4 july 2013 fhhr. morning ◦ incident analysis: introduce tools to assist with the review of...
TRANSCRIPT
Incident Analysis & Daily Visual Management
4 July 2013FHHR
Morning◦ Incident Analysis: introduce tools to assist with
the review of events (near miss or actual) and determine system changes
◦ Start on Daily Visual Management Lunch Afternoon
◦ Daily Visual Management: understand and develop some visuals and skills in using daily visual management in your area
Agenda/Objectives
Incident Analysis
Occurrence: ◦ noun something that happens; event; incident
Alert: ◦ adjective fully aware and attentive; wide-awake; keen
◦ noun: an attitude of vigilance, readiness, or caution; a warning or alarm of an impending military attack, a storm, etc.; the period during which such a warning or alarm is in effect.
NEW NAME: Safety Alert vs Occurrence
Read over the Safety Alert or Incident Form Volunteer for leader for the activity
Table Activity
Used to move past symptoms and help find root cause of a problem
Asking “WHY” 5 or more times helps to delve deep enough to get to the root cause & understand it
5 Whys
provided as examples different than the interview questions ask how it impacted the incident
Incident Analysis Guiding Questions
(Taken from the Canadian Incident Analysis Framework, pg 89)
Group Activity – 15 minutes◦ determine what questions you as a
manager/director will need to ask◦ Can you answer the 5 Whys?
Incident Analysis Guiding Questions
Seriousness of the Safety Alert (Classification System)
Code 1 Code 2 Code 3 Code 4
No known injury. No clinical significance. No damage to equipment or facility.
Minor injury requiring basic first aid or short term monitoring. Action to rectify
Adverse outcome or significant potential for adverse outcome. Insurance claim anticipated. Root cause analysis of system failure is expected. Seriousincident where the potential for litigation is thought to be prevalent.
Tragic incidents where the potential is that litigation could be initiated at anytimeAn unanticipated death or potential major loss of function or major injury,including, but not limited to:
Critical Incident vs Multidisciplinary Event Review vs Informal Review vs Medical Review vs Staff Discussion
The Provincial QCC reviews all critical incidents and when system change is possible , they send the alert out to all the RHA which tells the story and recommends actions to take
MoH Safety Alerts
Table Activity – 5 minutes◦ Determine
Code Response required Timeline for reporting
Coding, Reviews and Timelines
Chronological listing of information pertaining to event.
Include:◦ Date◦ Day of Week◦ Time◦ Information ◦ Source of Information
This can be shown in a table or timeline Table Activity – 20 minutes
◦ In your table group, write out the sequence of events
Sequence of Events
Cause and Effect Diagrams are used when you have a focused problem to identify all potential causes to that problem.
A Cause and Effect Diagram will provide:◦ An easy, structured way to identify all possible causes◦ An organized view of all possible causes◦ Understanding of the relationships among the possible
causes◦ Differentiation of ‘root cause’ from perceived cause
Fishbone Diagram
Cause and Effect
Table Activity – 20 minutes◦ In your table groups, determine contributing
factors and root causes to complete a fishbone diagram
Fishbone Diagram
Mistake ProofingMike
Mistake-prone situations◦ People Issues: multi-tasking, inexperienced, use of
workarounds, misunderstandings, infrequent task◦ Product Issues: new product, poor design,
changes to existing products◦ System or process Issues: new process, unreliable
process, work instructions not immediately available
◦ Environmental Issues: inadequately maintained equipment, same information in multiple places, disorganized and unsafe work spaces
Mistake Proofing
Inability to envision defect-free work Failure to recognize defects Acceptance of defects as part of every day
life Lack of management presence or response
to defects Fatigue and apathy
Barriers to Mistake Proofing
Inspection Standard Work Visual Control Devices
Basic Elements of Mistake Proofing
Inspection
Standard Work is a set of specific instructions that allow processes to be completed in a consistent, timely, and repeatable manner.
Purpose: ◦ To ensure work and expectations are safe and
reasonable. ◦ To define and standardize normal conditions
in order to see abnormal conditions as soon as they occur.
Standard Work
Allow work to be done in the best way, every time
Allows us to see waste It is the foundation for improvements Ensure improvements are held Assists with training Specifies responsibility and expected time
for completion
Benefits of Standard Work
Learn to distinguish promptly between what is normal and what is not with visual controls.
