronic acids18

were reported to be dimerized in the presence of oxygen.

4.2.3 Oxygen effect

As mentioned earlier, the use of oxygen for the oxidative homocouplings of aryl

and akenylboronic acids has been reported.9 The mechanistic aspect of aerobic oxida-

tion of palladium catalysts via peroxopalladium(II) species has been well rationalized by

Stahl. 19

Na2CO3, DMFCO2

tBu PhB(OH)2+

50oC, 3 h

CO2tBu

Ph

Pd catalystb

O2O2

Pd(OAc)2Pd(OAc)2Pd(OAc)2

85%

oxidant

87%

entry123

yield

0%a N2 condition. b10 mole%.

"cat. Pd"

Pd2(dba)3

44%12%Nonea

Air

Pd2(dba)345 Nonea

D8 D10D9

Table 4-1. Effect of Oxygen

Described herein is the use of molecular oxygen as the catalyst oxidant in Pd(II)-

catalyzed couplings of organoboron compounds and olefins. The presence of oxygen

was critical for catalyst reoxidation as reported earlier.8, 9 As shown in Table 4-1,

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a low yield of the product was obtained when the reaction was

run under a nitrogen condition (entry 1). Under air and oxygen, the product was obtained

in 44 and 87% yields, respectively (entries 2 and 3). Interestingly, Pd(0) catalyst was

also effective in delivering the desired product in 85% yield in the presence of oxygen

(entry 4), whereas no product was observed under nitrogen conditions (entry 5). From

these results, it was inferred that molecular oxygen played a pivotal role in

Pd(II)-catalyzed reaction through the reoxidation of Pd(0) species to Pd(II).

4.2.4 Optimization of the Reaction Condition

In a further study, it was found that Pd(OAc)2 was the choice of the catalyst and

Na2CO3 proved to be the best. Several bases such as NaOAc, Cs2CO3, and K2CO3 were

effective as well under these aerobic conditions. DMF was the choice of the solvent,

whereas protic solvents, including water and EtOH, delivered biaryls via homocoupling

reaction exclusively.18 Regarding temperature, optimal results were obtained at 50 °C,

while longer reaction times (12-24 h) were required to complete the reactions at 23 °C;

increased amounts of homocoupling products were produced at higher temperatures such

as 100 °C.

4.2.5 Optimization of the Catalyst Amount

To verify the efficiency of this this protocol, a study for the optimum catalyst

dosage wasconducted (Table 4-2). Comparable results were obtained when 5 mol%

Pd(OAc)2 was used and the decreased yield was observed when 1 mole% Pd(OAc)2

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was used.

CO2tBu CO2

tBuPhPhB(OH)2+

Pd(OAc)2

81% 79% 42%yieldtime

10 mole% 5 mole% 2.5 mole% 1 mole%

66%3 h 5 h 24 h 24 h

1 mmole 1 mmole

Table 4-2. Dosage of catalyst

*Reaction conditions: O2, Pd(OAc)2, Na2CO3, DMF, 50 oC, 3 h

D8 D9 D10

4.2.6 Effect of Electron Density on Olefins

To examine substrate versatility, we first probed the effect of electron density on

olefins as shown in Table 4-3. tert-Butyl acrylate, which is an electron-poor alkene,

was converted smoothly to tert-butyl trans-cinnamate D10 in 87% yield. An electron-

rich alkene, n-butyl vinyl ether delivered 73% of β-butoxystyrene D11 with an isomeric

ratio of 2/1 at 23 °C after 10 h. Styrene, an aromatic nonallylic alkene, reacted with

phenylboronic acid to give 90% of trans-stilbene D12. Allylbenzene

was converted to (E)-1,3-diphenylpropene D13 smoothly in 86% yield. This newly

developed protocol was effective regardless of the electron density on olefins and was

regioselective to provide an (E)-isomer exclusively except with an electron-rich alkene.

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10 mole% Pd(OAc)2, O2

Na2CO3, DMF, 50 oC, 3 hR

PhR

73% a87%

Table 4-3. Effect of Electron Density on Olefines

90% 86%

E/Z =2/1

(D10) (D11)

a 2.0 eq of n-butylvinylether, 23oC, 10 h. Yields were calculated based on boronic acid.

Ph B(OH)2

CO2tBu

Ph

PhPh

CH2PhPh

OBuPh

(D12) (D13)

4.2.7 The Versatility of the Arylboronic Acid

After screening olefins, we investigated the scope and limitation of organoboron

compounds as summarized in Table 4-4. 4-Methoxyphenylboronic acid D1, which

has an electron-donating group, and 3-acetylphenylboronic acid D2, which has

an electron-withdrawing group, showed similar reactivities, furnishing the desired

arylated products in 79 and 78% yields, respectively. Indole derivatization on the

C-3 position was also possible by coupling 1-(phenylsulfonyl)- 3-indoleboronic acid

D14 with alkene D8 in good yield. 2,2-Dimethyl-1,3-propanediol benzeneboronate

D15 was prepared from the corresponding arylboronic acids20 and subjected to the

Pd(II) catalysis, giving rise to the exclusive synthesis of tert-butyl trans-cinnamate.

Likewise, 3,5-dimethyl-4-methoxybenzene catechol boronate D16 furnished the

corresponding arylated product in 79% yield. No biphenyl product was observed at all.

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Fused aromatic and heterocyclic boronic acids were also effective inthis protocol. The

arylboronates of 1-naphthaleneboronic acid D17 and 4-dibenzofuranboronic acid D18

afforded 85 and 77% yields of the desired arylated products, respectively.

O

BO

O

N

B(OH)2

SO2Ph

MeO B(OH)2 B(OH)2

Ac

CO2tBu

ArB(OR)2, 10 mole% Pd(OAc)2, O2

Na2CO3, DMF, 50oC, 3 hCO2

tBuAr

BO

O

BMeOO

O BO

O

BO

O

S

ArB(OR)2 ArB(OR)2

Table 4-4. Various Aryl Boronic acids Coupled with tert-Butyl acrylate

D5D1

D14D15

D17D16

D18

D19

D8

yield

79%

75%

79%

77%

78%

92%

85%

52%

yield

Next, the coupling with 2,2-dimethyl-1,3-propanediol boronate of thianaphthene-

2-boronic acid D19 was smooth with moderate yield.

4.2.8 The Coupling with Allylbenzene

Table 4-5 shows the reactions of allylbenzene D20 with various boron

compounds. Various arylboron compounds were coupled with allylbenzene smoothly to

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deliver the mixture ofthe double-bond-migrated isomers. Electron density in arylboronic

acids did not have a significant influence on the results, still giving the desired products

in high yields (entries 1, 2).

ArB(OR)2

ArB(OR)2, 10 mole% Pd(OAc)2, O2

Na2CO3, DMF, 50oC, 3 hPhArPh

Table 4-5. Various Aryl Boron Reagents Coupled with Allylbenzene

yieldentry

34

1

5

2 D5D1 80% (1/1.0)a

86% (1/1.6)a

83% (1/1.3)85% (1/5.4)82% (1/3.0)a

D17D16

D18a Reaction solvent = CH3CN.

D20

Arylboronates containing bulky fused aromatic or heterocyclic groups were equally

effective in this protocol to provide the regioisomeric mixtures (entries 3-5).

