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Page 1: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

2016 Sponsorship Offerings

Page 2: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

• Gain exposure to the ultimate decision makers.

• Realize unsurpassed networking with senior executives.

• Develop new contacts and leads.

• Distribute promotional materials to a targeted audience of financial services professionals.

• Receive recognition as an industry leader committed to supporting traders, and the missions of STANY and STA.

• Show your current and potential clients that you care about the industry and the Association to which so many of them devote their resources and support.

• Align your firm’s name with an Association dedicated to advancing the trading profession and advocating for regulatory changes in a measured, non biased manner.

Sponsorship with STANY delivers exceptional brand exposure and opportunities to network and communicate directly with a highly-focused, targeted audience of industry professionals. Cost-effective ways to support the Association will help you meet your annual marketing and advertising goals through a variety of benefits which include sponsorship and exhibition opportunities, presence at all STANY events, and the ability to connect to our members through direct mailings, targeted contact lists, and on-line engagement.

We invite you to consider cost effective, targeted options for your marketing, advertising and philanthropic needs offered by The Security Traders Association of New York (STANY).

STANY is a not-for-profit professional association representing the individual trader working and living in the New York tri-state area. Our members come from 200+ firms, and represent all aspects of trading in equities, bonds, options and derivatives.

—The Officers, Directors and Staff of STANY

SUPPORTING STANY WILL HELP YOU

Page 3: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

DIAMOND ANNUAL SPONSORSHIP $25,000

Complimentary Registrations• 10 Complimentary registrations–Annual Conference and Dinner.

• 7 Complimentary registrations– International Reception/Holiday Party.

• 2 Complimentary registrations–Golf Classic.

Prominent Recognition • At all major 2016 STANY events: Annual Conference and Dinner, Golf

Classic, Annual Meeting and the International Reception/Holiday Party.

• Logo displayed on step & repeat at the Annual Conference & Dinner before which event photos will be taken for display on STANY’s website, in Traders Magazine, TechSmart Trader and in the Annual Directory (EXCLUSIVE).

• Recognition as a Diamond Sponsor with logo on STANY’s website home page through March 1, 2017. (EXCLUSIVE)

• Prominent recognition on STANY’s sponsor web page, event signage, and promotional materials (e-mails and print) for the three major STANY events in 2016.

Advertising & Promotional Opportunities• Full Page color ad in the Annual Directory. (Premier placement)

• Complimentary exhibition booth at BOTH the Annual Conference & Dinner (10 x 10) as well as at the International Reception. (8 x 8)*

• Company profile with logo in the Annual Directory. (500 words)

• Speaking spot on a panel at the Annual Conference. (Topics TBA and participant subject to Board and Conference Committee approval.)

• Two e-mail blasts to STANY members and guests with your firm’s marketing message. (EXCLUSIVE)

• Opportunity to have at least 1 blog published on STANY’s website subject to Board Approval. (EXCLUSIVE)

• Advanced attendee lists for the three sponsored events listed above.

* Please note: Booths need to be set up and taken down on the day of the event. Set up for The C&D can start at 6 a.m. For International at 5 p.m.

PLATINUM ANNUAL SPONSORSHIP $15,000

Complimentary Registrations• 7 Complimentary registrations–Annual Conference and Dinner.

• 5 Complimentary registrations–International Reception/Holiday Party.

Prominent Recognition • At all major 2016 STANY events: Conference and Dinner, Golf Classic,

Annual Meeting and the International Reception/Holiday Party.

• Recognition as a Platinum Sponsor with logo on STANY’s website home page through March 1, 2017.

• Prominent recognition on STANY sponsor web page, event signage, and promotional materials (e-mails and print) for the three major STANY events in 2016.

Advertising & Promotional Opportunities• Complimentary Full Page color ad in the Annual Directory.

• Complimentary exhibition booth at your choice of the Annual Conference & Dinner (10 x 10) OR the International Reception. (8 x 8)

• Company profile with logo in the Annual Directory. (350 words)

• One e-mail blast to STANY members and guests with your firm’s marketing message.

• Advanced attendee lists for the three sponsored events listed above.

* Please note: Booths need to be set up and taken down on the day of the event. Set up for The C&D can start at 6 a.m. For International at 5 p.m.

PREMIER SPONSORSHIPS SUPPORT ALL MAJOR ANNUAL EVENTS WITH ONE SPECIALLY DESIGNED PACKAGE

The Security Traders Association of New York (STANY)

There is strength in numbers.

Find out what your are missing.

