2015 -2016 work plan consolidating peace in ghana … · (gsgda), 2010-2013 and 2014-2017, ......

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Page 1 of 16 UNDP Strategic Plan Outcome 2: Citizens expectations for voice, development, the rule for law and accountability are met by strong systems of democratic governance UNDP Strategic Plan Output 5.6: Mechanisms are enabled for consensus-building around contested priorities, and address specific tensions, and through inclusive and peaceful processes UNDAF Outcome 10: Key national institutions of democracy are effective, accountable, gender responsive and promote peace inclusive governance, human security with focus on vulnerable groups, by 2016 UNDAF Output 10.4: National peace architecture and conflict prevention mechanisms institutionalized and functional Implementing Partner: National Peace Council Responsible Parties: Kofi Annan International Peacekeeping and Training Centre (KAIPTC), National Commission on Small Arms (NACSA), University of Cape Coast (UCC), CSOs 2015-2016 WORK PLAN CONSOLIDATING PEACE IN GHANA As identified in Ghana’s medium-term national development policy framework, the Ghana Shared Growth and Development Agenda (GSGDA), 2010-2013 and 2014-2017, there is a need to transform recurrent conflicts that continue to thwart national cohesion in the country with chieftaincy succession disputes being the main trigger. Building on previous initiatives to strengthen the National Peace Council and the peace architecture in promoting the values of reconciliation, tolerance, trust and confidence building, mediation and dialogue as responses to conflict, as well as supporting peaceful elections. Over the 2015-2016 period, UNDP will provide technical support for the implementation of the NPCs strategic plan (2013-2017), promote greater communication and synergy between actors at various levels of the peace architecture, encourage research and increased participation of women, youth and traditional leaders in conflict prevention. This will include building the capacity of the 9 newly inaugurated Regional Peace Councils to mediate raging and latent conflicts identified in the Ghana Conflict Map and in election related violent conflicts. Programme Period: 2015& 2016 Atlas Project ID: 00081682 Intervention Title: Consolidating Peace in Ghana Duration: 2 years Estimated annualised budget 2015: $365,650 Estimated annualised budget 2016: $360,500 Allocated Resources: $150,000 Other: $120,000 Unfunded: $456,150 Agreed by the Executing Agency: _____________________________________________ On ______________ Chief Director, Ministry of Finance (MOF) Agreed by Implementing Partner: __________________________________________________On ________________ Chairman, National Peace Council (NPC) Agreed by UNDP: __________________________________________________On ________________ Country Director, United Nations Development Programme (UNDP)

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Page 1: 2015 -2016 WORK PLAN CONSOLIDATING PEACE IN GHANA … · (GSGDA), 2010-2013 and 2014-2017, ... (GSGDA) II, 2014-2017: “The generally peaceful and stable political environment provides

Page 1 of 16

UNDP Strategic Plan Outcome 2: Citizens expectations for voice, development, the rule for law and

accountability are met by strong systems of democratic governance

UNDP Strategic Plan Output 5.6: Mechanisms are enabled for consensus-building around contested

priorities, and address specific tensions, and through inclusive and

peaceful processes

UNDAF Outcome 10: Key national institutions of democracy are effective, accountable,

gender responsive and promote peace inclusive governance, human

security with focus on vulnerable groups, by 2016

UNDAF Output 10.4: National peace architecture and conflict prevention mechanisms

institutionalized and functional

Implementing Partner: National Peace Council

Responsible Parties: Kofi Annan International Peacekeeping and Training Centre

(KAIPTC), National Commission on Small Arms (NACSA),

University of Cape Coast (UCC), CSOs

2015-2016 WORK PLAN

CONSOLIDATING PEACE IN GHANA

As identified in Ghana’s medium-term national development policy framework, the Ghana Shared Growth and Development Agenda

(GSGDA), 2010-2013 and 2014-2017, there is a need to transform recurrent conflicts that continue to thwart national cohesion in the

country with chieftaincy succession disputes being the main trigger. Building on previous initiatives to strengthen the National Peace

Council and the peace architecture in promoting the values of reconciliation, tolerance, trust and confidence building, mediation and

dialogue as responses to conflict, as well as supporting peaceful elections. Over the 2015-2016 period, UNDP will provide technical

support for the implementation of the NPCs strategic plan (2013-2017), promote greater communication and synergy between actors

at various levels of the peace architecture, encourage research and increased participation of women, youth and traditional leaders in

conflict prevention. This will include building the capacity of the 9 newly inaugurated Regional Peace Councils to mediate raging

and latent conflicts identified in the Ghana Conflict Map and in election related violent conflicts.

Programme Period: 2015& 2016

Atlas Project ID: 00081682

Intervention Title: Consolidating Peace in Ghana

Duration: 2 years

Estimated annualised budget 2015: $365,650

Estimated annualised budget 2016: $360,500

Allocated Resources: $150,000

Other: $120,000

Unfunded: $456,150

Agreed by the Executing Agency: _____________________________________________ On ______________ Chief Director, Ministry of Finance (MOF)

Agreed by Implementing Partner: __________________________________________________On ________________

Chairman, National Peace Council (NPC)

Agreed by UNDP: __________________________________________________On ________________

Country Director, United Nations Development Programme

(UNDP)

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I: SITUATION ANALYSIS

While Ghana struggled under military rule for several decades, it returned to constitutional democratic rule

in 1992 and is considered a relatively strong democracy with noteworthy accomplishments including six

successfully held free and fair elections with smooth transitions of power over the last 25 years.