4.2.9 The Coupling with Highly Substituted Olefins

Having obtained satisfactory results with monosubstituted alkenes, the research

was expanded to the arylation of a highly substituted system as depicted in Table 4-

6. Ethyl trans-crotonate reacted with phenylboronic acid to give 70% yield of ethyl β-

methylcinnamate D21 with exclusive (E)-configuration. trans-β-Methylstyrene reacted

smoothly with both phenylboronic acid and 3-acetylphenylboronic acid to

furnish the corresponding trans-α-methylstilbenes D22, D23 in high yields.

Conversely, α-methylstyrene delivered an inseparable mixture of trans-α-methylstilbene

and α-benzylstyrene D24 in 69% yield in a ratio of 1/1.5. Cyclohexene,

a cyclic disubstituted olefin, was also effective in our protocol

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to furnish a 1/2 mixture of 3-phenylcyclohexene and 4-phenyl- cyclohexene D25

in 48% yield. These data implied that this oxygen protocol could be applicable to most

highly substituted olefin systems, resulting in outstanding (E)-selectivity.

10 mole% Pd(OAc)2, O2

Na2CO3, DMF, 50 oC, 3 h

PhCO2Et

PhPh

PhPh +

Ph

Ph

Ph

PhAc

70% 82%

69%(1/1.5)

48%(1/2)

Product

86%a

a 3-Acetylphenylboronic acid was used as a coupling partner.

Olefin

(D21) (D22)

(D23) (D24)

(D25)

D9,

Table 4-6. Coupling with Highly Substituted Olefins

4.2.10 Phenol Formation

During the research, it was found that phenols were sometimes observed as

minor side products along with the aforementioned biaryls.18c When arylboronic acids

were utilized as couplingpartners the phenols were isolated in 5% yield, whereas

arylboronates functioned as benign coupling partners for this methodology, decreasing th

eformation of side products such as biaryls and phenols (Table 4-7). From these data,

some mechanistic insight was inferred and a catalytic passway were suggested for the

homo coupling reactions after conducting further experiment later on.

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CO2tBu CO2

tBuPhPhB(OR)2+ Ph Ph Ph OH+ +

D8 D10 D33 D60

PhB(OR)2 (1.0 eq) D10 D33 D60

D9

D15

81% 7% 5%

90% 4% trace

Table 4-7. Phenol formation

*Reaction conditions: O2, Pd(OAc)2, Na2CO3, DMF, 50 oC, 3 h

4.2.11 Competition Reaction and Reaction Cycle

To elucidate the catalytic pathway of this oxygen protocol, we conducted the

competition reactions using tert-butyl acrylate (D8, 3 mmol), 21 2,2-dimethyl-1,3-

propanediol boronate of 3-acetylphenylboronic acid (D26, 1 mmol), and 2-

iodoanisole (D27, 1 mmol). As shown in Scheme 4-1, 71% of Pd(II) catalysis

product D28 and 26% of Heck coupling product D29 were isolated using oxygen

conditions, while only 18% of D30 was isolated together with Heck product as the major

product using oxygen free conditions (argon atmosphere). The Suzuki coupling product22

D30 was detected in low yield under both conditions. The side products,17,21 D31 and D3

2, were detected with oxygen conditions in 5 and 6% yields, respectively. From these

results, it was inferred that molecular oxygen promoted the desired Pd(II) catalysis and

suppressed the competing Pd(0) catalytic pathways (Scheme 4-2).

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CO2tBu Ar1 B

O

O+ Ar2 I

Ar1CO2

tBuAr2

CO2tBu Ar1 Ar2

O2d

Ar

Ar1 Ar1 Ar1 OH

+

Scheme 4-2. Competition Reaction

71% 26% 0.5%

18% 74% 1%

a Ar1 = 3-acetylphenyl. b Ar2 = 2-methoxyphenyl.

(D8, 3 mmole)(D26, 1 mmole)a(D27, 1 mmole)b

Heck Suzuki

c

5%

0%

D31

6%

0%

D32

d Oxygen was delivered by bubbling into the reaction solution slowly.

Pd(II) catalysisD28 D29 D30

c 20 mole% Pd(OAc)2, Na2CO3, DMF, 50 ?C, 6 h.

Although the details are not yet known, a mechanistic catalytic cycle was

proposed as shown in Figure 4-1. Presumably, the Pd(II) works as the active species

throughout the reaction as suggested by Mori.11 As delineated in cycle I, transmetalation

of arylboronic acid gives Ar-Pd-L, and migratory insertion of the olefin is followed by β-

hydride elimination to produce the desired product and Pd(0) species. Molecular oxygen

then oxidizes the Pd(0) to Pd(II) species, possibly via a peroxopalladium(II) complex.19

The high efficiency of the Pd(0) complex, Pd2(dba)3, can be explained by this

scheme involving the oxidation step of Pd(0) species by oxygen. The preference of our

oxygen-promoted Pd(II) catalysis to the conventional Heck or Suzuki catalysis under

an oxygen atmosphere can also be explained by this reaction scheme involving rapid oxid

ation of Pd(0) species. Therefore, Pd(0)-catalyzed oxidative addition of 2-iodoanisole can

be suppressed to follow Heck or Suzuki pathways (cycle II).

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Figure 4-1. Reaction Cycle

Pd(0)

Pd(II)

R

RAr

Ar'-X

Cycle ICycle II

O2

Heck CatalysisSuzuki Coupling

Oxygen promotedPd(II) Catalysis

Ar'-Pd-XAr-B(OR)2

Ar-Pd-L

"Oxidative addition"

"Fast"

RAr'Ar-Ar' or

"Slow"

"Transmetalation"

RAr

Pd-L

4.2.12 Conclusion

In conclusion, a mild and efficient Pd(II) catalysis, an organometallic variation of

Heck reaction was elaborated. The newly developed protocol uses an environmentally fri

endly and inexpensive oxidant, molecular oxygen, and provides various aryl-

alkenyl coupling products from a broad spectrum of olefins and arylboron compounds in

good to excellent yields. This oxygen protocol demonstrates a new mechanistic concept

that oxygen would promote the Pd(II) catalytic pathway and in turn suppress the

competing Pd(0) catalysis encompassing Heck or Suzuki couplings.

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4.3 Oxidative Dimerization: Pd(II) Catalysis in the Presence of Oxygen using

Aqueous Media

The synthesis of biaryls has been widely studied beginning with the classic

Ullmann coupling.23 Many reactions including Stille and Suzuki couplings allow for the

syntheses of both symmetric and unsymmetrical biaryls in high yields. 24 Recent interest

in oxidative dimerizations for the synthesis of symmetric biaryls has resulted in a number

of studies, mostly employing organostannanes. 25 Our group has reported improved

conditions for the rapid synthesis of biaryls from stannanes using Cu(II) salts as Pd(II)

catalyst reoxidants.26 However, organotin compounds and their by-products are difficult

to remove and highly toxic.27 To alleviate the problems associated with organostannanes,

alternatives employing less-toxic analogs such as boronic acids are desirable.

