1.deposition of tantalum nitride thin films by d.c. magnetron sputtering

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Deposition of tantalum nitride thin films by D.C. magnetron sputtering S.K. Kim * , B.C. Cha School of Materials Science and Engineering, University of Ulsan, Ulsan 680-749, South Korea Available online 28 September 2004 Abstract Thin films of tantalum nitride (TaN) were deposited on SKD11 tool steel substrate by a D.C. magnetron sputtering system. The influence of the N 2 /Ar gas ratio of the inlet gases on the structure, hardness, adhesion and wear resistance was investigated. The X-ray diffraction data showed that TaN deposited at low N 2 /Ar gas ratio, tetragonal h-Ta(330) and hexagonal TaN(101) were observed. Orthorhombic TaN(110) and orthorhombic Ta 3 N 5 were formed with the increase of the N 2 /Ar gas ratio. High hardness of the films was observed at the low N 2 /Ar gas ratio. The films deposited at N 2 /Ar gas ratio of 0.3 showed good adhesion, wear resistance and hardness of Hv 0.05 1450. The films deposited with etching time of 30 min at 133.32 Pa gave good adhesion. Thickness of the films decreased with applying the bias voltage. As the bias potential was increased, the hardness of the film increased and then decreased. The films with fine dome structure showed good wear resistance. D 2004 Elsevier B.V. All rights reserved. Keywords: TaN; D.C. magnetron sputtering; Wear resistance; Adhesion 1. Introduction Transition metal nitrides are well known for their remarkable physical properties including high hardness and mechanical strength, chemical inertness, and high temperature stability. They are widely studied and have become technologically important for applications such as wear resistant coatings [1], protective coatings with func- tional optical properties [2] or for specific metallization properties in microelectronics [3]. Tantalum nitride (TaN) thin films are attractive for use as structural elements in integrated circuits. Most of the works on TaN have been done on their application in thin film resistors and diffusion barriers [4,5]. Very little work has been done on their application in hard wear resistant coatings. In this work, we report the effects of the N 2 /Ar gas ratio of inlet gases, the etching pressure and time and bias voltage on the structural and mechanical properties of magnetron-sputtered TaN thin films. 2. Experimental procedures The TaN films were produced in an unbalanced D.C. magnetron sputtering equipment. A circular sputter source 0040-6090/$ - see front matter D 2004 Elsevier B.V. All rights reserved. doi:10.1016/j.tsf.2004.08.059 * Corresponding author. Tel.: +82 522592228; fax: +82 522591688. E-mail address: [email protected] (S.K. Kim). Fig. 1. X-ray diffractograms of TaN films deposited with various N 2 /Ar gas ratios of inlet gases ((a) N 2 /Ar=0.1, (b) N 2 /Ar=0.2, (c) N 2 /Ar=0.3, (d) N 2 /Ar=0.4). Thin Solid Films 475 (2005) 202 – 207 www.elsevier.com/locate/tsf

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Page 1: 1.Deposition of Tantalum Nitride Thin Films by D.C. Magnetron Sputtering

www.elsevier.com/locate/tsf

Thin Solid Films 475

Deposition of tantalum nitride thin films by D.C. magnetron sputtering

S.K. Kim*, B.C. Cha

School of Materials Science and Engineering, University of Ulsan, Ulsan 680-749, South Korea

Available online 28 September 2004

Abstract

Thin films of tantalum nitride (TaN) were deposited on SKD11 tool steel substrate by a D.C. magnetron sputtering system. The influence

of the N2/Ar gas ratio of the inlet gases on the structure, hardness, adhesion and wear resistance was investigated. The X-ray diffraction data

showed that TaN deposited at low N2/Ar gas ratio, tetragonal h-Ta(330) and hexagonal TaN(101) were observed. Orthorhombic TaN(110)

and orthorhombic Ta3N5 were formed with the increase of the N2/Ar gas ratio. High hardness of the films was observed at the low N2/Ar gas

ratio. The films deposited at N2/Ar gas ratio of 0.3 showed good adhesion, wear resistance and hardness of Hv0.05 1450. The films deposited

with etching time of 30 min at 133.32 Pa gave good adhesion. Thickness of the films decreased with applying the bias voltage. As the bias

potential was increased, the hardness of the film increased and then decreased. The films with fine dome structure showed good wear

resistance.

D 2004 Elsevier B.V. All rights reserved.

Keywords: TaN; D.C. magnetron sputtering; Wear resistance; Adhesion

1. Introduction

Transition metal nitrides are well known for their

remarkable physical properties including high hardness

and mechanical strength, chemical inertness, and high

temperature stability. They are widely studied and have

become technologically important for applications such as

wear resistant coatings [1], protective coatings with func-

tional optical properties [2] or for specific metallization

properties in microelectronics [3].

Tantalum nitride (TaN) thin films are attractive for use as

structural elements in integrated circuits. Most of the works

on TaN have been done on their application in thin film

resistors and diffusion barriers [4,5]. Very little work has

been done on their application in hard wear resistant

coatings. In this work, we report the effects of the N2/Ar

gas ratio of inlet gases, the etching pressure and time and

bias voltage on the structural and mechanical properties of

magnetron-sputtered TaN thin films.