The country has been hailed as an oasis of peace in a continent that has gained notoriety for violent conflict.

According to the 2014 Global Peace Index, Ghana is the 7th most peaceful nation in Sub-Saharan Africa

and the most peaceful country in the West African Sub-region ahead of Sierra Leone, Senegal and Burkina

Faso.1 This characterization as a largely peaceful nation is also noted in Ghana’s medium-term national

development policy framework the Ghana Shared Growth and Development Agenda (GSGDA) II, 2014-

2017:

“The generally peaceful and stable political environment provides an opportunity to

focus on developing the appropriate set of socioeconomic policies and implement

them to ensure accelerated growth and development of the country.”2

In spite of this international recognition as a relatively stable nation, Ghana has a myriad of perennial

conflicts which have at times erupted into violent clashes and if not addressed have the potential of

destabilizing the nation. A recent study by the NPC in a document titled Mapping Conflicts in Ghana, has

identified over 90 violent conflicts in the country. These conflicts as can be gleaned from NPC’s digital

conflict map are often driven by chieftaincy, land and natural resources, ethnic, religious, political and

socio-cultural disputes. 3 Many of Ghana’s internal conflicts are initiated by minor disputes at the

community level that erupt into violence. Ethnic conflicts, mostly over land use or succession issues in

traditional leadership settings, surface periodically. For instance in June 2014 a long standing intra-gate

chieftaincy succession dispute in Bimbilla erupted into violent conflict leading to the loss of lives and

properties. While there is no state-driven discrimination against single ethnic groups, the politicization of

ethnic loyalties remains a disturbing and potentially dangerous feature of Ghanaian politics.4

The Ghana Shared Growth and Development Agenda (GSGDA) 2010-2013 identifies the need to end

recurrent inter- and intra-ethnic conflicts, Chieftaincy and political party disputes, while emphasising that,

left unchecked, conflicts will continue to thwart national cohesion and economic growth.

These prevailing conflicts have already begun affecting the perception of Ghana’s stability. In 2012,

Ghana’s GPI ranking fell from 40th in 2007 and 42nd in 2011 to 50th. Also, Ghana’s World Bank

Governance Indicator rank for Political Stability/Absence of Violence5 has been in the 25th- 50th percentile

for the past 14 years with the exception of 2005 and 2011 that saw a slight improvement to push Ghana into

the 50th - 75th percentile. Similarly, although ranked 1st in the West African Sub-region by the Global Peace

Index, its position in the African Sub region has dropped from 5th in 2012 to 7th in 2014.

1 The Global Peace Index 2014: Measuring Peace and Assessing Country Risk. P.9 2 Ghana Shared Growth and Development Agenda (GSGDA) II Vol. I, 2014-2017. P.24 3 www.ghanaconflictmap.explainerdcghana.com 4 Bertelsmann Stiftung, BTI 2014 — Ghana Country Report. Gütersloh: Bertelsmann Stiftung, 2014. P.5 5 Ghana’s World Bank Governance Indicator rank for Political Stability/Absence of Violence measures perceptions

of the likelihood that the government will be destabilized or overthrown by unconstitutional or violent means,

including politically-motivated violence and terrorism

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Albeit Ghana’s political system is still riddled with political and ethnic divisions that sometimes erupt into

violence, the State’s monopoly on the use of force has not been challenged in the period under review.

While the increase of violent crime remains a worrying development as contained in WANEP’s June 2014

National Human Security Early Warning Brief of Ghanawarn,6 the general atmosphere is not one of overall

insecurity and the actual crime rate has recently fallen, at least statistically. Furthermore, while law-

enforcement agencies are not generally regarded as efficient enough to deal with future security threats,

they have been able to instil a certain degree of law and order throughout most parts of the country.7

As the nationally mandated body for peace and conflict initiatives, the newly inaugurated 13-member

Regional Peace Councils (RPCs) in collaboration with the National Board will coordinate and harmonize

all peace efforts for joint delivery at the national, regional, district, and community levels. The NPC will

continue to raise awareness surrounding the use of non-violent strategies in response to conflict through

networking, coordination and campaigning with members in the Peace Architecture by 2017, the aim is to

enhance national peace and stability through a harmonized and coordinated peace mechanism (Five-Year

Strategic Plan for the National Peace Council, NPC, 2013-17)

The Council recognizes that currently, Ghana has numerous peace actors in operation especially at the

community level. The NPC will strengthen partnerships by building a network for collaboration and joint

programming while developing training programs, using the most effective, cost efficient, and practical

training methods, for peace partners including CSOs, community groups, to the private sector, the

governance institutions, to the media, Chiefs, women and youth groups.