Explore and Join STANY, and its parent STA, today. www.stany.org

Page 4: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

MAJOR SPONSORS

GOLD SPONSORSHIP $10,000• 7 Complimentary registrations to the Annual Conference & Dinner.

• Full page color ad in the Annual Directory

• Company profile with logo in the Annual Directory (300 words)

• Recognition on event signage (logo), invitations (name), and other collateral in connection with the Annual Dinner & Conference.

• Listing of your firm on STANY’s sponsorship web page through March 1, 2017.

SILVER SPONSORSHIP $6,000• 4 Complimentary registrations to the Annual Conference & Dinner.

• Full page color ad in the Annual Directory

• Company profile in the Annual Directory (250 words)

• Recognition on event signage (logo), invitations (name), and other collateral in connection with the Annual Dinner & Conference.

• Listing of your firm on STANY’s sponsorship web page through March 1, 2017.

APRIL 7, 2016 80th ANNUAL CONFERENCE & DINNER SPONSORSHIPS

STANY’s premier conference will examine the impact of market structure, technology, competition and global economic issues on trading of equities, fixed income products, options and derivatives. STANY’s Conference will present practical information and insight for today’s trader at a level appropriate for seasoned market professionals as well those new to the industry.

Attendees will receive up-to-the-minute information on the latest developments in the financial markets from industry thought leaders, senior representatives of securities

exchanges, broker-dealers, institutional investors, and other market participants. The full day conference will provide information geared towards career development, and the evening cocktail party and dinner provide unparalleled networking opportunities—the chance to meet new people and catch up with old friends—and a charity component.

For information about last year’s event, our membership and what your financial contribution will support, please email [email protected].

SUPPORTING SPONSORS

BRONZE SPONSORSHIP $3,500• 2 Complimentary registrations to the Annual Conference & Dinner.

• Full page color ad in the Annual Directory

• Company Listing in the Annual Directory (100 words)

• Recognition on event signage (logo), invitations (name), and other collateral in connection with the Annual Dinner & Conference.

• Listing of your firm on STANY’s sponsorship web page through March 1, 2017.

INTRODUCTORY FRIENDS SPONSORSHIP• Available to new sponsors only

• Recognition on event signage (name), website (name) and any other collateral in connection with the Annual Conference & Dinner.

• Please contact Kimberly Unger at [email protected] or 212.344.0410 to discuss options and availability.

PROMOTIONAL ADD-ONS EXCLUSIVELY FOR SPONSORS SILVER AND ABOVE

If you want to make sure that your firm is remembered for the supportive organization that it is, add to your sponsorship with one of these exclusive offers. We will do all the work for you, or ask about deduced costs associated with providing your own products. Items are offered on a first-come-first serve basis.

Lanyards $2,500 SOLD OUT

Photographer $2,500

WiFi $2,500

Notebooks & Pens $2,750

Cocktail Napkins $2,500

Cups $3,000

Charging Station $4,500

Interested in different branding opportunities? Please contact [email protected].

Page 5: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

2016 STANY HONOREES

LIFETIME ACHIEVEMENT & DEDICATION TO STANY TOM JOYCE

Richard Ketchum is Chairman and CEO of FINRA.

Prior to becoming CEO of FINRA, Mr. Ketchum was CEO of NYSE Regulation from March 2006 to March 2009. He served as the first chief regulatory officer of the New York Stock Exchange, a position he began in March 2004. From June 2003 to March 2004, Mr. Ketchum was General Counsel of the Corporate and Investment Bank of Citigroup Inc., and a member of the unit’s planning group, Business Practices Committee and Risk Management Committee.

Previously, he spent 12 years at NASD and The Nasdaq Stock Market, Inc., where he served as president of both organizations.

Prior to working at NASD and NASDAQ, Mr. Ketchum was at the Securities and Exchange Commission (SEC) for 14 years, with eight of those years as director of the division of Market Regulation.

In January 2015, Mr. Ketchum was named to the SEC Equity Market Structure Advisory Committee, which will focus on the structure and operations of the U.S. equities markets. In February 2014, Mr. Ketchum was appointed by President Obama to serve on the President’s Advisory Council on Financial Capability for Young Americans. In October 2010, he was appointed by President Obama to serve on the President’s Advisory Council on Financial Capability—a group established to promote and enhance financial literacy and capability among Americans. He also served on the Joint Advisory Committee on Emerging Regulatory Issues, a committee created by the SEC and CFTC to review emerging regulatory issues, starting with the market events coming out of the May 2010 so-called “flash-crash.”