0040-6090/$ - see front matter D 2004 Elsevier B.V. All rights reserved.

doi:10.1016/j.tsf.2004.08.059

* Corresponding author. Tel.: +82 522592228; fax: +82 522591688.

E-mail address: [email protected] (S.K. Kim).

2. Experimental procedures

The TaN films were produced in an unbalanced D.C.

magnetron sputtering equipment. A circular sputter source

(2005) 202–207

Fig. 1. X-ray diffractograms of TaN films deposited with various N2/Ar

gas ratios of inlet gases ((a) N2/Ar=0.1, (b) N2/Ar=0.2, (c) N2/Ar=0.3, (d)

N2/Ar=0.4).

Page 2: 1.Deposition of Tantalum Nitride Thin Films by D.C. Magnetron Sputtering

Fig. 2. Hardness of TaN films deposited at various N2/Ar gas ratio.

Fig. 3. Optical micrographs of scratch tracks of TaN films deposited at various N2/

Fig. 4. Optical micrographs of wear tracks of TaN films obtained at various N2/A

S.K. Kim, B.C. Cha / Thin Solid Films 475 (2005) 202–207 203

was fixed to the lid of the chamber. A tantalum target (99.98%

pure) of diameter 76.2mmwas attached to the sputter source.

A sample holder, which can rotate and enabled bias

voltage, was located at the center of the chamber. Substrate

to target distance was 55 mm. After the chamber was

evacuated to 1.3�10�4 Pa using a rotary pump and a

diffusion pump, argon was introduced to maintain working

pressure. The SKD11 steel (1.5% C, 11.5% Cr, 0.8% Mo,

0.9% V) specimens were polished and degreased ultrasoni-

cally in alcohol. Before deposition, the specimens were

plasma etched for 10 to 60 min with 370 V, 600 mA at the

pressure of 133.32 Pa.

To determine the effect of nitrogen partial pressure, the

N2/Ar gas ratio of inlet gases was varied from 0.1 to 0.4.

Target power was fixed to 200 W. Before the deposition

of the TaN, an interlayer of tantalum was deposited at 0.8

Ar gas ratios ((a) N2/Ar=0.1, (b) N2/Ar=0.2, (c) N2/Ar=0.3, (d) N2/Ar=0.4).

r gas ratios ((a) N2/Ar=0.1, (b) N2/Ar=0.2, (c) N2/Ar=0.3, (d) N2/Ar=0.4).

Page 3: 1.Deposition of Tantalum Nitride Thin Films by D.C. Magnetron Sputtering

Fig. 5. Micrographs of etched surface morphology of the substrate at various pressure ((a) 37.33 Pa, (b) 68 Pa, (c) 133.32 Pa).

S.K. Kim, B.C. Cha / Thin Solid Films 475 (2005) 202–207204

Pa for 20 min. Then TaN layer was deposited at the same

pressure for 60 min. X-ray diffractometer (Rigaku, RAD-

3C) was used to determine the phases of the films. Field

emission scanning electron microscope (JSM-650F) was

used to observe the surface morphology of the films. The

hardness of films was measured by a Vicker’s hardness

tester using a 50-g load. Adhesion was evaluated by a

scratch tester (Revetest, CSEM). When wear resistance

was measured by a ball-on-disc type wear tester, the test

condition was a 3-N load, 121 rev./min, 60–65% relative

humidity. Test duration was up to 1000 cycle. Bearing

steel ball which contained 10% Cr was used as a

counterpart. Wear track was examined by an optical

microscope.

Fig. 6. Optical micrographs of scratch tracks of TaN films deposited with v

3. Results and discussion

X-ray diffractograms of TaN films deposited using

various N2/Ar gas ratio of inlet gases are shown in Fig. 1

The other deposition parameters kept constant were the

deposition pressure of 0.53 Pa and the target power of 220

W. At low N2/Ar gas ratio, tetragonal h-Ta(330) [JCPDS 25-

1280] and hexagonal TaN(101) [JCPDS 39-1485] were

observed. With the increase of the N2/Ar gas ratio, hexagonal

TaN(110) [JCPDS 39-1485] and orthorhombic Ta3N5

[JCPDS 19-1291] were formed. At the N2/Ar gas ratio of

4, Ta3N5 phase was only present. Fig. 2 shows the hardness

of TaN films deposited at various N2/Ar gas ratios. High

hardness was observed at the N2/Ar gas ratio of 0.1 and 0.2

arious etching time ((a) 20 min, (b) 30 min, (c) 40 min, (d) 60 min).

Page 4: 1.Deposition of Tantalum Nitride Thin Films by D.C. Magnetron Sputtering

Fig. 7. The hardness of the TaN films deposited at various bias potentials.

Fig. 8. SEM micrographs of the surface morphology of TaN films deposited at vario

S.K. Kim, B.C. Cha / Thin Solid Films 475 (2005) 202–207 205

although the data fluctuated significantly. At the N2/Ar gas

ratio of 0.3, hardness values did not fluctuate much and were

very stable. The hardness of the films decreased significantly

at the N2/Ar gas ratio of 0.4, this was due to the decrease

of the deposition rate and the formation of Ta3N5 phase.