II: PAST COOPERATION AND LESSONS LEARNED

Deficiencies in the political process lie at the heart of Ghana’s governance challenge particularly with

regard to politicization and polarization along party lines. Challenges are manifested in the areas of political

party functioning, political competition, policy making, power centralization, as well as socio- and ethno-

political relationships including persistent problems regarding chieftaincy succession, conflict of roles

between and among the arms of government and governance institutions, resource disparity, poor citizen

participation in democratic processes, perception of corruption in the public sector in addition to the likely

economic, political and social distortions associated with oil production. These challenges threaten to

reverse democratic gains by exacerbating political and inter-ethnic tensions, raising the spectre of violence.

In the area of conflict prevention and peace building, institutional support has been provided in previous

years to establish the National Peace Council (NPC) and 7 Regional Peace Advisory Councils (RPACs)

and more recently the inaugurations of the 9 Regional Peace Councils (RPCs) with the aim of enhancing

existing early warning/response mechanisms and promoting dialogue processes between community and

traditional leaders. Again, national institutions including the Ghana National Commission on Small Arms

(NACSA) as well as the Ghana Police Service have been supported to control the proliferation of small

arms and light weapons. Similarly, conflict management has been mainstreamed into tertiary curricula

through the development of courses at the Universities of Ghana and Cape Coast, University of

6 National Human Security Early Warning Brief of Ghanawarn, is WANEPs quarterly security newsletter on

security happenings in the country. 7 BTI 2014 Ghana Report, Op cit. P.5

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Development Studies, the Kofi Annan International Peace Keeping Training Center and the Ghana Police

School.

UNDP’s 2011 Assessment of Development Results (ADR) report recognized UNDP`s earlier contributions

in strengthening national governance institutions (Parliament, the Judiciary, Legal Services and Justice

System and the Electoral Commission) and establishing new frameworks for the consolidation of peace,

including the National Peace Council and Ghana National Commission on Small Arms. The ADR also

noted UNDP’s support to election-related activities by facilitating preventive advocacy and mediation

through the National Peace Council, establishment of fast track courts to resolve election disputes and

technical support to Electoral Commission for electronic capturing of results. The UNDP will still provide

this invaluable support to the NPC to ensure a peaceful 2016 general election.

Based on this, the 2012 Annual Work Plans (AWPs) aimed to develop clear exit strategies leading to

national ownership and sustainability; strengthen communication, M&E and knowledge and information

management functions. Some of the lessons learned from previous programmes include the need for more

coordination and synergies among the various programmes in the governance cluster, in addition to more

collaboration/information with UN agencies to avoid duplication of efforts. There is also a need to ensure

that peace building is mainstreamed into all components, particularly the participation and representation

in governance and justice initiatives. Again, there is the need to develop appropriate exit strategies in

collaboration with national partners to ensure the sustainability of programmes. Finally, the capacities of

national partners in programme management and UNDP’s programme policies, rules and regulations should

be enhanced in order to ensure more timely and adequate delivery of outputs.

Investment is still directed to the comparatively better developed South, although the country has tried to

provide basic services such as education and health care to the Northern Regions. Most activities in the

North of Ghana are nevertheless donor driven.8 The few state driven initiatives such as the Savanah

Accelerated Development Authority (SADA) faced a lot of administrative challenges and is currently been

restructured to deliver on its mandates. There was no active encouragement of ethnic and social divisions

before the latest 2012 election campaign but the issues were highlighted by politicians exploiting them for

electoral gain. This is a dangerous development, and it is unclear whether this habit is now ingrained in the

political elite or was solely a phenomenon of a particular election campaign. However, if further exploited,

there is the potential it might generate into conflict or fuel other existing conflicts which will have adverse

effects on the development of the state.9

While Ghana’s laws are generally relatively sound, those that need legal reforms are often addressed even

though enforcement is wholly inadequate. Traditionally, the court system has been proactive in settling

conflicts, with the successful but unduly long adjudication of the disputed 2012 election by the Supreme

Court as a case in point. However, the challenge of the adversarial nature of conflict solving where one

party wins and the other loses, the congested courts and the lack of affordability makes it a less appealing

option for providing timely conflict prevention, management, and resolution. The Council seeks to promote

alternative positive and cooperative approaches to help disputants find mutually beneficial solutions based

on an understanding of their needs, interests, and the available options. The Legal Aid Scheme, Commission

on Human Rights and Administrative Justice and the Court Connected ADR systems provides various

8 BTI 2014 Ghana Report, Op cit. P.6 9Ibid

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avenues for Alternative Dispute Resolution through statutory mechanisms. One way by which this WP

2015-16 will address this challenge is by building the capacities of the traditional and religious leaders in

Ghana, to enable them mediate in conflict with a less adversarial posture. This also fulfils outcome 6 of the

UNDP’s Strategic Plan which calls for the promotion and strengthening of the capacities local partners for

peace related activities.10

The National Peace Council Act 2011(Act 818) was passed and implemented in 2012 with UNDP support.

Since then its visibility and level of public confidence has been growing. For instance, in the 2014

Governance and Peace Poll conducted by the Centre for Democratic Development (CDD), the NPC had the

highest amount of trust 64% by respondents to deliver on its mandate as against other independent state

institutions. This result therefore places the NPC in a strategic position to help contribute to Ghana’s quest

of maintaining her status as the oasis of peace in the sub-region and continent at large.