Mr. Ketchum is Chairman of the FINRA Investor Education Foundation. He also serves on the Board of Directors of Appleseed, a non-profit network of 16 public interest justice centers in the United States and Mexico dedicated to advancing the rule of law, promoting effective government and creating opportunities for individuals’ economic advancement.

Mr. Ketchum earned his J.D. from the New York University School of Law in 1975 and his B.A. from Tufts University in 1972. He is a member of the bar in both New York and the District of Columbia.

OUTSTANDING CONTRIBUTION TO THE INDUSTRY RICK KETCHUM

Thomas M. Joyce is the Chairman of Arxis Capital Advisors LLC. Mr. Joyce serves as a Director of ReFlow Services, LLC and Archipelago.

Prior to this, he was the Executive Chairman of Knight Capital Group Inc. from December 2004 to July 5, 2013 and as its Chief Executive Officer from May 2002 to July 5, 2013 and Executive Director from October 2002 to July 5, 2013. Mr. Joyce was the Chief Executive Officer and Chairman at Knight Equity Markets, L.P., since 2002 and the Chief Executive Officer and Chairman of Knight Capital Americas, L.P since 2002.

He has many years of experience in the securities industry. Mr. Joyce was the Founder at Darien Rowayton Bank. He served as the Global Head of Trading of Scb Inc. Mr. Joyce served as the Head of Brokerage Operations of Knight Trading Group Inc. since May 31, 2005 and its President from May 2002 to January 2005.

He served as the Global Head of Trading of Sanford C. Bernstein & Co. from December 2001 to May 2002. Mr. Joyce worked at Merrill Lynch & Co., where he served as the Head of Global Equity eCommerce from 1999 to 2001. He served as the Head of U.S. Equities for Merrill Lynch & Co. from 1996 to 1999.

Mr. Joyce is a recognized leader in the equity trading industry with experience in domestic and international equities markets, equity market trading, regulatory reform, trading technology and client service.

He began his career as a retail stockbroker and later managed a small hedge fund. He served as an Executive Chairman of KCG Holdings, Inc. until July 3, 2013. Mr. Joyce served as a Director of Darien Rowayton Bank. He served as a Member of the Board of Directors at Securities Industry and Financial Markets Assocation. Mr. Joyce served as a Director of The Nasdaq OMX Group, Inc. (also known as Nasdaq Stock Market Inc) since May 7, 2003. He is a member of the Securities Industry Association’s Board of Directors.

Mr. Joyce holds his A.B. in Economics from Harvard College in 1977.

Page 6: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

2016 DIRECTORY AD OPTIONS We are changing things up this year and will be producing a digital directory that will be available via email as well as on-line. This offers us greater flexibility to update the Directory and more space to include additional conference materials.

Placing an ad in STANY’s Annual Directory, available to all members of STANY and STA, event attendees, and STANY’s email list is a great way to get your message before current and prospective clients as well as show your support for the organization.

Ad size Dimensions Rate per ad

Full page color ad 768 px x. 1024 px $1,500

1/2 page color ad 768 px x. 512 px $950

Company Profile only 150 word limit $250

Company Profile (w/ad purchase) 150 word limit $50

Congratulatory Ads- Reserved for Personal Messages for Honorees *

Personal Messages 50 word limit $200

* If you need help formatting these personal messages contact [email protected]

Company Profiles should be e-mailed as a Word Document. Logos must be sent as EPS, JPG or PNG files.

FORMATING QUESTIONS OR HELP WITH ADSFor any specific questions regarding Directory ads, please contact Deborah Holzapfel ([email protected] or 516-322-1270). Also, if you would like to create a new ad, she will be able to assist you.

ANNUAL DIRECTORY INFORMATIONCOMPANY PROFILE & AD DEADLINE: APRIL 7, 2016 E-mail ads to [email protected]

AD SPECIFICATIONS

FULL PAGE768 pixels [10.667”] wide x 1024 pixels [14.222”] high Resolution 72 dpi.

HALF PAGE768 pixels [10.667”] wide x 512 pixels [7.111”] high Resolution 72 dpi.

Page 7: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

NOV. 17, 2016 26th ANNUAL INTERNATIONAL RECEPTION & HOLIDAY PARTY

GOLD SPONSORSHIP $10,000• 8 Complimentary registrations to the International Reception.

• Full page color ad in the 2016 Annual Directory. (Ad deadline April 20, 2016.)

• Recognition as a Gold Sponsor on event signage, invitations, and other collateral in connection with the International Reception.

