AGENDA HIGHLIGHTS:

HSBC Whistle Blower on Terrorism Financing - Too Big To Jail Derisking/Debanking - Myth or Reality Facing Caribbean Financial Institutions The Risk in ignoring Anti-Money Laundering and Terrorist Financing Sanctions Demarketing Considerations when Dealing with High Risk Clients Transforming your Investigations and Research into Effective SARs

WHO SHOULD ATTEND

Accountants Law Enforcement Agencies

Auditors Lawyers

Banks Lending Agencies

Brokerage Firms Micro Finance Companies

Car Dealers Money Services Businesses

Casinos Mortgage Brokers

Corporate Service Providers Offshore Services Providers

Credit Unions Real Estate Companies

FIUs Registrar of Co-operatives

Gaming Companies Regulators

Insurance Companies Telecommunication Companies

Jewellery Stores Trust Companies

MAIN CONFERENCE FEE & REGISTRATION Early Bird Special:

Registrations and payments made on or before April 29th, 2016 will receive a 5% discount. Group regis-

trations of three (3) or more individuals from the same institution qualify for an additional 5%.

Standard fee per delegate US$695.00. Special rate available for Government Institutions.

Fees include Conference materials, continental breakfast, refreshment break and lunch for both days, as well as, a Monday night cocktail.

CONTACT US:

KAW Management Services Ltd.

Unit #4, Bryson’s Complex

Friars Hill Road

St. John’s, Antigua, W.I.

Tel: (268) 460-0900/460-0901

Fax: (268) 460-0902

Email: training@kawmanagement.com

info@kawmanagement.com

Website: www.kawmanagement.com

Main Conference: July 11th & 12th, 2016

8th ANNUAL

AML/CFT, Anti-Fraud and Financial Crimes Conference

Sandals Grande Antigua Resort & Spa

Dickenson Bay, St. John’s, Antigua

SPEAKERS’ PROFILES PREVIEW

Cheryl Bazard is currently Director of Compliance – Scotiabank (Bahamas) Limited with responsibility

for The Bahamas and the Turks and Caicos Islands – covering Retail Banking, Private Client Banking, Bank of

Nova Scotia Trust and the Treasury. This role was assumed in November, 2014. Mrs. Bazard was also Coun-

sel in the Office of the Attorney-General and Acting Stipendiary and Circuit Magistrate. She also has held the

role of Regional Director of Compliance for FirstCaribbean International Bank.

Mrs. Bazard has Certificates in Latin American Health Care Compliance, Anti-Money Laundering and

Compliance and Betting and Gaming. She was a former Tutor and Course Director at the Eugene Dupuch Law

School in The Bahamas, as well as, a live radio talk show host.

She has held several Chairmanships of local Statutory Boards in The Bahamas and has received numerous

professional awards. The Compliance Officer of the Year Award in the Bahamas is named in her honour.

Dwayne King is a Detective Constable with the Toronto Police Service. Mr. King has twenty– six (26)

years of experience in Law Enforcement. For the past eight (8) years, Mr. King has worked for the Financial

Crimes Unit in the Asset Forfeiture Section as a Proceeds of Crime / Money Laundering Investigator. He is

a court qualified expert in the bundling of cash, money laundering and the lawful vs the unlawful use of

cash. Mr. King has received his designation as a Certified Anti Money Laundering Specialist (CAMS). He.

has been the lead proceeds of crime/money laundering investigator in several Major Multi-Jurisdictional

criminal investigations. In 2012 he started an Anti-Money Laundering Training business titled – AMLTS –

Anti-Money Laundering Training Specialists.

Elliott Casey is an Assistant Commonwealth's Attorney for the County of Albemarle, and formerly

prosecuted for City of Alexandria and the County of Arlington in Virginia. Mr. Casey specializes in money

laundering, narcotics and complex white collar offenses. He is a graduate of the University of Virginia

School of Law, is cross-designated as an Assistant United States Attorney for the Western District of

Virginia. Mr. Casey also instructs law enforcement agencies throughout the D.C. area in forfeiture, money

laundering, identity theft, and search and seizure.

Everett Stern is the whistleblower for HSBC and the CEO and Intelligence Director of Tactical Rab-

bit. Mr. Stern has uncovered, analyzed, and reported terrorist financing, national security threats to the CIA

and FBI. He uncovered billions of dollars of illegal money laundering transactions which led to an SEC in-

vestigation and a $1.92 billion fine against HSBC in 2012. More specifically, he uncovered a multinational

money-laundering network that generated millions for Hezbollah through the Lebanese brothers Ali, Husayn,

and Kassim Tajideen through their Gambia-based company, Tajco Ltd. Mr. Stern’s mission is to fight ter-

rorism on a global level with relentless determination.

8th Annual AML/CFT, Anti-Fraud & Financial Crimes Conference 2016

SPEAKER’S PROFILE PREVIEW cont’

Lauren Kohr is the VP/Director of AML/BSA/OFAC at Metro Bank in Harrisburg, PA. As the

Director, Ms. Kohr is responsible for implementation, execution and oversight of the overall AML/BSA/

OFAC Compliance Program. Ms. Kohr was the BSA/AML Audit Supervisor at Metro Bank. She was

accountable for supervising day-to-day operations of the AML/BSA and other consumer compliance

audit efforts, including supervising and conducting audits in accordance with regulatory guidance, set

standards of performance and design projects to enhance efficiency and effectiveness of the Audit

Programs and Department. Prior to Metro Bank, Ms. Kohr served as a consulting manager for a number

of institutions, which have been under AML/BSA Enforcement actions and assisted in bringing their

program into compliance. Her background includes more than ten (10) years of experience in the finan-

cial sector including BSA/AML and OFAC and previous audit experience in Compliance, Sarbanes Ox-

ley, Trust and other related Banking areas. She is recognized as a subject matter expert in financial

crimes, CAMS–FCI certified, Certified Fiduciary and Investment Risk Specialist (CFIRS) and a

committee member for the CAMS Examination Task Force. Ms. Kohr is an accomplished speaker;

training at a number of financial crimes conferences over the past few years and has several published

articles and white papers.

8th Annual AML/CFT, Anti-Fraud & Financial Crimes Conference 2016