Since its inception and particularly under the year ending 2013-2014 WP, the NPC has achieved a lot.

However, ignorance of the root causes as well as the dynamics of conflict has been identified as a recipe

for mediation failure. Cognisant of this, the NPC through the University of Cape Coast under the auspices

of the UNDP has mapped out all violent conflicts in Ghana. The document, Mapping Conflicts in Ghana,

which is also available electronically in spatial map format on the internet is arguably the biggest attempt

to research the causes, dynamics as well as outcomes of all violent conflicts in Ghana. The digital Conflict

Map although easily accessible, will require frequent and periodic updates if it is to be useful in steering

conflicts for development and also meet the technological demands of the world.

Within this same period, the NPC has with the support of UNDP focussed and successfully mediated in

two conflicts, notably in Bawku and Bimbilla. For instance in the case of Bawku, the intervention of the

NPC led to the resumption of the Bawku Inter-Ethnic Peace Committee (BIEPC) which for the first time

in a long while brought together the two protagonist (Kusasis and Mamprusis) in the conflict to negotiate a

lasting solution11.

The NPC with the support of the UNDP organised a stock taking exercise for the board, regional and district

executive secretaries of the NPC to deliberate on how far the various strategies adopted for peacebuilding

had fared. With the experienced resource person Chris Spies from South Africa, participants shared their

experiences in mediation, some successes and challenges. On the whole participants left enriched, because

they were able to learn new mediation techniques from their colleagues as well as get responses to possible

reasons why their mediation efforts might not have gone well. (Refer to activity report submitted by NPC

for details).

Additionally, in line with NPC’s Five-Year Strategic Plan on Strategic Partnership, as captured in objective

5.2.1 (p.31), the NPC under the auspices of the UNDP organised a three day workshop for media

practitioners in the three Northern Regions of Ghana with the aim of fostering conflict sensitive reporting.

With the role media played in the infamous Rwandan Genocide in mind, participants were taken through

the dos and don’ts in Journalism when it comes to conflict reporting.

10 UNDP Strategic Plan, Background Note-Theory of Change for Outcome 6. P7 11 NPC Report on BIEPC 2014

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The NPC breathed life into Act 818 with the inauguration of 9 Regional Peace Councils, with Greater Accra

the only region yet to be inaugurated. Realising how important they are, largely because of their

involvement with the grassroots and hence their ability to detect early warning signals in their locations,

the NPC with the support of the UNDP has furnished the office of 5 RPCs12 with office furniture and IT

equipment to make them fully operational.

Conscious of the minimal role of women and youth in peacebuilding as succinctly captured in the baseline

study on the role of women, youth and CSOs in conflict, the NPC and the Ministry of Gender and Social

Protection with the support of UNDP organised a capacity building training for women and youth within

the context of GHANEP 1325. The 2015-16 work plan makes a deliberate effort to included women headed

households in peacebuilding as well as increase the role of women in peacebuilding for sustainable

development as contained in the UNDP Strategic Plan.13

Despite these successes, the NPC is still been faced with some niggling challenges. Like most state

Institutions, the financial independence of the NPC is almost non-existent. It relies heavily on Development

Partners like the UNDP and as such not financially sustainable. This is a grave danger because due to global

economic hardship, most DPs are cutting back on their support, and it remains to be seen how this might

affect the NPC in its aim to prevent tensions from erupting into conflict, ensuring that Ghana will have

improved its national capacity to prevent conflict by 2017 through strengthened conflict prevention

mechanisms as contained in its Five-Year Strategic Plan 2013-17.

Another challenge that the NPC is saddled with is how to respond to some of the new and emerging security

threats. For instance the gradual rise in religious fundamentalism in the West-African Sub-region poses

some real dangers to Ghana. The Ghana military is currently involved in quelling the activities of religious

fundamentalist in Mali with threats of a backlash from similar groups like Boko Haram in Nigeria. The

major question is, will the NPC be appropriately placed to deal with this type of conflict? As such in the

training for the RPCs, these emerging threats need to be included, proactively detected and in the event that

they surface, assure that the NPC can play a meaningful role in their resolution.

The NPC on its own notes that the inability to build a collaborative relationship with CSOs based on

comparative advantage in peace building, is one of its major challenges. However, as part of efforts to deal

with the Bimbilla Chieftaincy conflict, the NPC brought on board relevant CSOs and CBOs so that together

they chart a common path into Bimbilla.14 This is highly commendable and the 2015-16 WP will like to

proceed on this premise. The NPC must thus endeavour to use its clouts to draw more of these CSOs on to

itself by involving them in its programmes.

12 The 5 furnished regions are: Volta, Western, Upper East, Brong Ahafo and Ashanti. 13 UNDP Strategic Plan. Op cit. P6 14 NPC Activity Report on Mediation Efforts in Bimbilla.