Additionally, aryl and vinyl boronic acids are becoming more readily available from com

mercial sources.28

4.3.1 Precedent Results of Homo Coupling with Organo Boron Reagent

There have been several reports utilizing boronic acids in oxidative

dimerizations29 and others using oxygen conditions.30 Jackson et al. reported Pd(II)

catalyzed couplingsof arylboronic acids using oxygen conditions. 31 However, the

reaction conditions gave side products resulting in low yields of desired products and

provided limited examples. To minimize side reactions, useof phase transfer catalysts

(PTC) was reported for the couplings of arylboronic acids with olefins in aqueous

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media. 32 Report herein is the palladium-catalyzed carbon-carbon bond formation via

the oxidative dimerization of boronic acids. By using oxygen as the catalyst reoxidant,

rapid formation of dimerized products can be obtained in aqueous media under PTC

conditions. 33 As a distinguishing feature, the procedure allows for the synthesis of

dienes in good yields with limited side products.

4.3.2 Effect of Oxidant

The role of the catalyst reoxidant in the dimerization of phenylboronic acid D9

was critical. The reaction was run under nitrogen, air, and oxygen as oxidants, which

were delivered either by bubbling or via balloon (Table 1). Very low yields (<10%) of

biphenyl D33 were obtained when the reaction was run under nitrogen conditions,

indicating the need for an oxygen source (entry 1).

oxidant

O2

time yield

3 h 95%

air 24 h 21%

48 h >10%N2

entry

1

2

3

Ph PhPd(OAc)2, oxidant

NaOAc, H2O, 23 oCD9 D33

Table 4-8. Effect of oxidant choice on oxidative dimerization of phenylboronic acid

PhB(OH)2

With the use of air, only 21% yield of the desired product was obtained (entry 2).

With oxygen, a 95% yield of D33 was achieved in a shorter reaction time (entry 3).

Surprisingly, no other side products were detected in the reaction mixture. From these

results, it was inferred that oxygen was the source of reoxidation and best applied in the

pure oxygen form. Then the optimum reaction conditions were established using NaOAc

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as the base in aqueous media. In most cases, water was a highly effective solvent either

with or without PTC.

4.3.3 Effect of PTC

The PTC employed depended on the substrates being screened, but it was found

that PTCs with long chain alkyl groups were generally effective for this protocol with fe

wexceptions (Tables 4-9, 10, and 11). The exact mechanism of PTC in this reaction

was not investigated. However, it was found that it increased the compatibility of

arylboronic acids with water and palladium catalysts dramatically and minimized the side

reactions using catalytic amounts.

4.3.4 Example of the Functionalized Phenylboronic Acid

A screening test of a variety of substituted phenylboronic acids was conducted as

shown in Table 4-9. Electron rich 4-methoxyphenylboronic acid gave 4,4-dimethoxy

biphenyl D34 in 95% yield after 3 h without the use of a PTC. Likewise, similar substrate

4,4-diphenoxybiphenyl D35 was prepared in 95% yield after 10 h. As stated previously,

the need for PTC to facilitate dimerization is dependent on the boronic acid employed. As

such, the dimerization of 3,4-(methylenedioxy)phenyl boronic acid required

cetyltrimethylammonium hydrogensulfate (10 mol%, 0.1 M solution) as a PTC. The

reaction was completed after 10 h to give the product D36 in 84% yield.

No deacetalization products were detected in the reaction mixture. The dimerization of

4-(dimethylamino)phenyl boronic acid was smooth to provide the biphenyl D37 in 93%

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yield after 10 h. No side products resulting from direct oxidation of the nitrogen were

detected. Electron withdrawing groups did not appear to have an effect on the course of

the reaction as has been seen in other cases.34 3-Cyanophenylboronic acid gave 3,3-

dicyanobiphenyl D38 in 98% yield after 10 h in the presence of PTC.

Pd(OAc)2, O2, NaOAc

PTC, H2O, 23 oC

95%95%

MeO

84% 93%

98% 99%

61%

Phase transfer catalyst (PTC) employed, 10 mol%, 0.1 M H2O solution: A = CH3(CH2)15N(CH3)3HSO4; B = CH3(CH2)13N(CH3)3Br; C = CH3(CH2)11OSO3Na

Ar B(OH)2 Ar Ar

FNC

O

O

PhO

N

58%

B

A

B

C

94%

Ac

Table 4-9. Formation of biphenyls from boronic acids

OMe OPh

N

CNF

Ac

O

O

D34 D35

D36 D37

D38 D39

D40 D41

D42

4,4-Difluorobiphenyl D39 was prepared in nearly quantitative yield after only 3 h

without the need for PTC. The 4-bromo and 4-iodo congeners were also screened,

but produced low yields of desired products (<30%) despite our best efforts.

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3-Acetylphenylboronic acid gave the biphenyl product D40 in 94% yield in 3 hours.

Next focus was determining the steric effects in the reaction. o-Tolylboronic acid

was screened and gave only 61% yield of the biphenyl product D41. Likewise, 2,6-

dimethylphenylboronic acid gave a 58% yield of the corresponding biphenyl D42 in 10 h

using sodium dodecyl sulfate. Interestingly, this reaction was not effected using cetyltri-

methylammonium hydrogensulfate. From these results, we inferred that steric effects

hindered product formation of these two substrates as compared with the result of phenyl

boronic acid. Additionally, it was attributed that the lower yields of these substrates to the

low solubility of the boronic acids in water, even under PTC conditions. If steric effects

were a main factor, the addition of the extra methyl in D42 would have decreasedthe yiel

dproportionally.As gleaned from the experimental results, the yields for the products D41

, D42 arevirtually the same, implying that steric effect is not a sole governor on the

reaction.

4.3.5 Example of the Multi- and Heterocyclic Arylboronic Acid

Having obtained satisfactoryresults in the dimerization of phenylboronic acids, th

etest ofversitility of aryl boronic acids was expanded to the multi- and

heterocyclic arylboronic acids as shown in Table 4-10. Thus, 2-naphthaleneboronic

acid was dimerized in 10 h and in 95% yield to provide D43. Likewise,

1-naphthaleneboronic acid reacted to give an 87% yield of corresponding biaryl

compound D44, albeit without the need of PTC.

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Pd(OAc)2, O2, NaOAc

PTC, H2O, 23 oCR B(OH)2 R R

87%95%

98% 79%

62%

Phase transfer catalyst (PTC) employed, 10 mol%, 0.1 M H2O solution: A = CH3(CH2)15N(CH3)3HSO4; B = CH3(CH2)13N(CH3)3Br

B

O

S

SOHC

A

B A

Table 4-10. Formation of biaryls from boronic acids

O

S

S CHO

D43D44

D45 D46

D47

Next, 4-dibenzofuranboronic acid reacted under PTC conditions in very high

yield of the product D45. Without the use of PTC conditions, we found numerous side p

roducts occurred. Phenol formation was the major side product, resulting from the additi

on of water to the palladium complex. Additionally, proton exchange also occurred with

the boron moiety to generate the unfunctionalized aromatic.35 Next, the dimerization of

heterocyclic boronic acids was studied. The dimerization of thianaphthene- 2-boronic

acid was efficient, but gave only 79% yield of the product D46 after 10 h. Furthermore,

5-formyl- 2-thiopheneboronic acid reacted to give the biaryl D47 in only 62% yield.

In both cases, the starting material was completely consumed and only phenol and

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unfunctionalized aromatic products were isolated. The dimerizations of other furan and

thiophene- based boronic acids were attempted, but withlimited success.

4.3.6 Synthesis of Diene

The synthesis of dienes through the oxidative dimerization of vinylboronic acids

was efficient as shown in Table 4-11. trans-2-Phenylvinylboronic acid gave good yield

of the (E,E)-diene product D48 under PTC conditions. Only one isomer was isolated

with no side products detected, and the remainder of the reaction mixture was unreacted

starting material. The 4-fluoro congener reacted to give the (E,E)-

diene D49 exclusively in 73% yield after 10 h.