• Complimentary exhibition booth at the International Reception with the opportunity to showcase your firm’s products and message. (8 x 8) or choice of seat drop for marketing materials.*

• Listing as a Gold Sponsor of the event on STANY’s website sponsorship page through September 1, 2017.

SILVER SPONSORSHIP $6,000• 5 Complimentary registrations to the International Reception.

• Full page color ad in the 2016 Annual Directory. (Ad deadline April 20, 2016.)

• Recognition as a Silver Sponsor on event signage, invitations, and other collateral in connection with the International Reception.

• Listing as a Silver Sponsor of the event on STANY’s website sponsorship page through September 1, 2017.

MAJOR SPONSORS

Over 250 industry professionals will be in attendance at the 26th Annual Security Traders Association of New York International Reception and Holiday Party to discuss the impact of the challenging macro-economic climate and changing securities regulations on global trading strategies. CNBC’s Dominic Chu will moderate the discussion. Speakers and topics will be announced shortly. The International Reception provides superior opportunities to network with industry peers, meet prospective clients, and kick off NY’s renowned holiday season with friends.

* Please note: Booths must be set up and taken down on the day of the event. Booth set-up cannot start before 5 p.m.

BRONZE SPONSORSHIP $3,500• 2 Complimentary registrations to the International Reception.

• 1/2 page color ad in the 2016 Annual Directory. (Ad deadline April 20, 2016.)

• Recognition as a Bronze Sponsor on event signage, invitations, and other collateral in connection with the International Reception.

• Listing as a Bronze Sponsor of the event on STANY’s website sponsorship page through September 1, 2017.

SUPPORTING SPONSORS

INTRODUCTORY FRIENDS SPONSORSHIP• Available to new sponsors only

• Recognition on event signage (name), website (name) and any other collateral in connection with the International Reception

• Please contact Kimberly Unger at [email protected] or 212.344.0410 to discuss options and availability.

Page 8: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

JULY 25, 2016 STANY GOLF CLASSICWith 36 holes over two courses, Canoe Brook offers the finest in golfing. STANY’s Annual Golf Classic attracts 140-180 golfers for a full day on the links. With plenty of opportunity to network during breakfast, lunch at the half-ways and cocktails and dinner, this is an ideal event for client development as well as for meeting prospective clients in a relaxed and fun filled environment.

Options Availability Rate per sponsorship

Brunch 4 sponsorships $1,500

Cocktails 4 sponsorships $2,400 or $3,700*

Dinner 4 sponsorships $2,400 or $3,700*

Half-Ways 2 sponsorships $2,400 or $3,700*

Golf Holes 36 holes $750 per hole (2 for $1400)

Beverage Carts 2 sponsorships $1,000

Golf Carts 4 sponsorships $500

* At the $2,400 level package includes 1 golfer registration. At the $3,700 level package includes registration for a golf foursome.

BREAKFAST SPONSOR $ 5,000• 10 tickets to the Breakfast

• Logo on breakfast e-mail invitation.

• Speaking spot on panel or as panel moderator. (Senior Executives

please. Topics TBD)

• Opportunity to provide marketing material to attendees.

BOOTLEGGERS’ TASTING - OPEN TO “BOOTLEGGERS”

• Contact STANY for pricing and details

• 5 VIP tickets to the Event.

• Logo on e-mail invitations and announcements.

• Opportunity to showcase your products to a select audience.

• Opportunity to provide marketing material to attendees.

CUSTOM EVENTSLeverage the power of STANY, its members and contacts! Want to launch or promote a new product or service? Looking to speak to a targeted group? STANY can work with you to create a custom event. To discuss a custom event or to find out more about how STANY can help with your firm’s marketing or promotional needs contact Kimberly Unger at [email protected] or 212-344-0410.

OTHER SPONSORSHIPS

MEDIA PARTNERFor more information and details please contact Kimberly Unger at 212-344-0410 or [email protected].

• Logo with link on Media Partner section of sponsorship web page.

• 1 complimentary pass to event at which you agree to partner.

• Opportunity to provide media material to attendees.