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III: STRATEGY

UNDP’s new corporate strategy seeks to “help countries achieve the simultaneous eradication of extreme

poverty and significant reduction of inequalities and exclusion”15. Implicit in this goal is the need to support

all individuals including excluded groups, youth, and women to be part of the development process. Bearing

in mind the engagement principles of the new strategic plan, elements to ensure national ownership and

capacity, voice and participation, gender equality and women empowerment have been carefully woven

into this work plan to reduce the likelihood of conflict. Thus, the issue of gender equality is not treated in

isolation but rather mainstreamed in all the activities undertaken to ensure that both males and females are

adequately reached with all the proposed interventions.

The UNCT and GoG agreed in the UNDAF (2012-16) that the governance outcome to be pursued was “Key

national institutions of democracy are effective, accountable, gender responsive, and promote peace,

inclusive governance, human security with focus on vulnerable groups, by 2016.”

On this basis, the priority governance outputs for the UNDAF (2012-16) were established as: a) inclusive,

accountable and transparent governance, b) active participation of women and vulnerable groups in decision

making processes, c) justice sector institutions functional and responsive, and d) national peace architecture

institutionalised and functional. These four outputs reflect the six governance thematic areas of

decentralization, transparency and accountability, representation and participation, access to justice, gender

equality, and conflict prevention. (Governance Concept Note, 2015)

The 2015-2016 WP on Consolidating Peace in Ghana is based on the premise that change can be created

through a simultaneous emphasis on building the capacities of rights-holders and duty-bearers to partner

effectively, thus reducing conflict. Effective partnerships will in turn improve the performance of

government at all levels, with consequent improvements in human development and security. The UNDP

Governance Cluster’s work is based on the following theory of change cited in the Governance Concept

Note (UNDP, 2015):

“Institutional performance can be improved by simultaneously building the capacity of citizens and

institutions to partner with each other. By prioritising those aspects that enhance political

processes, strengthened partnerships will lead to improved service delivery and human

development, increasing public participation and confidence in political processes. In summary,

more and better partnerships will lead to better governance”.

Specifically, this WP is based on the Theory of Change that,

Promoting joint partnership of local and national capacities to assure that external/national

technical assistance complement rather than replace existing local actors, while increasing the

role of women in peacebuilding, will invariably lead to development and the building of resilient

communities. In summary joint partnership of local and national actors with active involvement of

women in decision making can translate into a resilient community to maintain peace in Ghana.16

15UNDP Strategic Plan: 2014–17 16 UNDP Strategic Plan. Op cit. Pp 6&7

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Mandated to facilitate and develop mechanisms for conflict prevention, management, resolution and to

develop effective and responsive strategies, the NPC must analyse its strengths, weaknesses, opportunities,

and threats (SWOT) to enable it deal strategically with both internal and external factors to assure peace in

the country.17

The government has some room to maneuver as long as it maintains a good relationship with the donor

community and shows a willingness to learn from other country’s mistakes. Economic diversification and

currency stability are both important preconditions for maintaining and expanding social activities,

especially in health and education sectors. As the oil money trickles into the national kitty, Ghana has an

excellent opportunity to use the revenues for development purposes, with special focus on the relatively

poor north where support is needed for both economic and political reasons. Increasing State support for

the national peace architecture, through the NPC and its related bodies and partners, is a key strategy for

longer-term sustainability of the architecture itself.

The UNDP Ghana Governance Programme has over the years strengthened the capacities of key national

governance institutions, enhanced the country's governance process and engaged citizens in democratic

processes, ensuring access to justice and human rights and nurturing conflict prevention mechanisms. The

programme strategy rests on the causality analysis where immediate, underlying and root causes of

problems or issues in different aspects of governance are identified and various activities plan for

implementation to achieve desired changes.

Based on the afore-mentioned analyses, the work of UNDP’s Governance Unit over the next programming

period will be organized around five thematic areas (representation and participation, transparency and

accountability, access to justice, gender equity and conflict prevention). This Work Plan is focused on the

thematic area of conflict prevention and was developed with key national partners to promote national

ownership and sustainability of interventions. The programme will mainstream gender across all

programming activities, and proactively seek to include and identify how women can play an important

role in all planning and implementation phases of this programme. Implementation of this Work Plan will

be based on previous programme experiences to ensure efficiency and effectiveness.

The five broad focus areas of this WP are:

Support to the RPCs to enable them mediate in at least 8 actual and potential conflicts

Organize training sessions in conflict prevention and mediation for the boards of the NPC/RPCs

to enable them mediate in 8 actual and potential conflicts.

Create a platform for the launch of the peace fund

Strengthen the capacity of traditional/religious leaders in conflict resolution.

Create a structure for the effective running of the modular course on conflict prevention and

peacebuilding for traditional rulers.

Develop training/information materials and peace brochures/flyers in English and selected local

languages for conflict prevention and/ or transformation.

Create a platform for traditional/religious leaders to share experience in conflict prevention and

resolution.

17 NPC Five year strategic Plan 2013-2017

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Strengthen the Capacity of actors in peace architecture for the prevention and management of

electoral violence

Train election related actors of the peace actors to enable them contribute to a peaceful 2016

general election.