Pd(OAc)2, O2, NaOAcPTC, H2O, 23 oC

85%73%75%

79% 65%

RB(OH)2 R

R

Phase transfer catalyst (PTC) employed, 10 mol%, 0.1 M H2O solution: A = CH3(CH2)13N(CH3)3Br; B = CH3(CH2)15N(CH3)3HSO4; C = Bu4NOH

A B B

C C

Table 4-11. Formation of dienes from boronic acids

F Cl

F Cl

D48 D49 D50

D51 D52

Additionally, the 4-chloro compound gave 85% yield of the desired diene D50

under similar conditions. The synthesis of long chain dienes was also effective using our

protocol. For example, the dimerization of trans-1-hexen-1-ylboronic acid gave (5E,7E)-

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5,7- dodecadiene D51 exclusively in 79% yield after 10 h. Additionally, trans-1-octen-1-

ylboronic acid gave (7E,9E)-7,9-hexadecadiene D52 in 65% yield. The remainder

of the reaction mixture in D51 and D52 was unreacted starting material. With the long

chain alkenyl boronic acids, we screened the standard PTCs that had been used with

previous examples in Tables 4-9, 10, and 11. However, these catalysts were

ineffective and gave mostly unidentified side productsinstead of the desired dimerized

materials. Fortunately, the use of tetrabutylammon-ium hydroxide facilitated the

dimerization of long chain alkenyl boronic acids.

4.3.7 Conclusion

In conclusion, we have developed a method for the formation of symmetric biaryl

sand dienes via the oxidative dimerization of boronic acids. These conditions utilize Pd(II

)catalysts under an oxygen environment with water as the solvent. The use of PTCs allow

sfor the efficient and mild synthesis of a wide range of products in a rapid fashion.

Our reaction allows for a more environmentally benign and cost-effective

alternative to standard oxidative dimerization conditions with organostannanes.

Additionally, our protocol enhances previous examples of boronic acid dimerization by

increasing utility of the reaction. We have achieved this by broadening the range of

substrates employed to include substituted phenyls, biaryls, heterocycles, and dienes.

142

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4.4 References

1 For reviews, see: (a) Beletskaya, I. P.; Cheprakov, A. V. Chem. ReV. 2000, 100, 3009.

(b) Ikeda, M.; El Bialy, S. A. A.; Yakura, T. Heterocycles 1999, 51, 1957. (c) Shibasaki,

M.; Boden, C. O. J.; Kojima, A. Tetrahedron 1997, 53, 7371. (d) Gibson, S. E.;

Middleton, R. J. Contemp. Org. Synth.1996, 3, 447. (e) Negishi, E.; Coperet, C.; Ma, S.;

Liou, S.-Y.; Liu, F. Chem. ReV. 1996, 96, 365. (f) de Meijere, A.; Meyer, F. E. Angew.

Chem., Int. Ed. Engl. 1994, 33, 2379. (g) Heck, R. F. Org. React. 1982, 27, 345. (h) Heck,

R. F. Acc. Chem. Res. 1979, 12, 146.

2 (a) Hirabayashi, K.; Nishihara, Y.; Mori, A.; Hiyama, T. Tetrahedron Lett. 1998, 39,

7893. (b) Hirabayashi, K.; Kondo, T.; Toriyama, F.; Nishihara, Y.; Mori, A. Bull. Chem.

Soc. Jpn. 2000, 73, 749. (c) Hirabayashi, K.; Ando, J.; Kawashima, J.; Nishihara, Y.;

Mori, A.; Hiyama, T. Bull. Chem. Soc. Jpn. 2000, 73, 1409.

3 Motoba, K.; Motofusa, S.; Cho, C. S.; Uemura, S. J. Organomet. Chem. 1999, 574, 3.

4 (a) Oda, H.; Morishita, M.; Fugami, K.; Sano, H.; Kosugi, M. Chem. Lett. 1996, 811.

(b) Fugami,K.; Hagiwara, S.; Oda, H.; Kosugi, M. Synlett 1998, 477. (c) Hirabayashi, K.;

Ando, J.; Nishihara, Y.; Mori, A.; Hiyama, T. Synlett 1999, 99. (d) Heck, R. F. J. Am.

Chem. Soc. 1968, 90, 5518. (e) Heck, R. F. J. Am. Chem. Soc. 1969, 91, 6707.

5 For toxicology studies, see: (a) Smith, P. J. Toxicological Data on Organotin

Compounds; Publication 538; International Tin Research Institute: London, 1978. (b)

Chau, Y. K.; Wong, P. T. S. Some EnVironmental Aspects of Organo-arsenic, Lead and

Tin; NBS Special Publication (United States), 1981, 618, 65-80. (c) Sandhu, G. K. J.

Chem. Sci. 1983, 9, 36. (d) Barnes, J. M.; Magos, L. Organomet. Chem. ReV. 1968, 3 (2),

143

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137.

6 Pyrene, M.; Quintard, J.-P.; Rahm, A. Tin in Organic Synthesis; Butterworth: Boston,

1987; pp 36-37.

7 Ullmann’s Encyclopedia of Industrial Chemistry, 6th ed., June 2001 Electronic Release;

Wiley-VCH: Weinheim, Germany, 2001.

8 Parrish, J. P.; Jung, Y. C.; Shin, S. I.; Jung, K. W. J. Org. Chem. 2002, 67, 7127.

9 Parrish, J. P.; Jung, Y. C.; Floyd, R. J.; Jung, K. W. Tetrahedron Lett. 2002, 43, 7899.

10 Cho, C. S.; Uemura, S. J. Organomet. Chem. 1994, 465, 85.

11 Du, X.; Suguro, M.; Hirabayashi, K.; Mori, A. Org. Lett. 2001, 21, 3313.

12 For toxicology studies, see; (a) Beritic, T.; Dimov, D. ArhiV Za Higijenu Rada I

Toksikologiju 1970, 21 (3), 285. (b) Grebennikov, E. P. SoVetskaia Meditsina 1969, 32

(4), 94.

13 (a) Steinhoff, B. A.; Fix, S. R.; Stahl, S. S. J. Am. Chem. Soc. 2002, 124, 766. (b) Brink,

G. T.; Arends, I. W. C. E.; Sheldon, R. A. Science 2000, 287, 1636. (c) Peterson, K. P.;

Larock, R. C. J. Org. Chem. 1998, 63, 3185.

14 (a) Rohn, M.; Backvall, J.; Andersson, P. G. Tetrahedron Lett. 1995, 36, 7749. (b)

Larock, R. C.; Hightower, T. R.; Hasvold, L. A.; Peterson, K. P. J. Org. Chem. 1996, 61,

3584.

15 (a) Bianchi, D.; Bortolo, R.; D’Aloisio, R.; Ricci, M. Angew. Chem., Int. Ed. 1999, 38,

706. (b) Thiel, W. R. Angew. Chem., Int. Ed. 1999, 38, 3157.

16 Hossain, K. M.; Kameyama, T.; Shibata, T.; Tagaki, K. Bull. Chem. Soc. Jpn. 2001, 74,

2415.

144

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17 Ohe, T.; Tanaka, T.; Kuroda, M.; Cho, C. S.; Ohe, K.; Uemura, S. Bull. Chem. Soc. Jpn.