Page 9: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

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M PREMIER ANNUAL SPONSORSHIPS( ) Diamond Sponsor $25,000( ) Platinum Sponsor $15,000

80TH ANNUAL DINNER AND CONFERENCE( ) Gold Sponsor $10,000( ) Silver Sponsor $6,000( ) Bronze Sponsor $3,500( ) Friend Sponsor* Call or Email for more information

26TH ANNUAL INTERNATIONAL RECEPTION & HOLIDAY PARTY( ) Gold Sponsor $10,000( ) Silver Sponsor $6,000( ) Bronze Sponsor $3,500 ( ) Friend Sponsor* Call or Email for more information

2016 ANNUAL GOLF CLASSIC( ) Brunch Sponsor $1,000( ) Dinner Sponsor + 1 player $2,400 ( ) Dinner Sponsor + 4 players $3,700( ) Cocktail Sponsor + 1 player $2,400( ) Cocktail Sponsor + 4 players $3,700 ( ) Half Way Sponsor + 1 player $2,400( ) Half Way Sponsor + 4 players $3,700 ( ) Beverage Carts $1,000 ( ) Golf Hole Sponsor $750 per hole ( ) 2 Golf Holes $1,400 ( ) Golf Carts $500

2016 ANNUAL DIRECTORY( ) Full Page Ad $1,300( ) 1/2 Page Ad $950 ( ) Company Profile Only $250 ( ) Upgrade to listing in Company Profile (with ad purchase) $50

Additional Congratulatory Messages Addressed to Honorees:

( ) Personal Message $200 (Limited to 50 words)

Promotional/Branding Opportunities (See Page 6 for options)

( ) __________________________________________ * Friend Sponsorships are available for first-time sponsors only.

By completing and signing this form, we agree to sponsor at the level indicated above

If sponsorship level offers an ad, or your firm wishes to place an ad in the 2016 STANY Directory, please check all that apply to your ad:

( ) Use ad from 2015

( ) New artwork and copy to follow via e-mail

Ad Contact (at firm or ad agency: ________________________________________________

Contact Phone:____________________________________________________________________

E-mail:_____________________________________________________________________________

Firm Information

Firm Name:_______________________________________________________________________

(Please spell out the name as firm wishes to have its name appear in the Annual Directory and on all signage.)

Address:___________________________________________________________________________

City, State, Zip:____________________________________________________________________

Phone:____________________________________________________________________________

E-mail:____________________________________________________________________________

Payment Information

Please enclose payment; additional charges may be billed separately if necessary.

( ) Check enclosed ( ) Please invoice ( ) Check to follow

Accounts Payable Contact:_______________________________________________________

Phone:___________________________________________________________________________

E-mail:____________________________________________________________________________

Mail:STANY 79 Madison Avenue, 2nd Fl. New York, NY 10016

E-mail:[email protected]

Questions? Call:212.344.0410

Page 10: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

* Additional options available for Sponsorship of the Golf Outing. See Page 9 and Sponsorship form for details and availability.

AT A GLANCE ANNUAL SPONSORSHIPS EVENT SPONSORSHIPS

Diamond $25,000 Platinum $15,000 Gold $10,000 Silver $6,000 Bronze $3,500 Friends**

ANNUAL CONFERENCE

Tickets 10 7 7 4 2 –

Directory Ad Full Page Color(prime placement)

Full Page Color(prime placement)

Full Page Color Full Page Color 1/2 Page Color

Company Profile 500 words 350 words 300 words 250 words 100 words

Website Listingfor 1 year

Logo- Home page Logo-Home page Logo Firm name listing Firm name listing Firm name listing

Recognition on all event signage, invitations, and other event collateral

Logo Logo Firm name listing Firm name listing Firm name listing Firm name listing

Exhibit Space to showcase your services and products to a target audience.

Both C&D AND International

10x10 Choice of C&D OR International

– – – –

Step & Repeat Logo – – – – –

Speaking Spot Guaranteed Preference

Email blast to membership and guests

2- at time of your choosing

1- at time of your choosing

– – – –

Blog Publication of at least one on STANY’s

website at time of sponsor’s choosing

– – – – –

INTERNATIONAL

Tickets 7 5 8 5 2 –

Exhibit Space 8x8 8x8 (choice of C&D OR International)

8x8 8x8 – –

Website Listingfor 1 year

Logo- Home page Logo-Home page Logo Firm name listing Firm name listing Firm name listing

Recognition on all event signage, invitations, and other event collateral

Logo Logo Firm name listing Firm name listing Firm name listing Firm name listing

GOLF OUTING*

Registrations 2 – N/A N/A N/A –

Recognition on all event signage, invitations, and other event collateral

Logo Logo N/A N/A N/A –

** Offered to first time sponsors. Email [email protected] for more details

Page 11: 2016 Sponsorship Offerings - STANY · 2016. 2. 9. · DIAMOND ANNUAL SPONSORSHIP $25,000 Complimentary Registrations • 10 Complimentary registrations–Annual Conference and Dinner

212.344.0410

[email protected]

79 Madison Avenue, 2nd Fl. New York, NY 10016