Conduct research and assessment to promote knowledge about conflict prevention modalities and

create opportunities for enhanced conflict resolution and management

Validation session for the Small Arms baseline survey, including developing an action plan to

support implementation of key recommendations for small arms control.

Support the NPC with cutting edge research on new and emerging peace and security threats and

how to deal with them.

Enhance women’s role in conflict prevention and resolution and management through support to

the implementation of UNSCR/GHANAP 1325

Advocate for increased women and youth participation in peacebuilding and mediation in 7

potential or actual conflict zones by 2016

IV: MANAGEMENT ARRANGEMENTS

Context:

Ghana's aid architecture is currently operating under Ghana's Shared Growth and Development Agenda.

Most Bilateral and Multilateral partner are organized in Sector Working Groups reflecting the Governments

Development Priorities and the development partners’ own division of labor with "lead" and "active

participation" roles.

The United Nations have also aligned their development assistance to the Governments priorities and

formalized it in a United Nations Development Assistance Framework. As a DaO18 self-starter country each

UNDAF outcome (11 in total) is led by one UN Agency which participates actively or as lead in a respective

Sector Working Group. The UNDAF is jointly monitored by the UN and the MoF on an annual basis. The

lead agency for each UNDAF outcome is responsible to provide regular progress up-dates to sector working

groups and will as such coordinate and convene the various UN agencies and Implementing Partners

working under one UNDAF.

UNDP is leading three UNDAF outcomes, that is Disaster Risk Reduction and Climate Change, Political

Governance and Evidence based Policy Planning and Budgeting which corresponds to its internal

programme structure with a "Governance Cluster", an "Inclusive Growth Cluster" and a "Sustainable

Development Cluster.

18 DaO – Delivery as one

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Management Arrangements 2014-2016

To enable UNDP to substantively feed into the sector working groups, it is imperative to gather relevant

information and data on those three outcomes from the work of other UN agencies and their partners as

well as from its own work with its implementing partners.

Consequently, for effective coordination and implementation, and to avoid parallel reporting structures, the

following management arrangements will be in place for the new programming cycle:

There will be internal UNDP quarterly review meetings (3) which are expected to generate the required

information at the technical level on programme implementation, and also provide MoF with up to date

information on programmes. It is expected that the outputs from these internal quarterly meeting will feed

into the bi-annual review (mid-year meeting) with UNDP and IPs. This meeting will ultimately inform

decision makers at an annual high level breakfast meeting to be held at year end between UNDP and IPs.

Definitions and Accountabilities of Implementing Partner and Responsible Party

As stated in Financial Regulation 27.02 of the UNDP Financial Regulations and Rules, an implementing

partner is “the entity to which the Administrator has entrusted the implementation of UNDP assistance

specified in a signed document along with the assumption of full responsibility and accountability for the

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effective use of UNDP resources and the delivery of outputs, as set forth in such document.” By signing a

project document an implementing partner enters into an agreement with UNDP to manage the project and

achieve the results defined in the relevant documents. The accountability of an implementing partner is to:

-- Report, fairly and accurately, on project progress against agreed work plans in accordance with the

reporting schedule and formats included in the project agreement;

- Maintain documentation and evidence that describes the proper and prudent use of project resources19 in

conformity to the project agreement and in accordance with applicable regulations and procedures. This

documentation will be available on request to project monitors (project assurance role) and designated

auditors.

As stated in the Financial Regulation 17.01 of the UNDP Financial Regulations and Rules, an implementing

partner may enter into agreements with other organizations and entities, known as responsible partners,

who may provide goods and services to the project, carry out project activities and produce project outputs.

Responsible parties are accountable directly to the implementing partner.

A Responsible Party is defined as an entity that has been selected to act on behalf of the implementing

partner on the basis of a written agreement or contract to purchase good or provide services using the project

budget. In addition, the responsible party may manage the use of these goods and services to carry out

project activities and produce outputs. All responsible parties are directly accountable to the implementing

partner in accordance with the terms of their agreement or contract with the implementing partner.

Implementing partners use responsible parties in order to take advantage of their specialized skills, to

mitigate risk and to relieve administrative burdens. The meetings their purpose, proposed participants and

required reports are attached as Annex to this work plan.

For the Consolidating Peace WorkPlan (WP) 2015-2016, a six-member project Steering Committee (SC),

chaired by UNDP, will be responsible for providing strategic guidance and quality assurance to the

implementation of the WP (also referred to as a Project). The SC will meet bi-annually (twice yearly) to

serve as a forum where information regarding Project’s activities and results are shared. The members of

SC will comprise representatives of the following institutions:

National Peace Council;

Ministry of Finance;

Ministry of Interior

Kofi Annan International Peace Keeping Training Centre (KAIPTC);

Civil Society Representative (West Africa Network for Peace building – WANEP)

V: MONITORING AND EVALUATION

At a minimum, on an annual basis, the following monitoring activities should be carried out in accordance

with UNDP Programme and Operations Policies and Procedures (POPP)

On a quarterly basis, a project progress report shall be submitted to the Steering Committee

19 Prudent and proper use of resources refers to transparency, fairness and integrity in use of resources, compliance

with administrative regulations and procedures, and attainment of best value for money.