1999, 72, 1851.

18 (a) Smith, K. A.; Campi, E. M.; Jackson, W. R.; Marcuccio, S.; Naeslund, C. G. M.;

Deacon, G. B. Synlett 1997, 131. (b) Wong, M. S.; Zhang, X. L. Tetrahedron Lett. 2001,

42, 4087. (c) Yoshida, H.; Yamaryo, Y.; Ohshita, J.; Kunai. A. Tetrahedron Lett. 2003,

44, 1541.

19 (a) Stahl, S. S.; Thorman, J. L.; Nelson, R. C.; Kozee, M. A. J. Am.Chem. Soc. 2001,

123, 7188. (b) Stahl, S. S.; Thorman, J. L.; de Silva, N.; Guzei, I. A.; Clark, R. W. J. Am.

Chem. Soc. 2003, 125, 12.

20 Shi, B.; Boyle, R. W. J. Chem. Soc., Perkin Trans. 1 2002, 11, 1397.

21 Suzuki coupling product was detected in low yield from boron reagent and halide; thus,

excess alkene was used to maximize the efficiency of the other reactions.

22 In a separate Suzuki coupling reaction between 24 and 25, the desired product 28 was

isolated in 31% yield under oxygen and 71% yield under argon conditions (20 mol %

Pd(OAc)2, Na2CO3, DMF, 50 °C, 6 h).

23 For the reviews of the Ullmann coupling, see: (a) Lindley, J. Tetrahedron 1984, 40,

1433; (b) Kozhevnikov, I. V.; Matveev, K. I. Russ. Chem. Rev. 1978, 47, 649; (c) Fanta,

P. E. Synthesis 1974, 9.

24 For the Stille reaction, see: (a) Mitchell, T. N. In Metal-Catalyzed Cross Coupling

Reactions;

Diederich, F.; Stang, P. J., Eds.; Wiley: New York, 1998, pp. 167–202; (b) Mitchell, T. N.

Synthesis, 1992, 803; (c) Stille, J. K. Angew. Chem., Int. Ed. Engl. 1986, 25, 508. For the

145

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Suzuki reaction, see: (d) Suzuki, A. In Metal-Catalyzed Cross Coupling Reactions;

Diederich, F.; Stang, P. J., Eds.; Wiley: New York, 1998, pp. 49–97; (e) Miyaura, N.

Chem. Rev. 1995, 95, 2457; (f) Suzuki, A. Pure Appl. Chem. 1994, 66, 213.

25 For selected examples of oxidative dimerization reactions, see: (a) Kang, S.-K.; Baik,

T.-G.; Jiao, X. H.; Lee, Y.-T. Tetrahedron Lett. 1999, 40, 2383; (b) Kang, S.-K.;

Namkoong, E.-Y.; Yamaguchi, T. Synth. Commun. 1997, 27, 641; (c) Wright, M. E.;

Porsch, M. J.; Buckley, C.; Cochran, B. B. J. Am. Chem. Soc. 1997, 119, 8393; (d)

Tamao, K.; Ohno, S.; Yamaguchi, S. J. Chem. Soc., Chem. Commun. 1996, 1873; (e)

Boons, G.-J.; Entwistle, D. A.; Ley, S. V.; Woods, M. Tetrahedron Lett. 1993, 34, 5649;

(f) Liebeskind, L. S.; Riesinger, S. W. Tetrahedron Lett. 1991, 32, 5681; (g) Tolstikov, G.

A.; Miftakhov, M. S.; Danilova, N. A.; Vel’der, Y. L.; Spirikhin, L. V. Synthesis 1989,

633.

26 For our studies, see: Parrish, J. P.; Flanders, V. L.; Floyd, R. J.; Jung, K. W.

Tetrahedron Lett. 2001, 42, 7729.

27 For toxicology studies, see: (a) Smith, P. J. Toxicological Data on Organotin

Compounds, Publication 538. International Tin Research Institute: London, 1978. For

examples of purification techniques, see: (b) Pereyre, M.; Quintard, J.-P.; Rahm, A. Tin

in Organic Synthesis; Butterworths: Boston, 1987, pp. 36–37.

28 Aldrich Chemical Catalog 2000–2001, Aldrich Chemical Co., Milwaukee.

29 For oxidative dimerizations with boronic acids, see: (a) Wong, M. S.; Zhang, X. L.

Tetrahedron Lett. 2001, 42, 4087; (b) Moreno-Manas, M.; Perez, M.; Pleixats, R. J. Org.

Chem. 1996, 61, 2346; (c) Percec, V.; Bae, J.-Y.; Zhao, M.; Hill, D. H. J. Org. Chem.

146

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1995, 60, 176.

30 For oxygen-promoted carbon–carbon bond formations, see: (a) Weissman, H.; Song,

X.; Milstein, D. J. Am. Chem. Soc. 2001, 123, 337; (b) Matoba, K.; Motofusa, S.-I.; Cho,

C. S.; Ohe, K.; Uemura, S. J. Organomet. Chem. 1999, 574, 3; (c) Miura, M.; Tsuda, T.;

Satoh, T.; Pivsa-Art, S.; Nomura, M. J. Org. Chem. 1998, 63, 5211.

31 Smith, K. A.; Campi, E. A.; Jackson, W. R.; Marcuccio, S.; Naeslund, C. G. M.;

Deacon, G. B. Synlett 1997, 131.

32 For the use of PTCs, see: (a) Lautens, M.; Roy, A.; Fukuoka, K.; Martin-Matute, B. J.

Am. Chem. Soc. 2001, 123, 5358; (b) Grasa, G. A.; Nolan, S. P. Org. Lett. 2000, 3, 119.

33 Jones, R. A. Quaternary Ammonium Salts: Their Use in Phase-Transfer Catalysed

Reactions; Academic Press: New York, 2001.

34 For the effects of substituents on transition-metal coupling reactions, see: (a) Stille, J.

K. Angew. Chem., Int. Ed. Engl. 1986, 25, 508; (b) de Meijere, A.; Meyer, F. E. Angew.

Chem., Int. Ed. Engl. 1994, 33, 2379; (c) Miyaura, N.; Suzuki, A. Chem. Rev. 1995, 95,

2457; (d) Sonogashira, K. In Metal-catalyzed Cross-coupling Reactions; Diederich, F.;

Stang, P. J., Eds.; Wiley: New York, 1998, pp. 203–229.

35 For mechanistic considerations of the oxidative dimerization of boronic acids and

formation of side products, see: Ref. 7b.

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Chapter Five

Experimental Data

All experiments were carried out under nitrogen atmosphere using oven dried

glassware (or flame dried when necessary). All chemicals were purchased from Aldrich

Chemical Co. and/orAcros Organics and used without further purification unless

otherwise noted. CH2Cl2 was distilled over calcium hydride. THF and diethyl ether were

distilled over sodium metal. Proton nuclear magnetic resonance (250 MHz) and 13C

(62.5 MHz) spectra were recorded at r.t in CDCl3 unless otherwise noted. All chemical

shifts are reported as δ relative to CHCl3 (δH 7.26 ppm) and CDCl3 (δC 77.0 ppm) as

internal standards, respectively, using a Buruker DPX 250 spectrometer. Infrared spectra

were recorded using a Nicolet Magna FTIR 550 spectrometer and are reported in

reciprocal centimeters (cm-1). Mass analysis was preformed using Hewlett-

Packered HRMS spectroscopy. Thin layer chromatography (TLC) was preformed

on EMD precoated silica plates with silica gel 60 Å, 250 µm thickness. Visualization of

TLC was accomplished using a UV lamp (254 nm), iodine or charring solutions

(ninhydrin and PMA). Flashcolumn chromatography was performed on Whatman Purasil

60 Å (230-400mesh) silica gel.