Visual Control leads to management by everyone since problems and actions are made visible and team-based. Everyone knows when there is a problem and what to do about it
Visual Control
Clear guidelines for use Management leadership during
implementation and use Prompt response Standardized and clear responses
Visual Control Requirements
Devices
Address the risks Utilize the most effective solution Long term solution Write in ‘SMART’ format Right level of system Responsibility at the right level Greater positive impact Based on evidence Provide enough context
Key features of effective actions
Table Activity◦ Develop Action Plan◦ Action Plan ‘must haves’:
System or process change Describe what action is to take place Lead person responsible to ensure action is taken Date for action to be completed
Actions and Mistake Proofing
Daily Visual Management
Daily Management enables us to understand current day-to-day activities.
Using DVM as Coaching Opportunity
Kyle
Lunch
Tour of Walls
A Visual Workplace where abnormalities are seen.
An environment where staff test their own ideas.
Transparency of objectives and metrics. Managing by measures that change
regularly.
What you cannot see, you cannot manage!
Daily Management Consists of:
What’s on the Walls
Work Standard
Set-up Wall Walk Content of Wall Corrective Actions
Visibility Wall Score Tool
Checklist
QCDSMBetter Care
Better Teams
Better Value
Better Health
• Quality• Cost• Delivery• Safety• Morale
Basic ElementsStuart
Visual Daily Management
OverviewWhat are the basic elements of a “Viz Wall”?Why are we interested in these elements?What am I looking at?What are the key messages I want to communicate to my staff about these metrics? What do I track under “Morale”?
Attendance Management Metrics Sick Time 2 methods for visualising and managing sick
time in your department
1. Sick Leave Cross2. Weekly Departmental Averaging Report (from HR)
These tools are usually displayed under the “COST” heading in the Q-C-D-S-M model.
Now lets look at these visuals a little closer...
Sick Leave Cross
Sick Leave Cross It is a daily management tool to be updated
every day during the daily huddle.
This tool allows the manager to plan for the day and may help to predict any potential workload or safety issues and action plan accordingly.
Weekly SL Departmental Report
Weekly Departmental Report Is a weekly management tool. Should be discussed generally with teams weekly as
updated. Shows how the department is trending over a period of
time. Communicate the following...
◦ Above/below regional target◦ If below or trending downward, don’t be afraid to
celebrate this and congratulate the team on good performance.
◦ If significantly above or regularly trending upwards, highlight the impact that this has on operations. Highlight the cost to the department in sick time costs or
potential costs like OT replacement. Please contact the Attendance Support Consultant (Donna
Watson) for assistance with creating an attendance support strategy for your work area.
Wage Driven Premium Metrics Wage Driven Premium (WDP)
◦ Overtime◦ Call Back
Currently HR is providing one tool to assist teams in managing and identifying trends in their WDP usage.◦ Weekly Departmental Averaging Report
This tool is also usually displayed under the “COST” heading in the Q-C-D-S-M model.
Weekly WDP Departmental Report
Weekly WDP Departmental Report Is a weekly management tool
Should be discussed generally with teams weekly as updated. Shows the manager how the department is trending over a period of time. The biggest contributors to WDP are:
1. Vacation replacement2. Sick Leave 3. General Leaves of Absence
You want to communicate to your team the following main points/concepts.◦ We are above/below regional target◦ If below or trending downward, don’t be afraid to celebrate this and
congratulate the team on good performance.◦ If significantly above or regularly trending upwards, highlight the impact
that this has on operations.◦ If your department has a high instance of OT use, consider performing a
regular review and evaluation of your Overtime approval criteria with your senior leader as well as ensuring that your departmental vacation is managed in such a way that the department is not placed in a potential OT liability situation.
To assist with management of OT, Labour Relations and Attendance Support are working on an Overtime Approval protocol which will be rolled out to Managers by early Fall.
Workplace Safety (Staff) Metrics Tracking incidents & occurrences related to
staff safety.◦ Patient safety occurrences should also be tracked in
appropriate areas, typically using the safety cross. Departments should be currently using 2
tools to track and discuss workplace safety.1. Staff Safety Cross2. Weekly Regional Report
Staff Safety reporting should be displayed under the “SAFETY” heading of the Q-C-D-S-M model
Staff Safety Cross
Staff Safety Cross
It is a daily management tool to be updated every day during the daily huddle.