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An Issue Log shall be activated in Atlas and updated to facilitate tracking and resolution of potential

problems or requests for change

A risk log shall be activated and regularly updated by reviewing the external environment that may

affect the AWP implementation.

A project Lesson-learned log shall be activated and regularly updated to ensure on-going learning

and adaptation within the organization, and to facilitate the preparation of the lesson-learned report

at the end of the project

A monitoring schedule plan shall be activated in Atlas and updated to track key management

actions/events

Annual Review (2015 and 2016): An annual review shall be conducted during the fourth quarter of

the year or soon after, to assess the performance of WP and appraise the Work Plan for the

following year.

Field Visits: A representative from UNDP office should visit each project at least once a year Fled

visits serve the purpose of results validation and should provide latest information on progress for

annual reporting preparation. Field visits should be documented through brief and action-oriented

reports submitted within the week of return to the office.

VI: AUDIT CLAUSE

The Project will be audited in accordance with UNDP Programme and Operation Policies and Procedures

(POPP) and would cover the following areas: review of work plans, progress reports, project resources,

project budget, project expenditure, project delivery, recruitment, operational and financial closing of

projects (if applicable) and disposal or transfer of assets.

VII: RISKS AND ASSUMPTIONS

It is assumed that the major focus of governance stakeholders in 2015 and 2016 will be to create an

environment that is suitable for the successful functioning of the NPC in partnership with local civil society

and government actors.

UNDP is itself undergoing a process of internal transformation with a view to strengthening its human

resource base and business processes. Capacity building for staff involved in the delivery of this WP, at

the Implementing and Responsible Partner as well as UNDP levels, will be needed.

Management of risks: Implementing the NPC strategic plan will simultaneously address many risks to the

peace architecture, including resource mobilisation, the perception of non-partisanship, capacity building

and public confidence. UNDP will make every effort to engage key stakeholders, including government,

towards ensuring the long-term viability, success and sustainability of the National, Regional and District

Peace Councils. Additionally, UNDP will engage in systematic capacity building of staff in the substantive

as well as programmatic aspects associated with implementing this Work Plan.

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VIII: LEGAL CONTEXT

This document together with the CPAP signed by the Government and UNDP which is incorporated by

reference constitute together a Project Document as referred to in the SBAA [or other appropriate governing

agreement] and all CPAP provisions apply to this document.

Consistent with the Article III of the Standard Basic Assistance Agreement, the responsibility for the safety

and security of the implementing partner’s custody rests with the implementing partner.

The implementing partner shall:

a) put in place an appropriate security plan and maintain the security plan, taking into account the

security situation in the country where the project is being carried;

b) assume all risks and liabilities related to the implementing partner’s security, and full

implementation of the security plan

UNDP reserves the right to verify whether such a plan is in place, and to suggest modifications to the plan

when necessary. Failure to maintain and implement an appropriate security plan as required hereunder shall

be deemed a beech of the agreement

The implementing partner agrees to undertake all reasonable efforts to ensure that none of the UNDP funds

received pursuant of the AWP are used to provide support to individuals or entities associated with terrorism

and that the recipients of any amounts provided by UNDP hereunder do not appear on the list maintained

by the Security Council Committee established pursuant to resolution 1267 (1999). The list can be accessed

via http://www.un.org/docs/sc/committees/1267/1267ListEng.htm. This provision must be included in all

sub-contract or sub-agreements entered into under the AWP.

The UNDP Resident Representative and Country Director in Ghana are authorized to effect writing the

following types of revisions to this AWP, provided that he/she has verified the agreement thereto and is

assured that the other signatories to the AWP have no objection to the proposed changes:

a) Revision of or addition to any of the annexes to the AWP;

b) Revisions, which do not involve significant changes in the immediate objective, outputs or

activities of the project, but are caused by the rearrangement of the inputs already to or by cost

increases due to inflation;

c) Mandatory annual revisions which re-phase the delivery of the agreed project inputs or increase

expert or other costs due to inflation or take into account agency expenditure flexibility; and

d) Inclusion of additional annexes and attachments only as set out here in this AWP.

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2015-2016 WORK PLAN – CONSOLIDATING PEACE IN GHANA

TOTAL BUDGET; 2015= 365,650 and 2016 = 360,500 = 726,150.00

KEY RESULTS, BASELINES, ASSOCIATED INDICATORS AND TARGETS

LIST OF ACTIVITIES FOR RESULTS AND ASSOCIATED ACTIONS

RP 2015 2016 Funding Source

Budget Description

UNDAF OUTPUT 10.4: NATIONAL PEACE ARCHITECTURE AND CONFLICT PREVENTION MECHANISMS INSTITUTIONALISED AND FUNCTIONAL

KEY RESULT 10.4.1 Conflict management and early warning systems, including assessment and coordination mechanisms, are operational & institutionalized at national and district levels Baseline 4.1.1: The NPC has intervened in 6 conflicts. (source: NPC Reports) Indicator 4.1.1 Number of conflicts that the NPC, RPCs and DPCs intervene directly on.(source: NPC Reports) Target 4.1.1: The NPC/RPCs intervenes in at least 2 new conflicts in addition to the previous 6 conflicts by end of 2016. Baseline 4.1.2: Traditional authorities lack the requisite skills to mediate in conflict. (Capacity Needs Assessment of Ghana’s Peace Architecture…. See p5) Indicator 4.1.2: Number of traditional/religious leaders trained. Target 4.1.2: Train 30 traditional/religious leaders to intervene in at least two conflicts by end of 2016.