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5.1 Oxygen-promoted Pd(II) Catalysis for the coupling of organoborons with olefins

5.1.1 Representative Experimental Procedure : Preparation of (E)- tert-butyl cinnamate,D10

CO2

tBuPh

D10

tert-Butyl acrylate (64 mg, 0.5 mmol, 1 equiv.) was dissolved in DMF (2.5 mL,

0.2 M solution), and stirred at room temperature. To the clear solution, was added phenyl

boronic acid (74 mg, 0.6 mmol, 1.2 equiv.) followed by a single addition of Na2CO3 (106

mg, 1.0 mmol, 2 equiv.) and Pd(OAc)2 (11 mg, 0.05 mmol, 0.1 equiv.). The reaction flask

was fitted with an oxygen balloon, heated to 50 °C, and stirred for 3 h. The mixture was

then diluted with EtOAc (20 mL), and washed with aqueous brine solution (3 × 10 mL).

The organic layer was dried over anhydrous Na2SO4 and filtered. The filtrate was

concentrated in vacuo, and subjected to flash chromatography (30 g of SiO2). Elution wit

hHex (100 mL), then 10:1 Hex/EtOAc afforded tert-butyl trans-cinnamate (89 mg, 87%)

as a colorless oil. Rf=0.6 (9:1 hexanes/EtOAc); 1H NMR (250 MHz, CDCl3)

δ 7.59(d, J=16.0 Hz, 1 H), 7.50(m, 2 H), 7.38(m, 3 H), 6.37(d, 1 H, J=16.0Hz), 1.54

(s, 9 H); 13C NMR (62.5 MHz, CDCl3) δ 166.3, 143.5, 134.6, 129.9, 128.8, 127.9, 120.1,

80.5, 28.2.

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5.1.2 Preparation of (E)-stilbene, D12

PhPh

D12

Rf=0.4 (Hex); 1H NMR (250 MHz, CDCl3) δ 7.55 (m, 4 H), 7.40 (m, 4 H), 7.30

(m, 2 H), 7.15 (s, 2 H); 13C NMR (62.5 MHz, CDCl3) δ 137.3, 128.7, 128.6, 127.6, 126.5.

5.1.3 Preparation of (E)-(2-butoxyvinyl)benzene, D11

OBuPh

D11

Rf=0.5 (Hex); 1H NMR (250 MHz, CDCl3) δ 7.60-7.11 (m, 5 H), 7.07 (d, 1 H,

J = 23.5 Hz), 5.83 (d, 1 H, J = 23.5 Hz), 3.84 (t, 2 H, J = 6.5 Hz), 1.76-

1.44 (m, 4 H), 1.00 (t, 3 H, J = 7.3 Hz).

5.1.4 Preparation of (E)-prop-1-ene-1,3-diyldibenzene, D13

PhD13

Ph

Rf=0.8 (10:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.43-

7.20 (m, 10 H), 6.55-6.34 (m, 2 H), 3.59 (d, 2 H, J = 6.1 Hz); 13C NMR

(62.5 MHz, CDCl3) δ 140.2, 137.5, 131.1, 129.2,128.7, 128.5, 127.1, 126.1, 39.4.

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5.1.5 Preparation of (E)-ethyl 3-(4-methoxyphenyl)acrylate

CO2tBu

MeO

Rf=0.4 (1:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.54 (d, 1 H,

J = 15.9 Hz), 7.45 (d, 2 H, J = 8.7 Hz), 6.89 (d, 2 H, J = 8.7 Hz), 6.23 (d, 1 H,

J= 15.9 Hz), 3.83 (s, 3 H), 1.53 (s, 9 H); 13C NMR (62.5 MHz, CDCl3) δ166.7, 161.1,

143.2, 129.5, 127.3, 117.6, 114.2, 114.1, 80.2, 55.3, 28.2.

5.1.6 Preparation of (E)-ethyl 3-(3-acetylphenyl)acrylate

CO2tBu

Ac

Rf=0.4 (5:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 8.07 (s, 1 H), 7.92

(m, 1 H), 7.67 (m, 1 H), 7.60 (d, 1 H, J = 16 Hz), 7.47 (m, 1 H), 6.43 (d, 1 H, J = 16 Hz),

2.62 (s, 3 H), 1.53 (s, 9 H) ; 13C NMR (62.5 MHz, CDCl3) δ 197.5, 165.9, 142.3, 137.6,

135.1,132.1, 129.5, 129.1, 127.5, 121.6, 80.8, 28.1, 26.6.

5.1.7 Preparation of (E)-ethyl 3-(1-(phenylsulfonyl)-1H-indol-3-yl)acrylate

CO2tBu

NSO2Ph

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Rf=0.7 (2:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 8.01 (d, J = 7.8 Hz),

7.90 (m, 2 H), 7.79 (m, 2 H), 7.68 (d, 1 H, J = 16.1 Hz), 7.56-7.31 (m, 5 H), 6.45

(d, 1 H, J = 16.1 Hz), 1.54 (s, 9 H) ; 13C NMR (62.5 MHz, CDCl3) δ 166.3, 137.7,

135.6, 134.3, 129.4, 129.2, 128.2, 127.8, 126.8, 125.5, 124.1, 120.7, 118.5, 113.6, 80.6,

57.6, 28.2.

5.1.8 Preparation of (E)-ethyl 3-(4-methoxy-3,5-dimethylphenyl)acrylate

CO2tBu

MeO

Rf=0.5 (10:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.48 (d, 1 H,

J=15.9 Hz), 7.17 (s, 2H), 6.25 (d, 1 H, J =15.9 Hz), 3.73 (s, 3 H), 2.28 (s, 6 H), 1.52

(s, 9 H) ; 13C NMR (62.5 MHz, CDCl3) δ 166.5, 158.6, 143.3, 131.3, 130.1, 128.6,

118.8, 80.2, 59.7, 28.2, 16.1.

5.1.9 Preparation of (E)-ethyl 3-(naphthalen-1-yl)acrylate

CO2tBu

Rf=0.7 (5:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 8.43 (m, 1 H), 8.20

(m, 1 H), 7.88(m, 2 H), 7.74 (m, 1 H), 7.58-7.44 (m, 3 H), 6.47 (d, 1 H, J = 15.7 Hz),

1.59 (s, 9 H); 13C NMR (62.5 MHz, CDCl3) δ 166.2, 140.5, 133.6, 132.0, 131.4, 130.2,

128.6, 126.7, 126.1, 125.4, 124.9, 123.4, 122.8, 80.6, 28.2.

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5.1.10 Preparation of (E)-(4-benzofuranyl) tert-butyl acrylate

CO2tBu

O

Rf=0.6 (2:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.95 (m, 2 H), 7.89

(d, 1 H, J=16.1 Hz), 7.68-7.31 (m, 5 H), 7.00 (d, 1 H, J=16.1 Hz), 1.60 (s, 9 H);

13C NMR (62.5 MHz, CDCl3) δ 166.6, 156.1, 154.3, 138.2, 128.1, 127.5, 124.9, 123.6,

123.4, 123.1, 122.9, 121.9, 120.7, 119.9, 111.9, 80.6, 28.2.