This tool allows the manager to plan for the day and may help to predict any potential workload or safety issues and action plan accordingly.
Weekly Regional Report
Weekly Regional Report Regional staff safety metrics are provided to all
departments for information purposes. Service Line metrics will be made available
shortly. Data includes any incident for which there was a
time loss. It does not take into account any subsequent WCB adjudication for or against the submitted claim.
HR is looking for ways to share learnings and action plans across the organization (“yokoten”) to enable departments with potential for similar occurrences to mitigate their risk.
What do I track under Morale? This is something that a lot of departments
and organizations struggle at defining and tracking.
HR is working on providing some standard data for departmental “Viz Walls”◦ Certification completion rates (TLR, PART, HH, KB
& more) – easy to measure and to impact performance.
◦ Engagement Survey (scores and ongoing measurement)
We would recommend that most areas would also include the following concepts under Morale...
What do I track under Morale? “Safety Nods” – recognition of staff who identify a potential staff
or patient safety issue and potential resolution to the issue. Recognition may include a photo and brief description of the issue.
Birthday Wall – a quick and easy way to ensure that peoples birthdays are recognized and celebrated.
Customer Satisfaction scores – scores available on www.qualityinsight.ca
“Safety Talk” – start each huddle with a discussion on safety. Although managers should lead this for the most part, this responsibility can also be rotated through your staff. Staff members can include examples of staff safety observations, patient safety and even everyday observations. This is another step on the path to safety as a culture, Stop the Line and getting people used to talking about safety issues in a “don't blame/don’t judge” atmosphere.
What do I track under Morale? Staff Innovation
◦ Create a tool for receiving and evaluating staff kaizen/improvement ideas. Thedacare uses the “PICK” matrix which focuses on categorizing staff
ideas based on a “return on investment” philosophy. If something is low cost/high return then it should be pursued. High cost/low return are eliminated and anything in between requires further conversation. (see further slides)
Virginia Mason uses “ELI” (Everyday Lean Ideas) which follows a similar process of prioritization and implementation.
◦ While KPO finalizes the tool/process for managers and staff of Five Hills, please do not wait to implement your own system for capturing staff ideas and regularly discussing their value at the team huddles. Ideas should be implemented to encourage more ideas. However prior to implementing any ideas, conversations should occur with your Senior Leader.
◦ For a metric on Morale you can always start by tracking the number of improvement ideas received. The number of ideas received indicates (at a high level) an engaged, happy workforce.
What do I track under Morale?
What do I track under Morale?“PICK”
This tool, developed by Lockheed Martin, is to assist with organizing process improvement ideas and categorizing them. It is also a powerful and simple decision support tool.
It helps you quickly decide what is the most beneficial option in terms of Highest Payoff for Least Effort.
When faced with multiple improvement ideas or options it may be used to determine the most useful. There are four categories on a 2 by 2 matrix; horizontal is scale of payoff (or benefits), vertical is ease of implementation.
By deciding where an idea or decision option falls on the chart four proposed project actions or decisions are provided; Possible, Implement, Challenge and Kill (thus the name PICK).◦ Possible - Low Payoff, Easy to do (low cost) ◦ Implement - High Payoff, Easy to do (low cost)◦ Challenge - High Payoff, Hard to do so challenge it to see if there is an easier
way e.g. break down the solution into smaller components (high cost)◦ Kill Low Payoff, Hard to do (high cost)
The vertical axis, representing ease of implementation would typically include some assessment of cost to implement as well.
Talk to your Senior Leader about implementing this tool in your work area today.
Activity - May work in table group or as individuals depending on your area◦ This is your opportunity to decide on metrics for
your wall.◦ Complete the graph for the metric◦ Complete the Checklist (in handout)
Unique Elements
Pulling it all togetherKyle
Wrap -UpStuart
Standard Operations Module 11, JBA Visual Control Module 10, JBA Mistake Proofing Workshop, Virginia Mason
Medical Center Canadian Incident Analysis Framework, CPSI World Class Management System Module
21, JBA
References