Fig. 3 shows scratch tracks of thin films deposited at

various N2/Ar gas ratio. The films deposited at N2/Ar gas

ratio of 0.3 showed good adhesion whereas the films

deposited at other gas ratios cracked due to the residual

stress developed within the films. Wear tracks of TaN

films obtained at various N2/Ar gas ratios are shown in

Fig. 4. The films deposited at N2/Ar gas ratio of 0.3

showed best wear resistance. Although the films obtained

at N2/Ar gas ratio of 0.1 exhibited good wear resistance,

the films easily cracked with small shock due to high

residual stress. Fig. 5 shows SEM micrographs of etched

us bias voltage ((a) 0 V, (b) 50 V, (c) 100 V, (d) 150 V, (e) 200 V, (f) 300 V).

Page 5: 1.Deposition of Tantalum Nitride Thin Films by D.C. Magnetron Sputtering

S.K. Kim, B.C. Cha / Thin Solid Films 475 (2005) 202–207206

surface morphology of the substrate at various pressure.

The pressure of 133.32 Pa produced very rough surface.

The surface was etched very densely at the pressure of

37.33 Pa. The surface was relatively smooth at the

pressure of 68 Pa. We cannot explain why such a smooth

surface was obtained at this intermediate pressure. This

increase in the etch rate with pressure is mainly due to the

increase in the concentration of neutrals with increasing

pressure. The scratch tracks of the TaN films deposited

with various etching time at 133.32 Pa with N2/Ar gas

ratio of 0.3 are shown in Fig. 6. TaN films deposited with

etching time of 30 and 40 min gave good adhesion

whereas 20- and 40-min etching time showed bad

adhesion. Short etching time did not produce rough

surface and prolonged etching time also made the surface

smooth which resulted in bad adhesion. Effect of the bias

voltage on the thickness and structure of the TaN films

was studied. The thickness of the film deposited without

Fig. 9. Optical micrographs of wear track of TaN films obtained at various

bias voltage was 4.5 Am. Thickness of the films deposited

with 50-, 100-, 150-, 200- and 300-V bias voltage were 2.5,

2.5, 2.5, 2.0 and 2.8 Am, respectively. Thickness of the films

decreased with applying the bias voltage. The increase of the

bias voltage did not affect the thickness of the film

significantly.

Fig. 7 shows the hardness of the TaN films deposited at

various substrate bias potentials. As the bias potential was

increased, the hardness of the film increased and then

decreased. SEM micrographs of the surface morphology of

each film are shown in Fig. 8. At low bias potentials, coarse

dome structures were developed. Fine dome structures were

observed with the increase of the bias voltage. Further

increase of the bias potential to �300 V collapsed the dome

structure which resulted in low hardness of the film. Similar

trend in the development of dome structures in the films

deposited with the increase of the bias voltage was also

observed previously at the NbN films deposited by D.C.

bias voltage ((a) 50 V, (b) 100 V, (c) 150 V, (d) 200 V, (e) 300 V).

Page 6: 1.Deposition of Tantalum Nitride Thin Films by D.C. Magnetron Sputtering

S.K. Kim, B.C. Cha / Thin Solid Films 475 (2005) 202–207 207

magnetron sputtering [6]. Fig. 9 shows wear tracks of

TaN films deposited at various bias voltage. TaN films

with fine dome structures (Fig. 8d) exhibited good wear

resistance.

4. Conclusion

TaN thin films were deposited by D.C. magnetron

sputtering method. There was transition from a mixture of

h-Ta(330) and hexagonal TaN(101) to a mixture of

orthorhombic TaN(110) and orthorhombic Ta3N5 and

further to orthorhombic Ta3N5 with the increase of the

nitrogen partial pressure of the inlet gas. The hardness of

the film decreased significantly at high nitrogen gas ratio of

the inlet gas. The films deposited at N2/Ar gas ratio of 0.3

showed good adhesion and wear resistance. The pressure of

133.32 Pa and etching time of 30 and 40 min gave good

adhesion of the films. The thickness of the films decreased

with applying the bias voltage. The increase of the bias

voltage did not affect the thickness of the films signifi-

cantly. The films with fine dome structures exhibited good

wear resistance.

Acknowledgment

This research was supported by the 2004 University of

Ulsan Research Fund.

References

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(1992) 121.

[3] P.C. Mcintyre, S.R. Summerfelt, C.J. Maggiore, Appl. Phys. Lett. 70

(1977) 711.

[4] T. Riekkinen, J. Molarious, T. Laurila, A. Nurmela, I. Sumi, J.K.

Kivilahti, Microelectron. Eng. 64 (2002) 289.

[5] C.-S. Shin, Y.-W. Kim, N. Hellgren, D. Gall, I. Petrov, J.E. Greene, J.

Vac. Sci. Technol., A, Vac. Surf. Films 20 (6) (2002) 2007.

[6] S.K. Kim, B.C. Cha, J.S. Yoo, Surf. Coat. Technol. 177-178 (2004)

434.