5.1.11 Preparation of (E)-ethyl 3-(benzo[b]thiophen-2-yl)acrylate

CO2tBu

S

Rf=0.7 (5:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.77 (d, 1 H, J = 15.6

Hz), 7.76 (m, 2 H), 7.43 (s, 1 H), 7.37 (m, 2 H), 6.23 (d, 1 H, J = 15.6 Hz), 1.54 (s, 9 H);

13C NMR (250 MHz, CDCl3) δ 165.8, 140.0, 139.7, 139.6, 136.6, 128.2, 126.0, 124.8,

124.3, 122.4, 121.5, 80.8, 28.1.

5.1.12 Preparation of D20 + D1

MeO

Ph

Rf=0.8 (5:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.38-7.15 (m, 7 H), 6.86

(m, 2 H), 6.45-6.18 (m, 2 H), 3.81 (s, 3 H), 3.56-3.49 (d, 2 H).

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5.1.13 Preparation of D20 + D5

Ac

Ph

Rf=0.5 (2:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.93-7.77 (m, 2 H),

7.54-7.20 (m, 9 H), 6.52-6.35 (m, 2 H), 3.60 (d, 2 H), 2.60 (s, 3 H).

5.1.14 Preparation of D20 + D16

MeO

Ph

Rf=0.6 (10:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.34-7.15 (m, 5 H),

6.98 (s, 1 H), 6.84 (s, 1 H), 6.38-6.05 (m, 2 H), 3.66 (s, 3 H),

3.47 (d, J = 6.3 Hz, 1 H), 3.39 (d, J = 6.4 Hz, 1 H), 2.22 (s, 6 H).

5.1.15 Preparation of D20 + D17

Ph

Rf=0.6 (9:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 8.10-

7.19 (m, 12 H), 6.60-6.30 (m, 2 H), 4.02, 3.70 (d, J = 4.7, 7.6 Hz, 2 H) .

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5.1.16 Preparation of D20 + D18

O

Ph

Rf=0.6 (5:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 8.10-7.25 (m, 12 H),

6.54 (m, 2 H), 3.93, 3.70 (d, J = 5.1, 5.7 Hz, 2 H)

5.1.17 Preparation of (E)-ethyl 3-phenylbut-2-enoate, D21

PhCO2Et

D21

Rf=0.7 (10:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.48 (m, 2 H), 7.38

(m, 3 H), 6.14(d, J = 1.2 Hz, 1 H), 4.22 (q, J =7.1 Hz, 2 H), 2.58 (d, J = 1.2 Hz, 3 H),

1.32 (t, J = 7.1 Hz); 13C NMR (62.5 MHz, CDCl3) δ 166.8, 155.5, 142.2, 128.9, 128.4,

126.3, 117.1, 59.8, 17.9, 14.3.

5.1.18 Preparation of (E)-methyl stilbene, D22

PhPh

D22

Rf=0.8 (10:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.56 (m, 2 H), 7.43-

7.27 (m, 8 H), 6.87 (s, 1 H), 2.31 (s, 3 H); 13C NMR (62.5 MHz, CDCl3) δ 143.9, 138.3,

137.4, 129.1, 128.3, 128.1, 127.6, 127.1, 126.4, 126.0, 17.5.

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5.1.19 Preparation of D23

PhAc

D23

Rf=0.7 (2:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 8.12 (s, 1 H), 7.88

(d, J =7.7 Hz, 1 H), 7.73(d, J =7.7 Hz, 1 H ), 7.50-7.26 (m, 6 H), 6.89 (s, 1 H),

2.65 (s, 3 H), 2.31(s, 3 H); 13C NMR (62.5 MHz, CDCl3) δ 198.3, 144.4, 137.9, 137.2,

136.5, 130.6, 129.1, 128.7, 128.6, 128.2, 127.1, 126.7, 125.7, 26.8, 17.5.

5.1.20 reparation of cyclohex-2-enylbenzene, cyclohex-3-enylbenzene D25

Ph

D25

Rf=0.9 (Hex); 1H NMR (250 MHz, CDCl3) δ 7.34-7.15 (m, 5 H), 5.92-

5.69 (m, 2 H), 3.40 and 2.81 (m, 1 H), 2.20-1.52 (m, 6 H).

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5.2 Oxidative dimerization: Pd(II) catalysis in the presence of oxygen using aqueous media

5.2.1 Representative Experimental Procedure : Preparation of Biphenyl, D33

D33

Phenylboronic acid (122 mg, 1.0 mmol, 1 equiv.) was mixed with water in the

reaction flask (10.0 mL, 0.1 M solution) and rapid stirring was begun. Into the solution

was added NaOAc (272 mg, 2.0 mmol, 2 equiv.) and Pd(OAc)2 (11 mg, 0.05 mmol, 0.05

equiv.). A balloon of O2 was placed over the neck of the flask and the solution was stirred

at room temperature for 3 h. The mixture was then diluted with 1:1 Hex/EtOAc (10 mL),

extracted with 1:1 Hex/EtOAc (3×20 mL), then washed with brine (10 mL). The organic

layer was concentrated in vacuo, and subjected to flash chromatography (30 g SiO2,

eluted with 10:1 Hex/EtOAc) to afford biphenyl (73 mg, 95%). Rf=0.9 (Hex); 1H NMR

(250 MHz, CDCl3) δ 1.57(s, 9 H), 6.37(d, 1 H, J =16.0 Hz), 7.38(m, 3 H),7.50(m, 2 H),

7.59(d, 1 H, J =16.0 Hz); 13C NMR (250 MHz, CDCl3) δ 28.2, 80.5, 120.1, 127.9,

128.8, 129.9, 134.6, 143.5, 166.3.

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5.2.2 Preparation of 4,4'-dimethoxybiphenyl, D34

MeO OMe

D34

Rf=0.4 (5:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.49 (d, 4 H, J =8.4 Hz),

6.97(d, 4 H, J =8.4 Hz), 3.85 (s, 6 H); 13C NMR (62.5 MHz, CDCl3) δ 158.6, 133.4,

127.7, 114.1, 55.3.

5.2.3 Preparation of N4,N4,N4',N4'-tetramethylbiphenyl-4,4'-diamine, D37

N N

D37

Rf=0.4 (5:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.56 (d, J = 8.8 Hz, 4 H),

7.88 (d, J = 8.8 Hz, 4 H), 3.05 (s, 12 H).

5.2.4 Preparation of 1,1'-binaphthyl, D44

D44

Rf=0.8 (1:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.96 (m, 4 H), 7.61

(m, 2 H), 7.52-7.39 (m, 6 H), 7.30 (m, 2 H).