Support to the NPC/RPCs to enable them mediate in at least eight actual and potential conflicts

NPC

50,000

50,000

- Organize training sessions in conflict prevention and mediation for the boards of the NPC /RPCs to enable them mediate in 8 actual and potential conflicts.

- Support mediation interventions

- Create platform for launching of peace fund.

NPC

50,000

50,000

EU/TRAC

Local consultants, training, meetings costs

Strengthen the capacity of traditional/religious leaders in conflict prevention and resolution.

NPC/UCC

85,000

80,000

Develop training materials and peace brochures/flyers in English and selected local languages for conflict transformation.

NPC/UCC

40,000

30,000

EU/TRAC

Materials production, printing, local consultants

Fashion out a structure for the effective running of the modular course on conflict prevention and resolution for traditional/religious leaders.

NPC/UCC

30,000

40,000

EU/TRAC

Consultants and training

Create a platform for traditional/religious leaders to share experience in conflict prevention and resolution.

NPC/UCC

15,000

10,000

EU/TRAC

Travel, meeting costs

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KEY RESULT 10.4.2 Critical issues such as electoral violence, violence against women, the role of youth and the use of small arms and light weapon addressed through studies, conflict prevention, management and resolution interventions. Baseline 4.2.1: Actors in the National Peace Architecture lack the capacity to intervene in conflicts e.g. electoral violence (Source: Capacity Needs Assessment of Ghana’s Peace Architecture) Indicator 4.2.1: lack of capacity to intervene in conflicts. (Source: Capacity Needs Assessment of Ghana’s Peace Architecture) Target 4.2.1: Capacity of at least 50 peace actors built (50% women) to intervene in election related violence, in 2015 and 2016. Baseline:4.2.2: Draft SALW baseline survey available after 10 years impasse (Source: KAIPTC/NACSA) Indicator: 4.2.2: Completed SALW baseline survey Target 4.2.2: SALW baseline survey published. Baseline 4.2.1: Women and youth intervened in 5 conflicts (Source: NPC Report) Indicator 4.2.1: Number of conflicts women and youth intervened on. (Source: NPC Report). Target 4.2.1: Women/youth intervene in at least 2 new conflicts by the end of 2016.

Strengthen the Capacity of actors in peace architecture for the prevention and management of electoral violence.

40,000

40,000

Train actors of the peace architecture to enable them contribute to a peaceful 2016 general election.

NPC/CSO

40,000 40,000 EU/TRAC Travel, Training, Local consultant meeting costs

Conduct research and assessment to promote knowledge about conflict prevention modalities and create opportunities for conflict transformation

50,000

50,000

Develop and implement Small Arms and Light Weapons baseline survey.

KAIPTC/ NACSA

30,000

30,000 TRAC Meeting, travel, consultants

Research into new and emerging peace and security threats in the country.

NPC

20,000

20,000

TRAC

Materials production, printing, local consultants

Enhance women’s role in conflict prevention and resolution and management through support to the implementation of UNSCR/GHANAP 1325

30,000

30,000

Advocate for increased women and youth participation in peacebuilding and mediation in 7 potential or actual conflict zones by 2016

NPC/CSO

30,000

30,000

EU/TRAC

Training, meeting, local consultant, and travel costs

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KEY RESULTS, BASELINES, ASSOCIATED INDICATORS AND TARGETS

LIST OF ACTIVITIES FOR RESULTS AND ASSOCIATED ACTIONS Parties PLANNED BUDGET

OUTPUT 10.4 PEACE Support : Cross Cutting support to enable the implementation of this WP provided RP 2015 2016 Funding Source

Budget Description

PEACE.1: Capacity of IP and RPs to implement this AWP is strengthened

- Staff costs - Necessary training for related project staff undertaken - Logistics and administrative costs

UNDP

40,000 10,000 5,000

40,000 10,000 5,000

TRAC

Training, meeting costs, staff hire

PEACE.2: Advocacy, knowledge management and communication capacity supported

- Promotional and knowledge products developed, distributed and updated.

- Communication support & media engagements

UNDP 5,000 5,000

5,000 5,000

TRAC Materials productions, Printing, local consultants, travel and meeting costs

PEACE.3 : Monitoring and evaluation of activities undertaken - IPs Coordination and Monitoring Undertaken - Field visits undertaken - GaP poll - Financial audits conducted

NPC UNDP

10,000 10,000 10,000 5,000

10,000 10,000 10,000 5,000

TRAC Travel, local consultants hired, meetings costs,

PEACE.4 : Direct Project Cost (DPC) – 3% UNDP 10,650 10,500 TRAC

GRAND TOTAL 365,650 360,500