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5.2.5 Preparation of 5,5'-bibenzo[d][1,3]dioxole, D36

O

O

O

O

D36

3,4-(Methylenedioxy)Phenylboronic acid (126 mg, 1.0 mmol, 1 equiv.) was

mixed with a 0.1 M stock aqueous solution of cetyltrimethylammonium hydrogensulfate

in the reaction flask (10.0 mL, 0.1 M solution) and rapid stirring was begun. Into the

solution was added NaOAc (272 mg, 2.0 mmol, 2 equiv.) and Pd(OAc)2 (11 mg,

0.05 mmol, 0.05 equiv.). A balloon of O2 was placed over the neck of the flask and the

solution was stirredat room temperature for 3 h. The mixture was then diluted with 1:1

Hex/EtOAc (10 mL), extracted with 1:1 Hex/EtOAc (3×20 mL), then washed with brine

(10 mL). The organic layer was concentrated in vacuo, and subjected to flash

chromatography (30 g SiO2, eluted with 10:1 Hex/EtOAc) to afford biphenyl

(100 mg, 84%). Rf=0.7 (1:1 Hex/EtOAc); 1H NMR (250MHz, CDCl3)

δ 6.99-6.95 (m, 4 H), 6.87-6.83 (m, 2 H), 5.99 (s, 4 H).

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5.2.6 Preparation of 2,2'-binaphthyl, D43

D43

Rf=0.7 (1:1 hexanes/EtOAc); 1H NMR (250 MHz, CDCl3) δ 8.18 (s, 2 H),

7.99-7.87 (m, 8 H), 7.57-7.48 (m, 4 H).

5.2.7 Preparation of 2,2'-dimethylbiphenyl, D41

D41

o-Toluylboronic acid (136 mg, 1.0 mmol, 1 equiv.) was mixed with

a 0.1 M stock aqueous solution of tetradecyltrimethylammonium bromide in the reaction

flask (10.0 mL, 0.1 M solution) and rapid stirring was begun. Into the solution was added

NaOAc (272 mg, 2.0 mmol, 2 equiv.) and Pd(OAc)2 (11 mg, 0.05 mmol, 0.05 equiv.).

A balloon of O2 wasplaced over the neck of the flask and the solution was stirred at room

temperature for 3 h. The mixture was then diluted with 1:1 Hex/EtOAc (10 mL),

extracted with 1:1 Hex/EtOAc (3×20 mL), then washed with brine (10 mL). The organic

layer was concentrated in vacuo, and subjected to flash chromatography (30 g SiO2,

eluted with 10:1 Hex/EtOAc) to afford biphenyl (60 mg, 61%). Rf=0.8 (5:1 Hex/EtOAc);

1H NMR (250 MHz, CDCl3) δ 7.31-7.13 (m, 8 H), 2.10 (s, 6 H).

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5.2.8 Preparation of biphenyl-3,3'-dicarbonitrile, D38

NC CND38

Rf=0.6 (1:1 Hex/EtOAc); 1H NMR(250MHz, CDCl3) δ 7.90-7.75 (m, 4 H),

7.70 (m, 2 H), 7.62 (m, 2 H).

5.2.9 Preparation of (1E,3E)-1,4-diphenylbuta-1,3-diene, D48

D48

trans-2-Phenylvinylboronic acid (148 mg, 1.0 mmol, 1 equiv.) was mixed with

a 0.1 M stock aqueous solution of cetyltrimethylammonium hydrogensulfate in the

reaction flask (10.0 mL, 0.1 M solution) and rapid stirring was begun. Into the solution

was added NaOAc (272 mg, 2.0 mmol, 2 equiv.) and Pd(OAc)2 (11 mg, 0.05 mmol, 0.05

equiv.). A balloon of O2 wasplaced over the neck of the flask and the solution was stirred

at room temperature for 3 h. The mixture was then diluted with 1:1 Hex/EtOAc (10 mL),

extracted with 1:1 Hex/EtOAc (3×20 mL), then washed with brine (10 mL). The organic

layer was concentrated in vacuo, and subjected to flash chromatography (30 g SiO2,

eluted with 10:1 Hex/EtOAc) to afford biphenyl (80 mg, 75%). Rf=0.7 (5:1 Hex/EtOAc);

1H NMR (250 MHz, CDCl3) δ 7.55-7.20 (m, 10 H), 7.05-6.85 (m, 2 H), 6.75-

6.60 (m, 2 H).

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5.2.10 Preparation of (1E,3E)-1,4-bis(4-fluorophenyl)buta-1,3-diene, D49

F

F

D49

trans-2-(4-fluorophenyl)vinylboronic acid (166 mg, 1.0 mmol, 1 equiv.) was

mixed with a 0.1 M stock aqueous solution of tetradecyltrimethylammonium bromide in

the reaction flask (10.0 mL, 0.1 M solution) and rapid stirring was begun. Into the

solution was added NaOAc (272 mg, 2.0 mmol, 2 equiv.) and Pd(OAc)2 (11 mg, 0.05

mmol, 0.05 equiv.). A balloon of O2 wasplaced over the neck of the flask and the solution

was stirred at room temperature for 3 h. The mixture was then diluted with 1:1

Hex/EtOAc (10 mL), extracted with 1:1 Hex/EtOAc (3×20 mL), then washed with brine

(10 mL). The organic layer was concentrated in vacuo, and subjected to

flash chromatography (30 g SiO2, eluted with 10:1 Hex/EtOAc) to afford biphenyl

(60 mg, 61%). Rf=0.8 (1:1 Hex/EtOAc); 1H NMR (250 MHz, CDCl3) δ 7.40 (m, 4 H),

7.02 (m, 4 H), 6.88-6.81 (m, 2 H), 6.65-6.58 (m, 2 H).

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5.2.11 Preparation of (1E,3E)-1,4-bis(4-fluorophenyl)buta-1,3-diene, D51

D51

trans-1-hexene-1-ylboronic acid (128 mg, 1.0 mmol, 1 equiv.) was mixed with

a 0.1 M stock aqueous solution of tetrabutylammonium hydroxide in the reaction flask

(10.0 mL, 0.1 M solution) and rapid stirring was begun. Into the solution was added

NaOAc (272 mg, 2.0 mmol, 2 equiv.) and Pd(OAc)2 (11 mg, 0.05 mmol, 0.05 equiv.).

A balloon of O2 wasplaced over the neck of the flask and the solution was stirred at room

temperature for 3 h. The mixture was then diluted with 1:1 Hex/EtOAc (10 mL),

extracted with 1:1 Hex/EtOAc (3×20 mL), then washed with brine (10 mL). The organic

layer was concentrated in vacuo, and subjected to flash chromatography

(30 g SiO2, eluted with 10:1 Hex/EtOAc) to afford biphenyl (65 mg, 79%). Rf=0.9

(5:1 Hex/EtOAc);1H NMR (250 MHz, CDCl3) δ 6.02-5.97 (m, 2 H), 5.61-5.53

(m, 2 H), 2.06-1.97 (m, 4 H), 1.50-1.25 (m, 8 H), 1.00-0.88 (m, 6 H).

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Appendices

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Appendix A: Selected 1H NMR and 13C NMR Spectra

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Appendix A: (Continued)

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About the Author

Young Chun Jung was born in Jeonju, Korea in 1965. He received a Bachelor of

Science drgree in chemistry (1989) and a M.S. drgree in organic chemistry (1991) from

Seoul National University, Seoul, Korea. He then joined SK Corporation, Seoul, Korea

in 1991 and spent 10 years in the R&D fields of pharmaceutical and finechemical

department until 2001. He had a plan to pursuit Ph.D. degree and began his doctoral

studies at the University of South Florida in 2001 working under the supervision of

Dr. Kyung Woon Jung in the area of natural product synthesis and related methodology

development. He has co-authored numerous publications and presented at one

national American Chemical Society meeting and two local symposiums. He plans to be

a great professor in organic chemistry.